In Re: Libor-Based Financial Instruments Antitrust Litigation
Plaintiff: 303 Proprietary Trading LLC, 303030 Trading LLC, 33-35 Green Pond Road Associates, LLC, AVP Properties, LLC, Annie Bell Adams, Joseph Amabile, Louie Amabile, Atlantic Trading USA, LLC, Todd Augenbaum, Bay Area Toll Authority, Jeffrey D. Buckley, Norman Byster, CEMA Joint Venture, Michael Cahill, Roberto E. Calle Gracey, Capital Ventures International, Carpenters Pension Fund of West Virginia, Linda Carr, Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, City of Dania Beach Police & Firefighters' Retirement System, City of New Britain Firefighters' and Police Benefit Fund, City of Richmond, City of Riverside, Kenneth W. Coker, Community Bank & Trust, County of Riverside, County of Sacramento, County of San Diego, County of San Mateo, County of Sonoma, Courtyard at Amwell II, LLC, Darby Financial Products, Richard Deogracias, Direcors Financial Group, Direct Action Plaintiff, Direct Action Plaintiffs, Heather M. Earle, East Bay Municipal Utility District, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Federal National Mortgage Association, Marc Federighi, Scott Federighi, Dennis Paul Fobes, Leigh E. Fobes, Gary Francis, Eric Friedman, Robert Furlong, Lawrence W. Gardner, Ellen Gelboim, Fran P. Goldsleger, David Gough, Government Development Bank for Puerto Rico, Greenwich Commons II, LLC, Guaranty Bank & Trust Company, Betty L. Gunter, Brian Haggerty, Nathaniel Haynes, John Henderson, Richard Hershey, Highlander Realty, LLC, Jill Court Associates II, LLC, David Klusendorf, Ronald Krug, Margaret Lambert, Christopher Lang, Jeffrey Laydon, Elizabeth Lieberman, Maidencreek Ventures II LP, Henryk Malinowski, Mayor and City Council of Baltimore, Metzler Investment GmbH, John Monckton, National Credit Union Administration Board, Philip Olson, PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PRUDENTIAL CORE TAXABLE MONEY MARKET FUND, PRUDENTIAL INVESTMENT PORTFOLIOS 2, PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Brett Pankau, Carl A. Payne, Nicholas Pesa, Principal Capital Interest Only I, LLC, Principal Commercial Funding II, LLC, Principal Commercial Funding, LLC, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company, Principal Real Estate Investors, LLC, Principal Variable Contracts Funds, Inc., Raritan Commons, LLC, Ravan Investments, LLC, Eduardo Restani, SEIU Pension Plans Master Trust, Salix Capital US Inc., San Diego Association of Governments, San Mateo Couty Joint Powers Financing Authority, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust, Successor Agency to the Richmond Community Redevelopment Agency, David E. Sundstrom, Margery Teller, Texas Competitive Electric Holdings Company LLC, The Berkshire Bank, The Charles Schwab Corporation, The City of Philadelphia, The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation, The Pennsylvania Intergovernmental Cooperation Authority, The Regents of the University of California, The Richmond Joint Powers Financing Authority, The Riverside Public Financing Authority, Triaxx Prime CDO 2006-1 ltd., Triaxx Prime CDO 2006-2 Ltd., Triaxx Prime CDO 2007-1 Ltd., David Vecchione, Jerry Weglarz, Nathan Weglarz, Randall Williams, California Public Plaintiffs, Axiom Investment Advisors Holdings L.P., Gildor Family Advisors L.P., Cement Masons' International Association Employees' Trust Fund, Ephraim F. Gildor, Gildor Family Company L.P., Axiom Investment Advisors, LLC, Axiom Investment Company, LLC, Directors Financial Group, City of New Britain, Axiom FX Investment Fund II, L.P., Vistra Energy Corp., Jennie Stuart Medical Center, Inc., Axion Investment Company Holdings L.P., Pension Trust for Operating Engineers, Pennsylvania Intergovernmental Cooperation Authority, National Asbestos Workers Pension Fund, Gildor Management, LLC, Yale University, City of Philadelphia, Axiom FX Investment Fund, L.P., Axiom FX Investment 2X Fund, L.P., Axiom HFT LLC, Hawaii Annuity Trust Fund for Operating Engineers, Bucks County Water and Sewer Authority, The Charles Schwab Family of Funds, Charles Schwab Worldwide Funds PLC, Federal Deposit Insurance, Schwab Investments and DRYDEN CORE INVESTMENT FUND on behalf of PRUDENTIAL CORE SHORT-TERM BOND FUND
Defendant: All Defendants, BBA Enterprises, Ltd., BBA Libor, Ltd, BBA Libor, Ltd., BNP Paribas S.A., Banc of America Securities LLC, Bank Of America Corporation, Bank Of America Securities LLC, Bank of America Corp., Bank of America Home Loans, Bank of America National Association, Bank of America, N.A., Bank of Nova Scotia, Bank of Scotland plc, Bank of Tokyo-Mistsubishi UFJ, Bank of Tokyo-Mitsubishi UFJ Ltd, Bank of Tokyo-Mitsubishi UFJ Ltd., Barclays Bank PLC, Barclays Bank Plc,, Barclays Bank Plc., Barclays Capital Inc., Barclays PLC, Barclays U.S. Funding LLC, Barklays Bank Plc, Bear Stearns Capital Markets, Inc., British Bankers Association, British Bankers' Association, CITI SWAPCO INC., Centrale Raiffeisen-Berenleenbank B.A., Chase Bank USA, N.A., Chase Bank USA, NA, Citibank N.A., Citibank NA, Citibank, N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc, Citigroup Inc., Citigroup, Inc., Citiigroup Global Markets Inc., Citizens Bank of Massachusetts, Citizens Bank, N.A., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Cooperative Centrale Raiffeisen-Boernleenbank B.A., Coperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Argicole, S.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Group, AG, Credit Suisse Group, NA, Credit Suisse International, Credit Suisse Securities (USA) LLC, Credit Suisse Securities (USA) Inc., Deutsche Bank AG, Deutsche Bank Financial LLC, Deutsche Bank Securities Inc., Does 1-10, Inclusive, HBOS PLC, HBOS Plc., HSBC Bank PLC, HSBC Bank Plc., HSBC Bank USA, N.A., HSBC Finance Corp., HSBC Holding plc, HSBC Holdings PLC, HSBC Holdings plc., HSBC Securities (USA) Inc., HSBC USA Inc., ICAP plc, J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Clearing Corp., J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, JP Morgan Chase & Co., JPMorgan & Co., JPMorgan Chase & Co, JPMorgan Chase & Co., JPMorgan Chase Bank, JPMorgan Chase Bank N.A., JPMorgan Chase Bank National Association, JPMorgan Chase Bank, National Association, John Does 1-5, LLoyds Bank PLC, Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group PLC, Lloyds Banking Group PLS, Lloyds Banking Group plc., Lloyds TSB Bank PLC, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Mr. JPMorgan Chase Bank, N.A., Stephanie Nagel, National Association, National Collegiate Student Loan Trust 2007-1, Norinchukin Bank, Portigon AG, Portigon/WestLB AG, RBC Capital Markets, LLC, RBS Citizens, N.A., RBS Citizens, N.A. (f/k/a Citizens Bank of Massachusetts), RBS Securities, Inc., Rabobank Group, Royal Bank of Canada, Royal Bank of Scotland, Royal Bank of Scotland Group plc, Societe General, Royal Bank of Canada, Societe Generale, Sumitomo Mitsui Banking Corp., The Bank of Tokyo Mitsubishi UFJ Ltd., The Bank of Tokyo-Mitsubishi UFJ Ltd., The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, The Royal Bank of Canada, The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland Group Plc., The Royal Bank of Scotland PLC, The Royal Bank of Scotland, Plc, UBS AG, UBS AG, Royal Bank of Scotland Group PLC, UBS Limited, UBS Securities LLC, WestDeutsche Immobilienbank AG, WestLB AG, Lloyds Banking Group, PLC, HSBC Holdings, PLC, Cooperative Centrale Raiffeisenboernleenbank B.A., Societe Generale, S.A., Barclays Capital (Cayman) Limited, Merrill Lynch International, Cooperative Rabobank U.A., UBS Group AG, DB Group Services (UK) Limited, Cooperatieve Rabobank U.A., JPMorgan Chase Bank, N.A., Rabobank International, Societe Generale S.A., Bear Stearns Bank PLC and Lloyds TSB Bank PLC)
Petitioner: Brian McCormick, Vito Spillone and Maxwell Van De Velde
Respondent: BBVA Compass Bancshares, Inc.
Consolidated Plaintiff: Linda Zacher
Consolidated Defendant: RBS Citizens, NA
Interested Party: ICAP Europe Ltd. and Davis Polk & Wardwell LLP
Not Classified By Court: Tullett Liberty Brokerage Inc., Tullett Prebon Financial Services LLC, Tradition America LLC, Tullett Prebon plc, Tullett Prebon Americas Corp., Managed Care Advisory Group, LLC, Virgin Islands Public Finance Authority and Maimonides Medical Center
Receiver: FDIC, as receiver
Alternative Dispute Resolution (Adr) Provider: County of Mendocino, ICAP, City of Houston and citigroup Financial Products
Case Number: 1:2011md02262
Filed: August 12, 2011
Court: US District Court for the Southern District of New York
Office: Foley Square Office
County: XX Out of State
Presiding Judge: Naomi Reice Buchwald
Nature of Suit: Anti-Trust
Cause of Action: 15 U.S.C. § 1
Jury Demanded By: Plaintiff
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Docket Report

This docket was last retrieved on March 3, 2017. A more recent docket listing may be available from PACER.

Date Filed Document Text
March 3, 2017 Opinion or Order Filing 1797 SEALING ORDER: THEREFORE, Plaintiffs' request to file portions of the Reply Letter and its accompanying exhibits under seal is GRANTED. IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 3/03/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(ama)
March 3, 2017 Opinion or Order Filing 1796 SEALING ORDER: re: (485 in 1:11-cv-02613-NRB, 1784 in 1:11-md-02262-NRB) Letter, filed by Bank of America Corporation, JP Morgan Chase Bank, N.A., J.P. Morgan Chase & Co., Bank of America, N.A., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., UBS AG. THEREFORE, Plaintiffs' request to file the accompanying exhibits to the Opposition Letter under seal is GRANTED. IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 3/03/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(ama)
March 3, 2017 Filing 1795 LETTER addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated March 3, 2017 re: Response to the Lender Plaintiffs' Letter dated February 16, 2017 [ECF No. 1773]. Document filed by BBA Enterprises Ltd., BBA Libor Ltd., Bank of America Corporation, Bank of America N.A., Bank of Tokyo Mitsubishi UFJ Ltd., Barklays Bank Plc, British Bankers' Association, Citibank N.A., Citigroup Inc., Cooperative Centrale Raiffeisenboerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS Plc., HSBC Bank Plc., HSBC Holdings plc., JPMorgan Chase & Co., JPMorgan Chase Bank, National Association, Lloyds Banking Group plc., Royal Bank of Canada, The Norinchukin Bank, The Royal Bank of Scotland Group Plc., UBS AG, WestLB AG, Westdeutsche Immobilienbank AG, BBA Enterprises, Ltd., BBA Libor, Ltd., Bank Of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Barclays Bank PLC, British Bankers Association, Citigroup Inc., Cooperative Centrale Raiffeisenboernleenbank B.A., HBOS PLC, HSBC Bank PLC, HSBC Holdings PLC, JPMorgan Chase Bank National Association, Lloyds Banking Group PLC, The Royal Bank of Scotland Group PLC.Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB(Burke, Arthur)
March 3, 2017 Filing 1794 SEALED DOCUMENT placed in vault.(mps)
March 3, 2017 Filing 1793 SEALED DOCUMENT placed in vault.(mps)
March 3, 2017 Filing 1791 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated March 3, 2017 re: Response to Defendants' Letter Requesting Pre-Motion Discovery Conference. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Exhibit 1 (UNDER SEAL), #2 Exhibit 2 (UNDER SEAL), #3 Exhibit 3 (UNDER SEAL), #4 Exhibit 4 (UNDER SEAL), #5 Exhibit 5, #6 Exhibit 6 (UNDER SEAL))Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
March 3, 2017 Filing 1790 LETTER MOTION to Seal Document addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated March 3, 2017. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
March 3, 2017 Minute Entry for proceedings held before Judge Naomi Reice Buchwald: Telephone Conference held on 3/3/2017. (ade)
March 2, 2017 Opinion or Order Filing 1792 SEALING ORDER: in case 1:11-cv-02613-NRB; granting (1786) Motion to Seal Document in case 1:11-md-02262-NRB. This Order addresses the under seal submission by the remaining Defendants on March 1, 2017, which Defendants filed in redacted form. The proposed sealed filing contains references to information that one or more Defendants or Exchange-Based Plaintiffs have designated as Confidential or Highly Confidential and for use only in the above-captioned litigation. See Am. Stipulation and Protective Order, 2.3.1, ECF No. 1405. Accordingly, Defendants respectfully request that the Court So Order the sealing of portions of the Exhibits attached to Defendants' letter, dated March 1, 2017. IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 3/02/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (ama)
March 2, 2017 Transmission to Sealed Records Clerk. Transmitted re: (493 in 1:11-cv-02613-NRB, 1792 in 1:11-md-02262-NRB) Order on Motion to Seal Document,,,, to the Sealed Records Clerk for the sealing or unsealing of document or case. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(ama)
March 1, 2017 Opinion or Order Filing 1789 SEALING ORDER: in case 1:11-cv-02613-NRB; granting (1775) Letter Motion to Compel in case 1:11-md-02262-NRB. This Order addresses the under seal submission by OTC and Exchange-Based Plaintiffs ("Plaintiffs") on February 24, 2017, which Plaintiffs filed in redacted form. [ECF No. 1775]. The proposed sealed filing contains references to information that one or more defendants have designated as Confidential or Highly Confidential pursuant to the Amended Stipulation and Protective Order. [ECF No. 1405]. Plaintiffs' request to file the February 24, 2017, letter to the Court and Exhibits B-F attached thereto under seal is GRANTED. IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 3/01/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (ama)
March 1, 2017 Opinion or Order Filing 1788 SEALING ORDER: in case 1:11-cv-02613-NRB; granting (1777) Letter Motion to Compel in case 1:11-md-02262-NRB. This Order addresses the under seal submission by OTC and Exchange-Based Plaintiff's ("Plaintiffs") on February 24, 2017, which Plaintiffs filed in redacted form. [ECF No. 1777]. The proposed sealed filing contains references to information that one or more defendants have designated as Confidential or Highly Confidential pursuant to the Amended Stipulation and Protective Order. [ECF No. 1405]. Plaintiffs' request to file the February 24, 2017, letter to the Court and Exhibits 2-7 attached thereto under seal is GRANTED. IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 3/01/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (ama)
March 1, 2017 Transmission to Sealed Records Clerk. Transmitted re: #1788 Order on Motion to Compel,,,, to the Sealed Records Clerk for the sealing or unsealing of document or case. (ama)
March 1, 2017 Transmission to Sealed Records Clerk. Transmitted re: #1789 Order on Motion to Compel,,,, to the Sealed Records Clerk for the sealing or unsealing of document or case. (ama)
March 1, 2017 Filing 1787 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated March 1, 2017 re: Exchange-Based Plaintiffs' Reply Letter in Further Support of Request for Leave to File [Proposed] Fourth Amended Consolidated Class Action Complaint [ECF No. 1726]. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Exhibit A (UNDER SEAL), #2 Exhibit B (UNDER SEAL), #3 Exhibit C (UNDER SEAL))Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
March 1, 2017 Filing 1786 LETTER MOTION to Seal Document addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated March 1, 2017. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
March 1, 2017 Filing 1785 LETTER MOTION to Seal Document (1784 in 1:11-md-02262-NRB, 485 in 1:11-cv-02613-NRB) Letter, Requesting Pre-Motion Conference addressed to Judge Naomi Reice Buchwald from Mark D. Villaverde dated March 1, 2017. Document filed by Bank of America Corporation, Bank of America, N.A., J.P. Morgan Chase & Co., JP Morgan Chase Bank, N.A., UBS AG, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.. (Attachments: #1 Proposed Sealing Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Villaverde, Mark)
March 1, 2017 Filing 1784 LETTER addressed to Judge Naomi Reice Buchwald from Mark D. Villaverde dated March 1, 2017 re: Request for Pre-Motion Discovery Conference. Document filed by Bank of America Corporation, Bank of America, N.A., J.P. Morgan Chase & Co., JP Morgan Chase Bank, N.A., UBS AG, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.. (Attachments: #1 Exhibit 1, #2 Exhibit 2)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Villaverde, Mark)
March 1, 2017 Filing 1783 NOTICE OF APPEARANCE by Robert Lauri Lindholm, Jr on behalf of Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Lindholm, Robert)
March 1, 2017 Filing 1782 NOTICE OF APPEARANCE by Andrew Browning Lichtenberg on behalf of Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Lichtenberg, Andrew)
March 1, 2017 Filing 1781 NOTICE OF APPEARANCE by John Joseph Hughes, III on behalf of Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Hughes, John)
February 28, 2017 Filing 1780 NOTICE OF APPEARANCE by Robert Charles Hora on behalf of Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Hora, Robert)
February 27, 2017 Opinion or Order Filing 1779 SEALING ORDER: granting (1770) Motion to Seal Document in case 1:11-md-02262-NRB. The proposed sealed filing contains references to information that one or more Defendants or Plaintiffs has designated as Confidential or Highly Confidential pursuant to parg. 2.3.1 of the Amended Stipulation and Protective Order. ECF No. 1405. Thus, Defendants respectfully request that the Court So Order the sealing of certain portions of Defendants' Letter and the Appendix thereto, dated February 8, 2017. IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 2/27/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (ama)
February 27, 2017 Transmission to Sealed Records Clerk. Transmitted re: (480 in 1:11-cv-02613-NRB, 1779 in 1:11-md-02262-NRB) Order on Motion to Seal Document,,, to the Sealed Records Clerk for the sealing or unsealing of document or case. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(ama)
February 24, 2017 Filing 1778 LETTER MOTION to Seal Document #1777 LETTER MOTION to Compel Deutsche Bank AG to produce additional documents and provide a privilege log addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated February 24, 2017. addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated February 24, 2017. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Text of Proposed Order)(Carmody, William)
February 24, 2017 Filing 1777 LETTER MOTION to Compel Deutsche Bank AG to produce additional documents and provide a privilege log addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated February 24, 2017. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Exhibit 1, #2 Exhibit 2 - Filed Separately Under Seal, #3 Exhibit 3 - Filed Separately Under Seal, #4 Exhibit 4 - Filed Separately Under Seal, #5 Exhibit 5 - Filed Separately Under Seal, #6 Exhibit 6 - Filed Separately Under Seal, #7 Exhibit 7 - Filed Separately Under Seal)(Carmody, William)
February 24, 2017 Filing 1776 LETTER MOTION to Seal Document (1775 in 1:11-md-02262-NRB) LETTER MOTION to Compel JP Morgan Chase Bank, N.A. to produce additional documents and provide a privilege log addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated February 24, 2017. addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated February 24, 2017. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William) .
February 24, 2017 Filing 1775 LETTER MOTION to Compel JP Morgan Chase Bank, N.A. to produce additional documents and provide a privilege log addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated February 24, 2017. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Exhibit A, #2 Exhibit B - Filed Separately Under Seal, #3 Exhibit C - Filed Separately Under Seal, #4 Exhibit D - Filed Separately Under Seal, #5 Exhibit E - Filed Separately Under Seal, #6 Exhibit F - Filed Separately Under Seal)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
February 16, 2017 Opinion or Order Filing 1774 MEMORANDUM ORDER denying (1686 in case 1:11-md-02262-NRB) Motion for reconsideration. This Order addresses (1) FFP Plaintiffs' request (ECF No. 1698) for reconsideration of the Court's dismissal in LIBOR IV of the antitrust and civil conspiracy claims relating to this alternative theory, and defendants' response (ECF No. 1724); and (2) FFP Plaintiffs' motion for reconsideration (ECF Nos. 1685, 1686, & 1687) of the portion of LIBOR VI that declined to address the personal jurisdiction allegations pertaining to this theory, defendants' opposition (ECF No. 1745), and FFP Plaintiffs' reply (ECF No. 1768). Both of FFP Plaintiffs' requests are denied, as further set out in the order.. (Signed by Judge Naomi Reice Buchwald on 2/16/2017) Filed In Associated Cases: 1:11-md-02262-NRB et al. (cla)
February 16, 2017 Filing 1773 LETTER addressed to Judge Naomi Reice Buchwald from Jeremy A. Lieberman dated February 16, 2017 re: to request a pre-motion conference to file a motion. Document filed by Government Development Bank for Puerto Rico, The Berkshire Bank(Individually and On Behalf of All Others Similarly Situated ).(Lieberman, Jeremy)
February 10, 2017 Filing 1772 LETTER addressed to Judge Naomi Reice Buchwald from Stacey P. Slaughter dated February 10, 2017 re: Amending Principal Financial Complaint. Document filed by Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB(Slaughter, Stacey)
February 8, 2017 Opinion or Order Filing 1771 ORDER on MOTION FOR LEAVE TO WITHDRAW AS COUNSEL: in case 1:11-cv-02613-NRB; granting (1765 in case 11-md-2262) Motion to Withdraw as Attorney. Pursuant to Local Civil Rule 1.4, JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A. (collectively, "JPMorgan"), by and through its counsel Simpson Thacher & Bartlett LLP, respectfully requests the withdrawal of the appearance of Elizabeth J. Shutkin as counsel for JPMorgan in the above-referenced action. SO ORDERED. Attorney Elizabeth Jane Shutkin terminated in case 11cv2613 and 1:11-md-02262-NRB. (Signed by Judge Naomi Reice Buchwald on 2/08/2017) Filed In Associated Cases: 1:11-md-02262-NRB et al. (ama)
February 8, 2017 Filing 1770 LETTER MOTION to Seal Document (475 in 1:11-cv-02613-NRB, 1769 in 1:11-md-02262-NRB) Response to Motion,,,,, addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated February 8, 2017. Document filed by Bank of America Corporation, Bank of America, N.A., Bank of Scotland plc, Barclays Bank PLC, Citibank N.A., Citigroup, Inc., Citiigroup Global Markets Inc., Credit Suisse AG, Credit Suisse Group AG, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS PLC, HSBC Bank PLC, HSBC Holdings PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Bank plc, Lloyds Banking Group PLC, Merrill Lynch International, Portigon AG, RBC Capital Markets, LLC, RBS Securities, Inc., Rabobank Group, Royal Bank of Canada, Societe Generale, S.A., The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland PLC, UBS AG, WestDeutsche Immobilienbank AG. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Burke, Arthur)
February 8, 2017 Filing 1769 LETTER RESPONSE to Motion addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated February 8, 2017 re: (1726 in 1:11-md-02262-NRB, 465 in 1:11-cv-02613-NRB) LETTER MOTION for Conference Requesting Leave to File Exchange-Based Plaintiffs' [Proposed] Fourth Amended Complaint addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated January 13, 2017. [REDACTED]. Document filed by Bank of America Corporation, Bank of America, N.A., Bank of Scotland plc, Barclays Bank PLC, Citibank, N.A., Citigroup Global Markets, Inc., Citigroup, Inc., Credit Suisse AG, Credit Suisse Group AG, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS PLC, HSBC Bank plc, HSBC Holdings PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Bank plc, Merrill Lynch International, Portigon AG, RBC Capital Markets, LLC, RBS Securities, Inc., Rabobank Group, Royal Bank of Canada, Societe Generale, S.A., The Bank of Tokyo Mitsubishi UFJ Ltd., The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland PLC, UBS AG, WestDeutsche Immobilienbank AG. (Attachments: #1 Appendix, #2 Exhibit A, #3 Exhibit B)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Burke, Arthur)
February 7, 2017 Filing 1768 REPLY MEMORANDUM OF LAW in Support re: #1686 MOTION for Reconsideration or Reargument of LIBOR VI. . Document filed by FDIC, as receiver, Principal Financial Group, Inc., Principal Funds, Inc., The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation. (Martin, James)
February 6, 2017 Opinion or Order Filing 1767 ORDER on MOTION FOR LEAVE TO WITHDRAW AS COUNSEL granting #1763 Motion to Withdraw as Attorney. David R. Boyd, undersigned counsel, hereby respectfully moves, pursuant to Local Civil Rule 1.4, for leave to withdraw his appearance for Defendants Barclays PLC, Barclays Bank PLC, Barclays Capital Inc., and Barclays U.S. Funding LLC (f/k/a Barclays U.S. Funding Corporation) in the above-referenced multi-district litigation. Application Granted. Attorney David R. Boyd terminated. (Signed by Judge Naomi Reice Buchwald on 2/6/2017) (ama)
February 6, 2017 Filing 1766 NOTICE OF APPEARANCE by Eamonn Wesley Campbell on behalf of J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A.. (Campbell, Eamonn)
February 6, 2017 Filing 1765 MOTION for Elizabeth J. Shutkin to Withdraw as Attorney . Document filed by JPMorgan Chase & Co., JPMorgan Chase Bank N.A..(Mason, Omari)
February 3, 2017 Filing 1764 LETTER addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated 02/03/2017 re: Status update on OTC Plantiffs' notice and distribution plan for the settlement with Barclays Bank plc.. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore.(Carmody, William)
February 3, 2017 Filing 1763 MOTION for David R. Boyd to Withdraw as Attorney . Document filed by Barclays Bank PLC, Barclays Bank Plc,, Barclays Capital Inc., Barclays PLC, Barclays U.S. Funding LLC, Barklays Bank Plc.(Boyd, David)
February 3, 2017 Filing 1762 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated February 3, 2017 re: Response to Your Honor's Telephonic Request for Redline Comparisons of Plaintiffs' Proposed Fourth Amended Complaint. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
February 2, 2017 Opinion or Order Filing 1761 MEMORANDUM AND ORDER: After the publication of LIBOR VI, 11 MD 2262 (NRB), 2016WL 7378980 (S.D.N.Y. Dec. 20, 2016), the Court received a number of letters and motions. Of those submissions, we address the following in this Order: (1) the request of Direct Action Plaintiffs ("DAPs") for clarification of the Courts jurisdictional holdings in LIBOR VI (ECF No. 1688), defendants'response (ECF No. 1730), and DAPs' reply (ECF No. 1731); (2) in part,1 defendants' request for leave to move to dismiss the antitrust claims on three additional grounds (ECF No. 1702), the response of DAPs (ECF No. 1721), Over-the-Counter ("OTC") plaintiffs (ECF No. 1722), and Exchange-Based plaintiffs ("EBPs") (ECF No. 1725), and the defendants' reply (ECF No. 1742); (3) a request, from the Lender plaintiffs (ECF No. 1696) and DAPs (ECF No. 1697), for reconsideration of LIBOR IV's dismissal of state law civil conspiracy claims and of its related personal jurisdiction rulings, defendants response (ECF No. 1724), and Lender plaintiffs' reply (ECF No. 1751); and (4)the request of the Federal National Mortgage Association ("Fannie Mae") for leave to file an amended complaint (ECF No. 1700), and defendants' response (ECF No. 1724). The remaining letters and motions will be addressed in subsequent orders. We will dispense with a discussion of the limited circumstances under which a motion for reconsideration may be entertained, asit is well-established. And as set forth herein this Order. SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 2/02/2017) (ama)
February 2, 2017 Opinion or Order Filing 1760 ORDER: granting #1748 Letter Motion for Leave to File Document. The motion to strike is granted, and the Clerk of the Court is directed to strike docket entry 1708. However, the case number on Principal Financial's (now-stricken) Third Amended Complaint is simply the MDL number. While the Court is inclined to grant leave to Principal Financial to file one final amended complaint instrict accordance with the Court's orders, the Court requests that Principal Financial clarify in which case such an amended complaint would be filed. If the answer is that it seeks to file an amended complaint in all three of its cases, Principal Financial should explain why it thinks it is entitled to do so. For the avoidance of doubt, the Court defers a decision on whether leave should actually be granted until after receipt of that explanation along with a redline of a proposed amended complaint. As Principal Funds was not granted leave to file an amended complaint in the December 19 Order, and as its attempts to do so were stricken by the Court's order of January 19, 2017 ( ECF No. 1733), there is no basis to grant the request as to Principal Funds. SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 2/02/2017) (ama)
February 2, 2017 Opinion or Order Filing 1759 STIPULATION OF DISMISSAL WITH PREJUDICE: THEREFORE, it is hereby stipulated and agreed by all undersigned parties that the claims asserted by DFG in this Action be dismissed with prejudice as to all Defendants, pursuant to Fed. R. Civ. P. 41(a)(1)(A)(ii). SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 2/02/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(ama)
February 2, 2017 ***STRICKEN DOCUMENT. Deleted document number 1708 from the case record. The document was stricken from this case pursuant to #1760 Order on Motion for Leave to File Document. (ama)
February 2, 2017 Opinion or Order Filing 1758 STIPULATION OF DISMISSAL WITH PREJUDICE: THEREFORE, it is hereby stipulated and agreed by all undersigned parties that the claims asserted by DFG in this Action be dismissed with prejudice as to all Defendants, pursuant to Fed. R. Civ. P. 41(a)(1)(A)(ii). And as set forth herein. SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 2/02/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(ama) Modified on 2/3/2017 (ama).
February 2, 2017 Filing 1757 SEALED DOCUMENT placed in vault.(rz)
February 1, 2017 Opinion or Order Filing 1756 SEALING ORDER: granting (1750) Motion to Seal Document in case 1:11-md-02262-NRB. THEREFORE, Plaintiffs' request to file portions of the Lieberman Decl. under seal is GRANTED.IT IS SO ORDERED(Signed by Judge Naomi Reice Buchwald on 2/01/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB (ama)
February 1, 2017 Opinion or Order Filing 1755 STIPULATION OF VOLUNTARY DISMISSAL WITH PREJUDICE PURSUANT TO FED. R. CIV. P.41(a)(1)(A)(ii): IT IS HEREBY STIPULATED AND AGREED, pursuant to Federal Rule of Civil Procedure 41 (a)(1)(A)(ii), that the First Amended Class Action Complaint (ECF No. 844) in the above-captioned action (the "Action'') against the remaining Defendant, Bank of America, N.A., is hereby DISMISSED WITH PREJUDICE. IT IS FURTHER STIPULATED AND AGREED that each side shall bear its own costs incurred in connection with the Action. SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 2/01/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00598-NRB(ama)
February 1, 2017 Opinion or Order Filing 1754 SEALING ORDER granting (1749) Motion to Seal Document in case 1:11-md-02262-NRB. This Order addresses the under seal submission by Defendants on January 27, 2017, which Defendants filed in redacted form. The proposed sealed filing contains references to information that one or more defendants has designated as Confidential or Highly Confidential pursuant to Parg. 2.3.1 of the Amended Stipulation and Protective Order. ECF No. 1405. Thus, Defendants respectfully request that the Court So Order the sealing of Exhibit A to Defendants' January 27, 2017 submission. IT IS SO ORDERED (Signed by Judge Naomi Reice Buchwald on 2/01/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB (ama)
February 1, 2017 Transmission to Sealed Records Clerk. Transmitted re: (220 in 1:13-cv-06014-NRB, 1754 in 1:11-md-02262-NRB) Order on Motion to Seal Document,,, to the Sealed Records Clerk for the sealing or unsealing of document or case. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB(ama)
February 1, 2017 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - NON-ECF DOCUMENT ERROR. Note to Attorney Jeremy Lieberman to E-MAIL Document No. #1752 stipulation of voluntary dismissal. This document is not filed via ECF. Send email to judgments@nysd.uscourts.gov. Hand written signatures are also needed from all attorneys. (jsu) Modified on 2/1/2017 (jsu).
January 31, 2017 Filing 1753 MOTION for Leave to File Amended Complaint . Document filed by PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company, Principal Variable Contracts Funds, Inc.. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:16-cv-00590-NRB, 1:16-cv-00592-NRB(Kozen, Geoffrey)
January 31, 2017 Filing 1752 FILING ERROR - ELECTRONIC FILING OF NON-ECF DOCUMENT - STIPULATION OF VOLUNTARY DISMISSAL It is hereby stipulated and agreed by and between the parties and/or their respective counsel(s) that the above-captioned action is voluntarily dismissed, WITH prejudice against the defendant(s) Bank Of America Corporation, Bank of America, N.A., Citibank N.A., Citigroup Inc, JP Morgan Chase & Co., JPMorgan Chase Bank N.A., UBS AG pursuant to Rule 41(a)(1)(A)(ii) of the Federal Rules of Civil Procedure. Document filed by Directors Financial Group(individually).(Lieberman, Jeremy) Modified on 2/1/2017 (jsu).
January 31, 2017 Filing 1751 LETTER addressed to Judge Naomi Reice Buchwald from Jeremy A. Lieberman dated January 31, 2017 re: in response to Defendants' letter of January 13, 2017 and in further support of our letter of January 6, 2017 seeking leave to file a motion for consideration of the Courts dismissal of state civil conspiracy claims and dismissal of certain defendants for lack of personal jurisdiction. Document filed by Directors Financial Group(individually), Government Development Bank for Puerto Rico, The Berkshire Bank(Individually and On Behalf of All Others Similarly Situated ). (Attachments: #1 Affidavit Declaration of Jeremy A. Lieberman, #2 Exhibit 1, #3 Exhibit 2)(Lieberman, Jeremy)
January 31, 2017 Filing 1750 LETTER MOTION to Seal Document addressed to Judge Naomi Reice Buchwald from Jeremy A. Lieberman dated January 31, 2017. Document filed by Directors Financial Group(individually), Government Development Bank for Puerto Rico, The Berkshire Bank(Individually and On Behalf of All Others Similarly Situated ). (Attachments: #1 Text of Proposed Order)(Lieberman, Jeremy)
January 27, 2017 Filing 1749 LETTER MOTION to Seal Document addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated January 27, 2017. Document filed by BBA Libor, Ltd, BBA Libor, Ltd., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., British Bankers' Association, Chase Bank USA, NA, Citibank NA, Citigroup Global Markets, Inc., Citigroup Inc, Cooperative Centrale Raiffeisen-Boernleenbank B.A., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS PLC, J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities, LLC, JPMorgan Chase & Co., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group PLC, Merrill Lynch Capital Services, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., RBS Securities, Inc., Royal Bank of Canada, The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland PLC, UBS AG, UBS Securities LLC. (Attachments: #1 Text of Proposed Order)(Kurtzberg, Joel)
January 27, 2017 Filing 1748 LETTER MOTION for Leave to File Motion to strike Third Amended Complaint addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated January 27, 2017. Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., British Bankers' Association, Chase Bank USA, NA, Citibank, N.A., Citigroup Global Markets, Inc., Citigroup Inc., Coperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS PLC, J.P. Morgan Bank Dublin PLC, J.P. Morgan Securities, LLC, JPMorgan Chase & Co., JPMorgan Chase Bank N.A., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group PLC, Merrill Lynch Capital Services, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., RBS Securities, Inc., Royal Bank of Canada, Royal Bank of Scotland, Royal Bank of Scotland Group plc, UBS AG, UBS Securities LLC. (Attachments: #1 Exhibit A)(Kurtzberg, Joel)
January 26, 2017 Filing 1747 LETTER addressed to Judge Naomi Reice Buchwald from James R. Martin dated January 26, 2017 re: Response to Defendants' January 23, 2017 Letter. Document filed by Direct Action Plaintiffs.(Martin, James)
January 25, 2017 Filing 1746 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated January 25, 2017 re: Reply in Support of Plaintiffs Pre-Motion Letter Requesting Leave to File a Motion to Reconsider. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
January 24, 2017 Filing 1745 MEMORANDUM OF LAW in Opposition re: #1686 MOTION for Reconsideration or Reargument of LIBOR VI. . Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, Bank Of America Corporation, Bank of America, N.A., Bank of Scotland plc, Bank of Tokyo-Mitsubishi UFJ Ltd, Barclays Bank PLC, Barclays Capital Inc., British Bankers Association, Chase Bank USA, NA, Citibank N.A., Citigroup Global Markets, Inc., Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse AG, Credit Suisse Group, AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS plc, HSBC Bank plc, J.P. Morgan Bank Dublin PLC, J.P. Morgan Markets Ltd., JP Morgan Chase & Co., JPMorgan Chase Bank N.A., Lloyds Bank plc, Lloyds Banking Group plc., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Portigon AG, Royal Bank of Canada, Societe Generale, The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group plc, The Royal Bank of Scotland plc, UBS AG, UBS Securities LLC. (Kurtzberg, Joel)
January 24, 2017 Filing 1744 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated January 24, 2017 re: to outline the arguments Defendants advance in opposition to the Motion for Reconsideration or Reargument Of LIBOR VI. Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd., Bank Of America Corporation, Bank of America, N.A., Bank of Scotland plc, Barclays Bank PLC, Barclays Capital Inc., British Bankers' Association, Chase Bank USA, N.A., Citibank, N.A., Citigroup Inc, Citiigroup Global Markets Inc., Cooperative Centrale Raiffeisen-Boernleenbank B.A., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS Plc, HSBC Bank plc, J.P. Morgan Bank Dublin PLC, J.P. Morgan Markets Ltd., JPMorgan Chase & Co, JPMorgan Chase Bank N.A., Lloyds Bank plc, Lloyds Banking Group plc, Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Portigon AG, Royal Bank of Canada, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ Ltd., The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group Plc., The Royal Bank of Scotland plc, UBS AG, UBS Securities LLC.(Kurtzberg, Joel)
January 24, 2017 Opinion or Order Filing 1743 SEALING ORDER: granting (1739) Motion to Seal Document in case 1:11-md-02262-NRB. This Order addresses the under seal submission by Plaintiff Principal Financial on January 11, 2017 which Principal Financial filed in redacted form.The proposed sealed filing contains references to information that one ormore defendants has designated as Confidential or Highly Confidential pursuantto parg. 2.3.1 of the Amended Stipulation and Protective Order. ECF No. 1405. Thus, Principal Financial respectfully requests that the Court Order the sealing of certain portions of Principal Financial' s Third Amended Complaint, dated January 11, 2017. IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 1/24/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB (ama)
January 24, 2017 Transmission to Sealed Records Clerk. Transmitted re: (1743 in 1:11-md-02262-NRB, 219 in 1:13-cv-06014-NRB) Order on Motion to Seal Document,,,, to the Sealed Records Clerk for the sealing or unsealing of document or case. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB(ama)
January 23, 2017 Filing 1742 LETTER addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated January 23, 2017 re: In Reply to Plaintiffs' January 13, 2017 Letters (ECF Nos. 1721 ("DAP Letter"); 1722 ("OTC Letter"); and 1725 ("Exchange Letter"), and in further support of Defendants' January 6, 2017 Pre-Motion Letter. Document filed by Bank of America Corp., Bank of America, N.A., Barclays Bank plc, Barclays Capital Inc., Bear Stearns Capital Markets, Inc., Citibank, N.A., Citigroup Financial Products, Inc., Citigroup Global Markets Limited, Citigroup Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS plc, HSBC Bank USA, N.A., HSBC Bank plc, HSBC Finance Corp., HSBC Holdings PLC, HSBC Securities (USA) Inc., HSBC USA Inc., J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities, LLC, Lloyds Bank plc, Lloyds Banking Group plc, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Portigon AG, RBS Securities, Inc., Royal Bank of Canada, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group plc, UBS AG, WestDeutsche Immobilienbank AG.(Burke, Arthur)
January 23, 2017 Filing 1739 LETTER MOTION to Seal Document (1708 in 1:11-md-02262-NRB) Amended Complaint,,,,,,, addressed to Judge Naomi Reice Buchwald from Geoffrey H. Kozen dated 01/23/2017. Document filed by Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB(Kozen, Geoffrey)
January 23, 2017 ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Notice to Attorney Geoffrey Holmes Kozen to RE-FILE Document (217 in 1:13-cv-06014-NRB, 1738 in 1:11-md-02262-NRB) LETTER MOTION to Seal Document (1708 in 1:11-md-02262-NRB) Amended Complaint addressed to Judge Naomi Reice Buchwald from Geoffrey H. Kozen dated 01/20/2017. ERROR(S): No signature or s/. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB(db)
January 20, 2017 Filing 1741 SEALED DOCUMENT placed in vault.(rz)
January 20, 2017 Filing 1740 SEALED DOCUMENT placed in vault.(rz)
January 20, 2017 Filing 1738 FILING ERROR - DEFICIENT DOCKET ENTRY - LETTER MOTION to Seal Document (1708 in 1:11-md-02262-NRB) Amended Complaint addressed to Judge Naomi Reice Buchwald from Geoffrey H. Kozen dated 01/20/2017. Document filed by Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB(Kozen, Geoffrey) Modified on 1/23/2017 (db).
January 19, 2017 Opinion or Order Filing 1737 SEALING ORDER granting (466) Motion to Seal Document in case 1:11-cv-02613-NRB; granting (1727) Motion to Seal Document in case 1:11-md-02262-NRB. This Order addresses the Exchange-Based Plaintiffs' ("Plaintiffs") January 13, 2017 request to file under seal portions of Plaintiffs' Letter Opposition to Defendants' January 6, 2017 Pre-Motion Letter to Dismiss (the "Opposition Br."). The proposed sealed filing contains references to information one or more Defendants has designated as Confidential or Highly Confidential and for use only in the Plaintiffs' respective actions pursuant to paragraph 2.3.1 of the Amended Stipulation and Protective Order. [ECF No. 1405]. THEREFORE, Plaintiffs' request to file portions of the Opposition Br. under seal is GRANTED. (Signed by Judge Naomi Reice Buchwald on 1/19/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (mro)
January 19, 2017 Opinion or Order Filing 1736 SEALING ORDER granting (467) Motion to Seal Document in case 1:11-cv-02613-NRB; granting (1728) Motion to Seal Document in case 1:11-md-02262-NRB. This Order addresses the under seal submission by Over-the-Counter Plaintiffs ("OTC Plaintiffs") on January 13, 2017, which Plaintiffs filed in redacted form. [ECF No. 1722]. The proposed sealed filing contains references to information that one or more defendants have designated as Confidential or Highly Confidential pursuant to the Amended Stipulation and Protective Order. [ECF No. 1405]. Plaintiffs' request to file the January 13, 2017, letter to the Court and Exhibit A attached thereto under seal is GRANTED. (Signed by Judge Naomi Reice Buchwald on 1/19/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (mro)
January 19, 2017 Opinion or Order Filing 1735 SEALING ORDER: This Order addresses the under seal submission by Over-the-Counter Plaintiffs ("OTC Plaintiffs") on January 13, 2017, which Plaintiffs filed in redacted form. [ECF No. 1722]. The proposed sealed filing contains references to information that one or more defendants have designated as Confidential or Highly Confidential pursuant to the Amended Stipulation and Protective Order. [ECF No. 1405]. Plaintiffs' request to file the January 13, 2017, letter to the Court and Exhibit A attached thereto under seal is GRANTED. (Signed by Judge Naomi Reice Buchwald on 1/19/2017) (mro)
January 19, 2017 Transmission to Sealed Records Clerk. Transmitted re: #1735 Order,,, to the Sealed Records Clerk for the sealing or unsealing of document or case. (mro)
January 19, 2017 Filing 1734 SEALED DOCUMENT placed in vault.(mps)
January 19, 2017 Opinion or Order Filing 1733 ORDER: it is hereby ORDERED that the Second Amended Complaints (ECF Nos. 1701 &1703) be struck from the docket; and it is further ORDERED that the note of filing deficiency on Principal Financial's Third Amended Complaint (ECF No. 1708) be removed; and it is further ORDERED that Principal Funds' Third Amended Complaint ( ECF No. 1709) be struck from the docket; and it is further ORDERED that the duplicate copy of Principal Financial's Third Amended Complaint (ECF No. 1713) be struck from the docket; and it is further ORDERED that Principal Financial send to the Court an unredacted copy of its Third Amended Complaint (ECF No. 1708) along with a request for permission to file under seal the redacted portions of the Third Amended Complaint pursuant to the protective order in this case. (Signed by Judge Naomi Reice Buchwald on 1/19/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB, 1:13-cv-06014-NRB(ama)
January 19, 2017 Filing 1732 NOTICE OF APPEARANCE by Robert Abraham Braun on behalf of Gary Francis. (Braun, Robert)
January 19, 2017 ***STRICKEN DOCUMENT. Deleted document number 1709 from the case record. The document was stricken from this case pursuant to #1733 Order filed on 1/19/2017. (ama)
January 19, 2017 ***STRICKEN DOCUMENT. Deleted document number 1701 from the case record. The document was stricken from this case pursuant to #1733 Order filed on 1/19/2017. (ama)
January 19, 2017 ***STRICKEN DOCUMENT. Deleted document number 1703 from the case record. The document was stricken from this case pursuant to #1733 Order filed on 1/19/2017. (ama)
January 19, 2017 ***STRICKEN DOCUMENT. Deleted document number 1713 from the case record. The document was stricken from this case pursuant to #1733 Order filed on 1/19/2017. (ama)
January 18, 2017 Filing 1731 LETTER addressed to Judge Naomi Reice Buchwald from James R. Martin dated January 18, 2017 re: Reply to Defendants' January 17, 2017 Letter Response (ECF No. 1730) to Direct Action Plaintiffs' Pre-Motion Letter Requesting Leave to Move for Clarification of LIBOR VI. Document filed by Direct Action Plaintiffs.(Martin, James)
January 17, 2017 Filing 1730 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated January 17, 2017 re: Response to Direct Action Plaintiffs' request for leave to move for clarification. Document filed by Credit Suisse (USA) Inc., Credit Suisse Securities (USA) LLC.(Kurtzberg, Joel)
January 17, 2017 Filing 1729 LETTER addressed to Judge Naomi Reice Buchwald from Paul Gluckow dated January 17, 2017 re: the January 3, 2017 letter of the Exchange-Based Plaintiffs (MDL ECF No. 1693). Document filed by Bank of America Corp., Bank of America, N.A., JPMorgan Chase & Co., JPMorgan Chase Bank N.A..Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Gluckow, Paul)
January 14, 2017 Filing 1728 LETTER MOTION to Seal Document addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated January 13, 2017. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
January 14, 2017 Filing 1727 LETTER MOTION to Seal Document addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated January 13, 2017. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
January 14, 2017 Filing 1726 LETTER MOTION for Conference Requesting Leave to File Exchange-Based Plaintiffs' [Proposed] Fourth Amended Complaint addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated January 13, 2017. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Exhibit 1 - Part 1 (REDACTED), #2 Exhibit 1 - Part 2 (REDACTED), #3 Exhibit 1 - Part 3 (REDACTED), #4 Exhibit 1 - Part 4 (REDACTED), #5 Exhibit 1 - Part 5 (REDACTED), #6 Exhibit 1 - Part 6 (REDACTED), #7 Appendix A (UNDER SEAL))Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David) Modified on 8/29/2017 (lb).
January 13, 2017 Filing 1725 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated January 13, 2017 re: Response to Defendants' Omnibus Pre-Motion Letter dated January 6, 2017 (ECF No. 1702) seeking leave to file a Motion to Dismiss on a Variety of Grounds. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
January 13, 2017 Filing 1724 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated January 13, 2017 re: filing under seal. Document filed by All Defendants. (Attachments: #1 Omnibus Response, #2 Exhibit A, #3 Text of Proposed Order)(Kurtzberg, Joel)
January 13, 2017 Filing 1723 LETTER MOTION to Seal Document #1722 Response addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated January 13, 2017. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Text of Proposed Order)(Carmody, William)
January 13, 2017 Filing 1722 RESPONSE re: #1702 Letter,,,, REDACTED. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Exhibit A)(Carmody, William)
January 13, 2017 Filing 1721 LETTER addressed to Judge Naomi Reice Buchwald from James R. Martin dated January 13, 2017 re: Response to Defendants' Omnibus Pre-Motion Letter dated January 6, 2017 (ECF No. 1702) seeking leave to file a Motion to Dismiss on a Variety of Grounds. Document filed by Direct Action Plaintiffs.(Martin, James)
January 12, 2017 Opinion or Order Filing 1720 SEALING ORDER: in case 1:11-cv-02613-NRB; granting (1707) Motion to Seal Document in case 1:11-md-02262-NRB. THEREFORE, Defendants' request to file portions of the Sur-Reply under seal is GRANTED. IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 1/12/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (ama)
January 12, 2017 Opinion or Order Filing 1719 ORDER granting (1716) Letter Motion for Extension of Time in case 1:11-md-02262-NRB. (Under the Local Rules, Defendants' opposition is due Tuesday, January 17 and FFP Plaintiffs' reply is due January 24. In light of the numerous pending pre-motion letters and the fact that the FFP Motion is a full motion and not a pre-motion letter, the parties have agreed, subject to Your Honor's approval, that the due date for Defendants' opposition shall be extended to January 24, 2017, and that the due date for FFP Plaintiffs' reply shall be extended to February 7, 2017. SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 1/12/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03952-NRB, 1:13-cv-06013-NRB, 1:13-cv-06014-NRB, 1:14-cv-01757-NRB (ama)
January 12, 2017 Set/Reset Deadlines: Responses due by 1/24/2017 Replies due by 2/7/2017. Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03952-NRB, 1:13-cv-06013-NRB, 1:13-cv-06014-NRB, 1:14-cv-01757-NRB(ama)
January 11, 2017 Filing 1718 SEALED DOCUMENT placed in vault.(rz)
January 11, 2017 Filing 1717 SEALED DOCUMENT placed in vault.(rz)
January 11, 2017 Filing 1716 LETTER MOTION for Extension of Time on behalf of Defendants addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated January 11, 2017. Document filed by Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC.(Kurtzberg, Joel)
January 11, 2017 Filing 1715 SEALED DOCUMENT placed in vault.(rz)
January 11, 2017 Opinion or Order Filing 1712 SEALING ORDER: granting (1695) Motion to Seal Document in case 1:11-md-02262-NRB. THEREFORE, Plaintiffs' request to file portions of the Lieberman Decl. under seal is GRANTED. IT IS SO ORDERED.(Signed by Judge Naomi Reice Buchwald on 1/11/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB (ama)
January 11, 2017 Opinion or Order Filing 1711 SEALING ORDER: granting (456) Motion to Seal Document in case 1:11-cv-02613-NRB; granting (1692) Motion to Seal Document in case 1:11-md-02262-NRB. THEREFORE, Plaintiffs' request to file portions of the Kovel Decl. under seal is GRANTED. IT IS SO ORDERED.(Signed by Judge Naomi Reice Buchwald on 1/11/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (ama)
January 11, 2017 Opinion or Order Filing 1710 SEALING ORDER: granting (449) Motion to Seal Document in case 1:11-cv-02613-NRB; granting (1680) Motion to Seal Document in case 1:11-md-02262-NRB. THEREFORE, Plaintiffs' request to file portions of the Kovel Decl. under seal is GRANTED. IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 1/11/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (ama)
January 10, 2017 Filing 1707 LETTER MOTION to Seal Document addressed to Judge Naomi Reice Buchwald from Peter Sullivan dated January 10, 2017. Document filed by UBS AG. (Attachments: #1 Text of Proposed Order, #2 Redacted Letter and Exhibit)(Sullivan, Peter)
January 10, 2017 Opinion or Order Filing 1706 ORDER FOR ADMISSION PRO HAC VICE granting (1454) Motion for Steve W. Berman to Appear Pro Hac Vice in case 1:11-md-02262-NRB; granting (95) Motion for Steve W. Berman to Appear Pro Hac Vice in case 1:12-cv-06693-NRB. (As further set forth in this Order.) The Clerk of Court is directed to close this motion (docket # 1454) & docket # 95 in case 12cv6693. (Signed by Judge Naomi Reice Buchwald on 1/10/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-06693-NRB (cf)
January 9, 2017 Opinion or Order Filing 1705 ORDER denying (459) Letter Motion for Extension of Time in case 1:11-cv-02613-NRB; denying (1704) Letter Motion for Extension of Time in case 1:11-md-02262-NRB. The Exchange-Based plaintiffs filed a letter, dated January 7, 2017 (ECF No. 1704) requesting two adjournments. Both are denied as further set forth in this order. (Signed by Judge Naomi Reice Buchwald on 1/9/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (lmb)
January 7, 2017 Filing 1704 LETTER MOTION for Extension of Time addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated January 7, 2017. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
January 6, 2017 Filing 1702 LETTER addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated January 6, 2017 re: Pre-Motion Letter Regarding Pending Antitrust Claims. Document filed by Bank of America Corp., Bank of America, N.A., Barclays Bank plc, Barclays Capital Inc., Bear Stearns Capital Markets, Inc., Citibank, N.A., Citigroup Financial Products, Inc., Citigroup Global Markets Limited, Citigroup Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS plc, HSBC Bank USA, N.A., HSBC Bank plc, HSBC Finance Corp., HSBC Holdings plc, HSBC Securities (USA) Inc., HSBC USA Inc., J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities, LLC, Lloyds Bank plc, Lloyds Banking Group plc, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Portigon AG, RBS Securities, Inc., Royal Bank of Canada, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group plc, UBS AG, WestDeutsche Immobilienbank AG. (Attachments: #1 Appendix A, #2 Appendix B, #3 Appendix C)(Burke, Arthur)
January 6, 2017 Filing 1700 LETTER addressed to Judge Naomi Reice Buchwald from Sam W. Cruse dated January 6, 2017 re: Leave to file motion to Amend. Document filed by Federal National Mortgage Association. (Attachments: #1 Exhibit Redlined Amended Complaint, #2 Exhibit Clean Amended Complaint, #3 Exhibit Conference Correspondence)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07720-NRB(Cruse, Samuel)
January 6, 2017 Filing 1699 NOTICE OF CHANGE OF ADDRESS by Michael Brille on behalf of Barclays Bank, PLC, Barclays Capital, Inc., Barclays PLC, Barclays Bank plc, Barclays Bank PLC, Barclays Bank Plc,, Barclays Capital Inc., Barclays U.S. Funding LLC, Barclays Bank PLC, Barklays Bank Plc. New Address: Boies, Schiller & Flexner LLP, 1401 New York Avenue, N.W., Washington D.C., 20005, (202) 237 2727. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Brille, Michael)
January 6, 2017 Filing 1698 LETTER addressed to Judge Naomi Reice Buchwald from James R. Martin dated January 6, 2017 re: Leave to File Motion for Reconsideration of the Court's dismissal of FFP Plaintiffs' antitrust and conspiracy claims in LIBOR IV. Document filed by FDIC, as receiver, Principal Financial Group, Inc., Principal Funds, Inc., The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation.(Martin, James)
January 6, 2017 Filing 1697 LETTER addressed to Judge Naomi Reice Buchwald from James R. Martin dated January 6, 2017 re: Leave to File Motion for Reconsideration of Certain Rulings in LIBOR IV. Document filed by Direct Action Plaintiffs.(Martin, James)
January 6, 2017 Filing 1696 LETTER addressed to Judge Naomi Reice Buchwald from Jeremy A. Lieberman dated January 6, 2017 re: to seek leave to file a motion for reconsideration of the Courts dismissal of state civil conspiracy claims and dismissal of certain defendants for lack of personal jurisdiction. Document filed by Directors Financial Group(individually), Government Development Bank for Puerto Rico, The Berkshire Bank(Individually and On Behalf of All Others Similarly Situated ). (Attachments: #1 Affidavit Declaration of Jeremy A. Lieberman, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3, #5 Exhibit 4, #6 Exhibit 5, #7 Exhibit 6, #8 Exhibit 7, #9 Exhibit 8, #10 Exhibit 9, #11 Exhibit 10)(Lieberman, Jeremy)
January 6, 2017 Filing 1695 LETTER MOTION to Seal Document addressed to Judge Naomi Reice Buchwald from Jeremy A. Lieberman dated January 6, 2017. Document filed by Directors Financial Group(individually), Government Development Bank for Puerto Rico, The Berkshire Bank(Individually and On Behalf of All Others Similarly Situated ). (Attachments: #1 Text of Proposed Order)(Lieberman, Jeremy)
January 3, 2017 Opinion or Order Filing 1694 MEMO ENDORSEMENT on re: NOTICE OF WITHDRAWAL OF APPEARANCE AND ORDER. ENDORSEMENT: So Ordered. (Signed by Judge Naomi Reice Buchwald on 1/3/2017) Filed In Associated Cases: 1:11-md-02262-NRB et al.(cla)
January 3, 2017 Filing 1693 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated January 3, 2017 re: Request for Pre-Motion Conference to Seek Leave to File A Motion to Reconsider. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Declaration of David E. Kovel, #2 Exhibit 1 (UNDER SEAL), #3 Exhibit 2 (UNDER SEAL), #4 Exhibit 3 (UNDER SEAL), #5 Exhibit 4 (UNDER SEAL), #6 Exhibit 5 (UNDER SEAL), #7 Exhibit 6, #8 Exhibit 7 (UNDER SEAL))Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
January 3, 2017 Filing 1692 LETTER MOTION to Seal Document addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated January 3, 2017. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
January 3, 2017 Opinion or Order Filing 1691 MEMO ENDORSEMENT on re: Notice of Withdrawal of Appearance and Order. ENDORSEMENT: So Ordered. (Attorney Colin Reardon terminated.) (Signed by Judge Naomi Reice Buchwald on 1/3/2017) Filed In Associated Cases: 1:11-md-02262-NRB et al.(cla)
January 3, 2017 Opinion or Order Filing 1690 MEMO ENDORSEMENT granting (1683) Motion to Withdraw as Attorney. ENDORSEMENT: So Ordered. (Attorney Lauren Wagner Pederson terminated in case 1:11-md-02262-NRB). (Signed by Judge Naomi Reice Buchwald on 1/3/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (cla)
January 3, 2017 Opinion or Order Filing 1689 ORDER granting (1677) Letter Motion to Compel in case 1:11-md-02262-NRB. The OTC plaintiffs, Exchange-Based plaintiffs, Bondholder plaintiffs, and Lender plaintiffs (together, "Plaintiffs") have moved this Court to compel third parties Tullett Prebon Americas Corp., Tullett Prebon Financial Services LLC, and Tullett Prebon Liberty Brokerage Inc. (together, the "Tullett entities") to produce certain documents. ECF No. 1677. We grant the Plaintiffs' request that we "order the Tullett entities to promptly produce documents previously given to U.S. regulators concerning USD LIBOR." Id. at 2. If, after such production, the Plaintiffs wish to pursue additional discovery, the parties must meet and confer in good faith. If any discovery disputes remain thereafter, Plaintiffs may move to compel. The Tullett entities' request for sanctions, ECF No. 1682, is denied. (Signed by Judge Naomi Reice Buchwald on 1/3/2017) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-01025-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB (cla)
January 3, 2017 Filing 1688 LETTER addressed to Judge Naomi Reice Buchwald from James R. Martin dated January 3, 2017 re: Request for Leave to Move for Clarification of Libor VI. Document filed by Direct Action Plaintiffs.(Martin, James)
January 3, 2017 Filing 1687 MEMORANDUM OF LAW in Support re: #1686 MOTION for Reconsideration or Reargument of LIBOR VI. . Document filed by FDIC, as receiver, Principal Financial Group, Inc., Principal Funds, Inc., The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation. (Martin, James)
January 3, 2017 Filing 1686 MOTION for Reconsideration or Reargument of LIBOR VI. Document filed by FDIC, as receiver, Principal Financial Group, Inc., Principal Funds, Inc., The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation.(Martin, James)
January 3, 2017 Filing 1685 LETTER addressed to Judge Naomi Reice Buchwald from James R. Martin dated January 3, 2017 re: Motion for Reconsideration or Reargument of LIBOR VI, pursuant to Individual Practices Rule 2.E.1. Document filed by FDIC, as receiver, Principal Financial Group, Inc., Principal Funds, Inc., The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation.(Martin, James)
December 29, 2016 Filing 1684 LETTER addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated December 29, 2016 re: Plaintiffs' reply to Tullett entities' 12/27/16 letter [Dkt. No. 1682]. Document filed by Mayor and City Council of Baltimore, City of New Britain Firefighters' and Police Benefit Fund. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
December 28, 2016 Filing 1683 MOTION for Lauren Wagner Pederson to Withdraw as Attorney for the Exchange-Based Plaintiffs. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Elrod, Thomas)
December 27, 2016 Filing 1682 LETTER addressed to Judge Naomi Reice Buchwald from Harry S. Davis dated 12/27/2016 re: response to Letter Motion to Compel #1677 . Document filed by Tullett Prebon Americas Corp., Tullett Prebon Financial Services LLC, Tullett Liberty Brokerage Inc.. (Attachments: #1 Exhibit A)(Davis, Harry)
December 23, 2016 Filing 1681 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated December 23, 2016 re: Further Support for (1659) Pre-Motion Conference for Leave to Intervene. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Exhibit A - Declaration of David E. Kovel (REDACTED), #2 Exhibit A-1 (UNDER SEAL), #3 Exhibit A-2 (UNDER SEAL), #4 Exhibit A-3 (UNDER SEAL), #5 Exhibit A-4 (UNDER SEAL), #6 Exhibit A-5 (UNDER SEAL), #7 Exhibit A-6 (UNDER SEAL), #8 Exhibit A-7 (UNDER SEAL), #9 Exhibit A-8 (UNDER SEAL), #10 Exhibit A-9 (UNDER SEAL), #11 Exhibit A-10 (UNDER SEAL), #12 Exhibit A-11 (UNDER SEAL), #13 Exhibit A-12 (UNDER SEAL), #14 Exhibit A-13 (UNDER SEAL))Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
December 23, 2016 Filing 1680 LETTER MOTION to Seal Document addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated December 23, 2016. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
December 21, 2016 Opinion or Order Filing 1679 MEMO ENDORSEMENT on re: (1674 in 1:11-md-02262-NRB) Letter, filed by HSBC Securities (USA) Inc., HSBC Bank plc, HSBC Bank USA, N.A., HSBC Bank Plc., HSBC Holdings plc., HSBC Bank PLC, HSBC USA Inc., HSBC Holdings PLC, HSBC Holdings plc, HSBC Holdings, PLC, HSBC Holding plc, HSBC Finance Corp. ENDORSEMENT: So Ordered. Attorney Edwin R Deyoung terminated. (Signed by Judge Naomi Reice Buchwald on 12/21/2016) (cf)
December 21, 2016 Opinion or Order Filing 1678 MEMORANDUM AND ORDER: granting #1336 Motion to Approve. The motion for preliminary approval of the settlement between the OTC plaintiffs and Barclays is granted. OTC plaintiffs are instructed to submit a letter to the Court with(1) a status update on the collection of information that OTC plaintiffs say is necessary for a plan of distribution and notice, OTC Pls.' Mem. of Law 22-23, and (2) an estimate of when they will file their proposed motion for approval of the plan of distribution and notice. SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 12/21/2016) (ama)
December 20, 2016 Filing 1677 LETTER MOTION to Compel Tullett Prebon Americas Corp., Tullett Prebon Financial Services LLC, and Tullett Prebon Liberty Brokerage Inc. to Produce Documents addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated December 20, 2016. Document filed by Mayor and City Council of Baltimore, City of New Britain Firefighters' and Police Benefit Fund.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
December 20, 2016 Opinion or Order Filing 1676 MEMORANDUM AND ORDER in case 1:11-cv-02613-NRB; granting in part and denying in part (1480) Motion to Dismiss in case 1:11-md-02262-NRB. For the reasons stated below, defendants' motion to dismiss is granted in part and denied in part. We grant the moving defendants' motion to dismiss for lack of personal jurisdiction, although such a result means we retain personal jurisdiction over the non-moving defendants. 1 We grant the defendants' motion to dismiss the putative Bondholder class's claims because they are not efficient enforcers of the antitrust laws. While we deny the defendants' motion to dismiss on efficient enforcer grounds as to all other antitrust claims, those claims are circumscribed as set forth in this opinion. After applying the personal jurisdiction and efficient enforcer holdings in this opinion, the antitrust claims that remain are set out in the accompanying appendix. The Court anticipated before the briefing on this motion that its decision would be informative with regard to any proposed additional motion. Accordingly, any party wishing to pursue a motion previewed in June and derived from Gelboim should submit a pre-motion letter by January 6, 2017. Any letters in opposition to any such proposal should be filed by January 13, 2017. This Memorandum and Order resolves MDL docket entry 1480. (Signed by Judge Naomi Reice Buchwald on 12/20/2016) Filed In Associated Cases: 1:11-md-02262-NRB et al. (cf) Modified on 12/20/2016 (cf).
December 20, 2016 Opinion or Order Filing 1675 ORDER granting #1437 Motion to Withdraw as Attorney. So ordered. Attorney Shannon Price Torres terminated (Signed by Judge Naomi Reice Buchwald on 12/20/2016) (cf)
December 20, 2016 Filing 1674 LETTER addressed to Judge Naomi Reice Buchwald from Gregory T. Casamento dated 12/19/2016 re: Removal Of Counsel Edwin R. DeYoung From Case. Document filed by HSBC Bank PLC, HSBC Bank Plc., HSBC Bank USA, N.A., HSBC Finance Corp., HSBC Holding plc, HSBC Holdings PLC, HSBC Holdings plc., HSBC Holdings, PLC, HSBC Securities (USA) Inc., HSBC USA Inc..(Casamento, Gregory)
December 20, 2016 Set/Reset Deadlines: Motions due by 1/6/2017. Responses due by 1/13/2017 Associated Cases: 1:11-md-02262-NRB et al.(cf)
December 19, 2016 Filing 1714 INTERNET CITATION NOTE: Material from decision with Internet citation re: #1673 Order. (vf)
December 19, 2016 Opinion or Order Filing 1673 MEMORANDUM AND ORDER re: (1576 in 1:11-md-02262-NRB) Letter, filed by Citibank, N.A., The Royal Bank of Scotland plc, J.P. Morgan Bank Dublin PLC, HSBC Bank USA, N.A., Royal Bank of Canada, Credit Suisse International, UBS AG, J.P. Morgan Chase Bank, N.A., Merrill Lynch Capital Services, Inc., Bank of America, N.A., Deutsche Bank AG, Barclays Bank plc. We could not disagree more, for the reasons stated supra. Even in their letter to the Court, Principal Funds fails to allege the existence of any swap agreements with these defendants. Therefore, we will not amend our decision dismissing these claims. SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 12/19/2016) (ama)
December 15, 2016 Opinion or Order Filing 1672 ORDER: We are in receipt of the renewed request of plaintiff SEIU Pension Plan Master Trust ("SEIU") to create a separate class for direct purchasers of LIBOR-linked bonds issued by the panel bank defendants and to appoint SEIU as the class representative. ECF No. 1634. We deny this renewed request for the reasons that we denied SEIU's original request of the same, ECF No. 1442.SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 12/15/2016) Filed In Associated Cases: 1:11-md-02262-NRB et al.(ama)
December 13, 2016 Filing 1671 AMENDED RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent JPMorgan Chase & Co. for J.P. Morgan Bank Dublin PLC. Document filed by J.P. Morgan Bank Dublin PLC.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB, 1:13-cv-08799-NRB, 1:14-cv-01757-NRB(Gluckow, Paul)
December 13, 2016 Filing 1670 AMENDED RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent JPMorgan Chase & Co. for J.P. Morgan Securities, LLC. Document filed by J.P. Morgan Securities, LLC.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB, 1:13-cv-06014-NRB, 1:14-cv-04189-NRB(Gluckow, Paul)
December 9, 2016 Filing 1669 LETTER addressed to Judge Naomi Reice Buchwald from Peter Sullivan dated December 9, 2016 re: response to Plaintiffs' December 2, 2016. Document filed by UBS AG, UBS AG.(Sullivan, Peter)
December 8, 2016 Filing 1668 LETTER addressed to Judge Naomi Reice Buchwald from Daniel L. Brockett dated December 8, 2016 re: Withdrawal of Motion to Approve Screening Procedures. Document filed by Darby Financial Products, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Salix Capital US Inc., The City of Philadelphia.(Brockett, Daniel)
December 6, 2016 Opinion or Order Filing 1667 ORDER: We have reviewed Exchange-Based plaintiffs' request of November 4, 2016 to compel defendants to produce trade data and data on proprietary positions, ECF No. 1636, defendants' responsive letter of November 23, 2016, ECF No. 1655, and Exchange-Based plaintiffs' reply letter of December 4, 2016, ECF No. 1662. Plaintiffs have failed to articulate a persuasive showing of relevance and even if a more convincing showing had been made, there has been no demonstration that the benefit to plaintiffs would outweigh the burden on the defendants. Therefore, plaintiffs' application is denied. (Signed by Judge Naomi Reice Buchwald on 12/6/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(cla)
December 6, 2016 Opinion or Order Filing 1666 MEMO ENDORSEMENT on re: (233 in 1:13-cv-05187-NRB, 243 in 1:13-cv-00597-NRB, 241 in 1:13-cv-00627-NRB, 227 in 1:13-cv-05221-NRB, 163 in 1:13-cv-07720-NRB, 149 in 1:13-cv-08799-NRB, 147 in 1:13-cv-00398-NRB, 63 in 1:15-cv-01334-NRB, 124 in 1:11-cv-05929-NRB, 142 in 1:13-cv-00346-NRB, 126 in 1:12-cv-07461-NRB, 153 in 1:11-cv-05641-NRB, 225 in 1:13-cv-00598-NRB, 144 in 1:14-cv-04189-NRB, 141 in 1:13-cv-02343-NRB, 109 in 1:12-cv-04205-NRB, 55 in 1:16-cv-00592-NRB, 206 in 1:13-cv-07394-NRB, 206 in 1:13-cv-08644-NRB, 241 in 1:13-cv-00626-NRB, 198 in 1:13-cv-01016-NRB, 178 in 1:12-cv-01025-NRB, 128 in 1:12-cv-06693-NRB, 150 in 1:11-cv-05638-NRB, 204 in 1:13-cv-06014-NRB, 144 in 1:13-cv-00407-NRB, 203 in 1:13-cv-06013-NRB, 135 in 1:12-cv-06056-NRB, 125 in 1:11-cv-03128-NRB, 264 in 1:13-cv-02297-NRB, 139 in 1:13-cv-03010-NRB, 223 in 1:12-cv-05723-NRB, 201 in 1:14-cv-01757-NRB, 171 in 1:13-cv-06020-NRB, 119 in 1:13-cv-01456-NRB, 157 in 1:13-cv-01198-NRB, 59 in 1:15-cv-07975-NRB, 69 in 1:15-cv-02973-NRB, 443 in 1:11-cv-02613-NRB, 126 in 1:11-cv-02883-NRB, 115 in 1:11-cv-05930-NRB, 58 in 1:15-cv-08557-NRB, 142 in 1:11-cv-05640-NRB, 53 in 1:16-cv-00590-NRB, 236 in 1:13-cv-05616-NRB, 240 in 1:11-cv-06411-NRB, 105 in 1:11-cv-07715-NRB, 245 in 1:13-cv-03952-NRB, 119 in 1:11-cv-05927-NRB, 235 in 1:11-cv-06409-NRB, 246 in 1:13-cv-07005-NRB, 228 in 1:13-cv-05569-NRB, 129 in 1:11-cv-03249-NRB, 1664 in 1:11-md-02262-NRB, 245 in 1:11-cv-06412-NRB, 156 in 1:13-cv-01135-NRB, 242 in 1:13-cv-00667-NRB, 129 in 1:11-cv-05931-NRB, 242 in 1:13-cv-00625-NRB, 90 in 1:14-cv-07720-NRB, 136 in 1:13-cv-05511-NRB, 61 in 1:15-cv-04810-NRB, 126 in 1:11-cv-05928-NRB, 104 in 1:11-cv-07676-NRB, 147 in 1:12-cv-05822-NRB, 235 in 1:13-cv-05186-NRB, 195 in 1:14-cv-03094-NRB) Notice of Withdrawal of Appearance filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. ENDORSEMENT: So Ordered. (Attorney Mary Kathryn Sammons terminated.) (Signed by Judge Naomi Reice Buchwald on 12/6/2016) Filed In Associated Cases: 1:11-md-02262-NRB et al.(cla)
December 5, 2016 Opinion or Order Filing 1665 ORDER granting (1660) Letter Motion for Extension of Time to respond to the Motion to Approve Screening Procedures in case 1:11-md-02262-NRB. So Ordered. (Signed by Judge Naomi Reice Buchwald on 12/5/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06020-NRB, 1:13-cv-08799-NRB, 1:14-cv-04189-NRB (cla)
December 5, 2016 Filing 1664 NOTICE of Withdrawal of Appearance. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Sammons, Mary)
December 5, 2016 Set/Reset Deadlines: Responses due by 12/9/2016 Replies due by 12/16/2016. Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06020-NRB, 1:13-cv-08799-NRB, 1:14-cv-04189-NRB(cla)
December 4, 2016 Filing 1662 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated December 4, 2016 re: Reply to Defendants' November 23, 2016 letter (ECF 1655). Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Lerner, Karen)
December 2, 2016 Opinion or Order Filing 1663 NOTICE OF WITHDRAWAL OF COUNSEL: PLEASE TAKE NOTICE that, upon the annexed declaration of Noam Lerer, and subject to the approval of the Court, Noam Lerer hereby withdraws as counsel for Deutsche Bank AG, Deutsche Bank Financial LLC, and Deutsche Bank Securities Inc. in the above captioned matter. Paul, Weiss, Rifkind, Wharton & Garrison LLP will continue to represent Deutsche Bank AG, Deutsche Bank Financial LLC, and Deutsche Bank Securities Inc. in this proceeding. SO ORDERED. Attorney Noam Lerer terminated. (Signed by Judge Naomi Reice Buchwald on 12/02/2016) (ama)
December 2, 2016 Filing 1661 LETTER addressed to Judge Naomi Reice Buchwald from Paul Gluckow dated December 2, 2016 re: Plaintiffs' letter dated November 18, 2016 (ECF No. 1650). Document filed by J.P. Morgan Chase Bank, N.A., JP Morgan Chase & Co..(Gluckow, Paul)
December 2, 2016 Filing 1660 LETTER MOTION for Extension of Time to respond to the Motion to Approve Screening Procedures addressed to Judge Naomi Reice Buchwald from Jason M. Hall dated December 2, 2016. Document filed by Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC.(Hall, Jason)
December 2, 2016 Filing 1659 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated December 2, 2016 re: Pre-Motion Conference for Leave to Intervene. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
November 28, 2016 Opinion or Order Filing 1658 PROTECTIVE ORDER AND STIPULATION... regarding procedures to be followed that shall govern the handling of confidential material... So ordered. (Signed by Judge Naomi Reice Buchwald on 11/28/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-05723-NRB, 1:13-cv-00598-NRB, 1:13-cv-01016-NRB. (rjm)
November 28, 2016 Opinion or Order Filing 1657 SEALING ORDER. This Order addresses the submission under seal by certain Defendants on November 23, 2016. The proposed sealed filing contains references to information that one or more Defendants have designated as Confidential or Highly Confidential pursuant to paragraph 2.3.1 of the Amended Stipulation and Protective Order. ECF No. 1405. Accordingly, Defendants' request to seal certain portions of Defendants' Letter and Appendix thereto, dated November 23, 2016, IS GRANTED. IT IS SO ORDERED. Granting (435) LETTER MOTION to Seal Document Appendix A, addressed to Judge Naomi Reice Buchwald from David Sapir Lesser dated November 23, 2016. Document filed by Royal Bank of Scotland Group plc, The Royal Bank of Scotland Group plc. in case 1:11-cv-02613-NRB; Granting (1654) LETTER MOTION to Seal Document Appendix A, addressed to Judge Naomi Reice Buchwald from David Sapir Lesser dated November 23, 2016. Document filed by Royal Bank of Scotland Group plc, The Royal Bank of Scotland Group plc. in case 1:11-md-02262-NRB. (Signed by Judge Naomi Reice Buchwald on 11/28/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (rjm)
November 28, 2016 Transmission to Sealed Records Clerk. Transmitted re: (1657 in 1:11-md-02262-NRB, 437 in 1:11-cv-02613-NRB) Order on Motion to Seal Document to the Sealed Records Clerk for the sealing or unsealing of document or case. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (rjm)
November 28, 2016 Filing 1656 NOTICE OF APPEARANCE by Adam Shawn Mintz on behalf of Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC. (Mintz, Adam)
November 23, 2016 Filing 1655 LETTER addressed to Judge Naomi Reice Buchwald from David Sapir Lesser dated November 23, 2016 re: Response to Exchange Plaintiffs' November 4, 2016 Letter. Document filed by Royal Bank of Scotland Group plc, The Royal Bank of Scotland Group PLC. (Attachments: #1 Appendix A)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Lesser, David)
November 23, 2016 Filing 1654 LETTER MOTION to Seal Document Appendix A, addressed to Judge Naomi Reice Buchwald from David Sapir Lesser dated November 23, 2016. Document filed by Royal Bank of Scotland Group plc, The Royal Bank of Scotland Group plc. (Attachments: #1 Text of Proposed Order, #2 Appendix A)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Lesser, David)
November 23, 2016 Filing 1653 LETTER addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated 11/23/16 re: Responding to Plaintiff SEIU Pension Plan Master Trust's 11/2/16 Letter. Document filed by Bank Of America Corporation, Bank of America, N.A., Citibank, N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, HSBC Holdings PLC, J.P. Morgan Chase & Co., JPMorgan Chase Bank, National Association, Lloyds Banking Group PLC, Royal Bank of Canada, Societe Generale, S.A., The Bank of Tokyo Mitsubishi UFJ Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group PLC, UBS AG, WestDeutsche Immobilienbank AG, Westlb AG.(Burke, Arthur)
November 21, 2016 Filing 1652 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for James P. Eyster to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Affidavit, #2 Text of Proposed Order, #3 Exhibit Certificate of Good Standing)(Lovell, Christopher) Modified on 11/21/2016 (bcu).
November 21, 2016 Filing 1651 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for James P. Eyster to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13011249. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Affidavit, #2 Text of Proposed Order, #3 Exhibit Certificate of Good Standing)(Lovell, Christopher) Modified on 11/21/2016 (bcu).
November 21, 2016 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #1651 MOTION for James P. Eyster to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13011249. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of Michigan;. Re-file the motion as a Corrected Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (bcu)
November 21, 2016 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #1652 MOTION for James P. Eyster to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of Michigan;. Re-file the motion as a Corrected Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (bcu)
November 18, 2016 Filing 1650 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated November 18, 2016 re: Response to Defendants' Statements at Oral Argument. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Appendix A, #2 Appendix B)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
November 17, 2016 Filing 1649 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated November 17,2016 re: Response to OTC Plaintiffs' 11/7/2016 Letter. Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, Banc of America Securities LLC, Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Bear Stearns Capital Markets, Inc., British Bankers Association, Citi Swapco Inc., Citibank N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS PLC, HSBC Bank Plc., HSBC Holding plc, J.P. Morgan Bank Dublin PLC, J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, JPMorgan Chase & Co, JPMorgan Chase Bank N.A., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Portigon AG, RBC Capital Markets, LLC, Royal Bank of Canada, Royal Bank of Scotland, Royal Bank of Scotland Group plc, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ Ltd., The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, WestDeutsche Immobilienbank AG.(Kurtzberg, Joel)
November 16, 2016 Opinion or Order Filing 1648 ORDER of USCA (Certified Copy) as to (1382 in 1:11-md-02262-NRB, 195 in 1:13-cv-07005-NRB) Corrected Notice of Appeal,, filed by Schwab Advisor Cash Reserves, Schwab Short-Term Bond Market Fund, Schwab Value Advantage Money Fund, Schwab Retirement Advantage Money Fund, Schwab Total Bond Market Fund, Charles Schwab Corporation, Schwab Yieldplus Fund, Schwab Investor Money Fund, Schwab Cash Reserves, Charles Schwab & Co., Inc., Schwab U.S. Dollar Liquid Assets Fund, Schwab Yieldplus Fund Liquidation Trust, Charles Schwab Bank, N.A., Schwab Money Market Fund. USCA Case Number 16-1189. Appellees filed a motion to hold the appeal in abeyance pending the district court's disposition of a pending motion to dismiss related actions. Appellants filed opposition to the motion. IT IS HEREBY ORDERED that the motion is DENIED. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Certified: 11/16/2016. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07005-NRB(nd)
November 11, 2016 Filing 1647 LETTER addressed to Judge Naomi Reice Buchwald from Moses Silverman dated November 11, 2016 re: N.Y.R.P.C. 1.12. Document filed by Deutsche Bank AG, Deutsche Bank Securities Inc..(Silverman, Moses)
November 10, 2016 Filing 1646 LETTER addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated November 10, 2016 re: in response to the letter from counsel for SEIU dated November 2, 2016 (Dkt. 1634). Document filed by Mayor and City Council of Baltimore, City of New Britain Firefighters' and Police Benefit Fund.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
November 10, 2016 Opinion or Order Filing 1645 ORDER granting (1641) Letter Motion for Extension of Time to File Response/Reply re (1641 in 1:11-md-02262-NRB) LETTER MOTION for Extension of Time to File Response/Reply to Motion to Approve Screening Procedures addressed to Judge Naomi Reice Buchwald from Jason M. Hall dated November 10, 2016. ( Responses due by 12/2/2016, Replies due by 12/9/2016.) in case 1:11-md-02262-NRB. (The parties have agreed, subject to Your Honor's approval, that Credit Suisse's response to the Motion shall be filed no later than December 2, 2016, and Quinn Emanuel's reply shall be filed no later than December 9, 2016. SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 11/10/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06020-NRB, 1:13-cv-08799-NRB, 1:14-cv-04189-NRB (ama)
November 10, 2016 Filing 1644 NOTICE OF APPEARANCE by Eric Jonathan Stock on behalf of UBS AG. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Stock, Eric)
November 10, 2016 Filing 1643 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a ARGUMENT proceeding held on 10/27/16 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
November 10, 2016 Filing 1642 TRANSCRIPT of Proceedings re: ARGUMENT held on 10/27/2016 before Judge Naomi Reice Buchwald. Court Reporter/Transcriber: Pamela Utter, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/5/2016. Redacted Transcript Deadline set for 12/15/2016. Release of Transcript Restriction set for 2/11/2017.(McGuirk, Kelly)
November 10, 2016 Filing 1641 LETTER MOTION for Extension of Time to File Response/Reply to Motion to Approve Screening Procedures addressed to Judge Naomi Reice Buchwald from Jason M. Hall dated November 10, 2016. Document filed by Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC.(Hall, Jason)
November 9, 2016 Filing 1640 SEALED DOCUMENT placed in vault.(rz)
November 7, 2016 Opinion or Order Filing 1639 SEALING ORDER: This Order addresses the Exchange-Based Plaintiffs' ("Plaintiffs") November 4, 2016 request to file under seal portions of the Declaration of David E. Kovel, and its accompanying exhibits, which was filed in support of the Letter of Christopher Lovell and David E. Kovel regarding Plaintiffs' request for a pre-motion discovery conference for leave to file a motion to compel (together, the "Letter"). The proposed sealed filing contains references to information one or more defendants has designated as Confidential or Highly Confidential and for use only in the Plaintiffs' respective actions pursuant to paragraph 2.3.1 of the Amended Stipulation and Protective Order. [ECF No. 1405]. THEREFORE, Plaintiffs' request to file portions of the Letter under seal is GRANTED. IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 11/7/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(kl)
November 7, 2016 Filing 1638 LETTER addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated November 7, 2016 re: Personal Jurisdiction. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
November 7, 2016 Filing 1637 NOTICE OF APPEARANCE by Geoffrey Holmes Kozen on behalf of Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company, PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PRINCIPAL VARIABLE CONTRACTS FUND, INC., PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Funds, Inc.. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB, 1:13-cv-06014-NRB, 1:16-cv-00590-NRB, 1:16-cv-00592-NRB(Kozen, Geoffrey)
November 4, 2016 Filing 1636 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated November 4, 2016 re: Pre-Motion Discovery Conference for Leave to File a Motion to Compel. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Declaration of David E. Kovel, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3 (UNDER SEAL), #5 Exhibit 4 (UNDER SEAL), #6 Exhibit 5 (UNDER SEAL), #7 Exhibit 6 (UNDER SEAL), #8 Exhibit 7 (UNDER SEAL), #9 Exhibit 8 (UNDER SEAL), #10 Exhibit 9 (UNDER SEAL), #11 Exhibit 10 (UNDER SEAL), #12 Exhibit 11 (UNDER SEAL), #13 Exhibit 12 (UNDER SEAL), #14 Exhibit 13 (UNDER SEAL), #15 Exhibit 14 (UNDER SEAL), #16 Exhibit 15 (UNDER SEAL), #17 Exhibit 16 (UNDER SEAL), #18 Exhibit 17 (UNDER SEAL), #19 Exhibit 18 (UNDER SEAL), #20 Exhibit 19 (UNDER SEAL))Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
November 4, 2016 Filing 1635 LETTER MOTION to Seal Document addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated November 4, 2016. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
November 2, 2016 Filing 1634 LETTER addressed to Judge Naomi Reice Buchwald from Patrick J Coughlin dated November 2, 2016 re: (i) Creation of a separate class of direct purchasers of LIBOR-linked bonds, and (ii) Appointment of SEIU as the putative class representative for that class. Document filed by SEIU Pension Plans Master Trust.(Coughlin, Patrick)
November 1, 2016 Opinion or Order Filing 1633 JOINT DISCOVERY SCHEDULING ORDER: Motions due by 5/2/2017. Responses due by 6/30/2017 Replies due by 8/5/2017. (Signed by Judge Naomi Reice Buchwald on 11/1/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-01025-NRB(cla)
November 1, 2016 Opinion or Order Filing 1632 SEALING ORDER in case 1:11-cv-02613-NRB; granting (1626) Motion to Seal Document in case 1:11-md-02262-NRB. This Order addresses the under seal submission by Defendants on October 26, 2016, which Defendants filed in redacted form. The proposed sealed filing contains references to information that one or more defendants has designated as Confidential or Highly Confidential pursuant to paragraph 2.3.1 of the Amended Stipulation and Protective Order. ECF No. 1405. Thus, Defendants respectfully request that the Court So Order the sealing of certain portions of Defendants' Letter and the Appendix thereto, dated October 26, 2016. IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 10/31/2016) Filed In Associated Cases: 1:11-md-02262-NRB et al. (cla)
October 31, 2016 Filing 1631 NOTICE OF CHANGE OF ADDRESS by Richard James Leveridge on behalf of The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation. New Address: ADAMS HOLCOMB LLP, 1001 Pennsylvania Avenue NW, Suite 740-South, Washington, DC, USA 20004,. (Leveridge, Richard)
October 28, 2016 Filing 1630 SEALED DOCUMENT placed in vault.(mps)
October 27, 2016 Minute Entry for proceedings held before Judge Naomi Reice Buchwald: Oral Argument held on 10/27/2016. (ade)
October 26, 2016 Filing 1629 SEALED DOCUMENT placed in vault.(mps)
October 26, 2016 Opinion or Order Filing 1628 SEALING ORDER: granting #1615 Motion to Seal Document. Plaintiffs' request to file the October 25, 2016 letter to the Court providing an unofficial transcript of the audio file submitted as an exhibit to ECF 1606 under seal is GRANTED. IT IS SO ORDERED. IT IS SO ORDERED.(Signed by Judge Naomi Reice Buchwald on 10/26/2016) (ama) Modified on 10/26/2016 (ama).
October 26, 2016 Filing 1627 LETTER addressed to Judge Naomi Reice Buchwald from Marc J. Gottridge dated 10/26/2016 re: in response to plaintiffs' letter dated 10/19/2016, Doc. #1599 . Document filed by HBOS plc, Lloyds Bank plc, Lloyds Banking Group plc.(Gottridge, Marc) Modified on 10/26/2016 (ama).
October 26, 2016 Filing 1626 LETTER MOTION to Seal Document addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated October 26, 2016. Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, Bank Of America Corporation, Bank Of America Securities LLC, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Barclays Bank Plc,, Barclays Capital Inc., Barclays PLC, Bear Stearns Capital Markets, Inc., British Bankers' Association, Chase Bank USA, N.A., Citi Swapco Inc., Citibank, N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS PLC, HSBC Bank PLC, HSBC Holdings PLC, J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group PLC, Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Norinchukin Bank, Portigon AG, RBC Capital Markets, LLC, Rabobank Group, Royal Bank of Canada, Royal Bank of Scotland, Royal Bank of Scotland Group plc, Societe Generale, The Bank of Tokyo Mitsubishi UFJ Ltd., The Hongkong and Shanghai Banking Corporation, Ltd., UBS AG, UBS Limited, UBS Securities LLC, WestDeutsche Immobilienbank AG. (Attachments: #1 Text of Proposed Order, #2 Exhibit Redacted Letter, #3 Exhibit Redacted Chart)(Kurtzberg, Joel)
October 26, 2016 Filing 1625 LETTER addressed to Judge Naomi Reice Buchwald from Karen L. Morris dated October 26, 2016 re: Bondholder Plaintiffs' Notice of Settlement. Document filed by Ellen Gelboim, Linda Zacher.Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-01025-NRB(Morris, Karen)
October 26, 2016 Filing 1624 LETTER addressed to Judge Naomi Reice Buchwald from Karen L. Morris dated October 26, 2016 re: Bondholder Plaintiffs' Notice of Settlement. Document filed by Ellen Gelboim, Linda Zacher.Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-01025-NRB(Morris, Karen)
October 26, 2016 Transmission to Sealed Records Clerk. Transmitted re: #1628 Order on Motion to Seal Document,, to the Sealed Records Clerk for the sealing or unsealing of document or case. (ama)
October 25, 2016 Filing 1623 DECLARATION of Bruce A. Green in Support re: #1617 MOTION to Approve Screening Procedures .. Document filed by City of Philadelphia, Darby Financial Products, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Salix Capital US Inc.. (Attachments: #1 Exhibit A)(Brockett, Daniel)
October 25, 2016 Filing 1622 DECLARATION of Trevor Soames in Support re: #1617 MOTION to Approve Screening Procedures .. Document filed by City of Philadelphia, Darby Financial Products, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Salix Capital US Inc.. (Brockett, Daniel)
October 25, 2016 Filing 1621 DECLARATION of Joel Rodriguez in Support re: #1617 MOTION to Approve Screening Procedures .. Document filed by City of Philadelphia, Darby Financial Products, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Salix Capital US Inc.. (Brockett, Daniel)
October 25, 2016 Filing 1620 DECLARATION of David M. Eskanos in Support re: #1617 MOTION to Approve Screening Procedures .. Document filed by City of Philadelphia, Darby Financial Products, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Salix Capital US Inc.. (Brockett, Daniel)
October 25, 2016 Filing 1619 DECLARATION of Daniel L. Brockett in Support re: #1617 MOTION to Approve Screening Procedures .. Document filed by City of Philadelphia, Darby Financial Products, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Salix Capital US Inc.. (Attachments: #1 Exhibit A, #2 Exhibit B)(Brockett, Daniel)
October 25, 2016 Filing 1618 MEMORANDUM OF LAW in Support re: #1617 MOTION to Approve Screening Procedures . . Document filed by City of Philadelphia, Darby Financial Products, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Salix Capital US Inc.. (Brockett, Daniel)
October 25, 2016 Filing 1617 MOTION to Approve Screening Procedures . Document filed by City of Philadelphia, Darby Financial Products, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Salix Capital US Inc..(Brockett, Daniel)
October 25, 2016 Filing 1616 LETTER addressed to Judge Naomi Reice Buchwald from William C. Carmody dated October 25, 2016 re: Unofficial Transcript of Audio Rercording (REDACTED). Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore.(Carmody, William)
October 25, 2016 Filing 1615 LETTER MOTION to Seal Document addressed to Judge Naomi Reice Buchwald from William C. Carmody dated October 25, 2016. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
October 25, 2016 Filing 1614 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated October 21, 2016 re: Additional Evidence in Further Support of Plaintiffs' Opposition to Defendants' Pending Motion to Dismiss Plaintiffs' Antitrust Claims for Lack of Personal Jurisdiction. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Appendix A (UNDER SEAL), #2 Exhibit 1 (UNDER SEAL), #3 Exhibit 2 (UNDER SEAL), #4 Exhibit 3 (UNDER SEAL), #5 Exhibit 4 (UNDER SEAL), #6 Exhibit 5 (UNDER SEAL), #7 Exhibit 6 (UNDER SEAL), #8 Exhibit 7 (UNDER SEAL), #9 Exhibit 8 (UNDER SEAL), #10 Exhibit 9 (UNDER SEAL), #11 Exhibit 10 (UNDER SEAL), #12 Exhibit 11 (UNDER SEAL), #13 Exhibit 12 (UNDER SEAL), #14 Exhibit 13 (UNDER SEAL), #15 Exhibit 14 (UNDER SEAL), #16 Exhibit 15 (UNDER SEAL), #17 Exhibit 16 (UNDER SEAL), #18 Exhibit 17 (UNDER SEAL), #19 Exhibit 18 (UNDER SEAL), #20 Exhibit 19 (UNDER SEAL), #21 Exhibit 20 (UNDER SEAL), #22 Exhibit 21 (UNDER SEAL), #23 Exhibit 22 (UNDER SEAL), #24 Exhibit 23 (UNDER SEAL), #25 Exhibit 24 (UNDER SEAL), #26 Exhibit 25 (UNDER SEAL))Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
October 25, 2016 Filing 1613 SEALED DOCUMENT placed in vault.(mps)
October 24, 2016 Opinion or Order Filing 1612 ORDER FOR ADMISSION PRO HAC VICE granting (1583) Motion for Eric F. Citron to Appear Pro Hac Vice in case 1:11-md-02262-NRB. (As further set forth in this Order.) (Signed by Judge Naomi Reice Buchwald on 10/24/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-01025-NRB (cf)
October 24, 2016 Opinion or Order Filing 1611 ORDER: Upon submission of written application to this Court, it is hereby ORDERED that the following attorney(s) are authorized to bring the Personal Electronic Device(s) and/or the General Purpose Computing Device(s) (collectively, "Devices") listed below into the Courthouse for use in a proceeding or trial in the action, as further set forth in this Order.) The date(s) for which such authorization is provided is (are) October 27, 2016. Attorney - Brendan P. Glackin of Lieff, Cabraser, Heimann & Bernstein, LLP (San FranCISCO, CA). Device(s) - iPad Pro. (Signed by Judge Naomi Reice Buchwald on 10/24/2016) (cf)
October 24, 2016 Opinion or Order Filing 1610 SEALING ORDER granting #1605 Motion to Seal Document. This Order addresses the under seal submission by Over-the-Counter Plaintiffs ("OTC Plaintiffs") on October 21, 2016, which Plaintiffs filed in redacted form. [ECF No. 1606]. (As further set forth in this Order.) (As further set forth in this Order.) Plaintiffs' request to file the October 21, 2016 Letter Providing Additional Evidence in Support of the OTC Plaintiffs' Supplemental Brief Opposing the Defendants' Motion to Dismiss for Lack of Personal Jurisdiction under seal is GRANTED. (Signed by Judge Naomi Reice Buchwald on 10/24/2016) (cf)
October 24, 2016 Opinion or Order Filing 1609 SEALING ORDER in case 1:11-cv-02613-NRB; granting (1604) Motion to Seal Document in case 1:11-md-02262-NRB. This Order addresses the Exchange-Based Plaintiffs' ("Plaintiffs") October 21, 2016 request to file under seal Appendix A, and its accompanying exhibits, to the Letter of Christopher Lovell and David E. Kovel in Further Support of Plaintiffs' Opposition to Defendants' Pending Motion to Dismiss Antitrust Claims for Lack of Personal Jurisdiction (together, the "Letter"). (As further set forth in this Order.) THEREFORE, Plaintiffs' request to file portions of the Letter under seal is GRANTED. (Signed by Judge Naomi Reice Buchwald on 10/24/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (cf) Modified on 10/25/2016 (cf).
October 24, 2016 Transmission to Sealed Records Clerk. Transmitted re: (424 in 1:11-cv-02613-NRB, 1609 in 1:11-md-02262-NRB) Order to the Sealed Records Clerk for the sealing or unsealing of document or case. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(cf)
October 24, 2016 Transmission to Sealed Records Clerk. Transmitted re: #1610 Order to the Sealed Records Clerk for the sealing or unsealing of document or case. (cf)
October 24, 2016 Filing 1608 LETTER addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated October 24, 2016 re: In Response to Class Plaintiffs' October 21, 2016 Letter [ECF No. 1603) Regarding the Class Certification Discovery Schedule. Document filed by Bank of America, N.A., Citibank NA, Citigroup, Inc., Cooperative Centrale Raiffeisenboernleenbank B.A., Credit Suisse AG, Credit Suisse Group, AG, Credit Suisse International, Deutsche Bank AG, HBOS plc, HSBC Bank plc, HSBC Holdings, PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Banking Group plc, Lloyds TSB Bank PLC, Royal Bank of Canada, Royal Bank of Scotland Group plc, Societe Generale, S.A., The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, UBS AG, WestDeutsche Immobilienbank AG, WestLB AG.Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-07461-NRB(Burke, Arthur)
October 24, 2016 Filing 1607 LETTER addressed to Judge Naomi Reice Buchwald from Karen L. Morris dated October 24, 2016 re: Joint Discovery Scheduling Order. Document filed by Ellen Gelboim, Linda Zacher. (Attachments: #1 Text of Proposed Order [Proposed] Discovery Scheduling Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-01025-NRB(Morris, Karen)
October 21, 2016 Filing 1606 LETTER addressed to Judge Naomi Reice Buchwald from William C. Carmody dated October 21, 2016 re: Additional Evidence to Support Over-the Counter Plaintiff's Supplemental Brief Opposing Defendant's Motion to Dismiss for Lack of Personal Jurisdiction (REDACTED). Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Exhibit A (REDACTED), #2 Exhibit A-1 (UNDER SEAL))Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
October 21, 2016 Filing 1605 LETTER MOTION to Seal Document on behalf of Over-the-Counter Plaintiffs addressed to Judge Naomi Reice Buchwald from William C. Carmody dated October 21, 2016. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
October 21, 2016 Filing 1604 LETTER MOTION to Seal Document addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated October 21, 2016. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
October 21, 2016 Filing 1603 LETTER addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated October 21, 2016 re: in response to defendants' October 18, 2016 letter regarding the class certification expert schedule [Dkt. 1596]. Document filed by Mayor and City Council of Baltimore, City of New Britain Firefighters' and Police Benefit Fund.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
October 21, 2016 Filing 1602 LETTER addressed to Judge Naomi Reice Buchwald from Brendan Glackin dated October 21, 2016 re: request to bring iPad Pro to the October 27, 2016 hearing on defendants' motions to dismiss. Document filed by Bay Area Toll Authority, Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust, The Charles Schwab Corporation. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-06409-NRB, 1:11-cv-06411-NRB, 1:11-cv-06412-NRB, 1:14-cv-03094-NRB(Glackin, Brendan)
October 20, 2016 Filing 1601 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated October 20, 2016 re: in further support of Defendants' Letter seeking clarification of the Court's September 12, 2016 Order and to respond to three issues raised in the October 16, 2016 letter submitted to the Court by Plaintiffs Federal Home Loan Mortgage Corporation and and Principal Fiinancial Group. Document filed by Bank of America, N.A., Barclays Bank Plc,, Citibank, N.A., Credit Suisse International, Deutsche Bank AG, HSBC Bank USA, N.A., J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase Bank, N.A., Merrill Lynch Capital Services, Inc., RBS Securities, Inc., Royal Bank of Canada, The Royal Bank of Scotland Group Plc., UBS AG.(Kurtzberg, Joel)
October 20, 2016 Filing 1600 LETTER addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated October 20, 2016 re: on behalf of the Over-the-Counter and the Exchange-Based Plaintiffs in response to the defendants' letter dated October 7, 2016 [Dkt. 1582]. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
October 19, 2016 Filing 1599 LETTER addressed to Judge Naomi Reice Buchwald from William C. Carmody dated October 19, 2016 re: Request for pre-motion discovery conference. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
October 19, 2016 Opinion or Order Filing 1598 ORDER FOR ADMISSION PRO HAC VICE: granting (1584) Motion for Thomas C. Goldstein to Appear Pro Hac Vice in case 1:11-md-02262-NRB. (Signed by Judge Naomi Reice Buchwald on 10/19/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-01025-NRB (ama)
October 19, 2016 Opinion or Order Filing 1597 ORDER FOR ADMISSION PRO HAC VICE: granting #1588 Motion for Michael J. Gallagher, Jr. to Appear Pro Hac Vice. (Signed by Judge Naomi Reice Buchwald on 10/19/2016) (ama)
October 18, 2016 Filing 1596 LETTER RESPONSE to Motion addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated October 18, 2016 re: (1587 in 1:11-md-02262-NRB, 113 in 1:12-cv-07461-NRB) LETTER MOTION to Compel Defendants to complete production addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated 10/11/16. . Document filed by Bank of America, N.A., Citibank NA, Citigroup, Inc., Cooperative Centrale Raiffeisenboernleenbank B.A., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, HSBC Holdings PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Banking Group PLC, Lloyds TSB Bank PLC, Royal Bank of Canada, Royal Bank of Scotland Group plc, Societe Generale, S.A., The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, UBS AG, WestDeutsche Immobilienbank AG, Westlb AG. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-07461-NRB(Burke, Arthur)
October 17, 2016 Filing 1594 NOTICE OF CHANGE OF ADDRESS by Jacob J Waldman on behalf of Capital Ventures International, Darby Financial Products, PRUDENTIAL CORE TAXABLE MONEY MARKET FUND, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Pennsylvania Intergovernmental Cooperation Authority, Salix Capital US Inc., The City of Philadelphia, The Pennsylvania Intergovernmental Cooperation Authority. New Address: Quinn Emanuel Urquhart & Sullivan, LLP, 51 Madison Avenue, 22nd Floor, New York, New York, USA 10010, 212-849-7000. (Waldman, Jacob)
October 17, 2016 Filing 1593 LETTER addressed to Judge Naomi Reice Buchwald from Paul Gluckow dated October 17, 2016 re: October 6, 2016 letter of the Direct Action Plaintiffs, MDL ECF No. 1581, the October 12, 2016 letter of the Exchange-Based Plaintiffs, MDL ECF No. 1589, and the October 14, 2016 letter of the Bondholder Plaintiffs, MDL ECF No. 1591. Document filed by Bear Stearns Capital Markets, Inc., Chase Bank USA, N.A., J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase Bank, N.A., J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, JP Morgan Chase & Co..(Gluckow, Paul)
October 17, 2016 Filing 1592 NOTICE OF APPEARANCE by Geng Chen on behalf of City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Chen, Geng)
October 14, 2016 Filing 1591 LETTER addressed to Judge Naomi Reice Buchwald from Karen L. Morris dated October 14, 2016 re: Notice of Supplemental Authorities. Document filed by Ellen Gelboim, Linda Zacher.Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-01025-NRB(Morris, Karen)
October 13, 2016 Filing 1590 LETTER addressed to Judge Naomi Reice Buchwald from Peter J. Sullivan dated October 13, 2016 re: response to the Court's September 19, 2016 Memorandum and Order (ECF No. 1573). Document filed by UBS AG. (Attachments: #1 Exhibit A)(Sullivan, Peter)
October 12, 2016 Filing 1589 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated October 12, 2016 re: Notice of Supplemental Authority. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Exhibit 1, #2 Exhibit 2)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
October 12, 2016 Filing 1588 MOTION for Michael J. Gallagher, Jr. to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12861882. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Metzler Investment GmbH. (Attachments: #1 Affidavit, #2 Text of Proposed Order, #3 Exhibit Certificate of Good Standing)(Lovell, Christopher)
October 12, 2016 Filing 1587 LETTER MOTION to Compel Defendants to complete production addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated 10/11/16. Document filed by City of New Britain, City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Exhibit 1, #2 Exhibit 2)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
October 12, 2016 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #1588 MOTION for Michael J. Gallagher, Jr. to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12861882. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
October 11, 2016 Filing 1586 FILING ERROR - DEFICIENT DOCKET ENTRY (SEE #1587 Letter Motion) - FILER ERROR - LETTER MOTION to Compel Defendants to complete production addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated October 11, 2016. Document filed by City of New Britain, City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Exhibit 1, #2 Exhibit 2)Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-07461-NRB(Carmody, William) Modified on 10/12/2016 (db).
October 11, 2016 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #1584 MOTION for Thomas C. Goldstein to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12852198. Motion and supporting papers to be reviewed by Clerk's Office staff., #1583 MOTION for Eric F. Citron to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12851581. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
October 10, 2016 Filing 1585 LETTER addressed to Judge Naomi Reice Buchwald from Jennifer D. Hackett and Stacey P. Slaughter dated October 10, 2016 re: Letter from Joel Kurtzberg dated September 27, 2016 seeking clarification of Courts Order. Document filed by Principal Financial Group, Inc., The Federal Home Loan Mortgage Corporation.(Hackett, Jennifer)
October 10, 2016 Filing 1584 MOTION for Thomas C. Goldstein to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12852198. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ellen Gelboim. (Attachments: #1 Text of Proposed Order, #2 Exhibit Letter of Good Standing, #3 Exhibit Letter of Good Standing)(Goldstein, Thomas)
October 10, 2016 Filing 1583 MOTION for Eric F. Citron to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12851581. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ellen Gelboim. (Attachments: #1 Exhibit Good Standing Letter, #2 Exhibit Good Standing Letter, #3 Exhibit Good Standing Letter, #4 Text of Proposed Order)(Citron, Eric)
October 7, 2016 Filing 1582 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated October 7, 2016 re: recent developments relevant to, and in further support of, Defendants' motion to dismiss Plaintiff's antitrust claims for lack of personal jurisdiction. Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, Banc of America Securities LLC, Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Bear Stearns Capital Markets, Inc., British Bankers Association, CITI SWAPCO INC., Citibank N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS PLC, HSBC Bank Plc., HSBC Holding plc, J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase Bank, N.A., J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, JP Morgan Chase & Co., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Portigon AG, RBC Capital Markets, LLC, Royal Bank of Canada, Royal Bank of Scotland, Royal Bank of Scotland Group plc, Societe Generale, The Bank of Tokyo Mitsubishi UFJ Ltd., The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, WestDeutsche Immobilienbank AG. (Attachments: #1 Exhibit A - D)(Kurtzberg, Joel)
October 6, 2016 Filing 1581 LETTER addressed to Judge Naomi Reice Buchwald from James R. Martin dated October 6, 2016 re: Notice of Supplemental Authorities. Document filed by Joseph Amabile, Louie Amabile, Bay Area Toll Authority, Norman Byster, Michael Cahill, California Public Plaintiffs, Capital Ventures International, Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., City of Houston, Darby Financial Products, Richard Deogracias, FDIC, as receiver, Marc Federighi, Scott Federighi, Robert Furlong, David Gough, Brian Haggerty, David Klusendorf, Ronald Krug, Christopher Lang, John Monckton, National Credit Union Administration Board, Philip Olson, PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PRUDENTIAL CORE TAXABLE MONEY MARKET FUND, PRUDENTIAL INVESTMENT PORTFOLIOS 2, PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Brett Pankau, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company, Principal Variable Contracts Funds, Inc., Salix Capital US Inc., Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust, The Charles Schwab Corporation, The City of Philadelphia, The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation, The Pennsylvania Intergovernmental Cooperation Authority, David Vecchione, Randall Williams.(Martin, James)
October 5, 2016 Opinion or Order Filing 1580 MEMORANDUM AND ORDER: denying (407) Letter Motion to Compel in case 1:11-cv-02613-NRB; denying (1554) Letter Motion to Compel in case 1:11-md-02262-NRB; denying (204) Letter Motion to Compel in case 1:12-cv-05723-NRB. Plaintiffs' request to compel Tradition America's compliance with their document subpoenas is denied without prejudice. IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 10/05/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-05723-NRB (ama)
October 5, 2016 Terminate Transcript Deadlines (ama)
October 4, 2016 Filing 1579 LETTER addressed to Judge Naomi Reice Buchwald from Paul Gluckow dated October 4, 2016 re: September 27, 2016 letters of OTC Plaintiffs (MDL ECF No. 1575) and of the Exchange-Based Plaintiffs (MDL ECF No. 1577). Document filed by Bear Stearns Capital Markets, Inc., Chase Bank USA, NA, J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase Bank, N.A., J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, JP Morgan Chase & Co..(Gluckow, Paul)
September 30, 2016 Filing 1578 AMENDED RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Barclays Group US Inc., Corporate Parent BARCLAYS BANK PLC, Corporate Parent Barclays US LLC, Corporate Parent Barclays PLC for Barclays Capital Inc.. Document filed by Barclays Capital Inc..(Braff, David)
September 27, 2016 Filing 1577 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated September 27, 2016 re: Notice of Supplemental Authority. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
September 27, 2016 Filing 1576 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated September 27, 2016 re: clarification of Sept. 12, 2016 Memorandum and Order. Document filed by Bank of America, N.A., Barclays Bank plc, Citibank, N.A., Credit Suisse International, Deutsche Bank AG, HSBC Bank USA, N.A., J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase Bank, N.A., Merrill Lynch Capital Services, Inc., Royal Bank of Canada, The Royal Bank of Scotland plc, UBS AG.(Kurtzberg, Joel)
September 27, 2016 Filing 1575 LETTER addressed to Judge Naomi Reice Buchwald from William C. Carmody dated September 27, 2016 re: Supplemental Authority relevant to Opposition to Defendants' Motion to Dismiss. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
September 20, 2016 Opinion or Order Filing 1574 MEMORANDUM AND ORDER denying (1398) Letter Motion for Leave to File Document in case 1:11-md-02262-NRB; denying (168) Letter Motion for Leave to File Document in case 1:12-cv-05723-NRB; denying (145) Letter Motion for Leave to File Document in case 1:13-cv-01016-NRB: For the reasons stated above, defendants' request for leave to move to strike the Lender plaintiffs' class allegations is denied. (Signed by Judge Naomi Reice Buchwald on 9/20/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB (tn)
September 19, 2016 Opinion or Order Filing 1573 MEMORANDUM AND ORDER: On April 29, 2016, this Court issued a Memorandum and Order (ECF No. 1396) in which we requested, inter alia, that certain defendants provide declarations identifying the locations in which they determined and from which they transmitted their LIBOR submissions. Id. at 6-7. We hereby additionally request that defendant UBS AG provide a declaration with this information, in conformity with the Court's standard as expressed in our April 29, 2016 Memorandum and Order at 1, 6-7; LIBOR IV, 11 MD 2262, 2015 WL 6243526, at *26, *38, U.S. Dist. LEXIS 147561, at *170, **189-90 (S.D.N.Y. Oct. 20, 2015); and LIBOR V, 11 MD 2262, 2015 WL 6696407, at *8, 2015 U.S. Dist.LEXIS 149629, at **66-67 (S.D.N. Y. Nov. 3, 2015). IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 9/19/2016) (ama)
September 19, 2016 Opinion or Order Filing 1572 ORDER: Oral argument on the pending motions to dismiss in the cases listed in the appendix shall be held on October 27, 2016, at 10:45 A.M. at the United States Court House, 500 Pearl Street, New York, New York, In Courtroom 21A. SO ORDERED., ( Oral Argument set for 10/27/2016 at 10:45 AM in Courtroom 21A, 500 Pearl Street, New York, NY 10007 before Judge Naomi Reice Buchwald.) (Signed by Judge Naomi Reice Buchwald on 9/19/2016) (ama)
September 16, 2016 Filing 1571 LETTER addressed to Judge Naomi Reice Buchwald from Chaim Levin dated 09/16/16 re: Response to Plaintiff's letter dtd. 9/7/16 [Dkt. #1554]. Document filed by Tradition America LLC. (Attachments: #1 Ex. A to Letter Response to Dkt. # 1554, #2 Ex. B to Letter Response to Dkt. # 1554, #3 Ex. C to Letter Response to Dkt. # 1554)(Levin, Chaim)
September 14, 2016 Opinion or Order Filing 1570 MEMO ENDORSEMENT on re: NOTICE OF WITHDRAWAL OF APPEARANCE: PLEASE TAKE NOTICE that Ethan E. Litwin and Morgan J. Feder are no longer with the firm of Hughes Hubbard & Reed LLP and is hereby withdrawn as counsel for Defendant Westdeutsche ImmobilienBank AG in the above-captioned matter. Westdeutsche Immobilien Bank AG continues to be represented in this case by Hughes Hubbard & Reed LLP. ENDORSEMENT: SO ORDERED. (1563 in 1:11-md-02262-NRB, 219 in 1:13-cv-00667-NRB, 219 in 1:13-cv-00625-NRB, 212 in 1:13-cv-05186-NRB, 225 in 1:13-cv-07005-NRB, 213 in 1:13-cv-05616-NRB, 210 in 1:13-cv-05187-NRB, 244 in 1:13-cv-02297-NRB, 218 in 1:13-cv-00626-NRB, 205 in 1:13-cv-05569-NRB, 183 in 1:13-cv-08644-NRB, 204 in 1:13-cv-05221-NRB, 220 in 1:13-cv-00597-NRB, 183 in 1:13-cv-07394-NRB, 171 in 1:14-cv-03094-NRB, 218 in 1:13-cv-00627-NRB) Notice (Other) filed by Westdeutsche Immobilienbank AG, (1561 in 1:11-md-02262-NRB) Notice (Other) filed by WestDeutsche Immobilienbank AG, Attorney Morgan Jessen Feder and Ethan Edward Litwin terminated. (Signed by Judge Naomi Reice Buchwald on 9/14/2016) Filed In Associated Cases: 1:11-md-02262-NRB et al.(ama) (Additional attachment(s) added on 9/15/2016: #1 Notice of Withdrawal Morgan J. Feder) (ama).
September 14, 2016 Opinion or Order Filing 1569 MEMO ENDORSEMENT on re: NOTICE OF WITHDRAWAL OF APPEARANCE: PLEASE TAKE NOTICE that Morgan J. Feder is no longer with the firm of Hughes Hubbard & Reed LLP and is hereby withdrawn as counsel for Defendant Portigon AG (f/k/a WestLB AG) in the above-captioned matter. Portigon AG continues to be represented in this case by Hughes Hubbard & Reed LLP. ENDORSEMENT: SO ORDERED.(221 in 1:13-cv-00667-NRB, 207 in 1:13-cv-05569-NRB, 220 in 1:13-cv-00627-NRB, 1565 in 1:11-md-02262-NRB, 206 in 1:13-cv-05221-NRB, 221 in 1:13-cv-00625-NRB, 185 in 1:13-cv-08644-NRB, 185 in 1:13-cv-07394-NRB, 214 in 1:13-cv-05186-NRB, 212 in 1:13-cv-05187-NRB, 246 in 1:13-cv-02297-NRB, 215 in 1:13-cv-05616-NRB, 222 in 1:13-cv-00597-NRB, 220 in 1:13-cv-00626-NRB, 173 in 1:14-cv-03094-NRB, 227 in 1:13-cv-07005-NRB) Notice (Other) filed by Westdeutsche Immobilienbank AG, Attorney Morgan Jessen Feder terminated. (Signed by Judge Naomi Reice Buchwald on 9/14/2016) Filed In Associated Cases: 1:11-md-02262-NRB et al.(ama)
September 14, 2016 Opinion or Order Filing 1568 MEMO ENDORSEMENT on re: NOTICE OF WITHDRAWAL OF APPEARANCE (1558 in 1:11-md-02262-NRB) Notice (Other) filed by Portigon/WestLB AG. PLEASE TAKE NOTICE that Ethan E. Litwin is no longer with the firm of Hughes Hubbard & Reed LLP and is hereby withdrawn as counsel for Defendant Portigon AG (f/k/a WestLB AG) in the above-captioned matter. ENDORSEMENT: SO ORDERED., Attorney Ethan Edward Litwin terminated. (Signed by Judge Naomi Reice Buchwald on 9/14/2016) Filed In Associated Cases: 1:11-md-02262-NRB et al.(ama)
September 14, 2016 Opinion or Order Filing 1567 ORDER on MOTION FOR LEAVE TO WITHDRAW AS COUNSEL: in case 1:11-md-02262-NRB; granting (41) Motion to Withdraw as Attorney in case 1:15-cv-02973-NRB. In accordance with Local Civil Rule 1.4, the undersigned respectfully moves for leave to withdraw Lieff Cabraser Heimann & Bernstein, LLP ("Lieff Cabraser") as counsel for Plaintiffs in the above-captioned action (the "Axiom Action"). Lieff Cabraser and Plaintiffs have agreed that Lieff Cabraser may withdraw as counsel in the Axiom Action. Application Granted. (Signed by Judge Naomi Reice Buchwald on 9/14/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:15-cv-02973-NRB. Attorney Brendan Patrick Glackin; Richard Martin Heimann; Michael Joseph Miarmi; Marc Anthony Pilotin; Eric B. Fastiff and Steven E. Fineman terminated. (ama) Modified on 9/15/2016 (ama).
September 14, 2016 ***DELETED DOCUMENT. Deleted document number (1569) MEMO ENDORSEMENT. The document was incorrectly filed in this case. Filed In Associated Cases: 1:11-md-02262-NRB et al.(ama)
September 14, 2016 Filing 1566 LETTER addressed to Judge Naomi Reice Buchwald from James R. Martin dated September 14, 2016 re: Letter from Joel Kurtzberg dated September 12, 2016. Document filed by 303030 Trading LLC, Joseph Amabile, Louie Amabile, Atlantic Trading USA, LLC, Bay Area Toll Authority, Norman Byster, California Public Plaintiffs, Capital Ventures International, Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., City of Houston, City of New Britain Firefighters' and Police Benefit Fund, City of Richmond, City of Riverside, County of Riverside, County of Sacramento, County of San Diego, County of San Mateo, County of Sonoma, Darby Financial Products, Richard Deogracias, East Bay Municipal Utility District, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Marc Federighi, Scott Federighi, Gary Francis, Robert Furlong, Ellen Gelboim, David Gough, Brian Haggerty, Nathaniel Haynes, David Klusendorf, Ronald Krug, Christopher Lang, Mayor and City Council of Baltimore, Metzler Investment GmbH, John Monckton, National Credit Union Administration Board, Philip Olson, PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PRUDENTIAL CORE TAXABLE MONEY MARKET FUND, PRUDENTIAL INVESTMENT PORTFOLIOS 2, PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Brett Pankau, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company, Principal Variable Contracts Funds, Inc., SEIU Pension Plans Master Trust, Salix Capital US Inc., San Diego Association of Governments, San Mateo Couty Joint Powers Financing Authority, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust, David E. Sundstrom, Texas Competitive Electric Holdings Company LLC, The Charles Schwab Corporation, The City of Philadelphia, The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation, The Pennsylvania Intergovernmental Cooperation Authority, The Regents of the University of California, The Richmond Joint Powers Financing Authority, The Riverside Public Financing Authority, David Vecchione, Randall Williams, Linda Zacher, michael cahill.(Martin, James)
September 14, 2016 Filing 1565 NOTICE of Withdrawal of Appearance of Morgan J. Feder. Document filed by Westdeutsche Immobilienbank AG. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Paparella, Christopher)
September 14, 2016 Filing 1564 NOTICE of Withdrawal of Appearance of Morgan J. Feder. Document filed by Portigon/WestLB AG. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Paparella, Christopher)
September 14, 2016 Filing 1563 NOTICE of Withdrawal of Appearance of Ethan E. Litwin. Document filed by Westdeutsche Immobilienbank AG. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Paparella, Christopher)
September 14, 2016 Filing 1562 NOTICE of Withdrawal of Appearance of Ethan E. Litwin. Document filed by Portigon/WestLB AG. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Paparella, Christopher)
September 13, 2016 Filing 1561 NOTICE of Withdrawal of Appearance of Morgan J. Feder. Document filed by WestDeutsche Immobilienbank AG. (Paparella, Christopher)
September 13, 2016 Filing 1560 NOTICE of Withdrawal of Appearance of Morgan J. Feder. Document filed by Portigon/WestLB AG. (Paparella, Christopher)
September 13, 2016 Filing 1559 NOTICE of Withdrawal of Appearance of Ethan E. Litwin. Document filed by WestDeutsche Immobilienbank AG. (Paparella, Christopher)
September 13, 2016 Filing 1558 NOTICE of Withdrawal of Appearance of Ethan E. Litwin. Document filed by Portigon/WestLB AG. (Paparella, Christopher)
September 12, 2016 Filing 1595 INTERNET CITATION NOTE: Material from decision with Internet citation re: #1557 Order. (vf)
September 12, 2016 Opinion or Order Filing 1557 MEMORANDUM AND ORDER: In LIBOR IV, "due to the sheet number of allegations and the lack of clarity in many complaints as to which claims are alleged against which defendants...we direct[ed] the parties to confer and provide us with a spreadsheet containing a list of claims that, in accordance with [this Court's] conclusions...are dismissed on jurisdictional grounds." No. 11MD2262, 2015 WL 6243526, at *37, 2015 U.S. Dist. LEXIS 147561, at *185. While counsel for plaintiffs and defendants have cooperatively worked together over many months to provide this spreadsheet (for which the Court is appreciative), eight numbered and distinct issues remain, which we now resolve, as further set forth in this Memorandum and Order. (Signed by Judge Naomi Reice Buchwald on 9/12/2016) Filed In Associated Cases: 1:11-md-02262-NRB et al.(tro)
September 12, 2016 Filing 1556 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated September 12, 2016 re: Supplemental controlling authority. Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, Banc of America Securities LLC, Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Bear Stearns Capital Markets, Inc., British Bankers Association, CITI SWAPCO INC., Citibank N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS PLC, HSBC Bank Plc., HSBC Holding plc, J.P. Morgan Bank Dublin PLC, J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, JP Morgan Chase & Co., JPMorgan Chase Bank N.A., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Portigon AG, RBC Capital Markets, LLC, Royal Bank of Canada, Royal Bank of Scotland, Royal Bank of Scotland Group plc, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, WestDeutsche Immobilienbank AG.(Kurtzberg, Joel)
September 7, 2016 Filing 1554 LETTER MOTION to Compel Tradition America LLC to Production of Documents addressed to Judge Naomi Reice Buchwald from William C. Carmody dated 9/7/2016. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
September 6, 2016 Opinion or Order Filing 1555 NOTICE OF WITHDRAWAL OF COUNSEL: PLEASE TAKE NOTICE that, upon the annexed declaration of Ankush Khardori, and subject to the approval of the Court, Ankush Khardori hereby withdraws as counsel for Deutsche Bank AG in the above-captioned matters. Paul, Weiss, Rifkind, Wharton & Garrison LLP will continue to represent Deutsche Bank AG in these proceedings. SO ORDERED. Attorney Ankush Khardori terminated. (Signed by Judge Naomi Reice Buchwald on 9/06/2016) (ama) Modified on 9/7/2016 (ama).
August 29, 2016 Filing 1553 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Paparella dated August 29, 2016 re: Response to OTC Plaintiffs' August 25, 2016 letter (ECF No. 1552). Document filed by Portigon AG.(Paparella, Christopher)
August 25, 2016 Filing 1552 LETTER addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated 08/25/2016 re: Response to Defendant Portigon AG (f/k/a WestLB AG) letter of August 22, 2016. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
August 24, 2016 Filing 1551 NOTICE OF APPEARANCE by Peter Anthony Barile, III on behalf of City of New Britain Firefighters' and Police Benefit Fund. (Barile, Peter)
August 23, 2016 Filing 1550 NOTICE of Withdrawal of Peter A. Barile as Counsel for Plaintiff Ravan Investments LLC. Document filed by Ravan Investments, LLC. (Barile, Peter)
August 22, 2016 Opinion or Order Filing 1549 SEALING ORDER granting (1547) Motion to Seal Document in case 1:11-md-02262-NRB: This Order addresses the under seal submission by Defendants on August 19, 2016, which Defendants filed in redacted form. The proposed sealed filing contains references to information that one or more defendants has designated as Confidential or Highly Confidential pursuant to paragraph 2.3.1 of the Amended Stipulation and Protective Order. ECF No. 1405. Thus, Defendants respectfully request that the Court So Order the sealing of (i) certain portions of Defendants' Appendices accompanying their reply brief in support of their motion to dismiss for lack of personal jurisdiction dated August 19, 2016 and (ii) the Reply Declaration of Joel Kurtzberg in Support of Defendants' Motion to Dismiss All Antitrust Claims for Lack of Personal Jurisdiction, and Exhibits thereto, dated August 19, 2016. (Signed by Judge Naomi Reice Buchwald on 8/22/2016) Filed In Associated Cases: 1:11-md-02262-NRB et al. (tn)
August 22, 2016 Filing 1548 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Paparella dated August 22, 2016 re: Response to the Court's letter regarding OTC Plaintiffs' Letter Motion for Local Rule 37.2 Conference (ECF No. 1542). Document filed by Portigon AG.(Paparella, Christopher)
August 19, 2016 Filing 1547 LETTER MOTION to Seal Document addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated August 19, 2016. Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd., Bank Of America Corporation, Bank Of America Securities LLC, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Bear Stearns Capital Markets, Inc., British Bankers' Association, Citi Swapco Inc., Citibank NA, Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc, Coperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS Plc., HSBC Bank Plc., HSBC Holdings plc, J.P. Morgan Bank Dublin PLC, J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, JPMorgan Chase & Co, JPMorgan Chase Bank N.A., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., RBC Capital Markets, LLC, Royal Bank of Canada, Royal Bank of Scotland, Royal Bank of Scotland Group plc, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, UBS AG, UBS Limited, UBS Securities LLC, WestDeutsche Immobilienbank AG. (Attachments: #1 Text of Proposed Order)(Kurtzberg, Joel)
August 19, 2016 Filing 1546 REPLY AFFIRMATION of Joel Kurtzberg in Support re: #1480 JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction.. Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, Bank Of America Securities LLC, Bank of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Bear Stearns Capital Markets, Inc., British Bankers' Association, Citi Swapco Inc., Citibank N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc, Coperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS PLC, HSBC Bank Plc., HSBC Holding plc, J.P. Morgan Bank Dublin PLC, J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, JPMorgan Chase & Co., JPMorgan Chase Bank N.A., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Portigon AG, RBC Capital Markets, LLC, Royal Bank of Canada, Royal Bank of Scotland, Royal Bank of Scotland Group plc, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, WestDeutsche Immobilienbank AG. (Attachments: #1 Exhibit 1, #2 Exhibit 2)(Kurtzberg, Joel)
August 19, 2016 Filing 1545 JOINT REPLY MEMORANDUM OF LAW in Support re: #1480 JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction. . Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd., Banc of America Securities LLC, Bank Of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd., Barclays Bank PLC, Barclays Bank plc, Barclays Capital Inc., Bear Stearns Capital Markets, Inc., British Bankers Association, Citi Swapco Inc., Citibank N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc, Coperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS plc, HSBC Bank plc, HSBC Holding plc, J.P. Morgan Bank Dublin PLC, J.P. Morgan Securities, LLC, JPMorgan Chase & Co, JPMorgan Chase Bank, LLoyds Bank PLC, Lloyds Banking Group plc., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Portigon AG, RBC Capital Markets, LLC, Royal Bank of Canada, Royal Bank of Scotland, Royal Bank of Scotland Group plc, Societe Generale, The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, UBS AG, UBS Limited, UBS Securities LLC, WestDeutsche Immobilienbank AG. (Attachments: #1 Appendix 1, #2 Appendix 2, #3 Certificate of Service)(Kurtzberg, Joel)
August 19, 2016 Filing 1544 JOINT REPLY MEMORANDUM OF LAW in Support re: #1480 JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction. . Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd., Banc of America Securities LLC, Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd., Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Bear Stearns Capital Markets, Inc., British Bankers' Association, Chase Bank USA, N.A., Citi Swapco Inc., Citibank, N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS plc, HSBC Bank USA, N.A., HSBC Bank plc, HSBC Finance Corp., HSBC Holdings PLC, HSBC Securities (USA) Inc., HSBC USA Inc., J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Portigon AG, RBC Capital Markets, LLC, RBS Securities, Inc., Royal Bank of Canada, Societe Generale, The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group plc, The Royal Bank of Scotland plc, UBS AG, UBS Limited, UBS Securities LLC, WestDeutsche Immobilienbank AG. (Rice, Thomas)
August 18, 2016 Filing 1543 LETTER addressed to Judge Naomi Reice Buchwald from David E. Kovel and Michael D. Hausfeld dated August 18, 2016 re: Plaintiffs' Joint Declaration of David E. Kovel and Michael D. Hausfeld in Support of Plaintiffs' Consolidated Opposition to Defendants' Motion to Dismiss for Lack of Personal Jurisdiction [ECF No. 1510]. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.(Kovel, David)
August 18, 2016 Filing 1542 LETTER addressed to Christopher Paparella, Esq. from Naomi Reice Buchwald, United States District Judge dated 8/18/2016 re: I have received your letter of August 17, 2016. While I do not believe that my letter of August 11, 2016 was unclear, let me be even clearer. The "position" to which I refer is the position of Portigon AG regarding "what, if anything, it can feasibly produce beyond the regulatory production, and in what form." Paparella Letter, Aug. 8, 2016, ECF No. 1527. Your letter, while describing the meet and confer process, contains no definite commitment to define the scope of any production by a date certain. Therefore, please provide a firm date by which time you propose to provide the OTC plaintiffs with that position, as well as a date by which you will complete any such production. (ama)
August 17, 2016 Opinion or Order Filing 1541 ORDER granting #1539 Letter Motion for Leave to File Excess Pages. (We write on behalf of Defendants to request permission to file up to 65 total pages in reply to Plaintiffs' oppositions to the motions to dismiss Plaintiffs' antitrust claims.) Application Granted. (Signed by Judge Naomi Reice Buchwald on 8/17/2016) (ama)
August 17, 2016 Filing 1540 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Paparella dated August 17, 2016 re: Response to the Court's letter regarding OTC Plaintiffs' Letter Motion for Local Rule 37.2 Conference (ECF No. 1536). Document filed by Portigon AG.(Paparella, Christopher)
August 16, 2016 Filing 1539 LETTER MOTION for Leave to File Excess Pages in Reply to Plaintiffs' Oppositions to the Motions to Dismiss Plaintiffs' Antitrust Claims addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated August 16, 2016. Document filed by All Defendants.(Burke, Arthur)
August 16, 2016 Filing 1538 LETTER addressed to Judge Naomi Reice Buchwald from James R. Martin dated August 16, 2016 re: additional information regarding #1533 Letter requesting leave to amend as to CSAG and BoS. Document filed by FDIC, as receiver, The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation.(Martin, James)
August 16, 2016 Filing 1537 NOTICE of Non-Party Subpoena. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Supplement Subpoena to Produce Documents, Information, or Objects)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
August 11, 2016 Filing 1536 LETTER addressed to Christopher Paparella, Esq. from Naomi Reice Buchwald, United States District Judge dated 8/11/2016 re: I have received and reviewed the letters of August 4, 2016 and August 8, 2016 regarding the OTC plaintiffs' request for a pre-motion discovery conference regarding the document production of Portigon AG (f/k/a WestLB AG) ("Portigon"). In order for the Court to determine whether the OTC plaintiffs' request is premature, please provide a firm date by which you propose to provide them with Portigon' s position regarding the production of additional documents. (ama)
August 11, 2016 Filing 1535 LETTER addressed to Mr. Kurtzberg and Mr. Martin from Naomi Reice Buchwald, United States District Judge dated 8/11/2016 re: I have received and reviewed Mr. Kurtzberg's letter of August 11, 2016 regarding the clerical error included in the Notice of Defendants' Joint Motions to Dismiss All Antitrust Claims Based on the Efficient Enforcer Doctrine and Lack of Personal Jurisdiction. Mr. Kurtzberg's solution seems reasonable to me, and unless plaintiffs convince me otherwise, we will proceed with his schedule, which provides for submissions by the Federal Home Loan Mortgage Corporation and the Federal Deposit Insurance Corporation by August 16, 2016. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03952-NRB, 1:14-cv-01757-NRB(ama)
August 11, 2016 Filing 1534 Costs Taxed as to ( #1453 in 1:11-md-02262-NRB) USCA Mandate, USCA Case Number 13-3565(L) in the amount of $3,724.60. on 08/11/2016 in favor of Ellen Gelboim, et al., Plaintiffs - Appellants, against Bank of America Corporation, et al., Defendants Appellees. Filed In Associated Cases: 1:11-md-02262-NRB et al.(nd)
August 11, 2016 Filing 1533 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated August 11, 2016 re: requesting leave to amend. Document filed by Bank of Scotland plc, Credit Suisse AG, Credit Suisse Group AG, HBOS plc.(Kurtzberg, Joel)
August 9, 2016 Filing 1532 SEALED DOCUMENT placed in vault.(rz)
August 9, 2016 Opinion or Order Filing 1531 SEALING ORDER: granting #1509 Motion to Seal Document. This Order addresses the under seal submission by Over-the-Counter Plaintiffs ("OTC Plaintiffs") on August 5, 2016, which Plaintiffs filed in redacted form. [ECF No. 1508]. Theproposed sealed filing contains references to information that one or more defendants have designated as Confidential or Highly Confidential and for use only in the OTC Plaintiffs' action pursuant to paragraph 2.3.1 of the Amended Stipulation and Protective Order. [ECF No. 1405]. Plaintiffs' request to file the August 5, 2016 Supplemental Memorandum of Law in Opposition to Defendants' Motions to Dismiss All Antitrust Claims for Lack of Personal Jurisdiction under seal is GRANTED. IT IS SO ORDERED.(Signed by Judge Naomi Reice Buchwald on 8/09/2016) (ama)
August 9, 2016 Opinion or Order Filing 1530 SEALING ORDER: granting #1496 Motion to Seal Document. This Order addresses the under seal submission by the Over-the-Counter and Exchange- Based Plaintiffs ("Plaintiffs") on August 5, 2016, which Plaintiffs filed in redacted from. [ECF No. 1510]. The proposed sealed filing contains references toinformation that one or more defendants has designated as Confidential or Highly Confidential and for use only the Plaintiffs' respective actions pursuant to paragraph 2.3.1 of the Amended Stipulation and Protective Order. [ECF No. 1405]. Plaintiffs' request to file the August 5, 2016 Joint Declaration of David E. Kovel and Michael D. Hausfeld in Support of Plaintiffs' Consolidated Opposition to Defendants' Motion to Dismiss for Lack of Personal Jurisdiction, and Exhibits thereto (together, the "Declaration"), under seal is Granted. IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 8/09/2016) (ama)
August 9, 2016 Transmission to Sealed Records Clerk. Transmitted re: #1530 Order on Motion to Seal Document,,,, to the Sealed Records Clerk for the sealing or unsealing of document or case. (ama)
August 9, 2016 Terminate Transcript Deadlines (ama)
August 9, 2016 Transmission to Sealed Records Clerk. Transmitted re: #1531 Order on Motion to Seal Document,,,, to the Sealed Records Clerk for the sealing or unsealing of document or case. (ama)
August 9, 2016 Filing 1529 NOTICE OF APPEARANCE by Barry Barnett on behalf of City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore, Texas Competitive Electric Holdings Company LLC. (Barnett, Barry)
August 8, 2016 Filing 1528 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated August 8, 2016 re: Rule 2.E.1 of the Courts Individual Practices and Courtesy Copies. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
August 8, 2016 Filing 1527 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Paparella dated August 8, 2016 re: Response to OTC Plaintiffs' Letter Motion for Local Rule 37.2 Conference (ECF No. 1495). Document filed by Portigon AG.(Paparella, Christopher)
August 8, 2016 Filing 1526 NOTICE OF CHANGE OF ADDRESS by Max Raphael Schwartz on behalf of City of New Britain. New Address: Scott+Scott, Attorneys at Law, LLP, The Helmsley Building, 230 Park Avenue, 17th Floor, New York, NY, 10169, 212-223-6444. (Schwartz, Max)
August 8, 2016 Filing 1524 MEMORANDUM OF LAW in Opposition re: #1480 JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction. Correcting Table of Authorities (software issue). Document filed by Joseph Amabile, Bay Area Toll Authority, California Public Plaintiffs, Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, City of Houston, City of New Britain Firefighters' and Police Benefit Fund, City of Philadelphia, Darby Financial Products, East Bay Municipal Utility District, FDIC, as receiver, Mayor and City Council of Baltimore, Metzler Investment GmbH, National Credit Union Administration Board, PRUDENTIAL CORE TAXABLE MONEY MARKET FUND, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Principal Financial Group, Inc., Principal Funds, Inc., Salix Capital US Inc., Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust, The Charles Schwab Corporation, The City of Philadelphia, The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation, Linda Zacher. (Attachments: #1 Appendix A, #2 Appendix B)(Martin, James)
August 5, 2016 Filing 1525 SEALED DOCUMENT placed in vault.(mps)
August 5, 2016 Filing 1523 SEALED DOCUMENT placed in vault.(mps)
August 5, 2016 Filing 1522 DECLARATION of Victor Stewart in Opposition re: #1480 JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction.. Document filed by 303030 Trading LLC, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Exhibit)(Lovell, Christopher)
August 5, 2016 Filing 1521 FILING ERROR - DEFICIENT DOCKET ENTRY (SEE #1524 Memorandum) - MEMORANDUM OF LAW in Opposition re: #1480 JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction. . Document filed by Joseph Amabile, Bay Area Toll Authority, California Public Plaintiffs, Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, City of Houston, City of New Britain Firefighters' and Police Benefit Fund, City of Philadelphia, Darby Financial Products, East Bay Municipal Utility District, FDIC, as receiver, Mayor and City Council of Baltimore, Metzler Investment GmbH, National Credit Union Administration Board, PRUDENTIAL CORE TAXABLE MONEY MARKET FUND, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Principal Financial Group, Inc., Principal Funds, Inc., Salix Capital US Inc., Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust, The Charles Schwab Corporation, The City of Philadelphia, The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation, Linda Zacher. (Attachments: #1 Appendix A, #2 Appendix B)(Martin, James) Modified on 8/8/2016 (db).
August 5, 2016 Filing 1520 MEMORANDUM OF LAW in Opposition re: #1480 JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction. . Document filed by 303030 Trading LLC, Nathaniel Haynes, Metzler Investment GmbH. (Lovell, Christopher)
August 5, 2016 Filing 1519 MOTION to Seal Document . Document filed by 303030 Trading LLC, Nathaniel Haynes, Metzler Investment GmbH.(Lovell, Christopher)
August 5, 2016 Filing 1518 DECLARATION of Nanci E. Nishimura in Opposition re: (1480 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction.. Document filed by City of Riverside, The Riverside Public Financing Authority, City of Houston, City of Richmond, County of Mendocino, County of Sacramento, County of San Diego, County of San Mateo, County of Sonoma, East Bay Municipal Utility District, San Diego Association of Governments, San Mateo Couty Joint Powers Financing Authority, Successor Agency to the Richmond Community Redevelopment Agency, David E. Sundstrom, The Regents of the University of California, The Richmond Joint Powers Financing Authority, County of Mendocino, David E. Sundstrom. (Attachments: #1 Exhibit 1-23, #2 Exhibit 24-37)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Nishimura, Nanci)
August 5, 2016 Filing 1517 RESPONSE to Motion re: #1480 JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction. Supplemental Statement of Additional Jurisdictional Facts. Document filed by Joseph Amabile, Bay Area Toll Authority, California Public Plaintiffs, Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, City of Houston, City of New Britain Firefighters' and Police Benefit Fund, City of Philadelphia, City of Richmond, City of Riverside, County of Sacramento, Darby Financial Products, East Bay Municipal Utility District, FDIC, as receiver, Ellen Gelboim, Mayor and City Council of Baltimore, Metzler Investment GmbH, National Credit Union Administration Board, PRUDENTIAL CORE TAXABLE MONEY MARKET FUND, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Principal Financial Group, Inc., Principal Funds, Inc., Salix Capital US Inc., The Charles Schwab Corporation, The City of Philadelphia, The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation, Linda Zacher. (Martin, James)
August 5, 2016 Filing 1516 MEMORANDUM OF LAW in Opposition re: #1480 JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction. . Document filed by Direct Action Plaintiffs. (Martin, James)
August 5, 2016 Filing 1515 LETTER addressed to Judge Naomi Reice Buchwald from James R. Martin dated 8/5/2016 re: Rule 2.E.1 of the Court's Individual Practices. Document filed by Joseph Amabile, Bay Area Toll Authority, California Public Plaintiffs, Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, City of Houston, City of Philadelphia, City of Richmond, City of Riverside, County of Sacramento, County of Sonoma, Darby Financial Products, East Bay Municipal Utility District, FDIC, as receiver, Ellen Gelboim, Mayor and City Council of Baltimore, Metzler Investment GmbH, National Credit Union Administration Board, PRUDENTIAL CORE TAXABLE MONEY MARKET FUND, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Principal Financial Group, Inc., Principal Funds, Inc., Salix Capital US Inc., San Diego Association of Governments, The City of Philadelphia, The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation, The Regents of the University of California, The Richmond Joint Powers Financing Authority, The Riverside Public Financing Authority, Linda Zacher.(Martin, James)
August 5, 2016 Filing 1514 DECLARATION of Linda Klingman in Opposition re: (1480 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction.. Document filed by Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust, The Charles Schwab Corporation. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-06409-NRB, 1:11-cv-06411-NRB, 1:11-cv-06412-NRB(Glackin, Brendan)
August 5, 2016 Filing 1513 DECLARATION of Matthew Hastings in Opposition re: (1480 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction.. Document filed by Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust, The Charles Schwab Corporation. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C - Part 1, #4 Exhibit C - Part 2)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-06409-NRB, 1:11-cv-06411-NRB, 1:11-cv-06412-NRB(Glackin, Brendan)
August 5, 2016 Filing 1512 DECLARATION of Dennis Goldman in Opposition re: (1480 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction.. Document filed by Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust, The Charles Schwab Corporation. (Attachments: #1 Exhibit A, #2 Exhibit B)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-06409-NRB, 1:11-cv-06411-NRB, 1:11-cv-06412-NRB(Glackin, Brendan)
August 5, 2016 Filing 1511 MEMORANDUM OF LAW in Opposition re: (1480 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction. . Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
August 5, 2016 Filing 1510 DECLARATION of David E. Kovel and Michael D. Hausfeld in Opposition re: (1480 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction.. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
August 5, 2016 Filing 1509 LETTER MOTION to Seal Document (1508 in 1:11-md-02262-NRB) Memorandum of Law in Opposition to Motion, addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated 08/05/2016. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Text of Proposed Order re Motion to Seal Dkt 1508)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
August 5, 2016 Filing 1508 SUPPLEMENTAL MEMORANDUM OF LAW in Opposition re: (1480 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction. (REDACTED). Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
August 5, 2016 Filing 1507 LETTER addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated 08/05/2016 re: Rule 2.E.1 of the Courts Individual Practices. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
August 5, 2016 Filing 1506 REPLY MEMORANDUM OF LAW in Opposition re: #1480 JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction. . Document filed by SEIU Pension Plans Master Trust. (Coughlin, Patrick)
August 5, 2016 Filing 1505 LETTER addressed to Judge Naomi Reice Buchwald from Patrick J. Coughlin dated 08/05/2016 re: Summary of Arguments in SEIU's Separate Memorandum in Opposition to Motion to Dismiss All Antitrust Claims. Document filed by SEIU Pension Plans Master Trust. (Attachments: #1 Service List)(Coughlin, Patrick)
August 5, 2016 Filing 1504 MEMORANDUM OF LAW in Opposition re: (1480 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction. . Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
August 5, 2016 Filing 1503 DECLARATION of Eddie Vonnahme in Opposition re: (1480 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction.. Document filed by Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB, 1:16-cv-00592-NRB(Slaughter, Stacey)
August 5, 2016 Filing 1502 DECLARATION of Eddie Vonnahme in Opposition re: (1480 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction.. Document filed by PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Funds, Inc., Principal Variable Contracts Funds, Inc.. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB, 1:16-cv-00590-NRB(Slaughter, Stacey)
August 5, 2016 Filing 1501 DECLARATION of Eddie Vonnahme in Opposition re: (1480 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction.. Document filed by Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB, 1:16-cv-00592-NRB(Slaughter, Stacey)
August 5, 2016 Filing 1500 DECLARATION of David H. Weinstein in Opposition re: (1480 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction.. Document filed by Ellen Gelboim, Linda Zacher. (Attachments: #1 Exhibit A - F, #2 Exhibit G - Part 1, #3 Exhibit G - Part 2, #4 Exhibit H)Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-01025-NRB(Morris, Karen)
August 5, 2016 Filing 1499 SUPPLEMENTAL MEMORANDUM OF LAW in Opposition re: (1480 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction. By Bondholder Plaintiffs. Document filed by Ellen Gelboim, Linda Zacher. (Attachments: #1 Appendix)Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-01025-NRB(Morris, Karen)
August 5, 2016 Filing 1498 MEMORANDUM OF LAW in Opposition re: (1480 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction. By Bondholder Plaintiffs. Document filed by Ellen Gelboim, Linda Zacher. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-01025-NRB(Morris, Karen)
August 5, 2016 Filing 1497 LETTER addressed to Judge Naomi Reice Buchwald from Karen L. Morris dated August 5, 2016 re: Bondholder Plaintiffs' Rule 2.E.1 Letter Outlining the Arguments in Bondholder Plaintiffs' Opposition to Joint Motion to Dismiss on Efficient Enforcer Doctrine and Supplemental Argument Opposing Motion to Dismiss on Personal Jurisdiction Grounds. Document filed by Ellen Gelboim, Linda Zacher.Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-01025-NRB(Morris, Karen)
August 5, 2016 Filing 1496 FIRST LETTER MOTION to Seal Document In Connection with OTC and Exchange Plaintiffs' Declaration in Support of the Oppositions to Certain Defendants' Motion to Dismiss on Personal Jurisdiction Grounds addressed to Judge Naomi Reice Buchwald from Michael D. Hausfeld dated August 5, 2016. Document filed by Mayor and City Council of Baltimore. (Attachments: #1 Text of Proposed Order Sealing Confidential Material)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Hausfeld, Michael)
August 4, 2016 Filing 1495 LETTER MOTION for Local Rule 37.2 Conference addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated 8/4/2016. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Exhibit A, #2 Exhibit B)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
August 1, 2016 Filing 1494 MEMO ENDORSEMENT on re: #1493 Letter filed by 303030 Trading LLC, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, Gary Francis, Metzler Investment GmbH, Nathaniel Haynes, FTC Futures Fund SICAV. (we write to seek the Court's permission to file memoranda up to 120 pages in opposition to Defendants' motions to dismiss based on "efficient enforcer" and personal jurisdiction grounds ("Defendants' Motions"). ENDORSEMENT: Application Granted. (Signed by Judge Naomi Reice Buchwald on 8/01/2016) (ama)
August 1, 2016 Filing 1493 LETTER addressed to Judge Naomi Reice Buchwald from David E. Kovel dated August 1, 2016 re: Plaintiffs' Opposition to Defendants' Motions to Dismiss. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.(Kovel, David)
July 28, 2016 Filing 1492 MEMO ENDORSEMENT on REQUEST FOR INTERNATIONAL JUDICIAL ASSISTANCE IN THE AUTHORIZATION OF A COMMISSIONER PURSUANT TO THE HAGUE CONVENTION OF 18 MARCH 1970 ON THE TAKING OF EVIDENCE ABROAD IN CIVIL OR COMMERCIAL MATTERS re: (390 in 1:11-cv-02613-NRB, 1490 in 1:11-md-02262-NRB) Declaration in Support of Motion, filed by Societe Generale, Societe Generale S.A. (Signed by Judge Naomi Reice Buchwald on 7/28/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(ama) Modified on 7/29/2016 (ama).
July 28, 2016 Opinion or Order Filing 1491 ORDER GRANTING UNCONTESTED MOTION FOR ISSUANCE OF REQUEST FOR INTERNATIONAL JUDICIAL ASSISTANCE, APPOINTMENT OF COMMISSIONER AND DIRECTION OF SUBMISSION OF HAGUE CONVENTION APPLICATION: granting (389) Motion for FOR INTERNATIONAL JUDICIAL ASSISTANCE, APPOINTMENT OF COMMISSIONER AND DIRECTION OF SUBMISSION OF HAGUE CONVENTION in case 1:11-cv-02613-NRB; granting (1489) Motion for FOR INTERNATIONAL JUDICIAL ASSISTANCE, APPOINTMENT OF COMMISSIONER AND DIRECTION OF SUBMISSION OF HAGUE CONVENTION in case 1:11-md-02262-NRB. The Motion is GRANTED. The form of Request for Assistance annexed to the Calica Declaration as Exhibit B is hereby issued as the Court's Request for Assistance and is fully incorporated herein. And as set forth herein. SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 7/28/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (ama)
July 28, 2016 Filing 1490 DECLARATION of Andrew J. Calica in Support re: (389 in 1:11-cv-02613-NRB, 1489 in 1:11-md-02262-NRB) MOTION FOR ISSUANCE OF REQUEST FOR INTERNATIONAL JUDICIAL ASSISTANCE, APPOINTMENT OF COMMISSIONER AND DIRECTION OF SUBMISSION OF HAGUE CONVENTION APPLICATION .. Document filed by Societe Generale S.A., Societe Generale. (Attachments: #1 Exhibit A - Proposed Order, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Wolowitz, Steven)
July 28, 2016 Filing 1489 MOTION FOR ISSUANCE OF REQUEST FOR INTERNATIONAL JUDICIAL ASSISTANCE, APPOINTMENT OF COMMISSIONER AND DIRECTION OF SUBMISSION OF HAGUE CONVENTION APPLICATION . Document filed by Societe Generale.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Wolowitz, Steven)
July 19, 2016 Filing 1488 NOTICE of Party Name Change. Document filed by Metzler Investment GmbH. (Narwold, William)
July 13, 2016 Filing 1487 NOTICE OF APPEARANCE by Karen M. Lerner on behalf of 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Lerner, Karen)
July 12, 2016 Filing 1486 NOTICE of Withdrawal of Memorandum of Law in Opposition to Motion for Preliminary Approval of Settlement with Barclays Bank, PLC re: #1368 Memorandum of Law in Opposition to Motion,. Document filed by 33-35 Green Pond Road Associates, LLC, Courtyard at Amwell II, LLC. (DePalma, Joseph)
July 6, 2016 Filing 1485 LETTER addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated July 6, 2016 re: Defendants' Rule 2.E.1 Letter Outlining the Arguments in the Defendants' Joint Motions to Dismiss. Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd., Banc of America Securities LLC, Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Bear Stearns Capital Markets, Inc., British Bankers' Association, Chase Bank USA, N.A., Citi Swapco Inc., Citibank, N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Inc., Citiigroup Global Markets Inc., Citizens Bank, N.A., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS plc, HSBC Bank USA, N.A., HSBC Bank plc, HSBC Finance Corp., HSBC Holdings plc, HSBC Securities (USA) Inc., HSBC USA Inc., J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Portigon AG, RBC Capital Markets, LLC, RBS Securities, Inc., Royal Bank of Canada, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ Ltd., The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group plc, The Royal Bank of Scotland plc, UBS AG, UBS Limited, UBS Securities LLC, WestDeutsche Immobilienbank AG.(Burke, Arthur)
July 6, 2016 Filing 1484 DECLARATION of Joel Kurtzberg in Support re: #1480 JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction.. Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd., Bank Of America Corporation, Bank of America, N.A., Barclays Capital Inc., Barclays PLC, British Bankers' Association, Chase Bank USA, N.A., Citi Swapco Inc., Citibank NA, Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS PLC, HSBC Bank PLC, HSBC Holdings PLC, J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Markets Ltd., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group PLC, Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Norinchukin Bank, Portigon AG, RBC Capital Markets, LLC, Rabobank Group, Royal Bank of Scotland, Royal Bank of Scotland Group plc, Societe Generale, The Bank of Tokyo Mitsubishi UFJ Ltd., The Hongkong and Shanghai Banking Corporation, Ltd., UBS AG, UBS Limited, UBS Securities LLC, WestDeutsche Immobilienbank AG. (Attachments: #1 Exhibit 1 (Part 1), #2 Exhibit 1 (Part 2), #3 Exhibit 1 (Part 3), #4 Exhibit 1 (Part 4), #5 Exhibit 1 (Part 5), #6 Exhibit 1 (Part 6), #7 Exhibit 2)(Kurtzberg, Joel)
July 6, 2016 Filing 1483 JOINT MEMORANDUM OF LAW in Support re: #1480 JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction. . Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, Bank Of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Barclays Bank plc, Barclays Capital Inc., Barclays PLC, British Bankers' Association, Chase Bank USA, N.A., Citi Swapco Inc., Citibank, N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets, Inc., Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS PLC, HSBC Bank PLC, HSBC Holdings PLC, J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Markets Ltd., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group PLC, Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Norinchukin Bank, Portigon AG, RBC Capital Markets, LLC, Rabobank Group, Royal Bank of Canada, Royal Bank of Scotland, Royal Bank of Scotland Group plc, Societe Generale, The Hongkong and Shanghai Banking Corporation, Ltd., UBS AG, UBS Limited, UBS Securities LLC, WestDeutsche Immobilienbank AG. (Attachments: #1 Appendix)(Kurtzberg, Joel)
July 6, 2016 Filing 1482 AMENDED RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent GEV GmbH, Corporate Parent Aareal Bank AG for WestDeutsche Immobilienbank AG. Document filed by WestDeutsche Immobilienbank AG.(Paparella, Christopher)
July 6, 2016 Filing 1481 JOINT MEMORANDUM OF LAW in Support re: #1480 JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction. . Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd., Banc of America Securities LLC, Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd., Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Bear Stearns Capital Markets, Inc., British Bankers' Association, Chase Bank USA, N.A., Citi Swapco Inc., Citibank, N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS plc, HSBC Bank USA, N.A., HSBC Bank plc, HSBC Finance Corp., HSBC Holdings plc, HSBC Securities (USA) Inc., HSBC USA Inc., J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, LLoyds Bank PLC, Lloyds Banking Group plc, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Portigon AG, RBC Capital Markets, LLC, RBS Securities, Inc., Royal Bank of Canada, Societe Generale, The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group plc, The Royal Bank of Scotland plc, UBS AG, UBS Limited, UBS Securities LLC, WestDeutsche Immobilienbank AG. (Attachments: #1 Appendix)(Rice, Thomas)
July 6, 2016 Filing 1480 JOINT MOTION to Dismiss All Antitrust Claims Based on The Efficient Enforcer Doctrine and Lack of Personal Jurisdiction. Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd., Banc of America Securities LLC, Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd., Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Bear Stearns Capital Markets, Inc., British Bankers' Association, Chase Bank USA, N.A., Citi Swapco Inc., Citibank, N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS plc, HSBC Bank USA, N.A., HSBC Bank plc, HSBC Finance Corp., HSBC Holdings plc, HSBC Securities (USA) Inc., HSBC USA Inc., J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Portigon AG, RBC Capital Markets, LLC, RBS Securities, Inc., Royal Bank of Canada, Societe Generale, The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group plc, The Royal Bank of Scotland plc, UBS AG, UBS Limited, UBS Securities LLC, WestDeutsche Immobilienbank AG. (Attachments: #1 Appendix)(Rice, Thomas)
July 6, 2016 Filing 1479 NOTICE OF APPEARANCE by Adam Gabor Mehes on behalf of Banc of America Securities LLC, Bank Of America Corporation, Bank of America, N.A., Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc.. (Mehes, Adam)
July 5, 2016 Opinion or Order Filing 1478 ORDER denying (1473) Letter Motion for Leave to File Document in case 1:11-md-02262-NRB; granting in part (1473) Letter Motion for Leave to File Excess Pages in case 1:11-md-02262-NRB. Defendants' request for permission to brief three additional issues is denied. All the issues proposed are best address (if at all) after the decision on the questions directly raised by the Second Circuit's remand, which should clarify the scope of the antitrust claims. Further, we remind the parties that this Court is well-aware of the distinctions between persistent suppression and trader-based claims and the necessity to adequately plead every specific conspiracy alleged. Defendants also requested leave to file 80 pages of briefing with the anticipation that their proposed additional arguments would comprise 10 of those pages. Given our ruling on the additional arguments, defendants may file 70 pages of memoranda in support of their motion to dismiss. (Signed by Judge Naomi Reice Buchwald on 7/5/2016) Filed In Associated Cases: 1:11-md-02262-NRB et al. (kko)
July 5, 2016 Filing 1477 LETTER addressed to Judge Naomi Reice Buchwald from Karen L. Morris dated July 5, 2016 re: Response to Defendants letter ECF 1475. Document filed by Linda Zacher, Ellen Gelboim.Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-01025-NRB(Morris, Karen)
July 1, 2016 Filing 1476 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated July 1, 2016 re: Response to Defendants' Request to Raise "Additional Arguments". Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
July 1, 2016 Filing 1475 LETTER addressed to Judge Naomi Reice Buchwald from William C. Carmody dated July 1, 2106 re: Response to Defendants' request to raise "additional arguments". Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore.(Carmody, William)
June 30, 2016 Filing 1474 LETTER addressed to Mr. Lovell and Mr. Kovel from Naomi Reice Buchwald United States District Judge dated 6/30/2016 re: We are in receipt of your letter of June 10, 2016 requesting clarification of this Court's June 7, 2016 letter regarding your proposed motion for reconsideration of our decision denying leave to add Royal Bank of Canada ("RBC") and RBC Capital Markets LLC ("RBC Capital") to the Exchange-Based plaintiffs' action. We acknowledge that our letter incorrectly stated that manipulation by RBC could not have affected the LIBOR fix on February 28, 2007. As you rightly point out, if both RBC and Barclays submitted inflated LIBOR figures on that day, it is possible that RBC's alleged manipulation could have affected the published LIBOR fix. Therefore, we will address RBC and RBC Capital, like the contemporaneous request for reconsideration with respect to Merrill Lynch International, after issuing an opinion on the anticipated renewed motions to dismiss. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(ama)
June 30, 2016 Filing 1473 LETTER MOTION for Leave to File Motion to Dismiss addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated June 30, 2016., LETTER MOTION for Leave to File Excess Pages addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated June 30, 2016. Document filed by All Defendants.(Burke, Arthur)
June 30, 2016 Filing 1472 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Paparella dated 6/30/2016 re: Proposed Amendments by Portigon AG and FDIC to LIBOR IV Spreadsheet. Document filed by Portigon AG.(Paparella, Christopher)
June 29, 2016 Opinion or Order Filing 1471 AMENDED ORDER REGARDING THE PRODUCTION OF DOCUMENTS SUBJECT TO FOREIGN DATA PRIVACY LAWS: NOW THEREFORE IT IS ORDERED: In resolution of this dispute, Objecting Defendants may not resist production of material produced to government regulators based upon Foreign Data Privacy Laws, except that Objecting Defendants shall be permitted to redact from any documents produced pursuant to this Order any personal confidential information not relevant to the claims in this case, including personal contact information (such as personal email addresses, home addresses, home telephone numbers, and mobile telephone numbers), statements of political opinion, information regarding a person's race, ethnicity, religious affiliation, or sexual orientation, and medical information. This Order is non-precedential and binding only on the Objecting Defendants in the context of the above-captioned actions. Nothing in this Order alters the rights, obligations, and terms provided in the Stipulation and Protective Order entered in this action on March 21, 2016 (ECF No. 134 7) or the rights or obligations of any current or dismissed defendants or non-parties not named in this Order. SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 6/29/2016) Filed In Associated Cases: 1:11-md-02262-NRB et al.(ama)
June 27, 2016 Opinion or Order Filing 1470 ORDER denying (1467) Letter Motion for Conference; denying (1468) Letter Motion for Conference in case 1:11-md-02262-NRB; denying (131) Letter Motion for Conference; denying (132) Letter Motion for Conference in case 1:12-cv-01025-NRB. This order addresses two letters filed on behalf of the Bondholder plaintiffs on June 24, 2016 (ECF Nos. 1467 and 1468) requesting, without acknowledging its magnitude, that the Court effectively withdraw its scheduling decision of June 7, 2016 on the anticipated motions to follow the Second Circuit's decision of May 23, 2016 and that the Bondholder plaintiffs receive extensive jurisdictional discovery not granted to any other plaintiff class. The requested relief is denied. The Second Circuit anticipated renewed motions to dismiss (without discovery) on the efficient enforcer issue and not summary judgment motions to be briefed over a year from now. The motions to dismiss may well determine whether the Bondholder plaintiffs remain plaintiffs at all. Thus, it is clear to this Court that the legal status of the Bondholder plaintiffs is the first issue to be decided. It is, of course, possible that the issue may not be resolved without discovery, but that is a bridge to cross at a later date. Similarly, there will be ample opportunity to address discovery and class action issues if the Bondholder plaintiffs are not dismissed. (Signed by Judge Naomi Reice Buchwald on 6/27/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-01025-NRB (kl)
June 24, 2016 Filing 1469 NOTICE OF APPEARANCE by Abram Jeremy Ellis on behalf of Bear Stearns Capital Markets, Inc., Chase Bank USA, N.A., J.P. Morgan Bank Dublin PLC, J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, JP Morgan Chase & Co., JPMorgan Chase Bank N.A.. (Ellis, Abram)
June 24, 2016 Filing 1468 LETTER MOTION for Conference addressed to Judge Naomi Reice Buchwald from David H. Weinstein dated June 24, 2016. Document filed by Ellen Gelboim, Linda Zacher.Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-01025-NRB(Weinstein, David)
June 24, 2016 Filing 1467 LETTER MOTION for Conference addressed to Judge Naomi Reice Buchwald from Karen L. Morris dated June 24, 2016. Document filed by Ellen Gelboim, Linda Zacher. (Attachments: #1 Exhibit [Proposed] Discovery Scheduling Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-01025-NRB(Morris, Karen)
June 23, 2016 Filing 1466 NOTICE OF APPEARANCE by Amos Emory Friedland on behalf of Barclays Bank Plc,, Barclays Capital Inc., Barclays PLC, Barclays U.S. Funding LLC. (Friedland, Amos)
June 22, 2016 Filing 1465 LETTER addressed to Judge Naomi Reice Buchwald from Steven Wolowitz dated 6/22/16 re: Response to Plaintiffs' 6/17/16 Letter, Document 1460. Document filed by Societe Generale. (Attachments: #1 Exhibit A - 1-15-16 Laydon Order Granting Unopposed Motion, #2 Exhibit B - 1-15-16 Laydon Request for International Judicial Assistance, #3 Exhibit C - 1-14-16 Declaration in Support of SG's Motion for International Judic..)(Wolowitz, Steven)
June 22, 2016 Filing 1464 JOINT LETTER addressed to Judge Naomi Reice Buchwald from Marc J. Gottridge dated June 22, 2016 re: in response to Order dated June 17, 2016. Document filed by HBOS plc, Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc..(Gottridge, Marc)
June 21, 2016 Opinion or Order Filing 1463 ORDER. This Court will set a co-ordinated briefing schedule for these, and presumably other, motions after the issuance of the opinion resolving the defendants' forthcoming motions to dismiss. While we address these three letters in this Order, we expect other counsel to be guided accordingly. Denying (1458) LETTER MOTION for Leave to File Motion for Reconsideration addressing state law civil conspiracy issues addressed to Judge Naomi Reice Buchwald from James R. Martin and Jeremy A. Lieberman dated June 16, 2016. Document filed by Direct Action Plaintiffs, Directors Financial Group (individually), The Berkshire Bank (Individually and On Behalf of All Others Similarly Situated ) in case 1:11-md-02262-NRB. (Signed by Judge Naomi Reice Buchwald on 6/21/2016). Filed In Associated Cases: 1:11-md-02262-NRB et al. Entry in member cases, as per Chambers. (rjm)
June 17, 2016 Filing 1462 LETTER addressed to Judge Naomi Reice Buchwald from Blair A. Nicholas dated 06/17/2016 re: June 1, 2016 Request for Status Conference [ECF No. 1432] and the Court's June 7, 2016 Letter [ECF No. 1441]. Document filed by Los Angeles County Employees Retirement Association, County of Riverside. (Attachments: #1 Exhibit 1)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00398-NRB, 1:13-cv-01135-NRB(Nicholas, Blair)
June 17, 2016 Opinion or Order Filing 1461 ORDER: There will be no stay of class action discovery because of the pendency of motions to dismiss. The parties should additionally be aware of the Court's displeasure and surprise when it learned that this core discovery had not already taken place. While the plaintiffs' demand that the previously dismissed defendants produce these documents within two days is not reasonable, the current state of non-production is one that should be remedied forthwith. The Court is also in receipt of a letter from Freddie Mac's counsel, dated June 15, 2016. The proposal that the sufficiency of all antitrust claims be addressed by defendants at one time appears sensible and is consistent with this Court's practice in this case of addressing legal issues across complaints. (As further set forth in this Order.) (Signed by Judge Naomi Reice Buchwald on 6/17/2016) Filed In Associated Cases: 1:11-md-02262-NRB et al.(kgo) Modified on 6/17/2016 (kgo).
June 17, 2016 Filing 1460 SUPPLEMENTAL LETTER addressed to Judge Naomi Reice Buchwald from William Carmody dated 06/17/16 re: Requesting Pre-Motion Conference. Document filed by Mayor and City Council of Baltimore.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
June 16, 2016 Filing 1459 LETTER addressed to Judge Naomi Reice Buchwald from Jason A. Zweig dated 06/16/2016 re: Scheduling Issues. Document filed by Courtyard at Amwell II, LLC, Lawrence W. Gardner, Greenwich Commons II, LLC, Jill Court Associates II, LLC, Maidencreek Ventures II LP, Raritan Commons, LLC, 33-35 Green Pond Road Associates, LLC. (Attachments: #1 Exhibit 1 - June 8, 2016 email exchange between J. DePalma and R. Wise, #2 Exhibit 2 - June 9, 2016 email from J. DePalma to R. Wise, #3 Exhibit 3 - June 15, 2016 email from R. Wise to J. DePalma)Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05822-NRB, 1:12-cv-06693-NRB(Zweig, Jason)
June 16, 2016 Filing 1458 LETTER MOTION for Leave to File Motion for Reconsideration addressing state law civil conspiracy issues addressed to Judge Naomi Reice Buchwald from James R. Martin and Jeremy A. Lieberman dated June 16, 2016. Document filed by Direct Action Plaintiffs, Directors Financial Group(individually), The Berkshire Bank(Individually and On Behalf of All Others Similarly Situated ). (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6)(Martin, James)
June 15, 2016 Filing 1457 MANDATE of USCA (Certified Copy) as to (106 in 1:13-cv-01016-NRB, 38 in 1:14-cv-07720-NRB, 164 in 1:13-cv-00625-NRB, 156 in 1:13-cv-05186-NRB, 76 in 1:11-cv-05929-NRB, 71 in 1:11-cv-05927-NRB, 75 in 1:12-cv-07461-NRB, 130 in 1:13-cv-07394-NRB, 100 in 1:12-cv-01025-NRB, 126 in 1:13-cv-06014-NRB, 159 in 1:13-cv-05616-NRB, 156 in 1:13-cv-05187-NRB, 77 in 1:11-cv-05928-NRB, 105 in 1:13-cv-01135-NRB, 116 in 1:14-cv-03094-NRB, 99 in 1:13-cv-01198-NRB, 149 in 1:13-cv-05221-NRB, 78 in 1:11-cv-03249-NRB, 165 in 1:13-cv-00597-NRB, 104 in 1:11-cv-05641-NRB, 97 in 1:12-cv-05822-NRB, 80 in 1:11-cv-05931-NRB, 164 in 1:13-cv-00667-NRB, 163 in 1:13-cv-00626-NRB, 77 in 1:12-cv-06693-NRB, 55 in 1:11-cv-07676-NRB, 140 in 1:13-cv-00598-NRB, 171 in 1:11-cv-06411-NRB, 126 in 1:13-cv-06013-NRB, 56 in 1:11-cv-07715-NRB, 195 in 1:13-cv-02297-NRB, 73 in 1:13-cv-08799-NRB, 166 in 1:11-cv-06409-NRB, 91 in 1:13-cv-00346-NRB, 116 in 1:14-cv-01757-NRB, 77 in 1:11-cv-03128-NRB, 66 in 1:11-cv-05930-NRB, 157 in 1:13-cv-03952-NRB, 90 in 1:11-cv-05640-NRB, 176 in 1:11-cv-06412-NRB, 81 in 1:13-cv-05511-NRB, 149 in 1:13-cv-05569-NRB, 129 in 1:13-cv-08644-NRB, 72 in 1:14-cv-04189-NRB, 98 in 1:11-cv-05638-NRB, 100 in 1:13-cv-06020-NRB, 86 in 1:12-cv-06056-NRB, 163 in 1:13-cv-00627-NRB, 83 in 1:13-cv-03010-NRB, 78 in 1:11-cv-02883-NRB, 90 in 1:13-cv-02343-NRB, 61 in 1:12-cv-04205-NRB, 125 in 1:12-cv-05723-NRB, 96 in 1:13-cv-00407-NRB, 97 in 1:13-cv-00398-NRB, 98 in 1:13-cv-07720-NRB, 1043 in 1:11-md-02262-NRB, 71 in 1:13-cv-01456-NRB, 175 in 1:13-cv-07005-NRB, 271 in 1:11-cv-02613-NRB) Amended Notice of Appeal,,,,,,, filed by Mayor and City Council of Baltimore, (160 in 1:13-cv-00625-NRB, 96 in 1:11-cv-05638-NRB, 145 in 1:13-cv-05569-NRB, 73 in 1:12-cv-06693-NRB, 88 in 1:13-cv-02343-NRB, 94 in 1:13-cv-00398-NRB, 94 in 1:12-cv-05822-NRB, 81 in 1:13-cv-03010-NRB, 59 in 1:12-cv-04205-NRB, 1015 in 1:11-md-02262-NRB, 159 in 1:13-cv-00626-NRB, 152 in 1:13-cv-05187-NRB, 113 in 1:14-cv-01757-NRB, 121 in 1:13-cv-06013-NRB, 101 in 1:13-cv-01135-NRB, 36 in 1:14-cv-07720-NRB, 122 in 1:13-cv-00598-NRB, 69 in 1:13-cv-01456-NRB, 53 in 1:11-cv-07676-NRB, 102 in 1:11-cv-05641-NRB, 94 in 1:13-cv-00407-NRB, 104 in 1:13-cv-01016-NRB, 64 in 1:11-cv-05930-NRB, 74 in 1:11-cv-05929-NRB, 193 in 1:13-cv-02297-NRB, 96 in 1:13-cv-07720-NRB, 127 in 1:13-cv-07394-NRB, 164 in 1:11-cv-06409-NRB, 152 in 1:13-cv-05186-NRB, 69 in 1:11-cv-05927-NRB, 251 in 1:11-cv-02613-NRB, 97 in 1:13-cv-01198-NRB, 145 in 1:13-cv-05221-NRB, 154 in 1:13-cv-03952-NRB, 173 in 1:13-cv-07005-NRB, 155 in 1:13-cv-05616-NRB, 169 in 1:11-cv-06411-NRB, 125 in 1:13-cv-08644-NRB, 69 in 1:14-cv-04189-NRB, 88 in 1:13-cv-00346-NRB, 161 in 1:13-cv-00597-NRB, 79 in 1:13-cv-05511-NRB, 72 in 1:11-cv-03128-NRB, 84 in 1:12-cv-06056-NRB, 98 in 1:12-cv-01025-NRB, 88 in 1:11-cv-05640-NRB, 70 in 1:13-cv-08799-NRB, 123 in 1:12-cv-05723-NRB, 73 in 1:11-cv-02883-NRB, 113 in 1:14-cv-03094-NRB, 51 in 1:11-cv-07715-NRB, 121 in 1:13-cv-06014-NRB, 78 in 1:11-cv-05931-NRB, 73 in 1:12-cv-07461-NRB, 174 in 1:11-cv-06412-NRB, 75 in 1:11-cv-05928-NRB, 159 in 1:13-cv-00627-NRB, 73 in 1:11-cv-03249-NRB, 97 in 1:13-cv-06020-NRB, 160 in 1:13-cv-00667-NRB) Notice of Appeal, filed by Mayor and City Council of Baltimore, (153 in 1:13-cv-05221-NRB, 153 in 1:13-cv-05569-NRB, 160 in 1:13-cv-05186-NRB, 168 in 1:13-cv-00625-NRB, 168 in 1:13-cv-00667-NRB, 133 in 1:13-cv-08644-NRB, 1098 in 1:11-md-02262-NRB, 167 in 1:13-cv-00627-NRB, 169 in 1:13-cv-00597-NRB, 167 in 1:13-cv-00626-NRB, 160 in 1:13-cv-05187-NRB) Notice of Interlocutory Appeal,,, filed by County of Sacramento, County of San Diego, San Diego Association of Governments, The Richmond Joint Powers Financing Authority, City of Riverside, County of Sonoma, Successor Agency to the Richmond Community Redevelopment Agency, City of Richmond, County of San Mateo, San Mateo Couty Joint Powers Financing Authority, The Riverside Public Financing Authority, County of Mendocino, David E. Sundstrom, East Bay Municipal Utility District, The Regents of the University of California, (1105 in 1:11-md-02262-NRB, 120 in 1:14-cv-03094-NRB) Notice of Interlocutory Appeal, filed by Bay Area Toll Authority, (1099 in 1:11-md-02262-NRB, 163 in 1:13-cv-05616-NRB) Notice of Interlocutory Appeal, filed by City of Houston, City Of Houston, (274 in 1:11-cv-02613-NRB, 1063 in 1:11-md-02262-NRB) Amended Notice of Appeal,, filed by 303030 Trading LLC, 303030 Trading, LLC, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, Gary Francis, Metzler Investment GmbH, Nathaniel Haynes, FTC Futures Fund SICAV, (1054 in 1:11-md-02262-NRB, 133 in 1:13-cv-07394-NRB) Notice of Interlocutory Appeal, filed by National Credit Union Administration Board, (409 in 1:11-md-02262-NRB) Notice of Appeal,,,,,,,,,,,,,,,,,,,,,,,,,, filed by Linda Zacher, Ellen Gelboim, (74 in 1:12-cv-06693-NRB, 1017 in 1:11-md-02262-NRB) Notice of Appeal,,,,,,, filed by Maidencreek Ventures II LP, Jill Court Associates II, LLC, Greenwich Commons II, LLC, Lawrence W. Gardner, Raritan Commons, LLC, Courtyard at Amwell II, LLC, (76 in 1:14-cv-04189-NRB, 1064 in 1:11-md-02262-NRB) Notice of Interlocutory Appeal, filed by PRUDENTIAL CORE TAXABLE MONEY MARKET FUND, PRUDENTIAL INVESTMENT PORTFOLIOS 2, (75 in 1:13-cv-08799-NRB, 1057 in 1:11-md-02262-NRB) Notice of Interlocutory Appeal, filed by Darby Financial Products, Capital Ventures International, (73 in 1:11-cv-03128-NRB, 74 in 1:11-cv-02883-NRB) Notice of Appeal, filed by Mayor and City Council of Baltimore, (1056 in 1:11-md-02262-NRB, 102 in 1:13-cv-06020-NRB) Notice of Interlocutory Appeal, filed by The Pennsylvania Intergovernmental Cooperation Authority, THE PENNSYLVANIA INTERGOVERNMENTAL COOPERATION AUTHORITY, THE CITY OF PHILADELPHIA, The City of Philadelphia, (1014 in 1:11-md-02262-NRB, 93 in 1:12-cv-05822-NRB) Notice of Appeal,,,,,,, filed by 33-35 Green Pond Road Associates, LLC, (53 in 1:11-cv-07715-NRB, 75 in 1:11-cv-02883-NRB, 75 in 1:11-cv-03249-NRB, 74 in 1:11-cv-03128-NRB) Notice of Appeal, filed by Mayor and City Council of Baltimore, (1044 in 1:11-md-02262-NRB, 92 in 1:13-cv-00346-NRB) Notice of Interlocutory Appeal, filed by Guaranty Bank & Trust Company, (77 in 1:11-cv-03249-NRB, 76 in 1:11-cv-03128-NRB, 77 in 1:11-cv-02883-NRB, 55 in 1:11-cv-07715-NRB) Amended Notice of Appeal, filed by Mayor and City Council of Baltimore, (1058 in 1:11-md-02262-NRB) Notice of Interlocutory Appeal, filed by Salix Capital US Inc., (252 in 1:11-cv-02613-NRB, 1016 in 1:11-md-02262-NRB) Notice of Appeal,, filed by 303030 Trading LLC, 303030 Trading, LLC, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, Gary Francis, Metzler Investment GmbH, Nathaniel Haynes, FTC Futures Fund SICAV, (1119 in 1:11-md-02262-NRB) Notice of Interlocutory Appeal,, filed by 303 Proprietary Trading LLC, Randall Williams, John Henderson, Nicholas Pesa, michael cahill, Scott Federighi, David Klusendorf, Brian Haggerty, Norman Byster, David Vecchione, Robert Furlong, Joseph Amabile, Christopher Lang, Richard Deogracias, Ronald Krug, Philip Olson, John Monckton, Michael Cahill, David Gough, norman byster, Louie Amabile, Marc Federighi, Eduardo Restani, Margery Teller, Brett Pankau. USCA Case Number 13-3565(L), 133636(Con), 15441(Con), 15454(Con), 15477(Con), 15494(Con), 15498(Con), 15-524(Con), 15537(Con), 15547(Con), 15-551(Con), 15611(Con), 15620(Con), 15-627(Con), 15733(Con), 15744(Con), 15-778(Con), 15825(Con), 15830 (Con).. The appeals in the above captioned case from a judgment of the United States District Court for the Southern District of New York were argued on the district court's record and the parties' briefs. Upon consideration thereof, IT IS HEREBY ORDERED, ADJUDGED and DECREED that the district court's judgment is VACATED and the case is REMANDED for further proceedings consistent with this Court's opinion. . Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Mandate: 06/15/2016. Filed In Associated Cases: 1:11-md-02262-NRB et al.(nd)
June 15, 2016 Filing 1456 LETTER addressed to Judge Naomi Reice Buchwald from William Carmody dated 06/15/2016 re: Subpoenas. Document filed by Mayor and City Council of Baltimore. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
June 15, 2016 Filing 1455 LETTER addressed to Judge Naomi Reice Buchwald from James R. Martin and Stacey Slaughter dated June 15, 2016 re: issue that has arisen in connection with the Court's letter to counsel dated June 7, 2016 regarding renewed motions to dismiss "plaintiffs" antitrust claims. Document filed by The Federal Deposit Insurance Corporation, as Receiver, Principal Financial Group, Inc., Principal Funds, Inc., The Federal Home Loan Mortgage Corporation, Principal Financial Group Inc..Filed In Associated Cases: 1:11-md-02262-NRB et al.(Martin, James)
June 15, 2016 Filing 1454 MOTION for Steve W. Berman to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12422469. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Courtyard at Amwell II, LLC, Greenwich Commons II, LLC, Jill Court Associates II, LLC, Maidencreek Ventures II LP, Raritan Commons, LLC, Lawrence W. Gardner. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-06693-NRB(Berman, Steve)
June 15, 2016 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. (95 in 1:12-cv-06693-NRB, 1454 in 1:11-md-02262-NRB) MOTION for Steve W. Berman to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12422469. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-06693-NRB(wb)
June 14, 2016 Filing 1453 MANDATE of USCA (Certified Copy) as to (1011 in 1:11-md-02262-NRB, 172 in 1:11-cv-06412-NRB, 161 in 1:11-cv-06409-NRB, 167 in 1:11-cv-06411-NRB) Notice of Appeal,,,,,,, filed by Schwab Advisor Cash Reserves, Schwab Short-Term Bond Market Fund, Schwab Value Advantage Money Fund, Schwab Retirement Advantage Money Fund, Schwab Total Bond Market Fund, Charles Schwab Corporation, Schwab Yieldplus Fund, Schwab Investor Money Fund, Schwab Cash Reserves, Charles Schwab & Co., Inc., Schwab U.S. Dollar Liquid Assets Fund, Schwab Yieldplus Fund Liquidation Trust, Charles Schwab Bank, N.A., Schwab Money Market Fund. USCA Case Number 15-432. Defendants-appellees move to dismiss the appeal docketed under Case No. 15-432 for lack of jurisdiction. In response, plaintiffs-appellants ("Schwab plaintiffs") urge this Court to reconsider its decision denying their motion to reinstate the appeal docketed under Case No. 13-3636 and recall the mandate issued in that case. See Arzuaga v. Quiros, 781 F.3d 29, 31 (2d Cir.2015) ("We... conclude, that, contrary to an earlier order of this court dismissing one of Arzuaga's appeals as untimely, all three appeals were timely. Accordingly, we exercise our authority to recall the mandate sua sponte in the dismissed appeal and reinstate that appeal."). Recall of the mandate "can be exercised only in extraordinary circumstances." Calderon v. Thompson, 523 U.S. 538, 550 (1998).Yet, "[o]ne circumstance that may justify recall of a mandate is '[a] supervening change in governing law that calls into serious question the correctness of the court's judgment.'" Sargent v. Columbia Forest Prods., Inc., 75 F.3d 86, 90 (2d Cir. 1996) (quoting McGeshick v. Choucair, 72 F.3d 62, 63 (7th Cir. 1995)). Other relevant considerations include whether the movant brought the ultimately prevailing argument to the Court's attention, the length of time between the issuance of the mandate and the motion to recall it, and whether the equities favor recalling the mandate. See id. All four factors favor the Schwab plaintiffs. The Supreme Court's decision in Gelboim v. Bank of Am. Corp., 135 S. Ct. 897, 902 (2015) reversing the judgment of this Court was doubtless a ''supervening change in governing law that call [ed] into serious question the correctness of [this] [C]ourt's judgment" that the Schwab plaintiffs' appeal was unripe. Sargent, 75 F.3d at 90. As to the second and third factors, the Schwab plaintiffs were diligent in bringing the ripeness of their appeal to this Court's attention, both in seeking reconsideration of this Court's ruling dismissing their appeal sua sponte and in filing a motion to reinstate the appeal after Gelboim was issued. Finally, the equities favor recalling the mandate; the Schwab plaintiffs timely filed their initial notice of appeal, and their appeal was (as we now know incorrectly) dismissed on the basis that they filed the appeal too early. Now, in the wake of Gelboim, the defendants-appellees seek to bar the appeal on the ground that the notice of appeal was filed too late, notwithstanding that the Schwab plaintiffs exhausted every avenue for pursuing their appeal initially, and immediately moved to reinstate the appeal once Gelboim was handed down. Accordingly, it is hereby ORDERED that the mandate in Case No. 13-3636 is RECALLED and the appeal in Case No. 13-3636 is REINSTATED; It is further ORDERED that the appeal docketed under Case No. 15-432 is DISMISSED as duplicative; It is further ORDERED that any pending motions in Case No. 15-432 are DENIED as moot; and It is further ORDERED that Case No. 15-432 is removed from the caption in the opinion and judgment filed in the lead case in this matter, Case No. 13-3565, as well as the corresponding consolidated cases. See In re LIBOR-Based Fin. Instruments Antitrust Litig., No. 13-3565, Docs. 617 & 625 (2d Cir. May 23, 2016). The changes will be implemented by a filed errata sheet.. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Mandate: 06/14/2016. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-06409-NRB, 1:11-cv-06411-NRB, 1:11-cv-06412-NRB(nd)
June 14, 2016 Opinion or Order Filing 1452 ORDER of USCA as to (141 in 1:11-cv-06411-NRB) Corrected Notice of Appeal filed by Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Chase Bank USA, (429 in 1:11-md-02262-NRB) Notice of Appeal,,,, filed by Schwab Advisor Cash Reserves, Schwab Short-Term Bond Market Fund, Schwab Value Advantage Money Fund, The Charles Schwab Corporation, Schwab Retirement Advantage Money Fund, Schwab Total Bond Market Fund, Schwab Yieldplus Fund, Schwab Investor Money Fund, Schwab Cash Reserves, Charles Schwab & Co., Inc., Schwab U.S. Dollar Liquid Assets Fund, Schwab Yieldplus Fund Liquidation Trust, Charles Schwab Bank, N.A., Schwab Money Market Fund, (146 in 1:11-cv-06412-NRB) Corrected Notice of Appeal, filed by Schwab Advisor Cash Reserves, Schwab Value Advantage Money Fund, Schwab Retirement Advantage Money Fund, Schwab Yieldplus Fund, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Yieldplus Fund Liquidation Trust, Schwab Money Market Fund, (136 in 1:11-cv-06409-NRB) Corrected Notice of Appeal filed by Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund. USCA Case Number 13-3636(con). Defendants-appellees move to dismiss the appeal docketed under Case No. 15-432 for lack of jurisdiction. In response, plaintiffs-appellants ("Schwab plaintiffs") urge this Court to reconsider its decision denying their motion to reinstate the appeal docketed under Case No. 13-3636 and recall the mandate issued in that case. See Arzuaga v. Quiros, 781 F.3d 29, 31 (2d Cir.2015) ("We... conclude, that, contrary to an earlier order of this court dismissing one of Arzuaga's appeals as untimely, all three appeals were timely. Accordingly, we exercise our authority to recall the mandate sua sponte in the dismissed appeal and reinstate that appeal."). Recall of the mandate "can be exercised only in extraordinary circumstances." Calderon v. Thompson, 523 U.S. 538, 550 (1998).Yet, "[o]ne circumstance that may justify recall of a mandate is '[a] supervening change in governing law that calls into serious question the correctness of the court's judgment.'" Sargent v. Columbia Forest Prods., Inc., 75 F.3d 86, 90 (2d Cir. 1996) (quoting McGeshick v. Choucair, 72 F.3d 62, 63 (7th Cir. 1995)). Other relevant considerations include whether the movant brought the ultimately prevailing argument to the Court's attention, the length of time between the issuance of the mandate and the motion to recall it, and whether the equities favor recalling the mandate. See id. All four factors favor the Schwab plaintiffs. The Supreme Court's decision in Gelboim v. Bank of Am. Corp., 135 S. Ct. 897, 902 (2015) reversing the judgment of this Court was doubtless a ''supervening change in governing law that call [ed] into serious question the correctness of [this] [C]ourt's judgment" that the Schwab plaintiffs' appeal was unripe. Sargent, 75 F.3d at 90. As to the second and third factors, the Schwab plaintiffs were diligent in bringing the ripeness of their appeal to this Court's attention, both in seeking reconsideration of this Court's ruling dismissing their appeal sua sponte and in filing a motion to reinstate the appeal after Gelboim was issued. Finally, the equities favor recalling the mandate; the Schwab plaintiffs timely filed their initial notice of appeal, and their appeal was (as we now know incorrectly) dismissed on the basis that they filed the appeal too early. Now, in the wake of Gelboim, the defendants-appellees seek to bar the appeal on the ground that the notice of appeal was filed too late, notwithstanding that the Schwab plaintiffs exhausted every avenue for pursuing their appeal initially, and immediately moved to reinstate the appeal once Gelboim was handed down. Accordingly, it is hereby ORDERED that the mandate in Case No. 13-3636 is RECALLED and the appeal in Case No. 13-3636 is REINSTATED; It is further ORDERED that the appeal docketed under Case No. 15-432 is DISMISSED as duplicative; It is further ORDERED that any pending motions in Case No. 15-432 are DENIED as moot; and It is further ORDERED that Case No. 15-432 is removed from the caption in the opinion and judgment filed in the lead case in this matter, Case No. 13-3565, as well as the corresponding consolidated cases. See In re LIBOR-Based Fin. Instruments Antitrust Litig., No. 13-3565, Docs. 617 & 625 (2d Cir. May 23, 2016). The changes will be implemented by a filed errata sheet.Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Order: 06/03/2016. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-06409-NRB, 1:11-cv-06411-NRB, 1:11-cv-06412-NRB(nd)
June 14, 2016 Opinion or Order Filing 1451 ORDER denying (355) Letter Motion for Conference in case 1:11-cv-02613-NRB; denying (1413) Letter Motion for Conference in case 1:11-md-02262-NRB; denying (170) Letter Motion for Conference in case 1:12-cv-05723-NRB; denying (179) Letter Motion for Conference in case 1:13-cv-00598-NRB; denying (147) Letter Motion for Conference in case 1:13-cv-01016-NRB. We have reviewed class plaintiffs' request of May 19, 2016 for a pre-motion conference to compel production of data regarding secured borrowing and lending from Credit Suisse, JP Morgan Chase, Citibank, Rabobank, and UBS, and defendants' responsive letter of June 9, 2016. Because plaintiffs' requests for over twelve years of secured borrowing and lending data are not relevant to their claims or defenses and are not proportional to the needs of the case, their application is denied without a pre-motion conference. (Signed by Judge Naomi Reice Buchwald on 6/14/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-05723-NRB, 1:13-cv-00598-NRB, 1:13-cv-01016-NRB (kl)
June 13, 2016 Filing 1450 LETTER REPLY to Response to Motion addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated June 13, 2016 re: (145 in 1:13-cv-01016-NRB, 168 in 1:12-cv-05723-NRB, 1398 in 1:11-md-02262-NRB) LETTER MOTION for Leave to File a motion to strike the class and conspiracy allegations in the Lender Plaintiffs' Second Amended Consolidated Class Action Complaint. addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated M in Further Support of the Non-Dismissed Defendants' Request to file a Motion to Strike the Class Allegations in the Lender Plaintiffs' Second Amended Consolidated Class Action Complaint and in Response to the Lenders' Opposition filed on May 20, 2016. Document filed by Bank of America Corporation, Bank of America, N.A., Citibank, N.A., Citigroup, Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, National Association, UBS AG. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Burke, Arthur)
June 10, 2016 Filing 1449 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated June 10, 2016 re: Seeking Clarification Regarding the Court's June 7, 2016 Order. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
June 10, 2016 Filing 1448 NOTICE OF CHANGE OF ADDRESS by Seth D. Ard on behalf of Mayor and City Council of Baltimore. New Address: Susman Godfrey L.L.P., 1301 Avenue of the Americas, 32nd Floor, New York, NY, 10019, (212) 336-8330. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Ard, Seth)
June 9, 2016 Filing 1447 LETTER addressed to Judge Naomi Reice Buchwald from Paul Gluckow dated June 9, 2016 re: Response to the May 19, 2016 letter submitted by Class Plaintiffs, ECF No. 1413. Document filed by JPMorgan Chase & Co., JPMorgan Chase Bank, National Association, J.P. Morgan Chase & Co., JP Morgan Chase Bank, N.A., J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., JPMorgan Chase & Co..Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-05723-NRB, 1:13-cv-00598-NRB, 1:13-cv-01016-NRB(Gluckow, Paul)
June 9, 2016 Filing 1446 NOTICE OF CHANGE OF ADDRESS by William Christopher Carmody on behalf of Mayor and City Council of Baltimore, City of New Britain Firefighters' and Police Benefit Fund. New Address: Susman Godfrey L.L.P., 1301 Avenue of the Americas, 32nd Fl., New York, NY, USA 10019, 212-336-8330. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
June 8, 2016 Opinion or Order Filing 1445 ORDER. On April 11, 2016, this Court entered judgment in Charles Schwab Corp. v. Bank of Am. Corp., 13 Civ. 7005 (NRB) ("Charles Schwab"), as we had dismissed every claim brought in that case pursuant to Federal Rules of Civil Procedure 12(b)(2) and 12(b)(6). The Exchange-Based plaintiffs now seek partial final judgment pursuant to Federal Rule of Civil Procedure 54(b) with respect to this Court's decisions dismissing Societe Generale S.A. ("SG") on statute of limitations grounds and dismissing The Bank of Tokyo-Mitsubishi UFJ, Ltd.; Credit Suisse AG; Credit Suisse Group AG; HBOS plc; ICAP plc; ICAP Europe Limited; Lloyds Banking Group plc; Lloyds Bank plc; The Norinchukin Bank, Portigon AG (f/k/a WestLB AG); Royal Bank of Canada; Tullet Prebon plc; and Westdeutsche Immobilien Bank AG on personal jurisdiction grounds. The Exchange-Based plaintiffs' request is denied, as 54(b) certification is not warranted for a number of reasons, and as specified and further set forth in this Order. Specifically, plaintiffs have stated their intent to withdraw SG, and thus the statute of limitations issue, from their Rule 54(b) request once the mandate issues, and, as we indicated in our letter of June 7, 2016, the Second Circuit's decision will provide the parties w1th an opportunity to address the personal jurisdiction issue yet again. IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 6/8/2016). Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (rjm) Modified on 6/30/2016 (rjm).
June 8, 2016 Filing 1444 NOTICE OF CHANGE OF ADDRESS by Arun Srinivas Subramanian on behalf of City of New Britain Firefighters' and Police Benefit Fund. New Address: Susman Godfrey L.L.P., 1301 Avenue of the Americas, 32nd Fl., New York, NY, USA 10019, 212-336-8330. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Subramanian, Arun)
June 7, 2016 Opinion or Order Filing 1443 ENDORSED LETTER addressed to Mr. Lovell and Mr. Kovel from United States District Judge Naomi Reice Buchwald dated 6/7/2016 re: We are in receipt of your letter of June 6, 2016 seeking reconsideration of this Court's decision denying the Exchange-Based plaintiffs' motion to amend in order to, inter alia, assert trader-based claims against Merrill Lynch International ("MLI"), Royal Bank of Canada ("RBC") and RBC Capital Markets LLC ("RBC Capital"). At the outset, we note that this Court denied the Exchange-Based plaintiffs' motion to amend against RBC and RBC Capital with respect to trader-based claims not, as your letter claims, based on the statute of limitations or for lack of personal jurisdiction, see In re LIBOR-Based Financial Instruments Antitrust Litig., No. 11MD2262, 2016 WL 1733463, at *4, 2016 U.S. Dist. 57569, at *97 (S.D.N.Y. Apr. 29, 2016) (dismissing RBC for lack of personal jurisdiction with respect to persistent suppression claims), but because with two exceptions, no named plaintiff traded on the days on which manipulation allegedly occurred. See In re LIBOR-Based Financial Instruments Antitrust Litig., No. 11MD2262, 2016 WL 1558504, at *9, 2016 U.S. Dist. LEXIS 51190, at *110 (S.D.N.Y. Apr. 15, 2016) (holding that "the named plaintiffs do not have class standing to bring claims on days on which they did not hold a relevant net position"). (As further set forth herein.) However, the Exchange-Based plaintiffs are correct that this Court dismissed trader-based claims against MLI on statute of limitations grounds and did not reach the question as to whether this Court could exercise specific personal jurisdiction over their claims against that entity. At this point, whether the Exchange-Based plaintiffs may pursue these claims will be substantially clarified by the decision ruling on the anticipated motions to dismiss regarding whether plaintiffs are efficient enforcers of the antitrust laws and whether this Court may exercise personal jurisdiction based on a conspiracy theory of personal jurisdiction. Therefore, while the proposed motion may have merit with respect to MLI, we think the better course of action is to decide this question after we have issued that ruling. ENDORSEMENT: Yours very truly. (Signed by Judge Naomi Reice Buchwald on 6/7/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(mro) Modified on 6/8/2016 (mro).
June 7, 2016 Filing 1442 ENDORSED LETTER addressed to Counsel from Naomi Reice Buchwald dated 6/7/2016. re: We are in receipt of your letter of June 3, 2016 requesting the creation of a subclass for direct purchasers of LIBOR-linked bonds issued by the panel bank defendants. While we recognize that there is some force to SEIU Pension Plans Master Trust's ("SEIU") arguments, we do not think it necessary or advisable to determine class structure in advance of the anticipated motions to dismiss for lack of antitrust standing. (Signed by Judge Naomi Reice Buchwald on 6/7/2016) (cf)
June 7, 2016 Filing 1441 LETTER addressed to Counsel from Judge Naomi Reice Buchwald dated 6/7/2016 re: I am in receipt of a flurry of letters raising scheduling and/or discovery issues. Rather than delaying a response for the preparation of formal decisions, I thought it would be of more assistance to the parties and would expedite the progress of the cases to share with you my thoughts, and in some cases my rulings, by letter. Copies Sent By Chambers. (lmb)
June 6, 2016 Filing 1440 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated June 6, 2016 re: Reconsideration of the Court's Orders re Merrill Lynch International, Royal Bank of Canada, and RBC Capital Markets LLC [ECF Nos. 1380 and 1396] in Light of New 2d Cir. Authority. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
June 6, 2016 Filing 1439 LETTER addressed to Judge Naomi Reice Buchwald from Steven Wolowitz dated June 6, 2016 re: In Response to the Exchange-Base Plaintiffs' June 2, 2016 Letter concerning their request for entry of partial final judgment pursuant to Rule 54(b). Document filed by Societe Generale.(Wolowitz, Steven)
June 6, 2016 Filing 1438 LETTER addressed to Judge Naomi Reice Buchwald from Brian S. Fraser dated June 6, 2016 re: Reply to the letter submitted by the Exchange-Based Plaintiffs, dated June 2, 2016. Document filed by ICAP Europe Ltd., ICAP plc.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Fraser, Brian)
June 3, 2016 Filing 1437 MOTION for Shannon Price Torres to Withdraw as Attorney . Document filed by JPMorgan Chase & Co., JPMorgan Chase Bank N.A..(Mason, Omari)
June 3, 2016 Filing 1436 LETTER addressed to Judge Naomi Reice Buchwald from Patrick J. Coughlin dated 06/03/2016 re: The Second Circuit's May 23, 2016 decision in Gelboim v. Bank of Am. Corp., No. 13-3565-c(L), 2016 U.S. App LEXIS 9366. Document filed by SEIU Pension Plans Master Trust.(Coughlin, Patrick)
June 3, 2016 Filing 1435 NOTICE OF APPEARANCE by Patrick Joseph Coughlin on behalf of SEIU Pension Plans Master Trust. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Coughlin, Patrick)
June 2, 2016 Filing 1434 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated June 2, 2016 re: Reply to Dismissed Defendants' Letter re Rule 54(b) Request. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
June 2, 2016 Filing 1433 LETTER addressed to Judge Naomi Reice Buchwald from James R. Martin dated June 2, 2016 re: In reply to Defendants response to Direct Action Plaintiffs May 16, 2016 letter regarding document production. Document filed by Direct Action Plaintiffs. (Attachments: #1 Exhibit A)(Martin, James)
June 1, 2016 Filing 1432 LETTER addressed to Judge Naomi Reice Buchwald from Blair A. Nicholas dated 06/01/2016 re: Request for Status Conference to Address Scheduling and Other Matters Following Second Circuit's Gelboim Decision. Document filed by Los Angeles County Employees Retirement Association, County of Riverside.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00398-NRB, 1:13-cv-01135-NRB(Nicholas, Blair)
June 1, 2016 Filing 1431 LETTER addressed to Judge Naomi Reice Buchwald from William Carmody dated 06-01-2016 re: Response to Defendants' May 27th letter regarding our request that the Court vacate deadlines in non-stayed class actions and set status conference. Document filed by Mayor and City Council of Baltimore.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
May 31, 2016 Filing 1430 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 5/19/2016 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
May 31, 2016 Filing 1429 TRANSCRIPT of Proceedings re: CONFERENCE held on 5/19/2016 before Judge Naomi Reice Buchwald. Court Reporter/Transcriber: Pamela Utter, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/24/2016. Redacted Transcript Deadline set for 7/5/2016. Release of Transcript Restriction set for 9/1/2016.(McGuirk, Kelly)
May 27, 2016 Filing 1428 LETTER addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated May 27, 2016 re: In response to Plaintiffs' May 25, 2016 letter requesting that the Court vacate the existing deadlines in the scheduling order for the non-stayed class cases. Document filed by Bank Of America Corporation, Bank of America, N.A., Citibank NA, Citigroup Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Royal Bank of Canada, UBS AG.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Burke, Arthur)
May 27, 2016 Filing 1427 LETTER RESPONSE in Opposition to Motion addressed to Judge Naomi Reice Buchwald from Andrew Finch dated May 27, 2016 re: (1411 in 1:11-md-02262-NRB, 353 in 1:11-cv-02613-NRB) LETTER MOTION for Discovery Conference addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated May 17, 2016. . Document filed by Deutsche Bank AG, Deutsche Bank AG. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Finch, Andrew)
May 27, 2016 Filing 1426 LETTER addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated May 27, 2016 re: In response to Direct Action Plaintiffs May 16, 2016 letter regarding document production. Document filed by Bank of America, N.A., Citibank NA, Credit Suisse Group AG, Deutsche Bank AG, J.P. Morgan Chase Bank, N.A., Royal Bank of Canada, UBS AG.(Burke, Arthur)
May 27, 2016 Filing 1425 LETTER addressed to Judge Naomi Reice Buchwald from David R. Gelfand dated May 27, 2016 re: Response to Exchange-Based Plaintiffs' Letter Motion for Discovery Conference Seeking Leave to File a Motion to Compel (ECF No. 1411). Document filed by Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A..Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Gelfand, David)
May 27, 2016 Filing 1424 LETTER addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated May 27, 2016 re: In response to Exchange Plaintiffs' Letter dated May 17, 2016 seeking to compel Defendants to produce documents and provide terms, custodians, and locations of the servers searched in connection with Defendants' government productions. Document filed by Bank of America Corporation, Bank of America, N.A., Citibank NA, Citigroup Inc., J.P. Morgan Chase & Co., JP Morgan Chase Bank, N.A., UBS AG.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Burke, Arthur)
May 26, 2016 Filing 1423 LETTER addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated May 26, 2016 re: In Response to the Court's Memorandum and Order dated April 29, 2016 directing the Parties to submit affidavits identifying where they determined their LIBOR submissions during the relevant time periods. Document filed by Bank of America Corporation, Bank of America, N.A., Chase Bank USA, N.A., Citibank, N.A., HSBC Bank plc, J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase Bank, N.A., J.P. Morgan Markets Ltd., JPMorgan Chase & Co., Royal Bank of Scotland, Royal Bank of Scotland Group plc. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Burke, Arthur)
May 26, 2016 Filing 1422 LETTER MOTION for Conference Requesting Status Conference to Address Second Circuit Decision addressed to Judge Naomi Reice Buchwald from William Carmody dated 5/26/16. Document filed by Mayor and City Council of Baltimore.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
May 25, 2016 Filing 1421 LETTER MOTION for Conference Letter Motion Requesting Status Conference to Address Second Circuit Decision addressed to Judge Naomi Reice Buchwald from William Carmody dated 05/25/16. Document filed by Mayor and City Council of Baltimore.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
May 25, 2016 Filing 1420 FILING ERROR - DEFICIENT DOCKET ENTRY - LETTER MOTION for Conference Requesting Status Conference to Address Second Circuit Decision addressed to Judge Naomi Reice Buchwald from William Carmody dated 05/25/2016. Document filed by Mayor and City Council of Baltimore.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William) Modified on 5/25/2016 (db).
May 25, 2016 Filing 1419 NOTICE of Withdrawal of Appearance. Document filed by RBS Citizens, N.A. (f/k/a Citizens Bank of Massachusetts), Royal Bank of Scotland Group plc. (Robinson, Andrea)
May 25, 2016 Filing 1418 NOTICE of Withdrawal of Appearance. Document filed by The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland Group Plc., The Royal Bank of Scotland Group plc, The Royal Bank of Scotland PLC, The Royal Bank of Scotland plc, The Royal Bank of Scotland, Plc. (Robinson, Andrea)
May 25, 2016 ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Notice to Attorney William Christopher Carmody to RE-FILE Document (101 in 1:13-cv-02343-NRB, 179 in 1:13-cv-05187-NRB, 186 in 1:13-cv-00627-NRB, 181 in 1:13-cv-05616-NRB, 11 in 1:16-cv-00592-NRB, 114 in 1:13-cv-01135-NRB, 140 in 1:14-cv-03094-NRB, 187 in 1:13-cv-00625-NRB, 151 in 1:13-cv-01016-NRB, 174 in 1:12-cv-05723-NRB, 186 in 1:13-cv-00626-NRB, 75 in 1:11-cv-05930-NRB, 181 in 1:13-cv-00598-NRB, 215 in 1:13-cv-02297-NRB, 182 in 1:11-cv-06409-NRB, 79 in 1:13-cv-01456-NRB, 86 in 1:12-cv-06693-NRB, 89 in 1:11-cv-03249-NRB, 180 in 1:13-cv-05186-NRB, 95 in 1:12-cv-06056-NRB, 187 in 1:13-cv-00667-NRB, 172 in 1:13-cv-05221-NRB, 26 in 1:15-cv-02973-NRB, 118 in 1:12-cv-01025-NRB, 122 in 1:13-cv-06020-NRB, 110 in 1:11-cv-05638-NRB, 50 in 1:14-cv-07720-NRB, 95 in 1:13-cv-05511-NRB, 69 in 1:12-cv-04205-NRB, 152 in 1:13-cv-08644-NRB, 187 in 1:11-cv-06411-NRB, 104 in 1:13-cv-00407-NRB, 65 in 1:11-cv-07715-NRB, 192 in 1:11-cv-06412-NRB, 113 in 1:11-cv-05641-NRB, 86 in 1:11-cv-02883-NRB, 151 in 1:13-cv-06013-NRB, 191 in 1:13-cv-03952-NRB, 106 in 1:12-cv-05822-NRB, 84 in 1:11-cv-05929-NRB, 173 in 1:13-cv-05569-NRB, 10 in 1:16-cv-00590-NRB, 152 in 1:13-cv-06014-NRB, 86 in 1:11-cv-05928-NRB, 100 in 1:13-cv-08799-NRB, 117 in 1:13-cv-01198-NRB, 89 in 1:11-cv-05931-NRB, 64 in 1:11-cv-07676-NRB, 102 in 1:11-cv-05640-NRB, 358 in 1:11-cv-02613-NRB, 99 in 1:13-cv-03010-NRB, 23 in 1:15-cv-01334-NRB, 18 in 1:15-cv-07975-NRB, 85 in 1:11-cv-03128-NRB, 79 in 1:11-cv-05927-NRB, 96 in 1:14-cv-04189-NRB, 146 in 1:14-cv-01757-NRB, 101 in 1:13-cv-00346-NRB, 153 in 1:13-cv-07394-NRB, 1420 in 1:11-md-02262-NRB, 119 in 1:13-cv-07720-NRB, 188 in 1:13-cv-00597-NRB, 17 in 1:15-cv-08557-NRB, 83 in 1:12-cv-07461-NRB, 21 in 1:15-cv-04810-NRB, 198 in 1:13-cv-07005-NRB, 105 in 1:13-cv-00398-NRB) LETTER MOTION for Conference Requesting Status Conference to Address Second Circuit Decision addressed to Judge Naomi Reice Buchwald from William Carmody dated 05/25/2016.. ERROR(S): No signature or s/. Filed In Associated Cases: 1:11-md-02262-NRB et al.(db)
May 23, 2016 Filing 1417 OPINION of USCA as to (106 in 1:13-cv-01016-NRB, 38 in 1:14-cv-07720-NRB, 164 in 1:13-cv-00625-NRB, 156 in 1:13-cv-05186-NRB, 76 in 1:11-cv-05929-NRB, 71 in 1:11-cv-05927-NRB, 75 in 1:12-cv-07461-NRB, 130 in 1:13-cv-07394-NRB, 100 in 1:12-cv-01025-NRB, 126 in 1:13-cv-06014-NRB, 159 in 1:13-cv-05616-NRB, 156 in 1:13-cv-05187-NRB, 77 in 1:11-cv-05928-NRB, 105 in 1:13-cv-01135-NRB, 116 in 1:14-cv-03094-NRB, 99 in 1:13-cv-01198-NRB, 149 in 1:13-cv-05221-NRB, 78 in 1:11-cv-03249-NRB, 165 in 1:13-cv-00597-NRB, 104 in 1:11-cv-05641-NRB, 97 in 1:12-cv-05822-NRB, 80 in 1:11-cv-05931-NRB, 164 in 1:13-cv-00667-NRB, 163 in 1:13-cv-00626-NRB, 77 in 1:12-cv-06693-NRB, 55 in 1:11-cv-07676-NRB, 140 in 1:13-cv-00598-NRB, 171 in 1:11-cv-06411-NRB, 126 in 1:13-cv-06013-NRB, 56 in 1:11-cv-07715-NRB, 195 in 1:13-cv-02297-NRB, 73 in 1:13-cv-08799-NRB, 166 in 1:11-cv-06409-NRB, 91 in 1:13-cv-00346-NRB, 116 in 1:14-cv-01757-NRB, 77 in 1:11-cv-03128-NRB, 66 in 1:11-cv-05930-NRB, 157 in 1:13-cv-03952-NRB, 90 in 1:11-cv-05640-NRB, 176 in 1:11-cv-06412-NRB, 81 in 1:13-cv-05511-NRB, 149 in 1:13-cv-05569-NRB, 129 in 1:13-cv-08644-NRB, 72 in 1:14-cv-04189-NRB, 98 in 1:11-cv-05638-NRB, 100 in 1:13-cv-06020-NRB, 86 in 1:12-cv-06056-NRB, 163 in 1:13-cv-00627-NRB, 83 in 1:13-cv-03010-NRB, 78 in 1:11-cv-02883-NRB, 90 in 1:13-cv-02343-NRB, 61 in 1:12-cv-04205-NRB, 125 in 1:12-cv-05723-NRB, 96 in 1:13-cv-00407-NRB, 97 in 1:13-cv-00398-NRB, 98 in 1:13-cv-07720-NRB, 1043 in 1:11-md-02262-NRB, 71 in 1:13-cv-01456-NRB, 175 in 1:13-cv-07005-NRB, 271 in 1:11-cv-02613-NRB) Amended Notice of Appeal,,,,,,, filed by Mayor and City Council of Baltimore, (160 in 1:13-cv-00625-NRB, 96 in 1:11-cv-05638-NRB, 145 in 1:13-cv-05569-NRB, 73 in 1:12-cv-06693-NRB, 88 in 1:13-cv-02343-NRB, 94 in 1:13-cv-00398-NRB, 94 in 1:12-cv-05822-NRB, 81 in 1:13-cv-03010-NRB, 59 in 1:12-cv-04205-NRB, 1015 in 1:11-md-02262-NRB, 159 in 1:13-cv-00626-NRB, 152 in 1:13-cv-05187-NRB, 113 in 1:14-cv-01757-NRB, 121 in 1:13-cv-06013-NRB, 101 in 1:13-cv-01135-NRB, 36 in 1:14-cv-07720-NRB, 122 in 1:13-cv-00598-NRB, 69 in 1:13-cv-01456-NRB, 53 in 1:11-cv-07676-NRB, 102 in 1:11-cv-05641-NRB, 94 in 1:13-cv-00407-NRB, 104 in 1:13-cv-01016-NRB, 64 in 1:11-cv-05930-NRB, 74 in 1:11-cv-05929-NRB, 193 in 1:13-cv-02297-NRB, 96 in 1:13-cv-07720-NRB, 127 in 1:13-cv-07394-NRB, 164 in 1:11-cv-06409-NRB, 152 in 1:13-cv-05186-NRB, 69 in 1:11-cv-05927-NRB, 251 in 1:11-cv-02613-NRB, 97 in 1:13-cv-01198-NRB, 145 in 1:13-cv-05221-NRB, 154 in 1:13-cv-03952-NRB, 173 in 1:13-cv-07005-NRB, 155 in 1:13-cv-05616-NRB, 169 in 1:11-cv-06411-NRB, 125 in 1:13-cv-08644-NRB, 69 in 1:14-cv-04189-NRB, 88 in 1:13-cv-00346-NRB, 161 in 1:13-cv-00597-NRB, 79 in 1:13-cv-05511-NRB, 72 in 1:11-cv-03128-NRB, 84 in 1:12-cv-06056-NRB, 98 in 1:12-cv-01025-NRB, 88 in 1:11-cv-05640-NRB, 70 in 1:13-cv-08799-NRB, 123 in 1:12-cv-05723-NRB, 73 in 1:11-cv-02883-NRB, 113 in 1:14-cv-03094-NRB, 51 in 1:11-cv-07715-NRB, 121 in 1:13-cv-06014-NRB, 78 in 1:11-cv-05931-NRB, 73 in 1:12-cv-07461-NRB, 174 in 1:11-cv-06412-NRB, 75 in 1:11-cv-05928-NRB, 159 in 1:13-cv-00627-NRB, 73 in 1:11-cv-03249-NRB, 97 in 1:13-cv-06020-NRB, 160 in 1:13-cv-00667-NRB) Notice of Appeal, filed by Mayor and City Council of Baltimore, (153 in 1:13-cv-05221-NRB, 153 in 1:13-cv-05569-NRB, 160 in 1:13-cv-05186-NRB, 168 in 1:13-cv-00625-NRB, 168 in 1:13-cv-00667-NRB, 133 in 1:13-cv-08644-NRB, 1098 in 1:11-md-02262-NRB, 167 in 1:13-cv-00627-NRB, 169 in 1:13-cv-00597-NRB, 167 in 1:13-cv-00626-NRB, 160 in 1:13-cv-05187-NRB) Notice of Interlocutory Appeal,,, filed by County of Sacramento, County of San Diego, San Diego Association of Governments, The Richmond Joint Powers Financing Authority, City of Riverside, County of Sonoma, Successor Agency to the Richmond Community Redevelopment Agency, City of Richmond, County of San Mateo, San Mateo Couty Joint Powers Financing Authority, The Riverside Public Financing Authority, County of Mendocino, David E. Sundstrom, East Bay Municipal Utility District, The Regents of the University of California, (1105 in 1:11-md-02262-NRB, 120 in 1:14-cv-03094-NRB) Notice of Interlocutory Appeal, filed by Bay Area Toll Authority, (1099 in 1:11-md-02262-NRB, 163 in 1:13-cv-05616-NRB) Notice of Interlocutory Appeal, filed by City of Houston, City Of Houston, (1011 in 1:11-md-02262-NRB, 172 in 1:11-cv-06412-NRB, 161 in 1:11-cv-06409-NRB, 167 in 1:11-cv-06411-NRB) Notice of Appeal,,,,,,, filed by Schwab Advisor Cash Reserves, Schwab Short-Term Bond Market Fund, Schwab Value Advantage Money Fund, Schwab Retirement Advantage Money Fund, Schwab Total Bond Market Fund, Charles Schwab Corporation, Schwab Yieldplus Fund, Schwab Cash Reserves, Schwab Investor Money Fund, Charles Schwab & Co., Inc., Schwab U.S. Dollar Liquid Assets Fund, Schwab Yieldplus Fund Liquidation Trust, Charles Schwab Bank, N.A., Schwab Money Market Fund, (274 in 1:11-cv-02613-NRB, 1063 in 1:11-md-02262-NRB) Amended Notice of Appeal,, filed by 303030 Trading LLC, 303030 Trading, LLC, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, Gary Francis, Metzler Investment GmbH, Nathaniel Haynes, FTC Futures Fund SICAV, (1054 in 1:11-md-02262-NRB, 133 in 1:13-cv-07394-NRB) Notice of Interlocutory Appeal, filed by National Credit Union Administration Board, (409 in 1:11-md-02262-NRB, 50 in 1:12-cv-01025-NRB) Notice of Appeal,,,,,,,,,,,,,,,,,,,,,,,,,, filed by Linda Zacher, Ellen Gelboim, (74 in 1:12-cv-06693-NRB, 1017 in 1:11-md-02262-NRB) Notice of Appeal,,,,,,, filed by Maidencreek Ventures II LP, Jill Court Associates II, LLC, Greenwich Commons II, LLC, Lawrence W. Gardner, Raritan Commons, LLC, Courtyard at Amwell II, LLC, (76 in 1:14-cv-04189-NRB, 1064 in 1:11-md-02262-NRB) Notice of Interlocutory Appeal, filed by PRUDENTIAL CORE TAXABLE MONEY MARKET FUND, PRUDENTIAL INVESTMENT PORTFOLIOS 2, (75 in 1:13-cv-08799-NRB, 1057 in 1:11-md-02262-NRB) Notice of Interlocutory Appeal, filed by Darby Financial Products, Capital Ventures International, (1056 in 1:11-md-02262-NRB, 102 in 1:13-cv-06020-NRB) Notice of Interlocutory Appeal, filed by The Pennsylvania Intergovernmental Cooperation Authority, THE PENNSYLVANIA INTERGOVERNMENTAL COOPERATION AUTHORITY, THE CITY OF PHILADELPHIA, The City of Philadelphia, (1014 in 1:11-md-02262-NRB, 93 in 1:12-cv-05822-NRB) Notice of Appeal,,,,,,, filed by 33-35 Green Pond Road Associates, LLC, (1044 in 1:11-md-02262-NRB, 92 in 1:13-cv-00346-NRB) Notice of Interlocutory Appeal, filed by Guaranty Bank & Trust Company, (1058 in 1:11-md-02262-NRB) Notice of Interlocutory Appeal, filed by Salix Capital US Inc., (429 in 1:11-md-02262-NRB) Notice of Appeal,,,, filed by Schwab Advisor Cash Reserves, Schwab Short-Term Bond Market Fund, Schwab Value Advantage Money Fund, The Charles Schwab Corporation, Schwab Retirement Advantage Money Fund, Schwab Total Bond Market Fund, Schwab Yieldplus Fund, Schwab Cash Reserves, Schwab Investor Money Fund, Charles Schwab & Co., Inc., Schwab U.S. Dollar Liquid Assets Fund, Schwab Yieldplus Fund Liquidation Trust, Charles Schwab Bank, N.A., Schwab Money Market Fund, (252 in 1:11-cv-02613-NRB, 1016 in 1:11-md-02262-NRB) Notice of Appeal,, filed by 303030 Trading LLC, 303030 Trading, LLC, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, Gary Francis, Metzler Investment GmbH, Nathaniel Haynes, FTC Futures Fund SICAV, (1119 in 1:11-md-02262-NRB) Notice of Interlocutory Appeal,, filed by 303 Proprietary Trading LLC, Randall Williams, John Henderson, Nicholas Pesa, michael cahill, Scott Federighi, David Klusendorf, Brian Haggerty, Norman Byster, David Vecchione, Robert Furlong, Joseph Amabile, Christopher Lang, Richard Deogracias, Ronald Krug, Philip Olson, John Monckton, Michael Cahill, David Gough, norman byster, Louie Amabile, Marc Federighi, Eduardo Restani, Margery Teller, Brett Pankau USCA Case Number 13-3565(L). Plaintiffsappellants, comprising individuals and entities that held diverse financial instruments, allege that the defendant banks colluded to depress a benchmark incorporated into those instruments, thereby decreasing the instruments' financial returns in violation of Section One of the Sherman Act. The United States District Court for the Southern District of New York (Buchwald, J.) dismissed the lawsuit for failure to allege antitrust injury. We vacate the judgment and remand for further proceedings consistent with this opinion. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Certified: 05/23/2016. Filed In Associated Cases: 1:11-md-02262-NRB et al.(nd)
May 23, 2016 Filing 1416 REPLY MEMORANDUM OF LAW in Support re: #1336 MOTION to Approve OTC Plaintiffs' Motion for Preliminary Approval of Settlement with Barclays Bank plc . . Document filed by City of New Britain, Mayor and City Council of Baltimore. (Scherrer, Hilary)
May 20, 2016 Filing 1415 LETTER RESPONSE in Opposition to Motion addressed to Judge Naomi Reice Buchwald from David E. Kovel, Christopher Lovell, Seth Ard, Hilary K. Scherrer, and Jeremy A. Lieberman dated May 20, 2016 re: (1397 in 1:11-md-02262-NRB) LETTER MOTION for Conference (to request a pre-motion discovery conference to seek leave to move to quash) addressed to Judge Naomi Reice Buchwald from Steven Wolowitz dated April 29, 2016. . Document filed by Direcors Financial Group, Direcors Financial Group, 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, The Berkshire Bank, The Berkshire Bank(Individually and On Behalf of All Others Similarly Situated), 303030 Trading LLC, Directors Financial Group(individually), Directors Financial Group(on behalf of all others similarly situated), Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, The Berkshire Bank(Individually and On Behalf of All Others Similarly Situated ). Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Kovel, David)
May 20, 2016 Filing 1414 LETTER addressed to Judge Naomi Reice Buchwald from Jeremy A. Lieberman dated May 20, 2016 re: in response to Defendants May 2, 2016 letter (ECF No. 1398). Document filed by Direcors Financial Group, The Berkshire Bank, Direcors Financial Group, Directors Financial Group(individually), The Berkshire Bank(Individually and On Behalf of All Others Similarly Situated ).Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Lieberman, Jeremy)
May 19, 2016 Minute Entry for proceedings held before Judge Naomi Reice Buchwald: Telephone Conference held on 5/19/2016. (Harris, Karen)
May 19, 2016 Filing 1413 LETTER MOTION for Conference Requesting Pre-Motion Conference Regarding Secured Transaction Data addressed to Judge Naomi Reice Buchwald from William Carmody dated 05/19/2016. Document filed by Mayor and City Council of Baltimore.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-05723-NRB, 1:13-cv-00598-NRB, 1:13-cv-01016-NRB(Carmody, William)
May 19, 2016 Filing 1412 LETTER addressed to Judge Naomi Reice Buchwald from Steven Wolowitz dated May 19, 2016 re: Response to Exchange-Based Plaintiffs' May 9, 2016 Letter. Document filed by Societe Generale.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Wolowitz, Steven)
May 17, 2016 Filing 1411 LETTER MOTION for Discovery Conference addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated May 17, 2016. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
May 16, 2016 Filing 1410 LETTER MOTION for Discovery regarding Direct Action Plaintiffs access to produced documents addressed to Judge Naomi Reice Buchwald from James R. Martin dated 5/16/2016. Document filed by Direct Action Plaintiffs. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F)(Martin, James)
May 13, 2016 Filing 1409 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated May 13, 2016 re: in response to the letter submitted by certain Direct Action Plaintiffs on May 4, 2016 (Dkt. No 1401). Document filed by All Defendants.(Kurtzberg, Joel)
May 13, 2016 Opinion or Order Filing 1408 MEMORANDUM AND ORDER denying #1315 Letter Motion for Leave to File Document; denying #1318 Letter Motion for Conference. For the reasons stated above, defendants' requests to file motions to strike class allegations from the Mortgagor, OTC, and Exchange-Based complaints are denied, except that we strike the nationwide class allegations in the Mortgagor complaint. The Clerk is directed to terminate the motions listed in the appendix. IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 5/12/2016) (ama) Modified on 5/13/2016 (ama).
May 13, 2016 ***DELETED DOCUMENT. Deleted document number 1408 MEMORANDUM AND ORDER . The document was incorrectly filed in this case. (ama) Modified on 5/13/2016 (ama).
May 12, 2016 Filing 1407 LETTER addressed to Judge Naomi Reice Buchwald from Brian S. Fraser dated May 12, 2016 re: Response to Exchange-Based Plaintiffs' letter, dated May 9, 2016 requesting a pre-motion conference. Document filed by ICAP plc, ICAP Europe Ltd..Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Fraser, Brian)
May 12, 2016 Filing 1406 LETTER addressed to Judge Naomi Reice Buchwald from David R. Gelfand dated May 12, 2016 re: Response to Exchange-Based Plaintiffs' 5/3/16 Supplemental Authority Letter. Document filed by Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A..Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Gelfand, David)
May 12, 2016 Opinion or Order Filing 1405 AMENDED STIPULATION AND PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material... (Signed by Judge Naomi Reice Buchwald on 5/11/2016) Filed In Associated Cases: 1:11-md-02262-NRB et al., Pursuant to instructions from Chambers. (mro) Modified on 5/13/2016 (mro).
May 9, 2016 Filing 1404 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated May 9, 2016 re: Request for Rule 54(b) Certification. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Exhibit 1)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
May 6, 2016 Opinion or Order Filing 1403 MEMO ENDORSEMENT: granting #1402 Letter Motion for Extension of Time to File Response/Reply re #1402 LETTER MOTION for Extension of Time to File Response/Reply as to #1336 MOTION to Approve OTC Plaintiffs' Motion for Preliminary Approval of Settlement with Barclays Bank plc addressed to Judge Naomi Reice Buchwald. ENDORSEMENT: SO ORDERED. Replies due by 5/23/2016. (Signed by Judge Naomi Reice Buchwald on 5/05/2016) (ama)
May 5, 2016 Filing 1402 LETTER MOTION for Extension of Time to File Response/Reply as to #1336 MOTION to Approve OTC Plaintiffs' Motion for Preliminary Approval of Settlement with Barclays Bank plc . addressed to Judge Naomi Reice Buchwald from Hilary K. Scherrer dated 5/5/2016. Document filed by City of New Britain, Mayor and City Council of Baltimore.(Scherrer, Hilary)
May 4, 2016 Filing 1401 LETTER addressed to Judge Naomi Reice Buchwald from Daniel L. Brockett dated May 4, 2016 re: location of transaction issuances. Document filed by PRUDENTIAL CORE TAXABLE MONEY MARKET FUND, PRUDENTIAL INVESTMENT PORTFOLIOS 2. (Attachments: #1 Exhibit 1-4)Filed In Associated Cases: 1:11-md-02262-NRB, 1:14-cv-04189-NRB(Brockett, Daniel)
May 4, 2016 Filing 1400 LETTER addressed to Judge Naomi Reice Buchwald from Daniel Alberstone dated May 4, 2016 re: Inadequate Responses to Discovery. Document filed by Kenneth W. Coker, Carl A. Payne, Kenneth W. Coker, Carl A. Payne.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00598-NRB(Alberstone, Daniel)
May 3, 2016 Filing 1399 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated May 3, 2016 re: Supplemental Authority. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
May 2, 2016 Filing 1398 LETTER MOTION for Leave to File a motion to strike the class and conspiracy allegations in the Lender Plaintiffs' Second Amended Consolidated Class Action Complaint. addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated May 2, 2016. Document filed by Bank of America Corporation, Bank of America, N.A., Citibank, N.A., Citigroup, Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, National Association, UBS AG, Bank of America Corporation, Bank of America N.A., Citibank N.A., Citigroup Inc., Bank Of America Corporation, Bank of America, N.A., Citigroup Inc, J.P. Morgan Chase & Co..Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Burke, Arthur)
April 29, 2016 Filing 1397 LETTER MOTION for Conference (to request a pre-motion discovery conference to seek leave to move to quash) addressed to Judge Naomi Reice Buchwald from Steven Wolowitz dated April 29, 2016. Document filed by Bank of Scotland plc, Bank of Tokyo-Mitsubishi UFJ Ltd, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse AG, Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Norinchukin Bank, Portigon AG, Royal Bank of Scotland, Royal Bank of Scotland Group plc, Societe Generale. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)(Wolowitz, Steven)
April 29, 2016 Opinion or Order Filing 1396 MEMORANDUM AND ORDER: in case 1:11-cv-02613-NRB; terminating (1349) Letter Motion for Discovery; terminating (1353) Letter Motion for Discovery in case 1:11-md-02262-NRB. Finally, with respect to the interdealer broker defendants,ICAP plc, ICAP Europe Limited, and Tullet Prebon plc, plaintiffs have not pleaded any facts indicating that these defendants engaged in any suit-related conduct in or directed towards the United States with respect to persistent suppression claims. Rather, plaintiffs only allege broadly that these defendants have significant operations in the United States, which, without more, is insufficient to subject these defendants to the jurisdiction of this Court. Therefore, Commodity Exchange Act and fraud claims based on persistent suppression are dismissed as to the following defendants in the listed cases: (see page 11 on Memorandum and Order). The remaining jurisdictional disputes regarding the Direct Action Plaintiffs' claims will be resolved in a forthcoming Memorandum and Order. This Memorandum and Order terminates docket nos. 1339, 1349, and 1353. IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 4/28/2016) Filed In Associated Cases: 1:11-md-02262-NRB et al. (ama)
April 28, 2016 Filing 1395 Objection re: (1336 in 1:11-md-02262-NRB) MOTION to Approve OTC Plaintiffs' Motion for Preliminary Approval of Settlement with Barclays Bank plc . . Document filed by Guaranty Bank & Trust Company. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00346-NRB(Guzman, Michael)
April 27, 2016 Opinion or Order Filing 1394 ORDER FOR ADMISSION PRO HAC VICE granting #1392 Motion for J Matthew W. Haws to Appear Pro Hac Vice. (Signed by Judge Naomi Reice Buchwald on 4/27/2016) (ama)
April 25, 2016 Opinion or Order Filing 1393 MEMORANDUM AND ORDER: We acknowledge that our opinion overlooked defendants CSGAG' s and RBS' arguments that the Exchange-Based Plaintiffs had not alleged facts sufficient to make out a prima facie case of personal jurisdiction over them, and agree that our decisions compel the finding that plaintiffs have not made such a showing. We reach the same result regarding Deutsche Bank, Rabobank, and RBC, recognizing that a footnote in defendants' January 28, 2016 letter to the Court advanced a similar argument as to all defendants contesting jurisdiction. However, defendants exaggerate the import of our recent Memorandum and Opinion. That decision expressly reserved the issue of jurisdictional discovery, which will be resolved in a decision forthcoming shortly. If in that decision this Court denies the Exchange-Based Plaintiffs the jurisdictional discovery they request, then those parties would not be appropriate defendants for persistent suppression claims. (Signed by Judge Naomi Reice Buchwald on 4/25/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(ama)
April 25, 2016 Filing 1392 MOTION for J Matthew W. Haws to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12223772. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Royal Bank of Canada. (Attachments: #1 Exhibit A - Certificate Of Good Standing, #2 Exhibit B - Proposed Order)(Haws, Matthew)
April 25, 2016 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #1392 MOTION for J Matthew W. Haws to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12223772. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sdi)
April 21, 2016 Opinion or Order Filing 1391 ORDER granting #1390 Letter Motion for Extension of Time to File Response/Reply re #1390 SECOND LETTER MOTION for Extension of Time to File Response/Reply as to #1336 MOTION to Approve OTC Plaintiffs' Motion for Preliminary Approval of Settlement with Barclays Bank plc (Corrected Filing) addressed to Judge Naomi Buchwald. Application Granted. Replies due by 5/9/2016. (Signed by Judge Naomi Reice Buchwald on 4/21/2016) (ama)
April 21, 2016 Filing 1390 SECOND LETTER MOTION for Extension of Time to File Response/Reply as to #1336 MOTION to Approve OTC Plaintiffs' Motion for Preliminary Approval of Settlement with Barclays Bank plc . (Corrected Filing) addressed to Judge Naomi Reice Buchwald from Hilary K. Scherrer dated 4/21/2016. Document filed by City of New Britain, Mayor and City Council of Baltimore.(Scherrer, Hilary)
April 21, 2016 ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Notice to Attorney Hilary Kathleen Scherrer to RE-FILE Document #1389 SECOND MOTION for Extension of Time to File Response/Reply as to #1336 MOTION to Approve OTC Plaintiffs' Motion for Preliminary Approval of Settlement with Barclays Bank plc . . ERROR(S): Did not specify that this is a Letter Motion. (ldi)
April 20, 2016 Filing 1389 FILING ERROR - DEFICIENT DOCKET ENTRY - SECOND MOTION for Extension of Time to File Response/Reply as to #1336 MOTION to Approve OTC Plaintiffs' Motion for Preliminary Approval of Settlement with Barclays Bank plc . . Document filed by City of New Britain, Mayor and City Council of Baltimore.(Scherrer, Hilary) Modified on 4/21/2016 (ldi).
April 19, 2016 Filing 1388 LETTER addressed to Judge Naomi Reice Buchwald from Andrew C. Finch dated April 19, 2016 re: the Court's April 15, 2016 Memorandum and Order. Document filed by Credit Suisse Group AG, Deutsche Bank AG, Royal Bank of Canada, Royal Bank of Scotland Group plc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Deutsche Bank AG, The Royal Bank of Canada, The Royal Bank of Scotland Group plc, The Royal Bank of Scotland plc.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Finch, Andrew)
April 19, 2016 Opinion or Order Filing 1387 ORDER FOR ADMISSION PRO HAC VICE granting #1377 Motion for Glenn C. Bridgman to Appear Pro Hac Vice. (As further set forth in this Order.) (Signed by Judge Naomi Reice Buchwald on 4/18/2016) (cf)
April 19, 2016 Opinion or Order Filing 1386 ORDER FOR ADMISSION PRO HAC VICE granting #1374 Motion for Michael C. Kelso to Appear Pro Hac Vice. (As further set forth in this Order.) (Signed by Judge Naomi Reice Buchwald on 4/18/2016) (cf)
April 19, 2016 Opinion or Order Filing 1385 ORDER FOR ADMISSION PRO HAC VICE granting #1375 Motion for Mary Kathryn Sammons to Appear Pro Hac Vice. (As further set forth in this Order.) (Signed by Judge Naomi Reice Buchwald on 4/18/2016) (cf)
April 19, 2016 Opinion or Order Filing 1384 ORDER FOR ADMISSION PRO HAC VICE granting #1376 Motion for Karen A. Oshman to Appear Pro Hac Vice. (As further set forth in this Order.) (Signed by Judge Naomi Reice Buchwald on 4/18/2016) (cf)
April 18, 2016 Filing 1383 SECOND AMENDED COMPLAINT amending #1238 Amended Complaint,,, against BBA Enterprises, Ltd., BBA Libor, Ltd, Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Barclays Bank PLC, British Bankers Association, Citibank N.A., Citigroup Inc, Cooperative Centrale Raiffeisenboernleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, HSBC Holdings PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Banking Group PLC, National Association, Royal Bank of Canada, The Norinchukin Bank, The Royal Bank of Scotland Group PLC, UBS AG, WestDeutsche Immobilienbank AG, WestLB AG with JURY DEMAND.Document filed by The Berkshire Bank(Individually and On Behalf of All Others Similarly Situated ), Direcors Financial Group(individually and on behalf of all others similarly situated), Government Development Bank for Puerto Rico. Related document: #1238 Amended Complaint,,, filed by Government Development Bank for Puerto Rico, Directors Financial Group, The Berkshire Bank.(Lieberman, Jeremy) Modified on 4/19/2016 (pc).
April 18, 2016 Filing 1382 CORRECTED NOTICE OF APPEAL re: (1381 in 1:11-md-02262-NRB, 194 in 1:13-cv-07005-NRB) Notice of Appeal,,, (193 in 1:13-cv-07005-NRB, 1367 in 1:11-md-02262-NRB) Judgment,,. Document filed by Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07005-NRB(Fineman, Steven)
April 18, 2016 Appeal Fee Paid electronically via Pay.gov: for (1382 in 1:11-md-02262-NRB, 195 in 1:13-cv-07005-NRB) Corrected Notice of Appeal. Filing fee $ 505.00. Pay.gov receipt number 0208-12194801, paid on 04/15/2016. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07005-NRB. (tp)
April 18, 2016 ***NOTICE TO ATTORNEY REGARDING DEFICIENT APPEAL. Notice to attorney Fineman, Steven to RE-FILE Document No. (1381 in 1:11-md-02262-NRB, 194 in 1:13-cv-07005-NRB) Notice of Appeal. The filing is deficient for the following reason(s): the order/judgment being appealed was not selected in the associated case. Re-file the appeal using the event type Corrected Notice of Appeal found under the event list Appeal Documents - attach the correct signed PDF - select the correct named filer/filers - select the correct order/judgment being appealed in all associated cases. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07005-NRB(tp)
April 18, 2016 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (1382 in 1:11-md-02262-NRB, 195 in 1:13-cv-07005-NRB) Corrected Notice of Appeal. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07005-NRB. (tp)
April 18, 2016 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (1382 in 1:11-md-02262-NRB, 195 in 1:13-cv-07005-NRB) Corrected Notice of Appeal, filed by Schwab Advisor Cash Reserves, Schwab Short-Term Bond Market Fund, Schwab Value Advantage Money Fund, Schwab Retirement Advantage Money Fund, Schwab Total Bond Market Fund, Charles Schwab Corporation, Schwab Yieldplus Fund, Schwab Investor Money Fund, Schwab Cash Reserves, Charles Schwab & Co., Inc., Schwab U.S. Dollar Liquid Assets Fund, Schwab Yieldplus Fund Liquidation Trust, Charles Schwab Bank, N.A., Schwab Money Market Fund were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07005-NRB(tp)
April 15, 2016 Filing 1381 FILING ERROR - DEFICIENT DOCKET ENTRY - FILER ERROR - NOTICE OF APPEAL from (1367 in 1:11-md-02262-NRB) Judgment,,. Document filed by Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust. Filing fee $ 505.00, receipt number 0208-12194801. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07005-NRB(Fineman, Steven) Modified on 4/18/2016 (tp).
April 15, 2016 Opinion or Order Filing 1380 MEMORANDUM AND ORDER re: (127 in 1:13-cv-01016-NRB, 149 in 1:12-cv-05723-NRB) LETTER MOTION for Leave to File Second Amended Complaint addressed to Judge Naomi Reice Buchwald from Jeremy A. Lieberman dated 12/09/2015 filed by The Berkshire Bank, (1159 in 1:11-md-02262-NRB, 292 in 1:11-cv-02613-NRB) LETTER MOTION for Conference Requesting Leave to File Exchange-Based Plaintiffs' Proposed Third Amended Complaint addressed to Judge Naomi Reice Buchwald from David E. Kovel and Christopher Lovell dated June 29, 2015. filed by 303030 Trading LLC, 303030 Trading, LLC, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, Metzler Investment GmbH, Gary Francis, Nathaniel Haynes, FTC Futures Fund SICAV., The Clerk is directed to terminate the motions listed in the appendix. The OTC Plaintiffs are granted leave to amend their consolidated complaint to include claims of TCEH against Barclays and Citibank and claims of SEIU against Royal Bank of Canada. The Lender Plaintiffs are granted leave to amend their complaint to include the claims of Berkshire Bank. The Exchange Based Plaintiffs may amend their complaint consistent with the rulings herein. IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 4/14/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(ama)
April 14, 2016 Opinion or Order Filing 1379 ORDER granting #1378 Letter Motion for Extension of Time to File Response/Reply re #1378 CONSENT LETTER MOTION for Extension of Time to File Response/Reply as to #1336 MOTION to Approve OTC Plaintiffs' Motion for Preliminary Approval of Settlement with Barclays Bank plc addressed to Judge Naomi Reice Buchwald. OTC Plaintiffs respectfully request that their time to file be extended one week to April 25, 2016. SO ORDERED. Replies due by 4/25/2016. (Signed by Judge Naomi Reice Buchwald on 4/14/2016) (ama)
April 14, 2016 Filing 1378 CONSENT LETTER MOTION for Extension of Time to File Response/Reply as to #1336 MOTION to Approve OTC Plaintiffs' Motion for Preliminary Approval of Settlement with Barclays Bank plc . addressed to Judge Naomi Reice Buchwald from Hilary K. Scherrer dated 04/14/2016. Document filed by City of New Britain, Mayor and City Council of Baltimore.(Scherrer, Hilary)
April 13, 2016 Filing 1377 AMENDED MOTION for Glenn Charles Bridgman to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Exhibit Supreme Court Certificate of Standing, #2 Text of Proposed Order Proposed Order)(Bridgman, Glenn)
April 13, 2016 Filing 1376 MOTION for Karen Appel Oshman to Appear Pro Hac Vice Corrected. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Exhibit Certificate of Good Standing, #2 Text of Proposed Order Order for Admission Pro Hac Vice)(Oshman, Karen)
April 13, 2016 Filing 1375 AMENDED MOTION for Mary Kathryn Sammons to Appear Pro Hac Vice Corrected Motion for Admission Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Exhibit, #2 Text of Proposed Order)(Sammons, Mary)
April 13, 2016 Filing 1374 MOTION for Michael Craig Kelso to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12180937. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Certificate of Good Standing, #2 Text of Proposed Order)(Kelso, Michael)
April 13, 2016 Filing 1373 NOTICE of Acknowledgment of Service. Document filed by Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company. Filed In Associated Cases: 1:11-md-02262-NRB, 1:16-cv-00592-NRB(Slaughter, Stacey)
April 13, 2016 Filing 1372 NOTICE of Acknowledgment of Service. Document filed by PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Funds, Inc., Principal Variable Contracts Funds, Inc.. Filed In Associated Cases: 1:11-md-02262-NRB, 1:16-cv-00590-NRB(Slaughter, Stacey)
April 13, 2016 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #1376 MOTION for Karen Appel Oshman to Appear Pro Hac Vice Corrected. Motion and supporting papers to be reviewed by Clerk's Office staff., #1375 AMENDED MOTION for Mary Kathryn Sammons to Appear Pro Hac Vice Corrected Motion for Admission Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff., #1377 AMENDED MOTION for Glenn Charles Bridgman to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sdi)
April 13, 2016 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #1374 MOTION for Michael Craig Kelso to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12180937. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu)
April 12, 2016 Filing 1370 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated April 12, 2016 re: Supplemental Authority. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
April 11, 2016 Filing 1369 LETTER addressed to Judge Naomi Reice Buchwald from Daniel L. Brockett dated April 11, 2016 re: Defendants' tolling arguments. Document filed by Darby Financial Products.(Brockett, Daniel)
April 11, 2016 Filing 1368 MEMORANDUM OF LAW in Opposition re: #1336 MOTION to Approve OTC Plaintiffs' Motion for Preliminary Approval of Settlement with Barclays Bank plc . . Document filed by 33-35 Green Pond Road Associates, LLC, Courtyard at Amwell II, LLC. (DePalma, Joseph)
April 11, 2016 Opinion or Order Filing 1367 JUDGMENT. IT IS NOW ORDERED, ADJUDGED, AND DECREED that, for the reasons stated in LIBOR IV, the 2013 Schwab Action is dismissed in its entirety. This judgment is entered only with respect to the 2013 Schwab Action and does not apply to any other actions in these multidistrict proceedings, including those bearing Case Nos. 1:11-cv-6409-NRB, 1:11-cv-6411-NRB, and 1:11-cv-6412-NRB. This judgment will be reported to the United States Judicial Panel on Multidistrict Litigation and the United States District Court for the Northern District of California. (Signed by Judge Naomi Reice Buchwald on 4/11/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07005-NRB(lmb)
April 11, 2016 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #1364 MOTION for Glenn Charles Bridgman to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12166679. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of California;. Re-file the motion as a Corrected Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (sdi)
April 11, 2016 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #1365 MOTION for Mary Kathryn Sammons to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12166843. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of Texas;. Re-file the motion as a Corrected Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (sdi)
April 11, 2016 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #1366 MOTION for Karen Appel Oshman to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12166764. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of Texas;. Re-file the motion as a Corrected Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (sdi)
April 8, 2016 Filing 1366 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Karen Appel Oshman to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12166764. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Exhibit Certificate of Good Standing, #2 Text of Proposed Order Order for Admission Pro Hac Vice)(Oshman, Karen) Modified on 4/11/2016 (sdi).
April 8, 2016 Filing 1365 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Mary Kathryn Sammons to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12166843. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Exhibit, #2 Text of Proposed Order)(Sammons, Mary) Modified on 4/11/2016 (sdi).
April 8, 2016 Filing 1364 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Glenn Charles Bridgman to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12166679. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Mayor and City Council of Baltimore. (Attachments: #1 Exhibit Certificate of Standing, #2 Text of Proposed Order Proposed Order for Admission Pro Hac Vice of Glenn C. Bridgman)(Bridgman, Glenn) Modified on 4/11/2016 (sdi).
April 8, 2016 Opinion or Order Filing 1363 PLAINTIFFS' STIPULATION AND ORDER OF DISMISSAL OF ALL CLAIMS AGAINST DEFENDANT BARCLAYS BANK PLC: Accordingly, IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Plaintiffs' claims and action as against Barclays be and hereby are dismissed with prejudice, with each side to bear its own attorneys' fees and costs. SO ORDERED. Barclays Bank PLC terminated. (Signed by Judge Naomi Reice Buchwald on 4/18/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:15-cv-02973-NRB(kko)
April 8, 2016 Filing 1362 LETTER addressed to Judge Naomi Reice Buchwald from Jeremy A. Lieberman dated 04/08/2016 re: We write on behalf of plaintiff The Berkshire Bank (Berkshire), in the above-referenced actions concerning Berkshires request for a pre-motion conference to move for leave to amend the First Amended Consolidated Complaint to allege additional specificity as to damages under New York law (ECF No. 1252, 1270), and Defendants opposition thereto. ECF No. 1266.. Document filed by The Berkshire Bank(Individually and On Behalf of All Others Similarly Situated ).Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Lieberman, Jeremy)
April 4, 2016 Filing 1361 NOTICE OF APPEARANCE by Hallie Suzanne Goldblatt on behalf of Deutsche Bank AG, Deutsche Bank AG, Deutsche Bank AG, Deutsche Bank AG, Deutsche Bank AG. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Goldblatt, Hallie)
April 1, 2016 Filing 1360 NOTICE OF APPEARANCE by Rachel Serenity Sparks Bradley on behalf of JPMorgan Chase & Co., JPMorgan Chase Bank N.A.. (Sparks Bradley, Rachel)
April 1, 2016 Filing 1359 LETTER addressed to Judge Naomi Reice Buchwald from Andrew Finch dated April 1, 2016 re: response to the Exchange-Based Plaintiffs' 2/25/16 Letter. Document filed by Citibank NA, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, HBOS plc, HSBC Bank plc, HSBC Holdings plc., J.P. Morgan Chase & Co., JP Morgan Chase Bank, N.A., Lloyds Banking Group plc, Merrill Lynch International, Portigon AG, RBS Securities Inc., Royal Bank of Canada, Royal Bank of Scotland Group plc, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, UBS AG, WestDeutsche Immobilienbank AG, Citibank N.A., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse AG, Deutsche Bank AG, HSBC Holdings, PLC, ICAP Europe Ltd., ICAP plc, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., LLoyds Bank PLC, RBC Capital Markets, LLC, RBS Securities, Inc., Societe Generale, The Bank of Tokyo Mitsubishi UFJ Ltd., The Royal Bank of Canada, The Royal Bank of Scotland Group plc, Tullett Prebon plc.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Finch, Andrew)
April 1, 2016 Opinion or Order Filing 1358 ORDER FOR ADMISSION PRO HAC VICE: granting #1355 Motion for Gary Ivan Smith to Appear Pro Hac Vice. (Signed by Judge Naomi Reice Buchwald on 3/31/2016) (ama)
March 31, 2016 Filing 1371 INTERNET CITATION NOTE: Material from decision with Internet citation re: #1357 Order on Motion for Reargument, Order on Motion for Reconsideration. (vf)
March 31, 2016 Opinion or Order Filing 1357 MEMORANDUM AND ORDER denying (1178) Motion for Reargument ; denying (1178) Motion for Reconsideration in case 1:11-md-02262-NRB; denying (168) Motion for Reargument ; denying (168) Motion for Reconsideration in case 1:13-cv-03952-NRB.For the reasons stated above, Freddie Mac's motion for reconsideration or reargument is denied, except for our finding that this Court has personal jurisdiction over defendants Bank of America, N.A., Barclays Bank, plc, Citibank, N.A., and JPMorgan Chase Bank, N.A. for fraud claims related to the sale of mortgage loans. This Memorandum and Order terminates Docket no. 1178. (As further set forth in this Order) (Signed by Judge Naomi Reice Buchwald on 3/31/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03952-NRB (lmb)
March 31, 2016 Filing 1356 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated March 31, 2016 re: in response to the March 23, 2016 letter of Direct Action Plaintiffs, as amended on March 25, 2016. Document filed by All Defendants.(Kurtzberg, Joel)
March 31, 2016 ***NOTE TO ATTORNEY - DOCUMENT REFERRED TO JUDGE FOR APPROVAL. Note to Attorney Linda Nussbaum Document #1354 Stipulation of Voluntary Dismissal was referred to Judge Naomi Reice Buchwald for approval. (km)
March 30, 2016 Filing 1355 MOTION for Gary Ivan Smith to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12125465. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Mayor and City Council of Baltimore. (Attachments: #1 Exhibit A- Certificates of Good Standing, #2 Text of Proposed Order)(Smith, Gary)
March 30, 2016 Filing 1354 DOCUMENT REFERRED TO JUDGE FOR APPROVAL - STIPULATION OF VOLUNTARY DISMISSAL It is hereby stipulated and agreed by and between the parties and/or their respective counsel(s) that the above-captioned action is voluntarily dismissed, With prejudice against the defendant(s) Barclays Bank PLC and Without costs to either party pursuant to Rule 41(a)(1)(A)(ii) of the Federal Rules of Civil Procedure. Document filed by Axiom Investment Advisors Holdings L.P., Axiom FX Investment 2X Fund, L.P., Axiom Investment Advisors, LLC, Axiom FX Investment Fund II, L.P., Axiom Investment Company, LLC, Axiom HFT LLC, Gildor Family Advisors L.P., Gildor Management, LLC, Axiom FX Investment Fund, L.P., Axion Investment Company Holdings L.P., Ephraim F. Gildor, Gildor Family Company L.P..Filed In Associated Cases: 1:11-md-02262-NRB, 1:15-cv-02973-NRB(Nussbaum, Linda) Modified on 3/31/2016 (km).
March 30, 2016 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #1355 MOTION for Gary Ivan Smith to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12125465. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu)
March 25, 2016 Filing 1353 LETTER MOTION for Discovery CORRECTED Letter requesting guidance re: Court's December 23, 2015 Order addressed to Judge Naomi Reice Buchwald from James R. Martin dated 3/25/2016. Document filed by Direct Action Plaintiffs. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)(Martin, James)
March 24, 2016 Filing 1352 LETTER addressed to Judge Naomi Reice Buchwald from Christian T. Kemnitz dated 3/24/2016 re: Reply to Letters From Direct Action Plaintiffs (Dkt. No. 1312) and OTC Plaintiffs (Dkt. No. 1295) Regarding Tolling. Document filed by Credit Suisse AG, Credit Suisse Group AG, The Royal Bank of Canada.(Kemnitz, Christian)
March 24, 2016 Opinion or Order Filing 1351 ORDER REGARDING THE PRODUCTION OF DOCUMENTS SUBJECT TO FOREIGN DATA PRIVACY LAWS: NOW THEREFORE IT IS ORDERED: In resolution of this dispute, Objecting Defendants may not resist production of material produced to government regulators based upon Foreign Data Privacy Laws, except that Objecting Defendants shall be permitted to redact from any documents produced pursuant to this Order any personal confidential information not relevant to the claims in this case, including personal contact information (such as personal email addresses, home addresses, home telephone numbers, and mobile telephone numbers), statements of political opinion, information regarding a person's race, ethnicity, religious affiliation, or sexual orientation, and medical information. This Order is non-precedential and binding only on the Objecting Defendants in the context of the above-captioned actions. Nothing in this Order alters the rights, obligations, and terms provided in the Stipulation and Protective Order entered in this action on March 21, 2016 (ECF No. 1347) or the rights or obligations of any current or dismissed defendants or non-parties not named in this Order. SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 3/24/2016) (ama)
March 23, 2016 Filing 1350 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell dated March 23, 2016 re: Response To Your Honor's March 15, 2016 Letter Order (ECF No. 1344). Document filed by FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, 303030 Trading LLC, Atlantic Trading USA, LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Appendix A)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Lovell, Christopher)
March 23, 2016 Filing 1349 LETTER MOTION for Discovery requesting guidance re: Court's December 23, 2015 Order addressed to Judge Naomi Reice Buchwald from James R. Martin dated 3/23/2016. Document filed by Direct Action Plaintiffs. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)(Martin, James)
March 22, 2016 Filing 1348 MEMO ENDORSEMENT on re: #1346 Letter, filed by 303030 Trading, LLC, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, Gary Francis, Metzler Investment GmbH, Nathaniel Haynes, FTC Futures Fund SICAV. ENDORSEMENT: Application granted. (Signed by Judge Naomi Reice Buchwald on 3/22/2016) (tn)
March 21, 2016 Opinion or Order Filing 1347 STIPULATION AND PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material...SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 3/21/2016) ***As per chambers, Filed In All Member and Related Cases: 1:11-md-02262-NRB et al.(tn)
March 21, 2016 Filing 1346 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell dated March 21, 2016 re: Extension of Deadline. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Lovell, Christopher)
March 18, 2016 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - NON-ECF DOCUMENT ERROR. Note to Attorney William Christopher Carmody to E-MAIL Document No. #1345 Stipulation to judgments@nysd.uscourts.gov. This document is not filed via ECF. (db)
March 16, 2016 Filing 1345 FILING ERROR - ELECTRONIC FILING OF NON-ECF DOCUMENT - MOTION for Protective Order . Document filed by Mayor and City Council of Baltimore.(Carmody, William) Modified on 3/18/2016 (db).
March 15, 2016 Filing 1344 LETTER addressed to Christopher Lovell, Esq. and David Kovel, Esq. from Judge Naomi Reice Buchwald dated March 15, 2016 re: request for more information from Plaintiff regarding proposed motion to strike. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (adc)
March 15, 2016 Filing 1343 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated March 15, 2016 re: Response to Rabobank's 3/1/16 Letter. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
March 14, 2016 Filing 1342 LETTER addressed to Judge Naomi Reice Buchwald from Steven Fineman dated March 14, 2016 re: Request for Entry of Judgment in the Schwab California Action. Document filed by Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07005-NRB(Fineman, Steven)
March 14, 2016 Filing 1341 NOTICE OF APPEARANCE by Jonathan Samuel Kolodner on behalf of Citi Swapco Inc., Citibank, N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc. (Kolodner, Jonathan)
March 14, 2016 Filing 1340 NOTICE OF APPEARANCE by Lev Louis Dassin on behalf of Citi Swapco Inc., Citibank, N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc. (Dassin, Lev)
March 10, 2016 Filing 1339 LETTER addressed to Judge Naomi Reice Buchwald from All Defendants, Exchange-Based Plaintiffs and Lender Plaintiffs dated March 10, 2016 Document filed by All Defendants. (Attachments: #1 Exhibit A, #2 Exhibit B)(Kurtzberg, Joel)
March 9, 2016 Filing 1338 DECLARATION of Michael D. Hausfeld in Support re: #1336 MOTION to Approve OTC Plaintiffs' Motion for Preliminary Approval of Settlement with Barclays Bank plc .. Document filed by City of New Britain, Mayor and City Council of Baltimore. (Scherrer, Hilary)
March 9, 2016 Filing 1337 MEMORANDUM OF LAW in Support re: #1336 MOTION to Approve OTC Plaintiffs' Motion for Preliminary Approval of Settlement with Barclays Bank plc . . Document filed by City of New Britain, Mayor and City Council of Baltimore. (Scherrer, Hilary)
March 9, 2016 Filing 1336 MOTION to Approve OTC Plaintiffs' Motion for Preliminary Approval of Settlement with Barclays Bank plc . Document filed by City of New Britain, Mayor and City Council of Baltimore.(Scherrer, Hilary)
March 9, 2016 ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Notice to Attorney Hilary Kathleen Scherrer to RE-FILE Document #1335 MOTION to Approve OTC Plaintiffs' Motion for Preliminary Approval of Settlement with Barclays Bank plc . ERROR(S): Supporting Documents are filed separately, each receiving their own document #. (db)
March 8, 2016 Filing 1335 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION to Approve OTC Plaintiffs' Motion for Preliminary Approval of Settlement with Barclays Bank plc . Document filed by City of New Britain, Mayor and City Council of Baltimore. (Attachments: #1 Memorandum of Law in Support of Motion for Preliminary Approval of Settlement with Barclays Bank plc, #2 Declaration of Michael D. Hausfeld, #3 Text of Proposed Order)(Scherrer, Hilary) Modified on 3/9/2016 (db).
March 4, 2016 Opinion or Order Filing 1334 ORDER GRANTING OTC PLAINTIFFS' MOTION FOR SUBSTITUTION OF REAL PARTY IN INTEREST: granting #1332 Motion to Substitute Party. Upon consideration of OTC Plaintiffs' Motion for Substitution of Real Party in Interest, and for good cause shown, it is hereby ORDERED that OTC Plaintiffs' motion is GRANTED.The City of New Britain is hereby substituted as the named party plaintiff in place of the City of New Britain Firefighters' and Police Benefit Fund, and the claims of City of New Britain Firefighters' and Police Benefit Fund are hereby dismissed with prejudice. IT IS SO ORDERED. City of New Britain added. City of New Britain Firefighters' and Police Benefit Fund (on behalf of itself and all others similarly situated) terminated. (Signed by Judge Naomi Reice Buchwald on 3/03/16) (ama)
March 3, 2016 Filing 1333 LETTER addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated March 3, 2016 re: In Further Support of Bank of America, N.A.'s Request for Leave to File a Motion to Strike the Class Allegations in the ARM Borrower First Amended Complaint. Document filed by Bank of America, N.A..Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00598-NRB(Burke, Arthur)
March 2, 2016 Filing 1332 CONSENT MOTION to Substitute Party. Old Party: City of New Britain Firefighters' and Police Benefit Fund, New Party: City of New Britain . Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Text of Proposed Order)(Scherrer, Hilary)
March 1, 2016 Filing 1331 LETTER addressed to Judge Naomi Reice Buchwald from David R. Gelfand dated March 1, 2016 re: Reply to Exchange-Based Plaintiffs' 2/19/16 Letter. Document filed by Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A..Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Gelfand, David)
March 1, 2016 Opinion or Order Filing 1330 SEALING ORDER granting (331) Motion to Seal Document in case 1:11-cv-02613-NRB; granting (1329) Motion to Seal Document in case 1:11-md-02262-NRB. This Order addresses the under seal submission by the Exchange-Based Plaintiffs ("Plaintiffs") on February 25, 2016, which Plaintiffs filed in redacted form. [ECF Nos. 1328, 1328-1]. The proposed sealed filing contains references to information that the Chicago Mercantile Exchange designated as Highly Confidential and produced in response to Plaintiffs' third-party subpoena. Plaintiffs' request to file their February 25, 2016 letter, and Appendix A thereto, under seal is Granted. (Signed by Judge Naomi Reice Buchwald on 2/29/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (lmb)
March 1, 2016 Transmission to Sealed Records Clerk. Transmitted re: (332 in 1:11-cv-02613-NRB, 1330 in 1:11-md-02262-NRB) Order on Motion to Seal Document, to the Sealed Records Clerk for the sealing or unsealing of document or case. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(lmb)
February 26, 2016 Filing 1329 LETTER MOTION to Seal Document (330 in 1:11-cv-02613-NRB) Letter,, containing confidential large trader data addressed to Judge Naomi Reice Buchwald from David E. Kovel dated February 26, 2016. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
February 25, 2016 Filing 1328 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated February 25, 2016 re: Response to Defendants' 1/28/16 Letter (ECF No. 1306) and to Defendants' Letter re Supplemental Authority (ECF No. 1324). Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Appendix A)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
February 23, 2016 Opinion or Order Filing 1327 JOINT DISCOVERY SCHEDULING ORDER: Class Defendants' and Class Plaintiffs' June 15, 2016 transaction data discovery is substantially complete, including follow-up discovery related to transaction data and 30(b)(6) depositions. Class Plaintiffs' class certification motions due May 2, 2017. Class Defendants' answering papers due June 30, 2017.Class Plaintiffs' replies due August 5, 2017. (As further set forth in this Order.) Motions due by 5/2/2017. Responses due by 6/30/2017 Replies due by 8/5/2017. Deposition due by 6/15/2016. Discovery due by 6/15/2016. (Signed by Judge Naomi Reice Buchwald on 2/22/2016) Filed In Associated Cases: 1:11-md-02262-NRB et al.(kgo)
February 22, 2016 Filing 1326 LETTER addressed to Judge Naomi Reice Buchwald from William Christopher Carmody, Michael D. Hausfeld and David W. Mitchell dated February 22, 2016 re: Re Response to February 12, 2016 pre-motion letter (ECF 1318). Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore.(Carmody, William)
February 22, 2016 Filing 1325 NOTICE OF APPEARANCE by Francis John Acott on behalf of J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A.. (Acott, Francis)
February 22, 2016 Filing 1324 LETTER addressed to Judge Naomi Reice Buchwald from Jason M. Hall dated 2/22/2016 re: Dkt. No.1306. Document filed by Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse AG, Deutsche Bank AG, HBOS Plc, Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Norinchukin Bank, Portigon AG, Royal Bank of Scotland Group plc, Societe Generale, The Bank of Tokyo Mitsubishi UFJ Ltd..(Hall, Jason)
February 19, 2016 Filing 1323 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated February 19, 2016 re: Response to Rabobank's 1/29/16 Letter (ECF No. 1308). Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Appendix A, #2 Appendix B)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
February 18, 2016 Filing 1322 LETTER addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated February 18, 2016 re: Proposed Scheduling Order. Document filed by Bank of America Corporation, Bank of America, N.A., Citibank, N.A., Citigroup, Inc., Cooperative Centrale Raiffeisenboernleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, JPMorgan Chase & Co., JPMorgan Chase Bank, National Association, Royal Bank of Canada, UBS AG, Bank of America Corporation, Citibank NA, Citigroup Inc., Cooperatieve Centrale Raiffeisenbank B.A., Deutsche Bank AG, J.P. Morgan Chase & Co., JP Morgan Chase Bank, N.A., Bank of America Corporation, Bank of America N.A., Citibank N.A., Citigroup Inc., Cooperative Centrale Raiffeisenboerenleenbank B.A., Bank of America Corporation, Bank of America, N.A., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Bank of America Corporation, Bank of America, N.A., Citibank N.A., Citigroup, Inc., Cooperative Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group, AG, JPMorgan Chase & Co., Royal Bank of Canada. (Attachments: #1 Text of Proposed Order Proposed Joint Discovery Scheduling Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-05723-NRB, 1:13-cv-00598-NRB, 1:13-cv-01016-NRB(Burke, Arthur)
February 18, 2016 Filing 1321 NOTICE OF APPEARANCE by Michael Steven Carnevale on behalf of JPMorgan Chase & Co., JPMorgan Chase Bank N.A.. (Carnevale, Michael)
February 16, 2016 Filing 1320 LETTER addressed to Judge Naomi Reice Buchwald from James R. Martin dated February 16, 2016 re: Direct Action Plaintiff Liaison Counsel Update. Document filed by Direct Action Plaintiffs.(Martin, James)
February 16, 2016 Filing 1319 FILING ERROR - DEFICIENT DOCKET ENTRY - (SEE DOCUMENT #1320) LETTER addressed to Judge Naomi Reice Buchwald from James R. Buchwald dated February 16, 2016 re: Direct Action Plaintiff Liaison Counsel Update. Document filed by Direct Action Plaintiffs.(Martin, James) Modified on 2/16/2016 (lb).
February 12, 2016 Filing 1318 LETTER MOTION for Conference addressed to Judge Naomi Reice Buchwald from Jason M. Hall dated February 12, 2016. Document filed by Credit Suisse AG, Credit Suisse Group, AG, Royal Bank of Canada.(Hall, Jason)
February 9, 2016 Filing 1317 LETTER addressed to Judge Naomi Reice Buchwald from Daniel Alberstone dated February 9, 2016 re: LIBOR-Based Financial Instruments Antitrust Litigation. Document filed by Kenneth W. Coker, Carl A. Payne.(Alberstone, Daniel)
February 9, 2016 Filing 1316 NOTICE OF CHANGE OF ADDRESS by Jennifer Abby Hoffman on behalf of The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation. New Address: Zelle LLP, 45 Broadway, Suite 720, New York, New York, USA 10006, 646-876-4400. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03952-NRB, 1:14-cv-01757-NRB(Hoffman, Jennifer)
February 3, 2016 Filing 1315 LETTER MOTION for Leave to File Motion to Strike The Class Allegations in the ARM borrower First Amended Complaint addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated February 3, 2016. Document filed by Bank of America, N.A., Bank of America, N.A..Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00598-NRB(Burke, Arthur)
February 2, 2016 Filing 1314 NOTICE of Change of Name and Amended Corporate Disclosure Statement. Document filed by Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.. (Gelfand, David)
February 1, 2016 Filing 1313 NOTICE OF APPEARANCE by Jennifer Abby Hoffman on behalf of The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03952-NRB, 1:14-cv-01757-NRB(Hoffman, Jennifer)
February 1, 2016 Filing 1312 LETTER addressed to Judge Naomi Reice Buchwald from Daniel L. Brockett dated February 1, 2016 re: Tolling Argument Raised By Defendants In Connection with OTC Actions (MDL Dkt. 1269). Document filed by Direct Action Plaintiffs.(Brockett, Daniel)
January 31, 2016 Filing 1311 DECLARATION of Jacob J. Waldman concerning service of Complaints. Document filed by PRUDENTIAL CORE TAXABLE MONEY MARKET FUND, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Pennsylvania Intergovernmental Cooperation Authority, The City of Philadelphia. (Attachments: #1 Exhibit A)(Waldman, Jacob)
January 29, 2016 Filing 1310 NOTICE OF APPEARANCE by Jason Michael Hall on behalf of Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC. (Hall, Jason)
January 29, 2016 Filing 1309 LETTER addressed to Judge Naomi Reice Buchwald from Jeremy A. Lieberman dated January 29, 2016 re: in response to Defendants January 15, 2015 letter to the Court regarding the alleged damages suffered by DFG. Document filed by Direcors Financial Group(indiidually and on behalf of all others similarly situated), Direcors Financial Group.Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Lieberman, Jeremy)
January 29, 2016 Filing 1308 LETTER addressed to Judge Naomi Reice Buchwald from David R. Gelfand dated January 29, 2016 re: Request for Premotion Conference. Document filed by Cooperative Centrale Raiffeisen-Boernleenbank B.A..Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Gelfand, David)
January 29, 2016 Filing 1307 NOTICE OF CHANGE OF ADDRESS by Richard James Leveridge on behalf of The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation. New Address: ADAMS HOLCOMB LLP, 1875 EYE STREET, NW, SUITE 810, WASHINGTON, DC, USA 20006, 202-580-8817. (Leveridge, Richard)
January 28, 2016 Filing 1306 LETTER addressed to Judge Naomi Reice Buchwald from Andrew C. Finch dated January 28, 2016 re: Response to Exchange-Based Plaintiffs' January 5, 2016 Letter. Document filed by Citibank NA, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, HBOS plc, HSBC Bank plc, HSBC Holdings plc., J.P. Morgan Chase & Co., JP Morgan Chase Bank, N.A., Lloyds Banking Group plc, Merrill Lynch International, Portigon AG, RBS Securities Inc., Royal Bank of Canada, Royal Bank of Scotland Group plc, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, UBS AG, WestDeutsche Immobilienbank AG, Citibank, N.A., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse AG, Deutsche Bank AG, HSBC Holdings, PLC, ICAP Europe Ltd., ICAP plc, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., LLoyds Bank PLC, RBC Capital Markets, LLC, RBS Securities, Inc., Societe Generale, The Bank of Tokyo Mitsubishi UFJ Ltd., The Royal Bank of Canada, The Royal Bank of Scotland Group plc, Tullett Prebon plc.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Finch, Andrew)
January 27, 2016 Filing 1305 NOTICE of Change of Name and Amended Corporate Disclosure Statement. Document filed by Cooperatieve Centrale Raiffeisenbank B.A.. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Gelfand, David)
January 25, 2016 Filing 1304 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL(CTO-25)transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of North Carolina, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 1/22/2016) (sjo)
January 21, 2016 Filing 1303 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg and Richard Leveridge dated January 21, 2016 re: Spreadsheet listing claims that were dismissed on jurisdictional grounds. Document filed by All Defendants, Direct Action Plaintiffs.(Kurtzberg, Joel)
January 20, 2016 Filing 1302 SEALED DOCUMENT placed in vault.(rz)
January 19, 2016 Filing 1301 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated January 19, 2016 re: Court's January 11, 2016 Letter (ECF No. 1291) Concerning Plaintiffs' Request for Leave to File Third Amended Complaint (ECF No. 1159). Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Exhibit 1, #2 Exhibit 2-A, #3 Exhibit 2-B)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
January 19, 2016 Opinion or Order Filing 1300 ORDER granting #1298 LETTER MOTION to Seal Document Letter Motion to Seal Response to DFG Letter Regarding Damages addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated January 15, 2016. Document filed by Bank of America Corporation, Bank of America, N.A., Bank of Tokyo Mitsubishi UFJ Ltd., Barclays Bank Plc,, Citibank, N.A., Citigroup, Inc., Cooperative Centrale Raiffeisenboernleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS Plc, HSBC Bank Plc, HSBC Holdings plc, JPMorgan Chase & Co., JPMorgan Chase Bank, National Association, Lloyds Banking Group plc, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, UBS AG, WestDeutsche Immobilienbank AG, WestLB AG, Bank of America Corporation, Bank of America N.A., Barklays Bank Plc, Citibank N.A., Citigroup Inc., Cooperative Centrale Raiffeisenboerenleenbank B.A., HBOS Plc., HSBC Bank Plc., HSBC Holdings plc., Lloyds Banking Group plc., Bank Of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., HSBC Holdings, PLC, J.P. Morgan Chase & Co., JPMorgan Chase Bank N.A., JPMorgan Chase Bank National Association, The Royal Bank of Scotland Group PLC. Application granted. (Signed by Judge Naomi Reice Buchwald on 1/19/2016) (rjm)
January 19, 2016 Transmission to Sealed Records Clerk. Transmitted re: #1300 Order on Motion to Seal Document to the Sealed Records Clerk for the sealing or unsealing of document or case. (rjm)
January 15, 2016 Filing 1299 LETTER addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated January 15, 2016 re: (Redacted) Response to Directors Financial Group's December 30, 2015 Letter. Document filed by Bank of America Corporation, Bank of America, N.A., Bank of Tokyo Mitsubishi UFJ Ltd., Barclays Bank Plc,, Citibank, N.A., Citigroup, Inc., Cooperative Centrale Raiffeisenboernleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS Plc, HSBC Bank Plc, HSBC Holdings plc, JPMorgan Chase & Co., JPMorgan Chase Bank, National Association, Lloyds Banking Group plc, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, UBS AG, WestDeutsche Immobilienbank AG, WestLB AG, Bank of America Corporation, Bank of America N.A., Barklays Bank Plc, Citibank N.A., Citigroup Inc., Cooperative Centrale Raiffeisenboerenleenbank B.A., HBOS Plc., HSBC Bank Plc., HSBC Holdings plc., Lloyds Banking Group plc., Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., HSBC Holding plc, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., The Royal Bank of Scotland Group PLC.Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Burke, Arthur)
January 15, 2016 Filing 1298 LETTER MOTION to Seal Document Letter Motion to Seal Response to DFG Letter Regarding Damages addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated January 15, 2016. Document filed by Bank of America Corporation, Bank of America, N.A., Bank of Tokyo Mitsubishi UFJ Ltd., Barclays Bank Plc,, Citibank, N.A., Citigroup, Inc., Cooperative Centrale Raiffeisenboernleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS Plc, HSBC Bank Plc, HSBC Holdings plc, JPMorgan Chase & Co., JPMorgan Chase Bank, National Association, Lloyds Banking Group plc, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, UBS AG, WestDeutsche Immobilienbank AG, WestLB AG, Bank of America Corporation, Bank of America N.A., Barklays Bank Plc, Citibank N.A., Citigroup Inc., Cooperative Centrale Raiffeisenboerenleenbank B.A., HBOS Plc., HSBC Bank Plc., HSBC Holdings plc., Lloyds Banking Group plc., Bank Of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., HSBC Holdings, PLC, J.P. Morgan Chase & Co., JPMorgan Chase Bank N.A., JPMorgan Chase Bank National Association, The Royal Bank of Scotland Group PLC.Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Burke, Arthur)
January 15, 2016 Filing 1297 SECOND AMENDED COMPLAINT amending #666 Amended Complaint,, against Barclays Bank PLC, Deutsche Bank AG, J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., The Royal Bank of Scotland PLC, UBS AG, UBS Limited with JURY DEMAND.Document filed by Capital Ventures International, Darby Financial Products. Related document: #666 Amended Complaint,, filed by Darby Financial Products, Capital Ventures International. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H)(Brockett, Daniel)
January 14, 2016 Opinion or Order Filing 1296 ORDER granting (1252) Letter Motion for Leave to File Document in case 1:11-md-02262-NRB; granting (89) Letter Motion for Leave to File Document in case 1:13-cv-08799-NRB. This Order responds to Darby Financial Products' and Capital Ventures International's (together, the "Darby Plaintiffs") letter of December 8, 2015 (ECF No. 89) requesting leave to amend their complaint, defendants' responsive letter of January 5, 2016 (ECF No. 91) in opposition, and the Darby Plaintiffs' further letter of January 14, 2016 (ECF No. 92). The Darby Plaintiffs request permission to allege termination dates for their swaps in light of this Court's holding in LIBOR IV that plaintiffs alleging fraud-by-omission claims relating to swap terminations must plead the specific termination dates at issue. See 2015 WL 6243526, at *58, 2015 U.S. Dist. LEXIS 147561, at *246-47 (S.D.N.Y. Oct. 20, 2015). In addition, the Proposed Second Amended Complaint ("PSAC") modifies numerous paragraphs to allege that the Darby Plaintiffs not only made inflated payments on their swaps, but also received depressed payments. In response, defendants ask that the Court deny this request because (1) the proposed amendments are untimely; (2) the Darby Plaintiffs seek to add a new legal theory under the guise of "housekeeping"; and (3) allowing the proposed amendments would prejudice the defendants. While the Darby Plaintiffs' application to file yet another amended complaint is granted, the Court must express its frustration and dismay concerning the inability of plaintiffs' counsel in this MDL (and particularly here, where Quinn Emanuel represents plaintiffs in other actions who provided termination dates in their operative complaints) to include allegations that should have been included in the first instance without any decisional guidance from the Court and/or to include allegations clearly required under this Court's earlier rulings. Given the number of years these cases have been pending and the more than 800 pages already written addressing the sufficiency of the numerous complaints, the parties need to recognize that Rule 15 platitudes will not suffice to support yet additional amended pleadings. Plaintiffs have been similarly warned before. See In re LIBOR-Based Fin. Instruments Antitrust Litig., 962 F. Supp. 2d 606, 626 (S.D. N.Y. 2013) ("This is surely a case in which 'the defendants and the Court [are] entitled to the plaintiffs' best effort at presenting their claims in response to the objections raised by the defendants.'" (quoting In re Eaton Vance Mut. Funds Fee Litig., 403 F.Supp.2d 310, 318 (S.D.N.Y.2005) ). (As further set forth in this Order.) (Signed by Judge Naomi Reice Buchwald on 1/14/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-08799-NRB (mro)
January 14, 2016 Filing 1295 LETTER addressed to Judge Naomi Reice Buchwald from William C. Carmody dated January 14, 2016 re: Response to defendants' December 28, 2015 letter (Dkt. No. 1269). Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore.(Carmody, William)
January 14, 2016 Filing 1294 LETTER addressed to Judge Naomi Reice Buchwald from William C. Carmody dated January 14, 2016 re: Response to the defendants' December 18, 2015 letter (Dkt. No. 1264). Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore.(Carmody, William)
January 14, 2016 Filing 1293 LETTER REPLY to Response to Motion addressed to Judge Naomi Reice Buchwald from Daniel L. Brockett dated January 14, 2016 re: (1251 in 1:11-md-02262-NRB, 89 in 1:13-cv-08799-NRB) LETTER MOTION for Leave to File Second Amended Complaint addressed to Judge Naomi Reice Buchwald from Daniel L. Brockett dated December 8, 2015. . Document filed by Capital Ventures International, Darby Financial Products. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-08799-NRB(Brockett, Daniel)
January 12, 2016 Opinion or Order Filing 1292 ORDER: All parties are directed to adhere to the publication restrictions imposed by the Read trial court. Plaintiffs are ordered to serve all Defendants in the Exchange-Based action with unredacted versions of Plaintiffs' January 5, 2016 submissions to the Court. (As further set forth in this Order.) (Signed by Judge Naomi Reice Buchwald on 1/11/2016) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(cdo)
January 11, 2016 Filing 1291 LETTER addressed to Christopher Lovell, David Kovel from Naomi Reice Buchwald, United States District Judge dated 1/11/2016 re: I have received the red-lined version of the Proposed Third Amended Complaint ("PTAC"). However, having also received the letters from seven defense counsel addressing the issue of whether leave to file the PT AC should be granted, I realize that it would be immensely helpful if you could provide a separate, defendant-by-defendant compilation of the new allegations that you propose to add against the existing defendants and proposed new defendants. I am not interested in allegations that appeared in earlier complaints against a particular defendant or broad, undifferentiated allegations applicable to all defendants. As to format, I expect to receive a reprint of all the new allegations, separately organized by defendant and paragraph number. If you have any formatting questions, please call my law clerk, Jeffrey Hughes. In addition, because plaintiffs have chosen to reiterate dismissed claims and allegations against dismissed defendants, they should file a new red-lined version of the PTAC that reflects in blue all allegations related to dismissed claims and dismissed defendants. Please also update the table of contents to conform to the pagination of the red-lined PTAC. Plaintiffs should file the requested materials by January 19, 2016. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (rjm)
January 8, 2016 Filing 1290 NOTICE of of Withdrawal of Appearance re: #1278 Notice of Appearance. Document filed by Mayor and City Council of Baltimore. (Davidow, Joel)
January 8, 2016 Filing 1289 NOTICE of of Withdrawal of Appearance re: #1277 Notice of Appearance. Document filed by Mayor and City Council of Baltimore. (Cuneo, Jonathan)
January 6, 2016 Filing 1288 LETTER addressed to Judge Naomi Reice Buchwald from David E. Kovel dated January 6, 2016 re: Transmittal of Redlined TAC, Proposed Sealing Order, and Copies of Plaintiffs' Letter and Declaration ISO Motion to File TAC. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Exhibit A-1, #2 Exhibit A-2, #3 Exhibit B)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
January 5, 2016 Filing 1287 DECLARATION of David E. Kovel in Support re: (1159 in 1:11-md-02262-NRB, 292 in 1:11-cv-02613-NRB) LETTER MOTION for Conference Requesting Leave to File Exchange-Based Plaintiffs' Proposed Third Amended Complaint addressed to Judge Naomi Reice Buchwald from David E. Kovel and Christopher Lovell dated June 29, 2015.. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
January 5, 2016 Filing 1286 LETTER addressed to Judge Naomi Reice Buchwald from David E. Kovel dated January 5, 2016 re: Response to Defendants' Opposition to Plaintiffs' Request for Leave to File Proposed Third Amended Complaint. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Appendix A)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
January 5, 2016 Filing 1285 LETTER RESPONSE in Opposition to Motion addressed to Judge Naomi Reice Buchwald from Peter Sullivan dated January 5, 2016 re: (1251 in 1:11-md-02262-NRB, 89 in 1:13-cv-08799-NRB) LETTER MOTION for Leave to File Second Amended Complaint addressed to Judge Naomi Reice Buchwald from Daniel L. Brockett dated December 8, 2015. . Document filed by UBS AG. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-08799-NRB(Sullivan, Peter)
January 4, 2016 Filing 1278 NOTICE OF APPEARANCE by Joel Davidow on behalf of Mayor and City Council of Baltimore. (Davidow, Joel)
January 4, 2016 Filing 1277 NOTICE OF APPEARANCE by Jonathan Watson Cuneo on behalf of Mayor and City Council of Baltimore. (Cuneo, Jonathan)
January 4, 2016 Opinion or Order Filing 1276 ORDER granting (1273) LETTER MOTION to Seal Document addressed to Judge Naomi Reice Buchwald from Jeremy A. Lieberman dated 12/30/2015. Document filed by Directors Financial Group (individually and on behalf of all others similarly situated), Directors Financial Group in case 1:11-md-02262-NRB; granting (154) LETTER MOTION to Seal Document addressed to Judge Naomi Reice Buchwald from Jeremy A. Lieberman dated 12/30/2015. Document filed by Directors Financial Group (individually and on behalf of all others similarly situated), Directors Financial Group in case 1:12-cv-05723-NRB; granting (132) LETTER MOTION to Seal Document addressed to Judge Naomi Reice Buchwald from Jeremy A. Lieberman dated 12/30/2015. Document filed by Directors Financial Group (individually and on behalf of all others similarly situated), Directors Financial Group in case 1:13-cv-01016-NRB. So ordered. (Signed by Judge Naomi Reice Buchwald on 1/4/2016). Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB (rjm)
January 4, 2016 Filing 1275 SEALED DOCUMENT placed in vault.(rz)
January 4, 2016 Transmission to Sealed Records Clerk. Transmitted re: (134 in 1:13-cv-01016-NRB, 1276 in 1:11-md-02262-NRB, 156 in 1:12-cv-05723-NRB) Order on Motion to Seal Document to the Sealed Records Clerk for the sealing or unsealing of document or case. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB (rjm)
December 30, 2015 Filing 1274 LETTER addressed to Judge Naomi Reice Buchwald from Jeremy A. Lieberman dated 12/30/2015 re: to put forth certain documents and information concerning loans originated and sold by DFG. Document filed by Direcors Financial Group(indiidually and on behalf of all others similarly situated), Direcors Financial Group. (Attachments: #1 Exhibit)Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Lieberman, Jeremy)
December 30, 2015 Filing 1273 LETTER MOTION to Seal Document addressed to Judge Naomi Reice Buchwald from Jeremy A. Lieberman dated 12/30/2015. Document filed by Direcors Financial Group(indiidually and on behalf of all others similarly situated), Direcors Financial Group.Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Lieberman, Jeremy)
December 29, 2015 Filing 1272 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a conference proceeding held on 12/16/15 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
December 29, 2015 Filing 1271 TRANSCRIPT of Proceedings re: conference held on 12/16/2015 before Judge Naomi Reice Buchwald. Court Reporter/Transcriber: Alena Lynch, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/22/2016. Redacted Transcript Deadline set for 2/1/2016. Release of Transcript Restriction set for 3/31/2016.(McGuirk, Kelly)
December 28, 2015 Filing 1270 LETTER addressed to Judge Naomi Reice Buchwald from Jeremy A. Lieberman dated 12/28/2015 re: response to Defendants December 23, 2015 letter (ECF No. 1266). Document filed by The Berkshire Bank, The Berkshire Bank(Individually and On Behalf of All Others Similarly Situated ).Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Lieberman, Jeremy)
December 28, 2015 Filing 1269 LETTER addressed to Judge Naomi Reice Buchwald from Christian T. Kemnitz dated December 28, 2015 re: In Response to OTC Class Plaintiffs' Letter Dated November 23, 2015. Document filed by Credit Suisse AG, Credit Suisse Group AG, Royal Bank of Canada. (Attachments: #1 Exhibit A Prospectus Filed Nov. 11, 2006)(Kemnitz, Christian)
December 23, 2015 Filing 1268 LETTER addressed to Counsel from United States District Judge Naomi Reice Buchwald dated 12/23/2015 re: In re LIBOR-Based Financial Instruments Antitrust Litigation. (spo)
December 23, 2015 Opinion or Order Filing 1267 ORDER: Plaintiffs' request for the discovery sought in Appendix A of their November 23, 2015 letter is denied. (As further set forth in this Order.) (Signed by Judge Naomi Reice Buchwald on 12/23/2015) Filed In Associated Cases: 1:11-md-02262-NRB et al. (spo)
December 23, 2015 Filing 1266 LETTER addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated December 23, 2015 re: Opposition to the renewed request by Berkshire Bank for a Pre-Motion Conference. Document filed by Bank of America Corporation, Bank of America, N.A., Bank of Tokyo Mitsubishi UFJ Ltd., Barclays Bank Plc,, Citibank, N.A., Citigroup, Inc., Cooperative Centrale Raiffeisenboernleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS Plc, HSBC Bank Plc, HSBC Holdings plc, JPMorgan Chase & Co., JPMorgan Chase Bank, National Association, Lloyds Banking Group plc, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, UBS AG, WestDeutsche Immobilienbank AG, WestLB AG, Bank of America Corporation, Bank of America N.A., Barklays Bank Plc, Citibank N.A., Citigroup Inc., Cooperative Centrale Raiffeisenboerenleenbank B.A., HBOS Plc., HSBC Bank Plc., HSBC Holdings plc., Lloyds Banking Group plc., Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Barclays Bank PLC, Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., HSBC Holding plc, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., The Royal Bank of Scotland Group PLC.Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Burke, Arthur)
December 22, 2015 Filing 1265 LETTER addressed to Judge Naomi Reice Buchwald from Christopher M. Viapiano dated 12.22.2015 re: Response to Exchange-Based Plaintiffs' June 29, 2015 Letter. Document filed by Bank of Tokyo-Mitsubishi UFJ Ltd, The Norinchukin Bank.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Viapiano, Christopher)
December 18, 2015 Filing 1264 LETTER addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated December 18, 2015 re: In Response to OTC Class Plaintiffs' Letter Dated November 23, 2015. Document filed by Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Citibank N.A., Citigroup Inc., Citizens Bank of Massachusetts, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, HSBC Holdings, PLC, J.P. Morgan Chase & Co., JPMorgan Chase Bank, National Association, Lloyds Banking Group PLC, Societe General, Royal Bank of Canada, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, UBS AG, Royal Bank of Scotland Group PLC, WestDeutsche Immobilienbank AG, WestLB AG. (Attachments: #1 Appendix)(Burke, Arthur)
December 18, 2015 Filing 1263 NOTICE OF APPEARANCE by Elizabeth Jane Shutkin on behalf of JPMorgan Chase & Co, JPMorgan Chase Bank N.A.. (Shutkin, Elizabeth)
December 17, 2015 Filing 1262 MEMO ENDORSEMENT on re: (128 in 1:13-cv-01016-NRB, 150 in 1:12-cv-05723-NRB, 1260 in 1:11-md-02262-NRB) Letter, filed by Direcors Financial Group. ENDORSEMENT: Application granted. (Signed by Judge Naomi Reice Buchwald on 12/17/2015) Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(mro)
December 17, 2015 Filing 1261 LETTER addressed to Judge Naomi Reice Buchwald from William Carmody dated December 17, 2015 re: Removing Citizens Bank from Third Consolidated Amended Complaint. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore.(Carmody, William)
December 17, 2015 Filing 1260 LETTER addressed to Judge Naomi Reice Buchwald from Jeremy A. Lieberman dated 12/17/2015 re: to request an extension of time to file documents and information regarding loans purchased and sold by DFG as discussed during the December 7, 2014 4:30 p.m. call with the Court (the December 7 Call).. Document filed by Direcors Financial Group(indiidually and on behalf of all others similarly situated), Direcors Financial Group.Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Lieberman, Jeremy)
December 16, 2015 Minute Entry for proceedings held before Judge Naomi Reice Buchwald: Status Conference held on 12/16/2015. (Harris, Karen)
December 15, 2015 Filing 1259 LETTER RESPONSE in Opposition to Motion addressed to Judge Naomi Reice Buchwald from Andrew C. Finch dated December 15, 2015 re: (1159 in 1:11-md-02262-NRB, 292 in 1:11-cv-02613-NRB) LETTER MOTION for Conference Requesting Leave to File Exchange-Based Plaintiffs' Proposed Third Amended Complaint addressed to Judge Naomi Reice Buchwald from David E. Kovel and Christopher Lovell dated June 29, 2015. . Document filed by Citibank NA, Citigroup Inc., Cooperatieve Centrale Raiffeisenbank B.A., Deutsche Bank AG, HBOS plc, Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Royal Bank of Canada, Royal Bank of Scotland Group plc, Citibank, N.A., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Deutsche Bank AG, LLoyds Bank PLC, RBC Capital Markets, LLC, Royal Bank of Scotland Group plc, The Royal Bank of Scotland plc. (Attachments: #1 Appendix A)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Finch, Andrew)
December 15, 2015 Filing 1258 LETTER addressed to Judge Naomi Reice Buchwald from Steven Wolowitz dated December 15, 2015 re: Response to Exchange-Based Plaintiffs' June 29, 2015 Letter. Document filed by Societe Generale.(Wolowitz, Steven)
December 15, 2015 Filing 1257 LETTER addressed to Judge Naomi Reice Buchwald from Richard J. Leveridge dated December 15, 2015 re: Jurisdictional Discovery. Document filed by Direct Action Plaintiffs.(Leveridge, Richard)
December 14, 2015 Filing 1256 LETTER RESPONSE in Opposition to Motion addressed to Judge Naomi Reice Buchwald from Gregory T. Casamento dated 12/14/2015 re: #1159 LETTER MOTION for Conference Requesting Leave to File Exchange-Based Plaintiffs' Proposed Third Amended Complaint addressed to Judge Naomi Reice Buchwald from David E. Kovel and Christopher Lovell dated June 29, 2015. . Document filed by HSBC Bank PLC, HSBC Holdings PLC. (Casamento, Gregory)
December 14, 2015 Filing 1255 LETTER addressed to Judge Naomi Reice Buchwald from Harry S. Davis dated 12/14/15 re: Exchange Based Plaintiffs' request for leave to amend to add Tullett Prebon plc as a defendant. Document filed by Tullett Prebon plc.(Davis, Harry)
December 11, 2015 Filing 1254 LETTER addressed to Judge Naomi Reice Buchwald from Brian Fraser dated 12/11/2015 Document filed by ICAP plc, ICAP, ICAP Europe Ltd..(Fraser, Brian)
December 10, 2015 Filing 1253 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated December 10, 2015 re: Jurisdictional Discovery. Document filed by Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC.(Kurtzberg, Joel)
December 9, 2015 Filing 1252 LETTER MOTION for Leave to File Second Amended Complaint addressed to Judge Naomi Reice Buchwald from Jeremy A. Lieberman dated 12/09/2015. Document filed by The Berkshire Bank. (Attachments: #1 Supplement Proposed Second Amended Complaint)Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Lieberman, Jeremy)
December 8, 2015 Filing 1251 LETTER MOTION for Leave to File Second Amended Complaint addressed to Judge Naomi Reice Buchwald from Daniel L. Brockett dated December 8, 2015. Document filed by Capital Ventures International, Darby Financial Products. (Attachments: #1 Exhibit Proposed Second Amended Complaint, #2 Exhibit Party correspondence)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-08799-NRB(Brockett, Daniel)
December 7, 2015 Filing 1250 LETTER addressed to Judge Naomi Reice Buchwald from William Carmody dated 12/7/15 re: Responding to Defendants' 11-24-15 letter. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore.(Carmody, William)
December 4, 2015 Filing 1249 LETTER addressed to Judge Naomi Reice Buchwald from Robert F. Wise dated December 4, 2015 re: Regarding Exchange-Based Plaintiffs' June 29, 2015 Letter. Document filed by Merrill Lynch International. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Wise, Robert)
December 1, 2015 Filing 1248 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated December 1, 2015 re: Response to Defendants' 11/23/2015 Letter. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
November 25, 2015 Filing 1247 LETTER addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated November 25, 2015 re: Response to the Lender Plaintiffs' First Amended Consolidated Complaint and Pre-Motion Letter Submitted on Behalf of Berkshire Bank. Document filed by Bank of America Corporation, Bank of America, N.A., Bank of Tokyo Mitsubishi UFJ Ltd., Barclays Bank Plc,, British Bankers Association, Citibank, N.A., Citigroup, Inc., Cooperative Centrale Raiffeisenboernleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS Plc, HSBC Bank Plc, HSBC Holdings plc, JPMorgan Chase & Co., JPMorgan Chase Bank, National Association, Lloyds Banking Group plc, Royal Bank of Canada, The Norinchukin Bank, The Royal Bank of Scotland Group plc, UBS AG, WestDeutsche Immobilienbank AG, WestLB AG, BBA Enterprises, Ltd., BBA Libor, Ltd, Bank Of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Barclays Bank PLC, Citibank N.A., Citigroup Inc, Coperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group, AG, HSBC Holdings plc., J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Norinchukin Bank, The Royal Bank of Scotland Group Plc..Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Burke, Arthur)
November 24, 2015 Filing 1246 LETTER addressed to Judge Naomi Reice Buchwald from Arthur J. Burke dated November 24, 2015 re: Response to the Court's November 5, 2015 Letter. Document filed by Bank of America Corporation, Bank of America, N.A., Barclays Bank Plc,, Citibank, N.A., Citigroup, Inc., Cooperative Centrale Raiffeisenboernleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, JPMorgan Chase & Co., JPMorgan Chase Bank, National Association, Royal Bank of Canada, UBS AG, Bank of America Corporation, Citibank NA, Citigroup Inc., Cooperatieve Centrale Raiffeisenbank B.A., Deutsche Bank AG, J.P. Morgan Chase & Co., JP Morgan Chase Bank, N.A., Bank of America Corporation, Bank of America N.A., Barklays Bank Plc, Citibank N.A., Citigroup Inc., Cooperative Centrale Raiffeisenboerenleenbank B.A., Bank of America Corp., Bank of America, N.A., Barclays Bank PLC, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse AG, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A..Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-05723-NRB, 1:13-cv-00598-NRB, 1:13-cv-01016-NRB(Burke, Arthur)
November 24, 2015 Filing 1245 LETTER addressed to Judge Naomi Reice Buchwald from Richard J. Leveridge dated November 24, 2015 re: the Court's November 5, 2015 letter on class certification briefing and discovery. Document filed by Direct Action Plaintiffs.(Leveridge, Richard)
November 24, 2015 Filing 1244 LETTER addressed to Judge Naomi Reice Buchwald from William Carmody dated 11/24/15 re: the Court's November 5, 2015 letter on class certification briefing and discovery. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Exhibit A)(Carmody, William)
November 24, 2015 Filing 1243 LETTER addressed to Judge Naomi Reice Buchwald from Lawrence E. Jacobs dated November 24, 2015 re: Notice pursuant to Rule 1.12 of the New York Rules of Professional Conduct. Document filed by Bank of America Corporation.(Jacobs, Lawrence)
November 23, 2015 Filing 1242 LETTER MOTION for Discovery addressed to Judge Naomi Reice Buchwald from Richard J. Leveridge dated November 23, 2015. Document filed by Joseph Amabile, Bay Area Toll Authority, CEMA Joint Venture, City of Houston, City of Philadelphia, City of Richmond, City of Riverside, County of Mendocino, County of Sacramento, County of San Diego, County of San Mateo, County of Sonoma, Darby Financial Products, East Bay Municipal Utility District, Federal National Mortgage Association, National Credit Union Administration Board, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Principal Financial Group, Inc., Principal Funds, Inc., Salix Capital US Inc., The City of Philadelphia, The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation, The Regents of the University of California, Triaxx Prime CDO 2006-1 ltd.. (Attachments: #1 Appendix A, #2 Attachment A, #3 Attachment B, #4 Attachment C, #5 Attachment D, #6 Attachment E, #7 Attachment F, #8 Attachment G, #9 Attachment H, #10 Attachment I)(Leveridge, Richard)
November 23, 2015 Filing 1241 LETTER addressed to Judge Naomi Reice Buchwald from Marc J. Gottridge dated 11/23/2015 re: The Court's 11/5/2015 Letter. Document filed by Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, HBOS PLC. (Attachments: #1 Exhibit)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-05723-NRB, 1:13-cv-00598-NRB, 1:13-cv-01016-NRB(Gottridge, Marc)
November 23, 2015 Filing 1240 LETTER addressed to Judge Naomi Reice Buchwald from William Carmody dated 11/23/15 re: Updated Proposed Third Consolidated Amended Complaint and re Clarification of LIBOR V. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: #1 Exhibit A - Proposed Third Consolidated Amended Complaint, #2 Exhibit B - Redlined Proposed Third Consolidated Amended Complaint)(Carmody, William)
November 17, 2015 Filing 1239 LETTER addressed to Judge Naomi Reice Buchwald from Jeremy A. Lieberman dated 11/17/2015 re: Pre-Motion Conference. Document filed by Direcors Financial Group(individually and on behalf of all others similarly situated), Government Development Bank for Puerto Rico, The Berkshire Bank(Individually and On Behalf of All Others Similarly Situated ).Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Lieberman, Jeremy)
November 17, 2015 Filing 1238 AMENDED COMPLAINT amending #836 Amended Complaint,, against Bank of America Corporation, Bank of Tokyo-Mitsubishi UFJ Ltd, Barclays Bank Plc,, Citigroup Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HSBC Holding plc, J.P. Morgan Chase & Co., Lloyds Banking Group plc, Royal Bank of Canada, The Norinchukin Bank, The Royal Bank of Scotland Group plc, UBS AG, WestLB AG.Document filed by The Berkshire Bank(Individually and On Behalf of All Others Similarly Situated ), Direcors Financial Group(individually and on behalf of all others similarly situated), Government Development Bank for Puerto Rico. Related document: #836 Amended Complaint,, filed by Government Development Bank for Puerto Rico, Direcors Financial Group, The Berkshire Bank.(Lieberman, Jeremy)
November 12, 2015 Filing 1237 CLERK'S JUDGMENT: That for the reasons stated in the Court's Memorandum and Order dated November 3, 2015, Highlander Realty is dismissed in its entirety. This judgment shall be reported to the Judicial Panel on Multidistrict Litigation and the United States District Court for the District of Massachusetts. (Signed by Clerk of Court Ruby Krajick on 11/12/2015) (Attachments: #1 Notice of Right to Appeal, #2 Notice of Right to Appeal)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-02343-NRB(dt)
November 12, 2015 Filing 1236 CLERK'S JUDGMENT: That for the reasons stated in the Court's Memorandum and Order dated November 3, 2015, the motions listed in the appendix are terminated; judgment is entered as follows:1.Weglarz and Nagel are dismissed in their entirety. This judgment shall be reported to the judgment to the Judicial Panel on Multidistrict Litigation and the United States District Courts for the Northern District of Illinois (Weglarz) and the Western District of Wisconsin (Nagel).2.Berkshire Bank is dismissed except as to the claims of Directors Financial Group, and is dismissed as to the BBA entities. Berkshire Bank, the Government Development Bank for Puerto Rico, the British Bankers' Association, BBA Enterprises Ltd., and BBA Libor Ltd. are terminated as parties.3. Payne is dismissed except as to plaintiff Rivera's claims against defendant Bank of America, N.A. All other parties are terminated.4.The OTC Plaintiffs are granted leave to amend their consolidated complaint to include claims of SEIU (only against CSGAG or CSAG, and only for claims arising on or after May 13, 2008), Jennie Stuart Medical Center (only against Bank of America, N.A.), and Miami Children's Hospital, but not claims of TCEH or Highlander Realty.5.Highlander Realty is dismissed in its entirety. This judgment shall be reported to the Judicial Panel on Multidistrict Litigation and the United States District Court for the District of Massachusetts. (Signed by Clerk of Court Ruby Krajick on 11/12/2015) (Attachments: #1 Notice of Right to Appeal, #2 Notice of Right to Appeal)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-01198-NRB, 1:13-cv-03010-NRB(dt)
November 5, 2015 Opinion or Order Filing 1235 ENDORSED LETTER addressed to Interim Class Counsel for Over-the-Counter Plaintiffs: William Carmody, Esq., Interim Class Counsel for Exchange-Based Plaintiffs: Christopher Lovell, Esq., and David Kovel, Esq., Interim Class Counsel for Lender Plaintiffs: Marc Gross, Esq., Interim Class Counsel for Mortgagor Plaintiffs: Daniel Alberstone, Esq., Liaison Counsel for Direct Action Plaintiffs: Richard Leveridge, Esq., and Liaison Counsel for Defendants: Robert Wise, Jr., Esq. from Judge Naomi Reice Buchwald dated 11/5/2015 re: While we recognize that some issues generated from the motions to dismiss have yet to be resolved, we do not believe that any prevent this case from moving to the next phase, namely, the determination of whether the cases should proceed as class actions, and if so, what the structure of the classes should be. Accordingly, the Court directs liaison counsel to confer with the hope that counsel can arrive at a mutually agreeable schedule for class-certification discovery and subsequent briefing on the class-certification motions. Liaison counsel should, by November 24, 2015, provide the Court with a schedule agreeable to all parties, or if the parties are unable to agree on a schedule, a letter briefly outlining the disagreements among the parties. ENDORSEMENT: So ordered. (Signed by Judge Naomi Reice Buchwald on 11/5/2015) (tn) Modified on 11/5/2015 (tn).
November 3, 2015 Opinion or Order Filing 1234 MEMORANDUM AND ORDER terminating (242) Motion to Dismiss in case 1:11-cv-02613-NRB; terminating (950) Motion to Dismiss; granting in part and denying in part (958) Motion to Dismiss; granting (964) Motion to Dismiss; granting in part and denying in part (966) Motion to Dismiss; granting (969) Motion to Dismiss; terminating (1191) Letter Motion for Conference in case 1:11-md-02262-NRB; terminating (114) Motion to Dismiss; terminating (139) Letter Motion for Conference in case 1:12-cv-05723-NRB; terminating (108) Motion to Dismiss; terminating (111) Motion to Dismiss in case 1:13-cv-00598-NRB; terminating (95) Motion to Dismiss; terminating (118) Letter Motion for Conference in case 1:13-cv-01016-NRB; granting in part and denying in part (91) Motion to Dismiss in case 1:13-cv-01198-NRB; granting (84) Motion to Dismiss in case 1:13-cv-02343-NRB; temporarily granting in part and denying in part (75) Motion to Dismiss in case 1:13-cv-03010-NRB. The Clerk is directed to terminate the motions listed in the appendix. Weglarz and Nagel are dismissed in their entirety. The Clerk is directed to enter judgment and to report the judgment to the Judicial Panel on Multidistrict Litigation and the United States District Courts for the Northern District of Illinois (Weglarz) and the Western District of Wisconsin (Nagel). Berkshire Bank is dismissed except as to the claims of Directors Financial Group, and is dismissed as to the BBA entities. The Clerk is directed to terminate the Berkshire Bank, the Government Development Bank for Puerto Rico, the British Bankers' Association, BBA Enterprises Ltd., and BBA Libor Ltd. as parties. Payne is dismissed except as to plaintiff Riveras claims against defendant Bank of America, N.A. The Clerk is directed to terminate all other parties. The OTC Plaintiffs are granted leave to amend their consolidated complaint to include claims of SEIU (only against CSGAG or CSAG, and only for claims arising on or after May 13, 2008), Jennie Stuart Medical Center (only against Bank of America, N.A.), and Miami Children's Hospital, but not claims of TCEH or Highlander Realty. Highlander Realty is dismissed in its entirety. The Clerk is directed to enter judgment and to report the judgment to the Judicial Panel on Multidistrict Litigation and the United States District Court for the District of Massachusetts. (As further set forth in this Order.) (Signed by Judge Naomi Reice Buchwald on 11/3/2015) Filed In Associated Cases: 1:11-md-02262-NRB et al. (kgo)
November 3, 2015 Filing 1233 LETTER addressed to Judge Naomi Reice Buchwald from Jeffrey T. Scott dated November 3, 2015 re: Employment of Former Law Clerk. Document filed by Barclays Bank PLC, Barclays Capital (Cayman) Limited, Barclays Capital Inc., Barclays PLC.(Scott, Jeffrey)
November 3, 2015 Transmission to Judgments and Orders Clerk. Transmitted re: #1234 Order on Motion to Dismiss,, Order on Motion for Conference, to the Judgments and Orders Clerk. (kgo)
November 2, 2015 Filing 1232 LETTER addressed to Judge Naomi Reice Buchwald from Christopher M. Viapiano dated November 2, 2015 re: Employment of Former Law Clerk. Document filed by Bank of Tokyo-Mistsubishi UFJ.(Viapiano, Christopher)
October 29, 2015 Opinion or Order Filing 1231 ORDER GRANTING MOTION FOR LEAVE TO WITHDRAW APPEARANCE AS COUNSEL. Having considered the motion of Marc A. Pilotin to withdraw his appearance as counsel for Plaintiffs in the above-captioned actions, the Court GRANTS the motion. Mr. Pilotin's appearance in the above-captioned actions is hereby withdrawn as of the date of this Order. Granting (1227) Motion to Withdraw as Attorney. Attorney Marc Anthony Pilotin terminated in case 1:11-md-02262-NRB; Granting (186) Motion to Withdraw as Attorney. Attorney Marc Anthony Pilotin terminated in case 1:11-cv-06412-NRB; Granting (181) Motion to Withdraw as Attorney. Attorney Marc Anthony Pilotin terminated in case 1:11-cv-06411-NRB; Granting (176) Motion to Withdraw as Attorney. Attorney Marc Anthony Pilotin terminated in case 1:11-cv-06409-NRB; Granting (189) Motion to Withdraw as Attorney. Attorney Marc Anthony Pilotin terminated in case 1:13-cv-07005-NRB. (Signed by Judge Naomi Reice Buchwald on 10/28/2015) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-06409-NRB, 1:11-cv-06411-NRB, 1:11-cv-06412-NRB, 1:13-cv-07005-NRB (rjm)
October 29, 2015 Opinion or Order Filing 1230 ORDER GRANTING MOTION FOR LEAVE TO WITHDRAW APPEARANCE AS COUNSEL. Having considered the motion of Marc A. Pilotin to withdraw his appearance as counsel for Plaintiff Bay Area Toll Authority in the above-captioned action, the Court GRANTS the motion. Mr. Pilotin's appearance in the above-captioned action is hereby withdrawn as of the date of this Order. Granting (1226) Motion to Withdraw as Attorney. Attorney Marc Pilotin terminated for plaintiff Bay Area Toll Authority in case 1:11-md-02262-NRB; Granting (132) Motion to Withdraw as Attorney. Attorney Marc Pilotin terminated for plaintiff Bay Area Toll Authority in case 1:14-cv-03094-NRB. (Signed by Judge Naomi Reice Buchwald on 10/28/2015) Filed In Associated Cases: 1:11-md-02262-NRB, 1:14-cv-03094-NRB (rjm)
October 29, 2015 Opinion or Order Filing 1229 ORDER. We have reviewed the Exchange-Based Plaintiffs' ("plaintiffs") request for leave to move for reconsideration of LIBOR I and LIBOR III in light of the Second Circuit's summary order in BPP Ill., LLC v. Royal Bank of Scotland Group PLC, 603 F. App'x 57 (2d Cir. 2015) or, in the alternative, for certification for interlocutory appeal of this Court's order denying their earlier request for reconsideration and this Court's holding in LIBOR IV regarding the Commodity Exchange Act's limitations period, Letter from Christopher Lovell and David E. Kovel, ECF No. 1214, as well as defendants' letter opposing plaintiffs' requests. Letter from David Sapir Lesser, ECF No. 1223. Plaintiffs' requests are denied substantially for the reasons stated in defendants' letter. IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 10/28/2015) (rjm). Modified on 11/4/2015 (rjm).
October 29, 2015 Filing 1228 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL (CTO-24) transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of North Carolina, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 10/29/2015) (sjo)
October 27, 2015 Filing 1227 MOTION for Marc A. Pilotin to Withdraw as Attorney . Document filed by Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust, The Charles Schwab Corporation, Charles Schwab & Co., Inc., Charles Schwab & Co. Inc.. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-06409-NRB, 1:11-cv-06411-NRB, 1:11-cv-06412-NRB, 1:13-cv-07005-NRB(Pilotin, Marc)
October 27, 2015 Filing 1226 MOTION for Marc A. Pilotin to Withdraw as Attorney . Document filed by Bay Area Toll Authority. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:14-cv-03094-NRB(Pilotin, Marc)
October 27, 2015 Filing 1225 LETTER addressed to Judge Naomi Reice Buchwald from Lawrence E. Jacobs dated 10/27/2015 re: to provide notice pursuant to Rule 1.12 of the New York Rules of Professional Conduct. Document filed by Bank of America Corporation.(Jacobs, Lawrence)
October 26, 2015 Filing 1224 NOTICE OF APPEARANCE by Alexander Nuo Li on behalf of J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A.. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Li, Alexander)
October 23, 2015 Filing 1223 LETTER addressed to Judge Naomi Reice Buchwald from David Sapir Lesser dated October 23, 2015 re: Response to September 30, 2015 letter. Document filed by The Royal Bank of Scotland Group plc.(Lesser, David)
October 20, 2015 Filing 1284 INTERNET CITATION NOTE: Material from decision with Internet citation re: #1222 Order, #1221 Order. (Attachments: #1 internet citation) (fk)
October 20, 2015 Filing 1283 INTERNET CITATION NOTE: Material from decision with Internet citation re: #1222 Order, #1221 Order. (Attachments: #1 internet citation) (fk)
October 20, 2015 Filing 1282 INTERNET CITATION NOTE: Material from decision with Internet citation re: #1222 Order, #1221 Order. (fk)
October 20, 2015 Filing 1281 INTERNET CITATION NOTE: Material from decision with Internet citation re: #1222 Order, #1221 Order. (Attachments: #1 internet citation) (fk)
October 20, 2015 Filing 1280 INTERNET CITATION NOTE: Material from decision with Internet citation re: #1222 Order #1221 Order. (Attachments: #1 internet citation) (fk)
October 20, 2015 Filing 1279 INTERNET CITATION NOTE: Material from decision with Internet citation re: #1222 Order, #1221 Order. (Attachments: #1 internet citation, #2 internet citation) (fk)
October 20, 2015 Opinion or Order Filing 1222 AMENDED MEMORANDUM AND ORDER: The foregoing opinion resolves the motions to dismiss the Individual Plaintiffs' complaints (listed in Appendix). Because no complaint is dismissed in its entirety, we do not anticipate entering partial judgment or certifying interlocutory appeal on any aspect of this opinion. The Individual Plaintiffs and defendants are directed to supply the charts described supra at 91 and 105. The Clerk shall terminate the following defendants herein, against whom all claims appear to be dismissed on the merits or on statute of limitations grounds. We will direct the Clerk to terminate other defendants on jurisdictional grounds after we receive the parties' submissions regarding personal jurisdiction. (Signed by Judge Naomi Reice Buchwald on 10/19/2015) Filed In Associated Cases: 1:11-md-02262-NRB et al.(kgo)
October 20, 2015 Opinion or Order Filing 1221 MEMORANDUM: Having considered the parties letters of August 28, 2015, ECF No. 1188, September 11, 2015, ECF No. 1195, and September 18, 2015, ECF No. 1204, addressing asserted errors in LIBOR IV, this Court is today issuing an amended LIBOR IV Memorandum and Order. To assist the parties in identifying the substantive changes (as opposed to changes to pagination), attached to this Memorandum are red-lined pages showing the changes made in response to the above-mentioned letters. (Signed by Judge Naomi Reice Buchwald on 10/19/2015) Filed In Associated Cases: 1:11-md-02262-NRB et al.(kgo)
October 19, 2015 Opinion or Order Filing 1220 MEMO ENDORSEMENT on re: (125 in 1:14-cv-01757-NRB, 107 in 1:13-cv-06020-NRB, 79 in 1:14-cv-04189-NRB, 1182 in 1:11-md-02262-NRB) LETTER addressed to Judge Naomi Reice Buchwald from Daniel L. Brockett dated August 20, 2015 re: ECF Notice of Libor IV Order. Document filed by PRUDENTIAL CORE TAXABLE MONEY MARKET FUND, PRUDENTIAL INVESTMENT PORTFOLIOS 2, The City of Philadelphia, The Pennsylvania Intergovernmental Cooperation Authority. ENDORSEMENT: So ordered. (Signed by Judge Naomi Reice Buchwald on 10/19/2015) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06020-NRB, 1:14-cv-01757-NRB, 1:14-cv-04189-NRB (rjm)
October 15, 2015 Opinion or Order Filing 1219 MEMO ENDORSEMENT on NOTICE OF WITHDRAWAL OF COUNSEL. ENDORSEMENT: SO ORDERED. Attorney Jessica Lillian Brach terminated. (Signed by Judge Naomi Reice Buchwald on 10/14/2015) (tn)
October 15, 2015 Opinion or Order Filing 1218 ORDER FOR ADMISSION PRO HAC VICE granting (1201) Motion for Chris R. Baker to Appear Pro Hac Vice in case 1:11-md-02262-NRB; granting (109) Motion for Chris R. Baker to Appear Pro Hac Vice in case 1:13-cv-06020-NRB; granting (82) Motion for Chris R. Baker to Appear Pro Hac Vice in case 1:13-cv-08799-NRB; granting (82) Motion for Chris R. Baker to Appear Pro Hac Vice in case 1:14-cv-04189-NRB. (Signed by Judge Naomi Reice Buchwald on 10/14/2015) ***As per chambers, Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06020-NRB, 1:13-cv-08799-NRB, 1:14-cv-04189-NRB, and 1:13-cv-04018-NRB (tn)
October 15, 2015 Filing 1217 ENDORSED LETTER addressed to Judge Naomi Reice Buchwald from Jonathan D. Schiller dated 9/21/2015 re: I respectfully request that Robert B. Silver be removed as counsel of record for Defendants Barclays Capital Inc., Barclays U.S. Funding LLC, Barclays PLC, and Barclays Bank PLC in the above-captioned action and related cases. ENDORSEMENT: This application is granted. (Signed by Judge Naomi Reice Buchwald on 10/14/2015) Filed In Associated Cases: 1:11-md-02262-NRB et al. Attorney terminated only in cases he was listed in: 11md2262, 12-6693, 12-5723, 12-5822, 12-6056. (rjm)
October 8, 2015 Filing 1216 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL(CTO-23) transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of North Carolina, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 10/8/2015) (sjo)
October 6, 2015 Filing 1215 LETTER addressed to Judge Naomi Reice Buchwald from Richard J. Leveridge dated 10/06/2015 re: Direct Action Plaintiffs and Defendants status report on the spreadsheet listing claims that were dismissed on personal jurisdiction grounds. Document filed by Direct Action Plaintiffs.(Leveridge, Richard)
September 30, 2015 Filing 1214 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated September 30, 2015 re: Request for Pre-Motion Conference. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
September 30, 2015 Filing 1213 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated September 30, 2015 re: Response to OTC Plaintiffs' September 17, 2015 letter. Document filed by Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International.(Kurtzberg, Joel)
September 30, 2015 Filing 1212 LETTER addressed to Judge Naomi Reice Buchwald from David Sapir Lesser dated 9/30/2015 re: Response to the OTC Plaintiffs' contention in their September 17, 2015 letter [MDL ECF No. 1202]. Document filed by Citizens Bank, N.A., The Royal Bank of Scotland Group plc.(Lesser, David)
September 28, 2015 Filing 1211 SEALED DOCUMENT placed in vault.(rz)
September 28, 2015 Filing 1210 DECLARATION of David E. Kovel in Opposition re: (242 in 1:11-cv-02613-NRB) JOINT MOTION to Dismiss the Putative Class Action Complaints., (966 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss The Putative Class Action Complaints.. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Exhibit 1, #2 Exhibit 2)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
September 28, 2015 Filing 1209 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated September 28, 2015 re: Redactions pursuant to 9/25/15 Order. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
September 28, 2015 Opinion or Order Filing 1208 ORDER GRANTING MOTION TO WITHDRAW AS COUNSEL in case 1:11-cv-02613-NRB; granting (1203) Motion to Withdraw as Attorney. IT IS HEREBY ORDERED that the motion of James D. Miller to withdraw as counsel for the RBS Defendants is granted and Mr. Miller's appearance is withdrawn as of the date of this Order. Attorney James Drew Miller terminated in case 1:11-md-02262-NRB. (Signed by Judge Naomi Reice Buchwald on 9/21/2015) Filed In Associated Cases: 1:11-md-02262-NRB et al. (spo)
September 28, 2015 Filing 1207 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated September 9, 2015 re: Redactions pursuant to 9/25/15 Order. Document filed by Credit Suisse Group AG.(Kurtzberg, Joel)
September 25, 2015 Opinion or Order Filing 1206 ORDER: All parties are directed to adhere to the publication restrictions imposed by the Hayes trial court. Plaintiffs are ordered to serve all Defendants in the Exchange-Based action with unredacted versions of Plaintiffs' August 27, 2015 submissions to the Court. Plaintiffs and Defendants are directed to publicly file their respective August 27, 2015 and September 9, 2015 submissions with the Court redacting only those portions that directly reference or attach excerpts from the Hayes trial transcripts. (As further set forth in this Order.) (Signed by Judge Naomi Reice Buchwald on 9/24/2015) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(kko)
September 22, 2015 Filing 1205 LETTER addressed to Judge Naomi Reice Buchwald from Andrew C. Finch dated September 22, 2015 re: Grid containing plaintiffs' trader-based manipulation claims and Deutsche Bank's response. Document filed by Deutsche Bank AG. (Attachments: #1 Grid containing plaintiffs' trader-based manipulation claims and Deutsche Bank's response)(Finch, Andrew)
September 18, 2015 Filing 1204 LETTER addressed to Judge Naomi Reice Buchwald from Nanci E. Nishimura dated September 18, 2015 re: Defendants' August 28, 2015 Letter to the Court. Document filed by City of Richmond, City of Riverside, County of Mendocino, County of Sacramento, County of San Diego, County of San Mateo, County of Sonoma, East Bay Municipal Utility District, San Diego Association of Governments, San Mateo Couty Joint Powers Financing Authority, Successor Agency to the Richmond Community Redevelopment Agency, David E. Sundstrom, The Regents of the University of California, The Richmond Joint Powers Financing Authority, The Riverside Public Financing Authority.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Nishimura, Nanci)
September 18, 2015 Filing 1203 MOTION for James D. Miller to Withdraw as Attorney . Document filed by RBS Citizens, N.A., Royal Bank of Scotland Group plc. (Attachments: #1 Text of Proposed Order)(Miller, James)
September 17, 2015 Filing 1202 LETTER addressed to Judge Naomi Reice Buchwald from William C. Carmody dated September 17, 2015 re: Addressing questions re Defendant's Motion to Dismiss. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore.(Carmody, William)
September 17, 2015 Filing 1201 MOTION for Chris R. Barker to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11400253. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by PRUDENTIAL CORE TAXABLE MONEY MARKET FUND, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Capital Ventures International, Darby Financial Products, Salix Capital US Inc., The City of Philadelphia, The Pennsylvania Intergovernmental Cooperation Authority. (Attachments: #1 Exhibit Certificates of Good Standing, #2 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06020-NRB, 1:13-cv-08799-NRB, 1:14-cv-04189-NRB(Barker, Christopher)
September 17, 2015 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. (1201 in 1:11-md-02262-NRB, 109 in 1:13-cv-06020-NRB, 82 in 1:14-cv-04189-NRB, 82 in 1:13-cv-08799-NRB) MOTION for Chris R. Barker to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11400253. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06020-NRB, 1:13-cv-08799-NRB, 1:14-cv-04189-NRB(bcu)
September 16, 2015 Filing 1200 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a ARGUMENT proceeding held on 8/20/2015 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
September 16, 2015 Filing 1199 TRANSCRIPT of Proceedings re: ARGUMENT held on 8/20/2015 before Judge Naomi Reice Buchwald. Court Reporter/Transcriber: Pamela Utter, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 10/13/2015. Redacted Transcript Deadline set for 10/22/2015. Release of Transcript Restriction set for 12/18/2015.(McGuirk, Kelly)
September 15, 2015 Opinion or Order Filing 1198 ORDER granting #1197 LETTER MOTION for Extension of Time to File a grid containing plaintiffs' trader-based manipulation claims and Deutsche Bank's response addressed to Judge Naomi Reice Buchwald from Andrew Finch dated September 15, 2015. Document filed by Deutsche Bank AG. Unopposed application granted. (Signed by Judge Naomi Reice Buchwald on 9/15/2015) (rjm)
September 15, 2015 Filing 1197 LETTER MOTION for Extension of Time to File a grid containing plaintiffs' trader-based manipulation claims and Deutsche Bank's response addressed to Judge Naomi Reice Buchwald from Andrew Finch dated September 15, 2015. Document filed by Deutsche Bank AG.(Finch, Andrew)
September 14, 2015 Filing 1196 REPLY MEMORANDUM OF LAW in Support re: (1178 in 1:11-md-02262-NRB, 1178 in 1:11-md-02262-NRB, 168 in 1:13-cv-03952-NRB, 168 in 1:13-cv-03952-NRB) MOTION for Reargument re: (1164 in 1:11-md-02262-NRB, 1164 in 1:11-md-02262-NRB) Order, Add and Terminate Parties,,,,,,,,,,,, . MOTION for Reconsideration re; (1164 in 1:11-md-02262-NRB, 1164 in 1:11-md-02262-NRB) Order, Add and Terminate Parties,,,,,,,,,,,, of LIBOR IV's Dismissal of The Federal Home Loan Mortgage Corporation's State Law Fraud Claims. . Document filed by The Federal Home Loan Mortgage Corporation. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03952-NRB(Leveridge, Richard)
September 11, 2015 Filing 1195 LETTER addressed to Judge Naomi Reice Buchwald from Daniel L. Brockett dated September 11, 2015 re: Defendants' August 28, 2015 Letter to the Court. Document filed by PRUDENTIAL CORE TAXABLE MONEY MARKET FUND, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Capital Ventures International, Darby Financial Products, Salix Capital US Inc.. (Attachments: #1 Appendix Tables A-D)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-08799-NRB, 1:14-cv-04189-NRB(Brockett, Daniel)
September 9, 2015 Filing 1194 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated September 9, 2015 re: Supplement to Request to File Under Seal and to Amend Complaint. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
September 9, 2015 Filing 1193 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated September 9, 2015 re: Request to file under seal. Document filed by Credit Suisse Group AG.(Kurtzberg, Joel)
September 4, 2015 Filing 1192 MEMORANDUM OF LAW in Opposition re: (1178 in 1:11-md-02262-NRB, 1178 in 1:11-md-02262-NRB, 168 in 1:13-cv-03952-NRB, 168 in 1:13-cv-03952-NRB) MOTION for Reargument re: (1164 in 1:11-md-02262-NRB, 1164 in 1:11-md-02262-NRB) Order, Add and Terminate Parties,,,,,,,,,,,, . MOTION for Reconsideration re; (1164 in 1:11-md-02262-NRB, 1164 in 1:11-md-02262-NRB) Order, Add and Terminate Parties,,,,,,,,,,,, of LIBOR IV's Dismissal of The Federal Home Loan Mortgage Corporation's State Law Fraud Claims. . Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, Bank of America Corporation, Bank of America, N.A., Barclays Bank plc, British Bankers' Association, Citibank, N.A., Citigroup, Inc., Cooperative Centrale Raiffeisen-Boerenleenbank, B.A., Credit Suisse Group AG, Credit Suisse International, Deutsche Bank AG, HBOS PLC, HSBC Bank USA, N.A., HSBC Holdings plc, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Banking Group, PLC, Lloyds TSB Bank PLC, Portigon AG, Royal Bank of Canada, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group plc, The Royal Bank of Scotland PLC, UBS AG. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03952-NRB(Wise, Robert)
September 4, 2015 Filing 1191 LETTER MOTION for Conference addressed to Judge Naomi Reice Buchwald from Jeremy A. Lieberman dated September 4, 2015. Document filed by Direcors Financial Group, Government Development Bank for Puerto Rico, The Berkshire Bank.Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Lieberman, Jeremy)
September 1, 2015 Filing 1190 LETTER addressed to Judge Naomi Reice Buchwald from Robert F. Wise dated September 1, 2015 re: Response to the Letter from the Adjustable-Rate Mortgageholder Plaintiffs. Document filed by Bank of America, N.A., Bank of America, N.A..Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00598-NRB(Wise, Robert)
September 1, 2015 Filing 1189 LETTER addressed to Judge Naomi Reice Buchwald from Gregory T. Casamento dated 09/01/2015 re: Defendant's Motion to Dismiss concerning Philip Maresca. Document filed by HSBC Bank plc, HSBC Holdings PLC.(Casamento, Gregory)
August 28, 2015 Filing 1188 LETTER addressed to Judge Naomi Reice Buchwald from Fraser L. Hunter, Jr. dated 8/28/2015 re: Oversights or Omissions in LIBOR IV Order. Document filed by Citizens Bank, N.A., RBS Securities, Inc., The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland PLC.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Hunter, Fraser)
August 27, 2015 Filing 1187 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated August 27, 2015 re: Request to File Under Seal. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
August 25, 2015 Filing 1186 LETTER addressed to Judge Naomi Reice Buchwald from Daniel Alberstone dated August 25, 2015 re: Advise the Court re Plaintiff Philip Maresca. Document filed by Kenneth W. Coker, Carl A. Payne.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00598-NRB(Alberstone, Daniel)
August 25, 2015 Filing 1185 CLERK'S JUDGMENT: That for the reasons stated in the Court's Order dated August 20, 2015, Defendants' motion ECF No. 974, filed in 11 MDL 2262 is granted; ECF No. 31 filed 14 Civ. 7720 is granted; and the Goldsledger action 14 Civ. 7720 is dismissed. (Signed by Clerk of Court Ruby Krajick on 8/25/2015) (Attachments: #1 Notice of Right to Appeal, #2 Notice of Right to Appeal)Filed In Associated Cases: 1:11-md-02262-NRB, 1:14-cv-07720-NRB(dt)
August 20, 2015 Minute Entry for proceedings held before Judge Naomi Reice Buchwald: Oral Argument held on 8/20/2015 re: #1162 Order, Set Hearings,,. (Harris, Karen)
August 20, 2015 Opinion or Order Filing 1184 MEMO ENDORSEMENT on re: (297 in 1:11-cv-02613-NRB, 1181 in 1:11-md-02262-NRB) LETTER addressed to Judge Naomi Reice Buchwald from David E. Kovel dated August 19, 2015 re: Transmittal of Proposed Subpoena to CME. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICA V, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. ENDORSEMENT: So ordered. (Signed by Judge Naomi Reice Buchwald on 8/20/2015). Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (rjm)
August 20, 2015 Opinion or Order Filing 1183 ORDER. For the reasons stated today in open court, the Goldsleger action is hereby dismissed. The Clerk of Court shall enter judgment and close the following motions: 11 MDL 2262, ECF No. 974 (granted by this Order); 14 Civ. 7720, ECF No. 30 (mis-filed in Goldsleger); 14 Civ. 7720, ECF No. 31 (granted by this Order). It is so ordered. (Signed by Judge Naomi Reice Buchwald on 8/20/2015) Filed In Associated Cases: 1:11-md-02262-NRB, 1:14-cv-07720-NRB (rjm)
August 20, 2015 Filing 1182 LETTER addressed to Judge Naomi Reice Buchwald from Daniel L. Brockett dated August 20, 2015 re: ECF Notice of Libor IV Order. Document filed by PRUDENTIAL CORE TAXABLE MONEY MARKET FUND, PRUDENTIAL INVESTMENT PORTFOLIOS 2, The City of Philadelphia, The Pennsylvania Intergovernmental Cooperation Authority.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06020-NRB, 1:14-cv-01757-NRB, 1:14-cv-04189-NRB(Brockett, Daniel)
August 19, 2015 Filing 1181 LETTER addressed to Judge Naomi Reice Buchwald from David E. Kovel dated August 19, 2015 re: Transmittal of Proposed Subpoena to CME. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Exhibit A)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
August 19, 2015 Opinion or Order Filing 1180 ORDER FOR ADMISSION PRO HAC VICE OF STEVEN M. JODLOWSKI granting #1177 Motion for Steven M. Jodlowski to Appear Pro Hac Vice. (Signed by Judge Naomi Reice Buchwald on 8/19/2015) (rjm)
August 19, 2015 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #1177 AMENDED MOTION for Steven M. Jodlowski to Appear Pro Hac Vice on Behalf of SEIU Pension Plans Master Trust. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
August 18, 2015 Filing 1179 MEMORANDUM OF LAW in Support re: (1178 in 1:11-md-02262-NRB, 1178 in 1:11-md-02262-NRB, 168 in 1:13-cv-03952-NRB, 168 in 1:13-cv-03952-NRB) MOTION for Reargument re: (1164 in 1:11-md-02262-NRB, 1164 in 1:11-md-02262-NRB) Order, Add and Terminate Parties,,,,,,,,,,,, . MOTION for Reconsideration re; (1164 in 1:11-md-02262-NRB, 1164 in 1:11-md-02262-NRB) Order, Add and Terminate Parties,,,,,,,,,,,, of LIBOR IV's Dismissal of The Federal Home Loan Mortgage Corporation's State Law Fraud Claims. . Document filed by The Federal Home Loan Mortgage Corporation. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03952-NRB(Leveridge, Richard)
August 18, 2015 Filing 1178 MOTION for Reargument re: (1164 in 1:11-md-02262-NRB, 1164 in 1:11-md-02262-NRB) Order, Add and Terminate Parties,,,,,,,,,,,, ., MOTION for Reconsideration re; (1164 in 1:11-md-02262-NRB, 1164 in 1:11-md-02262-NRB) Order, Add and Terminate Parties,,,,,,,,,,,, of LIBOR IV's Dismissal of The Federal Home Loan Mortgage Corporation's State Law Fraud Claims. Document filed by The Federal Home Loan Mortgage Corporation.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03952-NRB(Leveridge, Richard)
August 18, 2015 Filing 1177 AMENDED MOTION for Steven M. Jodlowski to Appear Pro Hac Vice on Behalf of SEIU Pension Plans Master Trust. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by SEIU Pension Plans Master Trust. (Attachments: #1 Certificate of Good Standing for Steven Michael Jodlwoski from the Supreme Court of the State of California, #2 [Proposed] Order for Admission Pro Hac Vice for Steven M. Jodlowski)(Mitchell, David)
August 18, 2015 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #1175 MOTION for Steven M. Jodlowski to Appear Pro Hac Vice on Behalf of Plaintiff SEIU Pension Plans Master Trust. Filing fee $ 200.00, receipt number 0208-11286083. Motion and supporting papers to be reviewed by Clerk.. The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of California;. Re-file the motion as a Corrected Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (wb)
August 17, 2015 Opinion or Order Filing 1176 MEMO ENDORSEMENT on re: #1174 LETTER addressed to Judge Naomi Reice Buchwald from Jeffrey L. Haberman dated 8/14/2015 re: Extension of time to serve Defendants with a grid containing plaintiffs' trader-based manipulation claims against Deutsche Bank. Document filed by 30 3 Proprietary Trading LLC, Joseph Amabile, Louie Amabile, Norman Byster, Michael Cahill, Richard Deogracias, Marc Federighi, Scott Federighi, Robert Furlong, David Gough, Brian Haggerty, John Henderson, David Klusendorf, Ronald Krug, Christopher Lang, John Monckton, Philip Olson, Brett Pankau, Nicholas Pesa, Eduardo Restani, Margery Teller, David Vecchione, Randall Williams. ENDORSEMENT: Application granted. So ordered. (Signed by Judge Naomi Reice Buchwald on 8/17/2015) (rjm).
August 17, 2015 Filing 1175 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Steven M. Jodlowski to Appear Pro Hac Vice on Behalf of Plaintiff SEIU Pension Plans Master Trust. Filing fee $ 200.00, receipt number 0208-11286083. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by SEIU Pension Plans Master Trust. (Attachments: #1 Certificate of Good Standing, #2 Proposed Order)(Mitchell, David) Modified on 8/18/2015 (wb).
August 14, 2015 Filing 1174 LETTER addressed to Judge Naomi Reice Buchwald from Jeffrey L. Haberman dated 8/14/2015 re: Extension of time to serve Defendants with a grid containing plaintiffs' trader-based manipulation claims against Deutsche Bank.. Document filed by 303 Proprietary Trading LLC, Joseph Amabile, Louie Amabile, Norman Byster, Michael Cahill, Richard Deogracias, Marc Federighi, Scott Federighi, Robert Furlong, David Gough, Brian Haggerty, John Henderson, David Klusendorf, Ronald Krug, Christopher Lang, John Monckton, Philip Olson, Brett Pankau, Nicholas Pesa, Eduardo Restani, Margery Teller, David Vecchione, Randall Williams.(Haberman, Jeffrey)
August 13, 2015 Opinion or Order Filing 1173 ORDER FOR ADMISSION PRO HAC VICE granting #204 Motion for Drew D. Hansen to Appear Pro Hac Vice. (Signed by Judge Naomi Reice Buchwald on 8/12/2015) (ajs)
August 13, 2015 Opinion or Order Filing 1172 ORDER: In this context, it would not be efficient to enter partial judgment against Freddie Mac. In order to consider Freddie Mac's arguments together with the arguments that have already been briefed, the Circuit would have to accept supplemental briefing in the present appeal (perhaps delaying oral argument even further) or would have to accept separate briefing and argument on a tandem case whose briefing could easily take much longer than the standard expedited appeals procedure calls for. We do not believe that it is appropriate for us to so interfere with the Circuit's calendar. Furthermore, Freddie Mac has consistently portrayed its arguments as materially different from those of the consolidated Gelboim appellants. To the extent that Freddie Mac's antitrust claims are truly different from those of the other plaintiffs, an immediate appeal would distract from the arguments that are already before the Circuit. The bottom line is Freddie Mac made a strategic decision. If Freddie Mac had wished to present its supposedly distinctive arguments to the Circuit, Freddie Mac could have sought partial judgment along with other plaintiffs or could have filed an amicus brief in Gelboim. Having determined not to do so, Freddie Mac must now follow the usual course and wait for final judgment to appeal to the proper Court of Appeals. For the foregoing reasons, Freddie Mac's application (ECF No. 1168) is denied. (As further set forth in this Order.) (Signed by Judge Naomi Reice Buchwald on 8/13/2015) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03952-NRB(kko)
August 11, 2015 Opinion or Order Filing 1171 ORDER TO ADMIT COUNSEL PRO HAC VICE granting #1167 Motion for Daniel A. Edelman to Appear Pro Hac Vice. (Signed by Judge Naomi Reice Buchwald on 8/11/2015) Copies Sent By Chambers. (spo)
August 11, 2015 Opinion or Order Filing 1170 ORDER GRANTING MOTION TO WITHDRAW AS COUNSEL granting #1166 Motion to Withdraw as Attorney. IT IS HEREBY ORDERED that the motion of Alejandra de Urioste to withdraw as counsel for the RBS Defendants is granted, and Ms. de Urioste's appearance is withdrawn as of the date of this Order. Attorney Alejandra de Urioste terminated. (Signed by Judge Naomi Reice Buchwald on 8/10/2015) (spo)
August 10, 2015 Filing 1169 DECLARATION of Usher T. Winslett in Support re: (969 in 1:11-md-02262-NRB) MOTION to Dismiss Weglarz first consolidated complaint (EFC Doc. No. 835).. Document filed by National Collegiate Student Loan Trust 2007-1. (Attachments: #1 Exhibit copy of the Complaint, without Appendices, #2 Exhibit copy Appendix A to the Complaint, #3 Exhibit copy Appendix B to the Complaint, #4 Exhibit copy Appendix C to the Complaint, #5 Exhibit copy Appendix D to the Complaint, #6 Exhibit copy Appendix E to the Complaint, #7 Exhibit copy Appendix F to the Complaint)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-01198-NRB(Winslett, Usher)
August 7, 2015 Filing 1168 LETTER addressed to Judge Naomi Reice Buchwald from James R. Martin dated August 7, 2015 re: Request for Rule 54(b) certification. Document filed by The Federal Home Loan Mortgage Corporation. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03952-NRB(Martin, James)
August 7, 2015 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #1167 MOTION for DANIEL A. EDELMAN to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11247964. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
August 6, 2015 Filing 1167 MOTION for DANIEL A. EDELMAN to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11247964. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Stephanie Nagel, Jerry Weglarz, Nathan Weglarz.(Hardy, Tiffany)
August 6, 2015 Filing 1166 MOTION for Alejandra de Urioste to Withdraw as Attorney . Document filed by RBS Citizens, N.A., The Royal Bank of Scotland Group plc, The Royal Bank of Scotland plc. (Attachments: #1 Text of Proposed Order)(de Urioste, Alejandra)
August 4, 2015 Opinion or Order Filing 1165 ORDER denying (237) Motion to Approve; denying (247) Letter Motion for Conference; denying (287) Letter Motion for Conference in case 1:11-cv-02613-NRB; denying (953) Motion to Approve; denying (1001) Letter Motion for Conference; denying (1142) Letter Motion for Conference in case 1:11-md-02262-NRB. For the reasons stated in LIBOR IV, slip op. at 28, the Exchange-Based Plaintiffs' pending motions relating to their settlement and BPP Illinois are denied without prejudice. The Clerk shall terminate docket entries 953, 1001, and 1142 in the MDL case and docket entries 237, 247, and 287 in the individual case. (Signed by Judge Naomi Reice Buchwald on 8/4/2015) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (kl)
August 4, 2015 Opinion or Order Filing 1164 MEMORANDUM AND ORDER: The foregoing opinion resolves the motions to dismiss the Individual Plaintiffs' complaints (listed in Appendix). Because no complaint is dismissed in its entirety, we do not anticipate entering partial judgment or certifying interlocutory appeal on any aspect of this opinion. The Individual Plaintiffs and defendants are directed to supply the charts described supra at 91 and 105. The Clerk shall terminate the following defendants, against whom all claims appear to be dismissed on the merits or on statute of limitations grounds. We will direct the Clerk to terminate other defendants on jurisdictional grounds after we receive the parties' submissions regarding personal jurisdiction. (As further set forth in this Order) Citigroup Financial Products, Inc., Citigroup Global Markets Inc, Citigroup Global Markets, Inc., Citigroup Global Markets, Inc., Credit Suisse (USA) Inc., Credit Suisse Group International, Credit Suisse Securities (USA) L.L.C., Credit Suisse Securities (USA) LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Deutsche Bank Securities, Inc., HSBC Securities (USA) Inc., J.P Morgan Securities LLC, J.P. Morgan Securities, LLC, J.P. Morgan Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., RBC Capital Markets L.L.C., RBS Securities Inc., RBS Securities, Inc., RBS Securities, Inc., UBS Securities LLC, UBS Securities LLC, UBS Securities LLC, BBA Libor Ltd. and British Bankers Association terminated. Party Salix Capital Ltd. terminated. (Signed by Judge Naomi Reice Buchwald on 8/4/2015) Filed In Associated Cases: 1:11-md-02262-NRB et al.(kl) Modified on 8/4/2015 (kl).
July 31, 2015 Filing 1163 RESPONSE re: (292 in 1:11-cv-02613-NRB) LETTER MOTION for Conference Requesting Leave to File Exchange-Based Plaintiffs' Proposed Third Amended Complaint addressed to Judge Naomi Reice Buchwald from David E. Kovel and Christopher Lovell dated June 29, 2015. . Document filed by HBOS plc, Lloyds Banking Group plc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Gottridge, Marc)
July 23, 2015 Opinion or Order Filing 1162 ORDER: Oral argument on the pending motions to dismiss in the cases listed in the appendix is hereby scheduled for August 20, 2015, at 10:00 A.M. (Oral Argument set for 8/20/2015 at 10:00 AM before Judge Naomi Reice Buchwald.) (Signed by Judge Naomi Reice Buchwald on 7/23/2015) ***As per chambers, Filed In 1:11-md-02262-NRB and all cases listed on Appendix.(tn)
July 22, 2015 Opinion or Order Filing 1161 ORDER. The claims in the cases listed in the appendix to this Order were dismissed in their entirety on March 29, 2013, and judgment was entered by operation of law on August 26, 2013. See Fed. R. Civ. P. 58 (c) (2) (B). Accordingly, the Clerk of Court is directed to close each case listed in the appendix. IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 7/22/2015) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-06409-NRB, 1:11-cv-06411-NRB, 1:11-cv-06412-NRB, 1:12-cv-01025-NRB (rjm)
July 20, 2015 Opinion or Order Filing 1160 ORDER: Counsel in the cases listed in the appendix are directed to confer and propose a date between August 17 and 20, 2015, for oral argument on the pending motions to dismiss. Argument will be held at 10:00 A.M. (Signed by Judge Naomi Reice Buchwald on 7/20/2015) Filed In Associated Cases: 1:11-md-02262-NRB et al.(mro)
June 29, 2015 Filing 1159 LETTER MOTION for Conference Requesting Leave to File Exchange-Based Plaintiffs' Proposed Third Amended Complaint addressed to Judge Naomi Reice Buchwald from David E. Kovel and Christopher Lovell dated June 29, 2015. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Exhibit 1-A, #2 Exhibit 1-B)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
June 26, 2015 Filing 1158 NOTICE OF CHANGE OF ADDRESS by Joseph J. DePalma on behalf of 33-35 Green Pond Road Associates, LLC. New Address: Lite DePalma Greenberg, LLC, 570 Broad Street, Suite 1201, Newark, NJ, US 07102, 973-623-3000. (DePalma, Joseph)
June 19, 2015 Filing 1157 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated June 19, 2015 re: in response to the OTC Plaintiffs' June 10, 2015 letter. Document filed by Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International.(Kurtzberg, Joel)
June 16, 2015 Filing 1156 NOTICE OF CHANGE OF ADDRESS by Melanie Westover Yanez on behalf of Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.. New Address: Milbank, Tweed, Hadley & McCloy LLP, 1850 K Street, Washington, D.C., USA 20006, 202-830-7500. (Yanez, Melanie)
June 16, 2015 Filing 1155 NOTICE OF CHANGE OF ADDRESS by Sean Miles Murphy on behalf of Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.. New Address: Milbank, Tweed, Hadley & McCloy LLP, 28 Liberty Street, New York, New York, USA 10005, 212-530-5000. (Murphy, Sean)
June 16, 2015 Filing 1154 NOTICE OF CHANGE OF ADDRESS by Mark David Villaverde on behalf of Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.. New Address: Milbank, Tweed, Hadley & McCloy LLP, 28 Liberty Street, New York, New York, USA 10005, 212-530-5000. (Villaverde, Mark)
June 15, 2015 Opinion or Order Filing 1153 ORDER: This Order addresses the letter submitted by the Over-The-Counter ("OTC") Plaintiffs on June 9, 2015, which requests that this Court consider the following supplemental authority for the purposes of ruling on Defendants' pending motions to dismiss: (1) facts and admissions contained in the recent settlements between Defendant Deutsche Bank AG and various government agencies; (2) Judge Daniel's decision in Laydon v. MizhoBank, Ltd, No. 12 Civ. 3419 (GBD), 2015 WL 1499185 (S.D.N. Y. Mar. 31, 2015); and (3) the Second Circuit's decision in BPP Illinois, LLC v. Royal Bank of Scotland Group plc, 13 Civ. 4459, 2015 WL 2215004 (2d Cir. May 13, 2015). The Court will consider the OTC Plaintiffs' letter, including the attachments, as supplemental briefing in opposition to Defendants' motion to dismiss the OTC Plaintiffs' claims under Fed. R. Civ. P. Rule 12(b)(2) and Fed. R. Civ. P. Ru1e 12(b)(6). (Signed by Judge Naomi Reice Buchwald on 6/15/2015) (spo)
June 15, 2015 Filing 1152 NOTICE OF CHANGE OF ADDRESS by David Robert Gelfand on behalf of Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.. New Address: Milbank, Tweed, Hadley & McCloy LLP, 28 Liberty Street, New York, New York, USA 10005, 212-530-5219. (Gelfand, David)
June 12, 2015 Filing 1151 LETTER MOTION for Conference re: #1142 LETTER MOTION for Conference for Motion for Reconsideration addressed to Judge Naomi Reice Buchwald from David E. Kovel dated May 27, 2015. Reply letter motion for conference addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated June 12, 2015. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.(Lovell, Christopher)
June 12, 2015 Filing 1150 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL... transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of Ohio, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 6/8/2015) (sjo)
June 10, 2015 Filing 1149 NOTICE of Supplemental Authority. Document filed by Mayor and City Council of Baltimore. (Attachments: #1 Text of Proposed Order)(Scherrer, Hilary)
June 3, 2015 Filing 1148 LETTER addressed to Judge Naomi Reice Buchwald from David Sapir Lesser dated June 3, 2015 re: response to May 27, 2015 letter seeking a pre-motion conference. Document filed by Royal Bank of Scotland Group plc.(Lesser, David)
June 3, 2015 Opinion or Order Filing 1147 MEMO ENDORSEMENT on re: #1146 NOTICE OF WITHDRAWAL OF COUNSEL. Document filed by Ravan Investments, LLC. ENDORSEMENT: So ordered. Attorney Linda P. Nussbaum terminated. (Signed by Judge Naomi Reice Buchwald on 6/3/2015) (rjm)
June 2, 2015 Filing 1146 NOTICE of Withdrawal of Counsel. Document filed by Ravan Investments, LLC. (Nussbaum, Linda)
May 29, 2015 Filing 1145 LETTER addressed to Judge Naomi Reice Buchwald from Moses Silverman dated May 29, 2015 re: Response to Direct Action Plaintiffs' Letter Dated May 13, 2015 (Dkt. No. 1133). Document filed by Deutsche Bank AG, Deutsche Bank Securities Inc..(Silverman, Moses)
May 29, 2015 Filing 1144 LETTER addressed to Judge Naomi Reice Buchwald from Moses Silverman dated May 29, 2015 re: Response to Direct Action Plaintiffs' Letter Dated May 13, 2015 (Dkt. No. 1132). Document filed by Deutsche Bank AG, Deutsche Bank Securities Inc..(Silverman, Moses)
May 28, 2015 Filing 1143 LETTER addressed to Judge Naomi Reice Buchwald from Jeremy A. Lieberman dated May 28, 2015 re: Request for Consideration of Deutsche Bank Government Resolutions and Notice of Recent Authority. Document filed by The Berkshire Bank, Direcors Financial Group, Government Development Bank for Puerto Rico.Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Lieberman, Jeremy)
May 27, 2015 Filing 1142 LETTER MOTION for Conference for Motion for Reconsideration addressed to Judge Naomi Reice Buchwald from David E. Kovel dated May 27, 2015. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
May 26, 2015 Filing 1141 LETTER addressed to Judge Naomi Reice Buchwald from David Lesser dated 05/26/2015 re: Response to Direct Action Plaintiffs May 18, 2015 letter. Document filed by Citizens Bank, N.A., RBS Securities, Inc., The Royal Bank of Scotland Group plc, The Royal Bank of Scotland plc.(Lesser, David)
May 26, 2015 Opinion or Order Filing 1140 ORDER. This Order addresses the letters submitted by the Direct Action Plaintiffs ("DAPs") on May 13, 2015, and the Exchange-Based Plaintiffs on May 22, 2015, which request that this Court consider facts and admissions contained in the recent settlements between Defendant Deutsche Bank AG and various government agencies for the purpose of ruling on Defendants' pending motions to dismiss. The Court will consider the DAP's letter, including the attachments, and Exchange-Based Plaintiffs' letter, as supplemental briefing in opposition to Defendants' motion to dismiss the Exchange-Based Plaintiffs' Commodity Exchange Act claims under Fed. R. Civ. P. Rule 12(b)(2). IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 5/26/2015). Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB. (rjm)
May 22, 2015 Filing 1139 LETTER addressed to Judge Naomi Reice Buchwald from David E. Kovel and Christopher Lovell dated May 22, 2015 re: recent Deutsche Bank government settlements and Proposed Order. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: #1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
May 19, 2015 Opinion or Order Filing 1138 ORDER. This Order addresses the letter submitted by Federal Home Loan Mortgage Corporation, the Federal Deposit Insurance Corporation as Receiver for 38 Closed Banks, Principal Funds, Inc., and Principal Financial Group, Inc. (the "Antitrust Plaintiffs") on May 13, 2015, which requested that this Court consider certain facts contained in the recent settlement agreements between Deutsche Bank AG and various government agencies for the purpose of ruling on Defendants' pending motion to dismiss the Antitrust Plaintiffs' antitrust claims. The Court will consider Antitrust Plaintiffs' letter as supplemental briefing in opposition to Defendants' motion to dismiss. IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 5/18/2015) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03952-NRB, 1:13-cv-06013-NRB, 1:13-cv-06014-NRB, 1:14-cv-01757-NRB (rjm)
May 19, 2015 Opinion or Order Filing 1137 ORDER. This Order addresses the letter submitted by the Direct Action Plaintiffs ("DAPs") on May 13, 2015, which requested that this Court consider certain facts contained in the recent settlement agreements between Deutsche Bank AG and various government agencies for the purpose of ruling on Defendants' pending motion to dismiss DAPs' claims. The Court will consider DAPs' letter, including the attachments, as supplemental briefing in opposition to Defendants' motion to dismiss. (Signed by Judge Naomi Reice Buchwald on 5/18/2015) (rjm)
May 19, 2015 Filing 1136 MEMO ENDORSEMENT on re: #1134 LETTER addressed to Judge Naomi Reice Buchwald from Moses Silverman dated May 14, 2015 re: Response to Letters Docket Nos. #1132 and #1133. Document filed by Deutsche Bank AG, Deutsche Bank Securities Inc. ENDORSEMENT: Application granted. (Signed by Judge Naomi Reice Buchwald on 5/18/2015) (rjm)
May 18, 2015 Filing 1135 LETTER addressed to Judge Naomi Reice Buchwald from Kathy D. Patrick dated 05-18-2015 re: recently vacated decision by Second Circuit. Document filed by Direct Action Plaintiffs. (Attachments: #1 Exhibit 2015 WL 2215004, #2 Exhibit 2013 WL 6003701)(Cruse, Samuel)
May 14, 2015 Filing 1134 LETTER addressed to Judge Naomi Reice Buchwald from Moses Silverman dated May 14, 2015 re: Response to Letters Docket Nos. #1132 and #1133. Document filed by Deutsche Bank AG, Deutsche Bank Securities Inc..(Silverman, Moses)
May 13, 2015 Filing 1133 LETTER addressed to Judge Naomi Reice Buchwald from Richard J. Leveridge dated May 13, 2015 re: Recent Deutsche Bank government settlements and certain DAPs pending antitrust claims. Document filed by Principal Financial Group, Inc., Principal Funds, Inc., The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation. (Attachments: #1 Text of Proposed Order Proposed order)(Leveridge, Richard)
May 13, 2015 Filing 1132 LETTER addressed to Judge Naomi Reice Buchwald from Richard J. Leveridge dated May 13, 2015 re: Recent Deutsche Bank government settlements filed on behalf of DAPs, OTC class and Exchange-Based class (for limited purpose). Document filed by Direct Action Plaintiffs, FTC Capital GMBH, Mayor and City Council of Baltimore. (Attachments: #1 Exhibit A (part 1), #2 Exhibit A (part 2), #3 Exhibit B (part 1), #4 Exhibit B (part 2), #5 Exhibit B (part 3), #6 Exhibit C, #7 Exhibit D, #8 Exhibit E (part 1), #9 Exhibit E (part 2), #10 Text of Proposed Order Proposed Order)(Leveridge, Richard)
May 6, 2015 Filing 1131 ADMISSION TO PRACTICE PRO HAC VICE granting #1130 Motion for J. Matthew Goodin to Appear Pro Hac Vice. (Signed by Judge Naomi Reice Buchwald on 5/5/2015) (rjm)
May 4, 2015 Filing 1130 MOTION for J. Matthew Goodin to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10883263. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Finance Corp., HSBC Holdings PLC, HSBC Securities (USA) Inc., HSBC USA Inc.. (Attachments: #1 Text of Proposed Order Proposed Order)(Goodin, James)
May 4, 2015 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #1130 MOTION for J. Matthew Goodin to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10883263. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
April 30, 2015 Filing 1129 ADMISSION TO PRACTICE PRO HAC VICE granting #1127 Motion for Julia C. Webb to Appear Pro Hac Vice. (Signed by Judge Naomi Reice Buchwald on 4/29/2015) (kgo)
April 29, 2015 Filing 1128 INTERNET CITATION NOTE: Material from decision with Internet citation re: #568 Order on Motion for Reconsideration, Order on Motion to Strike, Order on Motion to Dismiss. (vf)
April 29, 2015 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #1127 MOTION for Julia C. Webb to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10865120. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu)
April 28, 2015 Filing 1127 MOTION for Julia C. Webb to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10865120. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by HSBC Bank USA, N.A., HSBC Bank plc, HSBC Finance Corp., HSBC Holdings plc, HSBC Securities (USA) Inc., HSBC USA Inc.. (Attachments: #1 Text of Proposed Order)(Webb, Julia)
April 22, 2015 Filing 1126 LETTER addressed to Judge Naomi Reice Buchwald from Richard J. Leveridge dated April 22, 2015 re: DAPs response to letter from Joel Kurtzberg dated April 10, 2015 re: supplemental authority. Document filed by Direct Action Plaintiffs. (Attachments: #1 Exhibit Exhibit A)(Leveridge, Richard)
April 10, 2015 Filing 1125 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated April 10. 2015 re: supplemental authority. Document filed by Credit Suisse (USA) Inc., Credit Suisse Group AG, Credit Suisse International. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Kurtzberg, Joel)
April 3, 2015 Filing 1124 REPLY MEMORANDUM OF LAW in Support re: #966 JOINT MOTION to Dismiss The Putative Class Action Complaints. . Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, Bank of America Corp., Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Barclays Bank PLC, British Bankers Association, Chase Bank USA, N.A., Citibank N.A., Citigroup Inc, Coperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Credit Suisse International, Deutsche Bank AG, HBOS Plc, HSBC Bank Plc., HSBC Holdings plc., J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Norinchukin Bank, Portigon AG, Royal Bank of Canada, Royal Bank of Scotland Group plc, UBS AG, WestDeutsche Immobilienbank AG. (Kurtzberg, Joel)
April 3, 2015 Filing 1123 REPLY MEMORANDUM OF LAW in Support re: (91 in 1:13-cv-01198-NRB) JOINT MOTION to Dismiss the Putative Class Action Complaints. . Document filed by National Collegiate Student Loan Trust 2007-1. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-01198-NRB(Winslett, Usher)
April 3, 2015 Filing 1122 REPLY MEMORANDUM OF LAW in Support re: (966 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss The Putative Class Action Complaints., (75 in 1:13-cv-03010-NRB) JOINT MOTION to Dismiss the Putative Class Action Complaints., (91 in 1:13-cv-01198-NRB) JOINT MOTION to Dismiss the Putative Class Action Complaints. . Document filed by JP Morgan Chase Bank, N.A., J.P. Morgan Chase Bank, N.A.. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-01198-NRB, 1:13-cv-03010-NRB(Gluckow, Paul)
April 1, 2015 Opinion or Order Filing 1121 ORDER of USCA (Certified Copy) as to (409 in 1:11-md-02262-NRB, 50 in 1:12-cv-01025-NRB) Notice of Appeal filed by Linda Zacher, Ellen Gelboim USCA Case Number 13-3565. By order dated February 23, 2015, this Court reinstated the above-referenced case restoring jurisdiction to this Court. The mandate in this case is hereby recalled. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Order: 04/01/2015. Certified: 04/01/2015. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-01025-NRB(nd)
March 26, 2015 Filing 1120 LETTER addressed to Judge Naomi Reice Buchwald from Jeffrey L. Haberman dated March 26, 2015 re: In Reply to Defendants' March 19, 2015 Letter. Document filed by 303 Proprietary Trading LLC, Joseph Amabile, Louie Amabile, Norman Byster, Michael Cahill, Richard Deogracias, Marc Federighi, Scott Federighi, Robert Furlong, David Gough, Brian Haggerty, John Henderson, David Klusendorf, Ronald Krug, Christopher Lang, John Monckton, Philip Olson, Nicholas Pesa, Eduardo Restani, Margery Teller, David Vecchione, Randall Williams.(Haberman, Jeffrey)
March 19, 2015 Filing 1119 NOTICE OF INTERLOCUTORY APPEAL from # 1053 Clerk's Judgment,,. Document filed by 303 Proprietary Trading LLC, Joseph Amabile, Louie Amabile, Norman Byster, Michael Cahill, Richard Deogracias, Marc Federighi, Scott Federighi, Robert Furlong, David Gough, Brian Haggerty, John Henderson, David Klusendorf, Ronald Krug, Christopher Lang, John Monckton, Philip Olson, Brett Pankau, Nicholas Pesa, Eduardo Restani, Margery Teller, David Vecchione, Randall Williams. Filing fee $ 505.00. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. (Haberman, Jeffrey)
March 19, 2015 Filing 1118 LETTER addressed to Judge Naomi Reice Buchwald from Marc J. Gottridge dated 3/19/2015 re: In Response to Plaintiffs' Letter of 3/12/2015 (MDL ECF No. 1103). Document filed by HBOS plc, Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Gottridge, Marc)
March 19, 2015 Appeal Fee Payment: for # 1119 Notice of Interlocutory Appeal,,. Filing fee $ 505.00, receipt number 0208-10720211. (Haberman, Jeffrey)
March 19, 2015 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for # 1119 Notice of Interlocutory Appeal,, filed by 303 Proprietary Trading LLC, Randall Williams, John Henderson, Nicholas Pesa, michael cahill, Scott Federighi, David Klusendorf, Brian Haggerty, Norman Byster, David Vecchione, Joseph Amabile, Robert Furlong, Christopher Lang, Richard Deogracias, Ronald Krug, Philip Olson, John Monckton, Michael Cahill, David Gough, norman byster, Louie Amabile, Marc Federighi, Eduardo Restani, Margery Teller, Brett Pankau were transmitted to the U.S. Court of Appeals. (nd)
March 19, 2015 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: # 1119 Notice of Interlocutory Appeal,,. (nd)
March 17, 2015 Filing 1115 LETTER addressed to Judge Naomi Reice Buchwald from David E. Kovel dated March 17, 2015 re: Summary of Argument and Courtesy Copies. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
March 17, 2015 Filing 1114 REPLY MEMORANDUM OF LAW in Support re: (964 in 1:11-md-02262-NRB) MOTION to Dismiss ., (84 in 1:13-cv-02343-NRB) MOTION to Dismiss . . Document filed by Citizens Bank, N.A., Royal Bank of Scotland, plc, Royal Bank of Scotland Group plc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-02343-NRB(Hunter, Fraser)
March 17, 2015 Filing 1113 REPLY MEMORANDUM OF LAW in Support re: # 958 MOTION to Dismiss the OTC Second Amended Consolidated Complaint . . Document filed by Credit Suisse (USA) Inc., Credit Suisse Group AG, Credit Suisse International. (Kurtzberg, Joel)
March 16, 2015 Filing 1112 DECLARATION of David E. Kovel in Opposition re: (242 in 1:11-cv-02613-NRB) JOINT MOTION to Dismiss the Putative Class Action Complaints ., (966 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss The Putative Class Action Complaints .. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
March 16, 2015 Filing 1111 MEMORANDUM OF LAW in Opposition re: (242 in 1:11-cv-02613-NRB) JOINT MOTION to Dismiss the Putative Class Action Complaints ., (966 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss The Putative Class Action Complaints . . Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
March 16, 2015 Filing 1110 LETTER addressed to Judge Naomi Reice Buchwald from Tiffany N. Hardy dated 3/16/15 re: Rule 2.E.1 in Connection with Plaintiffs Nathan Weglarz, Jerry Weglarz and Stephanie Nagel's Brief in Opposition to Defendants J.P. Morgan Chase, Bank of America, and National Collegiate Student Loan Trust 2007-1's Motions to Dismiss. Document filed by Stephanie Nagel, Jerry Weglarz, Nathan Weglarz.(Hardy, Tiffany)
March 16, 2015 Filing 1109 RESPONSE in Opposition to Motion re: # 969 MOTION to Dismiss Weglarz first consolidated complaint (EFC Doc. No. 835) . also in Response to Defendants J.P. Morgan Chase and Bank of America's Memorandum of Law in Support of Motion to Dismiss the First Consolidated Student Loan Class Action Complaint (Document Number 981) . Document filed by Stephanie Nagel, Jerry Weglarz, Nathan Weglarz. (Attachments: # 1 Appendix A - J.P. Morgan Chase Webpage, # 2 Appendix B - Bank of America Cases in Wisconsin)(Hardy, Tiffany)
March 16, 2015 Filing 1108 LETTER addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated March 16, 2015 re: OTC plaintiffs' request to add Jennie Stuart Medical Center, Inc. as a named plaintiff. Document filed by Mayor and City Council of Baltimore.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
March 16, 2015 Filing 1107 NOTICE OF APPEARANCE by Thomas W. Elrod on behalf of 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Elrod, Thomas)
March 16, 2015 Opinion or Order Filing 1106 ORDER granting (276) Letter Motion for Extension of Time to File Response/Reply re (276 in 1:11-cv-02613-NRB, 1104 in 1:11-md-02262-NRB) LETTER MOTION for Extension of Time to File Response/Reply addressed to Judge Naomi Reice Buchwald from David E. Kovel dated March 13, 2015 in case 1:11-cv-02613-NRB; granting (1104) Letter Motion for Extension of Time to File Response/Reply re (276 in 1:11-cv-02613-NRB, 1104 in 1:11-md-02262-NRB) LETTER MOTION for Extension of Time to File Response/Reply addressed to Judge Naomi Reice Buchwald from David E. Kovel dated March 13, 2015 in case 1:11-md-02262-NRB in case 1:11-cv-02613-NRB, in case 1:11-md-02262-NRB. So ordered. (Responses due by 3/16/2015. Replies due by 4/3/2015). (Signed by Judge Naomi Reice Buchwald on 3/13/2015) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (rjm).
March 16, 2015 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (1105 in 1:11-md-02262-NRB, 120 in 1:14-cv-03094-NRB) Notice of Interlocutory Appeal, filed by Bay Area Toll Authority were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:11-md-02262-NRB, 1:14-cv-03094-NRB. (tp)
March 16, 2015 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (1105 in 1:11-md-02262-NRB, 120 in 1:14-cv-03094-NRB) Notice of Interlocutory Appeal. Filed In Associated Cases: 1:11-md-02262-NRB, 1:14-cv-03094-NRB. (tp)
March 13, 2015 Filing 1105 NOTICE OF INTERLOCUTORY APPEAL from (1053 in 1:11-md-02262-NRB) Clerk's Judgment,,. Document filed by Bay Area Toll Authority. Filing fee $ 505.00, receipt number 0208-10699545. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:11-md-02262-NRB, 1:14-cv-03094-NRB(Fineman, Steven)
March 13, 2015 Filing 1104 LETTER MOTION for Extension of Time to File Response/Reply addressed to Judge Naomi Reice Buchwald from David E. Kovel dated March 13, 2015. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
March 12, 2015 Filing 1103 LETTER addressed to Judge Naomi Reice Buchwald from Jeffrey L. Haberman dated March 12, 2015 re: Feb. 5, 2015 Hearing. Document filed by 303 Proprietary Trading LLC, Joseph Amabile, Louie Amabile, Norman Byster, Michael Cahill, Richard Deogracias, Marc Federighi, Scott Federighi, Robert Furlong, David Gough, Brian Haggerty, John Henderson, David Klusendorf, Ronald Krug, Christopher Lang, John Monckton, Philip Olson, Brett Pankau, Nicholas Pesa, Eduardo Restani, Margery Teller, David Vecchione, Randall Williams.(Haberman, Jeffrey)
March 11, 2015 Filing 1102 LETTER addressed to Judge Naomi Reice Buchwald from Richard J. Leveridge dated March 11, 2015 re: Response on behalf of Direct Action Plaintiffs to letter submitted March 5, 2015 re: mechanism for transfer. Document filed by Direct Action Plaintiffs.(Leveridge, Richard)
March 10, 2015 Filing 1101 ENDORSED LETTER addressed to Judge Naomi Reice Buchwald from Andrew J. Calica dated 2/24/2015 re: We are counsel for Societe Generale in the In re LIBOR-Based Financial Instruments Antitrust Litigation. On February 18 and 19, 2015, our firm electronically filed four notices of change of address that were errantly associated to the following dockets for the In re LIBOR-Based Financial Instruments Antitrust Litigation matter: No. 11-md-2262, ECF No. 1037; No. 13-cv-598, ECF No. 134; No. 12-cv-1025, ECF No. 101; and No. 11-cv-2613, ECF No. 265. Societe Generale is not a defendant in the Gelboim matter (No. 12-cv-1025), and thus these notices should not have been filed or associated to the above-referenced dockets. Accordingly, we respectfully request that the Court remove these filings or amend the docket entries to reflect that these documents were errantly filed. ENDORSEMENT: Application granted. (Signed by Judge Naomi Reice Buchwald on 3/8/2015) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-01025-NRB, 1:13-cv-00598-NRB (rjm)
March 10, 2015 Opinion or Order Filing 1100 ORDER. Although the Student Loan Plaintiffs' original opposition deadline has passed, there is no good reason to treat defendants' motion as unopposed, as defendants have requested. Accordingly, the Student Loan Plaintiffs shall file any opposition to defendants' pending motion by March 16, 2015, and defendants shall file any reply by April 3, 2015, and as further set forth in this Order. IT IS SO ORDERED. (Responses due by 3/16/2015. Replies due by 4/3/2015.) (Signed by Judge Naomi Reice Buchwald on 3/9/2015) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-01198-NRB, 1:13-cv-03010-NRB (rjm)
March 10, 2015 Filing 1099 NOTICE OF INTERLOCUTORY APPEAL from (1053 in 1:11-md-02262-NRB) Clerk's Judgment,,. Document filed by City of Houston. Filing fee $ 505.00, receipt number 0208-10683061. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-05616-NRB(Nishimura, Nanci)
March 10, 2015 Filing 1098 NOTICE OF INTERLOCUTORY APPEAL from (1053 in 1:11-md-02262-NRB) Clerk's Judgment,,. Document filed by City of Riverside, The Riverside Public Financing Authority, City of Richmond, County of Mendocino, County of Sacramento, County of San Diego, County of San Mateo, County of Sonoma, East Bay Municipal Utility District, San Diego Association of Governments, San Mateo Couty Joint Powers Financing Authority, Successor Agency to the Richmond Community Redevelopment Agency, David E. Sundstrom, The Regents of the University of California, The Richmond Joint Powers Financing Authority, County of Mendocino, David E. Sundstrom. Filing fee $ 505.00, receipt number 0208-10682971. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Nishimura, Nanci)
March 10, 2015 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (168 in 1:13-cv-00667-NRB, 133 in 1:13-cv-08644-NRB, 153 in 1:13-cv-05221-NRB, 160 in 1:13-cv-05186-NRB, 1098 in 1:11-md-02262-NRB, 167 in 1:13-cv-00627-NRB, 153 in 1:13-cv-05569-NRB, 169 in 1:13-cv-00597-NRB, 168 in 1:13-cv-00625-NRB, 167 in 1:13-cv-00626-NRB, 160 in 1:13-cv-05187-NRB) Notice of Interlocutory Appeal, filed by County of Sacramento, County of San Diego, San Diego Association of Governments, The Richmond Joint Powers Financing Authority, City of Riverside, County of Sonoma, Successor Agency to the Richmond Community Redevelopment Agency, City of Richmond, County of San Mateo, San Mateo Couty Joint Powers Financing Authority, The Riverside Public Financing Authority, County of Mendocino, David E. Sundstrom, East Bay Municipal Utility District, The Regents of the University of California were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:11-md-02262-NRB et al.(tp)
March 10, 2015 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (1099 in 1:11-md-02262-NRB, 163 in 1:13-cv-05616-NRB) Notice of Interlocutory Appeal, filed by City of Houston, City Of Houston, (1100 in 1:11-md-02262-NRB, 1100 in 1:11-md-02262-NRB) Order, Set Deadlines, (1101 in 1:11-md-02262-NRB) Endorsed Letter, were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-05616-NRB. (tp)
March 10, 2015 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (168 in 1:13-cv-00667-NRB, 133 in 1:13-cv-08644-NRB, 153 in 1:13-cv-05221-NRB, 160 in 1:13-cv-05186-NRB, 1098 in 1:11-md-02262-NRB, 167 in 1:13-cv-00627-NRB, 153 in 1:13-cv-05569-NRB, 169 in 1:13-cv-00597-NRB, 168 in 1:13-cv-00625-NRB, 167 in 1:13-cv-00626-NRB, 160 in 1:13-cv-05187-NRB) Notice of Interlocutory Appeal. Filed In Associated Cases: 1:11-md-02262-NRB et al. (tp)
March 10, 2015 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (1099 in 1:11-md-02262-NRB, 163 in 1:13-cv-05616-NRB) Notice of Interlocutory Appeal. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-05616-NRB. (tp)
March 9, 2015 Filing 1097 LETTER addressed to Judge Naomi Reice Buchwald from Robert F. Wise dated March 9, 2015 re: plaintiffs' and defendants' respective positions as to applicable choice of law for purposes of (1) statute of limitations and (2) substantive law. Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd., Banc of America Securities LLC, Bank of America Corporation, Bank of America, N.A., Barclays Bank plc, Barclays Capital Inc., Barclays PLC, British Bankers Association, CITI SWAPCO INC., Chase Bank USA, N.A., Citibank, N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS plc, HSBC Bank USA, N.A., HSBC Bank plc, HSBC Finance Corp., HSBC Holdings plc, HSBC Securities (USA) Inc., HSBC USA Inc., J.P. Morgan Bank Dublin PLC, J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, JPMorgan Chase & Co., JPMorgan Chase Bank N.A., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Portigon AG, RBC Capital Markets, LLC, RBS Citizens, N.A., RBS Securities, Inc., Royal Bank of Canada, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group plc, The Royal Bank of Scotland plc, UBS AG, UBS Securities LLC, WestDeutsche Immobilienbank AG. (Attachments: # 1 Statute of Limitation Choice of Law Charts, # 2 Substantive Choice of Law Charts)(Wise, Robert)
March 6, 2015 Filing 1096 NOTICE OF VOLUNTARY DISMISSAL PURSUANT TO FED. R. CIV. PROC. 41(a)(1)(A)(i). Pursuant to F.R.C.P. 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiffs, Carl A. Payne, et al. and their counsel, hereby give notice that the above-captioned action is voluntarily dismissed, without prejudice, against the defendant Societe Generale S.A., only. Fed. R. Civ. Proc. 23(e) is inapplicable to the instant dismissal because no putative class members will be bound to this proposal and this action has not yet been certified by the Court as a class action. (Signed by Judge Naomi Reice Buchwald on 3/5/2015) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00598-NRB (rjm)
March 5, 2015 Filing 1095 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated March 5, 2015 re: Response to Letter dated February 19, 2015 on behalf of all defendants. Document filed by Credit Suisse (USA) Inc., Credit Suisse Group AG, Credit Suisse International.(Kurtzberg, Joel)
March 5, 2015 Filing 1094 LETTER addressed to Judge Naomi Reice Buchwald from Tiffany N. Hardy dated 3/4/2015 re: (Corrected Filing) Reply in Support of Letter Dated February 20, 2015 Requesting Leave to File Second Consolidated Complaint. Document filed by Stephanie Nagel, Jerry Weglarz, Nathan Weglarz.(Hardy, Tiffany)
March 4, 2015 Filing 1093 LETTER REPLY to Response to Motion addressed to Judge Naomi Reice Buchwald from Tiffany N. Hardy dated March 4, 2015 re: # 969 MOTION to Dismiss Weglarz first consolidated complaint (EFC Doc. No. 835) . . Document filed by Stephanie Nagel, Jerry Weglarz, Nathan Weglarz. (Hardy, Tiffany)
March 4, 2015 Filing 1092 NOTICE OF CHANGE OF ADDRESS by Karen L. Morris on behalf of Ellen Gelboim. New Address: Morris and Morris LLC Counselors At Law, 4001 Kennett Pike, Suite 300, Wilmington, DE, United States 19807, 302-426-0400. (Morris, Karen)
March 4, 2015 ***NOTE TO ATTORNEY TO EMAIL DOCUMENT - NON-ECF DOCUMENT ERROR. Note to Attorney Roland Tellis to E-MAIL Document No. # 1086 Notice of Voluntary Dismissal to judgments@nysd.uscourts.gov. This document is not filed via ECF. (km)
March 3, 2015 Opinion or Order Filing 1091 ORDER FOR ADMISSION PRO HAC VICE granting (1052) Motion for Thomas J. Undlin to Appear Pro Hac Vice in case 1:11-md-02262-NRB; granting (128) Motion for Thomas J. Undlin to Appear Pro Hac Vice in case 1:13-cv-06014-NRB. (Signed by Judge Naomi Reice Buchwald on 3/3/2015) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB (rjm)
March 3, 2015 Opinion or Order Filing 1090 ORDER FOR ADMISSION PRO HAC VICE granting (1051) Motion for Thomas J. Undlin to Appear Pro Hac Vice in case 1:11-md-02262-NRB; granting (128) Motion for Thomas J. Undlin to Appear Pro Hac Vice in case 1:13-cv-06013-NRB. (Signed by Judge Naomi Reice Buchwald on 3/3/2015) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB (rjm)
March 3, 2015 Opinion or Order Filing 1089 ORDER FOR ADMISSION PRO HAC VICE granting (1050) Motion for K. Craig Wildfang to Appear Pro Hac Vice in case 1:11-md-02262-NRB; granting (127) Motion for K. Craig Wildfang to Appear Pro Hac Vice in case 1:13-cv-06014-NRB. (Signed by Judge Naomi Reice Buchwald on 3/3/2015) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB (rjm)
March 3, 2015 Opinion or Order Filing 1088 ORDER FOR ADMISSION PRO HAC VICE granting (1049) Motion for K. Craig Wildfang to Appear Pro Hac Vice in case 1:11-md-02262-NRB; granting (127) Motion for K. Craig Wildfang to Appear Pro Hac Vice in case 1:13-cv-06013-NRB. (Signed by Judge Naomi Reice Buchwald on 3/3/2015) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB (rjm)
March 3, 2015 Filing 1087 LETTER addressed to Judge Naomi Reice Buchwald from William C. Carmody dated 3/3/2015 re: OTC Plaintiffs Motions to Dismiss. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore.(Carmody, William)
March 3, 2015 Filing 1086 NOTICE OF VOLUNTARY DISMISSAL Pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, without prejudice against the defendant(s) Societe Generale. Document filed by Kenneth W. Coker, Carl A. Payne. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00598-NRB(Tellis, Roland)
March 2, 2015 Filing 1085 MEMORANDUM OF LAW in Opposition re: (114 in 1:12-cv-05723-NRB) JOINT MOTION to Dismiss the Putative Class Action Complaints ., (966 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss The Putative Class Action Complaints ., (95 in 1:13-cv-01016-NRB) JOINT MOTION to Dismiss the Putative Class Action Complaints . . Document filed by Direcors Financial Group(indiidually and on behalf of all others similarly situated), Government Development Bank for Puerto Rico, The Berkshire Bank. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Lieberman, Jeremy)
February 27, 2015 Filing 1084 MEMORANDUM OF LAW in Opposition re: (974 in 1:11-md-02262-NRB) MOTION to Dismiss ., (111 in 1:13-cv-00598-NRB) JOINT MOTION to Dismiss the Putative Class Action Complaints . . Document filed by Kenneth W. Coker, Carl A. Payne. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00598-NRB(Pifko, Mark)
February 27, 2015 Filing 1083 FILING ERROR - DEFICIENT DOCKET ENTRY - (SEE DOCUMENT #1085) MEMORANDUM OF LAW in Opposition re: (969 in 1:11-md-02262-NRB) MOTION to Dismiss Weglarz first consolidated complaint (EFC Doc. No. 835) . . Document filed by Direcors Financial Group(individually and on behalf of all others similarly situated), Government Development Bank for Puerto Rico, The Berkshire Bank(Individually and On Behalf of All Others Similarly Situated ). Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Lieberman, Jeremy) Modified on 3/3/2015 (lb).
February 27, 2015 Filing 1082 MEMORANDUM OF LAW in Opposition re: (966 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss The Putative Class Action Complaints . . Document filed by Direcors Financial Group(individually and on behalf of all others similarly situated), Government Development Bank for Puerto Rico, The Berkshire Bank(Individually and On Behalf of All Others Similarly Situated ). Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Lieberman, Jeremy)
February 27, 2015 Filing 1081 DECLARATION of Kevin J. Doyle in Opposition re: # 958 MOTION to Dismiss the OTC Second Amended Consolidated Complaint .. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Giddings, Nathaniel)
February 27, 2015 Filing 1080 MEMORANDUM OF LAW in Opposition re: # 958 MOTION to Dismiss the OTC Second Amended Consolidated Complaint . . Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Giddings, Nathaniel)
February 27, 2015 Filing 1079 MEMORANDUM OF LAW in Opposition re: # 964 MOTION to Dismiss . . Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Carmody, William)
February 27, 2015 Filing 1078 DECLARATION of Alexander C. Banker in Opposition re: # 966 JOINT MOTION to Dismiss The Putative Class Action Complaints .. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Carmody, William)
February 27, 2015 Filing 1077 DECLARATION of Kristopher E. Moldovan in Opposition re: # 966 JOINT MOTION to Dismiss The Putative Class Action Complaints .. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8)(Carmody, William)
February 27, 2015 Filing 1076 DECLARATION of Samuel H. Rudman in Opposition re: # 966 JOINT MOTION to Dismiss The Putative Class Action Complaints .. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Carmody, William)
February 27, 2015 Filing 1075 LETTER addressed to Judge Naomi Reice Buchwald from Mark Pifko dated February 27, 2015 re: Individual Practice Rule 2.E.1. Document filed by Kenneth W. Coker, Carl A. Payne.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00598-NRB(Pifko, Mark)
February 27, 2015 Filing 1074 DECLARATION of Rebecca Salerni in Opposition re: # 966 JOINT MOTION to Dismiss The Putative Class Action Complaints .. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Carmody, William)
February 27, 2015 Filing 1073 LETTER addressed to Judge Naomi Reice Buchwald from Mark Pifko dated February 27, 2015 re: Individual Practice Rule 2.E.1. Document filed by Kenneth W. Coker, Carl A. Payne.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00598-NRB(Pifko, Mark)
February 27, 2015 Filing 1072 DECLARATION of Jeff Buckley in Opposition re: # 966 JOINT MOTION to Dismiss The Putative Class Action Complaints .. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Carmody, William)
February 27, 2015 Filing 1071 DECLARATION of Steve Kraus in Opposition re: # 966 JOINT MOTION to Dismiss The Putative Class Action Complaints .. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Carmody, William)
February 27, 2015 Filing 1070 DECLARATION of Mark Pifko in Opposition re: (966 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss The Putative Class Action Complaints ., (111 in 1:13-cv-00598-NRB) JOINT MOTION to Dismiss the Putative Class Action Complaints .. Document filed by Kenneth W. Coker, Carl A. Payne. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00598-NRB(Pifko, Mark)
February 27, 2015 Filing 1069 DECLARATION of Seth Ard in Opposition re: # 966 JOINT MOTION to Dismiss The Putative Class Action Complaints .. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: # 1 Exhibit 1)(Carmody, William)
February 27, 2015 Filing 1068 AFFIDAVIT of Request for Judicial Notice in Opposition re: (966 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss The Putative Class Action Complaints ., (111 in 1:13-cv-00598-NRB) JOINT MOTION to Dismiss the Putative Class Action Complaints .. Document filed by Kenneth W. Coker, Carl A. Payne. (Attachments: # 1 Exhibit 1)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00598-NRB(Pifko, Mark)
February 27, 2015 Filing 1067 MEMORANDUM OF LAW in Opposition re: # 966 JOINT MOTION to Dismiss The Putative Class Action Complaints . . Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Carmody, William)
February 27, 2015 Filing 1066 MEMORANDUM OF LAW in Opposition re: (966 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss The Putative Class Action Complaints ., (111 in 1:13-cv-00598-NRB) JOINT MOTION to Dismiss the Putative Class Action Complaints . . Document filed by Kenneth W. Coker, Carl A. Payne. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00598-NRB(Pifko, Mark)
February 27, 2015 Filing 1065 LETTER addressed to Judge Naomi Reice Buchwald from Marc J. Gottridge dated 02/27/15 re: In Respone to the Court's question directed to the Defendants at the 2/5/15 Oral Argument. Document filed by HBOS plc, Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group PLC.(Gottridge, Marc)
February 27, 2015 Filing 1064 NOTICE OF INTERLOCUTORY APPEAL from ( # 1053 in 1:11-md-02262-NRB, # 73 in 1:14-cv-04189-NRB) Clerk's Judgment,,. Document filed by PRUDENTIAL CORE TAXABLE MONEY MARKET FUND, PRUDENTIAL INVESTMENT PORTFOLIOS 2. Filing fee $ 505.00, receipt number 0208-10641697. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:11-md-02262-NRB, 1:14-cv-04189-NRB(Waldman, Jacob) .
February 27, 2015 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (76 in 1:14-cv-04189-NRB, # 1064 in 1:11-md-02262-NRB) Notice of Interlocutory Appeal,. Filed In Associated Cases: 1:11-md-02262-NRB, 1:14-cv-04189-NRB(nd)
February 27, 2015 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (76 in 1:14-cv-04189-NRB, # 1064 in 1:11-md-02262-NRB) Notice of Interlocutory Appeal, filed by PRUDENTIAL INVESTMENT PORTFOLIOS 2, PRUDENTIAL CORE TAXABLE MONEY MARKET FUND were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:11-md-02262-NRB, 1:14-cv-04189-NRB(nd)
February 26, 2015 Filing 1063 AMENDED NOTICE OF APPEAL re: (252 in 1:11-cv-02613-NRB, 1016 in 1:11-md-02262-NRB) Notice of Appeal,, (1024 in 1:11-md-02262-NRB, 254 in 1:11-cv-02613-NRB) Clerk's Judgment,,,,. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
February 26, 2015 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (1063 in 1:11-md-02262-NRB, 274 in 1:11-cv-02613-NRB) Amended Notice of Appeal. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB. (tp)
February 25, 2015 Filing 1061 LETTER addressed to Judge Naomi Reice Buchwald from Richard J. Leveridge dated February 25, 2015 re: Response to the Courts request at oral argument regarding American Pipe coverage chart. Document filed by Direct Action Plaintiffs. (Attachments: # 1 Exhibit A)(Leveridge, Richard)
February 25, 2015 Filing 1060 LETTER addressed to Judge Naomi Reice Buchwald from Thomas C. Rice dated February 25, 2015 re: Response to Letter dated February 20, 2015 [ON BEHALF OF ALL DEFENDANTS]. Document filed by JP Morgan Chase Bank, N.A., J.P. Morgan Chase Bank, N.A..Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-01198-NRB, 1:13-cv-03010-NRB(Rice, Thomas)
February 25, 2015 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (102 in 1:13-cv-06020-NRB, 1056 in 1:11-md-02262-NRB) Notice of Interlocutory Appeal, filed by THE CITY OF PHILADELPHIA, The Pennsylvania Intergovernmental Cooperation Authority, THE PENNSYLVANIA INTERGOVERNMENTAL COOPERATION AUTHORITY, The City of Philadelphia were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06020-NRB. (tp)
February 25, 2015 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (102 in 1:13-cv-06020-NRB, 1056 in 1:11-md-02262-NRB) Notice of Interlocutory Appeal. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06020-NRB. (tp)
February 25, 2015 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (1057 in 1:11-md-02262-NRB, 75 in 1:13-cv-08799-NRB) Notice of Interlocutory Appeal. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-08799-NRB. (tp)
February 25, 2015 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (1057 in 1:11-md-02262-NRB, 75 in 1:13-cv-08799-NRB) Notice of Interlocutory Appeal, filed by Darby Financial Products, Capital Ventures International were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-08799-NRB. (tp)
February 25, 2015 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for # 1059 Letter, filed by Barclays Capital Inc., Barclays PLC, Barclays Bank plc, # 1058 Notice of Interlocutory Appeal, filed by Salix Capital US Inc. were transmitted to the U.S. Court of Appeals. (tp)
February 25, 2015 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: # 1058 Notice of Interlocutory Appeal. (tp)
February 24, 2015 Filing 1058 NOTICE OF INTERLOCUTORY APPEAL from # 1053 Clerk's Judgment,,. Document filed by Salix Capital US Inc.. Filing fee $ 505.00, receipt number 0208-10630604. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. (Waldman, Jacob)
February 24, 2015 Filing 1057 NOTICE OF INTERLOCUTORY APPEAL from (74 in 1:13-cv-08799-NRB, 1053 in 1:11-md-02262-NRB) Clerk's Judgment,,. Document filed by Capital Ventures International, Darby Financial Products. Filing fee $ 505.00, receipt number 0208-10630529. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-08799-NRB(Waldman, Jacob)
February 24, 2015 Filing 1056 NOTICE OF INTERLOCUTORY APPEAL from (1053 in 1:11-md-02262-NRB, 101 in 1:13-cv-06020-NRB) Clerk's Judgment,,. Document filed by The City of Philadelphia, The Pennsylvania Intergovernmental Cooperation Authority. Filing fee $ 505.00, receipt number 0208-10630468. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06020-NRB(Waldman, Jacob)
February 24, 2015 Filing 1055 NOTICE OF APPEARANCE by Daniel Paul Cunningham on behalf of Capital Ventures International, Darby Financial Products, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Salix Capital US Inc., The City of Philadelphia, The Pennsylvania Intergovernmental Cooperation Authority. (Cunningham, Daniel)
February 24, 2015 Filing 1054 NOTICE OF INTERLOCUTORY APPEAL from (1053 in 1:11-md-02262-NRB) Clerk's Judgment,,. Document filed by National Credit Union Administration Board. Filing fee $ 505.00, receipt number 0208-10628963. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07394-NRB(Frederick, David)
February 24, 2015 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (1054 in 1:11-md-02262-NRB, 133 in 1:13-cv-07394-NRB) Notice of Interlocutory Appeal. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07394-NRB. (tp)
February 24, 2015 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (1054 in 1:11-md-02262-NRB, 133 in 1:13-cv-07394-NRB) Notice of Interlocutory Appeal, filed by National Credit Union Administration Board were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07394-NRB. (tp)
February 23, 2015 Filing 1053 CLERK'S PARTIAL JUDGMENT: That for the reasons stated in the Court's Order dated February 13, 2015, the requests are granted; there is no just reason for delay pursuant to Fed. R. Civ. P. 54(b), partial judgment is entered in favor of the Defendants as to the Sherman Act claims listed in the appendix. (Signed by Clerk of Court Ruby Krajick on 2/23/2015) (Attachments: # 1 Notice of Right to Appeal, # 2 Notice of Right to Appeal)Filed In Associated Cases: 1:11-md-02262-NRB et al.(dt)
February 23, 2015 Filing 1052 MOTION for Thomas J. Undlin to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10625658. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company. (Attachments: # 1 Certificate of Good Standing, # 2 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB(Undlin, Thomas)
February 23, 2015 Filing 1051 MOTION for Thomas J. Undlin to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10625593. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PRINCIPAL VARIABLE CONTRACTS FUND, INC., PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Funds, Inc.. (Attachments: # 1 Certificate of Good Standing, # 2 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB(Undlin, Thomas)
February 23, 2015 Filing 1050 MOTION for K. Craig Wildfang to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10625534. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company. (Attachments: # 1 Certificate of Good Standing, # 2 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB(Wildfang, K.)
February 23, 2015 Filing 1049 MOTION for K. Craig Wildfang to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10625159. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PRINCIPAL VARIABLE CONTRACTS FUND, INC., PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Funds, Inc.. (Attachments: # 1 Certificate of Good Standing, # 2 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB(Wildfang, K.)
February 23, 2015 Filing 1048 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a ARGUMENT proceeding held on 2/5/15 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(Rodriguez, Somari)
February 23, 2015 Filing 1047 TRANSCRIPT of Proceedings re: ARGUMENT held on 2/5/2015 before Judge Naomi Reice Buchwald. Court Reporter/Transcriber: Denise Richards, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/19/2015. Redacted Transcript Deadline set for 3/30/2015. Release of Transcript Restriction set for 5/29/2015.(Rodriguez, Somari)
February 23, 2015 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (56 in 1:11-cv-07715-NRB, 129 in 1:13-cv-08644-NRB, 106 in 1:13-cv-01016-NRB, 72 in 1:14-cv-04189-NRB, 98 in 1:11-cv-05638-NRB, 38 in 1:14-cv-07720-NRB, 195 in 1:13-cv-02297-NRB, 73 in 1:13-cv-08799-NRB, 165 in 1:13-cv-00597-NRB, 166 in 1:11-cv-06409-NRB, 91 in 1:13-cv-00346-NRB, 104 in 1:11-cv-05641-NRB, 100 in 1:13-cv-06020-NRB, 164 in 1:13-cv-00625-NRB, 97 in 1:12-cv-05822-NRB, 156 in 1:13-cv-05186-NRB, 80 in 1:11-cv-05931-NRB, 86 in 1:12-cv-06056-NRB, 164 in 1:13-cv-00667-NRB, 163 in 1:13-cv-00627-NRB, 116 in 1:14-cv-01757-NRB, 83 in 1:13-cv-03010-NRB, 78 in 1:11-cv-02883-NRB, 163 in 1:13-cv-00626-NRB, 90 in 1:13-cv-02343-NRB, 61 in 1:12-cv-04205-NRB, 96 in 1:13-cv-00407-NRB, 125 in 1:12-cv-05723-NRB, 76 in 1:11-cv-05929-NRB, 71 in 1:11-cv-05927-NRB, 75 in 1:12-cv-07461-NRB, 130 in 1:13-cv-07394-NRB, 100 in 1:12-cv-01025-NRB, 126 in 1:13-cv-06014-NRB, 159 in 1:13-cv-05616-NRB, 77 in 1:11-cv-03128-NRB, 97 in 1:13-cv-00398-NRB, 66 in 1:11-cv-05930-NRB, 156 in 1:13-cv-05187-NRB, 157 in 1:13-cv-03952-NRB, 77 in 1:11-cv-05928-NRB, 77 in 1:12-cv-06693-NRB, 55 in 1:11-cv-07676-NRB, 90 in 1:11-cv-05640-NRB, 81 in 1:13-cv-05511-NRB, 176 in 1:11-cv-06412-NRB, 105 in 1:13-cv-01135-NRB, 98 in 1:13-cv-07720-NRB, 116 in 1:14-cv-03094-NRB, 149 in 1:13-cv-05569-NRB, 99 in 1:13-cv-01198-NRB, 149 in 1:13-cv-05221-NRB, 1043 in 1:11-md-02262-NRB, 140 in 1:13-cv-00598-NRB, 171 in 1:11-cv-06411-NRB, 126 in 1:13-cv-06013-NRB, 71 in 1:13-cv-01456-NRB, 175 in 1:13-cv-07005-NRB, 78 in 1:11-cv-03249-NRB, 271 in 1:11-cv-02613-NRB) Amended Notice of Appeal. Filed In Associated Cases: 1:11-md-02262-NRB et al. (tp)
February 23, 2015 First Supplemental ROA Sent to USCA (Electronic File). Certified Supplemental Indexed record on Appeal Electronic Files for (56 in 1:11-cv-07715-NRB, 106 in 1:13-cv-01016-NRB, 38 in 1:14-cv-07720-NRB, 195 in 1:13-cv-02297-NRB, 73 in 1:13-cv-08799-NRB, 166 in 1:11-cv-06409-NRB, 91 in 1:13-cv-00346-NRB, 164 in 1:13-cv-00625-NRB, 156 in 1:13-cv-05186-NRB, 116 in 1:14-cv-01757-NRB, 76 in 1:11-cv-05929-NRB, 71 in 1:11-cv-05927-NRB, 75 in 1:12-cv-07461-NRB, 130 in 1:13-cv-07394-NRB, 100 in 1:12-cv-01025-NRB, 126 in 1:13-cv-06014-NRB, 159 in 1:13-cv-05616-NRB, 77 in 1:11-cv-03128-NRB, 66 in 1:11-cv-05930-NRB, 156 in 1:13-cv-05187-NRB, 157 in 1:13-cv-03952-NRB, 77 in 1:11-cv-05928-NRB, 90 in 1:11-cv-05640-NRB, 81 in 1:13-cv-05511-NRB, 176 in 1:11-cv-06412-NRB, 105 in 1:13-cv-01135-NRB, 116 in 1:14-cv-03094-NRB, 149 in 1:13-cv-05569-NRB, 99 in 1:13-cv-01198-NRB, 149 in 1:13-cv-05221-NRB, 78 in 1:11-cv-03249-NRB, 129 in 1:13-cv-08644-NRB, 72 in 1:14-cv-04189-NRB, 98 in 1:11-cv-05638-NRB, 165 in 1:13-cv-00597-NRB, 104 in 1:11-cv-05641-NRB, 100 in 1:13-cv-06020-NRB, 97 in 1:12-cv-05822-NRB, 80 in 1:11-cv-05931-NRB, 86 in 1:12-cv-06056-NRB, 164 in 1:13-cv-00667-NRB, 163 in 1:13-cv-00627-NRB, 83 in 1:13-cv-03010-NRB, 78 in 1:11-cv-02883-NRB, 163 in 1:13-cv-00626-NRB, 90 in 1:13-cv-02343-NRB, 61 in 1:12-cv-04205-NRB, 125 in 1:12-cv-05723-NRB, 96 in 1:13-cv-00407-NRB, 97 in 1:13-cv-00398-NRB, 77 in 1:12-cv-06693-NRB, 55 in 1:11-cv-07676-NRB, 98 in 1:13-cv-07720-NRB, 1043 in 1:11-md-02262-NRB, 140 in 1:13-cv-00598-NRB, 171 in 1:11-cv-06411-NRB, 126 in 1:13-cv-06013-NRB, 71 in 1:13-cv-01456-NRB, 175 in 1:13-cv-07005-NRB, 271 in 1:11-cv-02613-NRB) Amended Notice of Appeal, filed by Mayor and City Council of Baltimore were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:11-md-02262-NRB et al. (tp)
February 23, 2015 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (1044 in 1:11-md-02262-NRB, 92 in 1:13-cv-00346-NRB) Notice of Interlocutory Appeal. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00346-NRB. (tp)
February 23, 2015 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (92 in 1:13-cv-00346-NRB, 1044 in 1:11-md-02262-NRB) Notice of Interlocutory Appeal, filed by Guaranty Bank & Trust Company were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00346-NRB. (tp)
February 20, 2015 Filing 1046 NOTICE OF CHANGE OF ADDRESS by Steven Wolowitz on behalf of Societe Generale. New Address: Mayer Brown, LLP, 1221 Avenue of the Americas, New York, New York, USA 10020-1001, 212-506-2500. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-01025-NRB, 1:13-cv-00598-NRB, 1:13-cv-07394-NRB(Wolowitz, Steven)
February 20, 2015 Filing 1045 LETTER addressed to Judge Naomi Reice Buchwald from Tiffany N. Hardy dated 2/20/15 re: Leave to File Plaintiffs' Amended Consolidated Complaint. Document filed by Stephanie Nagel, Jerry Weglarz, Nathan Weglarz. (Attachments: # 1 Exhibit A - Part 1 Second Consolidated Complaint, # 2 Exhibit A - Part 2 Second Consolidated Complaint, # 3 Exhibit B - Documents from Weltman, Weinberg and Reis)(Hardy, Tiffany)
February 20, 2015 Filing 1044 NOTICE OF INTERLOCUTORY APPEAL from (1024 in 1:11-md-02262-NRB) Clerk's Judgment,,,,. Document filed by Guaranty Bank & Trust Company. Filing fee $ 505.00, receipt number 0208-10619416. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00346-NRB(Shen, Andrew)
February 20, 2015 Filing 1043 AMENDED NOTICE OF APPEAL re: (174 in 1:13-cv-07005-NRB, 99 in 1:12-cv-01025-NRB, 75 in 1:11-cv-03128-NRB, 153 in 1:13-cv-05187-NRB, 114 in 1:14-cv-03094-NRB, 156 in 1:13-cv-05616-NRB, 128 in 1:13-cv-07394-NRB, 76 in 1:11-cv-02883-NRB, 170 in 1:11-cv-06411-NRB, 54 in 1:11-cv-07676-NRB, 153 in 1:13-cv-05186-NRB, 105 in 1:13-cv-01016-NRB, 161 in 1:13-cv-00667-NRB, 114 in 1:14-cv-01757-NRB, 97 in 1:13-cv-07720-NRB, 1019 in 1:11-md-02262-NRB, 160 in 1:13-cv-00626-NRB, 89 in 1:11-cv-05640-NRB, 161 in 1:13-cv-00625-NRB, 75 in 1:12-cv-06693-NRB, 37 in 1:14-cv-07720-NRB, 76 in 1:11-cv-05928-NRB, 82 in 1:13-cv-03010-NRB, 60 in 1:12-cv-04205-NRB, 70 in 1:14-cv-04189-NRB, 95 in 1:13-cv-00398-NRB, 98 in 1:13-cv-06020-NRB, 89 in 1:13-cv-02343-NRB, 175 in 1:11-cv-06412-NRB, 75 in 1:11-cv-05929-NRB, 253 in 1:11-cv-02613-NRB, 70 in 1:13-cv-01456-NRB, 95 in 1:13-cv-00407-NRB, 80 in 1:13-cv-05511-NRB, 162 in 1:13-cv-00597-NRB, 123 in 1:13-cv-00598-NRB, 70 in 1:11-cv-05927-NRB, 165 in 1:11-cv-06409-NRB, 65 in 1:11-cv-05930-NRB, 54 in 1:11-cv-07715-NRB, 89 in 1:13-cv-00346-NRB, 126 in 1:13-cv-08644-NRB, 102 in 1:13-cv-01135-NRB, 122 in 1:13-cv-06013-NRB, 71 in 1:13-cv-08799-NRB, 194 in 1:13-cv-02297-NRB, 160 in 1:13-cv-00627-NRB, 97 in 1:11-cv-05638-NRB, 146 in 1:13-cv-05221-NRB, 95 in 1:12-cv-05822-NRB, 74 in 1:12-cv-07461-NRB, 85 in 1:12-cv-06056-NRB, 122 in 1:13-cv-06014-NRB, 79 in 1:11-cv-05931-NRB, 98 in 1:13-cv-01198-NRB, 76 in 1:11-cv-03249-NRB, 146 in 1:13-cv-05569-NRB, 155 in 1:13-cv-03952-NRB, 103 in 1:11-cv-05641-NRB, 124 in 1:12-cv-05723-NRB) Corrected Notice of Appeal,,,,,,, (1024 in 1:11-md-02262-NRB, 96 in 1:13-cv-00398-NRB, 90 in 1:13-cv-00346-NRB, 96 in 1:12-cv-05822-NRB, 254 in 1:11-cv-02613-NRB, 76 in 1:12-cv-06693-NRB, 104 in 1:13-cv-01135-NRB) Clerk's Judgment,,,,. Document filed by Mayor and City Council of Baltimore. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
February 19, 2015 Filing 1042 NOTICE OF CHANGE OF ADDRESS by Steven Wolowitz on behalf of Societe Generale. New Address: Mayer Brown, LLP, 1221 Avenue of the Americas, New York, New York, USA 10020-1001, 212-506-2500. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-01025-NRB, 1:13-cv-00598-NRB, 1:13-cv-05569-NRB(Wolowitz, Steven)
February 19, 2015 Filing 1041 NOTICE OF CHANGE OF ADDRESS by Steven Wolowitz on behalf of Societe Generale. New Address: Mayer Brown, LLP, 1221 Avenue of the Americas, New York, New York, USA 10020-1001, 212-506-2500. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-01025-NRB, 1:13-cv-00598-NRB, 1:13-cv-05616-NRB(Wolowitz, Steven)
February 19, 2015 Filing 1040 NOTICE OF CHANGE OF ADDRESS by Steven Wolowitz on behalf of Societe Generale. New Address: Mayer Brown, LLP, 1221 Avenue of the Americas, New York, New York, USA 10020-1001, 212-506-2500. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-01025-NRB, 1:13-cv-00598-NRB, 1:13-cv-08644-NRB(Wolowitz, Steven)
February 19, 2015 Filing 1039 NOTICE OF CHANGE OF ADDRESS by Steven Wolowitz on behalf of Societe Generale. New Address: Mayer Brown, LLP, 1221 Avenue of the Americas, New York, New York, USA 10020-1001, 212-506-2500. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-01025-NRB, 1:13-cv-00598-NRB, 1:14-cv-01757-NRB(Wolowitz, Steven)
February 19, 2015 Filing 1038 NOTICE OF CHANGE OF ADDRESS by Steven Wolowitz on behalf of Societe Generale. New Address: Mayer Brown, LLP, 1221 Avenue of the Americas, New York, New York, USA 10020-1001, 212-506-2500. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-01025-NRB, 1:13-cv-00598-NRB(Wolowitz, Steven)
February 19, 2015 Filing 1037 NOTICE OF CHANGE OF ADDRESS by Steven Wolowitz on behalf of Societe Generale. New Address: Mayer Brown, LLP, 1221 Avenue of the Americas, New York, New York, USA 10020-1001, 212-506-2500. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-01025-NRB, 1:13-cv-00598-NRB(Wolowitz, Steven)
February 19, 2015 Filing 1036 NOTICE OF CHANGE OF ADDRESS by Steven Wolowitz on behalf of Societe Generale. New Address: Mayer Brown, LLP, 1221 Avenue of the Americas, New York, New York, USA 10020-1001, 212-506-2500. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-01025-NRB, 1:13-cv-00597-NRB, 1:13-cv-00598-NRB(Wolowitz, Steven)
February 19, 2015 Filing 1035 NOTICE OF CHANGE OF ADDRESS by Steven Wolowitz on behalf of Societe Generale. New Address: Mayer Brown, LLP, 1221 Avenue of the Americas, New York, New York, USA 10020-1001, 212-506-2500. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-01025-NRB, 1:13-cv-00598-NRB(Wolowitz, Steven)
February 19, 2015 Filing 1034 NOTICE OF CHANGE OF ADDRESS by Steven Wolowitz on behalf of Societe Generale. New Address: Mayer Brown, LLP, 1221 Avenue of the Americas, New York, New York, USA 10020-1001, 212-506-2500. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-01025-NRB, 1:13-cv-00598-NRB, 1:13-cv-03952-NRB(Wolowitz, Steven)
February 19, 2015 Filing 1033 NOTICE OF CHANGE OF ADDRESS by Steven Wolowitz on behalf of Societe Generale. New Address: Mayer Brown, LLP, 1221 Avenue of the Americas, New York, New York, USA 10020-1001, 212-506-2500. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-01025-NRB, 1:13-cv-00598-NRB, 1:13-cv-05186-NRB(Wolowitz, Steven)
February 19, 2015 Filing 1032 NOTICE OF CHANGE OF ADDRESS by Steven Wolowitz on behalf of Societe Generale. New Address: Mayer Brown, LLP, 1221 Avenue of the Americas, New York, New York, USA 10020-1001, 212-506-2500. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-01025-NRB, 1:13-cv-00598-NRB, 1:13-cv-05187-NRB(Wolowitz, Steven)
February 19, 2015 Filing 1031 NOTICE OF CHANGE OF ADDRESS by Steven Wolowitz on behalf of Societe Generale. New Address: Mayer Brown, LLP, 1221 Avenue of the Americas, New York, New York, USA 10020-1001, 212-506-2500. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-01025-NRB, 1:13-cv-00598-NRB, 1:13-cv-05221-NRB(Wolowitz, Steven)
February 19, 2015 Filing 1030 NOTICE OF CHANGE OF ADDRESS by Steven Wolowitz on behalf of Societe Generale. New Address: Mayer Brown, LLP, 1221 Avenue of the Americas, New York, New York, USA 10020-1001, 212-506-2500. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-01025-NRB, 1:13-cv-00598-NRB, 1:13-cv-00627-NRB(Wolowitz, Steven)
February 19, 2015 Filing 1029 NOTICE OF CHANGE OF ADDRESS by Steven Wolowitz on behalf of Societe Generale. New Address: Mayer Brown, LLP, 1221 Avenue of the Americas, New York, New York, USA 10020-1001, 212-506-2500. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:12-cv-01025-NRB, 1:13-cv-00598-NRB, 1:13-cv-00667-NRB(Wolowitz, Steven)
February 19, 2015 Filing 1028 NOTICE OF CHANGE OF ADDRESS by Steven Wolowitz on behalf of Societe Generale, S.A.. New Address: Mayer Brown, LLP, 1221 Avenue of the Americas, New York, New York, USA 10020-1001, 212-506-2500. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00625-NRB(Wolowitz, Steven)
February 19, 2015 Filing 1027 NOTICE OF CHANGE OF ADDRESS by Steven Wolowitz on behalf of Societe Generale. New Address: Mayer Brown, LLP, 1221 Avenue of the Americas, New York, New York, USA 10020-1001, 212-506-2500. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00626-NRB(Wolowitz, Steven)
February 19, 2015 Filing 1026 LETTER addressed to Judge Naomi Reice Buchwald from Richard J. Leveridge dated February 19, 2015 re: Response to the Courts question at oral argument regarding limiting principles for fraud. Document filed by Principal Financial Group, Inc., Principal Funds, Inc., The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation, California Public Plaintiffs.(Leveridge, Richard)
February 19, 2015 Filing 1025 LETTER addressed to Judge Naomi Reice Buchwald from Richard J. Leveridge dated February 19, 2015 re: Response to the Courts question at oral argument regarding personal jurisdiction. Document filed by Direct Action Plaintiffs.(Leveridge, Richard)
February 17, 2015 Filing 1024 CLERK'S CORRECTED JUDGMENT: That for the reasons stated in the Court's Order dated February 5, 2015, the requests as to the OTC Plaintiffs, Exchange-Based Plaintiffs, and plaintiffs in 33-35 Green Pond Road, Courtyard at Amwell II, and Guaranty Bank & Trust are granted; the requests as to plaintiffs in LACERA and County of Riverside, as those cases do not raise claims under the Sherman Act, are denied; accordingly, final judgment is entered against plaintiffs in 33-35 Green Pond and Courtyard as Amwell II, and those cases are closed; there is no just reason for delay pursuant to Fed. R. Civ. P. 54(b), partial judgment is entered in favor of the Defendants as to claim I of the OTC Plaintiffs' operative complaint, MDL ECF No. 406; claim 5 of the Exchange-Based Plaintiffs' operative complaint, MDL ECF No. 407; and claim 1 of the complaint in Guaranty Bank & Trust, No. 13-cv-346, ECF No. 1. (Signed by Clerk of Court Ruby Krajick on 2/17/2015) (Attachments: # 1 Notice of Right to Appeal, # 2 Notice of Right to Appeal)Filed In Associated Cases: 1:11-md-02262-NRB et al.(dt)
February 13, 2015 Opinion or Order Filing 1023 ORDER: Individual plaintiffs in eighteen cases (see appendix) have requested the entry of partial judgment in order to allow them to participate in the pending appeal from final judgment in Gelboim v. Credit Suisse Group AG, No. 12-cv-1025. See Leveridge Letter, MDL ECF No. 1018. For the reasons expressed in the Orders of March 29, 2013 (MDL ECF No. 286), August 23, 2013 (MDL ECF No. 389), October 17, 2013 (MDL ECF No. 490), and February 5, 2015 (MDL ECF No. 1008), and in open court on February 5, 2015, these requests are granted. The Clerk of Court is respectfully requested to enter partial judgments pursuant to Rule 54(b) as to the Sherman Act claims listed in the appendix. (Signed by Judge Loretta A. Preska on 2/13/2015) (kgo)
February 13, 2015 Transmission to Judgments and Orders Clerk. Transmitted re: (71 in 1:14-cv-04189-NRB) Order, to the Judgments and Orders Clerk. Filed In Associated Cases: 1:11-md-02262-NRB et al.(kgo)
February 13, 2015 Filing 1022 NOTICE OF CHANGE OF ADDRESS by Stacey Paige Slaughter on behalf of Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company, PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PRINCIPAL VARIABLE CONTRACTS FUND, INC., PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Funds, Inc.. New Address: Robins Kaplan LLP,. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB, 1:13-cv-06014-NRB(Slaughter, Stacey)
February 13, 2015 Filing 1021 NOTICE OF CHANGE OF ADDRESS by Stacey Paige Slaughter on behalf of Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company, PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PRINCIPAL VARIABLE CONTRACTS FUND, INC., PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Funds, Inc.. New Address: Robins Kaplan LLP,. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB, 1:13-cv-06014-NRB(Slaughter, Stacey)
February 13, 2015 Filing 1020 NOTICE OF CHANGE OF ADDRESS by Stacey Paige Slaughter on behalf of Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company, PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PRINCIPAL VARIABLE CONTRACTS FUND, INC., PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Funds, Inc.. New Address: Robins Kaplan LLP,. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB, 1:13-cv-06014-NRB(Slaughter, Stacey)
February 13, 2015 Filing 1019 CORRECTED NOTICE OF APPEAL re: (127 in 1:13-cv-07394-NRB, 164 in 1:11-cv-06409-NRB, 152 in 1:13-cv-05186-NRB, 160 in 1:13-cv-00625-NRB, 96 in 1:11-cv-05638-NRB, 69 in 1:11-cv-05927-NRB, 145 in 1:13-cv-05569-NRB, 97 in 1:13-cv-01198-NRB, 251 in 1:11-cv-02613-NRB, 145 in 1:13-cv-05221-NRB, 173 in 1:13-cv-07005-NRB, 154 in 1:13-cv-03952-NRB, 73 in 1:12-cv-06693-NRB, 88 in 1:13-cv-02343-NRB, 94 in 1:13-cv-00398-NRB, 94 in 1:12-cv-05822-NRB, 155 in 1:13-cv-05616-NRB, 169 in 1:11-cv-06411-NRB, 125 in 1:13-cv-08644-NRB, 81 in 1:13-cv-03010-NRB, 59 in 1:12-cv-04205-NRB, 1015 in 1:11-md-02262-NRB, 159 in 1:13-cv-00626-NRB, 69 in 1:14-cv-04189-NRB, 88 in 1:13-cv-00346-NRB, 161 in 1:13-cv-00597-NRB, 152 in 1:13-cv-05187-NRB, 79 in 1:13-cv-05511-NRB, 113 in 1:14-cv-01757-NRB, 121 in 1:13-cv-06013-NRB, 72 in 1:11-cv-03128-NRB, 101 in 1:13-cv-01135-NRB, 84 in 1:12-cv-06056-NRB, 36 in 1:14-cv-07720-NRB, 98 in 1:12-cv-01025-NRB, 122 in 1:13-cv-00598-NRB, 88 in 1:11-cv-05640-NRB, 70 in 1:13-cv-08799-NRB, 69 in 1:13-cv-01456-NRB, 123 in 1:12-cv-05723-NRB, 73 in 1:11-cv-02883-NRB, 113 in 1:14-cv-03094-NRB, 51 in 1:11-cv-07715-NRB, 53 in 1:11-cv-07676-NRB, 102 in 1:11-cv-05641-NRB, 121 in 1:13-cv-06014-NRB, 94 in 1:13-cv-00407-NRB, 78 in 1:11-cv-05931-NRB, 73 in 1:12-cv-07461-NRB, 104 in 1:13-cv-01016-NRB, 64 in 1:11-cv-05930-NRB, 174 in 1:11-cv-06412-NRB, 75 in 1:11-cv-05928-NRB, 159 in 1:13-cv-00627-NRB, 74 in 1:11-cv-05929-NRB, 193 in 1:13-cv-02297-NRB, 73 in 1:11-cv-03249-NRB, 97 in 1:13-cv-06020-NRB, 160 in 1:13-cv-00667-NRB, 96 in 1:13-cv-07720-NRB) Notice of Appeal, (71 in 1:12-cv-06693-NRB, 1008 in 1:11-md-02262-NRB, 99 in 1:13-cv-01135-NRB, 86 in 1:13-cv-00346-NRB, 249 in 1:11-cv-02613-NRB, 92 in 1:13-cv-00398-NRB, 91 in 1:12-cv-05822-NRB) Order,,,, (250 in 1:11-cv-02613-NRB) Clerk's Judgment,,,,. Document filed by Mayor and City Council of Baltimore. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
February 13, 2015 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (252 in 1:11-cv-02613-NRB, 1016 in 1:11-md-02262-NRB) Notice of Appeal. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB. (tp)
February 13, 2015 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (252 in 1:11-cv-02613-NRB, 1016 in 1:11-md-02262-NRB) Notice of Appeal, filed by 303030 Trading LLC, 303030 Trading, LLC, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, Metzler Investment GmbH, Gary Francis, Nathaniel Haynes, FTC Futures Fund SICAV were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB. (tp)
February 13, 2015 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (127 in 1:13-cv-07394-NRB, 164 in 1:11-cv-06409-NRB, 121 in 1:13-cv-06013-NRB, 72 in 1:11-cv-03128-NRB, 152 in 1:13-cv-05186-NRB, 101 in 1:13-cv-01135-NRB, 160 in 1:13-cv-00625-NRB, 84 in 1:12-cv-06056-NRB, 96 in 1:11-cv-05638-NRB, 69 in 1:11-cv-05927-NRB, 36 in 1:14-cv-07720-NRB, 98 in 1:12-cv-01025-NRB, 122 in 1:13-cv-00598-NRB, 145 in 1:13-cv-05569-NRB, 97 in 1:13-cv-01198-NRB, 251 in 1:11-cv-02613-NRB, 88 in 1:11-cv-05640-NRB, 145 in 1:13-cv-05221-NRB, 70 in 1:13-cv-08799-NRB, 173 in 1:13-cv-07005-NRB, 154 in 1:13-cv-03952-NRB, 69 in 1:13-cv-01456-NRB, 123 in 1:12-cv-05723-NRB, 73 in 1:11-cv-02883-NRB, 73 in 1:12-cv-06693-NRB, 113 in 1:14-cv-03094-NRB, 51 in 1:11-cv-07715-NRB, 88 in 1:13-cv-02343-NRB, 53 in 1:11-cv-07676-NRB, 102 in 1:11-cv-05641-NRB, 94 in 1:13-cv-00398-NRB, 121 in 1:13-cv-06014-NRB, 94 in 1:13-cv-00407-NRB, 78 in 1:11-cv-05931-NRB, 94 in 1:12-cv-05822-NRB, 73 in 1:12-cv-07461-NRB, 104 in 1:13-cv-01016-NRB, 64 in 1:11-cv-05930-NRB, 174 in 1:11-cv-06412-NRB, 75 in 1:11-cv-05928-NRB, 159 in 1:13-cv-00627-NRB, 155 in 1:13-cv-05616-NRB, 169 in 1:11-cv-06411-NRB, 125 in 1:13-cv-08644-NRB, 81 in 1:13-cv-03010-NRB, 74 in 1:11-cv-05929-NRB, 193 in 1:13-cv-02297-NRB, 59 in 1:12-cv-04205-NRB, 1015 in 1:11-md-02262-NRB, 73 in 1:11-cv-03249-NRB, 159 in 1:13-cv-00626-NRB, 69 in 1:14-cv-04189-NRB, 97 in 1:13-cv-06020-NRB, 160 in 1:13-cv-00667-NRB, 88 in 1:13-cv-00346-NRB, 161 in 1:13-cv-00597-NRB, 152 in 1:13-cv-05187-NRB, 96 in 1:13-cv-07720-NRB, 79 in 1:13-cv-05511-NRB, 113 in 1:14-cv-01757-NRB) Notice of Appeal. Filed In Associated Cases: 1:11-md-02262-NRB et al. (tp)
February 13, 2015 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (1014 in 1:11-md-02262-NRB, 93 in 1:12-cv-05822-NRB) Notice of Appeal, filed by 33-35 Green Pond Road Associates, LLC were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05822-NRB. (tp)
February 13, 2015 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (74 in 1:12-cv-06693-NRB, 1017 in 1:11-md-02262-NRB) Notice of Appeal. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-06693-NRB. (tp)
February 13, 2015 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (1014 in 1:11-md-02262-NRB, 93 in 1:12-cv-05822-NRB) Notice of Appeal. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05822-NRB. (tp)
February 13, 2015 Appeal Fee Paid electronically via Pay.gov: for (95 in 1:13-cv-00407-NRB, 174 in 1:13-cv-07005-NRB, 80 in 1:13-cv-05511-NRB, 99 in 1:12-cv-01025-NRB, 162 in 1:13-cv-00597-NRB, 123 in 1:13-cv-00598-NRB, 75 in 1:11-cv-03128-NRB, 70 in 1:11-cv-05927-NRB, 165 in 1:11-cv-06409-NRB, 153 in 1:13-cv-05187-NRB, 114 in 1:14-cv-03094-NRB, 65 in 1:11-cv-05930-NRB, 54 in 1:11-cv-07715-NRB, 89 in 1:13-cv-00346-NRB, 126 in 1:13-cv-08644-NRB, 156 in 1:13-cv-05616-NRB, 128 in 1:13-cv-07394-NRB, 102 in 1:13-cv-01135-NRB, 76 in 1:11-cv-02883-NRB, 170 in 1:11-cv-06411-NRB, 54 in 1:11-cv-07676-NRB, 122 in 1:13-cv-06013-NRB, 153 in 1:13-cv-05186-NRB, 71 in 1:13-cv-08799-NRB, 105 in 1:13-cv-01016-NRB, 161 in 1:13-cv-00667-NRB, 114 in 1:14-cv-01757-NRB, 194 in 1:13-cv-02297-NRB, 97 in 1:13-cv-07720-NRB, 1019 in 1:11-md-02262-NRB, 160 in 1:13-cv-00627-NRB, 160 in 1:13-cv-00626-NRB, 89 in 1:11-cv-05640-NRB, 97 in 1:11-cv-05638-NRB, 146 in 1:13-cv-05221-NRB, 161 in 1:13-cv-00625-NRB, 75 in 1:12-cv-06693-NRB, 95 in 1:12-cv-05822-NRB, 37 in 1:14-cv-07720-NRB, 74 in 1:12-cv-07461-NRB, 76 in 1:11-cv-05928-NRB, 82 in 1:13-cv-03010-NRB, 85 in 1:12-cv-06056-NRB, 122 in 1:13-cv-06014-NRB, 79 in 1:11-cv-05931-NRB, 60 in 1:12-cv-04205-NRB, 98 in 1:13-cv-01198-NRB, 70 in 1:14-cv-04189-NRB, 76 in 1:11-cv-03249-NRB, 146 in 1:13-cv-05569-NRB, 155 in 1:13-cv-03952-NRB, 95 in 1:13-cv-00398-NRB, 103 in 1:11-cv-05641-NRB, 124 in 1:12-cv-05723-NRB, 98 in 1:13-cv-06020-NRB, 89 in 1:13-cv-02343-NRB, 175 in 1:11-cv-06412-NRB, 75 in 1:11-cv-05929-NRB, 253 in 1:11-cv-02613-NRB, 70 in 1:13-cv-01456-NRB) Corrected Notice of Appeal. Filing fee $ 505.00. Pay.gov receipt number 0208-10592956, paid on 2/12/2015. Filed In Associated Cases: 1:11-md-02262-NRB et al. (tp)
February 13, 2015 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (74 in 1:12-cv-06693-NRB, 1017 in 1:11-md-02262-NRB) Notice of Appeal, filed by Lawrence W. Gardner, Raritan Commons, LLC, Courtyard at Amwell II, LLC, Maidencreek Ventures II LP, Jill Court Associates II, LLC, Greenwich Commons II, LLC were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-06693-NRB. (tp)
February 13, 2015 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (95 in 1:13-cv-00407-NRB, 174 in 1:13-cv-07005-NRB, 80 in 1:13-cv-05511-NRB, 99 in 1:12-cv-01025-NRB, 162 in 1:13-cv-00597-NRB, 123 in 1:13-cv-00598-NRB, 75 in 1:11-cv-03128-NRB, 70 in 1:11-cv-05927-NRB, 165 in 1:11-cv-06409-NRB, 153 in 1:13-cv-05187-NRB, 114 in 1:14-cv-03094-NRB, 65 in 1:11-cv-05930-NRB, 54 in 1:11-cv-07715-NRB, 89 in 1:13-cv-00346-NRB, 126 in 1:13-cv-08644-NRB, 156 in 1:13-cv-05616-NRB, 128 in 1:13-cv-07394-NRB, 102 in 1:13-cv-01135-NRB, 76 in 1:11-cv-02883-NRB, 170 in 1:11-cv-06411-NRB, 54 in 1:11-cv-07676-NRB, 122 in 1:13-cv-06013-NRB, 153 in 1:13-cv-05186-NRB, 71 in 1:13-cv-08799-NRB, 105 in 1:13-cv-01016-NRB, 161 in 1:13-cv-00667-NRB, 114 in 1:14-cv-01757-NRB, 194 in 1:13-cv-02297-NRB, 97 in 1:13-cv-07720-NRB, 1019 in 1:11-md-02262-NRB, 160 in 1:13-cv-00627-NRB, 160 in 1:13-cv-00626-NRB, 97 in 1:11-cv-05638-NRB, 89 in 1:11-cv-05640-NRB, 146 in 1:13-cv-05221-NRB, 161 in 1:13-cv-00625-NRB, 75 in 1:12-cv-06693-NRB, 95 in 1:12-cv-05822-NRB, 37 in 1:14-cv-07720-NRB, 74 in 1:12-cv-07461-NRB, 76 in 1:11-cv-05928-NRB, 82 in 1:13-cv-03010-NRB, 85 in 1:12-cv-06056-NRB, 122 in 1:13-cv-06014-NRB, 79 in 1:11-cv-05931-NRB, 60 in 1:12-cv-04205-NRB, 98 in 1:13-cv-01198-NRB, 70 in 1:14-cv-04189-NRB, 76 in 1:11-cv-03249-NRB, 146 in 1:13-cv-05569-NRB, 155 in 1:13-cv-03952-NRB, 95 in 1:13-cv-00398-NRB, 103 in 1:11-cv-05641-NRB, 124 in 1:12-cv-05723-NRB, 98 in 1:13-cv-06020-NRB, 89 in 1:13-cv-02343-NRB, 175 in 1:11-cv-06412-NRB, 75 in 1:11-cv-05929-NRB, 253 in 1:11-cv-02613-NRB, 70 in 1:13-cv-01456-NRB) Corrected Notice of Appeal. Filed In Associated Cases: 1:11-md-02262-NRB et al. (tp)
February 13, 2015 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (174 in 1:13-cv-07005-NRB, 99 in 1:12-cv-01025-NRB, 75 in 1:11-cv-03128-NRB, 153 in 1:13-cv-05187-NRB, 114 in 1:14-cv-03094-NRB, 156 in 1:13-cv-05616-NRB, 128 in 1:13-cv-07394-NRB, 76 in 1:11-cv-02883-NRB, 170 in 1:11-cv-06411-NRB, 54 in 1:11-cv-07676-NRB, 153 in 1:13-cv-05186-NRB, 105 in 1:13-cv-01016-NRB, 161 in 1:13-cv-00667-NRB, 114 in 1:14-cv-01757-NRB, 97 in 1:13-cv-07720-NRB, 1019 in 1:11-md-02262-NRB, 160 in 1:13-cv-00626-NRB, 89 in 1:11-cv-05640-NRB, 161 in 1:13-cv-00625-NRB, 75 in 1:12-cv-06693-NRB, 37 in 1:14-cv-07720-NRB, 76 in 1:11-cv-05928-NRB, 82 in 1:13-cv-03010-NRB, 60 in 1:12-cv-04205-NRB, 70 in 1:14-cv-04189-NRB, 95 in 1:13-cv-00398-NRB, 98 in 1:13-cv-06020-NRB, 89 in 1:13-cv-02343-NRB, 175 in 1:11-cv-06412-NRB, 75 in 1:11-cv-05929-NRB, 253 in 1:11-cv-02613-NRB, 70 in 1:13-cv-01456-NRB, 95 in 1:13-cv-00407-NRB, 80 in 1:13-cv-05511-NRB, 123 in 1:13-cv-00598-NRB, 162 in 1:13-cv-00597-NRB, 70 in 1:11-cv-05927-NRB, 165 in 1:11-cv-06409-NRB, 65 in 1:11-cv-05930-NRB, 54 in 1:11-cv-07715-NRB, 89 in 1:13-cv-00346-NRB, 126 in 1:13-cv-08644-NRB, 102 in 1:13-cv-01135-NRB, 122 in 1:13-cv-06013-NRB, 71 in 1:13-cv-08799-NRB, 194 in 1:13-cv-02297-NRB, 160 in 1:13-cv-00627-NRB, 97 in 1:11-cv-05638-NRB, 146 in 1:13-cv-05221-NRB, 95 in 1:12-cv-05822-NRB, 74 in 1:12-cv-07461-NRB, 85 in 1:12-cv-06056-NRB, 79 in 1:11-cv-05931-NRB, 122 in 1:13-cv-06014-NRB, 98 in 1:13-cv-01198-NRB, 76 in 1:11-cv-03249-NRB, 155 in 1:13-cv-03952-NRB, 146 in 1:13-cv-05569-NRB, 103 in 1:11-cv-05641-NRB, 124 in 1:12-cv-05723-NRB) Corrected Notice of Appeal, filed by Mayor and City Council of Baltimore were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:11-md-02262-NRB et al. (tp)
February 13, 2015 ***NOTE TO ATTORNEY REGARDING DEFICIENT APPEAL. Note to Attorney Carmody, William to RE-FILE Document No. (127 in 1:13-cv-07394-NRB, 164 in 1:11-cv-06409-NRB, 121 in 1:13-cv-06013-NRB, 72 in 1:11-cv-03128-NRB, 152 in 1:13-cv-05186-NRB, 101 in 1:13-cv-01135-NRB, 160 in 1:13-cv-00625-NRB, 84 in 1:12-cv-06056-NRB, 96 in 1:11-cv-05638-NRB, 69 in 1:11-cv-05927-NRB, 36 in 1:14-cv-07720-NRB, 98 in 1:12-cv-01025-NRB, 122 in 1:13-cv-00598-NRB, 145 in 1:13-cv-05569-NRB, 97 in 1:13-cv-01198-NRB, 251 in 1:11-cv-02613-NRB, 88 in 1:11-cv-05640-NRB, 145 in 1:13-cv-05221-NRB, 70 in 1:13-cv-08799-NRB, 173 in 1:13-cv-07005-NRB, 154 in 1:13-cv-03952-NRB, 69 in 1:13-cv-01456-NRB, 123 in 1:12-cv-05723-NRB, 73 in 1:11-cv-02883-NRB, 73 in 1:12-cv-06693-NRB, 113 in 1:14-cv-03094-NRB, 51 in 1:11-cv-07715-NRB, 88 in 1:13-cv-02343-NRB, 53 in 1:11-cv-07676-NRB, 102 in 1:11-cv-05641-NRB, 94 in 1:13-cv-00398-NRB, 121 in 1:13-cv-06014-NRB, 94 in 1:13-cv-00407-NRB, 78 in 1:11-cv-05931-NRB, 94 in 1:12-cv-05822-NRB, 73 in 1:12-cv-07461-NRB, 104 in 1:13-cv-01016-NRB, 64 in 1:11-cv-05930-NRB, 174 in 1:11-cv-06412-NRB, 75 in 1:11-cv-05928-NRB, 159 in 1:13-cv-00627-NRB, 155 in 1:13-cv-05616-NRB, 169 in 1:11-cv-06411-NRB, 125 in 1:13-cv-08644-NRB, 81 in 1:13-cv-03010-NRB, 74 in 1:11-cv-05929-NRB, 193 in 1:13-cv-02297-NRB, 59 in 1:12-cv-04205-NRB, 1015 in 1:11-md-02262-NRB, 73 in 1:11-cv-03249-NRB, 159 in 1:13-cv-00626-NRB, 69 in 1:14-cv-04189-NRB, 97 in 1:13-cv-06020-NRB, 160 in 1:13-cv-00667-NRB, 88 in 1:13-cv-00346-NRB, 161 in 1:13-cv-00597-NRB, 152 in 1:13-cv-05187-NRB, 96 in 1:13-cv-07720-NRB, 79 in 1:13-cv-05511-NRB, 113 in 1:14-cv-01757-NRB) Notice of Appeal. No Order being appealed was selected. Re-file the document as a Corrected Notice of Appeal event and select the correct Order being appealed. Filed In Associated Cases: 1:11-md-02262-NRB et al. (tp)
February 13, 2015 FILING ERROR - WRONG COUNSEL SELECTED - ***NOTE TO ATTORNEY REGARDING DEFICIENT APPEAL. Note to Attorney Weinstein, David to RE-FILE Document No. (127 in 1:13-cv-07394-NRB, 164 in 1:11-cv-06409-NRB, 121 in 1:13-cv-06013-NRB, 72 in 1:11-cv-03128-NRB, 152 in 1:13-cv-05186-NRB, 101 in 1:13-cv-01135-NRB, 160 in 1:13-cv-00625-NRB, 84 in 1:12-cv-06056-NRB, 96 in 1:11-cv-05638-NRB, 69 in 1:11-cv-05927-NRB, 36 in 1:14-cv-07720-NRB, 98 in 1:12-cv-01025-NRB, 122 in 1:13-cv-00598-NRB, 145 in 1:13-cv-05569-NRB, 97 in 1:13-cv-01198-NRB, 251 in 1:11-cv-02613-NRB, 88 in 1:11-cv-05640-NRB, 145 in 1:13-cv-05221-NRB, 70 in 1:13-cv-08799-NRB, 173 in 1:13-cv-07005-NRB, 154 in 1:13-cv-03952-NRB, 69 in 1:13-cv-01456-NRB, 123 in 1:12-cv-05723-NRB, 73 in 1:11-cv-02883-NRB, 73 in 1:12-cv-06693-NRB, 113 in 1:14-cv-03094-NRB, 51 in 1:11-cv-07715-NRB, 88 in 1:13-cv-02343-NRB, 53 in 1:11-cv-07676-NRB, 102 in 1:11-cv-05641-NRB, 94 in 1:13-cv-00398-NRB, 121 in 1:13-cv-06014-NRB, 94 in 1:13-cv-00407-NRB, 78 in 1:11-cv-05931-NRB, 94 in 1:12-cv-05822-NRB, 73 in 1:12-cv-07461-NRB, 104 in 1:13-cv-01016-NRB, 64 in 1:11-cv-05930-NRB, 174 in 1:11-cv-06412-NRB, 75 in 1:11-cv-05928-NRB, 159 in 1:13-cv-00627-NRB, 155 in 1:13-cv-05616-NRB, 169 in 1:11-cv-06411-NRB, 125 in 1:13-cv-08644-NRB, 81 in 1:13-cv-03010-NRB, 74 in 1:11-cv-05929-NRB, 193 in 1:13-cv-02297-NRB, 59 in 1:12-cv-04205-NRB, 1015 in 1:11-md-02262-NRB, 73 in 1:11-cv-03249-NRB, 159 in 1:13-cv-00626-NRB, 69 in 1:14-cv-04189-NRB, 97 in 1:13-cv-06020-NRB, 160 in 1:13-cv-00667-NRB, 88 in 1:13-cv-00346-NRB, 161 in 1:13-cv-00597-NRB, 152 in 1:13-cv-05187-NRB, 96 in 1:13-cv-07720-NRB, 79 in 1:13-cv-05511-NRB, 113 in 1:14-cv-01757-NRB) Notice of Appeal. No Order being appealed was selected. Re-file the document as a Corrected Notice of Appeal event and select the correct Order being appealed. Filed In Associated Cases: 1:11-md-02262-NRB et al.(tp) Modified on 2/13/2015 (tp).
February 12, 2015 Filing 1018 LETTER addressed to Judge Naomi Reice Buchwald from Richard J. Leveridge dated February 12, 2015 re: Fed. R. Civ. P. 54(b) Issues. Document filed by Direct Action Plaintiffs. (Attachments: # 1 Exhibit A)(Leveridge, Richard)
February 12, 2015 Filing 1017 NOTICE OF APPEAL from (71 in 1:12-cv-06693-NRB, 1008 in 1:11-md-02262-NRB) Order,,,, (13 in 1:12-cv-06693-NRB, 13 in 1:12-cv-06693-NRB, 13 in 1:12-cv-06693-NRB, 13 in 1:12-cv-06693-NRB, 13 in 1:12-cv-06693-NRB, 13 in 1:12-cv-06693-NRB, 13 in 1:12-cv-06693-NRB, 13 in 1:12-cv-06693-NRB, 13 in 1:12-cv-06693-NRB, 13 in 1:12-cv-06693-NRB, 13 in 1:12-cv-06693-NRB, 13 in 1:12-cv-06693-NRB, 13 in 1:12-cv-06693-NRB, 13 in 1:12-cv-06693-NRB, 13 in 1:12-cv-06693-NRB, 13 in 1:12-cv-06693-NRB, 13 in 1:12-cv-06693-NRB, 13 in 1:12-cv-06693-NRB, 13 in 1:12-cv-06693-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB) Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,. Document filed by Courtyard at Amwell II, LLC, Lawrence W. Gardner, Greenwich Commons II, LLC, Jill Court Associates II, LLC, Maidencreek Ventures II LP, Raritan Commons, LLC. Filing fee $ 505.00, receipt number 0208-10593301. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-06693-NRB(Zweig, Jason)
February 12, 2015 Filing 1016 NOTICE OF APPEAL from (1008 in 1:11-md-02262-NRB, 249 in 1:11-cv-02613-NRB) Order,,,, (1013 in 1:11-md-02262-NRB, 250 in 1:11-cv-02613-NRB) Clerk's Judgment,,,,. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. Filing fee $ 505.00, receipt number 0208-10593292. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
February 12, 2015 Filing 1015 FILING ERROR - NO ORDER SELECTED FOR APPEAL - NOTICE OF APPEAL. Document filed by Mayor and City Council of Baltimore. Filing fee $ 505.00, receipt number 0208-10592956. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William) Modified on 2/13/2015 (tp).
February 11, 2015 Filing 1014 NOTICE OF APPEAL from (92 in 1:12-cv-05822-NRB) Clerk's Judgment,,,, (286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 31 in 1:12-cv-05822-NRB, 31 in 1:12-cv-05822-NRB, 31 in 1:12-cv-05822-NRB, 31 in 1:12-cv-05822-NRB, 31 in 1:12-cv-05822-NRB, 31 in 1:12-cv-05822-NRB, 31 in 1:12-cv-05822-NRB, 31 in 1:12-cv-05822-NRB, 31 in 1:12-cv-05822-NRB, 31 in 1:12-cv-05822-NRB, 31 in 1:12-cv-05822-NRB, 31 in 1:12-cv-05822-NRB, 31 in 1:12-cv-05822-NRB, 31 in 1:12-cv-05822-NRB, 31 in 1:12-cv-05822-NRB, 31 in 1:12-cv-05822-NRB, 31 in 1:12-cv-05822-NRB, 31 in 1:12-cv-05822-NRB, 31 in 1:12-cv-05822-NRB) Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,. Document filed by 33-35 Green Pond Road Associates, LLC. Filing fee $ 505.00. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05822-NRB(Shooman, Jeffrey)
February 11, 2015 Filing 1013 CLERK'S JUDGMENT: That for the reasons stated in the Court's Order dated February 5, 2015, the requests as to the OTC Plaintiffs, Exchange-Based Plaintiffs, and plaintiffs in 33-35 Green Pond Road, Courtyard at Amwell II, and Guaranty Bank & Trust are granted; the requests as to plaintiffs in LACERA and County of Riverside, as those cases do not raise claims under the Sherman Act, are denied; accordingly, final judgment is entered against plaintiffs in 33-35 Green Pond and Courtyard as Amwell II, and those cases are closed; there is no just reason for delay pursuant to Fed. R. Civ. P. 54(b), partial judgment is entered in favor of the Defendants as to claim I of the OTC Plaintiffs' operative complaint, MDL ECF No. 406 and claim 5 of the Exchange-Based Plaintiffs' operative complaint in Guaranty Bank & Trust, No. 13-cv-346, ECF No. 1. (Signed by Clerk of Court Ruby Krajick on 2/11/2015) (Attachments: # 1 Notice of Right to Appeal, # 2 Notice of Right to Appeal)Filed In Associated Cases: 1:11-md-02262-NRB et al.(dt)
February 11, 2015 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (1011 in 1:11-md-02262-NRB, 161 in 1:11-cv-06409-NRB, 172 in 1:11-cv-06412-NRB, 167 in 1:11-cv-06411-NRB) Notice of Appeal. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-06409-NRB, 1:11-cv-06411-NRB, 1:11-cv-06412-NRB. (tp)
February 11, 2015 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for (1011 in 1:11-md-02262-NRB, 172 in 1:11-cv-06412-NRB, 161 in 1:11-cv-06409-NRB, 167 in 1:11-cv-06411-NRB) Notice of Appeal, filed by Schwab Advisor Cash Reserves, Schwab Short-Term Bond Market Fund, Schwab Value Advantage Money Fund, Schwab Retirement Advantage Money Fund, Schwab Total Bond Market Fund, Charles Schwab Corporation, Schwab Yieldplus Fund, Schwab Investor Money Fund, Schwab Cash Reserves, Charles Schwab & Co., Inc., Schwab U.S. Dollar Liquid Assets Fund, Schwab Yieldplus Fund Liquidation Trust, Charles Schwab Bank, N.A., Schwab Money Market Fund were transmitted to the U.S. Court of Appeals. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-06409-NRB, 1:11-cv-06411-NRB, 1:11-cv-06412-NRB(tp)
February 11, 2015 Appeal Fee Payment: for (93 in 1:12-cv-05822-NRB) Notice of Appeal,,,,,,,. Filing fee $ 505.00. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05822-NRB(Shooman, Jeffrey)
February 11, 2015 Appeal Fee Payment: for (93 in 1:12-cv-05822-NRB) Notice of Appeal,,,,,,,. Filing fee $ 505.00, receipt number 0208-10590823. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05822-NRB(Shooman, Jeffrey)
February 10, 2015 Filing 1011 NOTICE OF APPEAL from (133 in 1:11-cv-06409-NRB, 138 in 1:11-cv-06411-NRB, 143 in 1:11-cv-06412-NRB) Order,,,,,,,,,,,,,,,,,,, (286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB) Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,. Document filed by Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust. Filing fee $ 505.00, receipt number 0208-10587373. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-06409-NRB, 1:11-cv-06411-NRB, 1:11-cv-06412-NRB(Fineman, Steven)
February 9, 2015 Opinion or Order Filing 1010 ORDER FOR ADMISSION PRO HAC VICE ON ORAL MOTION. IT IS HEREBY ORDERED that Applicant Dean N. Kawamoto is admitted to practice Pro Hac Vice in the above captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys, and as further set forth. (Signed by Judge Naomi Reice Buchwald on 2/5/2015) (rjm)
February 9, 2015 Opinion or Order Filing 1009 ORDER FOR ADMISSION PRO HAC VICE. IT IS HEREBY ORDERED that Applicant Derek W. Loeser is admitted to practice Pro Hac Vice in the above captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys, and as further set forth. (Signed by Judge Naomi Reice Buchwald on 2/5/2015) (rjm)
February 5, 2015 Opinion or Order Filing 1008 ORDER. For the reasons expressed in our Orders of March 29, 2013 (ECF No. 286), August 23, 2013 (ECF No. 389), and October 17, 2013 (ECF No. 490), and in open court on this date, these requests are granted as to the OTC plaintiffs, Exchange-Based Plaintiffs, and plaintiffs in 33-35 Green Pond Road, Courtyard at Amwell II, and Guaranty Bank & Trust. These requests are denied as to plaintiffs in LACERA and County of Riverside, as those cases do not raise claims under the Sherman Act. See Compl. paragraphs 127-133, LACERA, No. 13 cv 398, ECF No. 1; Compl. paragraphs 128 134, Cnty. Of Riverside, No. 13-cv-1135, ECF No. 1. The Clerk of Court is respectfully requested: to enter final judgments against plaintiffs in 33-35 Green Pond and Courtyard at Amwell II, and to close those cases; and to enter partial judgments pursuant to Rule 54(b) as to claim 1 of the OTC Plaintiffs' operative complaint, MDL ECF No. 406; claim 5 of the Exchange-Based Plaintiffs' operative complaint, MDL ECF No. 407; and claim 1 of the complaint in Guaranty Bank & Trust, No. 13-cv-346, ECF No. 1. (Signed by Judge Naomi Reice Buchwald on 2/5/2015) Filed In Associated Cases: 1:11-md-02262-NRB et al. (rjm)
February 5, 2015 Transmission to Judgments and Orders Clerk. Transmitted re: # 1008 Order to the Judgments and Orders Clerk. (rjm)
February 4, 2015 Filing 1007 LETTER addressed to Judge Naomi Reice Buchwald from David R. Gelfand dated 2/4/2015 re: Response to Exchange-Based Plaintiffs' letter dated January 27, 2015 (ECF No. 1001). Document filed by Bank of America Corporation, Bank of America, N.A., Citibank NA, Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, HSBC Holdings PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Banking Group PLC, Lloyds TSB Bank PLC, Royal Bank of Canada, Royal Bank of Scotland Group plc, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, UBS AG, WestDeutsche Immobilienbank AG, WestLB AG.(Gelfand, David)
February 2, 2015 Filing 1006 LETTER addressed to Judge Naomi Reice Buchwald from Richard J. Leveridge dated February 2, 2015 re: Relevant opinion decided post-briefing. Document filed by Direct Action Plaintiffs. (Attachments: # 1 Exhibit A)(Leveridge, Richard)
February 2, 2015 Filing 1005 NOTICE of Amended Declaration of Patrick Gonsalves in Support of Barclays Bank PLC's Motion to Dismiss Certain Direct Actions for Lack of Personal Jurisdiction re: (759 in 1:11-md-02262-NRB) Declaration in Support of Motion. Document filed by Barclays Bank PLC. (Attachments: # 1 Amended Declaration of Patrick Gonsalves in Support of Barclays Bank PLC's Motion to Dismiss Certain Direct Actions for Lack of Personal Jurisdiction)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Scott, Jeffrey)
January 30, 2015 Filing 1004 NOTICE of Acknowledgment of Service re: (57 in 1:13-cv-06013-NRB) Amended Complaint,,,,,, (664 in 1:11-md-02262-NRB) Amended Complaint,,,, (57 in 1:13-cv-06014-NRB) Amended Complaint,,,, (665 in 1:11-md-02262-NRB) Amended Complaint,,,,,,,. Document filed by PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company, Principal Variable Contracts Funds, Inc.. (Attachments: # 1 Exhibit Exhibits A-I)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB, 1:13-cv-06014-NRB(Berndt, Thomas)
January 29, 2015 Filing 1003 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Triaxx Prime CDO 2006-1 ltd., Triaxx Prime CDO 2006-2 Ltd., Triaxx Prime CDO 2007-1 Ltd..(Loeser, Derek)
January 28, 2015 Filing 1002 LETTER addressed to Judge Naomi Reice Buchwald from William C. Carmody dated 1/28/2015 re: Supreme Court's Decision in Gelboim v. Bank of America. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore.(Carmody, William)
January 27, 2015 Filing 1001 LETTER MOTION for Conference addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated January 27, 2015. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: # 1 Exhibit A)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
January 26, 2015 Opinion or Order Filing 1000 ORDER: The oral argument previously scheduled on January 28, 2015, is hereby adjourned to February 5, 2015, at 10:00 A.M., ( Oral Argument set for 2/5/2015 at 10:00 AM before Judge Naomi Reice Buchwald.) (Signed by Judge Naomi Reice Buchwald on 1/26/2015) Filed In Associated Cases: 1:11-md-02262-NRB et al.(lmb)
January 23, 2015 Filing 999 NOTICE OF APPEARANCE by Derek W. Loeser on behalf of Triaxx Prime CDO 2006-1 ltd., Triaxx Prime CDO 2006-2 Ltd., Triaxx Prime CDO 2007-1 Ltd.. (Loeser, Derek)
January 23, 2015 Filing 998 NOTICE OF APPEARANCE by David Steven Preminger on behalf of Triaxx Prime CDO 2006-1 ltd., Triaxx Prime CDO 2006-2 Ltd., Triaxx Prime CDO 2007-1 Ltd.. (Preminger, David)
January 23, 2015 Filing 997 NOTICE OF APPEARANCE by David Steven Preminger on behalf of Triaxx Prime CDO 2006-1 ltd., Triaxx Prime CDO 2006-2 Ltd., Triaxx Prime CDO 2007-1 Ltd.. (Preminger, David)
January 23, 2015 Filing 996 LETTER addressed to Judge Naomi Reice Buchwald from William C. Carmody dated 1/23/2015 re: Request for Entry of Final Judgment on Antitrust Claims Under Rule 54(b). Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore.(Carmody, William)
January 23, 2015 Filing 995 DECLARATION of Nanci E. Nishimura in Opposition re: # 890 Memorandum of Law in Opposition to Motion, # 882 Brief,,,,, # 887 Memorandum of Law in Opposition to Motion, # 886 Memorandum of Law in Opposition to Motion, # 870 Letter, # 891 Memorandum of Law in Opposition to Motion, # 888 Memorandum of Law in Opposition to Motion, # 877 Memorandum of Law in Opposition to Motion, # 875 Memorandum of Law in Opposition to Motion, # 883 Memorandum of Law in Opposition to Motion, # 871 Memorandum of Law in Opposition to Motion,,,,,,,,,,,,. Document filed by City of Houston, City of Richmond, City of Riverside, County of Mendocino, County of Sacramento, County of San Diego, County of San Mateo, County of Sonoma, East Bay Municipal Utility District, San Diego Association of Governments, San Mateo Couty Joint Powers Financing Authority, Successor Agency to the Richmond Community Redevelopment Agency, David E. Sundstrom, The Regents of the University of California, The Richmond Joint Powers Financing Authority, The Riverside Public Financing Authority. (Attachments: # 1 Exhibit 1-5, # 2 Exhibit 6, # 3 Exhibit 7-10, # 4 Exhibit 11-13, # 5 Exhibit 14-16, # 6 Exhibit 17-18, # 7 Exhibit 19-20, # 8 Exhibit 21-22, # 9 Exhibit 23-24, # 10 Exhibit 25-31, # 11 Exhibit 32, # 12 Exhibit 33, # 13 Exhibit 34, # 14 Exhibit 35)(Nishimura, Nanci)
January 22, 2015 Opinion or Order Filing 994 ORDER GRANTING ADMISSION PRO HAC VICE granting (944) Motion for Daniel V. Dorris to Appear Pro Hac Vice in case 1:11-md-02262-NRB. (Signed by Judge Naomi Reice Buchwald on 1/22/2015) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07394-NRB (rjm)
January 22, 2015 Opinion or Order Filing 993 ORDER FOR ADMISSION PRO HAC VICE granting (937) Motion for Warner Vandergriff Hocker to Appear Pro Hac Vice in case 1:11-md-02262-NRB. (Signed by Judge Naomi Reice Buchwald on 1/21/2015) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-05616-NRB (rjm)
January 22, 2015 Filing 992 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Royal Bank of Canada for RBC Capital Markets, LLC. Document filed by RBC Capital Markets, LLC.(Kemnitz, Christian)
January 22, 2015 Filing 991 NOTICE OF CHANGE OF ADDRESS by Lesley Elizabeth Weaver on behalf of Community Bank & Trust. New Address: Block & Leviton LLP, 492 9th Street, Suite 260, Oakland, CA, USA 94607, (415) 968-8999. (Weaver, Lesley)
January 21, 2015 Opinion or Order Filing 990 MEMO ENDORSEMENT on re: (84 in 1:14-cv-00146-NRB) Letter, filed by Triaxx Prime CDO 2006-2 Ltd., Triaxx Prime CDO 2007-1 Ltd., Triaxx Prime CDO 2006-1 ltd., (952 in 1:11-md-02262-NRB) Letter, filed by Triaxx Prime CDO 2006-2 Ltd., Triaxx Prime CDO 2007-1 Ltd., Triaxx Prime CDO 2006-1 ltd. ENDORSEMENT: So Ordered. (Signed by Judge Naomi Reice Buchwald on 1/21/2015) (tn)
January 20, 2015 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Fraser Lee Hunter to RE-FILE Document # 945 Rule 7.1 Corporate Disclosure Statement,. ERROR(S): Not All Corporate Parents were added. Please re-file this document and when prompted: Are there any corporate parents or other affiliates?, select the YES radio button and enter the Corporate Parent(s) or Affiliate(s) one party name at a time. (lb)
January 20, 2015 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Christian T. Kemnitz to RE-FILE Document # 942 Rule 7.1 Corporate Disclosure Statement. ERROR(S): Corporate Parents were not added. Please re-file this document and when prompted: Are there any corporate parents or other affiliates?, select the YES radio button and enter the Corporate Parent(s) or Affiliate(s). YOU MUST SELECT THE SEARCH BUTTON. Select the correct name or create a new corporate parent. Add the Corporate Parent(s) or Affiliate(s) one party name at a time. (lb)
January 20, 2015 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. # 944 MOTION for Daniel V. Dorris to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10506227. Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. (wb)
January 16, 2015 Filing 986 LETTER addressed to Judge Naomi Reice Buchwald from Usher Winslett dated January 16, 2015 re: Rule 2.E.1. Document filed by National Collegiate Student Loan Trust 2007-1.(Winslett, Usher)
January 16, 2015 Filing 985 LETTER addressed to Judge Naomi Reice Buchwald from Robert F. Wise dated 01/16/2015 re: Pursuant to Rule 2.E.1 of Your Honor's Individual practices in Connection with Defendants' Motion to Dismiss Goldsleger Complaint. Document filed by Bank of America National Association.(Wise, Robert)
January 16, 2015 Filing 984 LETTER addressed to Judge Naomi Reice Buchwald from Robert F. Wise dated 01/16/2015 re: Pursuant to Rule 2.E.1 of Your's Individual Practices in Connection with Defendants' Motion to Dismiss Lender Class Action Complaint. Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, Bank Of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd., Barclays Bank PLC, British Bankers' Association, Chase Bank USA, N.A., Citibank N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Credit Suisse International, Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, HSBC Holdings PLC, JPMorgan Chase & Co, JPMorgan Chase Bank N.A., LLoyds Bank PLC, Lloyds Banking Group PLC, Portigon AG, Royal Bank of Canada, Societe Generale, The Norinchukin Bank, The Royal Bank of Scotland Group PLC, UBS AG, WestDeutsche Immobilienbank AG.(Wise, Robert)
January 16, 2015 Filing 983 DECLARATION of Paul C. Gluckow in Support re: (966 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss The Putative Class Action Complaints ., (111 in 1:13-cv-00598-NRB) JOINT MOTION to Dismiss the Putative Class Action Complaints .. Document filed by Chase Bank USA, N.A., J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., JPMorgan Chase & Co.. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00598-NRB(Gluckow, Paul)
January 16, 2015 Filing 982 DECLARATION of Paul C. Gluckow in Support re: (966 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss The Putative Class Action Complaints ., (75 in 1:13-cv-03010-NRB) JOINT MOTION to Dismiss the Putative Class Action Complaints ., (91 in 1:13-cv-01198-NRB) JOINT MOTION to Dismiss the Putative Class Action Complaints .. Document filed by JP Morgan Chase Bank, N.A., J.P. Morgan Chase Bank, N.A., JPMorgan Chase Bank N.A.. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-01198-NRB, 1:13-cv-03010-NRB(Gluckow, Paul)
January 16, 2015 Filing 981 MEMORANDUM OF LAW in Support re: (966 in 1:11-md-02262-NRB) JOINT MOTION to Dismiss The Putative Class Action Complaints ., (75 in 1:13-cv-03010-NRB) JOINT MOTION to Dismiss the Putative Class Action Complaints ., (91 in 1:13-cv-01198-NRB) JOINT MOTION to Dismiss the Putative Class Action Complaints . . Document filed by JP Morgan Chase Bank, N.A., Bank of America, N.A., Bank of America, N.A., J.P. Morgan Chase Bank, N.A.. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-01198-NRB, 1:13-cv-03010-NRB(Gluckow, Paul)
January 16, 2015 Filing 980 DECLARATION of Paul S. Mishkin in Support re: # 974 MOTION to Dismiss .. Document filed by Bank of America National Association. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Wise, Robert)
January 16, 2015 Filing 979 MEMORANDUM OF LAW in Support re: # 974 MOTION to Dismiss . . Document filed by Bank of America National Association. (Wise, Robert)
January 16, 2015 Filing 978 MEMORANDUM OF LAW in Support re: # 966 JOINT MOTION to Dismiss The Putative Class Action Complaints . . Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, Bank of America Corp., Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd., Barclays Bank PLC, British Bankers Association, Chase Bank USA, N.A., Citibank, N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Credit Suisse International, Deutsche Bank AG, HSBC Bank PLC, HSBC Holdings PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Portigon AG, Royal Bank of Canada, Royal Bank of Scotland Group plc, Societe Generale, UBS AG, WestDeutsche Immobilienbank AG. (Attachments: # 1 Appendix, # 2 Appendix)(Kurtzberg, Joel)
January 16, 2015 Filing 977 DECLARATION of Joel Kurtzberg in Support re: # 966 JOINT MOTION to Dismiss The Putative Class Action Complaints .. Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, Bank of America Corp., Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Barclays Bank PLC, British Bankers Association, Chase Bank USA, N.A., Citibank, N.A., Citigroup Inc, Coperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Credit Suisse International, Deutsche Bank AG, HSBC Bank Plc., HSBC Holding plc, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Norinchukin Bank, Portigon AG, Royal Bank of Canada, Royal Bank of Scotland Group plc, Societe Generale, UBS AG, WestDeutsche Immobilienbank AG. (Attachments: # 1 Exhibit 1-7, # 2 Exhibit 8, # 3 Exhibit 9-16, # 4 Exhibit 17-24)(Kurtzberg, Joel)
January 16, 2015 Filing 976 DECLARATION of Paul S. Mishkin in Support re: # 966 JOINT MOTION to Dismiss The Putative Class Action Complaints .. Document filed by Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd., Barclays Bank PLC, Chase Bank USA, N.A., Citibank N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group, AG, Deutsche Bank AG, HSBC Bank PLC, HSBC Holdings PLC, JP Morgan Chase & Co., JPMorgan Chase Bank, National Association, Lloyds Banking Group PLC, Portigon AG, Royal Bank of Canada, Royal Bank of Scotland, Societe Generale, The Norinchukin Bank, UBS AG. (Attachments: # 1 Exhibit)(Wise, Robert)
January 16, 2015 Filing 975 MEMORANDUM OF LAW in Support re: # 966 JOINT MOTION to Dismiss The Putative Class Action Complaints . . Document filed by Bank Of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd., Barclays Bank PLC, Chase Bank USA, N.A., Citibank N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HSBC Bank plc, HSBC Holdings PLC, JPMorgan Chase & Co, JPMorgan Chase Bank, National Association, Lloyds Banking Group PLC, Portigon AG, Royal Bank of Canada, Royal Bank of Scotland, Societe Generale, The Norinchukin Bank, UBS AG. (Wise, Robert)
January 16, 2015 Filing 974 MOTION to Dismiss . Document filed by Bank of America National Association.(Wise, Robert)
January 16, 2015 Filing 973 MEMORANDUM OF LAW in Support re: # 969 MOTION to Dismiss Weglarz first consolidated complaint (EFC Doc. No. 835) . . Document filed by National Collegiate Student Loan Trust 2007-1. (Winslett, Usher)
January 16, 2015 Filing 972 DECLARATION of Usher Winslett in Support re: # 969 MOTION to Dismiss Weglarz first consolidated complaint (EFC Doc. No. 835) .. Document filed by National Collegiate Student Loan Trust 2007-1. (Attachments: # 1 Exhibit A (Compl. w/o Appendices), # 2 Exhibit B (Compl., App. A), # 3 Exhibit C (Compl., App. B), # 4 Exhibit D (Compl., App. C), # 5 Exhibit E (Compl., App. D), # 6 Exhibit F (Compl., App. E), # 7 Exhibit G (Compl., App. F))(Winslett, Usher)
January 16, 2015 Filing 971 LETTER addressed to Judge Naomi Reice Buchwald from Robert F. Wise dated 01/16/2015 re: Opposition to the OTC Plaintiffs' Request for Leave to Amend thier Complaint to add Jennie Stuart Medical Center, Inc.. Document filed by Bank Of America Corporation, Bank of America, N.A..(Wise, Robert)
January 16, 2015 Filing 970 MEMORANDUM OF LAW in Support re: # 966 JOINT MOTION to Dismiss The Putative Class Action Complaints . . Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Barclays Bank PLC, British Bankers' Association, Citibank, N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, HSBC Holdings PLC, JPMorgan Chase Bank N.A., Lloyds Banking Group PLC, Norinchukin Bank, Royal Bank of Canada, The Royal Bank of Scotland Group PLC, UBS AG, WestDeutsche Immobilienbank AG, WestLB AG. (Wise, Robert)
January 16, 2015 Filing 969 MOTION to Dismiss Weglarz first consolidated complaint (EFC Doc. No. 835) . Document filed by National Collegiate Student Loan Trust 2007-1. Responses due by 2/27/2015(Winslett, Usher)
January 16, 2015 Filing 968 DECLARATION of David S. Lesser in Support re: # 964 MOTION to Dismiss .. Document filed by Citizens Bank, N.A., Royal Bank of Scotland Group plc. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Lesser, David)
January 16, 2015 Filing 967 DECLARATION of David S. Lesser in Support re: # 964 MOTION to Dismiss .. Document filed by Citizens Bank, N.A., Royal Bank of Scotland Group plc. (Lesser, David)
January 16, 2015 Filing 966 JOINT MOTION to Dismiss The Putative Class Action Complaints . Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, Bank Of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Barclays Bank PLC, British Bankers' Association, Chase Bank USA, N.A., Citibank, N.A., Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Credit Suisse International, Deutsche Bank AG, HBOS PLC, HSBC Bank plc, HSBC Holdings PLC, JPMorgan Chase & Co, JPMorgan Chase Bank N.A., LLoyds Bank PLC, Lloyds Banking Group PLC, Portigon AG, Royal Bank of Canada, Societe Generale, The Norinchukin Bank, The Royal Bank of Scotland Group PLC, UBS AG, WestDeutsche Immobilienbank AG. (Attachments: # 1 Schedule A)(Wise, Robert)
January 16, 2015 Filing 965 MEMORANDUM OF LAW in Support re: # 964 MOTION to Dismiss . . Document filed by Citizens Bank, N.A., Royal Bank of Scotland Group plc. (Hunter, Fraser)
January 16, 2015 Filing 964 MOTION to Dismiss . Document filed by Citizens Bank, N.A., Royal Bank of Scotland Group plc.(Hunter, Fraser)
January 16, 2015 Filing 963 LETTER addressed to Judge Naomi Reice Buchwald from David Sapir Lesser dated January 16, 2015 re: Rule 2.E.1. Document filed by Citizens Bank, N.A., Royal Bank of Scotland Group plc.(Lesser, David)
January 16, 2015 Filing 962 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by National Collegiate Student Loan Trust 2007-1.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-01198-NRB(Winslett, Usher)
January 16, 2015 Filing 961 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated January 16, 2015 Document filed by Credit Suisse (USA) Inc., Credit Suisse Group AG, Credit Suisse International.(Kurtzberg, Joel)
January 16, 2015 Filing 960 MEMORANDUM OF LAW in Support re: # 958 MOTION to Dismiss the OTC Second Amended Consolidated Complaint . . Document filed by Credit Suisse (USA) Inc., Credit Suisse Group AG, Credit Suisse International. (Kurtzberg, Joel)
January 16, 2015 Filing 959 DECLARATION of Elai Katz in Support re: # 958 MOTION to Dismiss the OTC Second Amended Consolidated Complaint .. Document filed by Credit Suisse (USA) Inc., Credit Suisse Group AG, Credit Suisse International. (Attachments: # 1 Exhibit A - D)(Kurtzberg, Joel)
January 16, 2015 Filing 958 MOTION to Dismiss the OTC Second Amended Consolidated Complaint . Document filed by Credit Suisse (USA) Inc., Credit Suisse Group AG, Credit Suisse International.(Kurtzberg, Joel)
January 16, 2015 Filing 957 DECLARATION of David E. Kovel in Support re: (953 in 1:11-md-02262-NRB, 237 in 1:11-cv-02613-NRB) MOTION to Approve Exchanged-Based Plaintiffs Proposed Process of Allocation and Class Notice .. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
January 16, 2015 Filing 956 DECLARATION of H. Nejat Seyhun in Support re: (953 in 1:11-md-02262-NRB, 237 in 1:11-cv-02613-NRB) MOTION to Approve Exchanged-Based Plaintiffs Proposed Process of Allocation and Class Notice .. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: # 1 Appendix A)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
January 16, 2015 Filing 955 DECLARATION of The Honorable Nancy Gertner (Ret.) in Support re: (953 in 1:11-md-02262-NRB, 237 in 1:11-cv-02613-NRB) MOTION to Approve Exchanged-Based Plaintiffs Proposed Process of Allocation and Class Notice .. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: # 1 Exhibit A)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
January 16, 2015 Filing 954 MEMORANDUM OF LAW in Support re: (953 in 1:11-md-02262-NRB, 237 in 1:11-cv-02613-NRB) MOTION to Approve Exchanged-Based Plaintiffs Proposed Process of Allocation and Class Notice . . Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
January 16, 2015 Filing 953 MOTION to Approve Exchanged-Based Plaintiffs Proposed Process of Allocation and Class Notice . Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: # 1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
January 16, 2015 Filing 952 LETTER addressed to Judge Naomi Reice Buchwald from David S. Preminger dated January 16, 2015 re: Case consolidated with MDL. Document filed by Triaxx Prime CDO 2006-1 ltd., Triaxx Prime CDO 2006-2 Ltd., Triaxx Prime CDO 2007-1 Ltd..(Preminger, David)
January 16, 2015 Filing 951 MEMORANDUM OF LAW in Support re: # 950 MOTION to Dismiss The First Amended Complaint . . Document filed by Societe Generale. (Wolowitz, Steven)
January 16, 2015 Filing 950 MOTION to Dismiss The First Amended Complaint . Document filed by Societe Generale.(Wolowitz, Steven)
January 16, 2015 Filing 949 NOTICE OF APPEARANCE by Jonathan David Schiller on behalf of Barclays Bank plc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00598-NRB(Schiller, Jonathan)
January 16, 2015 Filing 948 NOTICE OF APPEARANCE by David Sapir Lesser on behalf of Citizens Bank, N.A.. (Lesser, David)
January 16, 2015 Filing 947 NOTICE OF APPEARANCE by Alan Schoenfeld on behalf of Citizens Bank N.A., Citizens Bank, N.A.. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-02343-NRB(Schoenfeld, Alan)
January 16, 2015 Filing 946 NOTICE OF APPEARANCE by Fraser Lee Hunter, Jr on behalf of Citizens Bank, N.A.. (Hunter, Fraser)
January 16, 2015 Filing 945 FILING ERROR - NOT ALL CORPORATE PARENTS/OTHER AFFILIATES WERE ADDED - RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Citizens Financial Group, Inc. for Citizens Bank, N.A.. Document filed by Citizens Bank, N.A..(Hunter, Fraser) Modified on 1/20/2015 (lb).
January 16, 2015 Filing 944 MOTION for Daniel V. Dorris to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10506227. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by National Credit Union Administration Board. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Text of Proposed Order)(Dorris, Daniel)
January 16, 2015 Filing 943 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent JPMorgan Chase & Co. for J.P. Morgan Chase Bank, N.A., JPMorgan Chase Bank, National Association. Document filed by JPMorgan Chase & Co., JPMorgan Chase Bank, National Association, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A..Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-01016-NRB(Gluckow, Paul)
January 16, 2015 Filing 942 FILING ERROR - CORPORATE PARENT/OTHER AFFILIATE NOT ADDED - RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by RBC Capital Markets, LLC.(Kemnitz, Christian) Modified on 1/20/2015 (lb).
January 16, 2015 Filing 941 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent JPMorgan Chase & Co. for J.P. Morgan Chase Bank, N.A., JP Morgan Chase Bank, N.A.. Document filed by JP Morgan Chase Bank, N.A., J.P. Morgan Chase Bank, N.A..Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-01198-NRB, 1:13-cv-03010-NRB(Gluckow, Paul)
January 16, 2015 Filing 940 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent JPMorgan Chase & Co., Other Affiliate CMC Holding Delaware Inc., Other Affiliate J.P. Morgan Equity Holdings, Inc. for Chase Bank USA, N.A.; Corporate Parent JPMorgan Chase & Co. for JPMorgan Chase Bank N.A.. Document filed by Chase Bank USA, N.A., JPMorgan Chase & Co., JPMorgan Chase Bank N.A..(Gluckow, Paul)
January 16, 2015 Filing 939 NOTICE OF APPEARANCE by Colin Reardon on behalf of Citizens Bank, N.A., The Royal Bank of Scotland Group plc. (Reardon, Colin)
January 13, 2015 Opinion or Order Filing 938 ORDER GRANTING MOTION TO WITHDRAW AS COUNSEL. IT IS HEREBY ORDERED that the motion of Rachel A. Lavery to withdraw as counsel for UBS AG is granted, and Ms. Lavery's appearance is withdrawn as of the date of this Order. Granting # 935 Motion to Withdraw as Attorney. Attorney Rachel Alden Lavery terminated. (Signed by Judge Naomi Reice Buchwald on 1/12/2015) (rjm)
January 12, 2015 Filing 937 MOTION for Warner Vandergriff Hocker to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10483160. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by City of Houston. (Attachments: # 1 Exhibit, # 2 Text of Proposed Order)(Hocker, Warner)
January 12, 2015 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. # 937 MOTION for Warner Vandergriff Hocker to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10483160. Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. (sdi)
January 6, 2015 Filing 936 DECLARATION of RACHEL A. LAVERY in Support re: # 935 MOTION for RACHEL A. LAVERY to Withdraw as Attorney .. Document filed by UBS AG. (Lavery, Rachel)
January 6, 2015 Filing 935 MOTION for RACHEL A. LAVERY to Withdraw as Attorney . Document filed by UBS AG. (Attachments: # 1 Text of Proposed Order)(Lavery, Rachel)
January 5, 2015 Opinion or Order Filing 934 MEMO ENDORSEMENT on re: # 932 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated December 29, 2014 filed by Citi Swapco Inc., Royal Bank of Scotland, Barclays Capital Inc., Bank of America Corporation, Credit Suisse Securities (USA) Inc., Deutsche Bank Securities Inc., Citigroup Inc., Citibank, N.A., Credit Suisse Securities (USA) LLC, Credit Suisse International, Credit Suisse AG, HSBC Bank PLC, HSBC Holding plc, HBOS plc, J.P. Morgan Bank Dublin PLC, Chase Bank USA, NA, HSBC Bank plc, J.P. Morgan Chase & Co., BBA Enterprises, Ltd., Barclays PLC, Citiigroup Global Markets Inc., Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., The Hongkong and Shanghai Banking Corporation, Ltd., Credit Suisse Group AG, The Norinchukin Bank, J.P. Morgan Markets Ltd., Coperatieve Centrale Raiffeisen-Boerenleenbank B.A., Royal Bank of Canada, HSBC Bank USA, N.A., Merrill Lynch International Bank, Ltd., HBOS PLC, J.P. Morgan Chase Bank, N.A., Bank Of America Securities LLC, Citigroup Global Markets, Inc., Deutsche Bank AG, Barclays Bank plc, British Bankers Association, Bank of Tokyo-Mitsubishi UFJ Ltd, Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Royal Bank of Scotland Group plc, Citigroup Funding Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Lloyds Banking Group plc, Societe Generale, Bank of America, N.A., BBA Libor, Ltd, HBOS Plc, Citigroup Financial Products, Inc., Lloyds Banking Group PLC. ENDORSEMENT: So ordered. (Signed by Judge Naomi Reice Buchwald on 1/5/2015) (rjm)
January 5, 2015 Opinion or Order Filing 933 ORDER FOR ADMISSION PRO HAC VICE granting (931) Motion for Richard Warren Mithoff to Appear Pro Hac Vice in case 1:11-md-02262-NRB; granting (150) Motion for Richard Warren Mithoff to Appear Pro Hac Vice in case 1:13-cv-05616-NRB. (Signed by Judge Naomi Reice Buchwald on 1/5/2015) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-05616-NRB (rjm)
December 29, 2014 Filing 932 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated December 29, 2014 Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, Bank Of America Securities LLC, Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Barclays Bank plc, Barclays Capital Inc., Barclays PLC, British Bankers Association, Chase Bank USA, NA, Citi Swapco Inc., Citibank, N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets, Inc., Citigroup Inc., Citiigroup Global Markets Inc., Coperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Credit Suisse Securities (USA) Inc., Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS plc, HSBC Bank USA, N.A., HSBC Bank plc, HSBC Holding plc, J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Markets Ltd., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Royal Bank of Canada, Royal Bank of Scotland, Royal Bank of Scotland Group plc, Societe Generale, The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank.(Kurtzberg, Joel)
December 29, 2014 Filing 931 MOTION for Richard Warren Mithoff to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10446465. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by City of Houston. (Attachments: # 1 Exhibit, # 2 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-05616-NRB(Mithoff, Richard)
December 29, 2014 Opinion or Order Filing 930 ORDER granting # 924 LETTER MOTION for Leave to File Excess Pages addressed to Judge Naomi Reice Buchwald from Steven Wolowitz dated December 23, 2014. Document filed by Societe Generale. Application granted. (Signed by Judge Naomi Reice Buchwald on 12/29/2014) (rjm)
December 29, 2014 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. (150 in 1:13-cv-05616-NRB, 931 in 1:11-md-02262-NRB) MOTION for Richard Warren Mithoff to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10446465. Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-05616-NRB(sdi)
December 24, 2014 Opinion or Order Filing 929 ORDER: Counsel are directed to appear for oral argument on the pending motions to dismiss non-class actions on January 28, 2015, at 10:00 A.M., at the United States Court House, 500 Pearl Street, New York, New York, in Courtroom 21A. IT IS SO ORDERED. Oral Argument set for 1/28/2015 at 10:00 AM in Courtroom 21A, 500 Pearl Street, New York, NY 10007 before Judge Naomi Reice Buchwald. (Signed by Judge Naomi Reice Buchwald on 12/24/2014) Filed In Associated Cases: 1:11-md-02262-NRB et al.(ajs)
December 24, 2014 Opinion or Order Filing 928 ORDER DISMISSING CERTAIN DEFENDANTS, ADDING CERTAIN DEFENDANTS AND AMENDING CAPTIONS. It is hereby ORDERED, pursuant to Rules 15(a)(2), 20(a)(2) and 21 of the Federal Rules of Civil Procedure, that: All claims asserted by Freddie Mac in Case No. 13-cv-3952 and by the FDIC-R in Case No. 14-cv-1757 against the following defendants (collectively, the "Dismissed Defendants") shall be, and hereby are, dismissed without prejudice, subject to the terms of this Order: a. HBOS plc; b. HSBC Holdings plc; and c. Credit Suisse Group AG. The following entities (the "Added Defendants") shall be, and hereby are, added as defendants in place and instead of the Dismissed Defendants listed in paragraph 1(a), (b) and (c) of this Order, respectively: a. Bank of Scotland pic; b. HSBC Bank plc; and c. Credit Suisse AG. The caption in case no. 13-cv-3952 shall be, and hereby is, amended to read as stated on Exhibit A hereto, and the caption in case no. 14-cv-1757 shall be, and hereby is, amended to read as stated on Exhibit B hereto, and as further set forth herein.granting (909) Motion to Substitute Party. Bank of Scotland plc, HSBC Bank Plc, and Credit Suisse Group AG added. Credit Suisse Group AG, Credit Suisse Group, AG, Creidt Suisse Group AG, HBOS plc, HSBC Holding plc, HSBC Holdings plc., Credit Suisse Group AG terminated in case 1:11-md-02262-NRB; granting (139) Motion to Substitute Party. Bank of Scotland plc, HSBC Bank Plc, and Credit Suisse Group AG added. Credit Suisse Group AG, Credit Suisse Group, AG, Creidt Suisse Group AG, HBOS plc, HSBC Holding plc, HSBC Holdings plc., Credit Suisse Group AG in case 1:13-cv-03952-NRB; granting (97) Motion to Substitute Party. Bank of Scotland plc, HSBC Bank Plc, and Credit Suisse Group AG added. Credit Suisse Group AG, Credit Suisse Group, AG, Creidt Suisse Group AG, HBOS plc, HSBC Holding plc, HSBC Holdings plc., Credit Suisse Group AG terminated in case 1:14-cv-01757-NRB. (Signed by Judge Naomi Reice Buchwald on 12/23/2014) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03952-NRB, 1:14-cv-01757-NRB (rjm)
December 24, 2014 Opinion or Order Filing 927 ORDER granting (917) Letter Motion for Extension of Time in case 1:11-md-02262-NRB. Application granted. (Signed by Judge Naomi Reice Buchwald on 12/23/2014) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (mro) Modified on 12/29/2014 (mro).
December 23, 2014 Filing 926 REPLY MEMORANDUM OF LAW in Support re: (743 in 1:11-md-02262-NRB) MOTION to Dismiss Direct Action Claims . Fraud and Related Claims . Document filed by Barclays Bank PLC, Barclays Capital Inc., Barclays PLC. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Scott, Jeffrey)
December 23, 2014 Filing 925 REPLY MEMORANDUM OF LAW in Support re: (128 in 1:13-cv-07005-NRB) MOTION to Dismiss Direct Action Claims ., (743 in 1:11-md-02262-NRB) MOTION to Dismiss Direct Action Claims . The Schwab Plaintiffs' Securities Claims . Document filed by Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd., Barclays Bank plc, Citibank, N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS plc, HSBC Bank plc, HSBC Holdings plc, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Banking Group plc, Portigon AG, Royal Bank of Canada, Royal Bank of Scotland Group plc, UBS AG, WestDeutsche Immobilienbank AG, Norinchukin Bank. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07005-NRB(Wise, Robert)
December 23, 2014 Filing 924 LETTER MOTION for Leave to File Excess Pages addressed to Judge Naomi Reice Buchwald from Steven Wolowitz dated December 23, 2014. Document filed by Societe Generale.(Wolowitz, Steven)
December 23, 2014 Filing 923 REPLY MEMORANDUM OF LAW in Support re: (109 in 1:13-cv-00626-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (103 in 1:13-cv-03952-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (108 in 1:13-cv-00625-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (752 in 1:11-md-02262-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (109 in 1:13-cv-00597-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (108 in 1:13-cv-00667-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (59 in 1:14-cv-01757-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (92 in 1:13-cv-05221-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (92 in 1:13-cv-05616-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (74 in 1:13-cv-07394-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (99 in 1:13-cv-05186-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (71 in 1:13-cv-08644-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (99 in 1:13-cv-05187-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (107 in 1:13-cv-00627-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (90 in 1:13-cv-05569-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS . . Document filed by Societe Generale, Societe Generale SA, Societe Generale, Societe Generale, S.A., Societe Generale, S.A., Societe Generale S.A.. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Calica, Andrew)
December 23, 2014 Filing 922 REPLY MEMORANDUM OF LAW in Support re: # 743 MOTION to Dismiss Direct Action Claims . (for lack of Personal Jurisdiction) . Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, Bank Of America Corporation, Bank Of America Securities LLC, Bank of America, N.A., Barclays Bank plc, Barclays Capital Inc., Barclays PLC, British Bankers' Association, Chase Bank USA, NA, Citi Swapco Inc., Citibank NA, Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets, Inc., Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse AG, Credit Suisse Group, AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Credit Suisse Securities (USA) Inc., Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS plc, HSBC Bank USA, N.A., HSBC Bank plc, HSBC Holding plc, J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Markets Ltd., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Royal Bank of Canada, Societe Generale, The Bank of Tokyo Mitsubishi UFJ Ltd., The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group Plc., The Royal Bank of Scotland Group plc. (Attachments: # 1 Appendix #3, # 2 Appendix #4)(Kurtzberg, Joel) (Attachment 2 replaced on 1/5/2015) (rjm).
December 23, 2014 Filing 921 REPLY MEMORANDUM OF LAW in Support re: (97 in 1:13-cv-05221-NRB) MOTION to Dismiss Direct Action Claims ., (40 in 1:14-cv-04189-NRB) MOTION to Dismiss Direct Action Claims ., (61 in 1:13-cv-05511-NRB) MOTION to Dismiss Direct Action Claims ., (64 in 1:14-cv-01757-NRB) MOTION to Dismiss Direct Action Claims ., (57 in 1:14-cv-03094-NRB) MOTION to Dismiss Direct Action Claims ., (67 in 1:13-cv-06020-NRB) MOTION to Dismiss Direct Action Claims ., (104 in 1:13-cv-05187-NRB) MOTION to Dismiss Direct Action Claims ., (87 in 1:13-cv-06014-NRB) MOTION to Dismiss Direct Action Claims ., (87 in 1:13-cv-06013-NRB) MOTION to Dismiss Direct Action Claims ., (128 in 1:13-cv-07005-NRB) MOTION to Dismiss Direct Action Claims ., (98 in 1:13-cv-05616-NRB) MOTION to Dismiss Direct Action Claims ., (76 in 1:13-cv-07394-NRB) MOTION to Dismiss Direct Action Claims ., (68 in 1:13-cv-07720-NRB) MOTION to Dismiss Direct Action Claims ., (104 in 1:13-cv-05186-NRB) MOTION to Dismiss Direct Action Claims ., (113 in 1:13-cv-00627-NRB) MOTION to Dismiss Direct Action Claims ., (108 in 1:13-cv-03952-NRB) MOTION to Dismiss Direct Action Claims ., (50 in 1:13-cv-08799-NRB) MOTION to Dismiss Direct Action Claims ., (77 in 1:13-cv-08644-NRB) MOTION to Dismiss Direct Action Claims ., (114 in 1:13-cv-00667-NRB) MOTION to Dismiss Direct Action Claims ., (114 in 1:13-cv-00626-NRB) MOTION to Dismiss Direct Action Claims ., (96 in 1:13-cv-05569-NRB) MOTION to Dismiss Direct Action Claims ., (743 in 1:11-md-02262-NRB) MOTION to Dismiss Direct Action Claims ., (114 in 1:13-cv-00625-NRB) MOTION to Dismiss Direct Action Claims ., (115 in 1:13-cv-00597-NRB) MOTION to Dismiss Direct Action Claims ., (153 in 1:13-cv-02297-NRB) MOTION to Dismiss Direct Action Claims . . Document filed by Credit Suisse (USA) Inc., Bank of America, N.A., BBA Enterprises, Ltd., BBA Libor, Ltd., Banc of America Securities LLC, Bank Of America Corporation, Barclays Bank plc, Barclays Capital Inc., Barclays PLC, Bear Stearns Capital Markets, Inc., British Bankers' Association, Chase Bank USA, N.A., Citi Swapco Inc., Citibank N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Citizens Bank, N.A., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS plc, HSBC Bank USA, N.A., HSBC Bank plc, HSBC Finance Corp., HSBC Holding plc, HSBC Securities (USA) Inc., HSBC USA Inc., J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group PLC, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Portigon AG, RBC Capital Markets, LLC, RBS Securities, Inc., Royal Bank of Canada, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ Ltd., The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group plc, The Royal Bank of Scotland plc, UBS AG, UBS Securities LLC, WestDeutsche Immobilienbank AG. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Wise, Robert)
December 23, 2014 Filing 920 REPLY MEMORANDUM OF LAW in Support re: (97 in 1:13-cv-05221-NRB) MOTION to Dismiss Direct Action Claims ., (40 in 1:14-cv-04189-NRB) MOTION to Dismiss Direct Action Claims ., (61 in 1:13-cv-05511-NRB) MOTION to Dismiss Direct Action Claims ., (57 in 1:14-cv-03094-NRB) MOTION to Dismiss Direct Action Claims ., (67 in 1:13-cv-06020-NRB) MOTION to Dismiss Direct Action Claims ., (104 in 1:13-cv-05187-NRB) MOTION to Dismiss Direct Action Claims ., (87 in 1:13-cv-06014-NRB) MOTION to Dismiss Direct Action Claims ., (87 in 1:13-cv-06013-NRB) MOTION to Dismiss Direct Action Claims ., (128 in 1:13-cv-07005-NRB) MOTION to Dismiss Direct Action Claims ., (98 in 1:13-cv-05616-NRB) MOTION to Dismiss Direct Action Claims ., (76 in 1:13-cv-07394-NRB) MOTION to Dismiss Direct Action Claims ., (104 in 1:13-cv-05186-NRB) MOTION to Dismiss Direct Action Claims ., (113 in 1:13-cv-00627-NRB) MOTION to Dismiss Direct Action Claims ., (50 in 1:13-cv-08799-NRB) MOTION to Dismiss Direct Action Claims ., (77 in 1:13-cv-08644-NRB) MOTION to Dismiss Direct Action Claims ., (114 in 1:13-cv-00667-NRB) MOTION to Dismiss Direct Action Claims ., (114 in 1:13-cv-00626-NRB) MOTION to Dismiss Direct Action Claims ., (96 in 1:13-cv-05569-NRB) MOTION to Dismiss Direct Action Claims ., (743 in 1:11-md-02262-NRB) MOTION to Dismiss Direct Action Claims ., (114 in 1:13-cv-00625-NRB) MOTION to Dismiss Direct Action Claims ., (115 in 1:13-cv-00597-NRB) MOTION to Dismiss Direct Action Claims . . Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd., Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UJF Ltd., Barclays Bank plc, Barclays Capital, Inc., British Bankers' Association, Citibank, N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank, B.A., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities, Inc., HBOS PLC, HSBC Bank PLC, HSBC Holdings plc, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Lloyds Banking Group plc, Royal Bank of Canada, Societe Generale, S.A., The Norinchukin Bank, The Royal Bank of Scotland Group plc, The Royal Bank of Scotland PLC, UBS AG, WestDeutsche Immobilienbank AG, WestLB AG. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Houck, Robert)
December 23, 2014 Filing 919 JOINT REPLY MEMORANDUM OF LAW in Support re: (97 in 1:13-cv-05221-NRB) MOTION to Dismiss Direct Action Claims ., (40 in 1:14-cv-04189-NRB) MOTION to Dismiss Direct Action Claims ., (61 in 1:13-cv-05511-NRB) MOTION to Dismiss Direct Action Claims ., (64 in 1:14-cv-01757-NRB) MOTION to Dismiss Direct Action Claims ., (57 in 1:14-cv-03094-NRB) MOTION to Dismiss Direct Action Claims ., (67 in 1:13-cv-06020-NRB) MOTION to Dismiss Direct Action Claims ., (104 in 1:13-cv-05187-NRB) MOTION to Dismiss Direct Action Claims ., (128 in 1:13-cv-07005-NRB) MOTION to Dismiss Direct Action Claims ., (98 in 1:13-cv-05616-NRB) MOTION to Dismiss Direct Action Claims ., (76 in 1:13-cv-07394-NRB) MOTION to Dismiss Direct Action Claims ., (104 in 1:13-cv-05186-NRB) MOTION to Dismiss Direct Action Claims ., (113 in 1:13-cv-00627-NRB) MOTION to Dismiss Direct Action Claims ., (108 in 1:13-cv-03952-NRB) MOTION to Dismiss Direct Action Claims ., (50 in 1:13-cv-08799-NRB) MOTION to Dismiss Direct Action Claims ., (77 in 1:13-cv-08644-NRB) MOTION to Dismiss Direct Action Claims ., (114 in 1:13-cv-00667-NRB) MOTION to Dismiss Direct Action Claims ., (114 in 1:13-cv-00626-NRB) MOTION to Dismiss Direct Action Claims ., (96 in 1:13-cv-05569-NRB) MOTION to Dismiss Direct Action Claims ., (743 in 1:11-md-02262-NRB) MOTION to Dismiss Direct Action Claims ., (114 in 1:13-cv-00625-NRB) MOTION to Dismiss Direct Action Claims ., (115 in 1:13-cv-00597-NRB) MOTION to Dismiss Direct Action Claims . for tortious interference . Document filed by Bank Of America Corporation, Bank of America, N.A., Barclays Bank plc, Barclays Capital Inc., British Bankers' Association, Citibank, N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS plc, HSBC Bank plc, HSBC Holdings plc, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Portigon AG, Royal Bank of Canada, Royal Bank of Scotland Group plc, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, UBS AG, WestDeutsche Immobilienbank AG. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Gottridge, Marc)
December 23, 2014 Filing 918 JOINT REPLY MEMORANDUM OF LAW in Support re: (57 in 1:14-cv-03094-NRB) MOTION to Dismiss Direct Action Claims ., (128 in 1:13-cv-07005-NRB) MOTION to Dismiss Direct Action Claims ., (743 in 1:11-md-02262-NRB) MOTION to Dismiss Direct Action Claims ., (76 in 1:13-cv-07394-NRB) MOTION to Dismiss Direct Action Claims ., (153 in 1:13-cv-02297-NRB) MOTION to Dismiss Direct Action Claims . Reply Memorandum of Law in Further Support of Defendants' Motion to Dismiss Direct Action Plaintiffs' UCL and GBL Claims . Document filed by BBA Enterprises Ltd., BBA Libor Ltd., Bank of America Corporation, Bank of America, N.A., Barclays Bank plc, Barclays Capital Inc., British Bankers' Association, Citibank, N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS plc, HSBC Bank plc, HSBC Holdings plc, JPMorgan Chase & Co., JPMorgan Chase Bank, National Association, Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Portigon AG, Royal Bank of Canada, Royal Bank of Scotland Group plc, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, UBS AG, WestDeutsche Immobilienbank AG. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-02297-NRB, 1:13-cv-07005-NRB, 1:13-cv-07394-NRB, 1:14-cv-03094-NRB(Schiller, Jonathan)
December 23, 2014 Filing 917 LETTER MOTION for Extension of Time to propose a plan of notice, form of notice and summary notice in response to preliminary order dated December 2, 2014, ECF No. 861 addressed to Judge Naomi Reice Buchwald from David E. Kovel dated December 23, 2014. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
December 19, 2014 Filing 916 NOTICE OF APPEARANCE by Robert G. Houck on behalf of The Royal Bank of Scotland Group Plc.. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Houck, Robert)
December 19, 2014 Filing 915 NOTICE OF APPEARANCE by Robert G. Houck on behalf of The Royal Bank of Scotland Group plc, The Royal Bank of Scotland plc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07720-NRB(Houck, Robert)
December 19, 2014 Filing 914 NOTICE OF APPEARANCE by Robert G. Houck on behalf of The Royal Bank of Scotland plc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06020-NRB, 1:13-cv-08799-NRB, 1:14-cv-01757-NRB(Houck, Robert)
December 19, 2014 Filing 913 NOTICE OF APPEARANCE by Robert G. Houck on behalf of RBS Securities, Inc., The Royal Bank of Scotland Group plc, The Royal Bank of Scotland PLC. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB, 1:13-cv-06014-NRB(Houck, Robert)
December 19, 2014 Filing 912 NOTICE OF APPEARANCE by Robert G. Houck on behalf of RBS Securities Inc., The Royal Bank of Scotland plc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:14-cv-04189-NRB(Houck, Robert)
December 19, 2014 Filing 911 NOTICE OF APPEARANCE by Robert G. Houck on behalf of RBS Citizens, N.A., The Royal Bank of Scotland Group plc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-05511-NRB(Houck, Robert)
December 19, 2014 Filing 910 NOTICE OF APPEARANCE by Robert G. Houck on behalf of RBS Citizens, N.A. (f/k/a Citizens Bank of Massachusetts), The Royal Bank of Scotland, Plc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-02343-NRB(Houck, Robert)
December 19, 2014 Filing 909 MOTION to Substitute Party. Old Party: HBOS plc; HSBC Holdings plc; Credit Suisse Group AG, New Party: Bank of Scotland plc; HSBC Bank plc; Credit Suisse AG . Document filed by The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation. (Attachments: # 1 Text of Proposed Order Proposed Order, # 2 Exhibit A, # 3 Exhibit B)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03952-NRB, 1:14-cv-01757-NRB(Leveridge, Richard)
December 17, 2014 Opinion or Order Filing 908 ORDER granting # 901 Letter Motion for Leave to File Excess Pages. Application Granted.(Signed by Judge Naomi Reice Buchwald on 12/17/2014) (ama)
December 16, 2014 Filing 907 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UBS AG, Corporate Parent UBS Americas Inc. for UBS Securities LLC. Document filed by UBS Securities LLC.(Sanders, Joel)
December 16, 2014 Filing 906 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UBS AG for UBS Limited. Document filed by UBS Limited.(Sanders, Joel)
December 16, 2014 Filing 905 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UBS Group AG for UBS AG. Document filed by UBS AG.(Sanders, Joel)
December 16, 2014 Filing 904 NOTICE OF APPEARANCE by Christian T. Kemnitz on behalf of RBC Capital Markets, LLC. (Kemnitz, Christian)
December 16, 2014 Filing 903 NOTICE OF APPEARANCE by Arthur W. Hahn on behalf of RBC Capital Markets, LLC. (Hahn, Arthur)
December 16, 2014 Filing 902 NOTICE OF APPEARANCE by Brian J. Poronsky on behalf of RBC Capital Markets, LLC. (Poronsky, Brian)
December 16, 2014 Filing 901 LETTER MOTION for Leave to File Excess Pages re: Defendants' motions to dismiss the seventeen non-class (or "direct") actions addressed to Judge Naomi Reice Buchwald from Robert F. Wise dated December 16, 2014. Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd., Banc of America Securities LLC, Bank Of America Corporation, Bank of America, N.A., Barclays Bank plc, Barclays Capital Inc., Barclays PLC, British Bankers Association, CITI SWAPCO INC., Chase Bank USA, N.A., Citibank, N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS plc, HSBC Bank USA, N.A., HSBC Bank plc, HSBC Finance Corp., HSBC Holding plc, HSBC Securities (USA) Inc., HSBC USA Inc., J.P. Morgan Bank Dublin PLC, J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, JPMorgan Chase & Co., JPMorgan Chase Bank N.A., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Portigon AG, RBC Capital Markets, LLC, RBS Citizens, N.A., RBS Securities, Inc., Royal Bank of Canada, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group PLC, UBS AG, UBS Securities LLC, WestDeutsche Immobilienbank AG.(Wise, Robert)
December 16, 2014 Filing 900 MOTION for Richard Warren Mithoff to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10414365. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by City of Houston. (Attachments: # 1 Exhibit, # 2 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-05616-NRB(Mithoff, Richard)
December 16, 2014 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice regarding Document No. (142 in 1:13-cv-05616-NRB, 900 in 1:11-md-02262-NRB) MOTION for Richard Warren Mithoff to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10414365. Motion and supporting papers to be reviewed by Clerk's Office staff. . The filing is deficient for the following reason(s): Missing Certificate of Good Standing. Certificates of Good Standing must be issued from the Supreme Court of Texas and not from a State Bar Association. Re-file the document as a Corrected Motion to Appear Pro Hac Vice and attach a valid Certificate of Good Standing, issued within the past 30 days. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-05616-NRB(bcu)
December 12, 2014 Filing 899 NOTICE OF CHANGE OF ADDRESS by Alan M. Wiseman on behalf of Citibank, N.A., Citigroup Global Markets, Inc., Citigroup, Inc.. New Address: Covington & Burling LLP, One CityCenter, 850 10th St., NW, Washington, DC, U.S.A. 20001-4956, 202-662-5069. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Wiseman, Alan)
December 12, 2014 Filing 898 NOTICE OF CHANGE OF ADDRESS by Thomas A. Isaacson on behalf of Citibank, N.A., Citigroup Global Markets, Inc., Citigroup, Inc.. New Address: Covington & Burling LLP, One CityCenter, 850 10th St., NW, Washington, DC, U.S.A. 20001-4956, 202-622-5082. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Isaacson, Thomas)
December 12, 2014 Filing 897 NOTICE OF CHANGE OF ADDRESS by Jonathan James Gimblett on behalf of Citibank, N.A., Citigroup Global Markets, Inc., Citigroup, Inc.. New Address: Covington & Burling LLP, One CityCenter, 850 10th St., NW, Washington, DC, U.S.A. 20001-4956, 202-662-5457. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Gimblett, Jonathan)
December 9, 2014 Filing 896 DECLARATION of Jacob J. Waldman in Opposition re: # 741 MOTION to Dismiss Direct Action Claims ., # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Direct Action Plaintiffs. (Attachments: # 1 Exhibit A)(Waldman, Jacob)
December 9, 2014 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Jacob Waldman to RE-FILE Document # 894 Declaration in Opposition to Motion. ERROR(S): Out of Memory Error(Attachment to Filing). Modified on 12/9/2014 (ka).
December 8, 2014 Filing 895 DECLARATION of Michael J. Miarmi in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Bay Area Toll Authority. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit, # 5 Exhibit, # 6 Exhibit, # 7 Exhibit, # 8 Exhibit, # 9 Exhibit, # 10 Exhibit, # 11 Exhibit, # 12 Exhibit, # 13 Exhibit, # 14 Exhibit, # 15 Exhibit, # 16 Exhibit)(Miarmi, Michael)
December 8, 2014 Filing 894 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Jacob J. Waldman in Opposition re: # 741 MOTION to Dismiss Direct Action Claims ., # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Direct Action Plaintiffs. (Attachments: # 1 Exhibit A)(Waldman, Jacob) Modified on 12/9/2014 (ka).
December 8, 2014 Filing 893 JOINT MEMORANDUM OF LAW in Opposition re: # 743 MOTION to Dismiss Direct Action Claims . . Document filed by Direct Action Plaintiffs. (Attachments: # 1 Exhibit A)(Brockett, Daniel)
December 8, 2014 Filing 892 DECLARATION of Lisa M. Kaas in Opposition re: # 741 MOTION to Dismiss Direct Action Claims ., # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Direct Action Plaintiffs. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5 - part 1, # 6 Exhibit 5 - part 2, # 7 Exhibit 6, # 8 Exhibit 7, # 9 Exhibit 8, # 10 Exhibit 9, # 11 Exhibit 10, # 12 Exhibit 11, # 13 Exhibit 12, # 14 Exhibit 13, # 15 Exhibit 14, # 16 Exhibit 15, # 17 Exhibit 16, # 18 Exhibit 17, # 19 Exhibit 18)(Leveridge, Richard)
December 8, 2014 Filing 891 MEMORANDUM OF LAW in Opposition re: # 741 MOTION to Dismiss Direct Action Claims . . Document filed by Charles Schwab Corporation. (Miarmi, Michael)
December 8, 2014 Filing 890 JOINT MEMORANDUM OF LAW in Opposition re: # 743 MOTION to Dismiss Direct Action Claims . . Document filed by Direct Action Plaintiffs. (Attachments: # 1 Appendix A)(Brockett, Daniel)
December 8, 2014 Filing 889 DECLARATION of Lisa MacVittie in Opposition re: # 741 MOTION to Dismiss Direct Action Claims ., # 743 MOTION to Dismiss Direct Action Claims .. Document filed by The Federal Home Loan Mortgage Corporation. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Leveridge, Richard)
December 8, 2014 Filing 888 MEMORANDUM OF LAW in Opposition re: # 743 MOTION to Dismiss Direct Action Claims . . Document filed by Bay Area Toll Authority, Charles Schwab Corporation. (Miarmi, Michael)
December 8, 2014 Filing 887 JOINT MEMORANDUM OF LAW in Opposition re: # 743 MOTION to Dismiss Direct Action Claims . . Document filed by Capital Ventures International, Darby Financial Products, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Salix Capital US Inc., The City of Philadelphia, The Pennsylvania Intergovernmental Cooperation Authority. (Attachments: # 1 Exhibit A)(Brockett, Daniel)
December 8, 2014 Filing 886 JOINT MEMORANDUM OF LAW in Opposition re: # 741 MOTION to Dismiss Direct Action Claims ., # 743 MOTION to Dismiss Direct Action Claims . For lack of personal jurisdiction . Document filed by Direct Action Plaintiffs. (Leveridge, Richard)
December 8, 2014 Filing 885 DECLARATION of Daniel L. Brockett in Opposition re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Capital Ventures International, Darby Financial Products, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Salix Capital US Inc., The City of Philadelphia, The Pennsylvania Intergovernmental Cooperation Authority. (Attachments: # 1 Exhibit A-D)(Brockett, Daniel)
December 8, 2014 Filing 884 DECLARATION of Jacob J. Waldman in Opposition re: # 741 MOTION to Dismiss Direct Action Claims ., # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Capital Ventures International, Darby Financial Products, PRUDENTIAL CORE TAXABLE MONEY MARKET FUND, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Salix Capital US Inc., The City of Philadelphia, The Pennsylvania Intergovernmental Cooperation Authority. (Attachments: # 1 Exhibit A)(Waldman, Jacob)
December 8, 2014 Filing 883 JOINT MEMORANDUM OF LAW in Opposition re: (741 in 1:11-md-02262-NRB) MOTION to Dismiss Direct Action Claims ., (743 in 1:11-md-02262-NRB) MOTION to Dismiss Direct Action Claims . Regarding Antitrust Claims Based on Prior Rulings . Document filed by Direct Action Plaintiffs. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Leveridge, Richard)
December 8, 2014 Filing 882 BRIEF re: # 755 Memorandum of Law in Support of Motion,,,,,,,,,,, # 748 Memorandum of Law in Support of Motion,, # 745 Memorandum of Law in Support of Motion,,, # 754 Memorandum of Law in Support of Motion,,,,,, # 752 MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., # 747 Memorandum of Law in Support of Motion,,,, # 741 MOTION to Dismiss Direct Action Claims ., # 743 MOTION to Dismiss Direct Action Claims ., # 751 Memorandum of Law in Support of Motion,,,,,,,,,,,,,,,,,,,,, # 753 Memorandum of Law in Support of Motion,,,, # 756 Memorandum of Law in Support of Motion, # 746 Memorandum of Law in Support of Motion,,,,,, REQUEST FOR JUDICIAL NOTICE IN SUPPORT OF CALIFORNIA PUBLIC PLAINTIFFS AND CITY OF HOUSTONS OPPOSITION TO DEFENDANTS MOTIONS TO DISMISS . Document filed by City of Houston, City of Richmond, City of Riverside, County of Mendocino, County of Sacramento, County of San Diego, County of San Mateo, County of Sonoma, East Bay Municipal Utility District, San Diego Association of Governments, San Mateo Couty Joint Powers Financing Authority, Successor Agency to the Richmond Community Redevelopment Agency, David E. Sundstrom, The Regents of the University of California, The Richmond Joint Powers Financing Authority, The Riverside Public Financing Authority.(Nishimura, Nanci)
December 8, 2014 Filing 881 DECLARATION of Thomas F. Berndt in Opposition re: # 741 MOTION to Dismiss Direct Action Claims ., # 743 MOTION to Dismiss Direct Action Claims .. Document filed by PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company, Principal Variable Contracts Funds, Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Berndt, Thomas)
December 8, 2014 Filing 880 DECLARATION of Stacey P. Slaughter in Opposition re: # 741 MOTION to Dismiss Direct Action Claims ., # 743 MOTION to Dismiss Direct Action Claims .. Document filed by PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company, Principal Variable Contracts Funds, Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8)(Berndt, Thomas)
December 8, 2014 Filing 879 DECLARATION of Jeffrey L. Haberman in Opposition re: # 741 MOTION to Dismiss Direct Action Claims ., # 743 MOTION to Dismiss Direct Action Claims .. Document filed by 303 Proprietary Trading LLC, Joseph Amabile, Louie Amabile, Norman Byster, Michael Cahill, Richard Deogracias, Marc Federighi, Scott Federighi, Robert Furlong, David Gough, Brian Haggerty, Nathaniel Haynes, David Klusendorf, Ronald Krug, Christopher Lang, John Monckton, Philip Olson, Brett Pankau, Nicholas Pesa, Eduardo Restani, Margery Teller, David Vecchione, Randall Williams. (Haberman, Jeffrey)
December 8, 2014 Filing 878 DECLARATION of Nanci E. Nishimura in Opposition re: # 752 MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., # 741 MOTION to Dismiss Direct Action Claims ., # 743 MOTION to Dismiss Direct Action Claims .. Document filed by City of Houston, City of Richmond, City of Riverside, County of Mendocino, County of Sacramento, County of San Diego, County of San Mateo, County of Sonoma, East Bay Municipal Utility District, San Diego Association of Governments, San Mateo Couty Joint Powers Financing Authority, Successor Agency to the Richmond Community Redevelopment Agency, David E. Sundstrom, The Regents of the University of California, The Richmond Joint Powers Financing Authority, The Riverside Public Financing Authority. (Attachments: # 1 Exhibit 1-5, # 2 Exhibit 6, # 3 Exhibit 7-10, # 4 Exhibit 11-13, # 5 Exhibit 14-16, # 6 Exhibit 17-18, # 7 Exhibit 19-20, # 8 Exhibit 21-22, # 9 Exhibit 23-24, # 10 Exhibit 25-31, # 11 Exhibit 32, # 12 Exhibit 33, # 13 Exhibit 34, # 14 Exhibit 35)(Nishimura, Nanci)
December 8, 2014 Filing 877 JOINT MEMORANDUM OF LAW in Opposition re: # 741 MOTION to Dismiss Direct Action Claims ., # 743 MOTION to Dismiss Direct Action Claims . . Document filed by The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation. (Leveridge, Richard)
December 8, 2014 Filing 876 DECLARATION of Eduardo Restani in Opposition re: # 741 MOTION to Dismiss Direct Action Claims ., # 743 MOTION to Dismiss Direct Action Claims .. Document filed by 303 Proprietary Trading LLC, Joseph Amabile, Louie Amabile, Norman Byster, Michael Cahill, Richard Deogracias, Marc Federighi, Scott Federighi, Robert Furlong, David Gough, Brian Haggerty, John Henderson, David Klusendorf, Ronald Krug, Christopher Lang, John Monckton, Philip Olson, Brett Pankau, Nicholas Pesa, Eduardo Restani, Margery Teller, David Vecchione, Randall Williams. (Haberman, Jeffrey)
December 8, 2014 Filing 875 JOINT MEMORANDUM OF LAW in Opposition re: (743 in 1:11-md-02262-NRB) MOTION to Dismiss Direct Action Claims . Regarding Limitations . Document filed by Direct Action Plaintiffs. (Attachments: # 1 Appendix, # 2 Appendix, # 3 Appendix, # 4 Appendix, # 5 Appendix, # 6 Appendix, # 7 Appendix)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Cruse, Samuel)
December 8, 2014 Filing 874 DECLARATION of Michael Rane in Opposition re: # 741 MOTION to Dismiss Direct Action Claims ., # 743 MOTION to Dismiss Direct Action Claims .. Document filed by 303 Proprietary Trading LLC, Joseph Amabile, Louie Amabile, Norman Byster, Richard Deogracias, Marc Federighi, Scott Federighi, Robert Furlong, David Gough, Brian Haggerty, John Henderson, David Klusendorf, Ronald Krug, Christopher Lang, John Monckton, Philip Olson, Brett Pankau, Nicholas Pesa, Eduardo Restani, Margery Teller, David Vecchione, Randall Williams, Michael Cahill. (Haberman, Jeffrey)
December 8, 2014 Filing 873 DECLARATION of Peter Barker in Opposition re: # 741 MOTION to Dismiss Direct Action Claims ., # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Joseph Amabile, Louie Amabile, norman byster, michael cahill, Richard Deogracias, Marc Federighi, Scott Federighi, Robert Furlong, David Gough, Brian Haggerty, David Klusendorf, Ronald Krug, Christopher Lang, John Monckton, Philip Olson, Brett Pankau, David Vecchione, Randall Williams, Eduardo Restani, Nicholas Pesa, John Henderson, 303 Proprietary Trading LLC, Margery Teller. (Haberman, Jeffrey)
December 8, 2014 Filing 872 FILING ERROR - DEFICIENT DOCKET ENTRY (SEE # 881 Declaration) - DECLARATION in Opposition re: # 741 MOTION to Dismiss Direct Action Claims ., # 743 MOTION to Dismiss Direct Action Claims .. Document filed by PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company, Principal Variable Contracts Funds, Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Berndt, Thomas) Modified on 12/9/2014 (db).
December 8, 2014 Filing 871 JOINT MEMORANDUM OF LAW in Opposition re: (109 in 1:13-cv-00626-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (103 in 1:13-cv-03952-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (108 in 1:13-cv-00625-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (752 in 1:11-md-02262-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (61 in 1:13-cv-05511-NRB) MOTION to Dismiss Direct Action Claims ., (57 in 1:14-cv-03094-NRB) MOTION to Dismiss Direct Action Claims ., (92 in 1:13-cv-05616-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (741 in 1:11-md-02262-NRB) MOTION to Dismiss Direct Action Claims ., (128 in 1:13-cv-07005-NRB) MOTION to Dismiss Direct Action Claims ., (74 in 1:13-cv-07394-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (109 in 1:13-cv-00597-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (108 in 1:13-cv-00667-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (59 in 1:14-cv-01757-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (92 in 1:13-cv-05221-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (743 in 1:11-md-02262-NRB) MOTION to Dismiss Direct Action Claims ., (99 in 1:13-cv-05186-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (71 in 1:13-cv-08644-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (99 in 1:13-cv-05187-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (107 in 1:13-cv-00627-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (90 in 1:13-cv-05569-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS . . Document filed by Direct Action Plaintiffs. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Leveridge, Richard)
December 8, 2014 Filing 870 LETTER addressed to Judge Naomi Reice Buchwald from Richard J. Leveridge dated 12/08/2014 re: Opposition to various Motions to Dismiss filed by the Defendants on 11/05/2014. Document filed by Direct Action Plaintiffs. (Attachments: # 1 Supplement - Key of Terms and Abreviations Used in Plaintiffs' Briefs)(Leveridge, Richard)
December 8, 2014 Opinion or Order Filing 869 ORDER FOR ADMISSION PRO HAC VICE granting (866) Motion for Benjamin D. Steinberg to Appear Pro Hac Vice in case 1:11-md-02262-NRB; granting (99) Motion for Benjamin D. Steinberg to Appear Pro Hac Vice in case 1:13-cv-06013-NRB. (Signed by Judge Naomi Reice Buchwald on 12/5/2014) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB (ajs)
December 8, 2014 Opinion or Order Filing 868 ORDER FOR ADMISSION PRO HAC VICE granting (867) Motion for Benjamin D. Steinberg to Appear Pro Hac Vice in case 1:11-md-02262-NRB; granting (99) Motion for Benjamin D. Steinberg to Appear Pro Hac Vice in case 1:13-cv-06014-NRB. (Signed by Judge Naomi Reice Buchwald on 12/5/2014) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB (ajs)
December 5, 2014 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. (867 in 1:11-md-02262-NRB, 99 in 1:13-cv-06014-NRB) MOTION to Appear Pro Hac Vice for Benjamin D. Steinberg . Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB(wb)
December 5, 2014 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. (866 in 1:11-md-02262-NRB, 99 in 1:13-cv-06013-NRB) MOTION to Appear Pro Hac Vice for Benjamin D. Steinberg . Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB(wb)
December 4, 2014 Filing 867 MOTION to Appear Pro Hac Vice for Benjamin D. Steinberg . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company, Principal Financial Group, Inc., Principal Life Insurance Company. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB(Steinberg, Benjamin)
December 4, 2014 Filing 866 MOTION to Appear Pro Hac Vice for Benjamin D. Steinberg . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PRINCIPAL VARIABLE CONTRACTS FUND, INC., PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Funds, Inc., Principal Variable Contracts Funds, Inc.. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB(Steinberg, Benjamin)
December 4, 2014 Opinion or Order Filing 865 MEMO ENDORSEMENT on re: (826 in 1:11-md-02262-NRB) Letter, filed by The Bank of Tokyo-Mitsubishi UFJ, Ltd., Barclays Capital Inc., Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Credit Suisse International, Credit Suisse AG, HSBC Bank PLC, HSBC Holding plc, Portigon AG, HBOS plc, J.P. Morgan Securities, LLC, JPMorgan Chase Bank N.A., The Royal Bank of Scotland plc, HSBC Securities (USA) Inc., J.P. Morgan Bank Dublin PLC, HSBC Bank plc, RBS Citizens, N.A., BBA Enterprises, Ltd., Barclays PLC, Bank Of America Corporation, Merrill Lynch & Co., Citibank N.A., UBS Securities LLC, Merrill Lynch Capital Services, Inc., The Hongkong and Shanghai Banking Corporation, Ltd., CITI SWAPCO INC., Credit Suisse Group AG, The Norinchukin Bank, WestDeutsche Immobilienbank AG, RBS Securities, Inc., J.P. Morgan Markets Ltd., RBC Capital Markets, LLC, JPMorgan Chase & Co, Royal Bank of Canada, HSBC Bank USA, N.A., UBS AG, Merrill Lynch International Bank, Ltd., HBOS PLC, HSBC USA Inc., Chase Bank USA, N.A., HSBC Finance Corp., Citigroup Global Markets, Inc., Deutsche Bank AG, Barclays Bank plc, British Bankers Association, Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Citigroup Global Markets Limited, Citigroup Funding Inc., Credit Suisse (USA) Inc., Banc of America Securities LLC, Merrill Lynch, Pierce, Fenner & Smith, Inc., Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., The Royal Bank of Scotland Group plc, Lloyds Banking Group plc, Societe Generale, Bank of America, N.A., BBA Libor, Ltd, HBOS Plc, Lloyds Banking Group PLC, Citigroup Financial Products, Inc. ENDORSEMENT: So Ordered. (Motions due by 1/16/2015. Responses due by 2/27/2015, Replies due by 3/17/2015.) (Signed by Judge Naomi Reice Buchwald on 12/4/2014) Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-00598-NRB, 1:13-cv-01198-NRB, 1:13-cv-03010-NRB(ajs)
December 4, 2014 Pro Hac Vice Fee Payment: for (866 in 1:11-md-02262-NRB, 99 in 1:13-cv-06013-NRB) MOTION to Appear Pro Hac Vice for Benjamin D. Steinberg . Motion and supporting papers to be reviewed by Clerk's Office staff. . Filing fee $ 200.00, receipt number 0208-10375736.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB(Steinberg, Benjamin)
December 4, 2014 Pro Hac Vice Fee Payment: for (867 in 1:11-md-02262-NRB, 99 in 1:13-cv-06014-NRB) MOTION to Appear Pro Hac Vice for Benjamin D. Steinberg . Motion and supporting papers to be reviewed by Clerk's Office staff. . Filing fee $ 200.00, receipt number 0208-10375800.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB(Steinberg, Benjamin)
December 3, 2014 Opinion or Order Filing 864 MEMO ENDORSEMENT on re: (858 in 1:11-md-02262-NRB) Letter, filed by Bank of America National Association, Bank of America Home Loans, (23 in 1:14-cv-07720-NRB) Letter, filed by Bank of America National Association, Bank of America Home Loans. ENDORSEMENT: So ordered. ( Motions due by 1/16/2015., Responses due by 2/27/2015, Replies due by 3/17/2015.) (Signed by Judge Naomi Reice Buchwald on 12/3/2014) Filed In Associated Cases: 1:11-md-02262-NRB, 1:14-cv-07720-NRB(mro)
December 3, 2014 Opinion or Order Filing 863 ORDER. We deny plaintiffs' motion (ECF No. 857 in No. 11 MDL 2262), and we direct plaintiffs to submit briefs whose total page count shall be at most 225 pages. Targeted and organized point-by-point collective responses would clearly be of the greatest benefit to the Court and the parties. IT IS SO ORDERED. Denying (857) Letter Motion for Leave to File Excess Pages in case 1:11-md-02262-NRB. (Signed by Judge Naomi Reice Buchwald on 12/2/2014) Filed In Associated Cases: 1:11-md-02262-NRB et al. Re Order entry #863 in 11md2262. Docket in all cases listed in appendix, as per Chambers. (rjm) Modified on 12/3/2014 (rjm).
December 2, 2014 Filing 862 LETTER REPLY to Response to Motion addressed to Judge Naomi Reice Buchwald from Direct Action Plaintiffs dated December 2, 2014 re: # 857 LETTER MOTION for Leave to File Excess Pages regarding opposition briefing addressed to Judge Naomi Reice Buchwald from Direct Action Plaintiffs dated December 1, 2014. . Document filed by Direct Action Plaintiffs. (Leveridge, Richard)
December 2, 2014 Opinion or Order Filing 861 MEMORANDUM AND ORDER. The Exchange-Based Plaintiffs' counsel are directed to propose a plan of notice, form of notice and summary notice within thirty days of this preliminary order. In addition to conforming to Rule 23(c) and (e), the proposed notice should clearly set out: a summary of which claims have and have not been dismissed, including the legal analysis resulting in the distinctions between dismissed claims and live claims; how the proposed plan of allocation distinguishes between categories of claims; and that the named plaintiffs and interim class counsel have represented the putative class as a whole, rather than any particular categories of class members within the class. IT IS SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 12/1/2014) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB (rjm)
December 2, 2014 Opinion or Order Filing 860 ENDORSED LETTER addressed to Judge Naomi Reice Buchwald from Christopher M. Paparella dated 11/26/2014 re: Defendant's Request Permission For Leave To Join Motions to Dismiss. ENDORSEMENT: So ordered. (Signed by Judge Naomi Reice Buchwald on 12/1/2014). Relates to 13cv2297. (rjm)
December 2, 2014 Filing 859 LETTER RESPONSE in Opposition to Motion addressed to Judge Naomi Reice Buchwald from Robert F. Wise, Jr. dated December 2, 2014 re: # 857 LETTER MOTION for Leave to File Excess Pages regarding opposition briefing addressed to Judge Naomi Reice Buchwald from Direct Action Plaintiffs dated December 1, 2014. . Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, Banc of America Securities LLC, Bank Of America Corporation, Bank of America, N.A., Barclays Bank plc, Barclays Capital Inc., Barclays PLC, British Bankers Association, CITI SWAPCO INC., Chase Bank USA, N.A., Citibank N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS plc, HSBC Bank USA, N.A., HSBC Bank plc, HSBC Finance Corp., HSBC Holding plc, HSBC Securities (USA) Inc., HSBC USA Inc., J.P. Morgan Bank Dublin PLC, J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, JPMorgan & Co., JPMorgan Chase Bank N.A., LLoyds Bank PLC, Lloyds Banking Group PLC, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Portigon AG, RBC Capital Markets, LLC, RBS Citizens, N.A., RBS Securities, Inc., Royal Bank of Canada, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group plc, The Royal Bank of Scotland plc, UBS AG, UBS Securities LLC, WestDeutsche Immobilienbank AG. (Wise, Robert)
December 1, 2014 Filing 858 LETTER addressed to Judge Naomi Reice Buchwald from Robert F. Wise dated 12/1/2014 re: Setting Briefing Schedule for Bank of America's Forthcoming Motion to Dismiss Goldsleger v. Bank of America Home Loans. Document filed by Bank of America Home Loans, Bank of America National Association.(Wise, Robert)
December 1, 2014 Filing 857 LETTER MOTION for Leave to File Excess Pages regarding opposition briefing addressed to Judge Naomi Reice Buchwald from Direct Action Plaintiffs dated December 1, 2014. Document filed by Direct Action Plaintiffs.(Leveridge, Richard)
November 26, 2014 Filing 856 NOTICE OF APPEARANCE by Usher T. Winslett on behalf of National Collegiate Student Loan Trust 2007-1. (Winslett, Usher)
November 25, 2014 Opinion or Order Filing 855 ENDORSED LETTER addressed to Quality Assurance Departmentfrom Christopher Paparella dated 11/14/2014 re: To correct an erroneous designation of the Financial Market Stabilisation Authority (Bundesanstalt fur Finanzmarktstabilisierung-FMSA) ("FMSA"), as a corporate parent of Westlmmo, we wish to withdraw the docket entries listed in the attached Schedule A, and delete FMSA from the system as a corporate parent, and as further specified in this letter. ENDORSEMENT: So ordered. (Signed by Judge Naomi Reice Buchwald on 11/25/2014) Filed In Associated Cases: 1:11-md-02262-NRB et al.(rjm)
November 20, 2014 Filing 854 REVISED NOTICE OF VOLUNTARY DISMISSAL PURSUANT TO F.R.C.P. 41(a)(1)(A)(i). Pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, Plaintiffs Heather M. Earle, Henryk Malinowski, Linda Carr and Eric Friedman and their counsel hereby give notice that the above-captioned action, in which no responsive pleading has been filed and no class certified, is voluntarily dismissed without prejudice against Defendants Bank of America Corp., Bank of America, N.A., The Bank of Tokyo - Mitsubishi UFJ LTD., Barclays Bank PLC, Citigroup, Inc., Citibank N.A., Credit Suisse Group, AG, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Deutsche Bank AG, HBOS PLC, HSBC Holdings PLC, HSBC Bank PLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Chase Bank USA, N.A., The Norinchukin Bank, Lloyds Banking Group PLC, Royal Bank of Canada, Royal Bank of Scotland Group PLC, and UBS AG. (Signed by Judge Naomi Reice Buchwald on 11/19/2014) Relates to 13-407 Doc. No. 89. (rjm)
November 20, 2014 Filing 853 NOTICE OF APPEARANCE by David Brian Fernandes, Jr on behalf of Kenneth W. Coker, Carl A. Payne. (Attachments: # 1 Proof of Service)(Fernandes, David)
November 19, 2014 Filing 852 NOTICE of re: # 836 Amended Complaint,,. Document filed by Direcors Financial Group(individually and on behalf of all others similarly situated), Direcors Financial Group, Government Development Bank for Puerto Rico, The Berkshire Bank(Individually and On Behalf of All Others Similarly Situated ), The Berkshire Bank. (Attachments: # 1 CORRECTED CONSOLIDATED SECOND AMENDED CLASS ACTION COMPLAINT)(Lieberman, Jeremy)
November 19, 2014 Filing 851 NOTICE OF APPEARANCE by Benjamin Andrew Fleming on behalf of Lloyds Banking Group plc, HBOS plc, Lloyds Banking Group plc., Lloyds Banking Group plc(a United Kingdom Public Limited Company), Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC). Filed In Associated Cases: 1:11-md-02262-NRB et al.(Fleming, Benjamin)
November 19, 2014 Filing 850 NOTICE OF APPEARANCE by Kevin Timothy Baumann on behalf of HBOS PLC, Lloyds Banking Group plc, Lloyds Banking Group plc., Lloyds Banking Group plc(a United Kingdom Public Limited Company), Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC). Filed In Associated Cases: 1:11-md-02262-NRB et al.(Baumann, Kevin)
November 18, 2014 Filing 849 LETTER addressed to Judge Naomi Reice Buchwald from William C. Carmody dated 11/18/14 re: Response to Docket No. 732. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore.(Carmody, William)
November 18, 2014 Opinion or Order Filing 848 MEMORANDUM AND ORDER denying # 592 Letter Motion for Conference. For the reasons herein, plaintiffs' motions are denied. The clerk is directed to terminate ECF No. 592 in the MDL case (11 MDL 2262) and ECF No. 202 in the Exchange-Based Plaintiff Action (11 Civ. 2613). (Signed by Judge Naomi Reice Buchwald on 11/17/2014) (kgo)
November 18, 2014 Filing 847 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent HSBC Holdings plc for HSBC Bank PLC, HSBC Bank USA, N.A., HSBC FINANCE CORP., HSBC Securities (USA) Inc., HSBC USA Inc.. Document filed by HSBC Bank USA, N.A., HSBC Holdings plc, HSBC Bank PLC, HSBC FINANCE CORP., HSBC Holdings p.l.c., HSBC Securities (USA) Inc., HSBC USA Inc., HSBC Bank Plc., HSBC Holding plc, HSBC Holdings plc., HSBC Bank PLC(a United Kingdom Public Limited Company), HSBC Holdings plc(a United Kingdom Public Limited Company), HSBC Holdings plc,.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Casamento, Gregory)
November 17, 2014 ***NOTE TO ATTORNEY - DOCUMENT REFERRED TO JUDGE FOR APPROVAL. Note to Attorney Richard Kilsheimer Document # 845 Notice of Voluntary Dismissal was referred to Judge Naomi Reice Buchwald for approval. (km)
November 14, 2014 Opinion or Order Filing 846 MEMORANDUM AND ORDER denying (27) Motion to Intervene in case 1:14-cv-01757-NRB. For the foregoing reasons, the Sklarovs' motion to intervene is denied. The clerk is directed to terminate ECF No. 27 in 14 Civ. 1757. (Signed by Judge Naomi Reice Buchwald on 11/14/2014) Filed In Associated Cases: 1:11-md-02262-NRB, 1:14-cv-01757-NRB (mro)
November 14, 2014 Filing 845 DOCUMENT REFERRED TO JUDGE FOR APPROVAL - NOTICE OF VOLUNTARY DISMISSAL Pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, against the defendant(s) Linda Carr, Heather M. Earle, Eric Friedman, Henryk Malinowski. Document filed by Linda Carr, Henryk Malinowski, Eric Friedman, Heather M. Earle. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00407-NRB(Kilsheimer, Richard) Modified on 11/17/2014 (km).
November 13, 2014 ***STRICKEN DOCUMENT. Deleted document number 825 from the case record. The document was stricken from this case pursuant to # 855 Endorsed Letter. (rjm)
November 13, 2014 Filing 844 NOTICE of Amended Complaint. Document filed by Kenneth W. Coker, Carl A. Payne. (Tellis, Roland)
November 13, 2014 Filing 843 NOTICE OF APPEARANCE by Alan Schoenfeld on behalf of The Royal Bank of Scotland plc, Royal Bank of Scotland, plc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06020-NRB, 1:14-cv-01757-NRB(Schoenfeld, Alan)
November 13, 2014 Filing 842 NOTICE OF APPEARANCE by David Sapir Lesser on behalf of The Royal Bank of Scotland plc, Royal Bank of Scotland, plc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06020-NRB, 1:14-cv-01757-NRB(Lesser, David)
November 13, 2014 Filing 841 NOTICE OF APPEARANCE by Fraser Lee Hunter, Jr on behalf of The Royal Bank of Scotland plc, Royal Bank of Scotland, plc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06020-NRB, 1:14-cv-01757-NRB(Hunter, Fraser)
November 13, 2014 Filing 840 NOTICE OF APPEARANCE by Alan Schoenfeld on behalf of The Royal Bank of Scotland Group plc, The Royal Bank of Scotland Group plc, Royal Bank of Scotland Group PLC, The, The Royal Bank of Scotland Group PLC, Royal Bank of Scotland, plc. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Schoenfeld, Alan)
November 13, 2014 Filing 839 NOTICE OF APPEARANCE by David Sapir Lesser on behalf of The Royal Bank of Scotland Group plc, The Royal Bank of Scotland Group plc, Royal Bank of Scotland Group PLC, The, The Royal Bank of Scotland Group PLC, Royal Bank of Scotland, plc. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Lesser, David)
November 13, 2014 Filing 838 NOTICE OF APPEARANCE by Fraser Lee Hunter, Jr on behalf of The Royal Bank of Scotland Group plc, Royal Bank of Scotland Group plc, The Royal Bank of Scotland Group plc, Royal Bank of Scotland Group PLC, The, The Royal Bank of Scotland Group PLC, Royal Bank of Scotland, plc. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Hunter, Fraser)
November 13, 2014 Filing 837 REQUEST FOR ISSUANCE OF SUMMONS as to, re: # 836 Amended Complaint,,. Document filed by Direcors Financial Group(individually and on behalf of all others similarly situated), Direcors Financial Group, Government Development Bank for Puerto Rico, The Berkshire Bank(Individually and On Behalf of All Others Similarly Situated ), The Berkshire Bank. (Attachments: # 1 Summons, # 2 Summons, # 3 Summons)(Lieberman, Jeremy)
November 13, 2014 Filing 836 SECOND AMENDED COMPLAINT amending # 242 Amended Complaint,, against BBA Enterprises, Ltd., BBA Libor, Ltd, British Bankers Association.Document filed by The Berkshire Bank(Individually and On Behalf of All Others Similarly Situated ), Direcors Financial Group(individually and on behalf of all others similarly situated), Government Development Bank for Puerto Rico, Direcors Financial Group, The Berkshire Bank. Related document: # 242 Amended Complaint,, filed by The Berkshire Bank.(Lieberman, Jeremy)
November 13, 2014 Filing 835 AMENDED COMPLAINT amending # 502 Amended Complaint, against Bank of America, N.A., J.P. Morgan Chase Bank, N.A., National Collegiate Student Loan Trust 2007-1 with JURY DEMAND.Document filed by Nathan Weglarz, Stephanie Nagel, Jerry Weglarz. Related document: # 502 Amended Complaint, filed by Jerry Weglarz, Nathan Weglarz. (Attachments: # 1 Appendix A - Barclays Order, # 2 Appendix B - UBS Order, # 3 Appendix C - Appendix to UBS Order, # 4 Appendix D - RBS Order, # 5 Appendix E - Weglarz Loan Documents, # 6 Appendix F - Nagel Loan Documents)(Edelman, Daniel)
November 13, 2014 Filing 834 SECOND AMENDED COMPLAINT amending # 242 Amended Complaint,, against Bank of America Corporation, Bank of Tokyo-Mitsubishi UFJ Ltd, Barclays Bank plc.Document filed by The Berkshire Bank(Individually and On Behalf of All Others Similarly Situated ), Direcors Financial Group(individually and on behalf of all others similarly situated), Government Development Bank for Puerto Rico, Direcors Financial Group, The Berkshire Bank. Related document: # 242 Amended Complaint,, filed by The Berkshire Bank.(Lieberman, Jeremy)
November 13, 2014 Filing 833 NOTICE OF APPEARANCE by Alan Schoenfeld on behalf of The Royal Bank of Scotland Group plc, The Royal Bank of Scotland PLC. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03952-NRB(Schoenfeld, Alan)
November 13, 2014 Filing 832 NOTICE OF APPEARANCE by David Sapir Lesser on behalf of The Royal Bank of Scotland Group plc, The Royal Bank of Scotland PLC. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03952-NRB(Lesser, David)
November 13, 2014 Filing 831 NOTICE OF APPEARANCE by Fraser Lee Hunter, Jr on behalf of The Royal Bank of Scotland Group plc, The Royal Bank of Scotland PLC. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03952-NRB(Hunter, Fraser)
November 13, 2014 Opinion or Order Filing 830 ORDER FOR ADMISSION PRO HAC VICE. IT IS HEREBY ORDERED that Applicant Michael A. Rodriguez is admitted to practice Pro Hac Vice in the above captioned case in the United States District Court for the Southern District of New York. (Signed by Judge Naomi Reice Buchwald on 11/12/2014). Relates to 13-5616 Doc. No. 125. (rjm) Modified on 11/13/2014 (rjm).
November 13, 2014 Opinion or Order Filing 829 ORDER FOR ADMISSION PRO HAC VICE. IT IS HEREBY ORDERED that Applicant Donald R. Littlefield is admitted to practice Pro Hac Vice in the above captioned case in the United States District Court for the Southern District of New York. (Signed by Judge Naomi Reice Buchwald on 11/12/2014). Relates to 13-5616 Doc. No. 124. (rjm) Modified on 11/13/2014 (rjm).
November 13, 2014 Opinion or Order Filing 828 ORDER FOR ADMISSION PRO HAC VICE. IT IS HEREBY ORDERED that Applicant Jack D. Ballard is admitted to practice Pro Hac Vice in the above captioned case in the United States District Court for the Southern District of New York. (Signed by Judge Naomi Reice Buchwald on 11/12/2014). Relates to 13-5616 Doc. No. 122. (rjm)
November 13, 2014 Filing 827 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Erste Abwicklungsanstalt ("EAA") for WestDeutsche Immobilienbank AG, WestDeutsche Immobilienbank AG, WestDeutsche Immobilienbank AG, WestDeutsche Immobilienbank AG, WestDeutsche Immobilienbank AG, WestDeutsche Immobilienbank AG, WestDeutsche Immobilienbank AG, WestDeutsche Immobilienbank AG, WestDeutsche Immobilienbank AG, WestDeutsche Immobilienbank AG, WestDeutsche Immobilienbank AG, WestDeutsche Immobilienbank AG, WestDeutsche Immobilienbank AG, WestDeutsche Immobilienbank AG. Document filed by WestDeutsche Immobilienbank AG, WestDeutsche Immobilienbank AG.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Paparella, Christopher)
November 13, 2014 Filing 826 LETTER addressed to Judge Naomi Reice Buchwald from Robert F. Wise dated 11/13/2014 re: Briefing Schedule for Motions to Dismiss. Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, Banc of America Securities LLC, Bank Of America Corporation, Bank of America, N.A., Barclays Bank plc, Barclays Capital Inc., Barclays PLC, British Bankers Association, CITI SWAPCO INC., Chase Bank USA, N.A., Citibank N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS plc, HSBC Bank USA, N.A., HSBC Bank plc, HSBC Finance Corp., HSBC Holding plc, HSBC Securities (USA) Inc., HSBC USA Inc., J.P. Morgan Bank Dublin PLC, J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, JPMorgan Chase & Co, JPMorgan Chase Bank N.A., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Portigon AG, RBC Capital Markets, LLC, RBS Citizens, N.A., RBS Securities, Inc., Royal Bank of Canada, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group plc, The Royal Bank of Scotland plc, UBS AG, UBS Securities LLC, WestDeutsche Immobilienbank AG.(Wise, Robert)
November 13, 2014 ***NOTE TO ATTORNEY - DOCUMENT REFERRED TO JUDGE FOR APPROVAL. Note to Attorney Richard Kilsheimer Document # 822 Notice of Voluntary Dismissal was referred to Judge Naomi Reice Buchwald for approval. (km)
November 12, 2014 Filing 824 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell dated 11/12/2014 re: Courtesy Copies. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Lovell, Christopher)
November 12, 2014 Filing 823 SUPPLEMENTAL MEMORANDUM OF LAW in Support re: (211 in 1:11-cv-02613-NRB, 680 in 1:11-md-02262-NRB) LETTER MOTION for Conference addressed to Judge Naomi Reice Buchwald from Christopher Lovell & David Kovel dated 10/8/14. . Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Lovell, Christopher)
November 12, 2014 Filing 822 DOCUMENT REFERRED TO JUDGE FOR APPROVAL - NOTICE OF VOLUNTARY DISMISSAL Pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, against the defendant(s). Document filed by Henryk Malinowski, Eric Friedman, Heather M. Earle, Linda Carr. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00407-NRB(Kilsheimer, Richard) Modified on 11/13/2014 (km).
November 12, 2014 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Christopher Martin Paparella to RE-FILE Document 813 Rule 7.1 Corporate Disclosure Statement,. ERROR(S): Corporate Parents were not added. Please re-file this document and when prompted: Are there any corporate parents or other affiliates?, select the YES radio button and enter the Corporate Parent(s) or Affiliate(s). YOU MUST SELECT THE SEARCH BUTTON. Select the correct name or create a new corporate parent. Add the Corporate Parent(s) or Affiliate(s) one party name at a time. NOTE: YOU MUST SELECT THE FILER FOR EACH INDIVIDUAL CASE. (lb)
November 10, 2014 ***STRICKEN DOCUMENT. Deleted document number 813 from the case record. The document was stricken from this case pursuant to # 855 Endorsed Letter. (rjm)
November 10, 2014 Filing 821 NOTICE OF APPEARANCE by Morgan Jessen Feder on behalf of Portigon AG. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Feder, Morgan)
November 10, 2014 Filing 820 NOTICE OF APPEARANCE by Ethan Edward Litwin on behalf of Portigon AG. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Litwin, Ethan)
November 10, 2014 Filing 819 NOTICE OF APPEARANCE by Marc Alan Weinstein on behalf of Portigon AG. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Weinstein, Marc)
November 10, 2014 Filing 818 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Portigon AG.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Paparella, Christopher)
November 10, 2014 Filing 817 NOTICE OF APPEARANCE by Christopher Martin Paparella on behalf of Portigon AG. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Paparella, Christopher)
November 10, 2014 Filing 816 NOTICE OF APPEARANCE by Morgan Jessen Feder on behalf of WestDeutsche Immobilienbank AG. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Feder, Morgan)
November 10, 2014 Filing 815 NOTICE OF APPEARANCE by Ethan Edward Litwin on behalf of WestDeutsche Immobilienbank AG. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Litwin, Ethan)
November 10, 2014 Filing 814 NOTICE OF APPEARANCE by Marc Alan Weinstein on behalf of WestDeutsche Immobilienbank AG. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Weinstein, Marc)
November 10, 2014 Filing 812 NOTICE OF APPEARANCE by Christopher Martin Paparella on behalf of WestDeutsche Immobilienbank AG. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Paparella, Christopher)
November 10, 2014 Filing 811 NOTICE OF DISMISSAL PURSUANT TO RULE 41(a). The Plaintiffs in the above styled action, in which no responsive pleading has been filed and no class certified, give notice of voluntary dismissal without prejudice pursuant to Federal Rule of Civil Procedure 41(a)(1)(A)(i). (Signed by Judge Naomi Reice Buchwald on 11/7/2014) (rjm)
November 10, 2014 Filing 810 LETTER addressed to Judge Naomi Reice Buchwald from Steven Wolowitz dated November 10, 2014 re: Societe Generale's Motion to Dismiss the Individual Plaintiffs' Amended Complaints. Document filed by Societe Generale.(Wolowitz, Steven)
November 7, 2014 Opinion or Order Filing 809 ORDER granting # 804 Letter Motion for Extension of Time. Application granted. (Signed by Judge Naomi Reice Buchwald on 11/7/2014) (kgo)
November 7, 2014 Filing 808 NOTICE OF APPEARANCE by Roger Brian Cowie on behalf of HSBC Bank PLC, HSBC Bank Plc., HSBC Bank USA, N.A., HSBC Finance Corp., HSBC Holding plc, HSBC Holdings PLC, HSBC Holdings plc., HSBC Securities (USA) Inc., HSBC USA Inc., HSBC Holdings plc,, HSBC Bank PLC(a United Kingdom Public Limited Company), HSBC Holdings plc(a United Kingdom Public Limited Company). Filed In Associated Cases: 1:11-md-02262-NRB et al.(Cowie, Roger)
November 6, 2014 Filing 807 NOTICE OF APPEARANCE by Edwin R Deyoung on behalf of HSBC Bank USA, N.A., HSBC Holdings plc, HSBC Bank PLC, HSBC FINANCE CORP., HSBC Holdings p.l.c., HSBC Securities (USA) Inc., HSBC USA Inc., HSBC Bank Plc., HSBC Holding plc, HSBC Holdings plc., HSBC Holdings plc,, HSBC Bank PLC(a United Kingdom Public Limited Company), HSBC Holdings plc(a United Kingdom Public Limited Company). Filed In Associated Cases: 1:11-md-02262-NRB et al.(Deyoung, Edwin)
November 6, 2014 Filing 806 FILING ERROR - DEFICIENT DOCKET ENTRY - FILER ERROR - RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent HSBC Holdings plc for HBOS PLC, HSBC Bank PLC, HSBC Bank PLC, HSBC Bank PLC, HSBC Bank PLC, HSBC Bank PLC, HSBC Bank PLC, HSBC Bank PLC, HSBC Bank PLC, HSBC Bank PLC, HSBC Bank PLC, HSBC Bank PLC, HSBC Bank PLC, HSBC Bank PLC, HSBC Bank PLC, HSBC Bank Plc., HSBC Bank USA, N.A., HSBC Bank USA, N.A., HSBC Bank USA, N.A., HSBC Bank plc, HSBC FINANCE CORP., HSBC Finance Corp., HSBC Securities (USA) Inc., HSBC Securities (USA) Inc., HSBC USA Inc., HSBC USA Inc.. Document filed by HSBC Bank USA, N.A., HSBC Holdings plc, HSBC Bank PLC, HSBC FINANCE CORP., HSBC Holdings p.l.c., HSBC Securities (USA) Inc., HSBC USA Inc., HSBC Bank Plc., HSBC Holding plc, HSBC Holdings plc., HSBC Bank PLC(a United Kingdom Public Limited Company), HSBC Holdings plc(a United Kingdom Public Limited Company), HBOS PLC, HSBC Holdings plc,.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Casamento, Gregory) Modified on 11/19/2014 (lb).
November 6, 2014 Filing 805 NOTICE OF APPEARANCE by Gregory Thomas Casamento on behalf of HSBC Bank USA, N.A., HSBC Holdings plc, HSBC Bank PLC, HSBC FINANCE CORP., HSBC Holdings p.l.c., HSBC Securities (USA) Inc., HSBC USA Inc., HSBC Bank Plc., HSBC Holding plc, HSBC Holdings plc., HSBC Holdings plc,, HSBC Bank PLC(a United Kingdom Public Limited Company), HSBC Holdings plc(a United Kingdom Public Limited Company). Filed In Associated Cases: 1:11-md-02262-NRB et al.(Casamento, Gregory)
November 6, 2014 Filing 804 LETTER MOTION for Extension of Time to submit additional information regarding the settlement approval and plan of allocation process addressed to Judge Naomi Reice Buchwald from Christopher Lovell & David Kovel dated 11/6/14. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Lovell, Christopher)
November 6, 2014 Filing 803 NOTICE OF APPEARANCE by Noam Lerer on behalf of Deutsche Bank AG, Deutsche Bank AG, Deutsche Bank AG, Deutsche Bank, AG, Deutsche Bank AG, Deutsche Bank AG. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Lerer, Noam)
November 6, 2014 Filing 802 NOTICE OF APPEARANCE by Ankush Khardori on behalf of Deutsche Bank AG, Deutsche Bank AG, Deutsche Bank AG, Deutsche Bank, AG, Deutsche Bank AG. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Khardori, Ankush)
November 6, 2014 Filing 801 NOTICE OF APPEARANCE by Jessica Lillian Brach on behalf of Deutsche Bank AG, Deutsche Bank AG, Deutsche Bank AG, Deutsche Bank, AG, Deutsche Bank AG, Deutsche Bank AG. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Brach, Jessica)
November 6, 2014 Filing 800 NOTICE OF APPEARANCE by Andrew Corydon Finch on behalf of Deutsche Bank AG, Deutsche Bank AG, Deutsche Bank AG, Deutsche Bank, AG, Deutsche Bank AG. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Finch, Andrew)
November 6, 2014 Filing 799 NOTICE OF APPEARANCE by Matthew Joseph Porpora on behalf of Barclays Bank PLC, Barclays Capital Inc., Barclays PLC. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Porpora, Matthew)
November 6, 2014 Filing 798 NOTICE OF APPEARANCE by Yvonne Susan Quinn on behalf of Barclays Bank PLC, Barclays Capital Inc., Barclays PLC. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Quinn, Yvonne)
November 6, 2014 Filing 797 NOTICE OF APPEARANCE by David Harold Braff on behalf of Barclays Bank PLC, Barclays Capital Inc., Barclays PLC. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Braff, David)
November 6, 2014 Filing 796 NOTICE OF APPEARANCE by Lawrence Jay Zweifach on behalf of UBS Limited, UBS Securities LLC. (Zweifach, Lawrence)
November 6, 2014 Filing 795 NOTICE OF APPEARANCE by Jefferson Eliot Bell on behalf of UBS Limited, UBS Securities LLC. (Bell, Jefferson)
November 6, 2014 Filing 794 NOTICE OF APPEARANCE by Peter Sullivan on behalf of UBS Limited, UBS Securities LLC. (Sullivan, Peter)
November 6, 2014 Filing 793 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UBS AG, Corporate Parent UBS Americas Inc. for UBS Securities LLC. Document filed by UBS Limited, UBS Securities LLC.(Sullivan, Peter)
November 6, 2014 Filing 792 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UBS AG for UBS Limited. Document filed by UBS Limited, UBS Securities LLC.(Sullivan, Peter)
November 6, 2014 Filing 791 LETTER addressed to Judge Naomi Reice Buchwald from Robert F. Wise dated November 5, 2014 re: pursuant to Rule 2.E.1 of Your Honor's Individual Practices in connection with Defendants' motion to dismiss the seventeen amended Direct Action complaints. Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd., Banc of America Securities LLC, Bank of America Corporation, Bank of America, N.A., Barclays Bank plc, Barclays Capital Inc., Barclays PLC, British Bankers Association, CITI SWAPCO INC., Chase Bank USA, N.A., Citibank, N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS plc, HSBC Bank USA, N.A., HSBC Bank plc, HSBC Finance Corp., HSBC Holding plc, HSBC Securities (USA) Inc., HSBC USA Inc., J.P. Morgan Bank Dublin PLC, J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, JPMorgan Chase & Co., JPMorgan Chase Bank N.A., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Portigon AG, RBC Capital Markets, LLC, RBS Citizens, N.A., RBS Securities, Inc., Royal Bank of Canada, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group plc, The Royal Bank of Scotland plc, UBS AG, UBS Securities LLC, WestDeutsche Immobilienbank AG.(Wise, Robert)
November 6, 2014 Filing 790 DECLARATION of Nicola Black in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by HSBC Bank Plc.. (Kurtzberg, Joel)
November 6, 2014 Filing 789 DECLARATION of Brent Barton in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Chase Bank USA, NA, J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Markets Ltd.. (Kurtzberg, Joel)
November 6, 2014 Filing 788 DECLARATION of John Connors in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by UBS AG, UBS Limited, UBS Securities LLC. (Kurtzberg, Joel)
November 6, 2014 Filing 787 DECLARATION of Andrew Cooper in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by WestDeutsche Immobilienbank AG. (Kurtzberg, Joel)
November 6, 2014 Filing 786 DECLARATION of Dr. Frank Borstelmann in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Portigon AG. (Kurtzberg, Joel)
November 6, 2014 Filing 785 DECLARATION of Dominique Bourrinet in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Societe Generale. (Kurtzberg, Joel)
November 6, 2014 Filing 784 DECLARATION of William Gougherty in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by The Royal Bank of Scotland Group Plc., The Royal Bank of Scotland plc. (Kurtzberg, Joel)
November 6, 2014 Filing 783 DECLARATION of Ralph Desena in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by The Royal Bank of Canada. (Kurtzberg, Joel)
November 6, 2014 Filing 782 DECLARATION of Osamu Takashima in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by The Norinchukin Bank. (Kurtzberg, Joel)
November 6, 2014 Filing 781 DECLARATION of Kevin McKendry in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by HBOS PLC, Lloyds Banking Group plc., LLoyds Bank PLC. (Kurtzberg, Joel)
November 6, 2014 Filing 780 DECLARATION of Dara Quinn in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by J.P. Morgan Bank Dublin PLC. (Kurtzberg, Joel)
November 6, 2014 Filing 779 DECLARATION of Rebecca K. Smith in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by J.P. Morgan Markets Ltd.. (Kurtzberg, Joel)
November 6, 2014 Filing 778 DECLARATION of Mary McCullough in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Chase Bank USA, N.A.. (Kurtzberg, Joel)
November 6, 2014 Filing 777 DECLARATION of Christine Bannermann in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by JPMorgan Chase & Co, JPMorgan Chase Bank N.A.. (Kurtzberg, Joel)
November 6, 2014 Filing 776 DECLARATION of Mary McCullough in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by JP Morgan Chase & Co., JPMorgan Chase Bank N.A.. (Kurtzberg, Joel)
November 6, 2014 Filing 775 DECLARATION of Pamela Snell in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by HSBC Bank USA, N.A.. (Kurtzberg, Joel)
November 6, 2014 Filing 774 DECLARATION of Michelle Gregory in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by The Hongkong and Shanghai Banking Corporation, Ltd.. (Kurtzberg, Joel)
November 6, 2014 Filing 773 DECLARATION of Gavin Francis in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by HSBC Bank PLC. (Kurtzberg, Joel)
November 6, 2014 Filing 772 DECLARATION of Elaine Williams in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by HSBC Holdings PLC. (Kurtzberg, Joel)
November 6, 2014 Filing 771 DECLARATION of Allison Cambria in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Deutsche Bank AG, Deutsche Bank Securities Inc.. (Kurtzberg, Joel)
November 6, 2014 Filing 770 DECLARATION of Douglas Roseman in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Credit Suisse Securities (USA) Inc.. (Kurtzberg, Joel)
November 6, 2014 Filing 769 DECLARATION of Thomas Finlan in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Credit Suisse Securities (USA) LLC. (Kurtzberg, Joel)
November 6, 2014 Filing 768 DECLARATION of Matthew J. Porpora in Support re: (57 in 1:14-cv-03094-NRB) MOTION to Dismiss Direct Action Claims .. Document filed by Barclays Bank plc, Barclays Capital Inc., Barclays PLC. (Attachments: # 1 Exhibit A1, # 2 Exhibit A2, # 3 Exhibit A3, # 4 Exhibit A4, # 5 Exhibit B, # 6 Exhibit C, # 7 Exhibit D-I, # 8 Exhibit J-L, # 9 Exhibit M1, # 10 Exhibit M2, # 11 Exhibit M3, # 12 Exhibit M4, # 13 Exhibit M5, # 14 Exhibit M6, # 15 Exhibit N, # 16 Exhibit O-P, # 17 Exhibit Q-X)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Scott, Jeffrey)
November 6, 2014 Filing 767 DECLARATION of Pierre Schreiber in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Credit Suisse AG. (Kurtzberg, Joel)
November 6, 2014 Filing 766 DECLARATION of Tamlyn Ludford in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Credit Suisse International. (Kurtzberg, Joel)
November 6, 2014 Filing 765 DECLARATION of Pierre Schreiber in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Credit Suisse Group AG. (Kurtzberg, Joel)
November 6, 2014 Filing 764 DECLARATION of Andrew Sherman in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.. (Kurtzberg, Joel)
November 6, 2014 Filing 763 DECLARATION of Joseph Wollard in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Citi Swapco Inc., Citibank N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets, Inc., Citigroup Inc.. (Kurtzberg, Joel)
November 6, 2014 Filing 762 DECLARATION of Sally Scutt in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd., British Bankers' Association. (Kurtzberg, Joel)
November 6, 2014 Filing 761 DECLARATION of Alan Kaplan in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Barclays Capital Inc.. (Kurtzberg, Joel)
November 6, 2014 Filing 760 DECLARATION of Patrick Gonsalves in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Barclays PLC. (Kurtzberg, Joel)
November 6, 2014 Filing 759 DECLARATION of Patrick Gonsalves in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Barclays Bank plc. (Kurtzberg, Joel)
November 6, 2014 Filing 758 DECLARATION of Dominick Sabella in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Bank of Tokyo-Mitsubishi UFJ Ltd. (Kurtzberg, Joel)
November 6, 2014 Filing 757 DECLARATION of John B. Gaffney in Support re: # 743 MOTION to Dismiss Direct Action Claims .. Document filed by Bank Of America Corporation, Bank of America, N.A., Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc.. (Kurtzberg, Joel)
November 5, 2014 Filing 756 MEMORANDUM OF LAW in Support re: (57 in 1:14-cv-03094-NRB) MOTION to Dismiss Direct Action Claims . Fraud and Related Claims . Document filed by Barclays Bank plc, Barclays Capital Inc., Barclays PLC. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Scott, Jeffrey)
November 5, 2014 Filing 755 MEMORANDUM OF LAW in Support re: (109 in 1:13-cv-00626-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (103 in 1:13-cv-03952-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (108 in 1:13-cv-00625-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (752 in 1:11-md-02262-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (109 in 1:13-cv-00597-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (108 in 1:13-cv-00667-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (59 in 1:14-cv-01757-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (92 in 1:13-cv-05221-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (92 in 1:13-cv-05616-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (74 in 1:13-cv-07394-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (99 in 1:13-cv-05186-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (71 in 1:13-cv-08644-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (99 in 1:13-cv-05187-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (107 in 1:13-cv-00627-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS ., (90 in 1:13-cv-05569-NRB) MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS . . Document filed by Societe Generale, Societe Generale SA, Societe Generale, Societe Generale, S.A., Societe Generale, S.A., Societe Generale S.A.. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Wolowitz, Steven)
November 5, 2014 Filing 754 JOINT MEMORANDUM OF LAW in Support re: # 743 MOTION to Dismiss Direct Action Claims . for lack of personal jurisdiction . Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, Banc of America Securities LLC, Bank of America Corp., Bank of America, N.A., Barclays Bank plc, Barclays Capital Inc., Barclays PLC, British Bankers' Association, Chase Bank USA, N.A., Citibank NA, Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Inc, Citiigroup Global Markets Inc., Cooperative Centrale Raiffeisen-Boernleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS plc, HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings plc, J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Markets Ltd., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Portigon AG, Societe Generale, The Bank of Tokyo Mitsubishi UFJ Ltd., The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, The Royal Bank of Canada, The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland plc, UBS AG, UBS Limited, UBS Securities LLC, WestDeutsche Immobilienbank AG, Citi Swapco Inc.. (Attachments: # 1 Appendix 1, # 2 Appendix 2)(Kurtzberg, Joel)
November 5, 2014 Filing 753 MEMORANDUM OF LAW in Support re: # 743 MOTION to Dismiss Direct Action Claims . Requests for Injunctive, Equitable, and Declaratory Relief . Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd., Banc of America Securities LLC, Bank Of America Corporation, Bank of America, N.A., Bank of Tokyo-Mistsubishi UFJ, Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, British Bankers' Association, Citibank N.A., Citigroup Inc., Coperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS PLC, HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Finance Corp., HSBC Holdings PLC, HSBC Securities (USA) Inc., HSBC USA Inc., J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Banking Group PLC, Portigon AG, RBC Capital Markets, LLC, RBS Securities, Inc., Royal Bank of Canada, Societe Generale, The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland PLC, UBS AG, WestDeutsche Immobilienbank AG, Citizens Bank, N.A.. (Kurtzberg, Joel)
November 5, 2014 Filing 752 MOTION to Dismiss . NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS THE INDIVIDUAL PLAINTIFFS' AMENDED COMPLAINTS . Document filed by Societe Generale.(Wolowitz, Steven)
November 5, 2014 Filing 751 JOINT MEMORANDUM OF LAW in Support re: (743 in 1:11-md-02262-NRB) MOTION to Dismiss Direct Action Claims . . Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, Bank of America Corporation, Bank of America, N.A., Barclays Bank plc, British Bankers' Association, Citibank, N.A., Citigroup, Inc., Cooperative Centrale Raiffeisen-Boerenleenbank, B.A., Credit Suisse Group AG, Credit Suisse International, Deutsche Bank AG, HBOS PLC, HSBC Bank USA, N.A., HSBC Holdings plc, J.P. Morgan Chase & Co., Lloyds Banking Group, PLC, Portigon AG, Royal Bank of Canada, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group plc, The Royal Bank of Scotland PLC, UBS AG, Bank of America NA, Cooperatieve Centrale Raiffeisen-Boerenleenbank BA (Rabobank), JPMorgan Chase Bank NA, Lloyds Banking Gropu plc, Royal Bank of Canada, Societe Generale SA, UBS AG, WestDeutsche Immobilienbank AG, BARCLAY'S BANK PLC, Citigroup Financial Products, Inc., J.P. MORGAN CHASE CHASE BANK, N.A., Royal Bank of Scotland, plc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A. (Rabobank), HSBC Holdings, PLC, JPMorgan Chase Bank N.A., Societe Generale, S.A., JPMorgan Chase Bank, N.A., Societe Generale, Bank of America Corporation, Bank of America N.A., Barclays Bank P.L.C., Barclays Capital Inc, Barclays PLC, Citibank N.A., Citigroup Global Markets Inc, Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group A.G., Credit Suisse Securities (USA) L.L.C., HSBC FINANCE CORP., HSBC Holdings p.l.c., HSBC Securities (USA) Inc., HSBC USA Inc., J.P Morgan Securities LLC, JPMorgan Chase & Co., JPMorgan Chase Bank N.A., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED F/K/A BANC OF AMERICA SECURITIES LLC, RBC Capital Markets L.L.C., RBS Securities Inc., Royal Bank of Scotland PLC, Bank of Tokyo-Mitsubishi UFJ Ltd., Citibank, N.A., JPMorgan Chase & Co., Royal Bank of Scotland Group PLC, The, Norinchukin Bank, Royal Bank of Scotland Group plc, RBS Citizens, N.A., BBA Enterprises Ltd., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., JPMorgan & Chase Co., JPMorgan Chase Bank National Association, BBA Libor, Ltd., Banc of America Securities LLC, Bank Of America Corporation, , Bank of America, N.A., Bank of Nova Scotia, Bank of Tokyo-Mistsubishi UFJ, Barclays Bank PLC, Barclays Bank Plc,, Barclays Bank Plc., Barclays Capital Inc., Barclays U.S. Funding LLC, Barklays Bank Plc, Bear Stearns Capital Markets, Inc., CITI SWAPCO INC., Chase Bank USA, N.A., Chase Bank USA, NA, Citibank, N.A., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Citigroup, Inc., Citiigroup Global Markets Inc., Cooperative Centrale Raiffeisen-Boernleenbank B.A., Cooperative Centrale Raiffeisenboernleenbank B.A., Coperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse AG, Credit Suisse Group, AG, Credit Suisse Group, NA, Credit Suisse Securities (USA) LLC, Deutsche Bank Financial LLC, Deutsche Bank Securities Inc., HBOS Plc., HSBC Bank Plc., HSBC Holding plc, HSBC Holdings plc., J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase & Co., J.P. Morgan Clearing Corp., J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, JP Morgan Chase & Co., JPMorgan & Co., JPMorgan Chase & Co., JPMorgan Chase Bank, JPMorgan Chase Bank N.A., JPMorgan Chase Bank, National Association, Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group PLS, Lloyds Banking Group plc., Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Mr. JPMorgan Chase Bank, N.A., Stephanie Nagel, National Association, National Collegiate Student Loan Trust 2007-1, Portigon/WestLB AG, RBC Capital Markets, LLC, RBS Citizens, N.A., RBS Citizens, N.A. (f/k/a Citizens Bank of Massachusetts), RBS Citizens, NA, RBS Securities, Inc., Royal Bank of Scotland, The Bank of Tokyo Mitsubishi UFJ Ltd., The Bank of Tokyo-Mitsubishi UFJ Ltd., The Hongkong and Shanghai Banking Corporation, Ltd., The Royal Bank of Canada, The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland plc, The Royal Bank of Scotland, Plc, UBS AG, Royal Bank of Scotland Group PLC, UBS Limited, Bank of America Corporation, Bank of America, N.A., Cooperatieve Centrale Raiffeisen-Boerleenbank, B.A., Creidt Suisse Group AG, Deutsche Bank AG, HSBC Holdings plc,, J.P. Morgan Bank Dublin PLC, JP Morgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank Ltd., The HongKong and Shanghai Banking Corporation Ltd., Deutsche Bank, AG, Societe Generale S.A., Bank of America Corporation, Bank of Tokyo-Mitsubishi UFJ Ltd., Barclays Bank plc, Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS PLC(a United Kingdom Banking and Insurance Company), HSBC Bank PLC(a United Kingdom Public Limited Company), HSBC Holdings plc(a United Kingdom Public Limited Company), JPMorgan Chase & Co., Lloyds Banking Group plc(a United Kingdom Public Limited Company), Portigon AG, Royal Bank of Canada, Societe Generale, S.A., The Norinchukin Bank, The Royal Bank of Scotland Group plc, UBS AG, WestDeutsche Immobilienbank AG, Deutsche Bank AG, J.P. Morgan Chase & Co., Direcors Financial Group. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Gottridge, Marc)
November 5, 2014 Filing 750 NOTICE OF APPEARANCE by Jeffery Li Ding on behalf of J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., JPMorgan Chase & Co, JPMorgan Chase Bank NA, J.P. MORGAN CHASE CHASE BANK, N.A., JPMorgan Chase Bank N.A., JPMorgan Chase Bank, N.A., J.P. Morgan Chase & Co., JP Morgan Chase & Co., JP Morgan Chase Bank, National Association, JPMorgan Chase & Co., JPMorgan Chase Bank, JPMorgan & Chase Co., JPMorgan Chase Bank National Association, Bear Stearns Capital Markets, Inc., Chase Bank USA, N.A., J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase & Co., J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, JPMorgan Chase Bank, National Association, JPMorgan Chase & Co.. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Ding, Jeffery)
November 5, 2014 Filing 749 NOTICE OF APPEARANCE by Shannon Price Torres on behalf of J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., JPMorgan Chase & Co, JPMorgan Chase Bank NA, J.P. MORGAN CHASE CHASE BANK, N.A., JPMorgan Chase Bank N.A., JPMorgan Chase Bank, N.A., J.P. Morgan Chase & Co., JP Morgan Chase & Co., JP Morgan Chase Bank, National Association, JPMorgan Chase & Co., JPMorgan Chase Bank, JPMorgan & Chase Co., JPMorgan Chase Bank National Association, Bear Stearns Capital Markets, Inc., Chase Bank USA, N.A., J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase & Co., J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, JPMorgan Chase Bank, National Association, JPMorgan Chase & Co.. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Torres, Shannon)
November 5, 2014 Filing 748 MEMORANDUM OF LAW in Support re: # 743 MOTION to Dismiss Direct Action Claims . The Schwab Plaintiffs' Securities Claims . Document filed by Bank of America Corporation, Bank of America, N.A., Barclays PLC, Citibank, N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS plc, HSBC Bank plc, HSBC Holding plc, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Banking Group plc, Portigon AG, Royal Bank of Canada, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group plc, UBS AG, WestDeutsche Immobilienbank AG. (Wise, Robert)
November 5, 2014 Filing 747 JOINT MEMORANDUM OF LAW in Support re: (743 in 1:11-md-02262-NRB) MOTION to Dismiss Direct Action Claims . . Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, Bank of America Corp., Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd., Barclays Bank Plc,, Barclays Capital Inc., British Bankers' Association, Citibank, N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS plc, HSBC Bank plc, HSBC Holdings plc, JPMorgan Chase & Co., JPMorgan Chase Bank, National Association, Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Portigon AG, Royal Bank of Canada, Societe Generale, The Norinchukin Bank, The Royal Bank of Scotland plc, UBS AG, WestDeutsche Immobilienbank AG. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-02297-NRB, 1:13-cv-07005-NRB, 1:13-cv-07394-NRB, 1:14-cv-03094-NRB(Schiller, Jonathan)
November 5, 2014 Filing 746 JOINT MEMORANDUM OF LAW in Support re: # 743 MOTION to Dismiss Direct Action Claims . Covered by Prior Rulings . Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd., Banc of America Securities LLC, Bank of America Corporation, Bank of America, N.A., Barclays Bank plc, Barclays Capital Inc., Barclays PLC, Bear Stearns Capital Markets, Inc., British Bankers' Association, CITI SWAPCO INC., Chase Bank USA, N.A., Citibank, N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS plc, HSBC Bank Plc., HSBC Bank USA, N.A., HSBC Finance Corp., HSBC Holdings plc, HSBC Securities (USA) Inc., HSBC USA Inc., J.P. Morgan Bank Dublin PLC, J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, JP Morgan Chase & Co., JPMorgan Chase Bank N.A., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Portigon AG, RBC Capital Markets, LLC, RBS Citizens, N.A., RBS Securities, Inc., Royal Bank of Canada, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group plc, The Royal Bank of Scotland plc, UBS AG, UBS Securities LLC, WestDeutsche Immobilienbank AG. (Wise, Robert)
November 5, 2014 Filing 745 JOINT MEMORANDUM OF LAW in Support re: (743 in 1:11-md-02262-NRB) MOTION to Dismiss Direct Action Claims . for lack of personal jurisdiction . Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd., Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UJF Ltd., Barclays Bank plc, British Bankers' Association, Citibank, N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank, B.A., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities, Inc., HBOS PLC, HSBC Bank PLC, HSBC Holdings plc, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Lloyds Banking Group plc, Portigon AG, Royal Bank of Canada, Societe Generale, S.A., The Norinchukin Bank, The Royal Bank of Scotland Group plc, WestDeutsche Immobilienbank AG. (Attachments: # 1 Appendix 1, # 2 Appendix 2)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Kurtzberg, Joel)
November 5, 2014 Filing 744 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent JPMorgan Chase & Co. for J.P. MORGAN CHASE CHASE BANK, N.A., J.P. Morgan Chase Bank, N.A., J.P. Morgan Chase Bank, N.A., J.P. Morgan Chase Bank, N.A., JP Morgan Chase Bank, National Association, JPMorgan Chase Bank, JPMorgan Chase Bank N.A., JPMorgan Chase Bank N.A., JPMorgan Chase Bank NA, JPMorgan Chase Bank National Association, JPMorgan Chase Bank, N.A., JPMorgan Chase Bank, N.A., JPMorgan Chase Bank, N.A., JPMorgan Chase Bank, N.A., JPMorgan Chase Bank, N.A., JPMorgan Chase Bank, N.A., JPMorgan Chase Bank, N.A., JPMorgan Chase Bank, National Association. Document filed by J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., JPMorgan Chase & Co, JPMorgan Chase Bank NA, J.P. MORGAN CHASE CHASE BANK, N.A., JPMorgan Chase Bank N.A., JPMorgan Chase Bank, N.A., J.P. Morgan Chase & Co., JP Morgan Chase & Co., JP Morgan Chase Bank, National Association, JPMorgan Chase & Co., JPMorgan Chase Bank, JPMorgan & Chase Co., JPMorgan Chase Bank National Association, J.P. Morgan Chase & Co., JPMorgan Chase Bank, National Association, JPMorgan Chase & Co..Filed In Associated Cases: 1:11-md-02262-NRB et al.(Gluckow, Paul)
November 5, 2014 Filing 743 MOTION to Dismiss Direct Action Claims . Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd., Banc of America Securities LLC, Bank of America Corporation, Bank of America, N.A., Barclays Bank plc, Barclays Capital Inc., Barclays PLC, British Bankers Association, CITI SWAPCO INC., Chase Bank USA, N.A., Citibank, N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS plc, HSBC Bank USA, N.A., HSBC Bank plc, HSBC Finance Corp., HSBC Holdings plc, HSBC Securities (USA) Inc., HSBC USA Inc., J.P. Morgan Bank Dublin PLC, J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, JPMorgan Chase & Co., JPMorgan Chase Bank N.A., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Portigon AG, RBC Capital Markets, LLC, RBS Citizens, N.A., RBS Securities, Inc., Royal Bank of Canada, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group plc, The Royal Bank of Scotland plc, UBS AG, UBS Securities LLC, WestDeutsche Immobilienbank AG. (Attachments: # 1 Appendix)(Wise, Robert)
November 5, 2014 Filing 742 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent JPMorgan Chase & Co. for J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities, LLC, J.P. Morgan Securities, LLC, JPMorgan Chase Bank, N.A.. Document filed by J.P. Morgan Securities, LLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A..Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB(Gluckow, Paul)
November 5, 2014 Filing 741 MOTION to Dismiss Direct Action Claims . Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd., Banc of America Securities LLC, Bank of America Corporation, Bank of America, N.A., Barclays Bank plc, Barclays Capital Inc., Barclays PLC, British Bankers Association, CITI SWAPCO INC., Chase Bank USA, N.A., Citibank, N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS plc, HSBC Bank USA, N.A., HSBC Bank plc, HSBC Finance Corp., HSBC Holding plc, HSBC Securities (USA) Inc., HSBC USA Inc., J.P. Morgan Bank Dublin PLC, J.P. Morgan Markets Ltd., J.P. Morgan Securities, LLC, JPMorgan Chase & Co., JPMorgan Chase Bank N.A., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Portigon AG, RBC Capital Markets, LLC, RBS Citizens, N.A., RBS Securities, Inc., Royal Bank of Canada, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Hongkong and Shanghai Banking Corporation, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group plc, The Royal Bank of Scotland plc, UBS AG, UBS Securities LLC, WestDeutsche Immobilienbank AG.(Wise, Robert)
November 5, 2014 Filing 740 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent JPMorgan Chase & Co. for J.P Morgan Securities LLC, J.P. Morgan Securities, LLC, JPMorgan Chase Bank N.A., JPMorgan Chase Bank N.A.. Document filed by J.P Morgan Securities LLC, JPMorgan Chase & Co., JPMorgan Chase Bank N.A., J.P. Morgan Securities, LLC, JPMorgan Chase & Co, JPMorgan Chase Bank N.A..Filed In Associated Cases: 1:11-md-02262-NRB, 1:14-cv-04189-NRB(Gluckow, Paul)
November 5, 2014 Filing 739 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent JPMorgan Chase & Co., Other Affiliate The Bear Stearns Companies LLC for Bear Stearns Capital Markets, Inc., J.P. Morgan Markets Ltd.; Corporate Parent JPMorgan Chase & Co. for J.P. Morgan Bank Dublin PLC, JPMorgan Chase Bank N.A.. Document filed by J.P. Morgan Bank Dublin PLC, J.P. Morgan Markets Ltd., JPMorgan Chase & Co, JPMorgan Chase Bank N.A., Bear Stearns Capital Markets, Inc..(Gluckow, Paul)
November 5, 2014 Filing 738 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent JPMorgan Chase & Co., Corporate Parent JPMorgan Broker-Dealer Holdings, Inc. for J.P. Morgan Securities, LLC, J.P. Morgan Securities, LLC; Corporate Parent JPMorgan Chase & Co. for Chase Bank USA, N.A., Chase Bank USA, N.A., J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase Bank, N.A., JPMorgan Bank Dublin PLC, JPMorgan Chase Bank, N.A.. Document filed by Chase Bank USA, N.A., J.P. Morgan Securities, LLC, JPMorgan Bank Dublin PLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A..Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB(Gluckow, Paul)
November 5, 2014 Filing 737 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent ML UK Capital Holdings, Other Affiliate Merrill Lynch International Incorporated, Other Affiliate Merrill Lynch Europe Limited, Other Affiliate Merrill Lynch UK Holdings, Other Affiliate ML EMEA Holdings LLC, Other Affiliate MLEIH Funding, Other Affiliate NB Holdings Corporation for Merrill Lynch International Bank, Ltd.; Corporate Parent NB Holdings Corporation for Merrill Lynch Capital Services, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc.; Other Affiliate Bank Of America Corporation for Merrill Lynch & Co.. Document filed by Bank of America Corporation, Merrill Lynch Capital Services, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Merrill Lynch & Co., Banc of America Securities LLC, Merrill Lynch International Bank, Ltd..(Wise, Robert)
November 5, 2014 Filing 736 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Barclays PLC.Filed In Associated Cases: 1:11-md-02262-NRB, 1:14-cv-04189-NRB(Scott, Jeffrey)
November 5, 2014 Filing 735 NOTICE OF APPEARANCE by Jeffrey T. Scott on behalf of Barclays Bank plc, Barclays Capital Inc., Barclays PLC. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Scott, Jeffrey)
November 5, 2014 Filing 734 NOTICE OF APPEARANCE by Paul Christopher Gluckow on behalf of Chase Bank USA, N.A., J.P. Morgan Securities, LLC, JPMorgan Bank Dublin PLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., JPMorgan Chase & Co, JPMorgan Chase Bank NA, J.P. MORGAN CHASE CHASE BANK, N.A., JPMorgan Chase Bank N.A., J.P. Morgan Chase & Co., JP Morgan Chase & Co., JP Morgan Chase Bank, National Association, J.P Morgan Securities LLC, JPMorgan Chase Bank N.A., JPMorgan Chase & Co., JPMorgan Chase Bank, JPMorgan & Chase Co., JPMorgan Chase Bank National Association, Chase Bank USA, NA, J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase & Co., J.P. Morgan Markets Ltd., JP Morgan Chase & Co., JPMorgan Chase & Co., JPMorgan Chase Bank, JPMorgan Chase Bank N.A., JPMorgan Chase Bank, National Association, Bear Stearns Capital Markets, Inc., J.P. Morgan Bank Dublin PLC, JPMorgan Chase Bank, N.A., JPMorgan Chase & Co.. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Gluckow, Paul)
November 5, 2014 Filing 733 NOTICE OF APPEARANCE by Omari Largos Royter Mason on behalf of Chase Bank USA, N.A., J.P. Morgan Securities, LLC, JPMorgan Bank Dublin PLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., JPMorgan Chase & Co, JPMorgan Chase Bank NA, J.P. MORGAN CHASE CHASE BANK, N.A., JPMorgan Chase Bank N.A., J.P. Morgan Chase & Co., JP Morgan Chase & Co., JP Morgan Chase Bank, National Association, J.P Morgan Securities LLC, JPMorgan Chase Bank N.A., JPMorgan Chase & Co., JPMorgan Chase Bank, JPMorgan & Chase Co., JPMorgan Chase Bank National Association, Chase Bank USA, NA, J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase & Co., J.P. Morgan Markets Ltd., JP Morgan Chase & Co., JPMorgan Chase & Co., JPMorgan Chase Bank, JPMorgan Chase Bank N.A., JPMorgan Chase Bank, National Association, Bear Stearns Capital Markets, Inc., J.P. Morgan Bank Dublin PLC, JPMorgan Chase Bank, N.A., JPMorgan Chase & Co.. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Mason, Omari)
November 5, 2014 Filing 732 LETTER addressed to Judge Naomi Reice Buchwald from David S. Lesser dated 11/5/2014 re: Pursuant to the Court's Individual Practice 2D. Document filed by The Royal Bank of Scotland Group plc.(Lesser, David)
November 5, 2014 Filing 731 NOTICE OF APPEARANCE by Thomas C. Rice on behalf of Chase Bank USA, N.A., J.P. Morgan Securities, LLC, JPMorgan Bank Dublin PLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., JPMorgan Chase & Co, JPMorgan Chase Bank NA, J.P. MORGAN CHASE CHASE BANK, N.A., JPMorgan Chase Bank N.A., JP Morgan Chase & Co., JP Morgan Chase Bank, National Association, J.P Morgan Securities LLC, JPMorgan Chase Bank N.A., JPMorgan Chase & Co., JPMorgan Chase Bank, JPMorgan & Chase Co., JPMorgan Chase Bank National Association, Chase Bank USA, NA, J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase & Co., J.P. Morgan Markets Ltd., JP Morgan Chase & Co., JPMorgan Chase & Co., JPMorgan Chase Bank, JPMorgan Chase Bank N.A., JPMorgan Chase Bank, National Association, Bear Stearns Capital Markets, Inc., J.P. Morgan Bank Dublin PLC, JPMorgan Chase Bank, N.A.. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Rice, Thomas)
November 5, 2014 Filing 730 NOTICE OF APPEARANCE by Kenneth Benjamin Meyer on behalf of The Norinchukin Bank, Norinchukin Bank, The, Norinchukin Bank, The Norinchukin Bank. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Meyer, Kenneth)
November 5, 2014 Filing 729 NOTICE OF APPEARANCE by Thomas Andrew Paskowitz on behalf of The Norinchukin Bank, Norinchukin Bank, The, Norinchukin Bank, The Norinchukin Bank. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Paskowitz, Thomas)
November 5, 2014 Filing 728 NOTICE OF APPEARANCE by Jonathan David Schiller on behalf of Barclays Bank plc, Barclays Capital, Inc., BARCLAY'S BANK PLC, Barclays Bank PLC, Barclays Bank P.L.C., Barclays Capital Inc, Barclays PLC, Barclays Capital Inc., Barclays Bank Plc,, Barclays Bank plc. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Schiller, Jonathan)
November 5, 2014 Filing 727 NOTICE OF APPEARANCE by Alan M. Unger on behalf of The Norinchukin Bank, Norinchukin Bank, The, The Berkshire Bank, Norinchukin Bank, The Norinchukin Bank. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Unger, Alan)
November 5, 2014 Filing 726 NOTICE OF APPEARANCE by Lilia Borislavova Vazova on behalf of BBA Enterprises, Ltd., BBA Libor, Ltd, British Bankers' Association. (Vazova, Lilia)
November 5, 2014 Filing 725 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by The Norinchukin Bank, Norinchukin Bank, The, Norinchukin Bank, The Norinchukin Bank.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Stern, Andrew)
November 5, 2014 Filing 724 NOTICE OF APPEARANCE by Andrew W. Stern on behalf of The Norinchukin Bank, Norinchukin Bank, The, Norinchukin Bank, The Norinchukin Bank. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Stern, Andrew)
November 5, 2014 Filing 723 NOTICE OF APPEARANCE by Mark David Villaverde on behalf of Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.. (Villaverde, Mark)
November 5, 2014 Filing 722 NOTICE OF APPEARANCE by Sean Miles Murphy on behalf of Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.. (Murphy, Sean)
November 5, 2014 Filing 721 NOTICE OF APPEARANCE by Melanie Westover Yanez on behalf of Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.. (Yanez, Melanie)
November 5, 2014 Filing 720 NOTICE OF APPEARANCE by David Robert Gelfand on behalf of Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.. (Gelfand, David)
November 5, 2014 Filing 719 NOTICE OF APPEARANCE by Michael Jonathan Wernke on behalf of Direcors Financial Group(indiidually and on behalf of all others similarly situated), Government Development Bank for Puerto Rico, The Berkshire Bank. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Wernke, Michael)
November 5, 2014 Filing 718 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by British Bankers Association.(Owens, Richard)
November 5, 2014 Filing 717 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by BBA Libor, Ltd.(Owens, Richard)
November 5, 2014 Filing 716 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by BBA Enterprises, Ltd..(Owens, Richard)
November 5, 2014 Filing 715 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate HBOS plc, Other Affiliate Lloyds Bank plc for Lloyds Banking Group PLC, Lloyds Banking Group plc, Lloyds Banking Group plc, Lloyds Banking Group plc, Lloyds Banking Group plc, Lloyds Banking Group plc, Lloyds Banking Group plc, Lloyds Banking Group plc, Lloyds Banking Group plc, Lloyds Banking Group plc, Lloyds Banking Group plc, Lloyds Banking Group plc, Lloyds Banking Group plc, Lloyds Banking Group plc, Lloyds Banking Group plc, Lloyds Banking Group plc, Lloyds Banking Group plc, Lloyds Banking Group plc., Lloyds Banking Group, PLC; Other Affiliate HBOS plc for Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC). Document filed by HBOS PLC, Lloyds Banking Group plc, Lloyds Banking Group, PLC, Lloyds TSB Bank PLC, LLoyds Bank PLC, HBOS Plc., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group PLS, Lloyds Banking Group plc., HBOS PLC(a United Kingdom Banking and Insurance Company), Lloyds Banking Group plc(a United Kingdom Public Limited Company).Filed In Associated Cases: 1:11-md-02262-NRB et al.(Gottridge, Marc)
November 5, 2014 Filing 714 NOTICE OF APPEARANCE by Marc Joel Gottridge on behalf of HBOS PLC, Lloyds Banking Group plc, Lloyds Banking Group, PLC, Lloyds TSB Bank PLC, LLoyds Bank PLC, HBOS Plc., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group PLS, Lloyds Banking Group plc., HBOS PLC(a United Kingdom Banking and Insurance Company), Lloyds Banking Group plc(a United Kingdom Public Limited Company). Filed In Associated Cases: 1:11-md-02262-NRB et al.(Gottridge, Marc)
November 5, 2014 Filing 713 NOTICE OF APPEARANCE by Lisa Jean Fried on behalf of HBOS PLC, Lloyds Banking Group plc, Lloyds Banking Group, PLC, Lloyds TSB Bank PLC, LLoyds Bank PLC, HBOS Plc., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group PLS, Lloyds Banking Group plc., HBOS PLC(a United Kingdom Banking and Insurance Company), Lloyds Banking Group plc(a United Kingdom Public Limited Company). Filed In Associated Cases: 1:11-md-02262-NRB et al.(Fried, Lisa)
November 5, 2014 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Daryl Andrew Libow to RE-FILE Document # 710 Rule 7.1 Corporate Disclosure Statement,. ERROR(S): Corporate Parents were only added to (MD) case. Please re-file this document and when prompted: Are there any corporate parents or other affiliates?, select the YES radio button and enter the Corporate Parent(s) or Affiliate(s). NOTE: YOU MUST SELECT THE FILER FOR EACH INDIVIDUAL CASE. (lb)
November 4, 2014 Filing 712 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Citigroup Global Markets Europe Ltd., Other Affiliate Citigroup Inc., Other Affiliate Citigroup Global Markets Holdings, Inc. for Citigroup Global Markets Limited; Other Affiliate Citigroup Inc., Other Affiliate Citigroup Global Markets Holdings, Inc. for CITI SWAPCO INC., Citigroup Financial Products, Inc.. Document filed by CITI SWAPCO INC., Citigroup Financial Products, Inc., Citigroup Global Markets Limited.(Ruffino, Andrew)
November 4, 2014 Filing 711 NOTICE OF APPEARANCE by Andrew Arthur Ruffino on behalf of CITI SWAPCO INC., Citigroup Financial Products, Inc., Citigroup Global Markets Limited. (Ruffino, Andrew)
November 4, 2014 Filing 710 FILING ERROR - CORPORATE PARENT/OTHER AFFILIATE NOT ADDED - RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Mitsubishi UFJ Financial Group, Inc. (MUFG) for Bank of Tokyo-Mitsubishi UJF Ltd.. Document filed by Bank of Tokyo-Mitsubishi UJF Ltd..Filed In Associated Cases: 1:11-md-02262-NRB et al.(Libow, Daryl) Modified on 11/5/2014 (lb).
November 4, 2014 Filing 709 NOTICE OF APPEARANCE by Christopher Michael Viapiano on behalf of Bank of Tokyo-Mitsubishi UJF Ltd.. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Viapiano, Christopher)
November 4, 2014 Filing 708 NOTICE OF APPEARANCE by Daryl Andrew Libow on behalf of Bank of Tokyo-Mitsubishi UJF Ltd.. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Libow, Daryl)
November 4, 2014 Opinion or Order Filing 707 ORDER granting # 702 Letter Motion for Leave to File Excess Pages. Application granted (albeit with same reluctance). (Signed by Judge Naomi Reice Buchwald on 11/3/2014) (rjm)
November 4, 2014 Filing 706 NOTICE OF APPEARANCE by Noam Lerer on behalf of Deutsche Bank AG, Deutsche Bank Financial LLC, Deutsche Bank Securities Inc.. (Lerer, Noam)
November 4, 2014 Filing 705 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a HEARING proceeding held on 10/27/14 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:11-md-02262-NRB et al.(McGuirk, Kelly)
November 4, 2014 Filing 704 TRANSCRIPT of Proceedings re: HEARING held on 10/27/2014 before Judge Naomi Reice Buchwald. Court Reporter/Transcriber: Paula Speer, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/1/2014. Redacted Transcript Deadline set for 12/8/2014. Release of Transcript Restriction set for 2/5/2015.Filed In Associated Cases: 1:11-md-02262-NRB et al.(McGuirk, Kelly)
November 3, 2014 Filing 703 LETTER addressed to Judge Naomi Reice Buchwald from Andrew A. Ruffino dated November 3, 2014 re: Notification Pursuant to Rule 1.12 of the New York Rules of Professional Conduct. Document filed by Citibank, N.A., Citigroup Inc..(Ruffino, Andrew)
October 31, 2014 Filing 702 LETTER MOTION for Leave to File Excess Pages for one of the seven subject matter-specific memoranda of law in support of defendants' motion to dismiss claims asserted in the direct (as opposed to class) actions addressed to Judge Naomi Reice Buchwald from Robert F. Wise dated 10/31/2014. Document filed by Bank Of America Corporation, Bank of America, N.A., Bank of Tokyo-Mistsubishi UFJ, Barclays Bank PLC, Citibank N.A., Citigroup Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group, AG, Deutsche Bank AG, HBOS plc, HSBC Bank plc, HSBC Holdings plc, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Banking Group plc, Portigon AG, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, UBS AG.(Wise, Robert)
October 28, 2014 Opinion or Order Filing 701 ORDER on MOTION TO CORRECT PARTY NAME granting (700) Motion to Amend/Correct in case 1:11-md-02262-NRB. ENDORSEMENT. Motion granted. So Ordered. (Signed by Judge Naomi Reice Buchwald on 10/27/2014) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07394-NRB (ajs)
October 27, 2014 Minute Entry for proceedings held before Judge Naomi Reice Buchwald: Settlement Conference was held on 10/27/2014. (sc) Modified on 10/30/2014 (mro).
October 24, 2014 Filing 700 MOTION to Amend/Correct # 662 Amended Complaint,,,,,,,, Case Caption . Document filed by National Credit Union Administration Board. (Attachments: # 1 Exhibit A, Corrected Caption)(Shen, Andrew)
October 24, 2014 Opinion or Order Filing 699 ORDER FOR ADMISSION PRO HAC VICE granting # 694 Motion for David Brian Fernandes to Appear Pro Hac Vice. (Signed by Judge Naomi Reice Buchwald on 10/23/2014) (rjm)
October 23, 2014 Opinion or Order Filing 698 ORDER: The Order dated on October 14, 2014 (ECF No. 691) was posted entirely in error. The Court regrets the confusion caused by this error. The subject of the the conference to be held on October 27, 2014, is, as our Endorsement of October 21, 2014, made clear, strictly limited to the proposed settlement between the Exchange-Based Plaintiffs and Barclays. The Court intends to address the motions already scheduled and the anticipated motions addressed to the newly defined putative classes before commencing any discovery. (Signed by Judge Naomi Reice Buchwald on 10/23/2014) Filed In Associated Cases: 1:11-md-02262-NRB et al, pursuant to instructions from Chambers. (mro)
October 21, 2014 Opinion or Order Filing 697 MEMO ENDORSEMENT on re: (695 in 1:11-md-02262-NRB) LETTER MOTION for Conference re: (691) Order on Motion for Conference addressed to Judge Naomi Reice Buchwald from Direct Action Plaintiffs dated 10/21/14 filed by Direct Action Plaintiffs. ENDORSEMENT: The agenda for The conference scheduled for October 27, 2014 is strictly limited to The Proposed Settlement between The Exchange-Based Plaintiffs and to address certain questions that The Court has about The Proposed Settlement. (Signed by Judge Naomi Reice Buchwald on 10/21/2014) Filed In Associated Cases: 1:11-md-02262-NRB et al.(ama)
October 21, 2014 Filing 696 LETTER addressed to Judge Naomi Reice Buchwald from Direct Action Plaintiffs dated 10/21/14 re: Rule 26(f) Conference Scheduled for October 27, 2014. Document filed by Direct Action Plaintiffs.(Leveridge, Richard)
October 21, 2014 Filing 695 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - LETTER MOTION for Conference re: # 691 Order on Motion for Conference, addressed to Judge Naomi Reice Buchwald from Direct Action Plaintiffs dated 10/21/14. Document filed by Direct Action Plaintiffs.(Leveridge, Richard) Modified on 10/21/2014 (db).
October 21, 2014 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Note to Attorney Richard James Leveridge to RE-FILE Document # 695 LETTER MOTION for Conference re: # 691 Order on Motion for Conference, addressed to Judge Naomi Reice Buchwald from Direct Action Plaintiffs dated 10/21/14. Use the event type Letter found under the event list Other Documents. (db)
October 20, 2014 Filing 694 MOTION for David Brian Fernandes, Jr. to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10223517. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Kenneth W. Coker, Carl A. Payne. (Attachments: # 1 Affidavit, # 2 Text of Proposed Order)(Tellis, Roland)
October 20, 2014 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. # 694 MOTION for David Brian Fernandes, Jr. to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10223517. Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. (wb)
October 15, 2014 Opinion or Order Filing 693 ORDER FOR ADMISSION PRO HAC VICE granting # 681 Motion for Jeremy Daniel Andersen to Appear Pro Hac Vice. (Signed by Judge Naomi Reice Buchwald on 10/10/2014) (rjm)
October 14, 2014 Opinion or Order Filing 692 MEMORANDUM AND ORDER. The motions to designate interim class counsel are granted, with the modification that interim counsel in Berkshire Bank and Directors Financial shall not represent any persons for claims that fall within the scope of the existing class of OTC Plaintiffs. Berkshire Bank and Directors Financial are consolidated for all purposes, including trial. The parties in Adams will continue to be bound by our broad-based, substantive rulings. Plaintiffs shall file amended complaints within thirty days of this order. The parties shall also propose a briefing schedule for motions to dismiss the amended complaints. IT IS SO ORDERED. Granting (640) Motion; Granting (641) Motion to Appoint Counsel; Granting (644) Motion to Appoint Counsel; Granting (644) Motion to Consolidate Cases; Granting (644) Motion to Appoint Counsel; Granting (644) Motion to Consolidate Cases; Granting (644) Motion to Appoint Counsel; Granting (644) Motion to Consolidate Cases; Granting (647) Motion to Appoint Counsel in case 1:11-md-02262-NRB; Granting (68) Motion to Appoint Counsel; Granting (68) Motion to Consolidate Cases; Granting (68) Motion to Appoint Counsel; Granting (68) Motion to Consolidate Cases; Granting (68) Motion to Appoint Counsel; Granting (68) Motion to Consolidate Cases in case 1:12-cv-05723-NRB; Granting (68) Motion to Appoint Counsel in case 1:13-cv-00407-NRB; Granting (48) Motion to Appoint Counsel; Granting (48) Motion to Consolidate Cases; Granting (48) Motion to Appoint Counsel; Granting (48) Motion to Consolidate Cases; Granting (48) Motion to Appoint Counsel; Granting (48) Motion to Consolidate Cases in case 1:13-cv-01016-NRB. (Signed by Judge Naomi Reice Buchwald on 10/14/2014) Filed In Associated Cases: 1:11-md-02262-NRB et al. (All Cases as per Chambers) (rjm)
October 14, 2014 Opinion or Order Filing 691 ORDER. Counsel for OTC Plaintiffs, Exchange-Based Plaintiffs, and defendants are directed to appear for a Rule 26(f) conference at the time and place listed below, and are directed to confer. Conference will be held on October 27, 2014, at 3:00 P.M., at the United States Court House, 500 Pearl Street, New York, New York, in Courtroom 21A. IT IS SO ORDERED. Granting (211) Letter Motion for Conference re: (211 in 1:11-cv-02613-NRB, 680 in 1:11-md-02262-NRB) LETTER MOTION for Conference addressed to Judge Naomi Reice Buchwald from Christopher Lovell & David Kovel dated 10/8/14. (Status Conference set for 10/27/2014 at 03:00 PM in Courtroom 21A, U.S. Courthouse, 500 Pearl Street, New York, NY 10007 before Judge Naomi Reice Buchwald.) in case 1:11-cv-02613-NRB; Granting (680) Letter Motion for Conference (Status Conference set for 10/27/2014 at 03:00 PM in Courtroom 21A, U.S. Courthouse, 500 Pearl Street, New York, NY 10007 before Judge Naomi Reice Buchwald.) in case 1:11-md-02262-NRB in case 1:11-cv-02613-NRB. (Signed by Judge Naomi Reice Buchwald on 10/14/2014) Filed In Associated Cases: 1:11-md-02262-NRB et al. (All Cases as per Chambers) (rjm)
October 13, 2014 Filing 690 REPLY to Response to Motion re: (647 in 1:11-md-02262-NRB) MOTION to Appoint Counsel . . Document filed by Kenneth W. Coker, Carl A. Payne. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Alberstone, Daniel)
October 13, 2014 Filing 689 REPLY to Response to Motion re: # 640 MOTION Application For Establishment of A Separate Putative Class Group in the MDL re: # 638 Order, Set Deadlines,,,,,,,,,,,,,,,,,,,,,,,, . . Document filed by Stephanie Nagel, Jerry Weglarz, Nathan Weglarz. (Hardy, Tiffany)
October 10, 2014 Filing 688 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated October 10, 2014 re: supplemental authority. Document filed by Credit Suisse Group AG.(Kurtzberg, Joel)
October 9, 2014 Filing 687 LETTER addressed to Judge Naomi Reice Buchwald from William Carmody & David Kovel dated 10/09/2014 re: Conference. Document filed by Mayor and City Council of Baltimore.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Carmody, William)
October 9, 2014 Opinion or Order Filing 686 ORDER. It is ORDERED that the All Defendants Complaints are hereby deemed accepted; and further ORDERED that the clerk shall accept future filings in this multi-district litigation and related cases notwithstanding that the filings are marked as pertaining to "all defendants." (Signed by Judge Naomi Reice Buchwald on 10/9/2014) Filed In Associated Cases: 1:11-md-02262-NRB et al. (All Cases as per Chambers) (rjm)
October 8, 2014 Filing 685 FIRST AMENDED COMPLAINT amending # 671 Amended Complaint,,,,,,,, against Bank Of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd., Barclays Bank plc, Citibank, N.A., Citigroup, Inc., Coperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse AG, Deutsche Bank AG, HBOS plc, HSBC Bank plc, HSBC Holdings plc, J.P. Morgan Chase Bank, N.A., JP Morgan Chase & Co., Lloyds Banking Group plc, Portigon AG, Royal Bank of Canada, Societe Generale, The Norinchukin Bank, The Royal Bank of Scotland Group plc, UBS AG, WestDeutsche Immobilienbank AG with JURY DEMAND.Document filed by City of Houston. Related document: # 671 Amended Complaint,,,,,,,, filed by City of Houston. (Attachments: # 1 Exhibit Exhibits 1-5, # 2 Exhibit Exhibits 6-10, # 3 2014-10-08 Order Granting Leave to Re-File Amended Complaint)(Nishimura, Nanci)
October 8, 2014 Filing 684 FIRST AMENDED COMPLAINT amending # 670 Amended Complaint,,,,,,,,,, against Bank Of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Barclays Bank PLC, Citibank, N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, HSBC Holdings PLC, JPMorgan Chase & Co., JPMorgan Chase Bank N.A., Lloyds Banking Group PLC, Portigon AG, Royal Bank of Canada, Societe Generale, The Norinchukin Bank, The Royal Bank of Scotland Group PLC, UBS AG, WestDeutsche Immobilienbank AG with JURY DEMAND.Document filed by County of San Mateo, East Bay Municipal Utility District, The Riverside Public Financing Authority, City of Richmond, The Richmond Joint Powers Financing Authority, County of Sonoma, County of Mendocino, Successor Agency to the Richmond Community Redevelopment Agency, San Diego Association of Governments, City of Riverside, County of San Diego, David E. Sundstrom, County of Sacramento, San Mateo Couty Joint Powers Financing Authority, The Regents of the University of California. Related document: # 670 Amended Complaint,,,,,,,,,, filed by County of Sacramento, County of San Diego, San Diego Association of Governments, The Richmond Joint Powers Financing Authority, City of Riverside, County of Sonoma, Successor Agency to the Richmond Community Redevelopment Agency, City of Richmond, County of San Mateo, San Mateo Couty Joint Powers Financing Authority, The Riverside Public Financing Authority, County of Mendocino, David E. Sundstrom, The Regents of the University of California. (Attachments: # 1 Exhibit Exhibits 1-5, # 2 Exhibit Exhibits 6-10, # 3 2014-10-08 Order Granting Leave to Re-File Amended Complaint)(Nishimura, Nanci)
October 8, 2014 Opinion or Order Filing 683 ORDER. It is hereby ORDERED that the City of Philadelphia's amended complaint of October 7, 2014, be deemed timely, and that the Regents of the University of California (and related plaintiffs) and the City of Houston have leave to re-file their amended complaints on or before October 9, 2014. (Amended Pleadings due by 10/9/2014.) (Signed by Judge Naomi Reice Buchwald on 10/8/2014) Filed In Associated Cases: 1:11-md-02262-NRB et al. (All cases as per Chambers) (rjm)
October 8, 2014 Opinion or Order Filing 682 ORDER. This Order responds to defendants' letter of August 13, 2014 (ECF No. 590) and the OTC plaintiffs' responsive letter of August 20, 2014 (ECF No. 627). Having reviewed those letters, our decision in LIBOR III, and previous filings cited by the parties, we hereby amend our decision in LIBOR III to clarify that the OTC plaintiffs' claims for breach of contract and unjust enrichment survive against Credit Suisse International ("CSI") but not against Credit Suisse Group AG ("CSGAG"). This clarification is appropriate because LIBOR III unambiguously held that claims against non-counterparty defendants, such as CSGAG, fail to meet the standing requirements of Article III. See slip op. at 67. However, we ambiguously listed "Credit Suisse" as a contracting defendant against whom the OTC plaintiffs had stated a claim. See id. at 57, 67. Had we been more precise, we would have stated that the OTC plaintiffs' claims survive against CSI-and not against CSGAG-because the OTC plaintiffs alleged only that one of the OTC plaintiffs had contracted with CSI. See Second Cons. Am. Compl. paragraph 386, ECF No. 406. (Signed by Judge Naomi Reice Buchwald on 10/8/2014) Filed In Associated Cases: 1:11-md-02262-NRB et al. (All cases as per Chambers) (rjm)
October 8, 2014 Filing 681 MOTION for Jeremy D. Andersen to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10186811. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Capital Ventures International, Darby Financial Products, PRUDENTIAL CORE TAXABLE MONEY MARKET FUND, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Salix Capital US Inc., The City of Philadelphia, The Pennsylvania Intergovernmental Cooperation Authority. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Andersen, Jeremy)
October 8, 2014 Filing 680 LETTER MOTION for Conference addressed to Judge Naomi Reice Buchwald from Christopher Lovell & David Kovel dated 10/8/14. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Lovell, Christopher)
October 8, 2014 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. # 681 MOTION for Jeremy D. Andersen to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10186811. Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. (sdi)
October 7, 2014 Filing 679 RESPONSE in Support of Motion re: # 644 MOTION to Appoint Counsel Appointment of Interim Class Counsel and Consolidation of All Related Cases . MOTION to Consolidate Cases . . Document filed by Direcors Financial Group, Government Development Bank for Puerto Rico, The Berkshire Bank. (McConville, Francis)
October 7, 2014 Filing 678 REQUEST FOR ISSUANCE OF SUMMONS as to UBS AG and Royal Bank of Canada, re: (667 in 1:11-md-02262-NRB) Amended Complaint,,. Document filed by The City of Philadelphia, The Pennsylvania Intergovernmental Cooperation Authority. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06020-NRB(Olson, Steig)
October 7, 2014 Opinion or Order Filing 677 ORDER FOR ADMISSION PRO HAC VICE granting (656) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:11-md-02262-NRB; granting (51) Motion for Matthew K. Edling to Appear Pro Hac Vice in case 1:13-cv-05186-NRB. (Signed by Judge Naomi Reice Buchwald on 10/6/2014) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-05186-NRB (rjm)
October 7, 2014 Opinion or Order Filing 676 ORDER FOR ADMISSION PRO HAC VICE granting (657) Motion for Kevin P. O'Brien to Appear Pro Hac Vice in case 1:11-md-02262-NRB; granting (52) Motion for Kevin P. O'Brien to Appear Pro Hac Vice in case 1:13-cv-05186-NRB. (Signed by Judge Naomi Reice Buchwald on 10/6/2014) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-05186-NRB (rjm)
October 7, 2014 Opinion or Order Filing 675 ORDER GRANTING ADMISSION PRO HAC VICE granting (631) Motion for David C. Frederick to Appear Pro Hac Vice in case 1:11-md-02262-NRB; granting (21) Motion for David C. Frederick to Appear Pro Hac Vice in case 1:13-cv-07394-NRB. (Signed by Judge Naomi Reice Buchwald on 10/6/2014) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07394-NRB (rjm)
October 7, 2014 Filing 674 NOTICE of Amended Complaint in Case No. 1:13-cv-07720-NRB. Document filed by Federal National Mortgage Association. (Attachments: # 1 Ex. 1, # 2 Ex. 2, # 3 Ex. 3, # 4 Ex. 4, # 5 Ex. 5, # 6 Ex. 6, # 7 Ex. 7, # 8 Ex. 8, # 9 Ex. 9, # 10 Ex. 10, # 11 Ex. 11, # 12 Ex. 12, # 13 Ex. 13, # 14 Ex. 14, # 15 Ex. 16, # 16 Ex. 16, # 17 Ex. 17, # 18 Ex. 18, # 19 Ex. 19, # 20 Ex. 20, # 21 Ex. 21, # 22 Ex. 22, # 23 Ex. 23, # 24 Ex. 24, # 25 Ex. 25, # 26 Ex. 26, # 27 Ex. 27, # 28 Ex. 28)(Cruse, Samuel)
October 7, 2014 ***NOTICE TO ATTORNEY REGARDING DEFICIENT AMENDED COMPLAINT. Notice to Attorney Nanci Nishimura RE: Document No. # 671 Amended Complaint,,,,,,,,. The filing is deficient for the following reason(s): the wrong party was selected for FILED AGAINST Re-file the document and select the correct party you are filing against. All defendants must be listed separately on the docket entry. (jom)
October 7, 2014 ***NOTICE TO ATTORNEY REGARDING DEFICIENT AMENDED COMPLAINT. Notice to Attorney Nanci Nishimura RE: Document No. # 670 Amended Complaint,,,,,,,,,,. The filing is deficient for the following reason(s): the wrong party was selected for FILED AGAINST Re-file the document and select the correct party you are filing against. All defendants must be listed separately on the docket entry. (jom)
October 6, 2014 Filing 673 FILING ERROR - DEFICIENT PLEADING - FILED AGAINST PARTY ERROR AMENDED COMPLAINT amending 146 Amended Complaint,, against All Defendants with JURY DEMAND.Document filed by Bay Area Toll Authority. Related document: 146 Amended Complaint,, filed by Schwab U.S. Dollar Liquid Assets Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund.(Fineman, Steven) Modified on 10/8/2014 (cde).
October 6, 2014 Filing 672 AMENDED COMPLAINT amending # 148 Amended Complaint,,, against Bank of America Corp., Bank of America, N.A., Bank of Tokyo-Mistsubishi UFJ, Barclays Bank PLC, Centrale Raiffeisen-Berenleenbank B.A., Citibank, N.A., Citigroup Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS plc, HSBC Bank PLC, HSBC Holding plc, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Banking Group PLC, Norinchukin Bank, Portigon/WestLB AG, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Royal Bank of Scotland Group plc, UBS AG, WestDeutsche Immobilienbank AG with JURY DEMAND.Document filed by Schwab Advisor Cash Reserves, Schwab Value Advantage Money Fund, Schwab Money Market Fund, Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Schwab U.S. Dollar Liquid Assets Fund, Schwab Retirement Advantage Money Fund, Schwab Investor Money Fund, Schwab Yieldplus Fund Liquidation Trust, The Charles Schwab Corporation, Schwab Cash Reserves, Schwab Total Bond Market Fund, Schwab Short-Term Bond Market Fund, Schwab Yieldplus Fund. Related document: # 148 Amended Complaint,,, filed by Charles Schwab & Co., Inc..(Fineman, Steven)
October 6, 2014 Filing 671 FILING ERROR - DEFICIENT PLEADING - FILED AGAINST PARTY ERROR - FIRST AMENDED COMPLAINT amending # 406 Amended Complaint,,, # 438 Amended Complaint,,,, # 94 Amended Complaint,, # 502 Amended Complaint, # 147 Amended Complaint,,, 146 Amended Complaint,, # 242 Amended Complaint,, # 407 Amended Complaint,,,, # 130 Amended Complaint,, # 131 Amended Complaint,, # 148 Amended Complaint,,, # 134 Amended Complaint,,, against All Defendants with JURY DEMAND.Document filed by City of Houston. Related document: # 406 Amended Complaint,,, filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore, Texas Competitive Electric Holdings Company LLC, # 438 Amended Complaint,,,, filed by 303030 Trading LLC, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, Gary Francis, Metzler Investment GmbH, Nathaniel Haynes, FTC Futures Fund SICAV, # 94 Amended Complaint,, filed by Metzler Investment GmbH, # 502 Amended Complaint, filed by Jerry Weglarz, Nathan Weglarz, # 147 Amended Complaint,,, filed by Schwab Yieldplus Fund, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Advisor Cash Reserves, Schwab Yieldplus Fund Liquidation Trust, Schwab Value Advantage Money Fund, Schwab Retirement Advantage Money Fund, Schwab Money Market Fund, 146 Amended Complaint,, filed by Schwab U.S. Dollar Liquid Assets Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, # 242 Amended Complaint,, filed by The Berkshire Bank, # 407 Amended Complaint,,,, filed by 303030 Trading LLC, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, Gary Francis, Metzler Investment GmbH, Nathaniel Haynes, FTC Futures Fund SICAV, # 130 Amended Complaint,, filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore, # 131 Amended Complaint,, filed by Linda Zacher, Ellen Gelboim, # 148 Amended Complaint,,, filed by Charles Schwab & Co., Inc., # 134 Amended Complaint,,,. (Attachments: # 1 Exhibit Exhibits 1-5, # 2 Exhibit Exhibits 6-10)(Nishimura, Nanci) Modified on 10/7/2014 (jom).
October 6, 2014 Filing 670 FILING ERROR - DEFICIENT PLEADING - FILED AGAINST PARTY ERROR - AMENDED COMPLAINT amending # 406 Amended Complaint,,, # 438 Amended Complaint,,,, # 94 Amended Complaint,, # 502 Amended Complaint, # 147 Amended Complaint,,, 146 Amended Complaint,, # 242 Amended Complaint,, # 407 Amended Complaint,,,, # 130 Amended Complaint,, # 131 Amended Complaint,, # 148 Amended Complaint,,, against All Defendants with JURY DEMAND.Document filed by County of San Mateo, The Riverside Public Financing Authority, City of Richmond, The Richmond Joint Powers Financing Authority, County of Sonoma, County of Mendocino, Successor Agency to the Richmond Community Redevelopment Agency, San Diego Association of Governments, City of Riverside, County of San Diego, David E. Sundstrom, County of Sacramento, San Mateo Couty Joint Powers Financing Authority, The Regents of the University of California. Related document: # 406 Amended Complaint,,, filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore, Texas Competitive Electric Holdings Company LLC, # 438 Amended Complaint,,,, filed by 303030 Trading LLC, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, Gary Francis, Metzler Investment GmbH, Nathaniel Haynes, FTC Futures Fund SICAV, # 94 Amended Complaint,, filed by Metzler Investment GmbH, # 502 Amended Complaint, filed by Jerry Weglarz, Nathan Weglarz, # 147 Amended Complaint,,, filed by Schwab Yieldplus Fund, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Advisor Cash Reserves, Schwab Yieldplus Fund Liquidation Trust, Schwab Value Advantage Money Fund, Schwab Retirement Advantage Money Fund, Schwab Money Market Fund, 146 Amended Complaint,, filed by Schwab U.S. Dollar Liquid Assets Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, # 242 Amended Complaint,, filed by The Berkshire Bank, # 407 Amended Complaint,,,, filed by 303030 Trading LLC, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, Gary Francis, Metzler Investment GmbH, Nathaniel Haynes, FTC Futures Fund SICAV, # 130 Amended Complaint,, filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore, # 131 Amended Complaint,, filed by Linda Zacher, Ellen Gelboim, # 148 Amended Complaint,,, filed by Charles Schwab & Co., Inc.. (Attachments: # 1 Exhibit Exhibits 1-5, # 2 Exhibit Exhibits 6-10)(Nishimura, Nanci) Modified on 10/7/2014 (jom).
October 6, 2014 Filing 669 AMENDED COMPLAINT amending # 406 Amended Complaint,,, against Bank Of America Corporation, Bank of America, N.A., Barclays Bank plc, Barclays Capital Inc., Barclays PLC, Citibank, N.A., Citigroup Inc., Citiigroup Global Markets Inc., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, HSBC Bank plc, HSBC Holdings plc, HSBC Securities (USA) Inc., J.P. Morgan Securities, LLC, JPMorgan Chase & Co, JPMorgan Chase Bank N.A., Merrill Lynch, Pierce, Fenner & Smith, Inc., RBC Capital Markets, LLC, RBS Securities, Inc., Royal Bank of Canada, The Royal Bank of Scotland plc, UBS AG, UBS Securities LLC, Citigroup Funding Inc., HSBC Finance Corp., HSBC USA Inc. with JURY DEMAND.Document filed by PRUDENTIAL INVESTMENT PORTFOLIOS 2. Related document: # 406 Amended Complaint,,, filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore, Texas Competitive Electric Holdings Company LLC. (Attachments: # 1 Appendix A, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E, # 7 Exhibit F, # 8 Exhibit G)(Brockett, Daniel)
October 6, 2014 Filing 668 SECOND AMENDED COMPLAINT amending # 406 Amended Complaint,,, against Bank of America Corp., Bank of America, N.A., Barclays Bank plc, Barclays Capital Inc., Citibank, N.A., Citigroup Inc., Citiigroup Global Markets Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., J.P. Morgan Securities, LLC, JPMorgan Chase & Co., JPMorgan Chase Bank N.A., Merrill Lynch, Pierce, Fenner & Smith, Inc., The Royal Bank of Scotland plc, UBS AG, Citigroup Global Markets Limited with JURY DEMAND.Document filed by Salix Capital US Inc.. Related document: # 406 Amended Complaint,,, filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore, Texas Competitive Electric Holdings Company LLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M)(Brockett, Daniel)
October 6, 2014 Filing 667 SECOND AMENDED COMPLAINT amending # 406 Amended Complaint,,, against Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Citibank N.A., Citigroup Financial Products, Inc., Citigroup Inc, Credit Suisse AG, Deutsche Bank AG, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Royal Bank of Canada, Royal Bank of Scotland, UBS AG with JURY DEMAND.Document filed by The Pennsylvania Intergovernmental Cooperation Authority, The City of Philadelphia. Related document: # 406 Amended Complaint,,, filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore, Texas Competitive Electric Holdings Company LLC. (Attachments: # 1 Exhibit Exhibits A-E)(Olson, Steig)
October 6, 2014 Filing 666 AMENDED COMPLAINT amending # 406 Amended Complaint,,, against Barclays Bank plc, Deutsche Bank AG, J.P. Morgan Bank Dublin PLC, JP Morgan Chase & Co., JPMorgan Chase Bank N.A., The Royal Bank of Scotland plc, UBS AG, UBS Limited with JURY DEMAND.Document filed by Capital Ventures International, Darby Financial Products. Related document: # 406 Amended Complaint,,, filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore, Texas Competitive Electric Holdings Company LLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H)(Brockett, Daniel)
October 6, 2014 Filing 665 AMENDED COMPLAINT amending # 130 Amended Complaint,, against BBA Enterprises, Ltd., BBA Libor, Ltd., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., British Bankers' Association, Citibank, N.A., Citigroup Global Markets, Inc., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HBOS PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities, LLC, Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group PLC, Merrill Lynch, Pierce, Fenner & Smith, Inc., RBS Securities, Inc., Royal Bank of Canada, The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland PLC, UBS AG, UBS Securities LLC with JURY DEMAND.Document filed by PVC Income Account, PFI Bond & Mortgage Securities Fund, PFI Core Plus Bond I Fund, PVC Balanced Account, PFI Short-Term Income Fund, PFI Money Market Fund, PVC Government & High Quality Bond Account, PFI Bond Market Index Fund, PFI Income Fund, PFI Global Diversified Income Fund, PFI Equity Income Fund, Principal Funds, Inc., PFI High Yield Fund I, PFI High Yield Fund, PVC Equity Income Account, PVC Money Market Account, PVC Short-Term Income Account, PVC Asset Allocation Account, PFI Preferred Securities Fund, PFI Diversified Real Asset Fund, PVC Bond & Mortgage Securities Account, PFI Inflation Protection Fund, Principal Variable Contracts Funds, Inc., PFI Government & High Quality Bond Fund. Related document: # 130 Amended Complaint,, filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: # 1 Exhibit A)(Slaughter, Stacey)
October 6, 2014 Filing 664 AMENDED COMPLAINT amending # 130 Amended Complaint,, against BBA Enterprises, Ltd., BBA Libor, Ltd., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., British Bankers' Association, Chase Bank USA, N.A., Citibank, N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Banking Group PLC, Royal Bank of Canada, The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland PLC, UBS AG, UBS Securities LLC, Citigroup Global Markets, Inc., J.P. Morgan Securities, LLC, Merrill Lynch Capital Services, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., RBS Securities, Inc. with JURY DEMAND.Document filed by Principal Life Insurance Company, Principal Financial Group, Inc., Principal Financial Services, Inc.. Related document: # 130 Amended Complaint,, filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: # 1 Exhibit A)(Slaughter, Stacey)
October 6, 2014 Filing 663 NOTICE of Amended Complaint in Case No. 14-cv-146-NRB. Document filed by Triaxx Prime CDO 2006-1 ltd., Triaxx Prime CDO 2006-2 Ltd., Triaxx Prime CDO 2007-1 Ltd.. (Attachments: # 1 Appendix A, # 2 Appendix B, # 3 Appendix C, # 4 Appendix D)(Preminger, David)
October 6, 2014 Filing 662 FIRST AMENDED COMPLAINT amending # 406 Amended Complaint,,, against Bank of America Corporation, Bank of America National Association, Bank of Tokyo-Mitsubishi UFJ Ltd., Barclays Bank PLC, Barclays Capital Inc., Citibank, N.A., Citigroup Financial Products, Inc., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Credit Suisse International, HBOS PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, JPMorgan Chase & Co., JPMorgan Chase Bank N.A., Lloyds Banking Group PLC, Norinchukin Bank, Rabobank Group, Societe Generale, The Royal Bank of Canada, The Royal Bank of Scotland Group PLC, UBS AG, WestDeutsche Immobilienbank AG, WestLB AG, CITI SWAPCO INC. with JURY DEMAND.Document filed by National Credit Union Administration Board. Related document: # 406 Amended Complaint,,, filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore, Texas Competitive Electric Holdings Company LLC. (Attachments: # 1 Appendix Appendices A-D Swaps, # 2 Exhibit 1, Part 1--Members United-BOA Master Agmt, # 3 Exhibit 1, Part 2--Members United-BOA Master Agmt, # 4 Exhibit 2--Members United-JPMorgan Master Agmt, # 5 Exhibit 3--Southwest-Citigroup Master Agmt, # 6 Exhibit 4--WesCorp-BoA Master Agmt, # 7 Exhibit 5--WesCorp-Barclays Master Agmt, # 8 Exhibit 6--WesCorp-Deutsche Bank Master Agmt, # 9 Exhibit 7--WesCorp-HSBC Master Agmt, # 10 Exhibit 8--WesCorp-JP Morgan Master Agmt, # 11 Exhibit 9--WesCorp-RBS Master Agmt, # 12 Exhibit 10--WesCorp-UBS Master Agmt, # 13 Exhibit 11-WesCorp-Swapco Master Agmt, # 14 Exhibit 12--US Central-BOA Master Agmt, # 15 Exhibit 13, Part 1--US Central-Barclays Master Agmt, # 16 Exhibit 13, Part 2--US Central-Barclays Master Agmt, # 17 Exhibit 14, Part 1--US Central-Deutsche Bank Master Agmt, # 18 Exhibit 14, Part 2--US Central-Deutsche Bank Master Agmt, # 19 Exhibit 15, Part 1--US Central-JPMorgan Master Agmt, # 20 Exhibit 15, Part 2--US Central-JPMorgan Master Agmt, # 21 Exhibit 16--US Central-Rabobank Master Agmt, # 22 Exhibit 17--US Central-RBS Master Agmt, # 23 Exhibit 18--US Central-UBS AG Master Agmt)(Shen, Andrew)
October 6, 2014 Filing 661 NOTICE OF APPEARANCE by Jeffrey Louis Haberman on behalf of Joseph Amabile, Louie Amabile. (Haberman, Jeffrey)
October 3, 2014 Filing 660 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Schroders PLC for ICAP plc. Document filed by ICAP plc.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB(Fraser, Brian)
October 3, 2014 Filing 659 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Schroders PLC for ICAP plc. Document filed by ICAP plc.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB(Fraser, Brian)
October 3, 2014 Filing 658 LETTER addressed to Judge Naomi Reice Buchwald from William C. Carmody dated 10-03-2014 re: Lender Class Plaintiffs Motion for Appointment of Interim Class Counsel and Consolidation of All Related Cases. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore.(Carmody, William)
October 2, 2014 Filing 657 MOTION for Kevin P. O'Brien to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by The Regents of the University of California. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-05186-NRB(O'Brien, Kevin)
October 2, 2014 Filing 656 MOTION for Matthew K. Edling to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by The Regents of the University of California. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-05186-NRB(Edling, Matthew)
October 2, 2014 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. (657 in 1:11-md-02262-NRB, 52 in 1:13-cv-05186-NRB) MOTION for Kevin P. O'Brien to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-05186-NRB(sdi)
October 2, 2014 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. (51 in 1:13-cv-05186-NRB, 656 in 1:11-md-02262-NRB) MOTION for Matthew K. Edling to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-05186-NRB(sdi)
October 1, 2014 Filing 655 FILING ERROR - DEFICIENT DOCKET ENTRY - When filing a motion for pro hac vice you pay for the MDL and can spread text to one civil matter for free. There is a $200.00 filing per case after you have filed the motion into the MDL and spread texted into one civil matter.. MOTION for Matthew K. Edling to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by City of Riverside, The Riverside Public Financing Authority, City of Houston, City of Richmond, County of Mendocino, County of Sacramento, County of San Diego, County of San Mateo, County of Sonoma, East Bay Municipal Utility District, San Diego Association of Governments, San Mateo Couty Joint Powers Financing Authority, Successor Agency to the Richmond Community Redevelopment Agency, David E. Sundstrom, The Regents of the University of California, The Richmond Joint Powers Financing Authority, County of Mendocino, David E. Sundstrom. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Edling, Matthew) Modified on 10/1/2014 (wb). Modified on 10/1/2014 (wb).
October 1, 2014 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice regarding Document No. (43 in 1:13-cv-05569-NRB, 50 in 1:13-cv-05187-NRB, 43 in 1:13-cv-05221-NRB, 48 in 1:13-cv-05186-NRB, 41 in 1:13-cv-05616-NRB, 61 in 1:13-cv-00667-NRB, 653 in 1:11-md-02262-NRB, 24 in 1:13-cv-08644-NRB, 60 in 1:13-cv-00626-NRB, 62 in 1:13-cv-00597-NRB, 61 in 1:13-cv-00625-NRB, 60 in 1:13-cv-00627-NRB) MOTION for Kevin P. O'Brien to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10157196. Motion and supporting papers to be reviewed by Clerk's Office staff. , (44 in 1:13-cv-05221-NRB, 654 in 1:11-md-02262-NRB, 61 in 1:13-cv-00626-NRB, 51 in 1:13-cv-05187-NRB, 44 in 1:13-cv-05569-NRB, 49 in 1:13-cv-05186-NRB, 62 in 1:13-cv-00667-NRB, 25 in 1:13-cv-08644-NRB, 61 in 1:13-cv-00627-NRB, 42 in 1:13-cv-05616-NRB, 63 in 1:13-cv-00597-NRB, 62 in 1:13-cv-00625-NRB) MOTION for Matthew K. Edling to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10158363. Motion and supporting papers to be reviewed by Clerk's Office staff. . When filing a motion for pro hac vice you pay for the MDL and can spread text to one civil matter for free. There is a $200.00 filing per case after you have filed the motion into the MDL and spread texted into one civil matter.. Filed In Associated Cases: 1:11-md-02262-NRB et al.(bcu)
September 30, 2014 Filing 654 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Matthew K. Edling to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10158363. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by City of Riverside, The Riverside Public Financing Authority, City of Houston, City of Richmond, County of Mendocino, County of Sacramento, County of San Diego, County of San Mateo, County of Sonoma, East Bay Municipal Utility District, San Diego Association of Governments, San Mateo Couty Joint Powers Financing Authority, Successor Agency to the Richmond Community Redevelopment Agency, David E. Sundstrom, The Regents of the University of California, The Richmond Joint Powers Financing Authority, County of Mendocino, David E. Sundstrom. (Attachments: # 1 Exhibit Exhibit 1: Certificate of Good Standing, # 2 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Edling, Matthew) Modified on 10/1/2014 (bcu).
September 30, 2014 Filing 653 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Kevin P. O'Brien to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10157196. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by City of Riverside, The Riverside Public Financing Authority, City of Houston, City of Richmond, County of Mendocino, County of Sacramento, County of San Diego, County of San Mateo, County of Sonoma, East Bay Municipal Utility District, San Diego Association of Governments, San Mateo Couty Joint Powers Financing Authority, Successor Agency to the Richmond Community Redevelopment Agency, David E. Sundstrom, The Regents of the University of California, The Richmond Joint Powers Financing Authority, County of Mendocino, David E. Sundstrom. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB et al.(O'Brien, Kevin) Modified on 10/1/2014 (bcu).
September 23, 2014 Filing 652 LETTER addressed to Judge Naomi Reice Buchwald from David R. Gelfand and Marc J. Gottridge dated 9/23/2014 re: Response to Plaintiffs reply letter of September 15, 2014 (Dkt. No. 648). Document filed by Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., HBOS plc, Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc.(Gelfand, David)
September 23, 2014 Filing 651 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL (CTO-21) transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of Pennsylvania, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 9/19/2014) (sjo)
September 22, 2014 Filing 650 MEMO ENDORSEMENT on re: # 649 Letter, filed by HBOS plc, Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), HBOS PLC, Lloyds Banking Group plc, HBOS Plc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Lloyds Banking Group PLC. ENDORSEMENT: Application granted. (Signed by Judge Naomi Reice Buchwald on 9/22/2014) (kgo)
September 19, 2014 Filing 649 LETTER addressed to Judge Naomi Reice Buchwald from David R. Gelfand dated 9/19/2014 re: Exchange-Based Plaintiffs' September 15, 2014 letter to the Court ("September 15 Letter") (Dkt. No. 648). Document filed by Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., HBOS plc, Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), Lloyds Banking Group plc.(Gelfand, David)
September 15, 2014 Filing 648 LETTER addressed to Judge Naomi Reice Buchwald from David E. Kovel dated September 15, 2014 re: Response to the Court's September 5, 2014 Order. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
September 15, 2014 Filing 647 MOTION to Appoint Counsel . Document filed by Kenneth W. Coker, Carl A. Payne. (Attachments: # 1 Declaration, # 2 Exhibit A)(Alberstone, Daniel)
September 15, 2014 Filing 646 DECLARATION in Support re: (644 in 1:11-md-02262-NRB, 644 in 1:11-md-02262-NRB, 644 in 1:11-md-02262-NRB, 644 in 1:11-md-02262-NRB, 644 in 1:11-md-02262-NRB, 644 in 1:11-md-02262-NRB, 68 in 1:12-cv-05723-NRB, 68 in 1:12-cv-05723-NRB, 68 in 1:12-cv-05723-NRB, 68 in 1:12-cv-05723-NRB, 68 in 1:12-cv-05723-NRB, 68 in 1:12-cv-05723-NRB, 48 in 1:13-cv-01016-NRB, 48 in 1:13-cv-01016-NRB, 48 in 1:13-cv-01016-NRB, 48 in 1:13-cv-01016-NRB, 48 in 1:13-cv-01016-NRB, 48 in 1:13-cv-01016-NRB) MOTION to Appoint Counsel Appointment of Interim Class Counsel and Consolidation of All Related Cases . MOTION to Consolidate Cases .. Document filed by Direcors Financial Group, Government Development Bank for Puerto Rico, The Berkshire Bank. (Attachments: # 1 Exhibit A - Firm Resume)Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Lieberman, Jeremy)
September 15, 2014 Filing 645 MEMORANDUM OF LAW in Support re: (644 in 1:11-md-02262-NRB, 644 in 1:11-md-02262-NRB, 644 in 1:11-md-02262-NRB, 644 in 1:11-md-02262-NRB, 644 in 1:11-md-02262-NRB, 644 in 1:11-md-02262-NRB, 68 in 1:12-cv-05723-NRB, 68 in 1:12-cv-05723-NRB, 68 in 1:12-cv-05723-NRB, 68 in 1:12-cv-05723-NRB, 68 in 1:12-cv-05723-NRB, 68 in 1:12-cv-05723-NRB, 48 in 1:13-cv-01016-NRB, 48 in 1:13-cv-01016-NRB, 48 in 1:13-cv-01016-NRB, 48 in 1:13-cv-01016-NRB, 48 in 1:13-cv-01016-NRB, 48 in 1:13-cv-01016-NRB) MOTION to Appoint Counsel Appointment of Interim Class Counsel and Consolidation of All Related Cases . MOTION to Consolidate Cases . . Document filed by Direcors Financial Group, Government Development Bank for Puerto Rico, The Berkshire Bank. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Lieberman, Jeremy)
September 15, 2014 Filing 644 MOTION to Appoint Counsel Appointment of Interim Class Counsel and Consolidation of All Related Cases ., MOTION to Consolidate Cases . Document filed by Direcors Financial Group, Government Development Bank for Puerto Rico, The Berkshire Bank. (Attachments: # 1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:13-cv-01016-NRB(Lieberman, Jeremy)
September 15, 2014 Filing 643 DECLARATION in Support re: (68 in 1:13-cv-00407-NRB) MOTION to Appoint Counsel .. Document filed by Linda Carr, Heather M. Earle, Eric Friedman, Henryk Malinowski. (Attachments: # 1 Declaration part2, # 2 Declaration part3, # 3 Declaration part4, # 4 Declaration part5, # 5 Declaration part6, # 6 Declaration part7, # 7 Declaration part8)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00407-NRB(Kilsheimer, Richard)
September 15, 2014 Filing 642 MEMORANDUM OF LAW in Support re: (68 in 1:13-cv-00407-NRB) MOTION to Appoint Counsel . . Document filed by Linda Carr, Heather M. Earle, Eric Friedman, Henryk Malinowski. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00407-NRB(Kilsheimer, Richard)
September 15, 2014 Filing 641 MOTION to Appoint Counsel . Document filed by Heather M. Earle, Henryk Malinowski, Linda Carr, Eric Friedman. (Attachments: # 1 Certificate of Service)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00407-NRB(Kilsheimer, Richard)
September 15, 2014 Filing 640 MOTION Application For Establishment of A Separate Putative Class Group in the MDL re: # 638 Order, Set Deadlines,,,,,,,,,,,,,,,,,,,,,,,, . Document filed by Stephanie Nagel, Jerry Weglarz, Nathan Weglarz. (Attachments: # 1 Exhibit Exhibit A - Declaration of Daniel A. Edelman)(Edelman, Daniel)
September 5, 2014 Opinion or Order Filing 639 ORDER. This Order addresses the Exchange-Based plaintiffs' letter of August 13, 2014 (Dkt. No. 592) and defendants' responsive letters of August 20, 2014 (Dkt. Nos. 609 and 611). Given the detailed nature of the parties' submissions and the well-established law governing motions to amend and motions for reconsideration, we will treat the parties' letters as motion papers. Accordingly, we invite plaintiffs to submit a letter reply by September 14, 2014. (Signed by Judge Naomi Reice Buchwald on 9/4/2014) Filed In Associated Cases: 1:11-md-02262-NRB et al. Entry in all cases as per Chambers. (rjm)
September 5, 2014 Opinion or Order Filing 638 ORDER. This Order addresses two letters submitted on August 20, 2014: (1) Susman Godfrey's letter on behalf of the "class cases" seeking the creation of new interim classes, a stay of certain individual actions, and the addition of new parties to the OTC plaintiffs' case (Dkt. No. 626); and (2) Dickstein Shapiro's letter on behalf of the "Direct Action" plaintiffs requesting leave to amend their complaints pursuant to Federal Rule of Civil Procedure 15(a)(1)(B) (Dkt. No. 610). First, we grant plaintiffs leave to file motions to serve as interim lead counsel for the proposed classes of lenders, homeowners, and students. As the parties have proposed, those motions shall be filed by September 15, 2014, the opposition papers by October 3, 2014, and all replies by October 13, 2014. Following any ruling appointing interim counsel for any additional proposed classes, consolidated amended complaints are to be filed thirty (30) days thereafter. Second, the Court has no objection to maintaining the existing stay for the six cases that have so requested. However, for the four cases that raise claims in addition to Sherman Act claims, plaintiffs will continue to be bound by any broad-based, substantive rulings issued by this Court. Stated otherwise, any party subject to this voluntary stay will not be permitted to relitigate any issue resolved while the stay is in place. Third, we grant OTC plaintiffs leave to add the plaintiffs in SEIU Pension Plans Master Trust v. Bank of America Corp. et al., 13-cv-1456 and Highlander Realty, LLC et al. v. Citizens Bank of Mass. et al., 13-cv-2343 as named plaintiffs in the OTC action. Fourth and finally, we have no objection to allowing "Direct Action" plaintiffs to amend their complaints prior to defendants filing their next round of motions to dismiss. Given the existence of three hundred pages of prior opinions, three years of litigation, and the existence of defendants' letters of August 13, 2014 previewing their anticipated motions to dismiss, we find that there is no need for pre-motion letters before defendants file their motions to dismiss. Therefore, we shall proceed on the following schedule: Direct Action plaintiffs shall file their amended pleadings by October 6, 2014; defendants' motions to dismiss will be due on November 5, 2014, opposition papers must be filed by December 8, 2014, and reply briefs will be due on December 23, 2014. In order to move this litigation forward, we have decided not to await the filing of consolidated amended complaints by the new interim classes before briefing any motions directed to the amended "Direct Action" complaints. We are prepared to work with the parties to avoid duplication of effort should there be motions to dismiss that would also be applicable to any of the consolidated amended complaints filed by the new interim classes. (Amended Pleadings due by 10/6/2014. Motions due by 11/5/2014. Responses due by 12/8/2014. Replies due by 12/23/2014.) (Signed by Judge Naomi Reice Buchwald on 9/4/2014) Filed In Associated Cases: 1:11-md-02262-NRB et al. (rjm). Entry in all cases as per Chambers.
September 4, 2014 Filing 637 NOTICE OF APPEARANCE by Jacob J Waldman on behalf of Capital Ventures International, Darby Financial Products, PRUDENTIAL CORE TAXABLE MONEY MARKET FUND, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Salix Capital US Inc., The City of Philadelphia, The Pennsylvania Intergovernmental Cooperation Authority. (Waldman, Jacob)
September 4, 2014 Filing 636 NOTICE OF APPEARANCE by Steig Olson on behalf of Capital Ventures International, Darby Financial Products, PRUDENTIAL CORE TAXABLE MONEY MARKET FUND, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Salix Capital US Inc., The City of Philadelphia, The Pennsylvania Intergovernmental Cooperation Authority. (Olson, Steig)
September 3, 2014 Opinion or Order Filing 635 ORDER GRANTING ADMISSION PRO HAC VICE: granting (630) Motion for Wan J. Kim to Appear Pro Hac Vice in case 1:11-md-02262-NRB; granting (20) Motion for Wan J. Kim to Appear Pro Hac Vice in case 1:13-cv-07394-NRB. The motion of Wan J. Kim for admission to practice Pro Hac Vice in the above-captioned case is granted.(Signed by Judge Naomi Reice Buchwald on 9/02/2014) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07394-NRB (ama)
September 3, 2014 Opinion or Order Filing 634 ORDER FOR ADMISSION PRO HAC VICE: granting # 633 Motion for Matthew R. Berry to Appear Pro Hac Vice. (Signed by Judge Naomi Reice Buchwald on 9/02/2014) (ama)
September 2, 2014 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. # 633 MOTION for Matthew Robert Berry to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10051615. Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. (bcu)
August 29, 2014 Filing 633 MOTION for Matthew Robert Berry to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10051615. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore, Texas Competitive Electric Holdings Company LLC. (Attachments: # 1 Exhibit A - Certificate of Good Standing, # 2 Text of Proposed Order)(Berry, Matthew)
August 29, 2014 Filing 632 NOTICE OF APPEARANCE by Andrew Chun-Yang Shen on behalf of National Credit Union Administration Board. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07394-NRB(Shen, Andrew)
August 29, 2014 Filing 631 MOTION for David C Frederick to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10048318. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by National Credit Union Administration Board. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07394-NRB(Frederick, David)
August 29, 2014 Filing 630 MOTION for Wan J Kim to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10048295. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by National Credit Union Administration Board. (Attachments: # 1 Exhibit A, # 2 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07394-NRB(Kim, Wan)
August 29, 2014 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. # 631 MOTION for David C Frederick to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10048318. Motion and supporting papers to be reviewed by Clerk's Office staff. , # 630 MOTION for Wan J Kim to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10048295. Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. (bcu)
August 23, 2014 Filing 629 NOTICE OF APPEARANCE by Daniel Lawrence Brockett on behalf of PRUDENTIAL INVESTMENT PORTFOLIOS 2, Capital Ventures International, Darby Financial Products, PRUDENTIAL INVESTMENT PORTFOLIOS 2, Salix Capital US Inc., The City of Philadelphia, The Pennsylvania Intergovernmental Cooperation Authority. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06020-NRB, 1:13-cv-08799-NRB, 1:14-cv-04189-NRB(Brockett, Daniel)
August 22, 2014 Opinion or Order Filing 628 ORDER GRANTING MOTION TO WITHDRAW in case 1:11-md-02262-NRB; granting (85) Motion to Withdraw as Attorney. IT IS HEREBY ORDERED that the Motion to Withdraw Michael H. Steinberg of the law firm Sullivan & Cromwell LLP as attorney for defendant The Bank of Tokyo-Mitsubishi UFJ, Ltd. in the above-captioned action is GRANTED, and Mr. Steinberg is hereby terminated as attorney for The Bank of Tokyo-Mitsubishi UFJ, Ltd. in this action. Attorney Michael Howard Steinberg terminated in case 1:13-cv-07005-NRB. (Signed by Judge Naomi Reice Buchwald on 8/21/2014) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07005-NRB (mro)
August 20, 2014 Filing 627 LETTER addressed to Judge Naomi Reice Buchwald from William Carmody dated 8/20/2014 re: Defendants August 13, 2014 Pre-Motion Letters Regarding the OTC Case and Request to Amend to Add Parties. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: # 1 Proposed LIBOR Third Consolidated Amended Complaint Part 1, # 2 Proposed LIBOR Third Consolidated Amended Complaint Part 2, # 3 Proposed LIBOR Third Consolidated Amended Complaint Part 3)(Carmody, William)
August 20, 2014 Filing 626 LETTER addressed to Judge Naomi Reice Buchwald from William Carmody dated 8/20/2014 re: Defendants August 13, 2014 Pre-Motion Letters Regarding the Previously Stayed Class Cases. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Carmody, William)
August 20, 2014 Filing 625 LETTER addressed to Judge Naomi Reice Buchwald from Daniel L. Brockett dated August 20, 2014 re: Defendants' Pre-Motion Letters with respect to Claims in the Stayed Actions. Document filed by Salix Capital US Inc..(Brockett, Daniel)
August 20, 2014 Filing 624 LETTER addressed to Judge Naomi Reice Buchwald from Daniel L. Brockett dated August 20, 2014 re: Defendants' Pre-Motion Letters with respect to Claims in the Stayed Actions. Document filed by PRUDENTIAL CORE TAXABLE MONEY MARKET FUND, PRUDENTIAL INVESTMENT PORTFOLIOS 2.(Brockett, Daniel)
August 20, 2014 Filing 623 LETTER addressed to Judge Naomi Reice Buchwald from Daniel L. Brockett dated August 20, 2014 re: Defendants' Pre-Motion Letters with respect to Claims in the Stayed Actions. Document filed by Darby Financial Products.(Brockett, Daniel)
August 20, 2014 Filing 622 LETTER addressed to Judge Naomi Reice Buchwald from Alexander Barnett dated 8/20/2014 re: Filed pursuant to the Court's letter of July 17, 2014 (Docket No. 572) and in response to the letters of Defendants filed on August 13, 2014. (Docket Nos. 593-598). Document filed by City of Richmond, City of Riverside, County of Sacramento, County of San Diego, County of San Mateo, County of Sonoma, East Bay Municipal Utility District, San Diego Association of Governments, San Mateo Couty Joint Powers Financing Authority, Successor Agency to the Richmond Community Redevelopment Agency, David E. Sundstrom, The Regents of the University of California, The Richmond Joint Powers Financing Authority, The Riverside Public Financing Authority, County of Mendocino, City of Houston.(Barnett, Alexander)
August 20, 2014 Filing 621 LETTER addressed to Judge Naomi Reice Buchwald from Daniel L. Brockett dated August 20, 2014 re: Defendants' Pre-Motion Letters with respect to Claims in the Stayed Actions.. Document filed by The City of Philadelphia, The Pennsylvania Intergovernmental Cooperation Authority.(Brockett, Daniel)
August 20, 2014 Filing 620 LETTER addressed to Judge Naomi Reice Buchwald from David E. Kovel dated August 20, 2014 re: Response to Defendants' Pre-Motion Letters Regarding Personal Jurisdiction [Dkt. Nos. 600, 601]. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
August 20, 2014 Filing 619 LETTER addressed to Judge Naomi Reice Buchwald from Steven Fineman dated August 20, 2014 re: Response to Defendants' August 13, 2014 Letters Regarding Their Anticipated Motions to Dismiss. Document filed by Bay Area Toll Authority, Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07005-NRB, 1:14-cv-03094-NRB(Fineman, Steven)
August 20, 2014 Filing 618 LETTER addressed to Judge Naomi Reice Buchwald from Richard J. Leveridge dated 8/20/2014 re: Response to Defendants' pre-motion letters regarding personal jurisdiction [Dkt. Nos. 581, 600, 601]. Document filed by Direct Action Plaintiffs.(Leveridge, Richard)
August 20, 2014 Filing 617 LETTER addressed to Judge Naomi Reice Buchwald from Richard J. Leveridge dated 8/20/2014 re: Response to Defendants' pre-motion letter regarding state law issues [Dkt. Nos. 589, 594, 595, 596, 602]. Document filed by The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation.(Leveridge, Richard)
August 20, 2014 Filing 616 LETTER addressed to Judge Naomi Reice Buchwald from Richard J. Leveridge dated 8/20/2014 re: Response to Defendants' pre-motion letter regarding antitrust issues [Dkt. No. 594]. Document filed by The Federal Deposit Insurance Corporation as Receiver, The Federal Home Loan Mortgage Corporation.(Leveridge, Richard)
August 20, 2014 Filing 615 LETTER addressed to Judge Naomi Reice Buchwald from Richard J. Leveridge dated 8/20/2014 re: responses to Defendants' pre-motion letters [Dkt. Nos. 581, 589, 594, 595, 596, 600, 601, 602].. Document filed by The Federal Home Loan Mortgage Corporation, The Federal Deposit Insurance Corporation as Receiver, Direct Action Plaintiff.(Leveridge, Richard)
August 20, 2014 Filing 614 LETTER addressed to Judge Naomi Reice Buchwald from David Preminger dated August 20, 2014 re: Defendants' Motions to Dismiss. Document filed by Triaxx Prime CDO 2006-1 ltd., Triaxx Prime CDO 2006-2 Ltd., Triaxx Prime CDO 2007-1 Ltd..(Preminger, David)
August 20, 2014 Filing 613 LETTER addressed to Judge Naomi Reice Buchwald from Stacey Slaughter dated August 20, 2014 re: Principal Plaintiffs' response to Defendants' August 13, 2014 pre motion letters. Document filed by PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Capital Interest Only I, LLC, Principal Commercial Funding II, LLC, Principal Commercial Funding, LLC, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company, Principal Real Estate Investors, LLC, Principal Variable Contracts Funds, Inc..(Slaughter, Stacey)
August 20, 2014 Filing 612 RESPONSE re: (593 in 1:11-md-02262-NRB) Letter, . Document filed by National Credit Union Administration Board. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07394-NRB(Shen, Andrew)
August 20, 2014 Filing 611 RESPONSE re: # 592 LETTER MOTION for Conference addressed to Judge Naomi Reice Buchwald from David E. Kovel, Christopher Lovell dated August 13, 2014. . Document filed by HBOS PLC, Lloyds Banking Group PLC, Lloyds TSB Bank PLC. (Gottridge, Marc)
August 20, 2014 Filing 610 LETTER addressed to Judge Naomi Reice Buchwald from Richard J. Leverage dated 8/20/14 re: Previously Stayed Non-Class Action Cases. Document filed by The Federal Home Loan Mortgage Corporation, FDIC, as receiver.(Leveridge, Richard)
August 20, 2014 Filing 609 LETTER addressed to Judge Naomi Reice Buchwald from David R. Gelfand dated 8/20/2014 re: Response to the Exchange-Based Plaintiffs' ("Plaintiffs") letter dated August 13, 2014 ("August 13 Letter"). Document filed by Coperatieve Centrale Raiffeisen-Boerenleenbank B.A..(Gelfand, David)
August 20, 2014 Filing 608 LETTER addressed to Judge Naomi Reice Buchwald from Kenneth E. Warner dated 08/20/2014 re: Amended Complaint and Defendants' pre-motion letters. Document filed by Federal National Mortgage Association.(Cruse, Samuel)
August 20, 2014 Filing 607 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Credit Suisse Group AG, Corporate Parent Credit Suisse AG, Corporate Parent Credit Suisse Holdings (USA), Inc. for Credit Suisse (USA) Inc.. Document filed by Credit Suisse (USA) Inc..(Kurtzberg, Joel)
August 20, 2014 Filing 606 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Credit Suisse Group AG, Corporate Parent Credit Suisse AG for Credit Suisse International. Document filed by Credit Suisse International.(Kurtzberg, Joel)
August 20, 2014 Filing 605 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Credit Suisse Group AG for Credit Suisse AG. Document filed by Credit Suisse AG.(Kurtzberg, Joel)
August 20, 2014 Opinion or Order Filing 604 ORDER granting (112) Letter Motion for Extension of Time in case 1:13-cv-02297-NRB. Under the unusual circumstances outlined herein. The request is granted. (Signed by Judge Naomi Reice Buchwald on 8/19/2014) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-02297-NRB (mro)
August 14, 2014 Filing 603 NOTICE OF APPEARANCE by Alexander E. Barnett on behalf of City of Riverside, The Riverside Public Financing Authority, City of Richmond, County of Sacramento, County of San Diego, County of San Mateo, County of Sonoma, East Bay Municipal Utility District, San Diego Association of Governments, San Mateo Couty Joint Powers Financing Authority, Successor Agency to the Richmond Community Redevelopment Agency, David E. Sundstrom, The Regents of the University of California, The Richmond Joint Powers Financing Authority, City Of Houston, County of Mendocino, David E. Sundstrom. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Barnett, Alexander)
August 14, 2014 Filing 602 LETTER MOTION for Conference addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated August 13, 2014. Document filed by Credit Suisse International.(Kurtzberg, Joel)
August 14, 2014 Filing 601 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated August 13, 2014 re: Defendants' Anticipated Motion to Dismiss for Lack of Jurisdiction. Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, Bank of America Corp., Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, British Bankers' Association, Chase Bank USA, N.A., Citibank NA, Citigroup Financial Products, Inc., Citigroup Inc., Citiigroup Global Markets Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Argicole, S.A., Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, HSBC Holding plc, ICAP plc, J.P. Morgan Bank Dublin PLC, JP Morgan Chase & Co., JPMorgan Chase Bank N.A., Lloyds Banking Group PLC, Royal Bank of Canada, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group plc, The Royal Bank of Scotland plc, UBS AG, UBS Limited, WestDeutsche Immobilienbank AG, The Hongkong and Shanghai Banking Corporation, Ltd., J.P. Morgan Markets Ltd., Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC), RBC Capital Markets, LLC, Portigon/WestLB AG.(Wise, Robert)
August 14, 2014 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Joel Laurence Kurtzberg to RE-FILE Document # 589 LETTER MOTION for Conference addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated August 13, 2014. ERROR(S): No case number. (db)
August 13, 2014 Filing 600 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated August 13, 2014 re: Defendants' Anticipated Motion to Dismiss for Lack of Jurisdiction. Document filed by Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC.(Wise, Robert)
August 13, 2014 Filing 599 LETTER addressed to Judge Naomi Reice Buchwald from Robert F. Wise, Jr. dated August 13, 2014 re: Federal and State Securities Law Claims in Schwab. Document filed by Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd., Barclays Bank PLC, Citibank, N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS PLC, HSBC Holdings PLC, JP Morgan Chase & Co., JPMorgan Chase Bank, National Association, Lloyds Banking Group PLC, Portigon AG, Royal Bank of Canada, The Norinchukin Bank, The Royal Bank of Scotland Group PLC, UBS AG, WestDeutsche Immobilienbank AG.(Wise, Robert)
August 13, 2014 Filing 598 LETTER addressed to Judge Naomi Reice Buchwald from Fraser L. Hunter, Jr. dated August 13, 2014 re: Dismissal of Requests for Injunctive Relief. Document filed by All Defendants.(Wise, Robert)
August 13, 2014 Filing 597 LETTER addressed to Judge Naomi Reice Buchwald from Jonathan D. Schiller dated August 13, 2014 re: Dismissal of Plaintiffs' Consumer Protection Claims. Document filed by All Defendants.(Wise, Robert)
August 13, 2014 Filing 596 LETTER MOTION for Conference (Pre-Motion) to move to Dismiss Plaintiffs' Claims for Tortious Interference addressed to Judge Naomi Reice Buchwald from Marc J. Gottridge dated August 13, 2014. Document filed by All Defendants.(Wise, Robert)
August 13, 2014 Filing 595 JOINT LETTER addressed to Judge Naomi Reice Buchwald from Counsel for Defendants dated August 13, 2014 re: Plaintiffs' Fraud and Related Claims. Document filed by All Defendants.(Wise, Robert)
August 13, 2014 Filing 594 LETTER addressed to Judge Naomi Reice Buchwald from Robert F. Wise, Jr. dated August 13, 2014 re: Defendants' Proposed Motion to Dismiss. Document filed by All Defendants.(Wise, Robert)
August 13, 2014 Filing 593 LETTER addressed to Judge Naomi Reice Buchwald from Robert F. Wise, Jr. dated August 13, 2014 re: Pre-Motion Letters with respect to Claims in the Stayed Actions. Document filed by All Defendants. (Attachments: # 1 Appendix (Claim by Claim Master List of Actions))(Wise, Robert)
August 13, 2014 Filing 592 LETTER MOTION for Conference addressed to Judge Naomi Reice Buchwald from David E. Kovel, Christopher Lovell dated August 13, 2014. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH, 303030 Trading LLC, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
August 13, 2014 Filing 591 LETTER addressed to Judge Naomi Reice Buchwald from Fraser L. Hunter, Jr. dated August 13, 2014 re: Leave to move to dismiss. Document filed by RBS Citizens, N.A. (f/k/a Citizens Bank of Massachusetts), The Royal Bank of Scotland, Plc.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-02343-NRB(Hunter, Fraser)
August 13, 2014 Filing 590 LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated August 13, 2014 re: request leave to file a motion. Document filed by Credit Suisse Group AG.(Kurtzberg, Joel)
August 13, 2014 Filing 589 FILING ERROR - DEFICIENT DOCKET ENTRY - LETTER MOTION for Conference addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated August 13, 2014. Document filed by Credit Suisse International.(Kurtzberg, Joel) Modified on 8/14/2014 (db).
August 13, 2014 Filing 588 NOTICE OF APPEARANCE by Joel Laurence Kurtzberg on behalf of Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse International. (Kurtzberg, Joel)
August 13, 2014 Filing 587 NOTICE OF APPEARANCE by Herbert Scott Washer on behalf of Credit Suisse (USA) Inc., Credit Suisse AG, Credit Suisse International. (Washer, Herbert)
August 13, 2014 Filing 586 NOTICE OF APPEARANCE by Elai E. Katz on behalf of Credit Suisse International, Credit Suisse AG, Credit Suisse (USA) Inc.. (Katz, Elai)
August 13, 2014 Filing 585 NOTICE OF APPEARANCE by Morgan Jessen Feder on behalf of WestDeutsche Immobilienbank AG. (Feder, Morgan)
August 13, 2014 Filing 584 NOTICE OF APPEARANCE by Ethan Edward Litwin on behalf of WestDeutsche Immobilienbank AG. (Litwin, Ethan)
August 13, 2014 Filing 583 NOTICE OF APPEARANCE by Marc Alan Weinstein on behalf of WestDeutsche Immobilienbank AG. (Weinstein, Marc)
August 13, 2014 Filing 582 NOTICE OF APPEARANCE by Christopher Martin Paparella on behalf of WestDeutsche Immobilienbank AG. (Paparella, Christopher)
August 13, 2014 Filing 581 LETTER addressed to Judge Naomi Reice Buchwald from Harry S. Davis dated August 13, 2014 re: request for a pre-motion conference. Document filed by Tullett Prebon PLC.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB, 1:13-cv-06014-NRB(Davis, Harry)
August 13, 2014 Filing 580 NOTICE OF APPEARANCE by H. Rowan Gaither, IV on behalf of ICAP plc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB(Gaither, H.)
August 13, 2014 Filing 579 NOTICE OF APPEARANCE by H. Rowan Gaither, IV on behalf of ICAP plc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB(Gaither, H.)
August 13, 2014 Filing 578 NOTICE OF APPEARANCE by Shari A. Brandt on behalf of ICAP plc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB(Brandt, Shari)
August 13, 2014 Filing 577 NOTICE OF APPEARANCE by Shari A. Brandt on behalf of ICAP plc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB(Brandt, Shari)
August 13, 2014 Filing 576 NOTICE OF APPEARANCE by Brian S. Fraser on behalf of ICAP plc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06014-NRB(Fraser, Brian)
August 13, 2014 Filing 575 NOTICE OF APPEARANCE by Brian S. Fraser on behalf of ICAP plc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB(Fraser, Brian)
August 5, 2014 Filing 574 LETTER addressed to Judge Naomi Reice Buchwald from William C. Carmody dated 08-05-2014 re: Liaison Counsel. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: # 1 Exhibit Claims Spreadsheet)(Carmody, William)
July 22, 2014 Filing 573 NOTICE OF APPEARANCE by Francis Paul McConville on behalf of The Berkshire Bank, Government Development Bank for Puerto Rico, Direcors Financial Group. Filed In Associated Cases: 1:11-md-02262-NRB et al.(McConville, Francis)
July 18, 2014 Filing 572 LETTER addressed to Counsel from Judge Naomi Reice Buchwald dated 7/17/2014 re: The issuance of our June 23, 2014 Memorandum and Order, which defines the contours of the complaints that we have considered to date, requires that we now address the next steps necessary to move this litigation forward. (tn)
July 2, 2014 Filing 571 NOTICE: Within the next ten days, the Court will issue a communication addressing issues related to the next steps in this litigation and inviting submissions from the parties. Before receiving our communication, counsel are directed not to make any submissions to the Court. (Signed by Judge Naomi Reice Buchwald on 7/2/2014) Filed In Associated Cases: 1:11-md-02262-NRB et al. ***Docketed in all member and related cases pursuant to instructions from Chambers.(mro)
July 2, 2014 Filing 570 LETTER addressed to Judge Naomi Reice Buchwald from Jeremy A. Lieberman dated July 2, 2014 re: Plaintiffs request for a pre-motion conference. Document filed by Direcors Financial Group, Government Development Bank for Puerto Rico, The Berkshire Bank.(Lieberman, Jeremy)
June 27, 2014 Opinion or Order Filing 569 ORDER FOR ADMISSION PRO HAC VICE re: # 567 : The motion of Samuel William Cruse for admission to practice Pro Hac Vice in the above captioned action is granted. (Signed by Judge Naomi Reice Buchwald on 6/27/2014) (tn)
June 23, 2014 Opinion or Order Filing 568 MEMORANDUM AND ORDER terminating (396) Motion for Reconsideration; denying (418) Motion for Reconsideration; terminating (428) Motion to Strike; denying (453) Motion to Dismiss; granting in part and denying in part (507) Motion to Dismiss; granting (516) Motion to Dismiss in case 1:11-md-02262-NRB. For the reasons stated above, exchange-based plaintiffs' motion for reconsideration of our ruling on trader-based claims is denied, but their motion for leave to amend their complaint is granted; defendants' motion to dismiss CEA claims on scienter grounds is denied; defendants' motion to dismiss CEA claims arising out of contracts purchased between May 30, 2008 and April 14, 2009 is granted; defendants' motion to dismiss OTC plaintiffs' contract and unjust enrichment claims is granted in part and denied in part; and defendant Societe Generale's motion to dismiss the exchange-based plaintiffs' complaint is granted. It has been nearly two years since defendants first moved to dismiss plaintiffs' consolidated amended complaints. Since then, this Court has issued three major opinions and the parties have submitted hundreds, if not thousands, of pages of briefing materials, all in an attempt to resolve the threshold question of any litigation: what claims, if any, have plaintiffs adequately pled? Now, at long last, there is clarity. OTC plaintiffs may state claims for breach of the implied covenant of good faith and fair dealing, and claims for unjust enrichment, but only against those defendant banks with which OTC plaintiffs transacted directly. Exchange-based plaintiffs may state claims under the CEA based on contracts purchased between April 15, 2009 and the end of the Class Period, based on a theory that defendants' alleged persistent suppression of LIBOR caused them damages; however, no such claim may lie against Societe Generale, as those claims are time barred. Exchange-based plaintiffs may also state claims against Barclays and Rabobank based on the alleged day-to-day, trader-based manipulation that occurred between January 1, 2005 and August 2007. This Memorandum and Order resolves docket entry nos. 396, 418, 428, 453, 507, and 516. (Signed by Judge Naomi Reice Buchwald on 6/23/2014) Filed In Associated Cases: 1:11-md-02262-NRB et al. ***Docketed in all member and related cases pursuant to instructions from Chambers. (mro) Modified on 6/24/2014 (mro).
June 23, 2014 Filing 567 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Samuel William Cruse to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-9810479. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Federal National Mortgage Association. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order Proposed Order)(Cruse, Samuel) Modified on 6/23/2014 (sdi).
June 23, 2014 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice regarding Document No. # 567 MOTION for Samuel William Cruse to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-9810479. Motion and supporting papers to be reviewed by Clerk's Office staff. . The filing is deficient for the following reason(s): Missing Certificate of Good Standing. Missing Certificate of Good Standing from the Supreme Court of Texas with the Clerk of Court's signature. Re-file the document as a Corrected Motion to Appear Pro Hac Vice and attach a valid Certificate of Good Standing, issued within the past 30 days. (sdi)
June 9, 2014 Filing 566 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL (CTO-20) transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of New Jersey, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 6/6/2014) (sjo)
June 2, 2014 Opinion or Order Filing 565 ORDER FOR WITHDRAWAL OF APPEARANCE: granting (563) Motion to Withdraw as Attorney. Attorney Joel A Mintzer terminated in case 1:11-md-02262-NRB; granting (44) Motion to Withdraw as Attorney. Attorney Joel A Mintzer terminated in case 1:13-cv-06013-NRB; granting (44) Motion to Withdraw as Attorney. Attorney Joel A Mintzer terminated in case 1:13-cv-06014-NRB. IT IS HEREBY ORDERED THAT the motion for withdrawal of the appearance of Joel A. Mintzer is GRANTED; and the Court further directs the Clerk to remove Joel A. Mintzer from the docket in the above-noted cases. (Signed by Judge Naomi Reice Buchwald on 5/30/2014) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB, 1:13-cv-06014-NRB (lmb)
June 2, 2014 Opinion or Order Filing 564 ORDER FOR ADMISSION PRO HAC VICE granting # 481 Motion for Michael A. Brille to Appear Pro Hac Vice. (Signed by Judge Naomi Reice Buchwald on 5/30/2014) (lmb)
May 14, 2014 Filing 563 MOTION for Joel A. Mintzer to Withdraw as Attorney . Document filed by Principal Capital Interest Only I, LLC, Principal Commercial Funding II, LLC, Principal Commercial Funding, LLC, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company, Principal Real Estate Investors, LLC, PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PRINCIPAL VARIABLE CONTRACTS FUND, INC., PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Funds, Inc., Principal Financial Group, Inc., Principal Life Insurance Company, Principal Variable Contracts Funds, Inc.. (Attachments: # 1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB, 1:13-cv-06014-NRB(Berndt, Thomas)
May 1, 2014 Filing 562 LETTER addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated May 1, 2014 re: Yale University to be added as class representative. Document filed by Mayor and City Council of Baltimore.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
May 1, 2014 Filing 561 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL (CTO-19) transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of California, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 5/1/2014) (sjo)
April 24, 2014 Filing 560 LETTER addressed to Judge Naomi Reice Buchwald from Thomas C. Rice dated April 24, 2014 re: Response to the Over-the-Counter Plaintiffs' Letter dated April 17, 2014. Document filed by J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A..(Rice, Thomas)
April 17, 2014 Filing 559 LETTER addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated 4/17/2014 re: The OTC Plaintiffs write to request permission to add an additional class representative to our complaint, Yale University. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: # 1 Exhibit A)(Carmody, William)
April 7, 2014 Filing 558 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell dated 4/7/2014 re: Supplemental Authority. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: # 1 Exhibit)(Lovell, Christopher)
March 28, 2014 Filing 557 LETTER addressed to Judge Naomi Reice Buchwald from Daryl A. Libow dated March 28, 2014 Document filed by The Bank of Tokyo-Mitsubishi UFJ, Ltd.. (Attachments: # 1 Exhibit)(Libow, Daryl)
March 18, 2014 Opinion or Order Filing 556 NOTICE OF VOLUNTARY DISMISSAL PURSUANT TO RULE 41(a): Pursuant to Rule 41(a) of the Federal Rules of Civil Procedure, Plaintiff, Community Bank & Trust, voluntarily dismisses this action without prejudice. So ordered. (Signed by Judge Naomi Reice Buchwald on 3/17/2014) (mro)
March 10, 2014 Filing 555 NOTICE OF APPEARANCE by Jefferson Eliot Bell on behalf of UBS AG. (Bell, Jefferson)
March 9, 2014 Filing 554 LETTER addressed to Judge Naomi Reice Buchwald from David E. Kovel and Christopher Lovell dated March 9, 2014 re: Defendants' letter dated February 25, 2014. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.(Kovel, David)
February 26, 2014 Opinion or Order Filing 553 ORDER FOR WITHDRAWAL OF APPEARANCE granting # 547 Motion to Withdraw as Attorney. IT IS HEREBY ORDERED THAT the motion for withdrawal of the appearance of Aron K. Liang is GRANTED; and the Court further directs the Clerk to remove Aron K. Liang from the docket in the above-noted cases. Attorney Aron K. Liang terminated. (Signed by Judge Naomi Reice Buchwald on 2/25/2014) (mro)
February 25, 2014 Filing 552 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a ARGUMENT CORRECTED proceeding held on 2/4/14 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(Rodriguez, Somari)
February 25, 2014 Filing 551 TRANSCRIPT of Proceedings re: ARGUMENT CORRECTED held on 2/4/2014 before Judge Naomi Reice Buchwald. Court Reporter/Transcriber: Karen Gorlaski, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/21/2014. Redacted Transcript Deadline set for 3/31/2014. Release of Transcript Restriction set for 5/30/2014.(Rodriguez, Somari)
February 25, 2014 Filing 550 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a ARGUMENT proceeding held on 2/4/14 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(Rodriguez, Somari)
February 25, 2014 Filing 549 TRANSCRIPT of Proceedings re: ARGUMENT held on 2/4/2014 before Judge Naomi Reice Buchwald. Court Reporter/Transcriber: Karen Gorlaski, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/21/2014. Redacted Transcript Deadline set for 3/31/2014. Release of Transcript Restriction set for 5/30/2014.(Rodriguez, Somari)
February 25, 2014 Filing 548 LETTER addressed to Judge Naomi Reice Buchwald from David R. Gelfand dated 02/25/2014 re: Response to Exchange-Based Plaintiffs' Letter dated February 7, 2014. Document filed by Bank of America Corporation, Bank of America, N.A., Barclays Bank PLC, Citibank NA, Citigroup, Inc., Cooperative Centrale Raiffeisen-Boernleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, HSBC Holdings PLC, J.P. Morgan Chase Bank, N.A., Lloyds Banking Group PLC, Lloyds TSB Bank PLC, Royal Bank of Canada, Royal Bank of Scotland Group plc, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, UBS AG, WestDeutsche Immobilienbank AG, WestLB AG.(Gelfand, David)
February 21, 2014 Filing 547 MOTION for Aron K. Liang to Withdraw as Attorney (Corrected) . Document filed by City of Riverside, The Riverside Public Financing Authority, City of Richmond, County of Sacramento, County of San Diego, County of San Mateo, County of Sonoma, East Bay Municipal Utility District, San Diego Association of Governments, San Mateo Couty Joint Powers Financing Authority, Successor Agency to the Richmond Community Redevelopment Agency, David E. Sundstrom, The Regents of the University of California, The Richmond Joint Powers Financing Authority, City Of Houston, County of Mendocino, David E. Sundstrom. (Attachments: # 1 Text of Proposed Order Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Nishimura, Nanci)
February 20, 2014 Filing 546 NOTICE OF CHANGE OF ADDRESS by Christopher Michael Viapiano on behalf of Bank of Tokyo-Mistsubishi UFJ. New Address: Sullivan & Cromwell LLP, 1700 New York Ave., N.W., Washington, DC, USA 20006, (202) 956-7500. (Viapiano, Christopher)
February 20, 2014 Filing 545 NOTICE OF CHANGE OF ADDRESS by Daryl Andrew Libow on behalf of Bank of Tokyo-Mistsubishi UFJ. New Address: Sullivan & Cromwell LLP, 1700 New York Ave., N.W., Washington, DC, USA 20006, (202) 956-7500. (Libow, Daryl)
February 19, 2014 Filing 544 MOTION for Aron K. Liang to Withdraw as Attorney. Document filed by City of Riverside, The Riverside Public Financing Authority, City of Richmond, County of Sacramento, County of San Diego, County of San Mateo, County of Sonoma, East Bay Municipal Utility District, San Diego Association of Governments, San Mateo Couty Joint Powers Financing Authority, Successor Agency to the Richmond Community Redevelopment Agency, David E. Sundstrom, The Regents of the University of California, The Richmond Joint Powers Financing Authority, City Of Houston, County of Mendocino, David E. Sundstrom.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Nishimura, Nanci)
February 19, 2014 Opinion or Order Filing 543 ORDER APPOINTING INTERNATIONAL PROCESS SERVER: Pursuant to Chapter 1, Article 3 of the Convention on the Service Abroad of Judicial and Extrajudicial Documents in Civil or Commercial Matters developed at the Tenth Session of the Hague Conference on Private International Law on 15 November, 1965 (the "Hague Convention"), and for good cause shown, the Court hereby appoints Celeste Ingalls, and her agents, as the authority and judicial officer competent under the Jurisdiction of this Court to forward to the Central Authority in Germany documents to be served on Defendant Westdeutsche ImmobilienBank AG in the above-captioned cases. (Signed by Judge Naomi Reice Buchwald on 2/18/2014) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB, 1:13-cv-06014-NRB(mro)
February 12, 2014 Filing 542 DECLARATION of Celeste Ingalls in Support re: (37 in 1:13-cv-06013-NRB, 37 in 1:13-cv-06014-NRB, 539 in 1:11-md-02262-NRB) Letter,,,,,. Document filed by Principal Capital Interest Only I, LLC, Principal Commercial Funding II, LLC, Principal Commercial Funding, LLC, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company, Principal Real Estate Investors, LLC, PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PRINCIPAL VARIABLE CONTRACTS FUND, INC., PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Funds, Inc., Principal Financial Group, Inc., Principal Life Insurance Company, Principal Variable Contracts Funds, Inc.. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB, 1:13-cv-06014-NRB(Berndt, Thomas)
February 11, 2014 Filing 541 LETTER addressed to Judge Naomi Reice Buchwald from David Gelfand dated 02/11/2014 re: Response to Exchange-Based Plaintiffs' Letter dated February 7, 2014. Document filed by Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Citibank NA, Citigroup, Inc., Cooperative Centrale Raiffeisen-Boernleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, HSBC Holdings PLC, J.P. Morgan Chase Bank, N.A., Lloyds Banking Group PLC, Lloyds TSB Bank PLC, Royal Bank of Canada, Royal Bank of Scotland Group plc, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, UBS AG, WestDeutsche Immobilienbank AG, WestLB AG.(Gelfand, David)
February 7, 2014 Filing 540 LETTER addressed to Judge Naomi Reice Buchwald from David E. Kovel and Christopher Lovell dated February 7, 2014 re: questions raised during oral argument on February 4, 2014. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.(Kovel, David)
January 31, 2014 Filing 539 LETTER addressed to Judge Naomi Reice Buchwald from Thomas F. Berndt dated 1/31/2014 re: Obtaining Judge's authorization for process server to serve the Summons and Complaint in Germany under the Hague Convention. Document filed by Principal Capital Interest Only I, LLC, Principal Commercial Funding II, LLC, Principal Commercial Funding, LLC, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company, Principal Real Estate Investors, LLC, PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PRINCIPAL VARIABLE CONTRACTS FUND, INC., PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Funds, Inc.. (Attachments: # 1 Text of Proposed Order [Proposed] Order Appointing International Process Server)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB, 1:13-cv-06014-NRB(Berndt, Thomas)
January 31, 2014 Filing 538 LETTER addressed to Judge Naomi Reice Buchwald from Thomas F. Berndt dated 1/31/2014 re: Obtaining Judge's authorization for process server to serve the Summons and Complaint in Germany under the Hague Convention. Document filed by PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Capital Interest Only I, LLC, Principal Commercial Funding II, LLC, Principal Commercial Funding, LLC, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company, Principal Real Estate Investors, LLC, Principal Variable Contracts Funds, Inc.. (Attachments: # 1 Text of Proposed Order [Proposed] Order Appointing International Process Server)(Berndt, Thomas)
January 30, 2014 Filing 537 LETTER addressed to Judge Naomi Reice Buchwald from Daniel Alberstone, Esq. dated January 30, 2014 re: LIBOR-Based Financial Instruments Antitrust Litigation. Document filed by Kenneth W. Coker, Carl A. Payne.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Alberstone, Daniel)
January 28, 2014 Filing 536 REPLY MEMORANDUM OF LAW in Support re: # 507 MOTION to Dismiss OTC Plaintiffs' Second Consolidated Amended Complaint .. Document filed by Bank Of America Corporation, Bank of America, N.A., Barclays PLC, Citibank, N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS plc, HSBC Bank plc, HSBC Holdings plc., Lloyds Banking Group plc, Portigon AG, Royal Bank of Canada, Royal Bank of Scotland Group plc, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, UBS AG. (Wise, Robert)
January 28, 2014 Filing 535 REPLY MEMORANDUM OF LAW in Support re: # 516 MOTION to Dismiss NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS EXCHANGE-BASED PLAINTIFFS' [CORRECTED] SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT .. Document filed by Societe Generale. (Wolowitz, Steven)
January 21, 2014 Filing 534 SUPPLEMENTAL MEMORANDUM OF LAW in Opposition re: # 396 MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,. Document filed by Bank of America Corporation, Bank of America, N.A., Barclays Bank PLC, Citibank NA, Citigroup, Inc., Cooperative Centrale Raiffeisen-Boernleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, HSBC Holdings PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Banking Group PLC, Lloyds TSB Bank PLC, Royal Bank of Canada, Royal Bank of Scotland Group plc, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, UBS AG, WestDeutsche Immobilienbank AG, WestLB AG. (Gelfand, David)
January 21, 2014 Filing 533 LETTER RESPONSE in Opposition to Motion addressed to Judge Naomi Reice Buchwald from Jeffrey T. Scott dated January 21, 2014 re: # 522 LETTER MOTION for Conference re 54(b) judgments on antitrust claims addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated 01/10/2014.. Document filed by Barclays Bank PLC. (Scott, Jeffrey)
January 16, 2014 Opinion or Order Filing 532 MEMO ENDORSEMENT granting (530) Motion to Withdraw as Attorney. ENDORSEMENT: So Ordered. Attorney Matthew S. Fitzwater terminated in case 1:11-md-02262-NRB. (Signed by Judge Naomi Reice Buchwald on 1/15/2014) Filed In Associated Cases: 1:11-md-02262-NRB et al. (ft) Modified on 1/16/2014 (ft).
January 15, 2014 Filing 531 NOTICE of Notice of Withdrawal of Appearance. Document filed by Mayor and City Council of Baltimore. (Simonsen, Ashley)
January 13, 2014 Filing 530 MOTION for Matthew S. Fitzwater to Withdraw as Attorney for Barclays Defendants . Document filed by Barclays Bank PLC, Barclays Capital Inc., Barclays U.S. Funding LLC.(Scott, Jeffrey)
January 13, 2014 Filing 529 LETTER addressed to Judge Naomi Reice Buchwald from David E. Kovel and Christopher Lovell dated January 13, 2014 re: Rule 2.E.1. Letter for Exchange-Based Plaintiffs' Opposition to Defendant Societe Generale's Motion to Dismiss the Exchange-Based Plaintiffs' Corrected Second Amended Consolidated Class Action Complaint. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.(Kovel, David)
January 13, 2014 Filing 528 LETTER addressed to Judge Naomi Reice Buchwald from David E. Kovel and Christopher Lovell dated January 13, 2014 re: Rule 2.E.1. Letter for Exchange-Based Plaintiffs' Supplemental Memorandum of Law Regarding Rabobank and in Further Support of Their Motion for Reconsideration of the Courts August 23, 2013 Memorandum and Order. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.(Kovel, David)
January 13, 2014 Filing 527 MANDATE of USCA (Certified Copy) as to (429 in 1:11-md-02262-NRB) Notice of Appeal,,,, filed by Schwab Advisor Cash Reserves, Schwab Short-Term Bond Market Fund, Schwab Value Advantage Money Fund, The Charles Schwab Corporation, Schwab Retirement Advantage Money Fund, Schwab Total Bond Market Fund, Schwab Yieldplus Fund, Schwab Investor Money Fund, Schwab Cash Reserves, Charles Schwab & Co., Inc., Schwab U.S. Dollar Liquid Assets Fund, Schwab Yieldplus Fund Liquidation Trust, Charles Schwab Bank, N.A., Schwab Money Market Fund, (409 in 1:11-md-02262-NRB, 50 in 1:12-cv-01025-NRB) Notice of Appeal filed by Linda Zacher, Ellen Gelboim USCA Case Number 13-3565(L); 13-3636(con). This Court has determined sua sponte that it lacks jurisdiction over these appeals because a final order has not been issued by the district court as contemplated by 28 U.S.C. 1291, and the orders appealed from did not dispose of all claims in the consolidated action. See Coopers & Lybrand v. Livesay, 437 U.S. 463, 467 (1978); Houbigant, Inc. v. IMG Fragrance Brands, LLC, 627 F.3d 497, 498 (2d Cir. 2010) (per curiam). Upon due consideration, it is hereby ORDERED that the appeals are DISMISSED. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Mandate: 01/13/2014. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-01025-NRB(nd)
January 10, 2014 Filing 526 MEMORANDUM OF LAW in Opposition re: # 507 MOTION to Dismiss OTC Plaintiffs' Second Consolidated Amended Complaint .. Document filed by Mayor and City Council of Baltimore. (Carmody, William)
January 10, 2014 Filing 525 DECLARATION of David E. Kovel in Opposition re: # 516 MOTION to Dismiss NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS EXCHANGE-BASED PLAINTIFFS' [CORRECTED] SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT .. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O, # 16 Exhibit P, # 17 Exhibit Q, # 18 Exhibit R, # 19 Exhibit S, # 20 Exhibit T, # 21 Exhibit U)(Kovel, David)
January 10, 2014 Filing 524 MEMORANDUM OF LAW in Opposition re: # 516 MOTION to Dismiss NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS EXCHANGE-BASED PLAINTIFFS' [CORRECTED] SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT .. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Kovel, David)
January 10, 2014 Filing 523 SUPPLEMENTAL MEMORANDUM OF LAW in Support re: # 396 MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: # 1 Exhibit A)(Kovel, David)
January 10, 2014 Filing 522 LETTER MOTION for Conference re 54(b) judgments on antitrust claims addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated 01/10/2014. Document filed by Mayor and City Council of Baltimore.(Carmody, William)
January 8, 2014 Filing 521 NOTICE OF APPEARANCE by Jeffery Li Ding on behalf of JPMorgan Chase & Co., JPMorgan Chase Bank, N.A.. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Ding, Jeffery)
December 30, 2013 Opinion or Order Filing 520 MEMORANDUM AND ORDER: For the foregoing reasons, the plaintiffs' motions to remand are denied. (Signed by Judge Naomi Reice Buchwald on 12/27/2013) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-02297-NRB. **Docketed in 11-md-2262 as per Chambers. (mro)
December 16, 2013 Filing 519 LETTER addressed to Judge Naomi Reice Buchwald from Steven Wolowitz dated December 16, 2013 re: Societe Generale's Motion to Dismiss the Exchange-Based Plaintiffs' [Corrected] Second Amended Consolidated Class Action Complaint. Document filed by Societe Generale.(Wolowitz, Steven)
December 13, 2013 Filing 518 DECLARATION of Andrew J. Calica in Support re: # 517 Memorandum of Law in Support of Motion,. Document filed by Societe Generale. (Attachments: # 1 Exhibit A-G)(Wolowitz, Steven)
December 13, 2013 Filing 517 MEMORANDUM OF LAW in Support re: # 516 MOTION to Dismiss NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS EXCHANGE-BASED PLAINTIFFS' [CORRECTED] SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT .. Document filed by Societe Generale. (Wolowitz, Steven)
December 13, 2013 Filing 516 MOTION to Dismiss NOTICE OF DEFENDANT SOCIETE GENERALE'S MOTION TO DISMISS EXCHANGE-BASED PLAINTIFFS' [CORRECTED] SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT . Document filed by Societe Generale.(Wolowitz, Steven)
December 10, 2013 Opinion or Order Filing 515 STIPULATION AND ORDER: SG will file its motion to dismiss the SAC on or before December 13, 2013. Plaintiffs' opposition papers will be due on or before January 10, 2014. SG's reply papers will be due on or before January 28, 2014. (Motions due by 12/13/2013, Responses due by 1/10/2014, Replies due by 1/28/2014.) (Signed by Judge Naomi Reice Buchwald on 12/9/2013) Filed In Associated Cases: 1:11-md-02262-NRB et al.(ft)
December 10, 2013 Opinion or Order Filing 514 ORDER granting # 513 Letter Motion for Extension of Time. So Ordered. (Signed by Judge Naomi Reice Buchwald on 12/9/2013) (ft)
December 10, 2013 Set/Reset Deadlines: Responses due by 1/10/2014. Replies due by 1/28/2014. (ft)
December 9, 2013 Filing 513 LETTER MOTION for Extension of Time for Plaintiffs' Opposition Papers to be due January 10, 2014 and Defendants' Reply Papers to be due January 28, 2014, addressed to Judge Naomi Reice Buchwald from Robert F. Wise, Jr. dated December 9, 2013. Document filed by Bank Of America Corporation, Bank of America, N.A., Barclays PLC, Citibank, N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group, AG, Deutsche Bank AG, HBOS plc, HSBC Bank plc, HSBC Holdings plc., J.P. Morgan Chase & Co., JPMorgan Chase Bank N.A., Lloyds Banking Group plc, Portigon AG, Royal Bank of Canada, Royal Bank of Scotland Group plc, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, UBS AG.(Wise, Robert)
December 3, 2013 Filing 512 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL(CTO-17) transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of California, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 12-3-2013) (sjo)
November 27, 2013 Opinion or Order Filing 511 MEMORANDUM AND ORDER: This Order addresses the Exchange-Based Plaintiffs' letter of November 5, 2013, which requested that they be allowed to amend their operative pleading to include information from the Rabobank settlement documents, and the defendants' response of November 13, 2013 opposing the plaintiffs' request. As with the Barclays settlement, we will permit the plaintiffs to rely on facts from the Rabobank settlement in their submissions rather than grant them leave to amend their complaint. Thus, the Court will consider these letters as supplemental briefing on the plaintiffs' September 6, 2013 Motion for Reconsideration of our August 23, 2013 Memorandum and Order, which denied the plaintiffs' motion to include trader-based claims in the Second Amended Class Action Complaint. If either side wants to submit further supplemental briefing, it may submit a memorandum not exceeding seven (7) pages in length. (Signed by Judge Naomi Reice Buchwald on 11/27/2013) Filed In Associated Cases: 1:11-md-02262-NRB et al.(ama)
November 27, 2013 Filing 510 NOTICE of Acknowledgment of Service. Document filed by PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Capital Interest Only I, LLC, Principal Commercial Funding II, LLC, Principal Commercial Funding, LLC, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company, Principal Real Estate Investors, LLC, Principal Variable Contracts Funds, Inc.. (Attachments: # 1 Exhibit Exhibits A-Q)(Berndt, Thomas)
November 26, 2013 Filing 509 LETTER addressed to Judge Naomi Reice Buchwald from Robert F. Wise, Jr. dated November 26, 2013 re: Individual Practice Rule 2.E.1. Document filed by Bank of America Corporation, Bank of America, N.A., Barclays PLC, Citibank, N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS plc, HSBC Bank plc, HSBC Holdings plc., JPMorgan Chase & Co., JPMorgan Chase Bank N.A., Lloyds Banking Group plc, Portigon AG, Royal Bank of Canada, Royal Bank of Scotland Group plc, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, UBS AG.(Wise, Robert)
November 26, 2013 Filing 508 MEMORANDUM OF LAW in Support re: # 507 MOTION to Dismiss OTC Plaintiffs' Second Consolidated Amended Complaint .. Document filed by Bank Of America Corporation, Bank of America, N.A., Barclays PLC, Citibank, N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS plc, HSBC Bank plc, HSBC Holdings plc., Lloyds Banking Group plc, Portigon AG, Royal Bank of Canada, Royal Bank of Scotland Group plc, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, UBS AG. (Wise, Robert)
November 26, 2013 Filing 507 MOTION to Dismiss OTC Plaintiffs' Second Consolidated Amended Complaint . Document filed by Bank of America Corporation, Bank of America, N.A., Barclays PLC, Citibank, N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS plc, HSBC Bank plc, HSBC Holdings plc, JP Morgan Chase & Co., JPMorgan Chase Bank N.A., Lloyds Banking Group plc, Portigon AG, Royal Bank of Canada, Royal Bank of Scotland Group plc, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, UBS AG.(Wise, Robert)
November 21, 2013 Filing 506 NOTICE OF APPEARANCE by Brian Theodore Kohn on behalf of Tullett Prebon PLC. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB, 1:13-cv-06014-NRB(Kohn, Brian)
November 19, 2013 Filing 505 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Tullett Prebon PLC.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB, 1:13-cv-06014-NRB(Davis, Harry)
November 19, 2013 Filing 504 NOTICE OF APPEARANCE by Harry Simeon Davis on behalf of Tullett Prebon PLC. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-06013-NRB, 1:13-cv-06014-NRB(Davis, Harry)
November 18, 2013 Filing 503 SUMMONS RETURNED EXECUTED. National Collegiate Student Loan Trust 2007-1 served on 11/12/2013, answer due 12/3/2013. Service was accepted by Joanne Wright, US Bank. Document filed by Jerry Weglarz; Nathan Weglarz. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-01198-NRB(Hardy, Tiffany)
November 18, 2013 Filing 502 AMENDED COMPLAINT against JPMorgan Chase Bank N.A., National Collegiate Student Loan Trust 2007-1 with JURY DEMAND.Document filed by Jerry Weglarz, Nathan Weglarz. (Also docketed in 13cv1198) (Attachments: # 1 A, # 2 B, # 3 C, # 4 D, # 5 E)(lmb)
November 15, 2013 Filing 501 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Societe Generale.(Wolowitz, Steven)
November 15, 2013 Filing 500 NOTICE OF APPEARANCE by Andrew Jonathan Calica on behalf of Societe Generale. (Calica, Andrew)
November 15, 2013 Filing 499 NOTICE OF APPEARANCE by Henninger Simons Bullock on behalf of Societe Generale. (Bullock, Henninger)
November 15, 2013 Filing 498 NOTICE OF APPEARANCE by Steven Wolowitz on behalf of Societe Generale. (Wolowitz, Steven)
November 13, 2013 Filing 497 LETTER addressed to Judge Naomi Reice Buchwald from David R. Gelfand dated November 13, 2013 re: Response to Exchange-Based Plaintiffs Letter, dated November 5, 2013. Document filed by Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Citibank NA, Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, HSBC Holdings PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Banking Group PLC, Lloyds TSB Bank PLC, Royal Bank of Canada, Royal Bank of Scotland Group plc, Societe Generale, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, UBS AG, WestDeutsche Immobilienbank AG, WestLB AG.(Gelfand, David)
November 12, 2013 Filing 496 LETTER addressed to Judge Naomi Reice Buchwald from Robert F. Wise, Jr. dated November 12, 2013 re: the timing of Defendants motion to dismiss the unjust enrichment and breach of implied covenant claims asserted in the Second Amended Complaint filed by the OTC Plaintiffs. Document filed by Bank Of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd., Citibank, N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group, AG, Deutsche Bank AG, HBOS plc, HSBC Holdings plc, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Banking Group plc, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, Westlb AG.(Wise, Robert)
November 11, 2013 Filing 495 LETTER addressed to Judge Naomi Reice Buchwald from Robert F. Wise, Jr. dated November 11, 2013 re: in response to the Schwab Plaintiffs' supplemental letter brief concerning their motion to remand. Document filed by Bank of America Corporation, Bank of America N.A., Bank of Tokyo-Mitsubishi UFJ Ltd., Citibank N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS plc, HSBC Holdings plc, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Banking Group plc, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, Westlb AG.(Wise, Robert)
November 7, 2013 Filing 494 REPLY MEMORANDUM OF LAW in Support re: # 453 MOTION to Dismiss Exchange-Based Plaintiffs' Period 2 CEA Claims .. Document filed by Barclays Bank PLC. (Scott, Jeffrey)
November 5, 2013 Filing 493 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated 11/05/2013 re: supplemental information relevant to the Exchange-Based Plaintiffs' motion to amend their operative pleading. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Kovel, David)
October 31, 2013 Opinion or Order Filing 492 ORDER: WHEREAS, on October 30, 2013 the Court of Appeals, acting sua sponte determined that it lacked jurisdiction over the bondholder and Schwab appeals and dismissed them, it is hereby ORDERED that the October 17, 2013 is withdrawn. (Signed by Judge Naomi Reice Buchwald on 10/31/2013) Filed In Associated Cases: 1:11-md-02262-NRB et al.(ama)
October 31, 2013 Filing 491 Withdrawn pursuant to Order filed 10/31/13, Doc. #492, 11 MD 2262 - RULE 54(b) CLERK'S JUDGMENT That for the reasons stated in the Court's Memorandum and Order dated October 17, 2013, there is no just reason for delay, pursuant to Fed. R. Civ. P. 54(b), final judgment is entered dismissing the first count of the over-the-counter plaintiffs' consolidated amended complaint for violation of section 1 of the Sherman Act, and denying leave to replead that claim in a proposed amended complaint for the reasons given in the March 29, 2013 and August 23, 2013 orders of this Court, and there is no just reason for delay, pursuant to Fed. R. Civ. P. 54(b), final judgment is entered dismissing the fourth count of the exchange based plaintiffs' amended consolidated class action complaint for violation of section 1 of the Sherman Act, and denying leave to replead that claim in a proposed amended complaint for the reasons given in the March 29, 2013 and August 23, 2013 orders of this Court. (Signed by Clerk of Court Ruby Krajick on 10/31/13) (Attachments: # 1 Notice of Right to Appeal)Filed In Associated Cases: 1:11-md-02262-NRB et al.(ml) Modified on 10/31/2013 (ml). Modified on 11/4/2013 (ml).
October 29, 2013 Filing 488 LETTER addressed to Judge Naomi Reice Buchwald from David E. Kovel and Christopher Lovell dated October 29, 2013 re: Rule 2.E.1. letter for Exchange-Based Plaintiffs' Opposition to Defendants' Renewed Motion to Dismiss the Exchange-Based Plaintiffs' Period 2 CEA Claims. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.(Kovel, David)
October 28, 2013 Filing 487 MEMO ENDORSEMENT on (63 in 1:13-cv-07005-NRB) Letter filed by Schwab Advisor Cash Reserves, Schwab Short-Term Bond Market Fund, Schwab Value Advantage Money Fund, Schwab Retirement Advantage Money Fund, Schwab Total Bond Market Fund, Charles Schwab Corporation, Schwab Yieldplus Fund, Schwab Investor Money Fund, Schwab Cash Reserves, Charles Schwab & Co., Inc., Schwab U.S. Dollar Liquid Assets Fund, Schwab Yieldplus Fund Liquidation Trust, Charles Schwab Bank, N.A., Schwab Money Market Fund. ENDORSEMENT: Application granted. (Signed by Judge Naomi Reice Buchwald on 10/28/2013) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07005-NRB(ft)
October 28, 2013 Opinion or Order Filing 486 MEMO ENDORSEMENT granting (480) Motion to Withdraw as Attorney in case 1:11-md-02262-NRB; granting (64) Motion to Withdraw as Attorney in case 1:13-cv-07005-NRB. ENDORSEMENT: So Ordered. Attorney Sara B. Brody terminated. (Signed by Judge Naomi Reice Buchwald on 10/28/2013) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07005-NRB (ft)
October 28, 2013 Opinion or Order Filing 485 MEMO ENDORSEMENT on (476 in 1:11-md-02262-NRB) Notice of Withdrawal as Counsel filed by JPMorgan Chase Bank N.A., JPMorgan Chase & Co. ENDORSEMENT: So Ordered. (Signed by Judge Naomi Reice Buchwald on 10/28/2013) Filed In Associated Cases: 1:11-md-02262-NRB et al.(ft)
October 28, 2013 Filing 484 DECLARATION of David E. Kovel in Opposition re: # 453 MOTION to Dismiss Exchange-Based Plaintiffs' Period 2 CEA Claims .. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O, # 16 Exhibit P, # 17 Exhibit Q, # 18 Exhibit R, # 19 Exhibit S, # 20 Exhibit T)(Kovel, David)
October 28, 2013 Filing 483 MEMORANDUM OF LAW in Opposition re: # 453 MOTION to Dismiss Exchange-Based Plaintiffs' Period 2 CEA Claims .. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Kovel, David)
October 28, 2013 Opinion or Order Filing 482 MEMO ENDORSEMENT on (40 in 1:13-cv-03010-NRB) Notice of Withdrawal of Appearance filed by American Education Services, Inc. ENDORSEMENT: So Ordered. (Signed by Judge Naomi Reice Buchwald on 10/28/2013) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03010-NRB(ft)
October 28, 2013 Filing 481 MOTION for Michael A. Brille to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-9018490. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Barclays Bank PLC, Barclays Bank Plc,, Barclays Capital Inc., Barclays PLC, Barclays U.S. Funding LLC. (Attachments: # 1 Text of Proposed Order Proposed Order, # 2 Certificate of Good Standing)(Brille, Michael)
October 28, 2013 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. # 481 MOTION for Michael A. Brille to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-9018490. Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. (wb)
October 23, 2013 Filing 480 MOTION for Sara B. Brody to Withdraw as Attorney. Document filed by Norinchukin Bank.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-07005-NRB(Stern, Andrew)
October 22, 2013 Filing 479 REPLY MEMORANDUM OF LAW in Opposition re: # 396 MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,. Document filed by Barclays Bank PLC. (Scott, Jeffrey)
October 18, 2013 Opinion or Order Filing 490 MEMORANDUM AND ORDER: Pursuant to Fed. R. Civ. P. 54(b), final judgment is entered dismissing the first count of the over-the counter plaintiffs' consolidated amended complaint (Dkt. No. 130) for violation of section 1 of the Sherman Act, and denying leave to replead that claim in a proposed amended complaint (dkt. No. 334-1), for the reasons given in the March 29, 2013 and August 23, 2013 orders of this Court, and it is further ORDERED, pursuant to Fed. R. Civ. P. 54(b), final judgment is entered dismissing the fourth count of the exchange based plaintiffs' amended consolidated class action complaint (Dkt. No. 134) for violation of section 1 of the Sherman Act, and denying leave to replead that claim in a proposed amended complaint (Dkt. No. 332-1), for the reasons given in the March 29, 2013 and August 23, 2013 orders of this Court. (Signed by Judge Naomi Reice Buchwald on 10/17/2013) Filed In Associated Cases: 1:11-md-02262-NRB et al.(ft)
October 18, 2013 Opinion or Order Filing 489 MEMORANDUM AND ORDER: The application for disclosure of documents that the defendants and their subsidiaries have produced to the CFTC and other governmental agencies related to U.S. dollar LIBOR is denied. (Signed by Judge Naomi Reice Buchwald on 10/17/2013) Filed In Associated Cases: 1:11-md-02262-NRB et al.(ft)
October 18, 2013 Transmission to Judgments and Orders Clerk. Transmitted re: (69 in 1:13-cv-07005-NRB, 43 in 1:12-cv-07461-NRB, 54 in 1:12-cv-05723-NRB, 97 in 1:13-cv-02297-NRB, 7 in 1:13-cv-07394-NRB, 44 in 1:13-cv-03952-NRB, 45 in 1:13-cv-00597-NRB, 34 in 1:13-cv-01016-NRB, 54 in 1:13-cv-00407-NRB, 35 in 1:13-cv-01456-NRB, 62 in 1:12-cv-05822-NRB, 490 in 1:11-md-02262-NRB, 55 in 1:12-cv-06056-NRB, 44 in 1:13-cv-00625-NRB, 56 in 1:13-cv-01198-NRB, 49 in 1:13-cv-02343-NRB, 45 in 1:13-cv-03010-NRB, 55 in 1:13-cv-00598-NRB, 26 in 1:13-cv-06020-NRB, 44 in 1:13-cv-00667-NRB, 59 in 1:13-cv-01135-NRB, 24 in 1:13-cv-05616-NRB, 26 in 1:13-cv-06014-NRB, 34 in 1:13-cv-05511-NRB, 43 in 1:13-cv-00627-NRB, 26 in 1:13-cv-05569-NRB, 26 in 1:13-cv-05221-NRB, 52 in 1:13-cv-00346-NRB, 67 in 1:12-cv-01025-NRB, 63 in 1:13-cv-00398-NRB, 26 in 1:13-cv-06013-NRB, 33 in 1:13-cv-05187-NRB, 42 in 1:12-cv-06693-NRB, 43 in 1:13-cv-00626-NRB, 31 in 1:13-cv-05186-NRB) Order to the Judgments and Orders Clerk. Filed In Associated Cases: 1:11-md-02262-NRB et al.(ft)
October 18, 2013 Opinion or Order Filing 478 MEMORANDUM AND ORDER re: (431 in 1:11-md-02262-NRB) Letter filed by The Norinchukin Bank, Bank of America Corporation, Citibank, N.A., Royal Bank of Canada, UBS AG, HSBC Bank PLC, HBOS PLC, HSBC Holdings PLC, Portigon AG, Deutsche Bank AG, Bank of Tokyo-Mitsubishi UFJ Ltd., HBOS plc, JPMorgan Chase Bank N.A., HSBC Bank plc, Royal Bank of Scotland Group plc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Barclays PLC, Lloyds Banking Group plc, HSBC Holdings plc, JPMorgan Chase & Co., Bank of America, N.A., HBOS Plc, Citigroup, Inc., Credit Suisse Group AG, Lloyds Banking Group PLC. This Memorandum and Order addresses the defendants' letter of September 27, 2013, which requests leave to move to dismiss the over-the-counter (OTC) plaintiffs' contract and unjust enrichment claims, and the OTC plaintiffs' response to that letter dated October 4, 2013. Defendants' request for leave to move to dismiss those claims is granted. After reviewing the letters from both sides, the Court requests that the parties address the following issues. First, please discuss the "conspiracy or concerted scheme[]" exception to the traditional requirement that, in order to have standing to sue a particular defendant under Fed. R. Civ. P. 23, the named plaintiff must have been injured by that defendant. Mahon v. Ticor Title Ins. Co., 683 F.3d 59,63 (2d Cir. 2012) (quoting La Mar v. H & B Novelty & Loan Co., 489 F.2d 461, 466 (9th Cir. 1973)). Second, assuming that the plaintiffs adequately pled the existence of a "concerted scheme" in setting LIBOR, is such a pleading sufficient for the plaintiffs to name all of the scheme's participants as defendants, even those who cannot be held liable under either an unjust enrichment or a breach of contract theory? The posing of these questions should not be interpreted as an indication that the Court regards the resolution of either as necessarily material, let alone dispositive. (Signed by Judge Naomi Reice Buchwald on 10/18/2013) Filed In Associated Cases: 1:11-md-02262-NRB et al.(ft)
October 18, 2013 Filing 477 MEMO ENDORSED on re: # 472 Letter filed by Barclays Bank PLC. ENDORSEMENT: Application granted. (Signed by Judge Naomi Reice Buchwald on 10/18/2013) (js)
October 18, 2013 Filing 476 NOTICE of Withdrawal as Counsel of Dana A. Jupiter.. Document filed by JPMorgan Chase & Co., JPMorgan Chase Bank N.A.. (Mason, Omari)
October 18, 2013 Filing 475 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL (CTO-16)transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of Kansas, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 10/18/2013) (sjo)
October 17, 2013 Filing 474 SUPPLEMENTAL REPLY MEMORANDUM OF LAW in Support re: # 418 MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,. Document filed by Bank of Tokyo-Mitsubishi UFJ Ltd., Credit Suisse Group AG, Norinchukin Bank. (Libow, Daryl)
October 17, 2013 Filing 473 REPLY MEMORANDUM OF LAW in Support re: # 418 MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,, REPLY MEMORANDUM OF LAW IN FURTHER SUPPORT OF MOTION FOR RECONSIDERATION OF MARCH 29, 2013 ORDER ON MOTION TO DISMISS . Document filed by UBS AG. (Sullivan, Peter)
October 17, 2013 Filing 472 LETTER addressed to Judge Naomi Reice Buchwald from Jeffrey T. Scott dated October 17, 2013 re: Request for Three-Page Enlargement of Page Limit on Sur-Reply. Document filed by Barclays Bank PLC.(Scott, Jeffrey)
October 17, 2013 Filing 471 NOTICE OF APPEARANCE by Andrew Martin McNeela on behalf of 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (McNeela, Andrew)
October 16, 2013 Filing 470 MEMO ENDORSEMENT granting (466) Motion to Withdraw as Attorney in case 1:11-md-02262-NRB. ENDORSEMENT: Application granted. (Signed by Judge Naomi Reice Buchwald on 10/16/2013) Filed In Associated Cases: 1:11-md-02262-NRB et al. ***Docketed in all member and related cases pursuant to instructions from Chambers. (mro)
October 16, 2013 Filing 469 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell dated 10/16/13 re: Corrected copy of charts of U.S. dollar Libor submissions for the dates listed in Docket Number 439 at p. 4 in response to the Court's direction on October 8, 2013. Document filed by FTC Capital GMBH. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Lovell, Christopher)
October 15, 2013 Filing 467 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell dated 10/15/13 re: Charts of U.S. dollar Libor submissions for the dates listed in Docket Number 439 at p. 4 in response to the Court's direction on October 8, 2013. Document filed by FTC Capital GMBH. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Lovell, Christopher)
October 15, 2013 Filing 466 MOTION for Joshua S. Kyle to Withdraw as Attorney. Document filed by Barclays Bank PLC.(Kyle, Joshua)
October 15, 2013 Filing 465 MEMO ENDORSEMENT on re: (458 in 1:11-md-02262-NRB) Letter filed by Societe Generale, (165 in 1:11-cv-02613-NRB) Letter filed by Societe Generale S.A. ENDORSEMENT: The defendant (Societe Generale) is granted leave to move to dismiss without a pre-motion conference. (Signed by Judge Naomi Reice Buchwald on 10/11/2013) (tro)
October 15, 2013 Filing 464 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a MOTION proceeding held on 8/8/13 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
October 15, 2013 Filing 463 TRANSCRIPT of Proceedings re: MOTION held on 8/8/2013 before Judge Naomi Reice Buchwald. Court Reporter/Transcriber: Steven Griffing, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 11/8/2013. Redacted Transcript Deadline set for 11/18/2013. Release of Transcript Restriction set for 1/16/2014.(McGuirk, Kelly)
October 11, 2013 Filing 460 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell dated 10/11/13 re: Request for an extension until October 14, 2013. Document filed by FTC Capital GMBH.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Lovell, Christopher)
October 10, 2013 Filing 462 MEMO ENDORSEMENT granting (450) Motion to Withdraw as Attorney in case 1:11-md-02262-NRB; granting (55) Motion to Withdraw as Attorney in case 1:12-cv-01025-NRB; granting (42) Motion to Withdraw as Attorney in case 1:12-cv-05723-NRB; granting (50) Motion to Withdraw as Attorney in case 1:12-cv-05822-NRB; granting (43) Motion to Withdraw as Attorney in case 1:12-cv-06056-NRB; granting (51) Motion to Withdraw as Attorney in case 1:13-cv-00398-NRB; granting (42) Motion to Withdraw as Attorney in case 1:13-cv-00407-NRB; granting (40) Motion to Withdraw as Attorney in case 1:13-cv-00346-NRB; granting (43) Motion to Withdraw as Attorney in case 1:13-cv-00598-NRB; granting (33) Motion to Withdraw as Attorney in case 1:13-cv-00597-NRB; granting (31) Motion to Withdraw as Attorney in case 1:13-cv-00626-NRB; granting (32) Motion to Withdraw as Attorney in case 1:13-cv-00625-NRB; granting (22) Motion to Withdraw as Attorney in case 1:13-cv-01016-NRB; granting (47) Motion to Withdraw as Attorney in case 1:13-cv-01135-NRB; granting (23) Motion to Withdraw as Attorney in case 1:13-cv-01456-NRB; granting (85) Motion to Withdraw as Attorney in case 1:13-cv-02297-NRB; granting (37) Motion to Withdraw as Attorney in case 1:13-cv-02343-NRB; granting (31) Motion to Withdraw as Attorney in case 1:13-cv-03010-NRB; granting (32) Motion to Withdraw as Attorney in case 1:13-cv-03952-NRB; granting (19) Motion to Withdraw as Attorney in case 1:13-cv-05186-NRB; granting (21) Motion to Withdraw as Attorney in case 1:13-cv-05187-NRB; granting (14) Motion to Withdraw as Attorney in case 1:13-cv-05221-NRB; granting (22) Motion to Withdraw as Attorney in case 1:13-cv-05511-NRB; granting (14) Motion to Withdraw as Attorney in case 1:13-cv-05569-NRB; granting (14) Motion to Withdraw as Attorney in case 1:13-cv-06013-NRB; granting (14) Motion to Withdraw as Attorney in case 1:13-cv-06014-NRB; granting (14) Motion to Withdraw as Attorney in case 1:13-cv-06020-NRB; granting (53) Motion to Withdraw as Attorney in case 1:13-cv-07005-NRB. ENDORSEMENT: Motion granted. (Signed by Judge Naomi Reice Buchwald on 10/9/2013) Filed In Associated Cases: 1:11-md-02262-NRB et al.(ft)
October 10, 2013 Filing 461 MEMO ENDORSEMENT granting (449) Motion to Withdraw as Attorney in case 1:11-md-02262-NRB; granting (54) Motion to Withdraw as Attorney in case 1:12-cv-01025-NRB; granting (41) Motion to Withdraw as Attorney in case 1:12-cv-05723-NRB; granting (49) Motion to Withdraw as Attorney in case 1:12-cv-05822-NRB; granting (42) Motion to Withdraw as Attorney in case 1:12-cv-06056-NRB; granting (29) Motion to Withdraw as Attorney in case 1:12-cv-06693-NRB; granting (30) Motion to Withdraw as Attorney in case 1:12-cv-07461-NRB; granting (50) Motion to Withdraw as Attorney in case 1:13-cv-00398-NRB; granting (41) Motion to Withdraw as Attorney in case 1:13-cv-00407-NRB; granting (39) Motion to Withdraw as Attorney in case 1:13-cv-00346-NRB; granting (42) Motion to Withdraw as Attorney in case 1:13-cv-00598-NRB; granting (32) Motion to Withdraw as Attorney in case 1:13-cv-00597-NRB; granting (30) Motion to Withdraw as Attorney in case 1:13-cv-00626-NRB; granting (31) Motion to Withdraw as Attorney in case 1:13-cv-00625-NRB; granting (30) Motion to Withdraw as Attorney in case 1:13-cv-00627-NRB; granting (31) Motion to Withdraw as Attorney in case 1:13-cv-00667-NRB; granting (21) Motion to Withdraw as Attorney in case 1:13-cv-01016-NRB; granting (46) Motion to Withdraw as Attorney in case 1:13-cv-01135-NRB; granting (43) Motion to Withdraw as Attorney in case 1:13-cv-01198-NRB; granting (22) Motion to Withdraw as Attorney in case 1:13-cv-01456-NRB; granting (84) Motion to Withdraw as Attorney in case 1:13-cv-02297-NRB; granting (36) Motion to Withdraw as Attorney in case 1:13-cv-02343-NRB; granting (30) Motion to Withdraw as Attorney in case 1:13-cv-03010-NRB; granting (31) Motion to Withdraw as Attorney in case 1:13-cv-03952-NRB; granting (18) Motion to Withdraw as Attorney in case 1:13-cv-05186-NRB; granting (20) Motion to Withdraw as Attorney in case 1:13-cv-05187-NRB; granting (13) Motion to Withdraw as Attorney in case 1:13-cv-05221-NRB; granting (21) Motion to Withdraw as Attorney in case 1:13-cv-05511-NRB; granting (13) Motion to Withdraw as Attorney in case 1:13-cv-05569-NRB; granting (11) Motion to Withdraw as Attorney in case 1:13-cv-05616-NRB; granting (13) Motion to Withdraw as Attorney in case 1:13-cv-06013-NRB; granting (13) Motion to Withdraw as Attorney in case 1:13-cv-06014-NRB; granting (13) Motion to Withdraw as Attorney in case 1:13-cv-06020-NRB; granting (52) Motion to Withdraw as Attorney in case 1:13-cv-07005-NRB. ENDORSEMENT: Motion granted. (Signed by Judge Naomi Reice Buchwald on 10/9/2013) Filed In Associated Cases: 1:11-md-02262-NRB et al.(ft) Modified on 10/11/2013 (ft).
October 10, 2013 Opinion or Order Filing 459 MEMO ENDORSEMENT on re: (436 in 1:11-md-02262-NRB) Notice (Other) filed by JPMorgan Chase Bank N.A., JPMorgan Chase & Co. ENDORSEMENT: So ordered. (Signed by Judge Naomi Reice Buchwald on 10/10/2013) Filed In Associated Cases: 1:11-md-02262-NRB et al. ***Docketed in all member and related cases pursuant to instructions from Chambers. (mro)
October 10, 2013 Filing 458 LETTER addressed to Judge Naomi Reice Buchwald from Steven Wolowitz dated 10/10/2013 re: Request for a pre-motion conference pursuant to Individual Practice Rule 2.B.. Document filed by Societe Generale.(Wolowitz, Steven)
October 10, 2013 Filing 457 LETTER addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated October 10, 2013 re: Partial Stay and Motion to Dismiss. Document filed by Mayor and City Council of Baltimore. (Attachments: # 1 Exhibit A)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Carmody, William)
October 10, 2013 Filing 456 LETTER addressed to Judge Naomi Reice Buchwald from Jeffrey T. Scott dated October 10, 2013 re: Rule 2.E.1. Letter for Defendants' Renewed Motion to Dismiss the Exchange-Based Plaintiffs' Period 2 CEA Claims. Document filed by Barclays Bank PLC.(Scott, Jeffrey)
October 10, 2013 Filing 455 DECLARATION of Matthew J. Porpora in Support re: # 453 MOTION to Dismiss Exchange-Based Plaintiffs' Period 2 CEA Claims .. Document filed by Barclays Bank PLC. (Attachments: # 1 Exhibit)(Scott, Jeffrey)
October 10, 2013 Filing 454 MEMORANDUM OF LAW in Support re: # 453 MOTION to Dismiss Exchange-Based Plaintiffs' Period 2 CEA Claims .. Document filed by Barclays Bank PLC. (Scott, Jeffrey)
October 10, 2013 Filing 453 MOTION to Dismiss Exchange-Based Plaintiffs' Period 2 CEA Claims . Document filed by Barclays Bank PLC.(Scott, Jeffrey)
October 9, 2013 Opinion or Order Filing 452 MEMORANDUM AND ORDER: This Memorandum and Order is addressed to applications pending before the Court. First, defendants' request for leave to file their Renewed Motion to Dismiss the Exchange-Based Plaintiffs' Period 2 CEA Claims is granted. Second, a decision on the permissible content of the Second Consolidated Amended Complaints is stayed until the resolution of the current motions addressed to the complaints. The operative complaints will then be denominated the Third Consolidated Amended Complaints. (Signed by Judge Naomi Reice Buchwald on 10/8/2013) Filed In Associated Cases: 1:11-md-02262-NRB et al.(ft)
October 8, 2013 Filing 451 LETTER addressed to Judge Naomi Reice Buchwald from David E. Kovel and Christopher Lovell dated October 8, 2013 re: Exchange-Based Plaintiffs' Opposition to Defendants' Motion for Reconsideration of Mar. 29, 2013 Order. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.(Kovel, David)
October 8, 2013 Filing 450 MOTION for James B. Meadows to Withdraw as Attorney. Document filed by Barclays Bank plc, Barclays Bank PLC, Barclays Bank, PLC, Barclays Capital, Inc., Barclays PLC, BARCLAY'S BANK PLC, Barclays Bank Plc,, Barklays Bank Plc, Barclays Bank PLC, Barclays Bank Plc., Barclays Capital Inc., Barclays U.S. Funding LLC, Barclays Bank plc.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Meadows, James)
October 8, 2013 Filing 449 MOTION for Alanna C. Rutherford to Withdraw as Attorney. Document filed by Barclays Bank plc, Barclays Bank PLC, Barclays Bank, PLC, Barclays Capital, Inc., Barclays PLC, BARCLAY'S BANK PLC, Barclays Bank Plc,, Barklays Bank Plc, Barclays Bank PLC, Barclays Bank Plc., Barclays Capital Inc., Barclays U.S. Funding LLC, Barclays Bank plc.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Rutherford, Alanna)
October 7, 2013 Filing 448 MEMORANDUM OF LAW in Opposition re: # 418 MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,, Exchange-Based Plaintiffs' Memorandum of Law in Opposition to Defendants' Motion for Reconsideration of the March 29, 2013 Order on the Motion to Dismiss . Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Kovel, David)
October 7, 2013 Filing 447 LETTER addressed to Judge Naomi Reice Buchwald from David E. Kovel and Christopher Lovell dated October 7, 2013 re: Letter Response to Dkt. No. 417 - Defendants' Letter Request dated September 20, 2013 to file the Renewed Motion to Dismiss the Exchange-Based Plaintiffs' Period 2 CEA Claims. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.(Kovel, David)
October 7, 2013 Filing 446 RESPONSE in Opposition to Motion re: # 418 MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,, Exchange-Based Plaintiffs' Response in Opposition to the Bank of Tokyo-Mitsubishi UFJ, Ltd., the Norinchukin Bank, and Credit Suisse Group AG's Supplemental Memorandum of Law in Support of Defendants' Motion for Reconsideration . Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Kovel, David)
October 4, 2013 Filing 445 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell dated October 4, 2013 re: Reply to Defendants' September 24, 2013 letter from Robert F. Wise to the Court. Document filed by FTC Capital GMBH.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Lovell, Christopher)
October 4, 2013 Filing 444 LETTER addressed to Judge Naomi Reice Buchwald from Steven Wolowitz dated October 4, 2013 re: Response to Exchange-Based Plaintiffs' Letter dated September 18, 2013. Document filed by Societe Generale.(Wolowitz, Steven)
October 4, 2013 Filing 443 LETTER addressed to Judge Naomi Reice Buchwald from Robert F. Wise, Jr. dated 10/4/13 re: On Behalf of All Defendants in Response to Letters Dated 9/18/13 to your Honor from Counsel for the OTC and Exchange Based Plaintiffs. Document filed by BBA Enterprises, Ltd., BBA Libor, Ltd, BNP Paribas S.A., Bank Of America Corporation, Bank Of America Securities LLC, Bank of America Corp., Bank of America Corporation, Bank of America N.A., Bank of America, N.A., Bank of Nova Scotia, Bank of Tokyo-Mistsubishi UFJ, Bank of Tokyo-Mitsubishi UFJ Ltd, Bank of Tokyo-Mitsubishi UFJ Ltd., Barclays Bank PLC, Barclays Bank Plc,, Barclays Bank Plc., Barclays Bank plc, Barclays Capital Inc., Barclays PLC, Barclays U.S. Funding LLC, Barklays Bank Plc, British Bankers' Association, Centrale Raiffeisen-Berenleenbank B.A., Chase Bank USA, N.A., Chase Bank USA, NA, Citibank N.A., Citibank NA, Citibank, N.A., Citigroup Inc, Citigroup, Inc., Citiigroup Global Markets Inc., Citizens Bank of Massachusetts, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Cooperative Centrale Raiffeisen-Boernleenbank B.A., Cooperative Centrale Raiffeisenboernleenbank B.A., Coperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Argicole, S.A., Credit Suisse Group AG, Credit Suisse Group, AG, Credit Suisse Group, NA, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Financial LLC, Deutsche Bank Securities Inc., Does 1-10, Inclusive, HBOS PLC, HBOS Plc., HSBC Bank PLC, HSBC Bank Plc., HSBC Bank USA, N.A., HSBC Holding plc, HSBC Holdings PLC, HSBC Holdings plc., HSBC Securities (USA) Inc., J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Clearing Corp., JP Morgan Chase & Co., JPMorgan & Co., JPMorgan Chase & Co, JPMorgan Chase & Co., JPMorgan Chase Bank, JPMorgan Chase Bank N.A., JPMorgan Chase Bank National Association, JPMorgan Chase Bank, National Association, John Does 1-5, Lloyds Banking Group PLC, Lloyds Banking Group PLS, Lloyds Banking Group plc., Lloyds TSB Bank PLC, Mr. JPMorgan Chase Bank, N.A., Stephanie Nagel, National Association, National Collegiate Trust, Norinchukin Bank, Portigon AG, RBS Citizens, N.A., RBS Citizens, N.A. (f/k/a Citizens Bank of Massachusetts), Rabobank Group, Royal Bank of Canada, Royal Bank of Scotland, Royal Bank of Scotland Group plc, Societe General, Royal Bank of Canada, Societe Generale, Sumitomo Mitsui Banking Corp., The Bank of Tokyo Mitsubishi UFJ Ltd., The Bank of Tokyo-Mitsubishi UFJ Ltd., The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, The Royal Bank of Canada, The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland Group Plc., The Royal Bank of Scotland Group plc, The Royal Bank of Scotland, Plc, UBS AG, UBS AG, Royal Bank of Scotland Group PLC, UBS Securities LLC, WestDeutsche Immobilienbank AG, WestLB AG.(Wise, Robert)
October 4, 2013 Filing 442 LETTER addressed to Judge Naomi Reice Buchwald from Jeffrey T. Scott dated October 4, 2013 re: Response to Exchange-Based Plaintiffs' Letter dated September 18, 2013. Document filed by Barclays Bank PLC.(Scott, Jeffrey)
October 4, 2013 Filing 441 LETTER addressed to Judge Naomi Reice Buchwald from David E. Kovel and Christopher Lovell dated October 4, 2013 re: courtesy copies of Plaintiffs Reply Memorandum of Law In Further Support of Their Motion for Reconsideration of the Courts August 23, 2013 Memorandum and Order. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.(Kovel, David)
October 4, 2013 Filing 440 NOTICE OF APPEARANCE by Paul Christopher Gluckow on behalf of JPMorgan Chase & Co., JPMorgan Chase Bank N.A.. (Gluckow, Paul)
October 3, 2013 Filing 439 REPLY MEMORANDUM OF LAW in Support re: # 396 MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Kovel, David)
October 2, 2013 Filing 437 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL... transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of California, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 10/2/2013) (sjo)
October 2, 2013 Filing 436 NOTICE of Withdrawal as Counsel of Juan A. Arteaga. Document filed by JPMorgan Chase & Co., JPMorgan Chase Bank N.A.. (Mason, Omari)
September 30, 2013 Filing 438 CORRECTED SECOND AMENDED COMPLAINT amending # 407 Amended Complaint,,,, against Bank of America Corporation, Bank of America N.A., Barklays Bank Plc, Citibank, N.A., Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, HSBC Holdings PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., John Does 1-5, Lloyds Banking Group PLC, Lloyds TSB Bank PLC, Royal Bank of Canada, Societe Generale, The Bank of Tokyo Mitsubishi UFJ Ltd., The Norinchukin Bank, UBS AG, Royal Bank of Scotland Group PLC, WestDeutsche Immobilienbank AG, WestLB AG with JURY DEMAND.Document filed by FTC Futures Fund SICAV, 303030 Trading LLC, Gary Francis, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, Nathaniel Haynes, Metzler Investment GmbH. Related document: # 407 Amended Complaint,,,, filed by 303030 Trading LLC, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, Gary Francis, Metzler Investment GmbH, Nathaniel Haynes, FTC Futures Fund SICAV. (Attachments: # 1 Part 2)(mro)
September 30, 2013 Filing 435 LETTER addressed to Judge Naomi Reice Buchwald from David E. Kovel and Christopher Lovell dated September 30, 2013 re: Defendants' Letter dated September 20, 2013. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.(Kovel, David)
September 30, 2013 Filing 434 LETTER addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated September 30, 2013 re: repleading antitrust claim. Document filed by Mayor and City Council of Baltimore. (Attachments: # 1 Exhibit A)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Ard, Seth)
September 30, 2013 Opinion or Order Filing 433 MEMO ENDORSEMENT on re: (408 in 1:11-md-02262-NRB) Letter, filed by 303030 Trading LLC, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, Metzler Investment GmbH, Gary Francis, Nathaniel Haynes, FTC Capital GMBH, FTC Futures Fund SICAV. ENDORSEMENT: The Corrected Second Amended Complaint may be filed. So ordered. (Signed by Judge Naomi Reice Buchwald on 9/27/2013) (mro)
September 30, 2013 Opinion or Order Filing 432 STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED by and between the undersigned counsel for the Exchange-Based Plaintiffs and the undersigned counsel for defendant Societe Generale that: 1. Societe Generale was added as a defendant to Exchange-Based Plaintiffs' Second Amended Consolidated Class Action Complaint, dated September 10, 2013, following the Court's August 23, 2013 memorandum and order granting Exchange-Based Plaintiffs leave to do so. Exchange Based Plaintiffs subsequently filed a [Corrected] Second Amended Consolidated Class Action Complaint, dated September 16, 2013 ("Second Amended Complaint"). 2. Societe Generale's joining in Defendants' Motion for Reconsideration of March 29, 2013 Order on Motion to Dismiss shall be without prejudice to or waiver of Societe Generale's right to seek leave from the Court to file its own motion to dismiss the Second Amended Complaint. 3. Societe Generale's joining in Defendants' Motion for Leave to File Renewed Motion to Dismiss the Exchange-Based Plaintiffs' Period 2 CEA Claims shall be without prejudice to or waiver of Societe Generale's right to seek leave to file its own motion to dismiss the Second Amended Complaint. 4. The parties will endeavor to submit a joint proposed briefing schedule in connection with Societe Generale's anticipated motion for leave to file motion to dismiss the Second Amended Complaint, and/or to otherwise work with the Court to achieve scheduling efficiency in light of the other motions pending in this action. (Signed by Judge Naomi Reice Buchwald on 9/27/2013) (mro) Modified on 9/30/2013 (mro).
September 27, 2013 Filing 431 LETTER addressed to Judge Naomi Reice Buchwald from Robert F. Wise, Jr. dated September 27, 2013 re: Pre-Motion Conference. Document filed by Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd., Barclays PLC, Citibank, N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS plc, HSBC Bank plc, HSBC Holdings plc, JPMorgan Chase & Co., JPMorgan Chase Bank N.A., Lloyds Banking Group plc, Portigon AG, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, UBS AG.(Wise, Robert)
September 25, 2013 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: # 429 Notice of Appeal. (tp)
September 25, 2013 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for # 112 Notice of Appearance filed by AVP Properties, LLC, # 361 Notice of Appearance filed by Barclays Capital Inc., Barclays U.S. Funding LLC, Barclays Bank PLC, Barclays PLC, # 191 MOTION for Gary R. Spratling to Appear Pro Hac Vice filed by UBS AG, # 139 Rule 7.1 Corporate Disclosure Statement, filed by Bank of Tokyo-Mitsubishi UFJ Ltd, Bank of Tokyo-Mitsubishi UFJ, # 31 Order on Motion to Appear Pro Hac Vice, # 233 Notice of Voluntary Dismissal, # 7 MOTION to Appoint Counsel Hausfeld LLP and Susman Godfrey L.L.P. as Interim Class Counsel filed by Mayor and City Council of Baltimore, # 86 Notice of Appearance, filed by Citibank, N.A., CitiGroup Inc., Citigroup Global Markets Inc., Citibank NA, Citigroup, Inc., Citigroup Funding, Inc., # 98 Order on Motion to Appear Pro Hac Vice, # 408 Letter, filed by 303030 Trading LLC, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, Metzler Investment GmbH, Gary Francis, Nathaniel Haynes, FTC Capital GMBH, FTC Futures Fund SICAV, # 250 MOTION for Arthur W. Hahn to Appear Pro Hac Vice (Corrected) . Motion and supporting papers to be reviewed by Clerk's Office staff filed by Royal Bank of Canada, # 66 Order, # 122 Notice of Appearance filed by Citigroup Global Markets Inc., Citibank NA, Citiigroup Global Markets Inc., # 18 Reply Memorandum of Law in Support of Motion, filed by Carpenters Pension Fund of West Virginia, Ravan Investments, LLC, City of Dania Beach Police & Firefighters' Retirement System, FTC Capital GMBH, # 95 MOTION for Thomas J. Undlin to Appear Pro Hac Vice filed by City of New Britain Firefighters' and Police Benefit Fund, # 341 MOTION for Leave to File Second Amended Complaint Notice of Exchange-Based Plaintiffs' Motion for Leave to Amend as to Commodity Exchange Act Claims and File the Second Amended Consolidated Class Action Complaint filed by 303030 Trading LLC, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, Gary Francis, Metzler Investment GmbH, FTC Capital GMBH, Nathaniel Haynes, FTC Futures Fund SICAV, # 76 MOTION for Alan M. Wiseman to Appear Pro Hac Vice filed by Citibank NA, # 61 Declaration in Support of Motion, filed by City of New Britain Firefighters' and Police Benefit Fund, # 166 Memorandum of Law in Support of Motion, filed by Bank of America Corporation, Citibank, N.A., CitiGroup Inc., JP Morgan Chase & Co., HSBC Bank PLC, HSBC Holdings PLC, HBOS plc, Bank of Tokyo-Mitsubishi UFJ, HSBC Bank plc, J.P. Morgan Chase & Co., Cooperatieve Centrale Raiffeisen-Boerenleen Bank B.A., WESTLB AG, Credit Suisse Group AG, The Norinchukin Bank, WestLB AG, JPMorgan Chase Bank, N.A., Royal Bank of Canada, HBOS PLC, JPMorgan Chase Bank National Association, Deutsche Bank AG, Bank of Tokyo-Mitsubishi UFJ Ltd, Royal Bank of Scotland Group plc, Citibank NA, Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., HSBC Holdings plc., The Royal Bank of Scotland Group plc, Westlb AG, Lloyds Banking Group plc, HSBC Holdings plc, Bank of America, N.A., JPMorgan Chase Bank, National Association, Citigroup, Inc., HBOS Plc, Lloyds Banking Group PLC, # 304 Rule 7.1 Corporate Disclosure Statement, filed by RBS Citizens, N.A. (f/k/a Citizens Bank of Massachusetts), # 54 Notice of Appearance filed by City of New Britain Firefighters' and Police Benefit Fund, # 89 Order, # 100 Notice of Appearance filed by AVP Properties, LLC, # 406 Amended Complaint, filed by Texas Competitive Electric Holdings Company LLC, Mayor and City Council of Baltimore, City of New Britain Firefighters' and Police Benefit Fund, # 236 Order on Motion to Appear Pro Hac Vice, # 330 MOTION for Leave to File Second Amended Complaint Notice of Exchange-Based Plaintiffs' Motion for Leave to Amend as to Antitrust Claims and File the Second Amended Consolidated Class Action Complaint filed by 303030 Trading LLC, Gary Francis, FTC Capital GMBH, Atlantic Trading USA, LLC, FTC Futures Fund SICAV, FTC Futures Fund PCC Ltd, Metzler Investment GmbH, Nathaniel Haynes, # 363 Declaration in Opposition to Motion, filed by Barclays PLC, # 317 Letter, # 376 Reply Memorandum of Law in Support of Motion filed by City of New Britain Firefighters' and Police Benefit Fund, # 285 MOTION for Daniel Robert Sterrett to Appear Pro Hac Vice (corrected) . Motion and supporting papers to be reviewed by Clerk's Office staff MOTION for Daniel Robert Sterrett to Appear Pro Hac Vice (corrected) . Motion and supporting papers to be reviewed by Clerk's Office staff MOTION for Daniel Robert Sterrett to Appear Pro Hac Vice (corrected) . Motion and supporting papers to be reviewed by Clerk's Office staff filed by County of San Diego, City of Richmond, San Mateo Couty Joint Powers Financing Authority, The Richmond Joint Powers Financing Authority, City of Riverside, Successor Agency to the Richmond Community Redevelopment Agency, County of San Mateo, East Bay Municipal Utility District, The Riverside Public Financing Authority, # 78 MOTION for Pre-Trial Order No. 1 filed by Mayor and City Council of Baltimore, # 257 MOTION for STEVEN J. GREENFOGEL to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8216622. Motion and supporting papers to be reviewed by Clerk's Office staff filed by 33-35 Green Pond Road Associates, LLC, # 105 Notice of Appearance filed by Deutsche Bank Securities Inc., Deutsche Bank Financial LLC, Deutsche Bank AG, # 240 Notice of Change of Address, filed by Todd Augenbaum, Elizabeth Lieberman, # 192 Notice of Appearance filed by Ravan Investments, LLC, # 16 Notice of Appearance filed by Mayor and City Council of Baltimore, # 373 Memo Endorsement, # 355 MDL Conditional Transfer In Order, # 124 Notice of Appearance filed by Citigroup Global Markets Inc., Citiigroup Global Markets Inc., Citibank NA, # 427 Memorandum of Law in Opposition to Motion, filed by Barclays Bank PLC, # 404 Letter, filed by 303030 Trading LLC, Carpenters Pension Fund of West Virginia, Schwab Value Advantage Money Fund, AVP Properties, LLC, Schwab Yieldplus Fund, Gary Francis, City of Dania Beach Police & Firefighters' Retirement System, FTC Capital GMBH, Schwab Money Market Fund, The Charles Schwab Corporation, Schwab Retirement Advantage Money Fund, Schwab Total Bond Market Fund, Schwab Investor Money Fund, Ellen Gelboim, Schwab Yieldplus Fund Liquidation Trust, Atlantic Trading USA, LLC, FTC Futures Fund SICAV, FTC Futures Fund PCC Ltd, Schwab Advisor Cash Reserves, Jeffrey Laydon, Schwab Short-Term Bond Market Fund, Richard Hershey, Mayor and City Council of Baltimore, Metzler Investment GmbH, Nathaniel Haynes, Linda Zacher, City of New Britain Firefighters' and Police Benefit Fund, Ravan Investments, LLC, Schwab Cash Reserves, Charles Schwab & Co., Inc., Schwab U.S. Dollar Liquid Assets Fund, Charles Schwab Bank, N.A., Roberto E. Calle Gracey, # 163 Notice of Appearance filed by Credit Suisse Securities (USA) LLC, Credit Suisse Group, NA, Credit Suisse Group AG, # 333 MOTION to Amend/Correct Consolidated Second Amended Complaint filed by Mayor and City Council of Baltimore, City of New Britain Firefighters' and Police Benefit Fund, # 221 MOTION for Joshua B. Silverman to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7835121. Motion and supporting papers to be reviewed by Clerk's Office staff filed by The Berkshire Bank, # 337 Order on Motion to Appear Pro Hac Vice, # 358 Order on Motion to Withdraw as Attorney, # 64 Notice of Appearance, filed by HBOS plc, Lloyds TSB Bank PLC, HBOS PLC, Bank of Scotland PLC, Lloyds Banking Group plc, HBOS Plc, Lloyds Banking Group PLC, # 265 Response filed by 33-35 Green Pond Road Associates, LLC, Courtyard at Amwell II, LLC, # 119 Notice of Change of Address, filed by WestLB AG, Westlb AG, # 55 Notice of Appearance filed by Deutsche Bank Securities Inc., Deutsche Bank Financial LLC, Deutsche Bank AG, # 303 Rule 7.1 Corporate Disclosure Statement, filed by The Royal Bank of Scotland, Plc, # 137 Notice of Appearance filed by Bank of Tokyo-Mitsubishi UFJ, Bank of Tokyo-Mitsubishi UFJ Ltd, # 232 Reply Memorandum of Law in Support of Motion filed by UBS AG, # 424 Notice of Filing Transcript, # 227 Reply Memorandum of Law in Support of Motion, filed by Bank of America Corporation, HSBC Bank PLC, HSBC Holding plc, HBOS plc, HSBC Bank plc, J.P. Morgan Chase & Co., Credit Suisse Group AG, The Norinchukin Bank, WestLB AG, Royal Bank of Canada, HBOS PLC, J.P. Morgan Chase Bank, N.A., Deutsche Bank AG, Bank of Tokyo-Mitsubishi UFJ Ltd, Royal Bank of Scotland Group plc, Citibank NA, Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Lloyds Banking Group plc, Westlb AG, Bank of America, N.A., HBOS Plc, Lloyds Banking Group PLC, # 159 Notice of Appearance filed by Barclays Bank Plc, # 69 Notice of Change of Address, filed by City of New Britain Firefighters' and Police Benefit Fund, # 42 Response in Support of Motion, filed by Roberto E Calle Gracey, FTC Capital GMBH, # 245 Notice of Change of Address filed by AVP Properties, LLC, # 409 Notice of Appeal, filed by Ellen Gelboim, Linda Zacher, # 294 Notice of Change of Address, filed by Todd Augenbaum, Elizabeth Lieberman, # 400 Notice of Appearance, filed by Principal Financial Services, Inc., Principal Life Insurance Company, Principal Commercial Funding, LLC, Principal Commercial Funding II, LLC, Principal Capital Interest Only I, LLC, Principal Financial Group, Inc., Principal Real Estate Investors, LLC, # 302 Notice of Appearance filed by The Royal Bank of Scotland, Plc, RBS Citizens, N.A. (f/k/a Citizens Bank of Massachusetts), # 102 Notice of Appearance filed by 303030 Trading LLC, # 291 MDL Conditional Transfer In Order, # 375 Reply Memorandum of Law in Support of Motion, filed by City of New Britain Firefighters' and Police Benefit Fund, # 43 Notice (Other), Notice (Other) filed by Jeffrey Laydon, Richard Hershey, # 208 Memorandum of Law in Opposition to Motion, filed by 303030 Trading LLC, Gary Francis, Atlantic Trading USA, LLC, FTC Futures Fund SICAV, FTC Futures Fund PCC Ltd, Metzler Investment GmbH, Nathaniel Haynes, # 181 Response, filed by Bank of America Corporation, J.P. Morgan Chase & Co., Citibank NA, Citigroup Inc, JPMorgan
September 24, 2013 Filing 430 LETTER addressed to Judge Naomi Reice Buchwald from Robert F. Wise, Jr. dated September 24, 2013 re: Response to the Exchange-Based Plaintiffs' Letter, dated September 10, 2013. Document filed by Bank Of America Corporation, Bank of America N.A., Bank of Tokyo-Mistsubishi UFJ, Barclays PLC, Citibank, N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS plc, HSBC Bank plc, HSBC Holdings plc, J.P. Morgan Chase Bank, N.A., JP Morgan Chase & Co., Lloyds Banking Group plc, Portigon AG, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, UBS AG.(Wise, Robert)
September 24, 2013 Filing 429 JOINT NOTICE OF APPEAL from # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,. Document filed by Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust, The Charles Schwab Corporation. Filing fee $ 455.00, receipt number 0208-8902473. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. (Fineman, Steven)
September 23, 2013 Filing 428 MOTION to Strike Document No. # 398 Declaration of David E. Kovel . Document filed by Barclays Bank PLC.(Scott, Jeffrey)
September 23, 2013 Filing 427 MEMORANDUM OF LAW in Opposition re: # 396 MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,. Document filed by Barclays Bank PLC. (Scott, Jeffrey)
September 23, 2013 Filing 426 LETTER addressed to Judge Naomi Reice Buchwald from Jeffrey T. Scott dated Sept. 23, 2013 re: Rule 2E Letter re: (1) Defendants' Opposition to Exchange-Based Plaintiffs' Reconsideration Motion, and (2) Defendants' Motion to Strike. Document filed by Barclays Bank PLC.(Scott, Jeffrey)
September 23, 2013 Filing 425 LETTER addressed to Judge Naomi Reice Buchwald from Steven Wolowitz dated 9/23/2013 re: Stipulation between Exchange-Based Plaintiffs and Societe Generale. Document filed by Societe Generale. (Attachments: # 1 Exhibit)(Wolowitz, Steven)
September 23, 2013 Filing 424 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a MOTION proceeding held on 8/8/13 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
September 23, 2013 Filing 423 TRANSCRIPT of Proceedings re: MOTION held on 8/8/2013 before Judge Naomi Reice Buchwald. Court Reporter/Transcriber: Steven Griffing, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 10/18/2013. Redacted Transcript Deadline set for 10/28/2013. Release of Transcript Restriction set for 12/26/2013.(McGuirk, Kelly)
September 20, 2013 Filing 422 LETTER addressed to Judge Naomi Reice Buchwald from Robert F. Wise, Jr. dated September 20, 2013 re: Second Amended Consolidated Class Action Complaint. Document filed by Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mistsubishi UFJ, Barclays PLC, Citibank, N.A., Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS plc, HSBC Bank plc, HSBC Holdings plc, J.P. Morgan Chase Bank, N.A., JP Morgan Chase & Co., Lloyds Banking Group plc, Portigon AG, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, UBS AG.(Wise, Robert)
September 20, 2013 Filing 421 LETTER addressed to Judge Naomi Reice Buchwald from Robert F. Wise, Jr. dated September 20, 2013 re: Rule 2D. Document filed by Bank Of America Corporation, Bank of America, N.A., Citibank, N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS plc, HSBC Bank plc, HSBC Holdings plc, JP Morgan Chase & Co., JPMorgan Chase Bank N.A., Lloyds Banking Group plc, Portigon AG, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank.(Wise, Robert)
September 20, 2013 Filing 420 SUPPLEMENTAL MEMORANDUM OF LAW in Support re: # 418 MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,. Document filed by Credit Suisse Group AG, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank. (Libow, Daryl)
September 20, 2013 Filing 419 MEMORANDUM OF LAW in Support re: # 418 MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,. Document filed by UBS AG. (Sullivan, Peter)
September 20, 2013 Filing 418 MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,, NOTICE OF MOTION FOR RECONSIDERATION OF MARCH 29, 2013 ORDER ON MOTION TO DISMISS . Document filed by UBS AG.(Sullivan, Peter)
September 20, 2013 Filing 417 LETTER addressed to Judge Naomi Reice Buchwald from Jeffrey T. Scott dated September 20, 2013 re: Leave to File Renewed Motion to Dismiss Exchange-Based Plaintiffs' Period 2 CEA Claims. Document filed by Barclays Bank PLC. (Attachments: # 1 Appendix Notice of Defendants' Renewed Motion to Dismiss, # 2 Appendix Memorandum in Support of Motion, # 3 Appendix Declaration of Matthew J. Porpora in Support of Motion, # 4 Exhibit Exhibits to Declaration of Matthew J. Porpora)(Scott, Jeffrey)
September 18, 2013 Filing 416 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell dated September 18, 2013 re: Pre-motion conference. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.(Lovell, Christopher)
September 18, 2013 Filing 415 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell dated September 18, 2013 re: Request for pre-motion conference. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.(Lovell, Christopher)
September 18, 2013 Filing 414 LETTER MOTION for Conference addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated September 18, 2013. Document filed by Mayor and City Council of Baltimore.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Ard, Seth)
September 18, 2013 Filing 413 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Societe Generale.(Wolowitz, Steven)
September 18, 2013 Filing 412 NOTICE OF APPEARANCE by Andrew Jonathan Calica on behalf of Societe Generale. (Calica, Andrew)
September 18, 2013 Filing 411 NOTICE OF APPEARANCE by Henninger Simons Bullock on behalf of Societe Generale. (Bullock, Henninger)
September 18, 2013 Filing 410 NOTICE OF APPEARANCE by Steven Wolowitz on behalf of Societe Generale. (Wolowitz, Steven)
September 17, 2013 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for # 409 Notice of Appeal, filed by Ellen Gelboim, Linda Zacher, # 112 Notice of Appearance filed by AVP Properties, LLC, # 361 Notice of Appearance filed by Barclays Capital Inc., Barclays U.S. Funding LLC, Barclays Bank PLC, Barclays PLC, # 191 MOTION for Gary R. Spratling to Appear Pro Hac Vice filed by UBS AG, # 139 Rule 7.1 Corporate Disclosure Statement, filed by Bank of Tokyo-Mitsubishi UFJ Ltd, Bank of Tokyo-Mitsubishi UFJ, # 31 Order on Motion to Appear Pro Hac Vice, # 233 Notice of Voluntary Dismissal, # 7 MOTION to Appoint Counsel Hausfeld LLP and Susman Godfrey L.L.P. as Interim Class Counsel filed by Mayor and City Council of Baltimore, # 86 Notice of Appearance, filed by Citibank, N.A., CitiGroup Inc., Citigroup Global Markets Inc., Citibank NA, Citigroup, Inc., Citigroup Funding, Inc., # 98 Order on Motion to Appear Pro Hac Vice, # 408 Letter, filed by 303030 Trading LLC, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, Metzler Investment GmbH, Gary Francis, Nathaniel Haynes, FTC Capital GMBH, FTC Futures Fund SICAV, # 250 MOTION for Arthur W. Hahn to Appear Pro Hac Vice (Corrected). Motion and supporting papers to be reviewed by Clerk's Office staff filed by Royal Bank of Canada, # 66 Order, # 122 Notice of Appearance filed by Citigroup Global Markets Inc., Citibank NA, Citiigroup Global Markets Inc., # 18 Reply Memorandum of Law in Support of Motion, filed by Carpenters Pension Fund of West Virginia, Ravan Investments, LLC, City of Dania Beach Police & Firefighters' Retirement System, FTC Capital GMBH, # 95 MOTION for Thomas J. Undlin to Appear Pro Hac Vice filed by City of New Britain Firefighters' and Police Benefit Fund, # 341 MOTION for Leave to File Second Amended Complaint Notice of Exchange-Based Plaintiffs' Motion for Leave to Amend as to Commodity Exchange Act Claims and File the Second Amended Consolidated Class Action Complaint filed by 303030 Trading LLC, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, Gary Francis, Metzler Investment GmbH, FTC Capital GMBH, Nathaniel Haynes, FTC Futures Fund SICAV, # 76 MOTION for Alan M. Wiseman to Appear Pro Hac Vice filed by Citibank NA, # 61 Declaration in Support of Motion, filed by City of New Britain Firefighters' and Police Benefit Fund, # 166 Memorandum of Law in Support of Motion, filed by Bank of America Corporation, Citibank, N.A., CitiGroup Inc., JP Morgan Chase & Co., HSBC Bank PLC, HSBC Holdings PLC, HBOS plc, Bank of Tokyo-Mitsubishi UFJ, HSBC Bank plc, J.P. Morgan Chase & Co., Cooperatieve Centrale Raiffeisen-Boerenleen Bank B.A., WESTLB AG, Credit Suisse Group AG, The Norinchukin Bank, WestLB AG, JPMorgan Chase Bank, N.A., Royal Bank of Canada, HBOS PLC, JPMorgan Chase Bank National Association, Deutsche Bank AG, Bank of Tokyo-Mitsubishi UFJ Ltd, Royal Bank of Scotland Group plc, Citibank NA, Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., HSBC Holdings plc., The Royal Bank of Scotland Group plc, Westlb AG, Lloyds Banking Group plc, HSBC Holdings plc, Bank of America, N.A., JPMorgan Chase Bank, National Association, Citigroup, Inc., HBOS Plc, Lloyds Banking Group PLC, # 304 Rule 7.1 Corporate Disclosure Statement, filed by RBS Citizens, N.A. (f/k/a Citizens Bank of Massachusetts), # 54 Notice of Appearance filed by City of New Britain Firefighters' and Police Benefit Fund, # 89 Order, # 100 Notice of Appearance filed by AVP Properties, LLC, # 406 Amended Complaint, filed by Texas Competitive Electric Holdings Company LLC, Mayor and City Council of Baltimore, City of New Britain Firefighters' and Police Benefit Fund, # 236 Order on Motion to Appear Pro Hac Vice, # 330 MOTION for Leave to File Second Amended Complaint Notice of Exchange-Based Plaintiffs' Motion for Leave to Amend as to Antitrust Claims and File the Second Amended Consolidated Class Action Complaint filed by 303030 Trading LLC, Gary Francis, FTC Capital GMBH, Atlantic Trading USA, LLC, FTC Futures Fund SICAV, FTC Futures Fund PCC Ltd, Metzler Investment GmbH, Nathaniel Haynes, # 363 Declaration in Opposition to Motion, filed by Barclays PLC, # 317 Letter, # 376 Reply Memorandum of Law in Support of Motion filed by City of New Britain Firefighters' and Police Benefit Fund, # 285 MOTION for Daniel Robert Sterrett to Appear Pro Hac Vice (corrected). Motion and supporting papers to be reviewed by Clerk's Office staff MOTION for Daniel Robert Sterrett to Appear Pro Hac Vice (corrected). Motion and supporting papers to be reviewed by Clerk's Office staff MOTION for Daniel Robert Sterrett to Appear Pro Hac Vice (corrected). Motion and supporting papers to be reviewed by Clerk's Office staff filed by County of San Diego, City of Richmond, San Mateo Couty Joint Powers Financing Authority, The Richmond Joint Powers Financing Authority, City of Riverside, Successor Agency to the Richmond Community Redevelopment Agency, County of San Mateo, East Bay Municipal Utility District, The Riverside Public Financing Authority, # 78 MOTION for Pre-Trial Order No. 1 filed by Mayor and City Council of Baltimore, # 257 MOTION for STEVEN J. GREENFOGEL to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8216622. Motion and supporting papers to be reviewed by Clerk's Office staff filed by 33-35 Green Pond Road Associates, LLC, # 105 Notice of Appearance filed by Deutsche Bank Securities Inc., Deutsche Bank Financial LLC, Deutsche Bank AG, # 240 Notice of Change of Address, filed by Todd Augenbaum, Elizabeth Lieberman, # 192 Notice of Appearance filed by Ravan Investments, LLC, # 16 Notice of Appearance filed by Mayor and City Council of Baltimore, # 373 Memo Endorsement, # 355 MDL Conditional Transfer In Order, # 124 Notice of Appearance filed by Citigroup Global Markets Inc., Citiigroup Global Markets Inc., Citibank NA, # 427 Memorandum of Law in Opposition to Motion, filed by Barclays Bank PLC, # 404 Letter, filed by 303030 Trading LLC, Carpenters Pension Fund of West Virginia, Schwab Value Advantage Money Fund, AVP Properties, LLC, Schwab Yieldplus Fund, Gary Francis, City of Dania Beach Police & Firefighters' Retirement System, FTC Capital GMBH, Schwab Money Market Fund, The Charles Schwab Corporation, Schwab Retirement Advantage Money Fund, Schwab Total Bond Market Fund, Schwab Investor Money Fund, Ellen Gelboim, Schwab Yieldplus Fund Liquidation Trust, Atlantic Trading USA, LLC, FTC Futures Fund SICAV, FTC Futures Fund PCC Ltd, Schwab Advisor Cash Reserves, Jeffrey Laydon, Schwab Short-Term Bond Market Fund, Richard Hershey, Mayor and City Council of Baltimore, Metzler Investment GmbH, Nathaniel Haynes, Linda Zacher, City of New Britain Firefighters' and Police Benefit Fund, Ravan Investments, LLC, Schwab Cash Reserves, Charles Schwab & Co., Inc., Schwab U.S. Dollar Liquid Assets Fund, Charles Schwab Bank, N.A., Roberto E. Calle Gracey, # 163 Notice of Appearance filed by Credit Suisse Securities (USA) LLC, Credit Suisse Group, NA, Credit Suisse Group AG, # 333 MOTION to Amend/Correct Consolidated Second Amended Complaint filed by Mayor and City Council of Baltimore, City of New Britain Firefighters' and Police Benefit Fund, # 221 MOTION for Joshua B. Silverman to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7835121. Motion and supporting papers to be reviewed by Clerk's Office staff filed by The Berkshire Bank, # 337 Order on Motion to Appear Pro Hac Vice, # 358 Order on Motion to Withdraw as Attorney, # 64 Notice of Appearance, filed by HBOS plc, Lloyds TSB Bank PLC, HBOS PLC, Bank of Scotland PLC, Lloyds Banking Group plc, HBOS Plc, Lloyds Banking Group PLC, # 265 Response filed by 33-35 Green Pond Road Associates, LLC, Courtyard at Amwell II, LLC, # 119 Notice of Change of Address, filed by WestLB AG, Westlb AG, # 55 Notice of Appearance filed by Deutsche Bank Securities Inc., Deutsche Bank Financial LLC, Deutsche Bank AG, # 303 Rule 7.1 Corporate Disclosure Statement, filed by The Royal Bank of Scotland, Plc, # 137 Notice of Appearance filed by Bank of Tokyo-Mitsubishi UFJ, Bank of Tokyo-Mitsubishi UFJ Ltd, # 232 Reply Memorandum of Law in Support of Motion filed by UBS AG, # 424 Notice of Filing Transcript, # 227 Reply Memorandum of Law in Support of Motion, filed by Bank of America Corporation, HSBC Bank PLC, HSBC Holding plc, HBOS plc, HSBC Bank plc, J.P. Morgan Chase & Co., Credit Suisse Group AG, The Norinchukin Bank, WestLB AG, Royal Bank of Canada, HBOS PLC, J.P. Morgan Chase Bank, N.A., Deutsche Bank AG, Bank of Tokyo-Mitsubishi UFJ Ltd, Royal Bank of Scotland Group plc, Citibank NA, Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Lloyds Banking Group plc, Westlb AG, Bank of America, N.A., HBOS Plc, Lloyds Banking Group PLC, # 159 Notice of Appearance filed by Barclays Bank Plc, # 69 Notice of Change of Address, filed by City of New Britain Firefighters' and Police Benefit Fund, # 42 Response in Support of Motion, filed by Roberto E Calle Gracey, FTC Capital GMBH, # 245 Notice of Change of Address filed by AVP Properties, LLC, # 294 Notice of Change of Address, filed by Todd Augenbaum, Elizabeth Lieberman, # 400 Notice of Appearance, filed by Principal Financial Services, Inc., Principal Life Insurance Company, Principal Commercial Funding, LLC, Principal Commercial Funding II, LLC, Principal Capital Interest Only I, LLC, Principal Financial Group, Inc., Principal Real Estate Investors, LLC, # 302 Notice of Appearance filed by The Royal Bank of Scotland, Plc, RBS Citizens, N.A. (f/k/a Citizens Bank of Massachusetts), # 102 Notice of Appearance filed by 303030 Trading LLC, # 291 MDL Conditional Transfer In Order, # 375 Reply Memorandum of Law in Support of Motion, filed by City of New Britain Firefighters' and Police Benefit Fund, # 43 Notice (Other), Notice (Other) filed by Jeffrey Laydon, Richard Hershey, # 208 Memorandum of Law in Opposition to Motion, filed by 303030 Trading LLC, Gary Francis, Atlantic Trading USA, LLC, FTC Futures Fund SICAV, FTC Futures Fund PCC Ltd, Metzler Investment GmbH, Nathaniel Haynes, # 181 Response, filed by Bank of America Corporation, J.P. Morgan Chase & Co., Citibank NA, Citigroup Inc, JPMorgan Chas
September 17, 2013 Filing 409 NOTICE OF APPEAL from (389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB, 389 in 1:11-md-02262-NRB) Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,, (43 in 1:12-cv-01025-NRB, 43 in 1:12-cv-01025-NRB) Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, (286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB, 286 in 1:11-md-02262-NRB) Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,, (199 in 1:11-md-02262-NRB) Endorsed Letter,,,, (47 in 1:12-cv-01025-NRB) Order,,,,,,,,,,,,,,,,,,,. Document filed by Ellen Gelboim, Linda Zacher. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-01025-NRB(Weinstein, David)
September 17, 2013 Filing 408 LETTER addressed to Judge Naomi Reice Buchwald from David E. Kovel and Christopher Lovell dated 09/16/2013 re: Exchange-Based Plaintiffs Corrected Second Amended Consolidated Class Action Complaint. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.(Kovel, David)
September 17, 2013 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: (409 in 1:11-md-02262-NRB, 50 in 1:12-cv-01025-NRB) Notice of Appeal. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-01025-NRB(nd)
September 17, 2013 Appeal Fee Paid electronically via Pay.gov: for (409 in 1:11-md-02262-NRB, 50 in 1:12-cv-01025-NRB) Notice of Appeal,. Filing fee $ 455.00. Pay.gov receipt number 0208-8877902, paid on 9/17/2013. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-01025-NRB(nd)
September 12, 2013 Filing 405 NOTICE OF APPEARANCE by Ankush Khardori on behalf of Deutsche Bank AG. (Khardori, Ankush)
September 11, 2013 Filing 404 LETTER addressed to Judge Naomi Reice Buchwald from David E. Kovel and Christopher Lovell dated 09/11/2013 re: explanation of amendments included in Exchange-Based Plaintiffs' Second Amended Consolidated Class Action Complaint. Document filed by 303030 Trading LLC, AVP Properties, LLC, Atlantic Trading USA, LLC, Roberto E. Calle Gracey, Carpenters Pension Fund of West Virginia, Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., City of Dania Beach Police & Firefighters' Retirement System, City of New Britain Firefighters' and Police Benefit Fund, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Ellen Gelboim, Nathaniel Haynes, Richard Hershey, Jeffrey Laydon, Mayor and City Council of Baltimore, Metzler Investment GmbH, Ravan Investments, LLC, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust, The Charles Schwab Corporation, Linda Zacher.(Kovel, David)
September 11, 2013 Filing 403 NOTICE OF APPEARANCE by Alejandra De Urioste on behalf of RBS Citizens, N.A., The Royal Bank of Scotland Group plc, The Royal Bank of Scotland, Plc. (De Urioste, Alejandra)
September 10, 2013 Filing 407 SECOND CONSOLIDATED AMENDED COMPLAINT amending # 134 Amended Complaint,,, against Bank of America Corporation, Bank of America N.A., Barclays Bank PLC, Citibank N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS PLC, HSBC Bank plc, HSBC Holdings plc, JPMorgan Chase & Co, JPMorgan Chase Bank N.A., Lloyds Banking Group PLC, Royal Bank of Canada, Royal Bank of Scotland Group plc, Societe Generale, The Bank of Tokyo Mitsubishi UFJ Ltd., The Norinchukin Bank, UBS AG, WestDeutsche Immobilienbank AG, WestLB AG with JURY DEMAND.Document filed by FTC Futures Fund SICAV, 303030 Trading LLC, Gary Francis, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, Nathaniel Haynes, Metzler Investment GmbH, Lloyds TBS Bank PLC, John Does 1-5. Related document: # 134 Amended Complaint. (Received in the night deposit box on 9/10/13 at 8:07 pm) ***Also docketed in 11cv2613.(mro) (sdi). (Main Document 407 replaced on 9/12/2013) (sdi). (Additional attachment(s) added on 9/12/2013: # 1 Second Amended Complaint part 2) (sdi).
September 10, 2013 Filing 406 SECOND CONSOLIDATED AMENDED COMPLAINT amending # 130 Amended Complaint,, against Bank of America Corporation, Bank of America N.A., Barclays Bank plc, Citibank N.A., Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Credit Suisse International, Deutsche Bank AG, HBOS PLC, HSBC Bank plc, HSBC Holdings PLC, JPMorgan Chase Bank National Association, Lloyds Banking Group plc, Royal Bank of Canada, Societe Generale SA, The Bank of Tokyo Mitsubishi UFJ Ltd., The Norinchukin Bank, The Royal Bank of Scotland Group PLC, UBS AG, WestDeutsche Immobilienbank AG, WestLB AG with JURY DEMAND.Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore, Texas Competitive Electric Holdings Company LLC. Related document: # 130 Amended Complaint,, filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore.(mro) Modified on 9/12/2013 (mro).
September 10, 2013 Filing 402 LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David Kovell dated September 10, 2013 re: Request for pre-motion conference. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.(Lovell, Christopher)
September 10, 2013 Filing 401 NOTICE OF APPEARANCE by Stacey Paige Slaughter on behalf of PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Funds, Inc., Principal Variable Contracts Funds, Inc.. (Slaughter, Stacey)
September 10, 2013 Filing 400 NOTICE OF APPEARANCE by Stacey Paige Slaughter on behalf of Principal Capital Interest Only I, LLC, Principal Commercial Funding II, LLC, Principal Commercial Funding, LLC, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company, Principal Real Estate Investors, LLC. (Slaughter, Stacey)
September 6, 2013 Filing 399 CERTIFICATE OF SERVICE. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Kovel, David)
September 6, 2013 Filing 398 DECLARATION of David Kovel in Support re: # 396 MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Kovel, David)
September 6, 2013 Filing 397 MEMORANDUM OF LAW in Support re: # 396 MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Kovel, David)
September 6, 2013 Filing 396 MOTION for Reconsideration re; # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.(Kovel, David)
September 4, 2013 Filing 468 INTERNET CITATION NOTE: Material from decision with Internet citation re: # 389 Order on Motion for Reconsideration, Order on Motion for Leave to File Document,, Order on Motion to Amend/Correct. (Attachments: # 1 Internet Citation, # 2 Internet Citation, # 3 Internet Citation, # 4 Internet Citation, # 5 Internet Citation, # 6 Internet Citation) (sj)
August 28, 2013 Filing 395 NOTICE OF APPEARANCE by Omari Largos Royter Mason on behalf of JPMorgan Chase & Co., JPMorgan Chase Bank N.A.. (Mason, Omari)
August 28, 2013 Filing 394 NOTICE OF APPEARANCE by Omari Largos Royter Mason on behalf of J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A.. (Mason, Omari)
August 26, 2013 Filing 390 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL (CTO-15) transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of Iowa and Pennsylvania, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 8/26/2013) (sjo)
August 23, 2013 Opinion or Order Filing 393 ORDER in case 1:11-md-02262-NRB; granting in part and denying in part (3) Motion for Inclusion into In Re LIBOR-based Financial Instruments Antitrust Litigation, MDL No. 2262 in case 1:13-cv-00407-NRB. To the extent that plaintiffs seek to be considered a case within the LIBOR MDL, 11 MD 2262 (NRB), rather than as a related case filed in this district, the motion is granted. In all other respects, the motion is denied without prejudice and the case is ordered subject to the continuing stay contained in our Memorandum and Order of August 23, 2013. (Signed by Judge Naomi Reice Buchwald on 8/23/2013) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00407-NRB(ft)
August 23, 2013 Opinion or Order Filing 392 ORDER in case 1:11-md-02262-NRB; granting in part and denying in part (7) Motion to Consolidate Cases 11 MD 2262 (as Lead Case) in case 1:13-cv-00346-NRB. To the extent that plaintiffs seek to be considered a case within the LIBOR MDL, 11 MD 2262 (NRB), rather than as a related case filed in this district, the motion is granted. In all other respects, the motion is denied without prejudice and the case is ordered subject to the continuing stay contained in our Memorandum and Order of August 23, 2013. (Signed by Judge Naomi Reice Buchwald on 8/23/2013) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00346-NRB(ft)
August 23, 2013 Opinion or Order Filing 391 ORDER in case 1:11-md-02262-NRB; granting in part and denying in part (4) Motion to Consolidate Cases 11 MD 2262 (as Lead Case) in case 1:12-cv-07461-NRB. To the extent that plaintiffs seek to be considered a case within the LIBOR MDL, 11 MD 2262 (NRB), rather than as a related case filed in this district, the motion is granted. In all other respects, the motion is denied without prejudice and the case is ordered subject to the continuing stay contained in our Memorandum and Order of August 23, 2013. (Signed by Judge Naomi Reice Buchwald on 8/23/2013) Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-07461-NRB(ft) Modified on 8/26/2013 (ft).
August 23, 2013 Opinion or Order Filing 389 MEMORANDUM AND ORDER denying (296) Motion for Reconsideration; denying (327) Motion for Leave to File Document; denying (330) Motion for Leave to File Document; granting in part and denying in part (333) Motion to Amend/Correct ; denying (341) Motion for Leave to File Document in case 1:11-md-02262-NRB. For the reasons stated above, the exchange-based plaintiffs' motion for interlocutory appeal is denied; the OTC, bondholder, and exchange-based plaintiffs' motions to add allegations with respect to antitrust are denied; the exchange-based plaintiffs' motion to add allegations with respect to trader-based manipulation is denied; BT-MU, Credit Suisse, and Norinchukin's motion for reconsideration is denied without prejudice to a similar motion being filed by defendants that addresses the issues raised herein; and, the OTC plaintiffs motion for leave to reassert their unjust enrichment claim and to add a claim for breach of implied covenant of good faith and fair dealing is granted. By September 10, 2013, the OTC plaintiffs and the exchange-based plaintiffs shall each file a second amended complaint that conforms with the rulings herein. If defendants believe that the new complaints are inconsistent with our rulings, they shall inform us by September 20, 2013. Further, if defendants wish to file a motion for reconsideration on grounds similar to those asserted in BT-MUs, Credit Suisse's, and Norinchukin's motion and which addresses the issues we have raised, they must file such a motion by September 20, 2013. Finally, if defendants intend to move for reconsideration of the March 29 Order on statute of limitations grounds or to make a renewed motion to dismiss with regard to "Period 2" claims, they must seek leave to file such a motion by September 20, 2013. This Memorandum and Order resolves docket entry nos. 296, 316, 327, 330, 333, and 341. (Signed by Judge Naomi Reice Buchwald on 8/23/2013) Filed In Associated Cases: 1:11-md-02262-NRB et al.(ft)
August 22, 2013 Filing 388 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a ARGUMENT proceeding held on 8/8/13 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(Rodriguez, Somari)
August 22, 2013 Filing 387 TRANSCRIPT of Proceedings re: ARGUMENT held on 8/8/2013 before Judge Naomi Reice Buchwald. Court Reporter/Transcriber: Steven Griffing, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/16/2013. Redacted Transcript Deadline set for 9/26/2013. Release of Transcript Restriction set for 11/25/2013.(Rodriguez, Somari)
August 15, 2013 Filing 386 MEMO ENDORSEMENT granting # 377 Motion to Withdraw as Attorney. PLEASE TAKE NOTICE that K. Craig Wildfang, Stacey P. Slaughter, Christopher W. Madel, Thomas J. Undlin, Robert A. Mescon, and their firm Robins, Kaplan, Miller & Ciresi L.L.P., who entered appearances on behalf of Plaintiff City of New Britain Firefighters' and Police Benefit Fund, hereby respectfully move the Court, pursuant to Local Civil Rule 1.4, to withdraw their appearances in the above-captioned matter. Scott+Scott LLP and The Mogin Law Firm, P.C. continue to serve as counsel for Plaintiff City of New Britain Firefighters' and Police Benefit Fund. ENDORSEMENT: Motion granted. (Signed by Judge Naomi Reice Buchwald on 8/14/2013) (mro)
August 14, 2013 Filing 385 NOTICE OF APPEARANCE by Jennifer Greenberg on behalf of BBA Enterprises, Ltd., BBA Libor, Ltd, British Bankers' Association. (Greenberg, Jennifer)
August 14, 2013 Filing 384 NOTICE OF APPEARANCE by Jeff G. Hammel on behalf of BBA Enterprises, Ltd., BBA Libor, Ltd, British Bankers' Association. (Hammel, Jeff)
August 14, 2013 Filing 383 NOTICE OF APPEARANCE by Richard David Owens on behalf of BBA Enterprises, Ltd., BBA Libor, Ltd, British Bankers' Association. (Owens, Richard)
August 12, 2013 Filing 382 NOTICE OF CHANGE OF ADDRESS by Joshua Seth Kyle on behalf of Barclays Bank Plc,. New Address: Barclays Bank PLC, 745 7th Avenue, New York, New York, USA 10019, 212-526-8532. (Kyle, Joshua)
August 12, 2013 Filing 381 AFFIDAVIT of Thomas J. Undlin in Support re: # 377 MOTION for K. Craig Wildfang, Stacey P. Slaughter, Christopher W. Madel, Thomas J. Undlin, Robert A. Mescon and Robins, Kaplan, Miller & Ciresi L.L.P. to Withdraw as Attorney.. Document filed by City of New Britain Firefighters' and Police Benefit Fund. (Undlin, Thomas)
August 9, 2013 Filing 380 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL (CTO-14)transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of California and Texas, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 8/9/2013) (sjo)
August 8, 2013 Minute Entry for proceedings held before Judge Naomi Reice Buchwald: Oral Argument held on 8/8/2013 re: # 341 MOTION for Leave to File Second Amended Complaint Notice of Exchange-Based Plaintiffs' Motion for Leave to Amend as to Commodity Exchange Act Claims and File the Second Amended Consolidated Class Action Complaint . filed by 303030 Trading LLC, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, Metzler Investment GmbH, Gary Francis, Nathaniel Haynes, FTC Capital GMBH, FTC Futures Fund SICAV, # 327 MOTION for Leave to File Second Amended Complaint. filed by Linda Zacher, Ellen Gelboim, # 296 MOTION for Reconsideration MOTION for Reconsideration re # 286 Order on Motion to Dismiss MOTION for Reconsideration re; # 286 Order on Motion to Dismiss filed by The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank, Credit Suisse Group AG, # 330 MOTION for Leave to File Second Amended Complaint Notice of Exchange-Based Plaintiffs' Motion for Leave to Amend as to Antitrust Claims and File the Second Amended Consolidated Class Action Complaint . filed by 303030 Trading LLC, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, Gary Francis, Metzler Investment GmbH, FTC Capital GMBH, Nathaniel Haynes, FTC Futures Fund SICAV, # 333 MOTION to Amend/Correct Consolidated Second Amended Complaint filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (cd)
August 7, 2013 Filing 379 NOTICE OF APPEARANCE by Jeffrey Alan Shooman on behalf of 33-35 Green Pond Road Associates, LLC. (Shooman, Jeffrey)
August 7, 2013 Filing 378 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL... transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of Ohio, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 8/6/2013) (sjo)
August 6, 2013 Filing 377 MOTION for K. Craig Wildfang, Stacey P. Slaughter, Christopher W. Madel, Thomas J. Undlin, Robert A. Mescon and Robins, Kaplan, Miller & Ciresi L.L.P. to Withdraw as Attorney. Document filed by City of New Britain Firefighters' and Police Benefit Fund.(Undlin, Thomas)
August 6, 2013 Filing 376 REPLY MEMORANDUM OF LAW in Support re: # 333 MOTION to Amend/Correct Consolidated Second Amended Complaint .. Document filed by City of New Britain Firefighters' and Police Benefit Fund. (Subramanian, Arun)
August 6, 2013 Filing 375 FILING ERROR - DEFICIENT DOCKET ENTRY - (SEE DOCUMENT #376) REPLY MEMORANDUM OF LAW in Support re: # 333 MOTION to Amend/Correct Consolidated Second Amended Complaint .. Document filed by City of New Britain Firefighters' and Police Benefit Fund. (Subramanian, Arun) Modified on 8/8/2013 (lb).
August 2, 2013 Filing 374 MEMORANDUM OF LAW in Opposition re: # 333 MOTION to Amend/Correct Consolidated Second Amended Complaint .. Document filed by Bank of America Corporation, Bank of America N.A., Bank of Tokyo-Mitsubishi UFJ Ltd., Barclays PLC, Citibank, N.A., Citigroup, Inc., Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HSBC Bank plc, HSBC Holdings plc, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Portigon AG, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, UBS AG. (Wise, Robert)
July 31, 2013 Filing 373 MEMO ENDORSEMENT granting (26 in 12cv4205) Motion to Withdraw as Attorney. ENDORSEMENT: Application granted. (Signed by Judge Naomi Reice Buchwald on 7/30/2013) (tro)
July 26, 2013 Opinion or Order Filing 372 STANDING ORDER IN RE PILOT PROJECT REGARDING CASE MANAGEMENT TECHNIQUES FOR COMPLEX CIVIL CASES IN THE SOUTHERN DISTRICT OF NEW YORK (See M-10-468 Order filed November 1, 2011). This case is hereby designated for inclusion in the Pilot Project Regarding Case Management Techniques for Complex Civil Cases in the Southern District of New York (the Pilot Project), unless the judge to whom this case is assigned determines otherwise. This case is designated for inclusion in the Pilot Project because it is a class action, an MDL action, or is in one of the following Nature of Suit categories: 160, 245, 315, 355, 365, 385, 410, 830, 840, 850, 893, or 950. The presiding judge in a case that does not otherwise qualify for inclusion in the Pilot Project may nevertheless designate the case for inclusion in the Pilot Project by issuing an order directing that the case be included in the Pilot Project. The description of the Pilot Project, including procedures to be followed, is attached to this Order. Filed In Associated Cases:1:13-cv-05221(NRB), 1:11-md-02262(NRB) (Signed by Judge Loretta A. Preska on 10/31/2011) (sjo)
July 25, 2013 Opinion or Order Filing 371 STANDING ORDER IN RE PILOT PROJECT REGARDING CASE MANAGEMENT TECHNIQUES FOR COMPLEX CIVIL CASES IN THE SOUTHERN DISTRICT OF NEW YORK (See M-10-468 Order filed November 1, 2011). This case is hereby designated for inclusion in the Pilot Project Regarding Case Management Techniques for Complex Civil Cases in the Southern District of New York (the Pilot Project), unless the judge to whom this case is assigned determines otherwise. This case is designated for inclusion in the Pilot Project because it is a class action, an MDL action, or is in one of the following Nature of Suit categories: 160, 245, 315, 355, 365, 385, 410, 830, 840, 850, 893, or 950. The presiding judge in a case that does not otherwise qualify for inclusion in the Pilot Project may nevertheless designate the case for inclusion in the Pilot Project by issuing an order directing that the case be included in the Pilot Project. The description of the Pilot Project, including procedures to be followed, is attached to this Order. Filed In Associated Cases:1:13-cv-05187(NRB), 1:11-md-02262(NRB) (Signed by Judge Loretta A. Preska on 10/31/2011) (sjo)
July 25, 2013 Opinion or Order Filing 370 STANDING ORDER IN RE PILOT PROJECT REGARDING CASE MANAGEMENT TECHNIQUES FOR COMPLEX CIVIL CASES IN THE SOUTHERN DISTRICT OF NEW YORK (See M-10-468 Order filed November 1, 2011). This case is hereby designated for inclusion in the Pilot Project Regarding Case Management Techniques for Complex Civil Cases in the Southern District of New York (the Pilot Project), unless the judge to whom this case is assigned determines otherwise. This case is designated for inclusion in the Pilot Project because it is a class action, an MDL action, or is in one of the following Nature of Suit categories: 160, 245, 315, 355, 365, 385, 410, 830, 840, 850, 893, or 950. The presiding judge in a case that does not otherwise qualify for inclusion in the Pilot Project may nevertheless designate the case for inclusion in the Pilot Project by issuing an order directing that the case be included in the Pilot Project. The description of the Pilot Project, including procedures to be followed, is attached to this Order. Filed In Associated Cases:1:13-cv-05186(NRB), 1:11-md-02262(NRB) (Signed by Judge Loretta A. Preska on 10/31/2011) (sjo)
July 24, 2013 Opinion or Order Filing 369 ORDER granting # 262 Motion for Joel S. Sanders to Appear Pro Hac Vice. It is hereby Ordered that Joel S. Sanders is admitted Pro Hac Vice to appear for all purposes as counsel for UBS AG. (Signed by Judge Naomi Reice Buchwald on 7/24/2013) (mro)
July 24, 2013 Filing 368 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL(CTO-13) transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of California, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 7/24/2013) (sjo)
July 22, 2013 Filing 367 REPLY AFFIDAVIT of David E. Kovel in Support re: # 341 MOTION for Leave to File Second Amended Complaint Notice of Exchange-Based Plaintiffs' Motion for Leave to Amend as to Commodity Exchange Act Claims and File the Second Amended Consolidated Class Action Complaint .. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O)(Kovel, David)
July 22, 2013 Filing 366 REPLY MEMORANDUM OF LAW in Support re: # 341 MOTION for Leave to File Second Amended Complaint Notice of Exchange-Based Plaintiffs' Motion for Leave to Amend as to Commodity Exchange Act Claims and File the Second Amended Consolidated Class Action Complaint .. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Kovel, David)
July 19, 2013 Filing 365 MEMO ENDORSEMENT granting (353) Motion for Leave to File Document in case 1:11-md-02262-NRB; granting (34) Motion for Leave to File Document in case 1:13-cv-01198-NRB. ENDORSEMENT: Motion granted. (Signed by Judge Naomi Reice Buchwald on 7/18/2013) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-01198-NRB(ft)
July 12, 2013 Filing 364 ENDORSED LETTER addressed to Judge Naomi Reice Buchwald from Christopher Lovell, Esq. and David E. Kovel, Esq. dated 7/10/2013 re: Counsel requests permission to file a reply brief of no more than 17 pages in length in response to Defendants' Opposition to Plaintiffs' Motion For Leave To Amend ("Opposition Brief") [Dkt. No. 362]. ENDORSEMENT: Application granted, but plaintiffs are encouraged (strongly) to keep their papers as short as possible. (Signed by Judge Naomi Reice Buchwald on 7/11/2013) (ft)
July 1, 2013 Filing 363 DECLARATION of Matthew J. Porpora in Opposition re: # 341 MOTION for Leave to File Second Amended Complaint Notice of Exchange-Based Plaintiffs' Motion for Leave to Amend as to Commodity Exchange Act Claims and File the Second Amended Consolidated Class Action Complaint .. Document filed by Barclays PLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O, # 16 Exhibit P, # 17 Exhibit Q, # 18 Exhibit R, # 19 Exhibit S, # 20 Exhibit T, # 21 Exhibit U, # 22 Exhibit V, # 23 Exhibit W, # 24 Exhibit X)(Scott, Jeffrey)
July 1, 2013 Filing 362 MEMORANDUM OF LAW in Opposition re: # 341 MOTION for Leave to File Second Amended Complaint Notice of Exchange-Based Plaintiffs' Motion for Leave to Amend as to Commodity Exchange Act Claims and File the Second Amended Consolidated Class Action Complaint . On behalf of all joining Defendants . Document filed by Barclays PLC. (Scott, Jeffrey)
June 29, 2013 Filing 361 NOTICE OF APPEARANCE by Leigh Mager Nathanson on behalf of Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Barclays U.S. Funding LLC. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Nathanson, Leigh)
June 28, 2013 Filing 360 NOTICE OF APPEARANCE by Lisa Jean Fried on behalf of Lloyds Banking Group, PLC, Lloyds Banking Group PLC, HBOS PLC, HBOS Plc., Lloyds Banking Group plc., Lloyds Banking Group PLS. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Fried, Lisa)
June 12, 2013 Opinion or Order Filing 359 STANDING ORDER IN RE PILOT PROJECT REGARDING CASE MANAGEMENT TECHNIQUES FOR COMPLEX CIVIL CASES IN THE SOUTHERN DISTRICT OF NEW YORK (See M-10-468 Order filed November 1, 2011). This case is hereby designated for inclusion in the Pilot Project Regarding Case Management Techniques for Complex Civil Cases in the Southern District of New York (the Pilot Project), unless the judge to whom this case is assigned determines otherwise. This case is designated for inclusion in the Pilot Project because it is a class action, an MDL action, or is in one of the following Nature of Suit categories: 160, 245, 315, 355, 365, 385, 410, 830, 840, 850, 893, or 950. The presiding judge in a case that does not otherwise qualify for inclusion in the Pilot Project may nevertheless designate the case for inclusion in the Pilot Project by issuing an order directing that the case be included in the Pilot Project. The description of the Pilot Project, including procedures to be followed, is attached to this Order. Filed In Associated Cases: 1:13-cv-03952 NRB, 1:11-MD-02262 NRB. (Signed by Judge Loretta A. Preska on 10/31/2011) (sjo)
June 11, 2013 Opinion or Order Filing 358 ORDER FOR WITHDRAWAL OF APPEARANCE granting # 351 Motion to Withdraw as Attorney. The motion for withdrawal of the appearance of Daniel R. Sterrett is GRANTED; and the Court further directs the Clerk to remove Daniel R. Sterrett from the docket in the above-noted cases. IT IS SO ORDERED. Attorney Daniel R. Sterrett terminated. (Signed by Judge Naomi Reice Buchwald on 6/10/2013) (ft) Modified on 6/12/2013 (ft).
June 11, 2013 Opinion or Order Filing 357 ENDORSED LETTER addressed to Judge Naomi Reice Buchwald from Eric Stock, Esq. dated 5/30/2013 re: I am writing to request that my appearance be removed from the above-captioned matter. ENDORSEMENT: So Ordered. Attorney Eric Jonathan Stock terminated. (Signed by Judge Naomi Reice Buchwald on 6/10/2013) (ft)
June 11, 2013 Filing 356 STIPULATION TO DISMISS DEFENDANT AMERICAN EDUCATION SERVICES ONLY: Pursuant to Federal Rule of Civil Procedure 41 (a)(1)(A)(ii), Plaintiff Stephanie Nagel and Defendant American Education Services (incorrectly identified in the caption as American Education Services, Inc.) hereby stipulate to the dismissal of Nagel's individual claims against Defendant American Education Services, only, without prejudice, and the claims of the putative class against Defendant American Education Services, only, without prejudice, and without costs. (Signed by Judge Naomi Reice Buchwald on 6/10/2013) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03010-NRB(ft)
June 6, 2013 Filing 355 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL... transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of Virginia, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 6/6/2013) (sjo)
June 4, 2013 Filing 354 NOTICE of re: (34 in 1:13-cv-01198-NRB) MOTION for Leave to File First Amended Complaint Instanter .. Document filed by Jerry Weglarz, Nathan Weglarz. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-01198-NRB(Edelman, Daniel)
June 4, 2013 Filing 353 MOTION for Leave to File First Amended Complaint Instanter . Document filed by Jerry Weglarz, Nathan Weglarz. (Attachments: # 1 Exhibit A - First Amended Complaint, # 2 Appendix A to First Amended Complaint - Barclays CFTC Consent Order, # 3 Appendix B to First Amended Complaint - UBS CFTC Consent Order, # 4 Appendix C to First Amended Complaint - UBS CFTC Consent Order 2, # 5 Appendix D to First Amended Complaint - RBS CFTC Consent Order, # 6 Appendix E to First Amended Complaint - Weglarz Loan Documents)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-01198-NRB(Edelman, Daniel)
May 31, 2013 Filing 352 STIPULATION OF VOLUNTARY DISMISSAL It is hereby stipulated and agreed by and between the parties and/or their respective counsel(s) that the above-captioned action is voluntarily dismissed, without prejudice against the defendant(s) American Education Services, Inc. and without costs to either party pursuant to Rule 41(a)(1)(A)(ii) of the Federal Rules of Civil Procedure. Document filed by Stephanie Nagel.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03010-NRB(Hardy, Tiffany)
May 30, 2013 Filing 351 MOTION for Daniel R. Sterrett to Withdraw as Attorney. Document filed by East Bay Municipal Utility District, City of Riverside, The Riverside Public Financing Authority, City of Richmond, County of San Diego, County of San Mateo, San Mateo Couty Joint Powers Financing Authority, Successor Agency to the Richmond Community Redevelopment Agency, The Richmond Joint Powers Financing Authority.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Nishimura, Nanci)
May 30, 2013 Filing 350 MOTION for Joel S. Sanders to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by UBS AG. (Attachments: # 1 Declaration of Peter Sullivan with Exhibit, # 2 Text of Proposed Order, # 3 Certificate of Service)(Sullivan, Peter)
May 30, 2013 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. # 350 MOTION for Joel S. Sanders to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. (bcu)
May 29, 2013 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice regarding Document No. # 341 MOTION for Leave to File Second Amended Complaint Notice of Exchange-Based Plaintiffs' Motion for Leave to Amend as to Commodity Exchange Act Claims and File the Second Amended Consolidated Class Action Complaint ., # 262 MOTION for JOEL S. SANDERS to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8245238. Motion and supporting papers to be reviewed by Clerk's Office staff. . The filing is deficient for the following reason(s): Missing Certificate of Good Standing. Certificates of Good Standing must be issued from the State Court. Re-file the document as a Corrected Motion to Appear Pro Hac Vice and attach a valid Certificate of Good Standing, issued within the past 30 days. (bwa)
May 28, 2013 Opinion or Order Filing 348 ENDORSED LETTER addressed to Judge Naomi Reice Buchwald from Christine H. Price, Esq. dated 5/21/2013 re: I hereby request that my appearance be removed from the above referenced matter. After my appearance has been removed, I will update my ECF account to reflect my current information. ENDORSEMENT: So Ordered. (Signed by Judge Naomi Reice Buchwald on 5/24/2013) Filed in associated case 13-cv-2297. (ft)
May 24, 2013 Filing 347 DECLARATION of David E. Kovel in Support re: # 341 MOTION for Leave to File Second Amended Complaint Notice of Exchange-Based Plaintiffs' Motion for Leave to Amend as to Commodity Exchange Act Claims and File the Second Amended Consolidated Class Action Complaint .. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: # 1 Exhibit C-1, # 2 Exhibit C-2)(Kovel, David)
May 24, 2013 Opinion or Order Filing 346 STIPULATION AND ORDER REGARDING TIME TO RESPOND TO EXCHANGE-BASED PLAINTIFFS' COMPLAINT: The Defendants are not required to answer or otherwise further respond to the Complaint at this time. Exchange-Based Plaintiffs shall have until May 23, 2013 to file their Motion for Leave to Amend together with a proposed second amended complaint. The Defendants shall have until July 1, 2013 to oppose the Motion for Leave to Amend, and the Exchange-Based Plaintiffs shall have until July 22, 2013 to reply in further support of the Motion for Leave to Amend. (Motions due by 5/23/2013, Responses due by 7/1/2013, Replies due by 7/22/2013.) (Signed by Judge Naomi Reice Buchwald on 5/23/2013) (ft) Modified on 5/28/2013 (ft).
May 24, 2013 Filing 345 NOTICE of of Errata to Baltimore Plaintiffs' Exhibit A to Their Memorandum of Law In Support of Their Motion for Leave to File Proposed Consolidated Second Amended Complaint re: # 334 Memorandum of Law in Support of Motion,. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Hansen, Drew)
May 24, 2013 Opinion or Order Filing 344 STIPULATION EXTENDING TIME TO ANSWER: The time for Defendant American Education Services (incorrectly identified in the caption as American Education Services, Inc.) to respond to the Complaint, is extended to June 3, 2013. This Stipulation may be signed in counterparts, which taken together shall constitute one original. A facsimile signature by any of the parties shall have the same force and effect as an original signature. ENDORSEMENT: So Ordered. American Education Services, Inc. answer due 6/3/2013. (Signed by Judge Naomi Reice Buchwald on 5/23/2013) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03010-NRB(ft) Modified on 5/28/2013 (ft).
May 23, 2013 Filing 343 MEMORANDUM OF LAW in Support re: # 341 MOTION for Leave to File Second Amended Complaint Notice of Exchange-Based Plaintiffs' Motion for Leave to Amend as to Commodity Exchange Act Claims and File the Second Amended Consolidated Class Action Complaint .. Document filed by FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Kovel, David)
May 23, 2013 Filing 342 DECLARATION of David E. Kovel in Support re: # 341 MOTION for Leave to File Second Amended Complaint Notice of Exchange-Based Plaintiffs' Motion for Leave to Amend as to Commodity Exchange Act Claims and File the Second Amended Consolidated Class Action Complaint .. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: # 1 Exhibit A, # 2 Exhibit B-1, # 3 Exhibit B-2)(Kovel, David)
May 23, 2013 Filing 341 MOTION for Leave to File Second Amended Complaint Notice of Exchange-Based Plaintiffs' Motion for Leave to Amend as to Commodity Exchange Act Claims and File the Second Amended Consolidated Class Action Complaint . Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.(Kovel, David)
May 23, 2013 Filing 340 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Royal Bank of Canada.(Kemnitz, Christian)
May 22, 2013 Filing 339 AFFIRMATION of Service. Document filed by Zachary Lazarus. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00346-NRB(ft)
May 20, 2013 Filing 338 DECLARATION of David E. Kovel in Support re: # 330 MOTION for Leave to File Second Amended Complaint Notice of Exchange-Based Plaintiffs' Motion for Leave to Amend as to Antitrust Claims and File the Second Amended Consolidated Class Action Complaint .. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: # 1 Exhibit A-1, # 2 Exhibit A-2, # 3 Exhibit B-1, # 4 Exhibit B-2, # 5 Exhibit B-3)(Kovel, David)
May 20, 2013 Opinion or Order Filing 337 ORDER FOR ADMISSION PRO HAC VICE in case 1:11-md-02262-NRB; granting (14) Motion for Jeffrey D. Bukowski to Appear Pro Hac Vice in case 1:13-cv-03010-NRB. Applicant is admitted to practice Pro Hac Vice in this case in the United States District Court for the Southern District of New York. (Signed by Judge Naomi Reice Buchwald on 5/20/2013) Filed In Associated Cases: 1:13-cv-03010-NRB, 1:13-cv-03010-NRB(ft) Modified on 5/20/2013 (ft).
May 20, 2013 Opinion or Order Filing 336 ORDER FOR ADMISSION PRO HAC VICE in case 1:11-md-02262-NRB; granting (15) Motion for Daniel B. Huyett to Appear Pro Hac Vice in case 1:13-cv-03010-NRB. Applicant is admitted to practice Pro Hac Vice in the above captioned case in the United States District Court for the Southern District of New York. (Signed by Judge Naomi Reice Buchwald on 5/20/2013) Filed In Associated Cases: 1:13-cv-03010-NRB, 1:13-cv-03010-NRB(ft)
May 20, 2013 Filing 335 REPLY MEMORANDUM OF LAW in Support re: # 316 Letter,, Motion to Certify the March 29, 2013 Order for Interlocutory Appeal . Document filed by FTC Capital GMBH. (Lovell, Christopher)
May 17, 2013 Filing 334 MEMORANDUM OF LAW in Support re: # 333 MOTION to Amend/Correct Consolidated Second Amended Complaint .. Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore. (Attachments: # 1 Exhibit A - Proposed Consolidated Second Amended Complaint, # 2 Exhibit B - Redline Version of Proposed Consolidated Second Amended Complaint)(Carmody, William)
May 17, 2013 Filing 333 MOTION to Amend/Correct Consolidated Second Amended Complaint . Document filed by City of New Britain Firefighters' and Police Benefit Fund, Mayor and City Council of Baltimore.(Carmody, William)
May 17, 2013 Filing 332 DECLARATION of David E. Kovel in Support re: # 330 MOTION for Leave to File Second Amended Complaint Notice of Exchange-Based Plaintiffs' Motion for Leave to Amend as to Antitrust Claims and File the Second Amended Consolidated Class Action Complaint .. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: # 1 Exhibit A-1, # 2 Exhibit A-2, # 3 Exhibit A-3, # 4 Exhibit B-1, # 5 Exhibit B-2, # 6 Exhibit B-3)(Kovel, David)
May 17, 2013 Filing 331 MEMORANDUM OF LAW in Support re: # 330 MOTION for Leave to File Second Amended Complaint Notice of Exchange-Based Plaintiffs' Motion for Leave to Amend as to Antitrust Claims and File the Second Amended Consolidated Class Action Complaint .. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Kovel, David)
May 17, 2013 Filing 330 MOTION for Leave to File Second Amended Complaint Notice of Exchange-Based Plaintiffs' Motion for Leave to Amend as to Antitrust Claims and File the Second Amended Consolidated Class Action Complaint . Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH.(Kovel, David)
May 17, 2013 Filing 329 REPLY MEMORANDUM OF LAW in Support re: # 299 MOTION for Evans J. Carter to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8440670. Motion and supporting papers to be reviewed by Clerk's Office staff. . Document filed by FTC Capital GMBH. (Lovell, Christopher)
May 17, 2013 Filing 328 MEMORANDUM OF LAW in Support re: # 327 MOTION for Leave to File Second Amended Complaint.. Document filed by Ellen Gelboim, Linda Zacher. (Weinstein, David)
May 17, 2013 Filing 327 MOTION for Leave to File Second Amended Complaint. Document filed by Ellen Gelboim, Linda Zacher. (Attachments: # 1 Exhibit A - Bondholder Plaintiffs' Proposed Second Amended Complaint, # 2 Exhibit B-1 - Bondholder Plaintiffs' Proposed Second Amended Complaint - Redline (1 of 2), # 3 Exhibit B-2 - Bondholder Plaintiffs' Proposed Second Amended Complaint - Redline (2 of 2))(Weinstein, David)
May 16, 2013 Filing 326 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a ORAL ARGUMENT proceeding held on 3/5/13 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:11-md-02262-NRB et al.(Rodriguez, Somari)
May 16, 2013 Filing 325 TRANSCRIPT of Proceedings re: ORAL ARGUMENT held on 3/5/2013 before Judge Naomi Reice Buchwald. Court Reporter/Transcriber: Khristine Sellin, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/10/2013. Redacted Transcript Deadline set for 6/20/2013. Release of Transcript Restriction set for 8/19/2013.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Rodriguez, Somari)
May 16, 2013 Opinion or Order Filing 324 ORDER FOR ADMISSION PRO HAC VICE granting # 299 Motion for Evans J. Carter, Esq. to Appear Pro Hac Vice. The Applicant is admitted to practice Pro Hac Vice in the above-captioned case in the United States District Court for the Southern District of New York. (Signed by Judge Naomi Reice Buchwald on 5/15/2013) (ft)
May 16, 2013 Opinion or Order Filing 323 ENDORSED LETTER addressed to Judge Naomi Reice Buchwald from Tiffany N. Hardy dated 5/3/2013 re: I represent plaintiffs Jerry Weglarz and Nathan Weglarz in the above-referenced matter, and am writing to request a pre-motion conference regarding plaintiffs' anticipated motion to file an amended complaint. Plaintiffs seek to amend their complaint to name National Collegiate Student Loan Trust 2007-1, the current owner of plaintiffs' loans at issue in the lawsuit, as a defendant in place of National Collegiate Trust. ENDORSEMENT: So Ordered. (Signed by Judge Naomi Reice Buchwald on 5/15/2013) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-01198-NRB(ft)
May 14, 2013 Filing 322 NOTICE OF APPEARANCE by Tiffany Nicole Hardy on behalf of Stephanie Nagel Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-03010-NRB(Hardy, Tiffany)
May 10, 2013 Filing 321 NOTICE OF APPEARANCE by Marc Alan Weinstein on behalf of WestLB AG (Weinstein, Marc)
May 9, 2013 Filing 320 REPLY MEMORANDUM OF LAW in Support re: # 296 MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,. Document filed by Credit Suisse Group AG, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank. (Libow, Daryl)
May 7, 2013 Filing 319 Letter addressed to Judge Naomi Reice Buchwald from Robert F. Wise dated 5/1/2013 re: As liaison counsel for Defendants, we write in response to the Exchange-Based Plaintiffs' letter to the Court dated April 22, 2013, seeking a pre-motion conference to consider their request to file a motion for certification of this Court's March 29, 2013 Order, for interlocutory appeal pursuant to 28 U.S.C. 1292(b). For all of these reasons, the Exchange-Based Plaintiffs' request for leave to file a motion for certification should be denied.(sac) Modified on 5/7/2013 (rdz).
May 7, 2013 Filing 318 Letter addressed to Judge Naomi Reice Buchwald from Joseph J. Depalma dated 5/1/2013 re: We represent the plaintiff 33-35 Green Pond Road Associates, LLC ("Green Pond") and putative class in the above-referenced matters. We write to request a pre-motion conference to discuss our filing of a motion for appointment as lead interim counsel pursuant to Federal Rule of Civil Procedure 23(g)(3). Document filed by 33-35 Green Pond Road Associates, LLC.(rdz)
May 7, 2013 Filing 317 Letter addressed to Judge Naomi Reice Buchwald from William Christopher Carmody dated 4/30/2013 re: We write on behalf of the OTC plaintiffs in response to defendants' letter dated April 24, 2013. Defendants' opposition to our request for a pre-motion conference is meritless for three reasons stated in this letter. Plaintiffs respectfully submit that their proposed amended complaint will not be futile and that granting leave to amend is consistent with the "permissive standard" for amendment under Fed. R. Civ. P. 15(a)(2). (sac) Modified on 5/7/2013 (sac).
May 7, 2013 Filing 316 Letter addressed to Judge Naomi Reice Buchwald from David E. Kovel, Esq. dated 4/22/2013 re: In accordance with Rule 2.A of Your Honor's Individual Practices, the Exchange-Based Plaintiffs respectfully request leave to file a motion for certification of this Court's March 29, 2013 Order [Dkt. No. 286] for interlocutory appeal pursuant 28 U.S.C. 1292(b). Such interlocutory appeal would seek review of this controlling legal question: Whether LIB OR is the "commodity underlying" the Eurodollar futures contract within the meaning of Section 22(a)(1)(D) of the Commodity Exchange Act ("CEA"). (rdz)
May 7, 2013 Filing 315 Letter addressed to Judge Naomi Reice Buchwald from Karen L. Morris and David H. Weinstein dated 4/30/2013 re: This letter is respectfully submitted on behalf on behalf of the Bondholder Plaintiffs in response to Mr. Wise's letter of April 24, 2013. In his letter, Mr. Wise argues on behalf of the Defendants that the Court should deny the request of the OTC and Bondholder Plaintiffs for leave to file motions for leave to amend their complaints, contending that such motions would be improper and that such amended pleadings would be futile. The Bondholder Plaintiffs respectfully submit that their proposed motion is not improper, and that the appropriate context for Defendants' arguments regarding futility of the proposed amended pleadings would be in briefing in opposition to the proposed motions. (sac) Modified on 5/7/2013 (sac).
May 7, 2013 Filing 314 Letter addressed to Judge Naomi Reice Buchwald from Daniel Alberstone dated 4/24/2013 re: We are counsel for the Pluintif1s Carl A. Payne and Kenneth Coker (the "Proposed Homeowner Class Plaintiffs") in the above-referenced action (the "Homeowner Action"). Pursuant to your Honor's Individual Practices, we write this letter on behalf of the Proposed Homeowner Class Plaintiffs to request a pre-motion conference with the Court to discuss the following issues. Document filed by Kenneth W. Coker, Kenneth W. Coker.(rdz)
May 7, 2013 Filing 313 Letter addressed to Judge Naomi Reice Buchwald from Robert F. Wise dated 4/24/2013 re: Defendants respectfully request that the Court deny the OTC and Bondholder Plaintiffs' request as well as deny the Exchange Based Plaintiffs' motion for leave to move to amend in any manner not expressly granted in the Court's Order. (sac) Modified on 5/7/2013 (sac).
May 7, 2013 Filing 312 Letter addressed to Judge Naomi Reice Buchwald from Edward F. Haber dated 4/23/2013 re: We are counsel for the Plaintiffs Community Bank & Trust, Berkshire Bank, Government Development Bank for Puerto Rico, and Directors Financial Group (the "Lender Class Plaintiffs") In the above referenced actions (the "Lender Class Cases") and, pursuant to your Individual Practices, we write this letter jointly on behalf of the Lender Class Plaintiffs to request a pre-motion conference with the Court to discuss. (rdz)
May 7, 2013 Filing 311 Letter addressed to Judge Naomi Reice Buchwald from Christopher Lovell and David E. Kovel dated 4/18/2013 re: After Your Honor's Order, dated March 29, 2013 (Dkt. No. 286), on the motions to dismiss, the Exchange-Based Plaintiffs are in a somewhat different procedural position from the other Plaintiffs. Nonetheless, after consideration, the Exchange-Based Plaintiffs respectfully join in the request made by the other class Plaintiffs for permission to move for leave to amend their complaints with respect to the antitrust claims. (sac) Modified on 5/7/2013 (sac).
May 7, 2013 Filing 310 Letter addressed to Judge Naomi Reice Buchwald from William Christopher Carmody and Karen L. Morris dated 4/12/2013 re: We write jointly on behalf of plaintiffs Mayor and City Council of Baltimore and City of New Britain Firefighters' and Police Benefit Fund; and Ellen Gelboim and Linda Zacher. Pursuant to Your Honor's Individual Practices, we respectfully request a pre-motion conference to address the filing of motions for leave to amend the complaints in our respective actions. (sac) Modified on 5/7/2013 (sac).
May 3, 2013 Opinion or Order Filing 309 MEMORANDUM: We have received a number of letters since issuing our Memorandum and Order of March 29, 2013 (the "Memorandum and Order"). These letters generally address four topics: (1) plaintiffs' request for leave to amend their amended complaints with regard to antitrust injury; (2) the motion for reconsideration filed by defendants The Bank of Tokyo-Mitsubishi UFJ, Ltd. ("BTMU"), Credit Suisse Group AG, and The Norinchukin Bank; (3) requests to lift the stay imposed by our Memorandum and Order of August 14, 2012 by plaintiffs whose cases are subject to the stay; and (4) the exchange-based plaintiffs' request for leave to move for interlocutory appeal of a part of our Memorandum and Order. We will address these topics in turn. Based on the submissions to date, this Court could not enter such a certification. Nonetheless, to give exchange-based plaintiffs a full opportunity to support their position, we will accept a reply submission within two (2) weeks. Furthermore, we will treat the application as a letter motion for section 1292(b) certification and will file all the submissions on the docket when we issue our decision. (Signed by Judge Naomi Reice Buchwald on 5/3/2013) Filed In Associated Cases: 1:11-md-02262-NRB et al.(rsh) Modified on 5/13/2013 (rsh).
May 3, 2013 Filing 308 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL(CTO-10)transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of Wisconsin, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 5/3/2013) (sjo)
April 30, 2013 Opinion or Order Filing 307 NOTICE OF WITHDRAWAL OF APPEARANCE: that Christopher B. Zimmerman is no longer with the firm of Wilmer Cutler Pickering Hale and Dorr LLP and is hereby withdrawn as counsel for Defendants RBS Citizens, N.A., f/k/a Citizens Bank of Massachusetts, and The Royal Bank of Scotland, plc in the above-captioned matters. SO ORDERED. Attorney Christopher B. Zimmerman terminated. (Signed by Judge Naomi Reice Buchwald on 4/29/2013) Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-02343-NRB(tro)
April 29, 2013 Filing 306 MEMORANDUM OF LAW in Opposition re: # 296 MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,, Exchange-Based Plaintiffs' Memorandum of Law in Opposition to Defendants' Motion for Reconsideration or Reargument . Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Kovel, David)
April 29, 2013 Filing 305 NOTICE OF APPEARANCE by Colin Reardon on behalf of Royal Bank of Scotland Group plc Filed In Associated Cases: 1:11-md-02262-NRB et al.(Reardon, Colin)
April 25, 2013 Filing 304 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent RBS Citizens Financial Group, Inc. for RBS Citizens, N.A. (f/k/a Citizens Bank of Massachusetts), RBS Citizens, N.A. (f/k/a Citizens Bank of Massachusetts). Document filed by RBS Citizens, N.A. (f/k/a Citizens Bank of Massachusetts).Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-02343-NRB(Robinson, Andrea)
April 25, 2013 Filing 303 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Royal Bank of Scotland Group, plc for The Royal Bank of Scotland, Plc, The Royal Bank of Scotland, Plc. Document filed by The Royal Bank of Scotland, Plc.Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-02343-NRB(Robinson, Andrea)
April 25, 2013 Filing 302 NOTICE OF APPEARANCE by David Sapir Lesser on behalf of RBS Citizens, N.A. (f/k/a Citizens Bank of Massachusetts), The Royal Bank of Scotland, Plc Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-02343-NRB(Lesser, David)
April 25, 2013 Filing 301 NOTICE OF APPEARANCE by Andrea J. Robinson on behalf of RBS Citizens, N.A. (f/k/a Citizens Bank of Massachusetts), The Royal Bank of Scotland, Plc Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-02343-NRB(Robinson, Andrea)
April 25, 2013 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. # 299 MOTION for Evans J. Carter to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8440670. Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. (bcu)
April 23, 2013 Filing 300 NOTICE OF APPEARANCE by Paul Steel Mishkin on behalf of Bank of America Corporation, Bank of America, N.A. (Mishkin, Paul)
April 22, 2013 Filing 299 MOTION for Evans J. Carter to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8440670. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Jeffrey D. Buckley, Highlander Realty, LLC.(Carter, Evans)
April 19, 2013 Filing 298 NOTICE OF APPEARANCE by Lauren Wagner Pederson on behalf of FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV (Pederson, Lauren)
April 12, 2013 Filing 349 INTERNET CITATION NOTE: Material from decision with Internet citation re: # 286 Order on Motion to Dismiss. (Attachments: # 1 Internet Citation, # 2 Internet Citation, # 3 Internet Citation, # 4 Internet Citation, # 5 Internet Citation, # 6 Internet Citation) (sj)
April 12, 2013 Filing 297 MEMORANDUM OF LAW in Support re: # 296 MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,, MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,. Document filed by Credit Suisse Group AG, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank. (Libow, Daryl)
April 12, 2013 Filing 296 MOTION for Reconsideration re; # 286 Order on Motion to Dismiss,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,,,. Document filed by Credit Suisse Group AG, The Bank of Tokyo-Mitsubishi UFJ, Ltd., The Norinchukin Bank.(Libow, Daryl)
April 10, 2013 Filing 295 NOTICE OF APPEARANCE by Ashley Margaret Simonsen on behalf of Mayor and City Council of Baltimore Filed In Associated Cases: 1:11-md-02262-NRB et al.(Simonsen, Ashley)
April 8, 2013 Filing 294 NOTICE OF CHANGE OF ADDRESS by Brian Philip Murray on behalf of Todd Augenbaum, Elizabeth Lieberman(on behalf of themselves and all other similarly situated). New Address: Glancy Binkow & Goldberg LLP, 122 East 42nd Street, Suite 2920, New York, New York, USA 10168, (212) 682-5340. (Murray, Brian)
April 4, 2013 Opinion or Order Filing 293 ORDER FOR ADMISSION PRO HAC VICE: granting # 285 Motion for Daniel Robert Sterrett to Appear Pro Hac Vice for all purposes as counsel for Plaintiffs County of San Mateo, the San Mateo County Joint Powers Financing Authority, City of Riverside, the Riverside Public Financing Authority, County of San Diego, East Bay Municipal Utility District, City of Richmond, the Richmond Joint Powers Financing Authority, and the Successor Agency to the Richmond Community Redevelopment Agency in the above-captioned case in the United States District Court for the Southern District of New York. Additional relief as set in this Order. (Signed by Judge Naomi Reice Buchwald on 4/2/2013) (pl)
April 4, 2013 Opinion or Order Filing 292 ORDER FOR ADMISSION PRO HAC VICE: granting # 284 Motion for Nanci Eiko Nishimura to Appear Pro Hac Vice to appear for all purposes as counsel for Plaintiffs County of San Mateo, the San Mateo County Joint Powers Financing Authority, City of Riverside, the Riverside Public Financing Authority, County of San Diego, East Bay Municipal Utility District, City of Richmond, the Richmond Joint Powers Financing Authority, and the Successor Agency to the Richmond Community Redevelopment Agency in the above entitled action in the United States District Court for the Southern District of New York. (Signed by Judge Naomi Reice Buchwald on 4/2/2013) (pl)
April 4, 2013 Filing 291 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL... transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of Massachusetts, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 4/4/2013) (sjo)
April 1, 2013 Filing 290 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL... transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of New York, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 4/1/2013) (sjo)
April 1, 2013 Filing 289 NOTICE OF APPEARANCE by Alan Schoenfeld on behalf of The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland Group Plc., The Royal Bank of Scotland Group plc, Royal Bank of Scotland Group plc, Royal Bank of Scotland Group plc Filed In Associated Cases: 1:11-md-02262-NRB et al.(Schoenfeld, Alan)
April 1, 2013 Filing 288 NOTICE OF APPEARANCE by David Sapir Lesser on behalf of The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland Group Plc., The Royal Bank of Scotland Group plc, Royal Bank of Scotland Group plc, Royal Bank of Scotland Group plc Filed In Associated Cases: 1:11-md-02262-NRB et al.(Lesser, David)
April 1, 2013 Filing 287 NOTICE OF APPEARANCE by Fraser Lee Hunter, Jr on behalf of The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland Group Plc., The Royal Bank of Scotland Group plc, Royal Bank of Scotland Group plc, Royal Bank of Scotland Group plc Filed In Associated Cases: 1:11-md-02262-NRB et al.(Hunter, Fraser)
March 29, 2013 Opinion or Order Filing 286 MEMORANDUM AND ORDER granting in part and denying in part (165) Motion to Dismiss in case 1:11-md-02262-NRB; granting in part and denying in part Motion to Dismiss in case 1:13-cv-00598-NRB; granting in part and denying in part Motion to Dismiss in case 1:13-cv-00597-NRB; granting in part and denying in part Motion to Dismiss in case 1:12-cv-05723-NRB; granting in part and denying in part Motion to Dismiss in case 1:12-cv-05822-NRB; granting in part and denying in part Motion to Dismiss in case 1:12-cv-06056-NRB; granting in part and denying in part Motion to Dismiss in case 1:12-cv-06693-NRB; granting in part and denying in part Motion to Dismiss in case 1:12-cv-07461-NRB; granting in part and denying in part Motion to Dismiss in case 1:13-cv-00398-NRB; granting in part and denying in part Motion to Dismiss in case 1:13-cv-00626-NRB; granting in part and denying in part Motion to Dismiss in case 1:13-cv-00625-NRB; granting in part and denying in part Motion to Dismiss in case 1:13-cv-00627-NRB; granting in part and denying in part Motion to Dismiss in case 1:13-cv-00667-NRB; granting in part and denying in part Motion to Dismiss in case 1:13-cv-00346-NRB; granting in part and denying in part Motion to Dismiss in case 1:13-cv-00407-NRB; granting in part and denying in part Motion to Dismiss in case 1:13-cv-01135-NRB; granting in part and denying in part Motion to Dismiss in case 1:13-cv-01198-NRB; granting in part and denying in part Motion to Dismiss in case 1:13-cv-01456-NRB; granting in part and denying in part Motion to Dismiss in case 1:13-cv-01016-NRB. For the reasons stated above, defendants motions to dismiss are granted in part and denied in part. First, defendants motion to dismiss plaintiffs federal antitrust claim is granted. Regardless of whether defendants conduct constituted a violation of the antitrust law "antitrust injury." An antitrust injury is an injury that results from an anticompetitive aspect of defendants conduct. Here, although plaintiffs have alleged that defendants conspired to suppress LIBOR over a nearly three-year-long period and that they were injured as a result, they have not alleged that their injury resulted from any harm to competition. The process by which banks submit LIBOR quotes to the BBA is not itself competitive, and plaintiffs have not alleged that defendants conduct had an anticompetitive effect in any market in which defendants compete. Because plaintiffs have not alleged an antitrustinjury, their federal antitrust claim is dismissed. Second, defendants' motion to dismiss plaintiffs' commodities manipulation claims is granted in part and denied in part. Contrary to defendants' arguments, plaintiffs' claims do not involve an impermissible extraterritorial application of the CEA, and plaintiffs have adequately pleaded their claims. However, certain of plaintiffs' claims are time-barred because numerous articles published in April and May 2008 in prominent national publications placed plaintiffs on notice of their injury. Therefore, plaintiffs commodities manipulation claims based on contracts entered into between August 2007 and May 29, 2008, are time-barred. However, plaintiffs claims based on contracts entered into between April 15, 2009, and May 2010 are not time-barred, and plaintiffs' claims based on contracts entered into between May 30, 2008, and April 14, 2009, may or may not be barred, though we will not dismiss them at this stage. Additionally, because the Barclays settlements broughtto light information that plaintiffs might not previously have been able to learn, we grant plaintiffs leave to move to amend their complaint to include allegations based on such information, provided that any such motion addresses the concerns raised herein and is accompanied by a proposed second amended complaint. Third, defendants' motion to dismiss plaintiffs' RICO claim is granted. For one, the PSLRA bars plaintiffs from bringing a RICO claim based on predicate acts that could have been the subject of a securities fraud action. Here, the predicate acts of mail and wire fraud underlying plaintiffs' RICO claim could have been the subject of a claim for securities fraud. Additionally, RICO applies only domestically, meaning that the alleged enterprise must be a domestic enterprise. However, the enterprise alleged by plaintiffs is based in England. For these reasons, plaintiffs RICO claim is dismissed. Finally, plaintiffs' state-law claims are all dismissed, some with prejudice and some without. Plaintiffs' Cartwright Act claim is dismissed with prejudice for lack of antitrust injury. The exchange-based plaintiffs' New York common law unjust enrichment claim is also dismissed with prejudice, as plaintiffs have not alleged any relationship between them and defendants. With regard to the remaining state-law claims, we decline to exercise supplemental jurisdiction and We recognize that it might be unexpected that we are dismissing a substantial portion of plaintiffs claims, given that several of the defendants here have already paid penalties to government regulatory agencies reaching into the billions of dollars. However, these results are not as incongruous as they might seem. Under the statutes invoked here, there are many requirements that private plaintiffs must satisfy, but which government agencies need not. The reason for these differing requirements is that the focuses of public enforcement and private enforcement, even of the same statutes, are not identical. The broad public interests behind the statutes invoked here, such as integrity of the markets and competition, are being addressed by ongoing governmental enforcement. While public enforcement is often supplemented by suits brought by private parties acting as "private attorneys general," those private actions which seek damages and attorneys fees must be examined closely to ensure that the plaintiffs who are suing are the ones properly entitled to recover and that the suit is, in fact, serving the public purposes of the laws being invoked. Therefore, although we are fully cognizant of the settlements that several of the defendants here have entered into with government regulators, we find that only some of the claims that plaintiffs have asserted may properly proceed. (Signed by Judge Naomi Reice Buchwald on 3/29/2013) Filed In Associated Cases: 1:11-md-02262-NRB et al.(tro)
March 27, 2013 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. # 285 MOTION for Daniel Robert Sterrett to Appear Pro Hac Vice (corrected) . Motion and supporting papers to be reviewed by Clerk's Office staff. MOTION for Daniel Robert Sterrett to Appear Pro Hac Vice (corrected) . Motion and supporting papers to be reviewed by Clerk's Office staff. MOTION for Daniel Robert Sterrett to Appear Pro Hac Vice (corrected) . Motion and supporting papers to be reviewed by Clerk's Office staff. , # 284 MOTION for Nanci Eiko Nishimura to Appear Pro Hac Vice (corrected) . Motion and supporting papers to be reviewed by Clerk's Office staff. MOTION for Nanci Eiko Nishimura to Appear Pro Hac Vice (corrected) . Motion and supporting papers to be reviewed by Clerk's Office staff. MOTION for Nanci Eiko Nishimura to Appear Pro Hac Vice (corrected) . Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. (bwa)
March 26, 2013 Filing 285 MOTION for Daniel Robert Sterrett to Appear Pro Hac Vice (corrected) . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by City of Richmond, City of Riverside, County of San Diego, County of San Mateo, East Bay Municipal Utility District, San Mateo Couty Joint Powers Financing Authority, Successor Agency to the Richmond Community Redevelopment Agency, The Richmond Joint Powers Financing Authority, The Riverside Public Financing Authority.(Sterrett, Daniel)
March 26, 2013 Filing 284 MOTION for Nanci Eiko Nishimura to Appear Pro Hac Vice (corrected) . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by City of Richmond, City of Riverside, County of San Diego, County of San Mateo, East Bay Municipal Utility District, San Mateo Couty Joint Powers Financing Authority, Successor Agency to the Richmond Community Redevelopment Agency, The Richmond Joint Powers Financing Authority, The Riverside Public Financing Authority.(Nishimura, Nanci)
March 25, 2013 Filing 283 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 3/1/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:11-md-02262-NRB et al.(Rodriguez, Somari)
March 25, 2013 Filing 282 TRANSCRIPT of Proceedings re: CONFERENCE held on 3/1/2012 before Judge Naomi Reice Buchwald. Court Reporter/Transcriber: Toni Stanley, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 4/18/2013. Redacted Transcript Deadline set for 4/29/2013. Release of Transcript Restriction set for 6/27/2013.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Rodriguez, Somari)
March 18, 2013 Filing 281 NOTICE OF APPEARANCE by Michael Brille on behalf of Barclays Bank, PLC, Barclays Capital, Inc., Barclays PLC Filed In Associated Cases: 1:11-md-02262-NRB et al.(Brille, Michael)
March 12, 2013 Filing 280 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Daniel Robert Sterrett to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8313791. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by City of Richmond, City of Riverside, County of San Diego, County of San Mateo, East Bay Municipal Utility District, San Mateo Couty Joint Powers Financing Authority, Successor Agency to the Richmond Community Redevelopment Agency, The Richmond Joint Powers Financing Authority, The Riverside Public Financing Authority.(Sterrett, Daniel) Modified on 3/12/2013 (bcu).
March 12, 2013 Filing 279 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Nanci Eiko Nishimura to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8313623. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by City of Richmond, City of Riverside, County of San Diego, County of San Mateo, East Bay Municipal Utility District, San Mateo Couty Joint Powers Financing Authority, Successor Agency to the Richmond Community Redevelopment Agency, The Richmond Joint Powers Financing Authority, The Riverside Public Financing Authority.(Nishimura, Nanci) Modified on 3/12/2013 (bcu).
March 12, 2013 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice regarding Document No. # 280 MOTION for Daniel Robert Sterrett to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8313791. Motion and supporting papers to be reviewed by Clerk's Office staff. . The filing is deficient for the following reason(s): Missing Certificate of Good Standing. Certificate of Good Standing must be issued by the State Court of California.. Re-file the document as a Corrected Motion to Appear Pro Hac Vice and attach a valid Certificate of Good Standing, issued within the past 30 days. (bcu)
March 12, 2013 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice regarding Document No. # 279 MOTION for Nanci Eiko Nishimura to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8313623. Motion and supporting papers to be reviewed by Clerk's Office staff. . The filing is deficient for the following reason(s): Missing Certificate of Good Standing. Certificate of Good Standing must be issued by the State Court of California.. Re-file the document as a Corrected Motion to Appear Pro Hac Vice and attach a valid Certificate of Good Standing, issued within the past 30 days. (bcu)
March 7, 2013 Filing 278 NOTICE OF APPEARANCE by Christopher Martin Paparella on behalf of WestLB AG (Paparella, Christopher)
March 6, 2013 Filing 277 NOTICE OF CHANGE OF ADDRESS by Brian Philip Murray on behalf of Todd Augenbaum, Elizabeth Lieberman(on behalf of themselves and all others similarly situated). New Address: Glancy Binkow & Goldberg LLP, 77 Water Street, New York, New York, USA 10005, (646) 722-4180. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-06056-NRB(Murray, Brian)
March 5, 2013 Minute Entry for proceedings held before Judge Naomi Reice Buchwald: Oral Argument held on 3/5/2013 re: # 176 MOTION to Dismiss. filed by Barclays Bank Plc,, # 178 MOTION to Dismiss. filed by UBS AG. (djc)
March 5, 2013 Filing 276 NOTICE OF APPEARANCE by Seth D. Ard on behalf of Mayor and City Council of Baltimore (Ard, Seth)
March 4, 2013 Filing 275 RESPONSE re: # 264 Request to Participate,. Document filed by Todd Augenbaum, Elizabeth Lieberman(on behalf of themselves and all other similarly situated). (Linkh, Gregory)
March 4, 2013 Opinion or Order Filing 274 ORDER FOR ADMISSION PRO HAC VICE: The motion of Nathaniel C. Giddings for admission to practice Pro Hac Vice in the above captioned action is granted...Applicant having requested admission Pro Hac Vice to appear for all purposes as counsel for plaintiffs Mayor and City Council of Baltimore in the above entitled action; IT IS HEREBY ORDERED THAT the Applicant is admitted to practice Pro Hac Vice in t e above captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. (Signed by Judge Naomi Reice Buchwald on 3/4/2013) (mt)
March 4, 2013 Opinion or Order Filing 273 ORDER FOR ADMISSION PRO HAC VICE: The motion of Steven J. Greenfogel for admission practice Pro Hac Vice in the above captioned action is granted...Applicant having requested admission Pro Hac Vice to appear for all purposes as counsel for plaintiff 33-35 Green Pond Road Associates, LLC in the above entitled action; IT IS HEREBY ORDERED that Applicant is admitted to practice Pro Hac Vice in the above captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. (Signed by Judge Naomi Reice Buchwald on 3/4/2013) (mt) Modified on 3/4/2013 (mt).
March 4, 2013 Opinion or Order Filing 272 ORDER FOR ADMISSION PRO HAC VICE:The motion of Joseph J. DePalma for admission practice Pro Hac Vice in the above-captioned action is granted...Applicant having requested admission Pro Hac Vice to appear for all purposes as counsel for plaintiff 33-35 Green Pond Road Associates, LLC in the above entitled action; IT IS HEREBY ORDERED that Applicant is admitted to practice Pro Hac Vice in the above captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. (Signed by Judge Naomi Reice Buchwald on 3/4/2013) (mt) Modified on 3/4/2013 (mt). Modified on 3/4/2013 (mt). Modified on 3/4/2013 (mt).
March 4, 2013 Opinion or Order Filing 271 ORDER FOR ADMISSION PRO HAC VICE: The motion of R. Bryant McCulley for admission to practice Pro Hac Vice in the above-captioned action is granted...Applicant having requested admission Pro Hac Vice to appear for all purposes as counsel for plaintiff Guaranty Bank & Trust Company in the above-captioned case, IT IS HEREBY ORDERED that Applicant is admitted to practice Pro Hac Vice in the above captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. (Signed by Judge Naomi Reice Buchwald on 3/4/2013) (mt)
March 4, 2013 Opinion or Order Filing 270 ORDER FOR ADMISSION PRO HAC VICE: The motion of Arthur W. Hahn for admission to practice Pro Hac Vice in the above captioned action is granted...Applicant having requested admission Pro Hac Vice to appear for all purposes as counsel for Defendant Royal Bank of Canada in the above entitled action; IT IS HEREBY ORDERED that Applicant is admitted to practice Pro Hac Vice in the above-captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. (Signed by Judge Naomi Reice Buchwald on 3/4/2013) (mt)
March 4, 2013 Opinion or Order Filing 269 ORDER FOR ADMISSION PRO HAC VICE: The motion of Christian T. Kemnitz for admission to practice Pro Hac Vice in the above captioned action is granted...Applicant having requested admission Pro Hac Vice to appear for all purposes as counsel for Defendant Royal Bank of Canada in the above entitled action; IT IS HEREBY ORDERED that Applicant is admitted to practice Pro Hac Vice in the above-captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. (Signed by Judge Naomi Reice Buchwald on 3/4/2013) (mt)
March 4, 2013 Opinion or Order Filing 268 ORDER FOR ADMISSION PRO HAC VICE: The motion of Brian J. Poronsky for admission to practice Pro Hac Vice in the above-captioned action is granted...Applicant having requested admission Pro Hac Vice to appear for all purposes as counsel for Defendant Royal Bank of Canada in the above entitled action;...IT IS HEREBY ORDERED that Applicant is admitted to practice Pro Hac Vice in the above-captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. (Signed by Judge Naomi Reice Buchwald on 3/4/2013) (mt)
March 1, 2013 Filing 267 RESPONSE re: # 266 Request to Participate,. Document filed by Linda Carr, Heather M. Earle, Henryk Malinowski. (Kilsheimer, Richard)
February 28, 2013 Filing 266 REQUEST TO PARTICIPATE Plaintiffs Carl A. Payne and Kenneth W. Coker's Application for Establishment of a Separate Putative Class Group in the MDL Under the Court's June 14, 2012 Order . (Attachments: # 1 Exhibit)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00598-NRB(Alberstone, Daniel)
February 28, 2013 Filing 265 RESPONSE re: # 264 Request to Participate,. Document filed by 33-35 Green Pond Road Associates, LLC, Courtyard at Amwell II, LLC. (Shooman, Jeffrey)
February 21, 2013 Filing 264 REQUEST TO PARTICIPATE County Of Riverside's Application For Inclusion As A Putative Class Action In The MDL Pursuant To June 14, 2012 Order . (Attachments: # 1 Exhibit A)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-01135-NRB(Nicholas, Blair)
February 20, 2013 Filing 263 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL (CTO-7) transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of Illinois, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 2/20/2013) (sjo)
February 19, 2013 Filing 262 MOTION for JOEL S. SANDERS to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8245238. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by UBS AG. (Attachments: # 1 Declaration of Peter Sullivan with Exhibit, # 2 Text of Proposed Order, # 3 Certificate of Service)(Sullivan, Peter)
February 15, 2013 Filing 261 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL(CTO-6) transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of California, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 2/15/2012) (sjo)
February 14, 2013 Opinion or Order Filing 260 ORDER: Oral argument on the pending motions to dismiss shall be held on March 5, 2013, at 10:30 a.m. at the United States Court House, 500 Pearl Street, New York, New York, in Courtroom 21A., ( Oral Argument set for 3/5/2013 at 10:30 AM in Courtroom 21A, 500 Pearl Street, New York, NY 10007 before Judge Naomi Reice Buchwald.) (Signed by Judge Naomi Reice Buchwald on 2/14/2013) Filed In Associated Cases: 1:11-md-02262-NRB et al.(lmb)
February 14, 2013 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. (259 in 1:11-md-02262-NRB, 11 in 1:13-cv-00346-NRB) MOTION for R. Bryant McCulley to Appear Pro Hac Vice CORRECTED . Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00346-NRB(bwa)
February 13, 2013 Filing 259 MOTION for R. Bryant McCulley to Appear Pro Hac Vice CORRECTED . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Guaranty Bank & Trust Company. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00346-NRB(McCulley, R.)
February 13, 2013 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. # 258 MOTION for Nathaniel C. Giddings to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8226145. Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. (bcu)
February 12, 2013 Filing 258 MOTION for Nathaniel C. Giddings to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8226145. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Mayor and City Council of Baltimore. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Giddings, Nathaniel)
February 7, 2013 Filing 257 MOTION for STEVEN J. GREENFOGEL to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8216622. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by 33-35 Green Pond Road Associates, LLC. Return Date set for 3/5/2013 at 10:00 AM. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Greenfogel, Steven)
February 7, 2013 Filing 256 MOTION for JOSEPH J. DEPALMA to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8216299. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by 33-35 Green Pond Road Associates, LLC. Return Date set for 3/5/2013 at 10:00 AM. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(DePalma, Joseph)
February 7, 2013 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. # 256 MOTION for JOSEPH J. DEPALMA to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8216299. Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. (bcu)
February 7, 2013 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. # 257 MOTION for STEVEN J. GREENFOGEL to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8216622. Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. (bcu)
February 1, 2013 Filing 255 MEMO ENDORSEMENT on MOTION FOR LEAVE FOR CHARLES E. TOMPKINS TO WITHDRAW AS COUNSEL (motion docketed in 12 cv 4205, document #27) ENDORSEMENT: Motion granted. (Signed by Judge Naomi Reice Buchwald on 2/1/2013) (cd)
January 25, 2013 Filing 254 REQUEST TO PARTICIPATE Los Angeles County Employees Retirement Association's Application For Inclusion As A Putative Class Action In The MDL Pursuant To June 14, 2012 Order . (Attachments: # 1 Exhibit A)Filed In Associated Cases: 1:11-md-02262-NRB, 1:13-cv-00398-NRB(Nicholas, Blair)
January 25, 2013 Filing 253 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL (CTO-5)transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of California, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 1/25/2013) (sjo)
January 24, 2013 Filing 252 MOTION for Christian T. Kemnitz to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8171140. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Royal Bank of Canada.(Kemnitz, Christian)
January 24, 2013 Filing 251 MOTION for Brian J. Poronsky to Appear Pro Hac Vice (Corrected) . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Royal Bank of Canada.(Poronsky, Brian)
January 24, 2013 Filing 250 MOTION for Arthur W. Hahn to Appear Pro Hac Vice (Corrected) . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Royal Bank of Canada.(Hahn, Arthur)
January 24, 2013 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. # 252 MOTION for Christian T. Kemnitz to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8171140. Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. (bwa)
January 24, 2013 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. # 251 MOTION for Brian J. Poronsky to Appear Pro Hac Vice (Corrected) . Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. (bwa)
January 24, 2013 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. # 250 MOTION for Arthur W. Hahn to Appear Pro Hac Vice (Corrected) . Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. (bwa)
January 23, 2013 Opinion or Order Filing 249 MEMO ENDORSEMENT on # 225 Motion for James B. Meadows to Appear Pro Hac Vice. ENDORSEMENT: Terminated as moot. SO Ordered. (Signed by Judge Naomi Reice Buchwald on 1/22/2013) (ft)
January 15, 2013 Filing 248 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL (CTO-4) transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of California, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 1/15/2013) (sjo)
December 28, 2012 >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice regarding Document No. # 247 MOTION for Brian J. Poronsky to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8090454. Motion and supporting papers to be reviewed by Clerk's Office staff. , # 246 MOTION for Arthur W. Hahn to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8090439. Motion and supporting papers to be reviewed by Clerk's Office staff. . The filing is deficient for the following reason(s): Expired Certificate of Good Standing. Re-file the document as a Corrected Motion to Appear Pro Hac Vice and attach a valid Certificate of Good Standing, issued within the past 30 days. (pgu)
December 21, 2012 Filing 247 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Brian J. Poronsky to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8090454. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Royal Bank of Canada. Return Date set for 12/26/2012 at 09:00 AM.(Poronsky, Brian) Modified on 12/28/2012 (pgu).
December 21, 2012 Filing 246 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Arthur W. Hahn to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8090439. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Royal Bank of Canada. Return Date set for 12/26/2012 at 09:00 AM.(Hahn, Arthur) Modified on 12/28/2012 (pgu).
December 3, 2012 Filing 245 NOTICE OF CHANGE OF ADDRESS by Erin C Burns on behalf of AVP Properties, LLC. New Address: NastLaw LLC, 1101 Market Street, Suite 2801, Philadelphia, Pennsylvania, USA 19107, 215-923-9300. (Burns, Erin)
December 3, 2012 Filing 244 NOTICE OF CHANGE OF ADDRESS by Dianne M. Nast on behalf of AVP Properties, LLC. New Address: NastLaw LLC, 1101 Market Street, Suite 2801, Philadelphia, Pennsylvania, USA 19107, 215-923-9300. (Nast, Dianne)
November 30, 2012 Filing 243 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Government Development Bank for Puerto Rico.(Lieberman, Jeremy)
November 21, 2012 Filing 242 AMENDED CLASS ACTION COMPLAINT against Bank of America Corporation, Bank of America N.A., Bank of Tokyo Mitsubishi UFJ Ltd., Barklays Bank Plc, Citibank N.A., Citigroup Inc., Cooperative Centrale Raiffeisenboerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS Plc., HSBC Bank Plc., HSBC Holdings plc., JPMorgan Chase & Co., JPMorgan Chase Bank, Lloyds Banking Group plc., Royal Bank of Canada, The Norinchukin Bank, The Royal Bank of Scotland Group Plc., UBS AG, WestLB AG, Westdeutsche Immobilienbank AG with JURY DEMAND.Document filed by The Berkshire Bank, Government Development Bank for Puerto Rico.***Also docketed in case number 12cv5723.(mro)
November 13, 2012 Opinion or Order Filing 241 NOTICE OF SUBSTITUTION OF COUNSEL AND ORDER: THE UNDERSIGNED HEREBY CONSENT AND AGREE, AND PROVIDE NOTICE. that Marc J. Gottridge and Eric J. Stock of Hogan Lovells US LLP. 875 Third Avenue, New York, NY 10022 be substituted in place of Zulack A. Williamson and Megan P. Davis of Flemming Zulack Williamson Zauderer LLP as attorneys of record for defendants Lloyds Banking Group plc, Lloyds TSB Bank pic and HBOS plc in the above-captioned actions (the"Schwab Actions"). PLEASE TAKE NOTICE that Marc J. Gottridge and Eric J, Stock of Hogan Lovell's US LLP will also remain as attorneys of record for Lloyds Banking Group plc, Lloyds TSB Bank. plc. and/or HBOS plc in all other actions that have been or will be consolidated or coordinated in this Court in In Re: Libor-Based Financial Instruments Antitrust Litigation, MDL No. 2262 (NRB). (Signed by Judge Naomi Reice Buchwald on 11/9/2012) (js) Modified on 11/14/2012 (js).
October 23, 2012 Filing 240 NOTICE OF CHANGE OF ADDRESS by Gregory Bradley Linkh on behalf of Todd Augenbaum, Elizabeth Lieberman(on behalf of themselves and all other similarly situated). New Address: Glancy Binkow & Goldberg LLP, 77 Water Street, 7th Floor, New York, New York, USA 10005, (646) 722-4180. (Linkh, Gregory)
October 10, 2012 Filing 239 NOTICE OF APPEARANCE by James Brian Meadows on behalf of Barclays Bank PLC, Barclays Bank, PLC, Barclays Capital, Inc., Barclays PLC, Barklays Bank Plc, Barclays Bank PLC, Barclays Bank Plc,, Barclays Capital Inc., Barclays U.S. Funding LLC Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:12-cv-05822-NRB, 1:12-cv-06056-NRB, 1:12-cv-06693-NRB(Meadows, James)
October 9, 2012 Filing 238 NOTICE OF APPEARANCE by Matthew Joseph Porpora on behalf of Barclays Bank PLC (Porpora, Matthew)
October 5, 2012 Filing 237 NOTICE OF APPEARANCE by Joan Eileen Flaherty on behalf of JP Morgan Chase & Co., JPMorgan Chase Bank N.A. (Flaherty, Joan)
October 4, 2012 Opinion or Order Filing 236 ORDER FOR ADMISSION PRO HAC VICE granting # 224 Motion for David R Boyd to Appear Pro Hac Vice. (Signed by Judge Naomi Reice Buchwald on 10/3/2012) (cd)
October 2, 2012 Filing 235 NOTICE OF VOLUNTARY DISMISSAL OF DEFENDANT SUMITOMO MITSUI BANKING CORP: PLEASE TAKE NOTICE that plaintiffs in the abovecaptioned action, Lieberman v. Credit Suisse Group AG, 12 Civ. 6056, seek to dismiss without prejudice defendant Sumitom Mitsui Banking Corp., pursuant to Rule 41 of the Federal Rules of Civil Procedure. This voluntary dismissal applies to the Lieberman action only, and shall not apply to any of the other actions in MDL 2262. (Signed by Judge Naomi Reice Buchwald on 10/1/2012) Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-06056-NRB(jfe)
October 2, 2012 Filing 234 NOTICE OF VOLUNTARY DISMISSAL OF DEFENDANT SUMITOMO MITSUI BANKING CORP: Pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, without prejudice against the defendant(s) Sumitomo Mitsui Banking Corp. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-06056-NRB(js)
October 2, 2012 Filing 233 NOTICE OF VOLUNTARY DISMISSAL OF DEFENDANT BNP PARIBAS S.A. Pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, without prejudice against the defendant(s) BNP Paribas S.A. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-06056-NRB(js) Modified on 10/2/2012 (js).
September 27, 2012 Filing 232 REPLY MEMORANDUM OF LAW in Support re: # 178 MOTION to Dismiss.. Document filed by UBS AG. (Zweifach, Lawrence)
September 27, 2012 Filing 231 REPLY MEMORANDUM OF LAW in Support re: # 176 MOTION to Dismiss.. Document filed by Barclays Bank Plc,. (Scott, Jeffrey)
September 27, 2012 Filing 230 DECLARATION of Robert F. Wise, Jr. in Support re: # 165 MOTION to Dismiss the Amended Complaints .. Document filed by Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Citibank NA, Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, HSBC Holdings PLC, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Banking Group PLC, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, WestLB AG. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Wise, Robert)
September 27, 2012 Filing 229 SUPPLEMENTAL REPLY MEMORANDUM OF LAW in Support re: # 165 MOTION to Dismiss the Amended Complaints .. Document filed by Bank of Tokyo-Mitsubishi UFJ Ltd, Credit Suisse Group AG. (Washer, Herbert)
September 27, 2012 Filing 228 REPLY MEMORANDUM OF LAW in Support re: # 165 MOTION to Dismiss the Amended Complaints . of Plaintiffs' Antitrust Claims . Document filed by Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Citibank NA, Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, HSBC Holdings plc., J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Banking Group plc, Royal Bank of Canada, The Norinchukin Bank, The Royal Bank of Scotland Group PLC, WestLB AG. (Wise, Robert)
September 27, 2012 Filing 227 REPLY MEMORANDUM OF LAW in Support re: # 165 MOTION to Dismiss the Amended Complaints . of the Exchange-Based Plaintiffs' Claims . Document filed by Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Citibank NA, Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, HSBC Holding plc, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Banking Group plc, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, WestLB AG. (Wise, Robert)
September 27, 2012 Filing 226 REPLY MEMORANDUM OF LAW in Support re: # 165 MOTION to Dismiss the Amended Complaints . of the Schwab Plaintiffs . Document filed by Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Citibank NA, Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, HSBC Holding plc, J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Lloyds Banking Group plc, Royal Bank of Canada, The Norinchukin Bank, The Royal Bank of Scotland Group PLC, WestDeutsche Immobilienbank AG, WestLB AG. (Wise, Robert)
September 27, 2012 Filing 225 MOTION for James B. Meadows to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7854285. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Barclays Bank PLC, Barclays Bank Plc,, Barclays Capital Inc., Barclays PLC, Barclays U.S. Funding LLC, Barklays Bank Plc. (Attachments: # 1 Supplement Certificate of Good Standing, # 2 Text of Proposed Order)(Meadows, James)
September 27, 2012 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. # 225 MOTION for James B. Meadows to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7854285. Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. (pgu)
September 25, 2012 Filing 224 MOTION for David R. Boyd to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7847943. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Barclays Bank PLC, Barclays Bank Plc,, Barclays Capital Inc., Barclays PLC, Barclays U.S. Funding LLC, Barklays Bank Plc. (Attachments: # 1 Supplement Certificate of Good Standing, # 2 Text of Proposed Order)(Boyd, David)
September 25, 2012 Filing 223 NOTICE OF CHANGE OF ADDRESS by Max Raphael Schwartz on behalf of City of New Britain Firefighters' and Police Benefit Fund. New Address: SCOTT+SCOTT LLP, The Chrysler Building, 405 Lexington Ave., 40th Floor, New York, NY, 10174, 212-223-6444. (Schwartz, Max)
September 25, 2012 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. # 224 MOTION for David R. Boyd to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7847943. Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. (pgu)
September 20, 2012 Opinion or Order Filing 222 ORDER granting (221) Motion for JOSHUA B. SILVERMAN to Appear Pro Hac Vice in case 1:11-md-02262-NRB; granting [] Motion for JOSHUA B. SILVERMAN to Appear Pro Hac Vice in case 1:12-cv-05723-NRB. (Signed by Judge Naomi Reice Buchwald on 9/21/2012) Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB(ama)
September 20, 2012 Filing 221 MOTION for Joshua B. Silverman to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7835121. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by The Berkshire Bank.(Silverman, Joshua)
September 20, 2012 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. # 221 MOTION for Joshua B. Silverman to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7835121. Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. (bcu)
September 19, 2012 Filing 220 ENDORSED LETTER addressed to Judge Naomi Reice Buchwald from David H. Braff dated 9/17/2012 re: Barclays respectfully requests the Court's permission to submit a reply brief on behalf of Barclays of no more than 20 pages in length. ENDORSEMENT: Application granted. (Signed by Judge Naomi Reice Buchwald on 9/18/2012) (jfe)
September 17, 2012 Filing 219 NOTICE OF APPEARANCE by Robert B Silver on behalf of Barclays Bank PLC, Barclays Bank, PLC, Barclays Capital, Inc., Barclays PLC, Barklays Bank Plc, Barclays Bank PLC, Barclays Bank Plc,, Barclays Capital Inc., Barclays U.S. Funding LLC Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:12-cv-05822-NRB, 1:12-cv-06056-NRB, 1:12-cv-06693-NRB(Silver, Robert)
September 17, 2012 Filing 218 NOTICE OF APPEARANCE by Alanna Cyreeta Rutherford on behalf of Barclays Bank PLC, Barclays Bank, PLC, Barclays Capital, Inc., Barclays PLC, Barklays Bank Plc, Barclays Bank PLC, Barclays Bank Plc,, Barclays Capital Inc., Barclays U.S. Funding LLC Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:12-cv-05822-NRB, 1:12-cv-06056-NRB, 1:12-cv-06693-NRB(Rutherford, Alanna)
September 17, 2012 Filing 217 NOTICE OF APPEARANCE by Jonathan David Schiller on behalf of Barclays Bank PLC, Barclays Bank, PLC, Barclays Capital, Inc., Barclays PLC, Barklays Bank Plc, Barclays Bank PLC, Barclays Bank Plc,, Barclays Capital Inc., Barclays U.S. Funding LLC Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:12-cv-05822-NRB, 1:12-cv-06056-NRB, 1:12-cv-06693-NRB(Schiller, Jonathan)
September 17, 2012 Filing 216 ENDORSED LETTER addressed to Judge Naomi Reice Buchwald from Joel Kurtzberg dated 9/12/2012 re: Counsel for the defendants request leave to file a single reply of no more than three pages. ENDORSEMENT: Application granted. (Signed by Judge Naomi Reice Buchwald on 9/13/2012) (ft)
August 29, 2012 Filing 215 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERNCE proceeding held on 8/8/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:12-cv-05822-NRB, 1:12-cv-06056-NRB(McGuirk, Kelly)
August 29, 2012 Filing 214 TRANSCRIPT of Proceedings re: CONFERENCE held on 8/8/2012 before Judge Naomi Reice Buchwald. Court Reporter/Transcriber: Vincent Bologna, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/24/2012. Redacted Transcript Deadline set for 10/4/2012. Release of Transcript Restriction set for 11/30/2012.Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:12-cv-05822-NRB, 1:12-cv-06056-NRB(McGuirk, Kelly)
August 29, 2012 Filing 213 NOTICE OF APPEARANCE by Jeffrey Alan Shooman on behalf of 33-35 Green Pond Road Associates, LLC Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05822-NRB(Shooman, Jeffrey)
August 29, 2012 Filing 212 DECLARATION of Hilary K. Scherrer in Opposition re: (165 in 1:11-md-02262-NRB) MOTION to Dismiss the Amended Complaints ., (176 in 1:11-md-02262-NRB) MOTION to Dismiss., (178 in 1:11-md-02262-NRB) MOTION to Dismiss.. Document filed by Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., City of New Britain Firefighters' and Police Benefit Fund, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Ellen Gelboim, Mayor and City Council of Baltimore, Metzler Investment GmbH, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust, The Charles Schwab Corporation, Linda Zacher. (Attachments: # 1 Exhibit 1-4, # 2 Exhibit 5, # 3 Exhibit 6-7)Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:12-cv-05822-NRB, 1:12-cv-06056-NRB(Ratway, Hilary)
August 29, 2012 Filing 211 MEMORANDUM OF LAW in Opposition re: (165 in 1:11-md-02262-NRB) MOTION to Dismiss the Amended Complaints ., (176 in 1:11-md-02262-NRB) MOTION to Dismiss., (178 in 1:11-md-02262-NRB) MOTION to Dismiss. Plaintiffs' Joint Memorandum of Law in Opposition to Defendants' Motion to Dismiss Plaintiffs' Antitrust Claims . Document filed by Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., City of New Britain Firefighters' and Police Benefit Fund, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Ellen Gelboim, Mayor and City Council of Baltimore, Metzler Investment GmbH, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust, The Charles Schwab Corporation, Linda Zacher. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:12-cv-05822-NRB, 1:12-cv-06056-NRB(Ratway, Hilary)
August 28, 2012 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Hilary K. Ratway to RE-FILE Document (207 in 1:11-md-02262-NRB, 7 in 1:12-cv-06056-NRB, 6 in 1:12-cv-05822-NRB, 7 in 1:12-cv-05723-NRB) Memorandum of Law in Opposition to Motion. ERROR(S): Supporting/Opposing documents must be filed separately, each receiving their own document number. Declaration in Opposition to Motion is found under the event list Replies, Opposition and Supporting Documents. Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:12-cv-05822-NRB, 1:12-cv-06056-NRB(ldi)
August 28, 2012 Filing 210 MEMORANDUM OF LAW in Opposition re: # 165 MOTION to Dismiss the Amended Complaints ., # 176 MOTION to Dismiss., # 178 MOTION to Dismiss.. Document filed by Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust, The Charles Schwab Corporation. (Fineman, Steven)
August 28, 2012 Filing 209 DECLARATION of David E. Kovel in Opposition re: # 165 MOTION to Dismiss the Amended Complaints ., # 176 MOTION to Dismiss., # 178 MOTION to Dismiss.. Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit, # 5 Exhibit, # 6 Exhibit, # 7 Exhibit, # 8 Exhibit, # 9 Exhibit, # 10 Exhibit)(Kovel, David)
August 28, 2012 Filing 208 MEMORANDUM OF LAW in Opposition re: # 165 MOTION to Dismiss the Amended Complaints ., # 176 MOTION to Dismiss., # 178 MOTION to Dismiss. Opposition of Exchange-Based Plaintiffs . Document filed by 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. (Kovel, David)
August 28, 2012 Filing 207 FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW in Opposition re: (165 in 1:11-md-02262-NRB) MOTION to Dismiss the Amended Complaints ., (176 in 1:11-md-02262-NRB) MOTION to Dismiss., (178 in 1:11-md-02262-NRB) MOTION to Dismiss. Plaintiffs' Joint Memorandum of Law in Opposition to Defendants' Motion to Dismiss Plaintiffs' Antitrust Claims . Document filed by Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., City of New Britain Firefighters' and Police Benefit Fund, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Ellen Gelboim, Mayor and City Council of Baltimore, Metzler Investment GmbH, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust, The Charles Schwab Corporation. (Attachments: # 1 Affidavit Declaration of Hilary K. Scherrer, # 2 Exhibit Exhibits 1-4, # 3 Exhibit Exhibit 5, # 4 Exhibit Exhibits 6-7)Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:12-cv-05822-NRB, 1:12-cv-06056-NRB(Ratway, Hilary) Modified on 8/29/2012 (ldi).
August 14, 2012 Opinion or Order Filing 206 PRETRIAL ORDER NO. 2: Consolidation and Coordination of Bondholder Plaintiff Actions I. Ellen Gelboim and Linda Zacher v. Credit Suisse Group AG, et al, Case No. 12 CV 1025 (NRB), is designated as the lead action for all class actions brought on behalf of holders of LIB OR-based debt securities not issued by any Defendant ("Bondholder Plaintiff Action") that may hereafter be filed in or transferred to the Court as related to In re LiBOR-Based Financial Instruments Antitrust Litigation, MDL No. 2262. (Signed by Judge Naomi Reice Buchwald on 8/14/2012) (djc)
August 14, 2012 Opinion or Order Filing 205 MEMORANDUM AND ORDER: For the reasons stated at our August 8, 2012 conference, a stay is hereby imposed on any actions not subject to defendants' pending motion to dismiss, filed on June 29, 2012. The stay applies to the four actions already filed that are not subject to the motion, as well as any new actions filed hereafter that fall within the scope of the multi-district litigation. The stay will remain in place until the pending motion to dismiss is resolved. (Signed by Judge Naomi Reice Buchwald on 8/14/2012) Filed In Associated Cases: 1:11-md-02262-NRB, 1:12-cv-05723-NRB, 1:12-cv-05822-NRB, 1:12-cv-06056-NRB(djc)
August 14, 2012 Filing 204 MOTION for Drew D. Hansen to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7731374. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Mayor and City Council of Baltimore. (Attachments: # 1 Text of Proposed Order Proposed Order)(Hansen, Drew)
August 14, 2012 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. # 204 MOTION for Drew D. Hansen to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7731374. Motion and supporting papers to be reviewed by Clerk's Office staff. . The document has been reviewed and there are no deficiencies. (pgu)
August 13, 2012 Filing 203 DECLARATION of David H. Weinstein in Support re: # 201 MOTION to Appoint Counsel - Motion for Entry of Pre-Trial Order No. 2 .. Document filed by Ellen Gelboim, Linda Zacher. (Attachments: # 1 Exhibit 1 - Weinstein Kitchenoff & Asher LLC Firm Summary)(Spiegel, Jeremy)
August 13, 2012 Filing 202 DECLARATION of Karen L. Morris in Support re: # 201 MOTION to Appoint Counsel - Motion for Entry of Pre-Trial Order No. 2 .. Document filed by Ellen Gelboim, Linda Zacher. (Attachments: # 1 Exhibit 1 - Morris and Morris LLC Firm Summary)(Spiegel, Jeremy)
August 13, 2012 Filing 201 MOTION to Appoint Counsel - Motion for Entry of Pre-Trial Order No. 2 . Document filed by Ellen Gelboim, Linda Zacher. (Attachments: # 1 Text of Proposed Order Exhibit A)(Spiegel, Jeremy)
August 13, 2012 Filing 200 NOTICE OF APPEARANCE by Megan Polly Davis on behalf of Lloyds Banking Group plc (Davis, Megan)
August 10, 2012 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Jeremy S. Spiegel to RE-FILE Document # 197 MOTION to Appoint Counsel - Motion for Entry of Pre-Trial Order No. 2 . ERROR(S): Supporting documents must be filed separately, each receiving their own document number. Declaration in Support of Motion is found under the event list Replies, Opposition and Supporting Documents. (ldi)
August 10, 2012 Opinion or Order Filing 199 ENDORSED LETTER addressed to Judge Naomi Reice Buchwald from Michael D. Hausfeld, William C. Carmody, David H. Weinstein, Karen L. Morris, David Kovel, Christopher Lovell, Steven E. Fineman dated 8/1/2012 re: Request that the Court hold a pre-motion conference to address Plaintiffs' intention to move for leave to amend their complaints in light of material new facts regarding Defendants' alleged manipulation of the LondonInterBankOfferedRate("LIBOR")-principally relating to U.S.-Dollar LIBOR-that have surfaced throughout the past month and continue to emerge. In connection with their anticipated motion(s) for leave to amend, Plaintiffs will also request that the Court vacate the existing briefing schedule to Defendants' motions to dismiss filed on June 29, 2012, to which Plaintiffs currently must respond by August 28, 2012. As detailed below, granting Plaintiffs' requests would promote the mutual interest of the Court and all parties to efficiently manage this litigation. ENDORSEMENT: Application denied for the reasons stated on the record on August 8, 2012. See transcript. So ordered. (Signed by Judge Naomi Reice Buchwald on 8/9/2012) (rjm) Modified on 8/14/2012 (tro).
August 10, 2012 Filing 198 ENDORSED LETTER addressed to Judge Naomi Reice Buchwald from Charles E. Tompkins dated 8/7/2012 re: I respectfully submit this letter on behalf of the Plaintiff Community Bank & Trust ("Community Bank") in Community Bank & Trust v. Bank of America Corp., et al., Case No. 12-cv-04205-NRB (the "Community Bank Action"), in response to: (1) the August 1, 2012, letter of the other Plaintiffs requesting an extension until November 1, 2012, to file their Amended Complaints; and (2) the August 6, 2012, request of The Berkshire Bank ("Berkshire") for admission of The Berkshire Bank v. Bank of America Corp., et al., Case No. 12-cv-5723-NRB, (the "Berkshire Action") into this MDL as a separate putative class action. ENDORSEMENT: Applications subject to stay issued on August 8, 2012. (Signed by Judge Naomi Reice Buchwald on 8/9/2012) (rjm)
August 10, 2012 Filing 197 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION to Appoint Counsel - Motion for Entry of Pre-Trial Order No. 2 . Document filed by Ellen Gelboim, Linda Zacher. (Attachments: # 1 Text of Proposed Order Exhibit A, # 2 Exhibit B - Declaration of Karen L. Morris, # 3 Exhibit C - Declaration of David H. Weinstein)(Spiegel, Jeremy) Modified on 8/13/2012 (ldi).
August 8, 2012 Minute Entry for proceedings held before Judge Naomi Reice Buchwald: Telephone Conference held on 8/8/2012. In re LIBOR: 11 MD 2262 Conference-1 Hour, JOHNSON v. IAC/INTERACTIVE: 11 CV 7909 Telephone Conference 15 Minutes. (pl)
August 8, 2012 Filing 196 BRIEF re: # 152 Memo Endorsement, # 151 Order,, Plaintiffs' Application for Inclusion into MDL No. 2262 . Document filed by Elizabeth Lieberman.(Linkh, Gregory)
August 6, 2012 Filing 195 CERTIFICATE OF SERVICE of The Berkshire Banks Application for Inclusion in the MDL Pursuant to June 14, 2012 Order. Document filed by The Berkshire Bank. (Lieberman, Jeremy)
August 6, 2012 Filing 194 RESPONSE re: # 152 Memo Endorsement, # 151 Order,, application for inclusion in MDL proceeding . Document filed by The Berkshire Bank. (Lieberman, Jeremy)
August 2, 2012 Opinion or Order Filing 193 ORDER granting # 191 Motion for Gary R. Spratling to Appear Pro Hac Vice. It is hereby Ordered that Gary R. Spratling is admitted Pro Hac Vice to appear for all purposes as counsel for UBS AG. (Signed by Judge Naomi Reice Buchwald on 8/1/2012) (mro)
August 1, 2012 CASHIERS OFFICE REMARK on # 191 Motion to Appear Pro Hac Vice in the amount of $200.00, paid on 07/27/2012, Receipt Number 1044837. (jd)
July 31, 2012 Filing 192 NOTICE OF APPEARANCE by Peter Anthony Barile, III on behalf of Ravan Investments, LLC (Attachments: # 1 Certificate of Service)(Barile, Peter)
July 27, 2012 Filing 191 MOTION for Gary R. Spratling to Appear Pro Hac Vice. Document filed by UBS AG.(pgu)
July 23, 2012 Opinion or Order Filing 190 ORDER granting # 188 Motion for D. Jarrett Arp to Appear Pro Hac Vice. (Signed by Judge Naomi Reice Buchwald on 7/23/2012) (ama)
July 19, 2012 CASHIERS OFFICE REMARK on # 188 Motion to Appear Pro Hac Vice in the amount of $200.00, paid on 07/18/2012, Receipt Number 1044063. (jd)
July 18, 2012 Filing 188 MOTION for D. Jarrett Arp to Appear Pro Hac Vice. Document filed by UBS AG.(pgu)
July 18, 2012 Opinion or Order Filing 187 MEMORANDUM AND ORDER: Accordingly, we reverse our previous consolidation order pursuant to Rule 42(a) and instead consolidate the class action complaints pending in the MDL for pretrial purposes only. (Signed by Judge Naomi Reice Buchwald on 7/18/2012) Filed In Associated Cases: 1:11-md-02262-NRB et al.(lmb)
July 16, 2012 Filing 186 NOTICE OF APPEARANCE by Rachel Alden Lavery on behalf of UBS AG, UBS AG Filed In Associated Cases: 1:11-md-02262-NRB et al.(Lavery, Rachel)
July 13, 2012 Filing 185 NOTICE OF CHANGE OF ADDRESS by Lesley Elizabeth Weaver on behalf of Community Bank & Trust. New Address: Initiative Legal Group APC, 1800 Century Park East, 2nd Floor, Los Angeles, California, United States 90067, (310) 556-5637. (Weaver, Lesley)
July 12, 2012 Opinion or Order Filing 184 ORDER: ORDERED that 12cv4205 is accepted for inclusion in the MDL; ORDERED that defendant's joint motion to dismiss the Community Bank & Trust complaint shall be due on August 28, 2012 and shall not exceed 35 pages; ORDERED that Community Bank & Trust's brief in opposition to the motion to dismiss shall be due on September 28, 2012 and shall not exceed 35 pages; ORDERED that defendant's reply brief shall be due on October 2, 2012 and shall not exceed 15 pages. ( Motions due by 8/28/2012., Responses due by 9/28/2012, Replies due by 10/29/2012.) (Signed by Judge Naomi Reice Buchwald on 7/12/2012) Copies Mailed By Chambers. (ama)
July 11, 2012 ***NOTE TO ATTORNEY TO E-MAIL PDF. Note to Attorney Andrew Scirica Kingsdale for noncompliance with Section 14.3 of the S.D.N.Y. Electronic Case Filing Rules & Instructions. E-MAIL the PDF for Document 146 Amended Complaint,, 143 Amended Complaint to: caseopenings@nysd.uscourts.gov. (laq)
July 5, 2012 Opinion or Order Filing 183 STIPULATION AS TO ACCEPTANCE OF SERVICE AND RESERVATION OF RIGHTS: Subject to the reservation of rights set forth in paragraph 2 below, each of the Defendants hereby accepts service of process in the following actions to the extent the Defendant is named as a defendant in the complaints, including the amended complaints filed on April 30, 2012. Additional relief as set forth in this Order. (Signed by Judge Naomi Reice Buchwald on 7/5/2012) Filed In Associated Cases: 1:11-md-02262-NRB et al.(pl)
July 5, 2012 Opinion or Order Filing 182 STIPULATION AND ORDER RE EXTENSION OF TIME TO RESPOND TO COMPLAINT: that the time for Defendants to answer or move with respect to the complaint herein be extended to such time as set by further order of the Court. (Signed by Judge Naomi Reice Buchwald on 7/5/2012) (pl) Modified on 7/5/2012 (pl).
July 5, 2012 Filing 181 RESPONSE re: # 154 Response / Community Bank & Trust's Application for Inclusion in the MDL Pursuant to June 14, 2012 Orders . Document filed by Bank of America Corporation, Bank of America, N.A., Citibank NA, Citigroup Inc, J.P. Morgan Chase & Co., JPMorgan Chase Bank, National Association. (Wise, Robert)
June 30, 2012 Filing 180 DECLARATION of Lawrence J. Zweifach in Support re: (32 in 1:12-cv-01025-NRB, 18 in 1:11-cv-07676-NRB, 178 in 1:11-md-02262-NRB, 121 in 1:11-cv-06411-NRB, 58 in 1:11-cv-05450-NRB, 127 in 1:11-cv-06412-NRB, 117 in 1:11-cv-06409-NRB) MOTION to Dismiss.. Document filed by UBS AG, UBS AG. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Zweifach, Lawrence)
June 30, 2012 Filing 179 MEMORANDUM OF LAW in Support re: (58 in 1:11-cv-05450-NRB, 127 in 1:11-cv-06412-NRB, 117 in 1:11-cv-06409-NRB, 32 in 1:12-cv-01025-NRB, 18 in 1:11-cv-07676-NRB, 178 in 1:11-md-02262-NRB, 121 in 1:11-cv-06411-NRB) MOTION to Dismiss.. Document filed by UBS AG, UBS AG. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Sullivan, Peter)
June 30, 2012 Filing 178 MOTION to Dismiss. Document filed by UBS AG, UBS AG.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Sullivan, Peter)
June 29, 2012 Filing 177 MEMORANDUM OF LAW in Support re: # 176 MOTION to Dismiss.. Document filed by Barclays Bank Plc,. (Scott, Jeffrey)
June 29, 2012 Filing 176 MOTION to Dismiss. Document filed by Barclays Bank Plc,.(Scott, Jeffrey)
June 29, 2012 Filing 175 SUPPLEMENTAL MEMORANDUM OF LAW in Support re: # 165 MOTION to Dismiss the Amended Complaints .. Document filed by Credit Suisse Group AG. (Washer, Herbert)
June 29, 2012 Filing 174 DECLARATION of Christopher M. Viapiano in Support re: (112 in 1:11-cv-06411-NRB, 25 in 1:12-cv-01025-NRB, 165 in 1:11-md-02262-NRB, 108 in 1:11-cv-06409-NRB, 89 in 1:11-cv-02613-NRB, 118 in 1:11-cv-06412-NRB, 51 in 1:11-cv-05450-NRB) MOTION to Dismiss the Amended Complaints .. Document filed by Bank of Tokyo-Mitsubishi UFJ Ltd. (Attachments: # 1 Exhibit No. 1, # 2 Exhibit No. 2)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Libow, Daryl)
June 29, 2012 Filing 173 SUPPLEMENTAL MEMORANDUM OF LAW in Support re: (112 in 1:11-cv-06411-NRB, 25 in 1:12-cv-01025-NRB, 165 in 1:11-md-02262-NRB, 108 in 1:11-cv-06409-NRB, 89 in 1:11-cv-02613-NRB, 118 in 1:11-cv-06412-NRB, 51 in 1:11-cv-05450-NRB) MOTION to Dismiss the Amended Complaints .. Document filed by Bank of Tokyo-Mitsubishi UFJ Ltd. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Libow, Daryl)
June 29, 2012 Filing 172 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Credit Suisse Group AG, Credit Suisse Group, NA, Credit Suisse Securities (USA) LLC.(Washer, Herbert)
June 29, 2012 Filing 171 SUPPLEMENTAL MEMORANDUM OF LAW in Support re: # 165 MOTION to Dismiss the Amended Complaints .. Document filed by The Norinchukin Bank. (Stern, Andrew)
June 29, 2012 Filing 170 NOTICE OF APPEARANCE by Lawrence Jay Zweifach on behalf of UBS AG, UBS AG Filed In Associated Cases: 1:11-md-02262-NRB et al.(Zweifach, Lawrence)
June 29, 2012 Filing 169 MEMORANDUM OF LAW in Support re: (112 in 1:11-cv-06411-NRB, 165 in 1:11-md-02262-NRB, 108 in 1:11-cv-06409-NRB, 118 in 1:11-cv-06412-NRB) MOTION to Dismiss the Amended Complaints . of the Schwab Plaintiffs' Amended Complaints . Document filed by Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Citibank NA, Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, HSBC Holdings plc., J.P. Morgan Chase & Co., JPMorgan Chase Bank, National Association, Lloyds Banking Group plc, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, WestLB AG, Bank of America Corporation, Bank of America, N.A., Citibank, N.A., Citigroup, Inc., HSBC Holdings plc, J.P. Morgan Chase & Co., JPMorgan Chase Bank National Association, Royal Bank of Scotland Group plc, CitiGroup Inc., Citibank, N.A., Cooperatieve Centrale Raiffeisen-Boerenleen Bank B.A., JP Morgan Chase & Co., JPMorgan Chase Bank, N.A., The Royal Bank of Scotland Group plc, Royal Bank of Canada. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-06409-NRB, 1:11-cv-06411-NRB, 1:11-cv-06412-NRB(Wise, Robert)
June 29, 2012 Filing 168 MEMORANDUM OF LAW in Support re: (165 in 1:11-md-02262-NRB, 89 in 1:11-cv-02613-NRB) MOTION to Dismiss the Amended Complaints . of the Exchange-Based Plaintiffs' Claims with Attached Exhibit 1 . Document filed by Bank of America Corporation, Bank of Tokyo-Mitsubishi UFJ Ltd, Citibank NA, Credit Suisse Group AG, Deutsche Bank AG, HSBC Holdings plc., J.P. Morgan Chase & Co., Lloyds Banking Group plc, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, WestLB AG, Bank of America Corporation, Bank of America, N.A., Citigroup Inc, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, J.P. Morgan Chase & Co., JPMorgan Chase Bank, National Association, Royal Bank of Scotland Group plc. (Attachments: # 1 Exhibit 1)Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Wise, Robert)
June 29, 2012 Filing 167 DECLARATION of Robert F. Wise, Jr. in Support re: (165 in 1:11-md-02262-NRB, 89 in 1:11-cv-02613-NRB, 118 in 1:11-cv-06412-NRB, 51 in 1:11-cv-05450-NRB, 112 in 1:11-cv-06411-NRB, 25 in 1:12-cv-01025-NRB, 108 in 1:11-cv-06409-NRB) MOTION to Dismiss the Amended Complaints .. Document filed by Bank of America Corporation, Bank of Tokyo-Mitsubishi UFJ Ltd, Citibank NA, Credit Suisse Group AG, Deutsche Bank AG, HSBC Holdings plc., J.P. Morgan Chase & Co., Lloyds Banking Group plc, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, WestLB AG, Bank of America Corporation, Bank of Tokyo-Mitsubishi UFJ, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., HSBC Bank PLC, J.P. Morgan Chase & Co., JPMorgan Chase Bank, National Association, Bank of America Corporation, Deutsche Bank AG, HBOS PLC, HSBC Holdings plc, J.P. Morgan Chase & Co., Royal Bank of Scotland Group plc, Bank of America Corporation, Bank of America, N.A., Citigroup Inc, Bank of America Corporation, Bank of America, N.A., Citibank, N.A., Citigroup, Inc., J.P. Morgan Chase & Co., JPMorgan Chase Bank National Association, Royal Bank of Scotland Group plc, CitiGroup Inc., Citibank, N.A., Cooperatieve Centrale Raiffeisen-Boerenleen Bank B.A., JP Morgan Chase & Co., JPMorgan Chase Bank, N.A., The Royal Bank of Scotland Group plc, Royal Bank of Canada. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Wise, Robert)
June 29, 2012 Filing 166 MEMORANDUM OF LAW in Support re: (112 in 1:11-cv-06411-NRB, 25 in 1:12-cv-01025-NRB, 165 in 1:11-md-02262-NRB, 108 in 1:11-cv-06409-NRB, 89 in 1:11-cv-02613-NRB, 118 in 1:11-cv-06412-NRB, 51 in 1:11-cv-05450-NRB) MOTION to Dismiss the Amended Complaints .. Document filed by Bank of America Corporation, Bank of Tokyo-Mitsubishi UFJ Ltd, Citibank NA, Credit Suisse Group AG, Deutsche Bank AG, HSBC Holdings plc., J.P. Morgan Chase & Co., Lloyds Banking Group plc, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, WestLB AG, Bank of America Corporation, Bank of Tokyo-Mitsubishi UFJ, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., HSBC Bank PLC, J.P. Morgan Chase & Co., JPMorgan Chase Bank, National Association, Bank of America Corporation, Deutsche Bank AG, HBOS PLC, HSBC Holdings plc, J.P. Morgan Chase & Co., Royal Bank of Scotland Group plc, Bank of America Corporation, Bank of America, N.A., Citigroup Inc, Bank of America Corporation, Bank of America, N.A., Citibank, N.A., Citigroup, Inc., J.P. Morgan Chase & Co., JPMorgan Chase Bank National Association, Royal Bank of Scotland Group plc, CitiGroup Inc., Citibank, N.A., Cooperatieve Centrale Raiffeisen-Boerenleen Bank B.A., JP Morgan Chase & Co., JPMorgan Chase Bank, N.A., The Royal Bank of Scotland Group plc, Royal Bank of Canada. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Wise, Robert)
June 29, 2012 Filing 165 MOTION to Dismiss the Amended Complaints . Document filed by Bank of America Corporation, Bank of Tokyo-Mitsubishi UFJ Ltd, Citibank NA, Credit Suisse Group AG, Deutsche Bank AG, HSBC Holdings plc., J.P. Morgan Chase & Co., Lloyds Banking Group plc, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, WestLB AG, Bank of America Corporation, Bank of Tokyo-Mitsubishi UFJ, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., HSBC Bank PLC, J.P. Morgan Chase & Co., JPMorgan Chase Bank, National Association, Bank of America Corporation, Deutsche Bank AG, HBOS PLC, HSBC Holdings plc, J.P. Morgan Chase & Co., Royal Bank of Scotland Group plc, Bank of America Corporation, Bank of America, N.A., Citigroup Inc, Bank of America Corporation, Bank of America, N.A., Citibank, N.A., Citigroup, Inc., J.P. Morgan Chase & Co., JPMorgan Chase Bank National Association, Royal Bank of Scotland Group plc, CitiGroup Inc., Citibank, N.A., Cooperatieve Centrale Raiffeisen-Boerenleen Bank B.A., JP Morgan Chase & Co., JPMorgan Chase Bank, N.A., Royal Bank of Canada.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Wise, Robert)
June 29, 2012 Filing 164 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate BANA Holding Corporation, Other Affiliate BAC North America Holding Company, Other Affiliate NB Holdings Corporation for Bank of America Corporation, Bank of America Corporation, Bank of America Corporation, Bank of America Corporation, Bank of America Corporation, Bank of America Corporation, Bank of America Corporation, Bank of America, N.A., Bank of America, N.A., Bank of America, N.A., Bank of America, N.A.. Document filed by Bank of America Corporation, Bank of America Corporation, Bank of America Corporation, Bank of America Corporation, Bank of America, N.A., Bank of America Corporation, Bank of America, N.A..Filed In Associated Cases: 1:11-md-02262-NRB et al.(Wise, Robert)
June 29, 2012 Filing 163 NOTICE OF APPEARANCE by Herbert Scott Washer on behalf of Credit Suisse Group AG, Credit Suisse Group, NA, Credit Suisse Securities (USA) LLC (Washer, Herbert)
June 29, 2012 Filing 162 NOTICE OF APPEARANCE by Joel Laurence Kurtzberg on behalf of Credit Suisse Group AG, Credit Suisse Group, NA, Credit Suisse Securities (USA) LLC (Kurtzberg, Joel)
June 29, 2012 Filing 161 NOTICE OF APPEARANCE by Elai E. Katz on behalf of Credit Suisse Group AG, Credit Suisse Group, NA, Credit Suisse Securities (USA) LLC (Katz, Elai)
June 29, 2012 Filing 160 FIRST RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by HSBC Holdings plc.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Casamento, Gregory)
June 28, 2012 Filing 159 NOTICE OF APPEARANCE by Yvonne Susan Quinn on behalf of Barclays Bank Plc, (Quinn, Yvonne)
June 28, 2012 Filing 158 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by The Royal Bank of Scotland Group plc.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Houck, Robert)
June 26, 2012 Filing 157 NOTICE OF APPEARANCE by Melanie Westover on behalf of Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Westover, Melanie)
June 26, 2012 Filing 156 NOTICE OF APPEARANCE by Sean Miles Murphy on behalf of Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Murphy, Sean)
June 26, 2012 Filing 155 NOTICE OF APPEARANCE by David Robert Gelfand on behalf of Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Gelfand, David)
June 25, 2012 Filing 154 RESPONSE re: # 152 Memo Endorsement, # 151 Order,, requiring application for inclusion in MDL proceeding . Document filed by Community Bank & Trust. (Klingman, Patrick)
June 15, 2012 Filing 153 NOTICE of ERRATA re: (134 in 1:11-md-02262-NRB) Amended Complaint,,,. Document filed by 303030 Trading, LLC, Atlantic Trading USA, LLC, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Gary Francis, Nathaniel Haynes, Metzler Investment GmbH. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Kovel, David)
June 14, 2012 Opinion or Order Filing 152 MEMORANDUM AND ORDER: Therefore, any plaintiff seeking to be joined as a representative of a separate class must file with its pleadings an application detailing why the existing classes of plaintiffs do not protect it and why inclusion in the MDL would be appropriate. SO ORDERED. (Signed by Judge Naomi Reice Buchwald on 6/14/2012) (ama)
June 14, 2012 Opinion or Order Filing 151 ORDER: WHEREAS on June 14, 2012 1 the Court issued an order requiring any plaintiff wishing to be joined with the multi-district litigation ("MDL") as a representative of a new class of plaintiffs to make an application detailing why the existing classes of plaintiffs do not protect it and why inclusion in the MDL would be appropriate; and WHEREAS it is the intent of the Court that the order of June 14, 2012 apply to plaintiff in 12 cv 4205,ORDERED that plaintiff in that action submit it's application within ten (10) days of this Order. (Signed by Judge Naomi Reice Buchwald on 6/14/2012) Copies Mailed By Chambers. (ama) Modified on 6/14/2012 (ama).
May 23, 2012 Filing 150 NOTICE of of Withdrawal of Counsel re: (12 in 1:11-cv-04736-NRB) Notice (Other). Document filed by Ravan Investments, LLC. (Attachments: # 1 Certificate of Service)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Nussbaum, Linda)
May 21, 2012 Filing 149 NOTICE OF VOLUNTARY DISMISSAL WITHOUT PREJUDICE AS TO PLAINTIFF MAXWELL VAN DE VELDE: Plaintiff Maxwell Van de Velde (Civil Action No. 1:11cv-06120), by and through his undersigned counsel, hereby voluntarily dismisses his claims without prejudice against Defendants pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure. Van de Velde's action has been consolidated into the In Re UBOR-Based Financial Instruments Antitrust Litig., Master Docket No. ll-md-2262. Defendants have not served an answer or motion for summary judgment to Van de Velde's Complaint. Van de Velde reserves his rights as an absent Class Member to share in any recovery in this case to which he would otherwise be entitled. (Signed by Judge Naomi Reice Buchwald on 5/21/2012) (jar)
May 17, 2012 Filing 145 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Cooperative Centrale Raiffeisen-Boerenleenbank B.A..Filed In Associated Cases: 1:11-md-02262-NRB et al.(Gelfand, David)
May 17, 2012 Opinion or Order Filing 144 MEMORANDUM AND ORDER re Lowey Dannenberg Cohen & Hart request that Kirby McInerney be replaced as interim class counsel: Having reviewed the correspondence, as well as the firms' prior submissions, we find no such misrepresentation. Accordingly, we see no basis to alter our appointment at this time. (Signed by Judge Naomi Reice Buchwald on 5/17/2012) (cd)
May 15, 2012 Opinion or Order Filing 142 ORDER FOR ADMISSION PRO HAC VICE: granting # 140 Motion for Hilary K. Scherrer to Appear Pro Hac Vice. (Signed by Judge Naomi Reice Buchwald on 5/14/2012) (jfe)
May 15, 2012 Filing 141 NOTICE OF CHANGE OF ADDRESS by Gregory Thomas Casamento on behalf of HSBC Holdings plc.. New Address: Locke Lord, LLP, 3 World Financial Center, 20th Floor, New York, New York, USA 10281, 212-415-8600. (Casamento, Gregory)
May 10, 2012 CASHIERS OFFICE REMARK on # 140 Motion to Appear Pro Hac Vice in the amount of $200.00, paid on 05/09/2012, Receipt Number 1037740. (jd)
May 9, 2012 Filing 140 MOTION for Hilary K. Scherrer to Appear Pro Hac Vice. Document filed by Mayor and City Council of Baltimore.(pgu)
May 8, 2012 Filing 139 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Mitsubishi UFJ Financial Group, Inc. for Bank of Tokyo-Mitsubishi UFJ, Bank of Tokyo-Mitsubishi UFJ Ltd, Bank of Tokyo-Mitsubishi UFJ Ltd. Document filed by Bank of Tokyo-Mitsubishi UFJ Ltd, Bank of Tokyo-Mitsubishi UFJ.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Viapiano, Christopher)
May 8, 2012 Filing 138 NOTICE OF APPEARANCE by Christopher Michael Viapiano on behalf of Bank of Tokyo-Mitsubishi UFJ Ltd, Bank of Tokyo-Mitsubishi UFJ Filed In Associated Cases: 1:11-md-02262-NRB et al.(Viapiano, Christopher)
May 8, 2012 Filing 137 NOTICE OF APPEARANCE by Daryl Andrew Libow on behalf of Bank of Tokyo-Mitsubishi UFJ Ltd, Bank of Tokyo-Mitsubishi UFJ Filed In Associated Cases: 1:11-md-02262-NRB et al.(Libow, Daryl)
May 4, 2012 ***NOTE TO ATTORNEY TO E-MAIL PDF. Note to Attorney Ellen Gelboim, Linda for noncompliance with Section 14.3 of the S.D.N.Y. Electronic Case Filing Rules & Instructions. E-MAIL the PDF for Document # 131 Amended Complaint,, to: caseopenings@nysd.uscourts.gov. (ama)
May 4, 2012 ***NOTE TO ATTORNEY TO E-MAIL PDF. Note to Attorney for noncompliance with Section 14.3 of the S.D.N.Y. Electronic Case Filing Rules & Instructions. E-MAIL the PDF for Document # 134 Amended Complaint,, to: caseopenings@nysd.uscourts.gov. (ama)
May 3, 2012 Filing 136 RULE 7.1 CORPORATE DISCLOSURE STATEMENT.. Document filed by Atlantic Trading USA, LLC. (Attachments: # 1 Certificate of Service)(Kovel, David)
May 3, 2012 Filing 135 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by 303030 Trading LLC. (Attachments: # 1 Certificate of Service)(Kovel, David)
May 3, 2012 ***NOTE TO ATTORNEY TO E-MAIL PDF. Note to Attorney Arun Srinivas Subramanian for noncompliance with Section 14.3 of the S.D.N.Y. Electronic Case Filing Rules & Instructions. E-MAIL the PDF for Document # 134 Amended Complaint, to: caseopenings@nysd.uscourts.gov. (mro)
May 2, 2012 Filing 133 NOTICE of Errata to the Baltimore Plaintiffs' Consolidated Amended Complaint (D.E. #130) re: # 130 Amended Complaint,,. Document filed by Mayor and City Council of Baltimore. (Agrawal, Suyash)
May 1, 2012 Opinion or Order Filing 132 ORDER FOR ADMISSION PRO HAC VICE in case 1:11-cv-05450-NRB; granting (129) Motion for Marc M. Seltzer to Appear Pro Hac Vice in case 1:11-md-02262-NRB; granting [38 in 11cv5450] Motion for Marc M. Seltzer to Appear Pro Hac Vice in case 1:11-cv-05450-NRB. (Signed by Judge Naomi Reice Buchwald on 4/30/2012) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-05450-NRB(tro)
April 30, 2012 Filing 148 AMENDED COMPLAINT against Bank of America Corporation, Bank of America, N.A., Barclays Bank plc, Citibank, N.A., Citigroup, Inc., Credit Suisse Group AG, Deutsche Bank AG, HSBC Holdings plc, J.P. Morgan Chase & Co., JPMorgan Chase Bank National Association, Lloyds Banking Group plc, Royal Bank of Scotland Group plc, UBS AG, WestLB AG, Bank of Tokyo-Mitsubishi UFJ Ltd, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., HSBC Bank PLC, HBOS PLC, Royal Bank of Canada, The Norinchukin Bank, WestDeutsche Immobilienbank AG with JURY DEMAND.Document filed by The Charles Schwab Corporation, Charles Schwab Bank, N.A., Charles Schwab & Co., Inc. (Received in the night deposit box on 4/30/2012 at 11:40 pm) ***Also docketed in case number 11-cv-6411. (mro) Modified on 5/18/2012 (mro). (mro).
April 30, 2012 Filing 147 AMENDED COMPLAINT against Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Barclays Bank Plc,, Citibank NA, Citigroup Inc, Cooperative Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, HSBC Holdings plc., J.P. Morgan Chase & Co., JPMorgan Chase Bank, National Association, Lloyds Banking Group plc, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, UBS AG, WestDeutsche Immobilienbank AG, WestLB AG with JURY DEMAND.Document filed by Schwab Advisor Cash Reserves, Schwab Investor Money Fund, Schwab Cash Reserves, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund Liquidation Trust, Schwab Retirement Advantage Money Fund, Schwab Money Market Fund, Schwab Yieldplus Fund. ( Also docketed in 11 cv 6412)(ft) (ft).
April 30, 2012 Filing 146 AMENDED COMPLAINT against Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Barclays Bank Plc,, Citibank NA, Citigroup Inc, Cooperative Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, HSBC Holdings plc., J.P. Morgan Chase & Co., JPMorgan Chase Bank, National Association, Lloyds Banking Group plc, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, UBS AG, WestDeutsche Immobilienbank AG, WestLB AG with JURY DEMAND.Document filed by Schwab Total Bond Market Fund, Schwab Short-Term Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund. (also docketed in 11 cv 6409)(cd)
April 30, 2012 ***DELETED DOCUMENT. Deleted document number Note Regarding Non Compliance. The document was incorrectly filed in this case. (ama)
April 30, 2012 Filing 134 CONSOLIDATED AMENDED COMPLAINT against Bank of America Corporation, Bank of America, N.A., Bank of Tokyo-Mitsubishi UFJ Ltd, Barclays Bank Plc,, Citibank NA, Citigroup Inc, Cooperative Centrale Raiffeisen-Boerenleenbank B.A., Credit Suisse Group AG, Deutsche Bank AG, HBOS PLC, HSBC Bank PLC, HSBC Holdings plc., J.P. Morgan Chase & Co., JPMorgan Chase Bank, National Association, Lloyds Banking Group plc, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, WestDeutsche Immobilienbank AG, WestLB AG with JURY DEMAND.Document filed by Metzler Investment GmbH, FTC Futures Fund SICAV, FTC Futures Fund PCC Ltd, Atlantic Trading USA, LLC, 303030 Trading LLC, Gary Francis, Nathaniel Haynes. (mro) (Additional attachment(s) added on 5/16/2012: # 1 Amended Cons. Comp. Part 2, # 2 Amended Cons. Comp. Part 3) (ama). Modified on 8/28/2012 (mro).
April 30, 2012 Filing 131 FIRST AMENDED COMPLAINT against Bank of America Corporation, Bank of Tokyo-Mitsubishi UFJ, Barclays Bank PLC, Citibank NA, Credit Suisse Group AG, Deutsche Bank AG, HSBC Holdings plc., J.P. Morgan Chase & Co., Lloyds Banking Group plc, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, UBS AG, WestLB AG, JPMorgan Chase Bank, National Association, HSBC Bank PLC, WestDeutsche Immobilienbank AG, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A. with JURY DEMAND.Document filed by Ellen Gelboim, Linda Zacher.***Also docketed in case number 12-cv-1025. (mro) (ama). (ama).
April 30, 2012 Filing 130 CONSOLIDATED AMENDED COMPLAINT against Bank of Tokyo-Mitsubishi UFJ Ltd, Barclays Bank Plc,, Citibank NA, Credit Suisse Group AG, Deutsche Bank AG, HBOS PLC, HSBC Holdings plc., J.P. Morgan Chase & Co., Lloyds Banking Group plc, Royal Bank of Canada, Royal Bank of Scotland Group plc, The Norinchukin Bank, WestLB AG, Bank of America, N.A., National Association, HSBC Bank PLC, WestDeutsche Immobilienbank AG, Citigroup Inc, Cooperative Centrale Raiffeisen-Boerenleenbank B.A. with JURY DEMAND.Document filed by Mayor and City Council of Baltimore, City of New Britain Firefighters' and Police Benefit Fund.(cd) (ama).
April 25, 2012 Filing 129 MOTION for Marc M. Seltzer to Appear Pro Hac Vice. Document filed by Mayor and City Council of Baltimore, Mayor and City Council of Baltimore.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-05450-NRB(bwa)
April 24, 2012 Filing 128 NOTICE of Withdrawal of the Appearance of Joshua S. Kyle. Document filed by Barclays Bank Plc,. (Scott, Jeffrey)
April 9, 2012 Filing 127 NOTICE OF APPEARANCE by Alan M. Wiseman on behalf of Citibank NA, Citiigroup Global Markets Inc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-05450-NRB(Wiseman, Alan)
April 9, 2012 Filing 126 NOTICE OF APPEARANCE by Alan M. Wiseman on behalf of Citibank NA, Citigroup Global Markets Inc., Citiigroup Global Markets Inc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Wiseman, Alan)
April 9, 2012 Filing 125 NOTICE OF APPEARANCE by Thomas A. Isaacson on behalf of Citibank NA, Citiigroup Global Markets Inc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-05450-NRB(Isaacson, Thomas)
April 9, 2012 Filing 124 NOTICE OF APPEARANCE by Thomas A. Isaacson on behalf of Citibank NA, Citigroup Global Markets Inc., Citiigroup Global Markets Inc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Isaacson, Thomas)
April 9, 2012 Filing 123 NOTICE OF APPEARANCE by Jonathan James Gimblett on behalf of Citibank NA, Citiigroup Global Markets Inc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-05450-NRB(Gimblett, Jonathan)
April 9, 2012 Filing 122 NOTICE OF APPEARANCE by Jonathan James Gimblett on behalf of Citibank NA, Citigroup Global Markets Inc., Citiigroup Global Markets Inc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Gimblett, Jonathan)
April 9, 2012 Filing 121 NOTICE OF APPEARANCE by Andrew Arthur Ruffino on behalf of Citibank NA, Citigroup Global Markets Inc., Citiigroup Global Markets Inc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Ruffino, Andrew)
April 9, 2012 Filing 120 NOTICE OF APPEARANCE by Andrew Arthur Ruffino on behalf of Citibank NA, Citiigroup Global Markets Inc. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-05450-NRB(Ruffino, Andrew)
April 3, 2012 Filing 119 NOTICE OF CHANGE OF ADDRESS by Ethan Edward Litwin on behalf of WestLB AG. New Address: Hughes Hubbard & Reed LLP, One Battery Park Plaza, New York, New York, U.S.A. 10004, 212-837-6000. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-06409-NRB, 1:11-cv-06411-NRB, 1:11-cv-06412-NRB(Litwin, Ethan)
March 13, 2012 Filing 118 NOTICE OF APPEARANCE by Robert Gerard Eisler on behalf of Ravan Investments, LLC (Attachments: # 1 Certificate of Service)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Eisler, Robert)
March 12, 2012 Filing 117 TRANSCRIPT of Proceedings re: Conference held on 3/1/2012 before Judge Naomi Reice Buchwald. Court Reporter/Transcriber: Toni Stanley, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 4/5/2012. Redacted Transcript Deadline set for 4/16/2012. Release of Transcript Restriction set for 6/14/2012.Filed In Associated Cases: 1:11-md-02262-NRB et al.(McGuirk, Kelly)
March 12, 2012 Filing 116 NOTICE OF REDESIGNATION TO ANOTHER MAGISTRATE JUDGE. The above entitled action has been redesignated to Magistrate Judge Gabriel W. Gorenstein. Please note that this is a reassignment of the designation only. (pgu)
March 7, 2012 Opinion or Order Filing 189 ORDER granting 114 Motion for Michael C. Dell'Angelo to Appear Pro Hac Vice. (Signed by Judge Naomi Reice Buchwald on 3/7/2012) (laq)
March 6, 2012 Filing 115 ENDORSED LETTER addressed to Judge Naomi Reice Buchwald from Michael D. Hausfeld, Christopher Lovell, William Christopher Carmody, David E. Kovel and Steven E. Fineman. Esqs., dated 2/17/2012 re: Counsels represent the Plaintiffs in the above captioned litigation. We believe that the most efficient way for his litigation to proceed is to require the Defendants to provide Plaintiffs the documents they have already produced to U.S. regulators investing the alleged manipulation of LIBOR. ENDORSEMENT: Application denied for the reasons stated on the record at an in court conference held on March 1, 2012. (Signed by Judge Naomi Reice Buchwald on 3/5/2012) (djc)
March 2, 2012 CASHIERS OFFICE REMARK on # 110 Motion to Appear Pro Hac Vice in the amount of $200.00, paid on 02/29/2012, Receipt Number 1031081. (jd)
March 1, 2012 Minute Entry for proceedings held before Judge Naomi Reice Buchwald: Status Conference held on 3/1/2012. (lmb)
March 1, 2012 Filing 113 NOTICE OF APPEARANCE by Erin C Burns on behalf of AVP Properties, LLC Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Burns, Erin)
March 1, 2012 Filing 112 NOTICE OF APPEARANCE by Dianne M. Nast on behalf of AVP Properties, LLC Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(Nast, Dianne)
March 1, 2012 Opinion or Order Filing 111 ORDER FOR ADMISSION PRO HAC VICE granting # 110 Motion for William Butterfield to Appear Pro Hac Vice. William Butterfield is admitted to practice pro hac vice as counsel for Plaintiffs Mayor and City Council of Baltimore in this case in the United States District Court for the Southern District of New York. (Signed by Judge Naomi Reice Buchwald on 3/1/2012) (ft)
February 29, 2012 Filing 110 MOTION for William P. Butterfield to Appear Pro Hac Vice. Document filed by Mayor and City Council of Baltimore.(bwa) (tp).
February 27, 2012 Filing 109 NOTICE OF APPEARANCE by Melanie Westover on behalf of Rabobank Group Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-05638-NRB, 1:11-cv-05640-NRB(Westover, Melanie)
February 22, 2012 Filing 114 MOTION for Michael C. Dell' Angelo to Appear Pro Hac Vice. Document filed by 303030 Trading, LLC.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(bwa)
February 21, 2012 Opinion or Order Filing 108 ORDER FOR ADMISSION PRO HAC VICE granting (60) Motion for Erin C. Burns to Appear Pro Hac Vice in case 1:11-cv-02613-NRB; granting (104) Motion for Erin C. Burns to Appear Pro Hac Vice in case 1:11-md-02262-NRB. (Signed by Judge Naomi Reice Buchwald on 2/17/2012) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(lmb)
February 21, 2012 Opinion or Order Filing 107 ORDER FOR ADMISSION PRO HAC VICE granting (59) Motion for Dianne M. Nast to Appear Pro Hac Vice in case 1:11-cv-02613-NRB; granting (103) Motion for Dianne M. Nast to Appear Pro Hac Vice in case 1:11-md-02262-NRB. (Signed by Judge Naomi Reice Buchwald on 2/17/2012) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(lmb)
February 16, 2012 Filing 106 NOTICE OF APPEARANCE by Jessica Lillian Brach on behalf of Deutsche Bank AG, Deutsche Bank Financial LLC, Deutsche Bank Securities Inc. (Brach, Jessica)
February 16, 2012 Filing 105 NOTICE OF APPEARANCE by Andrew Corydon Finch on behalf of Deutsche Bank AG, Deutsche Bank Financial LLC, Deutsche Bank Securities Inc. (Finch, Andrew)
February 14, 2012 Filing 104 MOTION for Erin C Burns to Appear Pro Hac Vice. Document filed by AVP Properties, LLC.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(sjo)
February 14, 2012 Filing 103 MOTION for Dianne M. Nast to Appear Pro Hac Vice. Document filed by AVP Properties, LLC.Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(sjo)
February 14, 2012 Filing 102 NOTICE OF APPEARANCE by Merrill G Davidoff on behalf of 303030 Trading LLC (Davidoff, Merrill)
February 13, 2012 Filing 101 NOTICE of WITHDRAWAL OF ATTORNEY SURYA PALANIAPPAN AS COUNSEL FOR EXCHANGE-BASED PLAINTIFFS AND PUTATIVE CLASS MEMBERS. Document filed by FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Metzler Investment GmbH. (Kovel, David)
January 25, 2012 CASHIERS OFFICE REMARK on # 95 Motion to Appear Pro Hac Vice in the amount of $200.00, paid on 01/19/2012, Receipt Number 1027448. (jd)
January 24, 2012 Filing 100 NOTICE OF APPEARANCE by Richard A. Lockridge on behalf of AVP Properties, LLC (Lockridge, Richard)
January 24, 2012 Filing 99 NOTICE OF APPEARANCE by W. Joseph Bruckner on behalf of AVP Properties, LLC (Bruckner, W.)
January 23, 2012 Opinion or Order Filing 98 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting # 95 Motion for Thomas J. Undlin to Appear Pro Hac Vice. Thomas J. Undlin is admitted to practice pro hac vice as counsel for Plaintiff City of New Britain Firefighters' and Police Benefit Fund in the above captioned case in the United States District Court for the Southern District of New York. (Signed by Judge Naomi Reice Buchwald on 1/20/2012) (ft)
January 23, 2012 Opinion or Order Filing 97 ORDER FOR ADMISSION PRO HAC VICE granting (53) Motion for W. Joseph Bruckner to Appear Pro Hac Vice in case 1:11-cv-02613-NRB. The Applicant is admitted to practice Pro Hac Vice in the above captioned case in the United States District Court for the Southern District of New York. (Signed by Judge Naomi Reice Buchwald on 1/18/2012) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(ft)
January 23, 2012 Opinion or Order Filing 96 ORDER FOR ADMISSION PRO HAC VICE granting (54) Motion for Richard A. Lockridge to Appear Pro Hac Vice in case 1:11-cv-02613-NRB. The Applicant is admitted to practice Pro Hac Vice in the above captioned case in the United States District Court for the Southern District of New York. (Signed by Judge Naomi Reice Buchwald on 1/18/2012) Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB(ft)
January 19, 2012 Filing 95 MOTION for Thomas J. Undlin to Appear Pro Hac Vice. Document filed by City of New Britain Firefighters' and Police Benefit Fund.(bwa) (sjo).
January 4, 2012 CASHIERS OFFICE REMARK on # 88 Motion to Appear Pro Hac Vice in the amount of $200.00, paid on 12/15/2011, Receipt Number 1024578. (jd)
December 27, 2011 Filing 93 NOTICE OF APPEARANCE by James Drew Miller on behalf of RBS Citizens, NA, Royal Bank of Scotland Group plc, RBS Securities Inc. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Miller, James)
December 27, 2011 Opinion or Order Filing 92 ORDER: granting # 88 Motion for Christopher W. Madel to Appear Pro Hac Vice as counsel for Plaintiff City of New Britain Firefighters' and Police Benefit Fund in the above-captioned case in the United States District Court for the Southern District of New York. Additional releif as set forth in this Order. (Signed by Judge Naomi Reice Buchwald on 12/22/2011). (pl)
December 27, 2011 Filing 91 NOTICE OF APPEARANCE by Robert Gene Houck on behalf of RBS Citizens, NA, Royal Bank of Scotland Group plc, RBS Securities Inc. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Houck, Robert)
December 23, 2011 Filing 94 AMENDED CLASS ACTION COMPLAINT against Bank of America Corporation, Barclays Bank Plc,, Barclays Capital Inc., Credit Suisse Group AG, Deutsche Bank AG, Deutsche Bank Securities Inc., HSBC Holdings plc., J.P. Morgan Chase & Co., Lloyds Banking Group plc, Royal Bank of Scotland Group plc, The Norinchukin Bank, UBS AG, WestLB AG, Credit Suisse Securities (USA) LLC, Bank Of America Securities LLC, J.P. Morgan Clearing Corp., HSBC Securities (USA) Inc., UBS Securities LLC, Citiigroup Global Markets Inc. with JURY DEMAND.Document filed by Metzler Investment GmbH.(cd)
December 22, 2011 Opinion or Order Filing 90 PRE-TRIAL ORDER NO. 1: Mayor and City Council of Baltimore v. Bank of America, et al., Case No. 11.Civ. 5450, is designated as the lead action for the Over-the-Counter Plaintiff class actions("Over-the-Counter Plaintiff Action"), as further listed in this Pretrial Order. All filings related to the Over-the-Counter Plaintiff Action must be filed in that docket and in the docket for In re LIBOR-based Financial Instruments Antitrust Litigation, MDL No. 2262. Upon their transfer to the docket for Mayor and City Council of Baltimore v. Bank of America, et al., the Clerk will close the docket for those additional cases. Pursuant to Fed. R. Civ. P. 23(g)(3), the Court designates as Interim Co-Lead Counsel for the Over-the-Counter Plaintiff class, Hausfeld LLP, and Susman Godfrey L.L.P. FTC Capital GmbH, et al. v. Credit Suisse Group AG, et al., Case No. 11 Civ. 2613 is designated as the lead action for the Exchange-Based Plaintiff actions ("Exchange-Based Plaintiff Action"), as further listed in this Pretrial Order. All filings related to the Exchange-Based Plaintiff Action must be filed in that docket and in the docket for In re LIBOR-based Financial Instruments Antitrust Litigation, MDL No. 2262. Upon their transfer to the docket for FTC Capital GmbH, et al. v. Credit Suisse Group AG, et al., the Clerk will close the docket for those additional cases. Pursuant to Fed. R. Civ. P. 23(g)(3), the Court designates as Interim Co-Lead Counsel for the Exchange-Based Plaintiff class, Kirby Mcinerney LLP, and Lovell Stewart Halebian Jacobson LLP. (Signed by Judge Naomi Reice Buchwald on 12/22/2011) (tro)
December 22, 2011 Filing 89 MEMORANDUM: Having reviewed plaintiffs' Joint Motion for Pretrial No. 1, the letter of Robert F. Wise, Esq., submitted on behalf of defense counsel on December 20, 2011, and two letters from plaintiff's counsel in Van de Velde v. Bank of America Corp., 11 Civ. 6120 (GBD), dated December 16 and December 21, 2011, we have reconsidered our decision to not consolidate the Van de Vel de action with the class action complaints in the multi-district litigation before this Court, and with the consent of Judge Daniels, accept the Van de Velde action as related and consolidate it with the exchange-based plaintiff actions pursuant to Rule 42(a) of the F.R.C.P. (Signed by Judge Naomi Reice Buchwald on 12/22/2011) Filed In Associated Cases: 1:11-md-02262-NRB et al.(tro)
December 20, 2011 Filing 87 RULE 7.1 CORPORATE DISCLOSURE STATEMENT.. Document filed by Citibank NA, Citigroup Funding, Inc., Citigroup Global Markets Inc., Citigroup, Inc..Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-06409-NRB, 1:11-cv-06411-NRB, 1:11-cv-06412-NRB(Ruffino, Andrew)
December 20, 2011 Filing 86 NOTICE OF APPEARANCE by Andrew Arthur Ruffino on behalf of Citibank NA, Citibank, N.A., Citigroup Funding, Inc., Citigroup Global Markets Inc., Citigroup, Inc., CitiGroup Inc., Citibank, N.A. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-06409-NRB, 1:11-cv-06411-NRB, 1:11-cv-06412-NRB(Ruffino, Andrew)
December 19, 2011 Opinion or Order Filing 85 ORDER FOR ADMISSION PRO HAC VICE in case 1:11-cv-02613-NRB; granting (75) Motion for Jonathan Gimblett to Appear Pro Hac Vice in case 1:11-md-02262-NRB. Jonathan Gimblett is admitted to practice Pro Hac Vice in this case, and in all actions that have been transferred into that action, in the United States District Court for the Southern District of New York. (Signed by Magistrate Judge Naomi R. (Magistrate) Buchwald on 12/16/2011) Filed In Associated Cases: 1:11-md-02262-NRB et al.(ft)
December 19, 2011 Opinion or Order Filing 84 ORDER FOR ADMISSION PRO HAC VICE in case 1:11-cv-02613-NRB; granting (74) Motion for Thomas A. Isaacson to Appear Pro Hac Vice in case 1:11-md-02262-NRB. Thomas A. Isaacson is admitted to practice Pro Hac Vice in this case, and in all actions that have been transferred into that action, in the United States District Court for the Southern District of New York. (Signed by Judge Naomi Reice Buchwald on 12/16/2011) Filed In Associated Cases: 1:11-md-02262-NRB et al.(ft)
December 19, 2011 Opinion or Order Filing 83 ORDER FOR ADMISSION PRO HAC VICE in case 1:11-cv-02613-NRB; granting (76) Motion for Alan M. Wiseman to Appear Pro Hac Vice in case 1:11-md-02262-NRB. Alan M. Wiseman is admitted to practice Pro Hac Vice in this case, and in all actions that have been transferred into that action, in the United States District Court for the Southern District of New York. (Signed by Judge Naomi Reice Buchwald on 12/16/2011) Filed In Associated Cases: 1:11-md-02262-NRB et al.(ft)
December 19, 2011 Filing 82 NOTICE OF APPEARANCE by Joshua Seth Kyle on behalf of Barclays Bank Plc,, Barclays Capital Inc., Barclays U.S. Funding LLC (Kyle, Joshua)
December 19, 2011 Filing 81 NOTICE OF APPEARANCE by Jeffrey T. Scott on behalf of Barclays Bank Plc,, Barclays Capital Inc., Barclays U.S. Funding LLC (Scott, Jeffrey)
December 19, 2011 Filing 80 RULE 7.1 CORPORATE DISCLOSURE STATEMENT.. Document filed by Barclays Bank Plc,, Barclays Capital Inc., Barclays U.S. Funding LLC.(Braff, David)
December 19, 2011 Filing 79 NOTICE OF APPEARANCE by David Harold Braff on behalf of Barclays Bank Plc,, Barclays Capital Inc., Barclays U.S. Funding LLC (Braff, David)
December 15, 2011 Filing 88 MOTION for Christopher W. Madel to Appear Pro Hac Vice. Document filed by City of New Britain Firefighters' and Police Benefit Fund.(bwa)
December 15, 2011 Filing 78 MOTION for Pre-Trial Order No. 1 . Document filed by Mayor and City Council of Baltimore. (Attachments: # 1 Text of Proposed Order Proposed Pretrial Order No. 1)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Bunche, Ralph)
December 13, 2011 CASHIERS OFFICE REMARK on # 76 Motion to Appear Pro Hac Vice, # 75 Motion to Appear Pro Hac Vice, # 74 Motion to Appear Pro Hac Vice in the amount of $600.00, paid on 12/06/2011, Receipt Number 1023664,1023665,1023667. (jd)
December 9, 2011 Filing 77 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by UBS AG.(Sullivan, Peter)
December 6, 2011 Filing 76 MOTION for Alan M. Wiseman to Appear Pro Hac Vice. Document filed by Citibank NA.(bwa)
December 6, 2011 Filing 75 MOTION for Jonathan Gimblett to Appear Pro Hac Vice. Document filed by Citibank NA.(bwa)
December 6, 2011 Filing 74 MOTION for Thomas A. Isaacson to Appear Pro Hac Vice. Document filed by Citibank NA.(bwa)
December 6, 2011 Filing 73 NOTICE OF APPEARANCE by Andrew Arthur Ruffino on behalf of Citibank NA, Citibank, N.A., Citibank, N.A. Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-06409-NRB, 1:11-cv-06411-NRB, 1:11-cv-06412-NRB(Ruffino, Andrew)
December 5, 2011 Filing 72 NOTICE OF APPEARANCE by Morgan Jessen Stecher on behalf of WestLB AG (Stecher, Morgan)
December 5, 2011 Filing 71 NOTICE OF APPEARANCE by Ethan Edward Litwin on behalf of WestLB AG (Litwin, Ethan)
December 5, 2011 Filing 70 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by WestLB AG.(Litwin, Ethan)
December 2, 2011 CASHIERS OFFICE REMARK on # 62 Motion to Appear Pro Hac Vice in the amount of $400.00, paid on 11/17/2011, Receipt Number 1022257,1022258. (jd)
December 1, 2011 Filing 69 NOTICE OF CHANGE OF ADDRESS by Richard A. Mescon on behalf of City of New Britain Firefighters' and Police Benefit Fund. New Address: Robins, Kaplan, Miller & Ciresi L.L.P., 601 Lexington Avenue, Suite 3400, New York, New York, USA 10022, (212) 980-7400. (Mescon, Richard)
December 1, 2011 Opinion or Order Filing 68 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: It is hereby ordered that Stacey P. Slaughter is admitted to practice pro hac vice as counsel for Plaintiff City of New Britain Firefighters' and Police Benefit Fund in the above captioned case in the United States District Court for the Southern District of New York. (Signed by Judge Naomi Reice Buchwald on 11/30/2011) (lmb)
December 1, 2011 Opinion or Order Filing 67 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: It is hereby ordered that K. Craig Wildfang is admitted to practice pro hac vice as counsel for Plaintiff City of New Britain Firefighters' and Police Benefit Fund in the above captioned case in the United States District Court for the Southern District of New York. (Signed by Judge Naomi Reice Buchwald on 11/30/2011) (lmb)
November 30, 2011 Filing 65 RULE 7.1 CORPORATE DISCLOSURE STATEMENT.. Document filed by Lloyds Banking Group plc, HBOS plc, Bank of Scotland PLC, Lloyds TSB Bank PLC, Lloyds Banking Group, PLC, Lloyds TSB Bank PLC.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Gottridge, Marc)
November 30, 2011 Filing 64 NOTICE OF APPEARANCE by Eric Jonathan Stock on behalf of HBOS plc, Lloyds Banking Group plc, Bank of Scotland PLC, Lloyds TSB Bank PLC, Lloyds TSB Bank PLC Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-06409-NRB, 1:11-cv-06411-NRB, 1:11-cv-06412-NRB, 1:11-cv-07715-NRB(Stock, Eric)
November 30, 2011 Filing 63 NOTICE OF APPEARANCE by Marc Joel Gottridge on behalf of HBOS plc, Lloyds Banking Group plc, Bank of Scotland PLC, Lloyds TSB Bank PLC, Lloyds TSB Bank PLC Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-06409-NRB, 1:11-cv-06411-NRB, 1:11-cv-06412-NRB, 1:11-cv-07715-NRB(Gottridge, Marc)
November 29, 2011 Opinion or Order Filing 66 ORDER: For the foregoing reasons, we hereby order: (1) that the LIBOR-related class action complaints currently pending before this Court be consolidated for all purposes under Federal Rule of Civil Procedure 42(a), under the following caption: In Re: Libor-Based Financial Instruments Antitrust Litigation, Master File No. 1:11-md-02262-NRB; (2) that the law firms of Hausfeld LLP and Susman and Godfrey LLP are appointed to serve as interim class counsel for the putative class of over-the-counter plaintiffs; (3) that the law firms of Kirby McInerney LLP and Lovell Stewart Halebian Jacobson LLP are appointed to serve as interim class counsel for the putative class of exchange-based plaintiffs; and (4) within 20 days, interim class counsel shall submit to this Court a proposed order to facilitate their representation of the putative classes and to advance the conduct and progress of the litigation. (Signed by Judge Naomi Reice Buchwald on 11/29/2011) Filed In Associated Cases: 1:11-md-02262-NRB et al. Copies Mailed By Chambers. (ae)
November 17, 2011 Filing 62 MOTION for Stacey P. Slaughter and K. Craig Wildfang to Appear Pro Hac Vice. Document filed by City of New Britain Firefighters' and Police Benefit Fund.(bwa) (pgu).
November 15, 2011 Filing 61 DECLARATION of K. Craig Wildfang in Support re: # 58 MOTION to Appoint Counsel Robins Kaplan and Scott+Scott as Interim Co-Lead Class Counsel .. Document filed by City of New Britain Firefighters' and Police Benefit Fund. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Scott, David)
November 15, 2011 Filing 60 DECLARATION of Christopher M. Burke in Support re: # 58 MOTION to Appoint Counsel Robins Kaplan and Scott+Scott as Interim Co-Lead Class Counsel .. Document filed by City of New Britain Firefighters' and Police Benefit Fund. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Scott, David)
November 15, 2011 Filing 59 MEMORANDUM OF LAW in Support re: # 58 MOTION to Appoint Counsel Robins Kaplan and Scott+Scott as Interim Co-Lead Class Counsel .. Document filed by City of New Britain Firefighters' and Police Benefit Fund. (Scott, David)
November 15, 2011 Filing 58 MOTION to Appoint Counsel Robins Kaplan and Scott+Scott as Interim Co-Lead Class Counsel . Document filed by City of New Britain Firefighters' and Police Benefit Fund.(Scott, David)
November 15, 2011 Filing 57 NOTICE OF APPEARANCE by Richard A. Mescon on behalf of City of New Britain Firefighters' and Police Benefit Fund (Mescon, Richard)
November 14, 2011 Filing 56 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Deutsche Bank AG for Deutsche Bank Financial LLC, Deutsche Bank Securities Inc.; Corporate Parent No Corporate Parent for Deutsche Bank AG. Document filed by Deutsche Bank AG, Deutsche Bank Financial LLC, Deutsche Bank Securities Inc..(Silverman, Moses)
November 14, 2011 Filing 55 NOTICE OF APPEARANCE by Moses Silverman on behalf of Deutsche Bank AG, Deutsche Bank Financial LLC, Deutsche Bank Securities Inc. (Silverman, Moses)
November 9, 2011 Filing 54 NOTICE OF APPEARANCE by Max Raphael Schwartz on behalf of City of New Britain Firefighters' and Police Benefit Fund (Schwartz, Max)
November 8, 2011 Opinion or Order Filing 53 STANDING ORDER IN RE PILOT PROJECT REGARDING CASE MANAGEMENT TECHNIQUES FOR COMPLEX CIVIL CASES IN THE SOUTHERN DISTRICT OF NEW YORK (See M-10-468 Order filed November 01, 2011). This case is hereby designated for inclusion in the Pilot Project Regarding Case Management Techniques for Complex Civil Cases in the Southern District of New York (the Pilot Project), unless the judge to whom this case is assigned determines otherwise. This case is designated for inclusion in the Pilot Project because it is a class action, an MDL action, or is in one of the following Nature of Suit categories: 160, 245, 315, 355, 365, 385, 410, 830, 840, 850, 893, or 950. The presiding judge in a case that does not otherwise qualify for inclusion in the Pilot Project may nevertheless designate the case for inclusion in the Pilot Project by issuing an order directing that the case be included in the Pilot Project. The description of the Pilot Project, including procedures to be followed, is attached to this Order. (Signed by Judge Loretta A. Preska on 10/31/2011) (pgu) (sjo). (Main Document 53 replaced on 11/9/2011) (sjo).
November 8, 2011 Opinion or Order Filing 52 STANDING ORDER IN RE PILOT PROJECT REGARDING CASE MANAGEMENT TECHNIQUES FOR COMPLEX CIVIL CASES IN THE SOUTHERN DISTRICT OF NEW YORK (See M-10-468 Order filed November 01, 2011). This case is hereby designated for inclusion in the Pilot Project Regarding Case Management Techniques for Complex Civil Cases in the Southern District of New York (the Pilot Project), unless the judge to whom this case is assigned determines otherwise. This case is designated for inclusion in the Pilot Project because it is a class action, an MDL action, or is in one of the following Nature of Suit categories: 160, 245, 315, 355, 365, 385, 410, 830, 840, 850, 893, or 950. The presiding judge in a case that does not otherwise qualify for inclusion in the Pilot Project may nevertheless designate the case for inclusion in the Pilot Project by issuing an order directing that the case be included in the Pilot Project. The description of the Pilot Project, including procedures to be followed, is attached to this Order. (Signed by Judge Loretta A. Preska on 10/31/2011) (pgu) (Main Document 52 replaced on 11/8/2011) (sjo).
November 4, 2011 Filing 51 DECLARATION of Surya Palaniappan in Opposition re: (38 in 1:11-md-02262-NRB) MOTION to Appoint Counsel Lowey Dannenberg Cohen & Hart, P.C. as Interim Class Counsel For The Exchange-Traded Libor Class .. Document filed by Roberto E. Calle Gracey, FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Metzler Investment GmbH. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Palaniappan, Surya)
November 4, 2011 Filing 50 RESPONSE in Opposition re: (38 in 1:11-md-02262-NRB) MOTION to Appoint Counsel Lowey Dannenberg Cohen & Hart, P.C. as Interim Class Counsel For The Exchange-Traded Libor Class .. Document filed by FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV, Metzler Investment GmbH, Roberto E. Calle Gracey. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Palaniappan, Surya)
November 3, 2011 Filing 49 RESPONSE to Defendants' Letter of October 28, 2011 Regarding Transfer . Document filed by Maxwell Van De Velde. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Urmy, Thomas)
November 3, 2011 Filing 48 ORAL PRE-CONFERENCE STATEMENT. Document filed by Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab Yieldplus Fund, Schwab Yieldplus Fund Liquidation Trust, The Charles Schwab Corporation.(Fineman, Steven)
November 2, 2011 Filing 47 NOTICE of Rule 1.12 Notification Pursuant to New York Rules of Professional Conduct. Document filed by Bank of America Corporation. (Jacobs, Lawrence)
October 31, 2011 Filing 46 DECLARATION of Vincent Briganti in Support re: # 38 MOTION to Appoint Counsel Lowey Dannenberg Cohen & Hart, P.C. as Interim Class Counsel For The Exchange-Traded Libor Class .. Document filed by Richard Hershey, Jeffrey Laydon. (Attachments: # 1 Exhibit Ex.1, # 2 Exhibit Ex.2, # 3 Exhibit Ex.3, # 4 Exhibit Ex.4, # 5 Exhibit Ex.5, # 6 Exhibit Ex.6, # 7 Exhibit Ex.7, # 8 Affidavit Certificate of Service)(Briganti, Vincent)
October 31, 2011 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Note to Attorney Vincent Briganti to RE-FILE Document # 43 Notice (Other), Notice (Other). Use the event type Declaration in Support of Motion found under the event list Replies, Opposition and Supporting Documents. (ka)
October 29, 2011 Filing 45 FILING ERROR - DUPLICATED DOCKET ENTRY - NOTICE of Notice of Filing Exhibit 6 and 7 to the Declaration of Vincent Briganti re: # 41 Declaration in Support of Motion,. Document filed by Richard Hershey, Jeffrey Laydon. (Attachments: # 1 Exhibit Ex,6, # 2 Exhibit Ex.7)(Briganti, Vincent) Modified on 10/31/2011 (ka).
October 29, 2011 Filing 44 DECLARATION of Surya Palaniappan in Support re: (13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB) MOTION to Appoint Counsel. MOTION to Consolidate Cases 11-cv-2613; 11-cv-2883; 11-cv-3128; 11-cv-3249; 11-cv-3423; 11-cv-3781; 11-cv-3925; 11-cv-4421; 11-cv-4736; 11-cv-5450; 11-cv-2706.. Document filed by FTC Capital GMBH, Roberto E Calle Gracey. (Attachments: # 1 Exhibit Exhibit A, # 2 Exhibit Exhibit B, # 3 Exhibit Exhibit C, # 4 Exhibit Exhibit D, # 5 Exhibit Exhibit E)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Palaniappan, Surya)
October 29, 2011 Filing 43 FILING ERROR - WRONG DOCUMENT TYPE SELECTED FROM MENU - NOTICE of Notice of Filing of Ex. 5 to the Declaration of Vincent Briganti re: # 41 Declaration in Support of Motion,. Document filed by Richard Hershey, Jeffrey Laydon. (Attachments: # 1 Exhibit Ex,5)(Briganti, Vincent) Modified on 10/31/2011 (ka).
October 29, 2011 Filing 42 RESPONSE in Support re: (13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB) MOTION to Appoint Counsel. MOTION to Consolidate Cases 11-cv-2613; 11-cv-2883; 11-cv-3128; 11-cv-3249; 11-cv-3423; 11-cv-3781; 11-cv-3925; 11-cv-4421; 11-cv-4736; 11-cv-5450; 11-cv-2706. and in Response to Court's October 18, 2011 Order . Document filed by FTC Capital GMBH, Roberto E Calle Gracey. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Palaniappan, Surya)
October 28, 2011 Filing 41 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Vincent Briganti in Support re: # 38 MOTION to Appoint Counsel Lowey Dannenberg Cohen & Hart, P.C. as Interim Class Counsel For The Exchange-Traded Libor Class . Document filed by Richard Hershey, Jeffrey Laydon. (Attachments: # 1 Exhibit Ex.1, # 2 Exhibit Ex.2, # 3 Exhibit Ex.3, # 4 Exhibit Ex.4)(Briganti, Vincent) Modified on 11/1/2011 (db).
October 28, 2011 Filing 40 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Vincent Briganti in Support re: # 38 MOTION to Appoint Counsel Lowey Dannenberg Cohen & Hart, P.C. as Interim Class Counsel For The Exchange-Traded Libor Class . Document filed by Richard Hershey, Jeffrey Laydon. (Briganti, Vincent) Modified on 11/1/2011 (db).
October 28, 2011 Filing 39 MEMORANDUM OF LAW in Support re: # 38 MOTION to Appoint Counsel Lowey Dannenberg Cohen & Hart, P.C. as Interim Class Counsel For The Exchange-Traded Libor Class .. Document filed by Richard Hershey, Jeffrey Laydon. (Briganti, Vincent)
October 28, 2011 Filing 38 MOTION to Appoint Counsel Lowey Dannenberg Cohen & Hart, P.C. as Interim Class Counsel For The Exchange-Traded Libor Class . Document filed by Richard Hershey, Jeffrey Laydon. (Attachments: # 1 Affidavit Certificate of Service)(Briganti, Vincent)
October 28, 2011 Filing 37 DECLARATION of John D. Radice in Support re: (13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB) MOTION to Appoint Counsel. MOTION to Consolidate Cases 11-cv-2613; 11-cv-2883; 11-cv-3128; 11-cv-3249; 11-cv-3423; 11-cv-3781; 11-cv-3925; 11-cv-4421; 11-cv-4736; 11-cv-5450; 11-cv-2706.. Document filed by Ravan Investments, LLC, Carpenters Pension Fund of West Virginia, City of Dania Beach Police & Firefighters' Retirement System, FTC Capital GMBH, Roberto E Calle Gracey. (Attachments: # 1 Exhibit A)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Rudman, Samuel)
October 28, 2011 Filing 36 RESPONSE in Support re: (13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB) MOTION to Appoint Counsel. MOTION to Consolidate Cases 11-cv-2613; 11-cv-2883; 11-cv-3128; 11-cv-3249; 11-cv-3423; 11-cv-3781; 11-cv-3925; 11-cv-4421; 11-cv-4736; 11-cv-5450; 11-cv-2706. and in Response to Court's October 18, 2011 Order . Document filed by Ravan Investments, LLC, Carpenters Pension Fund of West Virginia, City of Dania Beach Police & Firefighters' Retirement System, FTC Capital GMBH, Roberto E Calle Gracey. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Rudman, Samuel)
October 28, 2011 Filing 35 DECLARATION of Ralph J. Bunche in Support re: (21 in 1:11-cv-05640-NRB, 7 in 1:11-md-02262-NRB, 34 in 1:11-cv-05641-NRB, 24 in 1:11-cv-05638-NRB, 10 in 1:11-cv-05929-NRB, 11 in 1:11-cv-05931-NRB, 7 in 1:11-cv-05927-NRB, 13 in 1:11-cv-03128-NRB, 20 in 1:11-cv-02613-NRB, 12 in 1:11-cv-03249-NRB, 14 in 1:11-cv-02883-NRB, 11 in 1:11-cv-05928-NRB) MOTION to Appoint Counsel Hausfeld LLP and Susman Godfrey L.L.P. as Interim Class Counsel .. Document filed by Mayor and City Council of Baltimore. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Bunche, Ralph)
October 28, 2011 Filing 34 RESPONSE in Support re: (21 in 1:11-cv-05640-NRB, 7 in 1:11-md-02262-NRB, 34 in 1:11-cv-05641-NRB, 7 in 1:11-cv-05927-NRB, 13 in 1:11-cv-03128-NRB, 20 in 1:11-cv-02613-NRB, 12 in 1:11-cv-03249-NRB, 24 in 1:11-cv-05638-NRB, 14 in 1:11-cv-02883-NRB, 10 in 1:11-cv-05929-NRB, 11 in 1:11-cv-05928-NRB, 11 in 1:11-cv-05931-NRB) MOTION to Appoint Counsel Hausfeld LLP and Susman Godfrey L.L.P. as Interim Class Counsel . Supplemental submission pursuant to the Court's October 18, 2011 Memorandum and Order (Doc. 32) . Document filed by Mayor and City Council of Baltimore. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Bunche, Ralph)
October 28, 2011 Filing 33 NOTICE OF APPEARANCE by Peter Sullivan on behalf of UBS AG (Attachments: # 1 Certificate of Service)(Sullivan, Peter)
October 18, 2011 Opinion or Order Filing 32 MEMORANDUM AND ORDER: Counsel are directed to make their supplemental submissions within ten days. (Signed by Judge Naomi Reice Buchwald on 10/18/2011) Filed In Associated Cases: 1:11-md-02262-NRB et al. Copies Mailed By Chambers. (jfe)
September 29, 2011 CASHIERS OFFICE REMARK on # 24 Motion to Appear Pro Hac Vice in the amount of $200.00, paid on 09/12/2011, Receipt Number 1016107. (jd)
September 19, 2011 Filing 30 CERTIFICATE OF SERVICE of Notice of Appearance served on Brian J. Poronsky, Christian T. Kemnitz, David Marx, Douglas Mason Chalmers, Elizabeth A. Fegan, George E. Barrett, John D. Radice,Karl Phillip Barth, Lawrence H. Heftman, Matthew Charles Crowl, Michael E. Criden, Robert F. Coleman, Timothy L. Miles, William J. Nissen on September 19, 2011. Service was made by Mail. Document filed by Rabobank Group. (Attachments: # 1 Exhibit)(Gelfand, David)
September 19, 2011 Filing 29 CERTIFICATE OF SERVICE of Notice of Appearance served on Brian J. Poronsky, Christian T. Kemnitz, David Marx, Douglas Mason Chalmers, Elizabeth A. Fegan, George E. Barrett, John D. Radice,Karl Phillip Barth, Lawrence H. Heftman, Matthew Charles Crowl, Michael E. Criden, Robert F. Coleman, Timothy L. Miles, William J. Nissen on September 19, 2011. Service was made by Mail. Document filed by Rabobank Group. (Attachments: # 1 Exhibit)(Murphy, Sean)
September 16, 2011 Opinion or Order Filing 31 ORDER FOR ADMISSION PRO HAC VICE in case 1:11-cv-02613-NRB: granting (24) Motion for Roger B. Cowie on behalf of HSBC Holdings plc and its subsidiaries to Appear Pro Hac Vice in case 1:11-md-02262-NRB. (Signed by Judge Naomi Reice Buchwald on 9/16/2011) Filed In Associated Cases: 1:11-md-02262-NRB et al.(djc)
September 15, 2011 Filing 28 NOTICE OF APPEARANCE by Sean Miles Murphy on behalf of Rabobank Group Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-05638-NRB, 1:11-cv-05640-NRB(Murphy, Sean)
September 15, 2011 Filing 27 NOTICE OF APPEARANCE by David Robert Gelfand on behalf of Rabobank Group Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-05638-NRB, 1:11-cv-05640-NRB(Gelfand, David)
September 14, 2011 Filing 26 NOTICE OF APPEARANCE by Eric Jonathan Stock on behalf of Lloyds Banking Group plc, Lloyds Banking Group, PLC Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:11-cv-05638-NRB, 1:11-cv-05641-NRB, 1:11-cv-05931-NRB(Stock, Eric)
September 13, 2011 Filing 25 NOTICE OF APPEARANCE by Gregory Thomas Casamento on behalf of HSBC Holdings plc. (Casamento, Gregory)
September 12, 2011 Filing 24 MOTION for Roger B. Cowie to Appear Pro Hac Vice. Document filed by HSBC Holdings plc.(pgu)
September 12, 2011 Filing 23 NOTICE OF APPEARANCE by Edwin R Deyoung on behalf of HSBC Holdings plc Filed In Associated Cases: 1:11-md-02262-NRB et al.(Deyoung, Edwin)
September 12, 2011 Filing 22 NOTICE OF APPEARANCE by Marc Joel Gottridge on behalf of Lloyds Banking Group plc, Lloyds Banking Group, PLC Filed In Associated Cases: 1:11-md-02262-NRB, 1:11-cv-02613-NRB, 1:11-cv-05638-NRB, 1:11-cv-05641-NRB, 1:11-cv-05931-NRB(Gottridge, Marc)
September 9, 2011 Filing 21 MOTION for Leave to File Supplemental Memorandum. Document filed by Maxwell Van De Velde. (Attachments: # 1 Exhibit A)(Urmy, Thomas)
September 8, 2011 Filing 20 REPLY MEMORANDUM OF LAW in Support re: # 4 MOTION to Appoint Counsel for Indirect Purchaser Class .. Document filed by Maxwell Van De Velde. (Urmy, Thomas)
September 8, 2011 Filing 19 REPLY AFFIRMATION of Surya Palaniappan in Support re: # 9 MOTION to Appoint Counsel. MOTION to Consolidate Cases 11-cv-2613; 11-cv-2883; 11-cv-3128; 11-cv-3249; 11-cv-3423; 11-cv-3781; 11-cv-3925; 11-cv-4421; 11-cv-4736; 11-cv-5450; 11-cv-2706.. Document filed by Carpenters Pension Fund of West Virginia, City of Dania Beach Police & Firefighters' Retirement System, FTC Capital GMBH, Ravan Investments, LLC. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10)(Rudman, Samuel)
September 8, 2011 Filing 18 REPLY MEMORANDUM OF LAW in Support re: # 9 MOTION to Appoint Counsel. MOTION to Consolidate Cases 11-cv-2613; 11-cv-2883; 11-cv-3128; 11-cv-3249; 11-cv-3423; 11-cv-3781; 11-cv-3925; 11-cv-4421; 11-cv-4736; 11-cv-5450; 11-cv-2706.. Document filed by Carpenters Pension Fund of West Virginia, City of Dania Beach Police & Firefighters' Retirement System, FTC Capital GMBH, Ravan Investments, LLC. (Rudman, Samuel)
September 8, 2011 Filing 17 RESPONSE to Motion re: # 7 MOTION to Appoint Counsel Hausfeld LLP and Susman Godfrey L.L.P. as Interim Class Counsel . RESPONSE OF PLAINTIFF MAYOR AND CITY COUNCIL OF BALTIMORE TO MOTION TO APPOINT GRANT & EISENHOFER, KIRBY MCINERNY, ROBBINS GELLER RUDMAN & DOWD, STEWART HALEBIAN JACOBSON AS INTERIM CLASS COUNSEL . Document filed by Mayor and City Council of Baltimore. (Subramanian, Arun)
September 8, 2011 Filing 16 NOTICE OF APPEARANCE by Arun Srinivas Subramanian on behalf of Mayor and City Council of Baltimore (Subramanian, Arun)
September 8, 2011 Filing 15 NOTICE OF APPEARANCE by Surya Palaniappan on behalf of FTC Capital GMBH, FTC Futures Fund PCC Ltd, FTC Futures Fund SICAV (Palaniappan, Surya)
September 2, 2011 Filing 14 DECLARATION of William Christopher Carmody in Support re: (21 in 1:11-cv-05640-NRB, 7 in 1:11-md-02262-NRB, 34 in 1:11-cv-05641-NRB, 24 in 1:11-cv-05638-NRB, 10 in 1:11-cv-05929-NRB, 11 in 1:11-cv-05931-NRB, 7 in 1:11-cv-05927-NRB, 13 in 1:11-cv-03128-NRB, 20 in 1:11-cv-02613-NRB, 12 in 1:11-cv-03249-NRB, 14 in 1:11-cv-02883-NRB, 11 in 1:11-cv-05928-NRB) MOTION to Appoint Counsel Hausfeld LLP and Susman Godfrey L.L.P. as Interim Class Counsel .. Document filed by Mayor and City Council of Baltimore. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Bunche, Ralph)
September 2, 2011 Filing 13 DECLARATION of Michael D. Hausfeld in Support re: (21 in 1:11-cv-05640-NRB, 7 in 1:11-md-02262-NRB, 34 in 1:11-cv-05641-NRB, 24 in 1:11-cv-05638-NRB, 10 in 1:11-cv-05929-NRB, 11 in 1:11-cv-05931-NRB, 7 in 1:11-cv-05927-NRB, 13 in 1:11-cv-03128-NRB, 20 in 1:11-cv-02613-NRB, 12 in 1:11-cv-03249-NRB, 14 in 1:11-cv-02883-NRB, 11 in 1:11-cv-05928-NRB) MOTION to Appoint Counsel Hausfeld LLP and Susman Godfrey L.L.P. as Interim Class Counsel .. Document filed by Mayor and City Council of Baltimore. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Bunche, Ralph)
September 2, 2011 Filing 12 MEMORANDUM OF LAW in Support re: (21 in 1:11-cv-05640-NRB, 7 in 1:11-md-02262-NRB, 34 in 1:11-cv-05641-NRB, 7 in 1:11-cv-05927-NRB, 13 in 1:11-cv-03128-NRB, 20 in 1:11-cv-02613-NRB, 12 in 1:11-cv-03249-NRB, 24 in 1:11-cv-05638-NRB, 14 in 1:11-cv-02883-NRB, 10 in 1:11-cv-05929-NRB, 11 in 1:11-cv-05928-NRB, 11 in 1:11-cv-05931-NRB) MOTION to Appoint Counsel Hausfeld LLP and Susman Godfrey L.L.P. as Interim Class Counsel .. Document filed by Mayor and City Council of Baltimore. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Bunche, Ralph)
September 1, 2011 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Ralph Johnson Bunche to RE-FILE Document (25 in 1:11-cv-05638-NRB, 21 in 1:11-cv-02613-NRB, 13 in 1:11-cv-03249-NRB, 12 in 1:11-cv-05928-NRB, 8 in 1:11-md-02262-NRB, 22 in 1:11-cv-05640-NRB, 14 in 1:11-cv-03128-NRB, 12 in 1:11-cv-05931-NRB, 11 in 1:11-cv-05929-NRB, 8 in 1:11-cv-05927-NRB, 35 in 1:11-cv-05641-NRB, 15 in 1:11-cv-02883-NRB) Memorandum of Law in Support of Motion. ERROR(S): Supporting documents must be filed separately, each receiving their own document number. The Declarations must be filed separately. Use the event type Declaration in Support of Motion found under event list Replies, Opposition and Supporting Documents. Filed In Associated Cases: 1:11-md-02262-NRB et al.(ldi)
September 1, 2011 Filing 11 DECLARATION of John D. Radice in Support re: (13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB) MOTION to Appoint Counsel. MOTION to Consolidate Cases 11-cv-2613; 11-cv-2883; 11-cv-3128; 11-cv-3249; 11-cv-3423; 11-cv-3781; 11-cv-3925; 11-cv-4421; 11-cv-4736; 11-cv-5450; 11-cv-2706.. Document filed by Carpenters Pension Fund of West Virginia, City of Dania Beach Police & Firefighters' Retirement System, FTC Capital GMBH, Ravan Investments, LLC, Roberto E Calle Gracey. (Attachments: # 1 Exhibit A-B pt 1, # 2 Exhibit A-B pt 2, # 3 Exhibit C, # 4 Exhibit D-G)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Rudman, Samuel)
September 1, 2011 Filing 10 MEMORANDUM OF LAW in Support re: (13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 13 in 1:11-cv-05931-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 16 in 1:11-cv-02883-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 9 in 1:11-cv-05927-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 13 in 1:11-cv-05928-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 14 in 1:11-cv-03249-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 26 in 1:11-cv-05638-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 12 in 1:11-cv-05929-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 23 in 1:11-cv-05640-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 9 in 1:11-md-02262-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 22 in 1:11-cv-02613-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 15 in 1:11-cv-03128-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB, 36 in 1:11-cv-05641-NRB) MOTION to Appoint Counsel. MOTION to Consolidate Cases 11-cv-2613; 11-cv-2883; 11-cv-3128; 11-cv-3249; 11-cv-3423; 11-cv-3781; 11-cv-3925; 11-cv-4421; 11-cv-4736; 11-cv-5450; 11-cv-2706.. Document filed by Carpenters Pension Fund of West Virginia, City of Dania Beach Police & Firefighters' Retirement System, FTC Capital GMBH, Ravan Investments, LLC, Roberto E Calle Gracey. Filed In Associated Cases: 1:11-md-02262-NRB et al.(Rudman, Samuel)
September 1, 2011 Filing 9 MOTION to Appoint Counsel., MOTION to Consolidate Cases 11-cv-2613; 11-cv-2883; 11-cv-3128; 11-cv-3249; 11-cv-3423; 11-cv-3781; 11-cv-3925; 11-cv-4421; 11-cv-4736; 11-cv-5450; 11-cv-2706. Document filed by Carpenters Pension Fund of West Virginia, City of Dania Beach Police & Firefighters' Retirement System, FTC Capital GMBH, Ravan Investments, LLC, Roberto E Calle Gracey. (Attachments: # 1 Text of Proposed Order)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Rudman, Samuel)
September 1, 2011 Filing 8 FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW in Support re: (21 in 1:11-cv-05640-NRB, 7 in 1:11-md-02262-NRB, 34 in 1:11-cv-05641-NRB, 24 in 1:11-cv-05638-NRB, 10 in 1:11-cv-05929-NRB, 11 in 1:11-cv-05931-NRB, 7 in 1:11-cv-05927-NRB, 13 in 1:11-cv-03128-NRB, 20 in 1:11-cv-02613-NRB, 12 in 1:11-cv-03249-NRB, 14 in 1:11-cv-02883-NRB, 11 in 1:11-cv-05928-NRB) MOTION to Appoint Counsel Hausfeld LLP and Susman Godfrey L.L.P. as Interim Class Counsel .. Document filed by Mayor and City Council of Baltimore. (Attachments: # 1 Affidavit Declaration of Michael D. Hausfeld, # 2 Exhibit Exhibit A to Declaration of Michael D. Hausfeld, # 3 Exhibit Exhibit B Declaration of Michael D. Hausfeld, # 4 Exhibit Exhibit C to Declaration of Michael D. Hausfeld, # 5 Affidavit Declaration of William Christopher Carmody, # 6 Exhibit Exhibit A to Declaration of William Christopher Carmody, # 7 Exhibit Exhibit B to Declaration of William Christopher Carmody, # 8 Exhibit Exhibit C to Declaration of William Christopher Carmody, # 9 Exhibit Exhibit D to Declaration of William Christopher Carmody, # 10 Exhibit Exhibit E to Declaration of William Christopher Carmody)Filed In Associated Cases: 1:11-md-02262-NRB et al.(Bunche, Ralph) Modified on 9/2/2011 (ldi).
September 1, 2011 Filing 7 MOTION to Appoint Counsel Hausfeld LLP and Susman Godfrey L.L.P. as Interim Class Counsel . Document filed by Mayor and City Council of Baltimore.Filed In Associated Cases: 1:11-md-02262-NRB et al.(Bunche, Ralph)
September 1, 2011 Filing 6 NOTICE OF APPEARANCE by Ralph Johnson Bunche, III on behalf of Mayor and City Council of Baltimore Filed In Associated Cases: 1:11-md-02262-NRB et al.(Bunche, Ralph)
September 1, 2011 Filing 5 MEMORANDUM OF LAW in Support re: # 4 MOTION to Appoint Counsel for Indirect Purchaser Class .. Document filed by Maxwell Van De Velde. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Klingman, Patrick)
September 1, 2011 Filing 4 MOTION to Appoint Counsel for Indirect Purchaser Class . Document filed by Maxwell Van De Velde.(Klingman, Patrick)
September 1, 2011 Filing 3 NOTICE OF APPEARANCE by Patrick Anthony Klingman on behalf of Maxwell Van De Velde (Klingman, Patrick)
August 22, 2011 Opinion or Order Filing 2 ENDORSED LETTER addressed to Judge Naomi Reice Buchwald from Linda P. Nussbaum & David E. Kovel dated 8/17/11 re: counsel for plaintiffs writes, now that the JMPL motion has been decided, we respectfully request that this Court allow Class Plaintiffs to file an agreed or, if necessary, contested motion(s) for appointment as Interim Class Counsel pursuant to Rule 23(g) of the Federal Rules of Civil Procedure. Following this appointment, Interim Class Counsel can, inter alia, negotiate an appropriate briefing schedule with Defendants for the filing of a Consolidated Complaint and Answers or Responses to the same. If the Court wishes to set a briefing schedule for motions for appointment as Interim Class Counsel without conducting a pre-motion conference, we respectfully propose that opening motions for appointment be due on September 1, 2011, and that reply briefs be due on September 8, 2011. We believe this allows reasonable opportunity for participation and we propose allowing participation in the leadership motions by all counsel, including those whose cases are still awaiting formal transfer to this Court, and we will notify and serve counsel for all Plaintiffs still in those districts. ENDORSEMENT: So Ordered. ( Motions due by 9/1/2011., Replies due by 9/8/2011.) (Signed by Judge Naomi Reice Buchwald on 8/22/11) (pl) Modified on 8/22/2011 (pl).
August 12, 2011 Filing 1 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL... transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the Districts of New York, Illinois, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Naomi Reice Buchwald, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 8/12/11) (rjm)
August 12, 2011 Magistrate Judge Theodore H. Katz is so designated. (rjm)
August 12, 2011 Case Designated ECF. (rjm)
August 12, 2011 CASES ORIGINATING FROM THE SOUTHERN DISTRICT OF NEW YORK: 1:11-cv-2613 (NRB), 1:11-cv-2883 (NRB), 1:11-cv-3128 (NRB), 1:11-cv-3249 (NRB). (rjm)

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Search for this case: In Re: Libor-Based Financial Instruments Antitrust Litigation
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Plaintiff: 303 Proprietary Trading LLC
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Plaintiff: 303030 Trading LLC
Represented By: Merrill G Davidoff
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Christopher Lovell
Represented By: Andrew Martin McNeela
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Meghan Joan Summers
Represented By: Karen M. Lerner
Represented By: Thomas W. Elrod
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Plaintiff: 33-35 Green Pond Road Associates, LLC
Represented By: Vincent J. Esades
Represented By: Steven A. Kanner
Represented By: Dylan J. McFarland
Represented By: Jeffrey Alan Shooman
Represented By: Mayra Velez Tarantino
Represented By: Jason Allen Zweig
Represented By: Joseph J. DePalma
Represented By: William H. London
Represented By: Steven Joesph Greenfogel
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Plaintiff: AVP Properties, LLC
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Christopher Lovell
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: W. Joseph Bruckner
Represented By: Richard A. Lockridge
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Plaintiff: Annie Bell Adams
Represented By: John Walter Sharbrough
Represented By: Stephen George Stim
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Plaintiff: Joseph Amabile
Represented By: Jeffrey Louis Haberman
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Plaintiff: Louie Amabile
Represented By: Jeffrey Louis Haberman
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Plaintiff: Atlantic Trading USA, LLC
Represented By: Merrill G Davidoff
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Christopher Lovell
Represented By: Andrew Martin McNeela
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Meghan Joan Summers
Represented By: Karen M. Lerner
Represented By: Thomas W. Elrod
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Plaintiff: Todd Augenbaum
Represented By: Jeffrey Simon Abraham
Represented By: Gregory Bradley Linkh
Represented By: Brian Philip Murray
Represented By: Lionel Z. Glancy
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Plaintiff: Bay Area Toll Authority
Represented By: Steven E. Fineman
Represented By: Brendan Patrick Glackin
Represented By: Richard Martin Heimann
Represented By: Marc Pilotin
Represented By: Eric B. Fastiff
Represented By: Marc Anthony Pilotin
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Plaintiff: Jeffrey D. Buckley
Represented By: Evans J. Carter
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Plaintiff: Norman Byster
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Plaintiff: CEMA Joint Venture
Represented By: William E. Walker, Jr.
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Plaintiff: Michael Cahill
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Plaintiff: Roberto E. Calle Gracey
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Christopher Lovell
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Marvin Alan Miller
Represented By: Matthew E Van Tine
Represented By: Lori Ann Fanning
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Plaintiff: Capital Ventures International
Represented By: Daniel Lawrence Brockett
Represented By: Steig Olson
Represented By: Jacob J Waldman
Represented By: Daniel Paul Cunningham
Represented By: Jeremy Daniel Andersen
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Plaintiff: Carpenters Pension Fund of West Virginia
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Lucas F. Olts
Represented By: David W. Mitchell
Represented By: Darren J. Robbins
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Plaintiff: Linda Carr
Represented By: Gregory Keith Arenson
Represented By: Jeffrey Craig Block
Represented By: Elana Katcher
Represented By: Richard J. Kilsheimer
Represented By: Whitney Erin Street
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Plaintiff: Charles Schwab & Co., Inc.
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Steven E. Fineman
Represented By: Brendan Patrick Glackin
Represented By: Richard Martin Heimann
Represented By: Marc Pilotin
Represented By: Andrew Scirica Kingsdale
Represented By: Michael Joseph Miarmi
Represented By: Joseph Richard Saveri
Represented By: Eric B. Fastiff
Represented By: Lowell Harry Haky
Represented By: Marc Anthony Pilotin
Represented By: Andrew R Kaufman
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Plaintiff: Charles Schwab Bank, N.A.
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Steven E. Fineman
Represented By: Brendan Patrick Glackin
Represented By: Richard Martin Heimann
Represented By: Marc Pilotin
Represented By: Andrew Scirica Kingsdale
Represented By: Michael Joseph Miarmi
Represented By: Joseph Richard Saveri
Represented By: Eric B. Fastiff
Represented By: Lowell Harry Haky
Represented By: Marc Anthony Pilotin
Represented By: Andrew R Kaufman
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Plaintiff: Charles Schwab Corporation
Represented By: Steven E. Fineman
Represented By: Brendan Patrick Glackin
Represented By: Richard Martin Heimann
Represented By: Marc Pilotin
Represented By: Steven Eliott Fineman
Represented By: Eric B. Fastiff
Represented By: Lowell Harry Haky
Represented By: Marc Anthony Pilotin
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Plaintiff: City of Dania Beach Police & Firefighters' Retirement System
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: George E. Barrett
Represented By: Timothy L. Miles
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Plaintiff: City of New Britain Firefighters' and Police Benefit Fund
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Max Raphael Schwartz
Represented By: David R. Scott
Represented By: Richard A. Mescon
Represented By: William Christopher Carmody
Represented By: Peter Anthony Barile, III
Represented By: Michael C. Kelso
Represented By: Christopher William Madel
Represented By: K. Craig Wildfang
Represented By: Glenn Charles Bridgman
Represented By: Geng Chen
Represented By: Hilary Kathleen Scherrer
Represented By: Thomas J. Undlin
Represented By: Stacey Paige Slaughter
Represented By: Karen Oshman
Represented By: Matthew Berry
Represented By: Barry Barnett
Represented By: Mary Kathryn Sammons
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Plaintiff: City of Richmond
Represented By: Alexander E. Barnett
Represented By: Joseph Winters Cotchett
Represented By: Frank Cadmus Damrell, Jr
Represented By: Bruce Reed Goodmiller
Represented By: Everett Jenkins
Represented By: Nanci E. Nishimura
Represented By: Daniel R. Sterrett
Represented By: Kevin P. O'Brien
Represented By: Matthew K. Edling
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Plaintiff: City of Riverside
Represented By: Alexander E. Barnett
Represented By: Joseph Winters Cotchett
Represented By: Frank Cadmus Damrell, Jr
Represented By: Nanci E. Nishimura
Represented By: Daniel R. Sterrett
Represented By: Kevin P. O'Brien
Represented By: Gregory P Priamos
Represented By: Matthew K. Edling
Represented By: Richard A Milligan
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Plaintiff: Kenneth W. Coker
Represented By: David Brian Fernandes, Jr.
Represented By: Mark Philip Pifko
Represented By: Roland Karim Tellis
Represented By: Peter Francis Smith
Represented By: Daniel Alberstone
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Plaintiff: Community Bank & Trust
Represented By: Patrick Anthony Klingman
Represented By: Thomas V. Urmy
Represented By: Charles Edgar Tompkins, IV
Represented By: Lesley Elizabeth Weaver
Represented By: Patrick A. Klingman
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Plaintiff: County of Riverside
Represented By: Blair A Nicholas
Represented By: Benjamin Galdston
Represented By: Blair Allen Nicholas
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Plaintiff: County of Sacramento
Represented By: Alexander E. Barnett
Represented By: Nanci E. Nishimura
Represented By: Kevin P. O'Brien
Represented By: Matthew K. Edling
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Plaintiff: County of San Diego
Represented By: Alexander E. Barnett
Represented By: Nanci E. Nishimura
Represented By: Kevin P. O'Brien
Represented By: Matthew K. Edling
Represented By: Daniel R. Sterrett
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Plaintiff: County of San Mateo
Represented By: Alexander E. Barnett
Represented By: Joseph Winters Cotchett
Represented By: Frank Cadmus Damrell, Jr
Represented By: Nanci E. Nishimura
Represented By: John C. Beiers
Represented By: Bert Shinji Nishimura
Represented By: Lee Andrew Thompson
Represented By: Eugene Whitlock
Represented By: Daniel R. Sterrett
Represented By: Kevin P. O'Brien
Represented By: Matthew K. Edling
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Plaintiff: County of Sonoma
Represented By: Alexander E. Barnett
Represented By: Joseph Winters Cotchett
Represented By: Frank Cadmus Damrell, Jr
Represented By: Nanci E. Nishimura
Represented By: Joseph W. Cotchett
Represented By: Kathleen Anne Larocque
Represented By: Aron K. Liang
Represented By: Kevin P. O'Brien
Represented By: Matthew K. Edling
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Plaintiff: Courtyard at Amwell II, LLC
Represented By: Jason Allen Zweig
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Plaintiff: Darby Financial Products
Represented By: Daniel Lawrence Brockett
Represented By: Steig Olson
Represented By: Jacob J Waldman
Represented By: Daniel Paul Cunningham
Represented By: Jeremy Daniel Andersen
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Plaintiff: Richard Deogracias
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Plaintiff: Direcors Financial Group
Represented By: Marc Ian Gross
Represented By: Jeremy Alan Lieberman
Represented By: Francis Paul McConville
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Plaintiff: Direct Action Plaintiff
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Plaintiff: Direct Action Plaintiffs
Represented By: Richard James Leveridge
Represented By: James R. Martin
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Plaintiff: Heather M. Earle
Represented By: Gregory Keith Arenson
Represented By: Jeffrey Craig Block
Represented By: Elana Katcher
Represented By: Richard J. Kilsheimer
Represented By: Whitney Erin Street
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Plaintiff: East Bay Municipal Utility District
Represented By: Alexander E. Barnett
Represented By: Joseph Winters Cotchett
Represented By: Frank Cadmus Damrell, Jr
Represented By: Nanci E. Nishimura
Represented By: Jylana Collins
Represented By: Craig Stephen Spencer
Represented By: Daniel R. Sterrett
Represented By: Kevin P. O'Brien
Represented By: Matthew K. Edling
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Plaintiff: FTC Capital GMBH
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Christopher Lovell
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Lauren Wagner Pederson
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Plaintiff: FTC Futures Fund PCC Ltd
Represented By: Merrill G Davidoff
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Christopher Lovell
Represented By: Andrew Martin McNeela
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Lauren Wagner Pederson
Represented By: Meghan Joan Summers
Represented By: Karen M. Lerner
Represented By: Thomas W. Elrod
Represented By: Christopher F. Moriarty
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Plaintiff: FTC Futures Fund SICAV
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Christopher Lovell
Represented By: Andrew Martin McNeela
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Lauren Wagner Pederson
Represented By: Meghan Joan Summers
Represented By: Karen M. Lerner
Represented By: Thomas W. Elrod
Represented By: Christopher F. Moriarty
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Plaintiff: Federal National Mortgage Association
Represented By: Samuel William Cruse, III
Represented By: Kenneth E. Warner
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Plaintiff: Marc Federighi
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Plaintiff: Scott Federighi
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Plaintiff: Dennis Paul Fobes
Represented By: John Walter Sharbrough
Represented By: Stephen George Stim
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Plaintiff: Leigh E. Fobes
Represented By: John Walter Sharbrough
Represented By: Stephen George Stim
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Plaintiff: Gary Francis
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Christopher Lovell
Represented By: Andrew Martin McNeela
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Meghan Joan Summers
Represented By: Karen M. Lerner
Represented By: Thomas W. Elrod
Represented By: Michael Benjamin Eisenkraft
Represented By: Robert Abraham Braun
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Plaintiff: Eric Friedman
Represented By: Gregory Keith Arenson
Represented By: Jeffrey Craig Block
Represented By: Elana Katcher
Represented By: Richard J. Kilsheimer
Represented By: Whitney Erin Street
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Plaintiff: Robert Furlong
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Plaintiff: Lawrence W. Gardner
Represented By: Jason Allen Zweig
Represented By: Steve W. Berman
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Plaintiff: Ellen Gelboim
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Steven A. Asher
Represented By: Karen L. Morris
Represented By: Patrick F Morris
Represented By: Jeremy S. Spiegel
Represented By: Robert S. Kitchenoff
Represented By: David Haym Weinstein
Represented By: Patrick Francis Morris
Represented By: Eric Franklin Citron
Represented By: Thomas C. Goldstein
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Plaintiff: Fran P. Goldsleger
Represented By: Craig B. Sokolow
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Plaintiff: David Gough
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Plaintiff: Government Development Bank for Puerto Rico
Represented By: Marc Ian Gross
Represented By: Jeremy Alan Lieberman
Represented By: Francis Paul McConville
Represented By: Michael Morris Buchman
Represented By: Patrick Vincent Dahlstrom
Represented By: Joshua B. Silverman
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Plaintiff: Greenwich Commons II, LLC
Represented By: Jason Allen Zweig
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Plaintiff: Guaranty Bank & Trust Company
Represented By: W. Percy Badham
Represented By: Michael John Guzman
Represented By: Joseph Solomon Hall
Represented By: Stuart Halkett McCluer
Represented By: Andrew Chun-Yang Shen
Represented By: Caitlin Sinclair Hall
Represented By: R. Bryant McCulley
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Plaintiff: Betty L. Gunter
Represented By: John Walter Sharbrough
Represented By: Stephen George Stim
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Plaintiff: Brian Haggerty
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Plaintiff: Nathaniel Haynes
Represented By: Merrill G Davidoff
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Christopher Lovell
Represented By: Andrew Martin McNeela
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Meghan Joan Summers
Represented By: Karen M. Lerner
Represented By: Thomas W. Elrod
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Plaintiff: John Henderson
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Plaintiff: Richard Hershey
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Christopher Lovell
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Vincent Briganti
Represented By: Douglas Mason Chalmers
Represented By: Geoffrey Milbank Horn
Represented By: Steve R. Jakubowski
Represented By: Robert F. Coleman
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Plaintiff: Highlander Realty, LLC
Represented By: Evans J. Carter
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Plaintiff: Jill Court Associates II, LLC
Represented By: Jason Allen Zweig
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Plaintiff: David Klusendorf
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Plaintiff: Ronald Krug
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Plaintiff: Margaret Lambert
Represented By: John Walter Sharbrough
Represented By: Stephen George Stim
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Plaintiff: Christopher Lang
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Plaintiff: Jeffrey Laydon
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Christopher Lovell
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Vincent Briganti
Represented By: Douglas Mason Chalmers
Represented By: Geoffrey Milbank Horn
Represented By: Steve R. Jakubowski
Represented By: Robert F. Coleman
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Plaintiff: Elizabeth Lieberman
Represented By: Jeffrey Simon Abraham
Represented By: Gregory Bradley Linkh
Represented By: Brian Philip Murray
Represented By: Lionel Z. Glancy
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Plaintiff: Maidencreek Ventures II LP
Represented By: Jason Allen Zweig
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Plaintiff: Henryk Malinowski
Represented By: Gregory Keith Arenson
Represented By: Jeffrey Craig Block
Represented By: Elana Katcher
Represented By: Richard J. Kilsheimer
Represented By: Whitney Erin Street
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Plaintiff: Mayor and City Council of Baltimore
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Christopher Lovell
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Seth D. Ard
Represented By: Ralph Johnson Bunche, III
Represented By: William Christopher Carmody
Represented By: Arun Srinivas Subramanian
Represented By: Ashley Margaret Simonsen
Represented By: Nathaniel C. Giddings
Represented By: Michael C. Kelso
Represented By: Hilary K Scherrer
Represented By: Fred Taylor Isquith
Represented By: Scott Allan Martin
Represented By: Gary Ivan Smith
Represented By: Glenn Charles Bridgman
Represented By: Drew D Hansen
Represented By: Marc M. Seltzer
Represented By: Geng Chen
Represented By: William P. Butterfield
Represented By: Hilary Kathleen Scherrer
Represented By: Karen Oshman
Represented By: Joel Davidow
Represented By: Charles Joseph LaDuca
Represented By: Matthew Berry
Represented By: Barry Barnett
Represented By: Mary Kathryn Sammons
Represented By: Steven M. Nathan
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Plaintiff: Metzler Investment GmbH
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Christopher Lovell
Represented By: Andrew Martin McNeela
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: William H. Narwold
Represented By: Deborah M. Sturman
Represented By: Meghan Joan Summers
Represented By: Karen M. Lerner
Represented By: Joseph F. Rice
Represented By: Thomas W. Elrod
Represented By: Christopher F. Moriarty
Represented By: Michael Benjamin Eisenkraft
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Plaintiff: John Monckton
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Plaintiff: National Credit Union Administration Board
Represented By: Andrew Chun-Yang Shen
Represented By: Daniel V. Dorris
Represented By: David Charles Frederick
Represented By: Rachel E. Schwartz
Represented By: Norman E. Siegel
Represented By: Wan Joo Kim
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Plaintiff: Philip Olson
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Plaintiff: PFI Bond & Mortgage Securities Fund
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: PFI Bond Market Index Fund
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: PFI Core Plus Bond I Fund
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: PFI Diversified Real Asset Fund
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: PFI Equity Income Fund
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: PFI Global Diversified Income Fund
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: PFI Government & High Quality Bond Fund
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: PFI High Yield Fund
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: PFI High Yield Fund I
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: PFI Income Fund
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: PFI Inflation Protection Fund
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: PFI Money Market Fund
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: PFI Preferred Securities Fund
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: PFI Short-Term Income Fund
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: PRUDENTIAL CORE TAXABLE MONEY MARKET FUND
Represented By: Steig Olson
Represented By: Jacob J Waldman
Represented By: Jeremy Daniel Andersen
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Plaintiff: PRUDENTIAL INVESTMENT PORTFOLIOS 2
Represented By: Daniel Lawrence Brockett
Represented By: Steig Olson
Represented By: Jacob J Waldman
Represented By: Daniel Paul Cunningham
Represented By: Kathleen Barnett Einhorn
Represented By: Ross Robert Fulton
Represented By: Jeremy Daniel Andersen
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Plaintiff: PVC Asset Allocation Account
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: PVC Balanced Account
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: PVC Bond & Mortgage Securities Account
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: PVC Equity Income Account
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: PVC Government & High Quality Bond Account
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: PVC Income Account
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: PVC Money Market Account
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: PVC Short-Term Income Account
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: Brett Pankau
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Plaintiff: Carl A. Payne
Represented By: David Brian Fernandes, Jr.
Represented By: Mark Philip Pifko
Represented By: Roland Karim Tellis
Represented By: Peter Francis Smith
Represented By: Daniel Alberstone
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Plaintiff: Nicholas Pesa
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Plaintiff: Principal Capital Interest Only I, LLC
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
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Plaintiff: Principal Commercial Funding II, LLC
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
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Plaintiff: Principal Commercial Funding, LLC
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
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Plaintiff: Principal Financial Group, Inc.
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: James R. Martin
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: Principal Financial Services, Inc.
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: Principal Funds, Inc.
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: James R. Martin
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: Principal Life Insurance Company
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: Principal Real Estate Investors, LLC
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
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Plaintiff: Principal Variable Contracts Funds, Inc.
Represented By: Joel A Mintzer
Represented By: Thomas F. Berndt
Represented By: Stacey Paige Slaughter
Represented By: Geoffrey Holmes Kozen
Represented By: Benjamin D. Steinberg
Represented By: K. Craig Wildfang
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Plaintiff: Raritan Commons, LLC
Represented By: Jason Allen Zweig
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Plaintiff: Ravan Investments, LLC
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Peter Anthony Barile, III
Represented By: Michael E. Criden
Represented By: Jay W. Eisenhofer
Represented By: Kevin Bruce Love
Represented By: Linda P. Nussbaum
Represented By: John D. Radice
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Plaintiff: Eduardo Restani
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Plaintiff: SEIU Pension Plans Master Trust
Represented By: Samuel Howard Rudman
Represented By: William Christopher Carmody
Represented By: Patrick W. Daniels
Represented By: David W. Mitchell
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Plaintiff: Salix Capital US Inc.
Represented By: Daniel Lawrence Brockett
Represented By: Steig Olson
Represented By: Jacob J Waldman
Represented By: Daniel Paul Cunningham
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
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Plaintiff: San Diego Association of Governments
Represented By: Alexander E. Barnett
Represented By: Nanci E. Nishimura
Represented By: Kevin P. O'Brien
Represented By: Matthew K. Edling
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Plaintiff: San Mateo Couty Joint Powers Financing Authority
Represented By: Alexander E. Barnett
Represented By: Joseph Winters Cotchett
Represented By: Frank Cadmus Damrell, Jr
Represented By: Nanci E. Nishimura
Represented By: John C. Beiers
Represented By: Bert Shinji Nishimura
Represented By: Lee Andrew Thompson
Represented By: Eugene Whitlock
Represented By: Daniel R. Sterrett
Represented By: Kevin P. O'Brien
Represented By: Matthew K. Edling
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Plaintiff: Schwab Advisor Cash Reserves
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Steven E. Fineman
Represented By: Brendan Patrick Glackin
Represented By: Richard Martin Heimann
Represented By: Marc Pilotin
Represented By: Andrew Scirica Kingsdale
Represented By: Michael Joseph Miarmi
Represented By: Joseph Richard Saveri
Represented By: Eric B. Fastiff
Represented By: Lowell Harry Haky
Represented By: Marc Anthony Pilotin
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Plaintiff: Schwab Cash Reserves
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Steven E. Fineman
Represented By: Brendan Patrick Glackin
Represented By: Richard Martin Heimann
Represented By: Marc Pilotin
Represented By: Andrew Scirica Kingsdale
Represented By: Michael Joseph Miarmi
Represented By: Joseph Richard Saveri
Represented By: Eric B. Fastiff
Represented By: Lowell Harry Haky
Represented By: Marc Anthony Pilotin
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Plaintiff: Schwab Investor Money Fund
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Steven E. Fineman
Represented By: Brendan Patrick Glackin
Represented By: Richard Martin Heimann
Represented By: Marc Pilotin
Represented By: Andrew Scirica Kingsdale
Represented By: Michael Joseph Miarmi
Represented By: Joseph Richard Saveri
Represented By: Eric B. Fastiff
Represented By: Lowell Harry Haky
Represented By: Marc Anthony Pilotin
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Plaintiff: Schwab Money Market Fund
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Steven E. Fineman
Represented By: Brendan Patrick Glackin
Represented By: Richard Martin Heimann
Represented By: Marc Pilotin
Represented By: Andrew Scirica Kingsdale
Represented By: Michael Joseph Miarmi
Represented By: Joseph Richard Saveri
Represented By: Eric B. Fastiff
Represented By: Lowell Harry Haky
Represented By: Marc Anthony Pilotin
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Plaintiff: Schwab Retirement Advantage Money Fund
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Steven E. Fineman
Represented By: Brendan Patrick Glackin
Represented By: Richard Martin Heimann
Represented By: Marc Pilotin
Represented By: Andrew Scirica Kingsdale
Represented By: Michael Joseph Miarmi
Represented By: Joseph Richard Saveri
Represented By: Eric B. Fastiff
Represented By: Lowell Harry Haky
Represented By: Marc Anthony Pilotin
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Plaintiff: Schwab Short-Term Bond Market Fund
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Steven E. Fineman
Represented By: Brendan Patrick Glackin
Represented By: Richard Martin Heimann
Represented By: Marc Pilotin
Represented By: Joseph Richard Saveri
Represented By: Eric B. Fastiff
Represented By: Lowell Harry Haky
Represented By: Brendan Patrick Glaskin
Represented By: Marc Anthony Pilotin
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Plaintiff: Schwab Total Bond Market Fund
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Steven E. Fineman
Represented By: Brendan Patrick Glackin
Represented By: Richard Martin Heimann
Represented By: Marc Pilotin
Represented By: Joseph Richard Saveri
Represented By: Eric B. Fastiff
Represented By: Lowell Harry Haky
Represented By: Marc Anthony Pilotin
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Plaintiff: Schwab U.S. Dollar Liquid Assets Fund
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Steven E. Fineman
Represented By: Brendan Patrick Glackin
Represented By: Richard Martin Heimann
Represented By: Marc Pilotin
Represented By: Joseph Richard Saveri
Represented By: Eric B. Fastiff
Represented By: Lowell Harry Haky
Represented By: Marc Anthony Pilotin
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Plaintiff: Schwab Value Advantage Money Fund
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Steven E. Fineman
Represented By: Brendan Patrick Glackin
Represented By: Richard Martin Heimann
Represented By: Marc Pilotin
Represented By: Andrew Scirica Kingsdale
Represented By: Michael Joseph Miarmi
Represented By: Joseph Richard Saveri
Represented By: Eric B. Fastiff
Represented By: Lowell Harry Haky
Represented By: Marc Anthony Pilotin
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Plaintiff: Schwab Yieldplus Fund
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Steven E. Fineman
Represented By: Brendan Patrick Glackin
Represented By: Richard Martin Heimann
Represented By: Marc Pilotin
Represented By: Andrew Scirica Kingsdale
Represented By: Michael Joseph Miarmi
Represented By: Joseph Richard Saveri
Represented By: Eric B. Fastiff
Represented By: Lowell Harry Haky
Represented By: Marc Anthony Pilotin
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Plaintiff: Schwab Yieldplus Fund Liquidation Trust
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Steven E. Fineman
Represented By: Brendan Patrick Glackin
Represented By: Richard Martin Heimann
Represented By: Marc Pilotin
Represented By: Andrew Scirica Kingsdale
Represented By: Michael Joseph Miarmi
Represented By: Joseph Richard Saveri
Represented By: Eric B. Fastiff
Represented By: Lowell Harry Haky
Represented By: Marc Anthony Pilotin
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Plaintiff: Successor Agency to the Richmond Community Redevelopment Agency
Represented By: Alexander E. Barnett
Represented By: Joseph Winters Cotchett
Represented By: Frank Cadmus Damrell, Jr
Represented By: Bruce Reed Goodmiller
Represented By: Everett Jenkins
Represented By: Nanci E. Nishimura
Represented By: Daniel R. Sterrett
Represented By: Kevin P. O'Brien
Represented By: Matthew K. Edling
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Plaintiff: David E. Sundstrom
Represented By: Alexander E. Barnett
Represented By: Joseph Winters Cotchett
Represented By: Frank Cadmus Damrell, Jr
Represented By: Nanci E. Nishimura
Represented By: Joseph W. Cotchett
Represented By: Kathleen Anne Larocque
Represented By: Aron K. Liang
Represented By: Kevin P. O'Brien
Represented By: Matthew K. Edling
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Plaintiff: Margery Teller
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Plaintiff: Texas Competitive Electric Holdings Company LLC
Represented By: Arun Srinivas Subramanian
Represented By: Matthew Berry
Represented By: Barry Barnett
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Plaintiff: The Berkshire Bank
Represented By: Marc Ian Gross
Represented By: Jeremy Alan Lieberman
Represented By: Francis Paul McConville
Represented By: Michael Morris Buchman
Represented By: Patrick Vincent Dahlstrom
Represented By: Joshua B. Silverman
Represented By: Veronica Valeria Montenegro
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Plaintiff: The Charles Schwab Corporation
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Steven E. Fineman
Represented By: Brendan Patrick Glackin
Represented By: Richard Martin Heimann
Represented By: Andrew Scirica Kingsdale
Represented By: Michael Joseph Miarmi
Represented By: Joseph Richard Saveri
Represented By: Eric B. Fastiff
Represented By: Lowell Harry Haky
Represented By: Andrew R Kaufman
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Plaintiff: The City of Philadelphia
Represented By: Daniel Lawrence Brockett
Represented By: Steig Olson
Represented By: Jacob J Waldman
Represented By: Daniel Paul Cunningham
Represented By: Joshua D. Snyder
Represented By: Mathieu J. Shapiro
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
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Plaintiff: The Federal Deposit Insurance Corporation as Receiver
Represented By: Richard James Leveridge
Represented By: James R. Martin
Represented By: Jennifer Abby Hoffman
Represented By: Miriam R. Vishio
Represented By: Allison Vissichelli
Represented By: Nicholas Steven Cheolas
Represented By: Woody Norman Peterson
Represented By: Lindsey A Davis
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Plaintiff: The Federal Home Loan Mortgage Corporation
Represented By: Richard James Leveridge
Represented By: Lisa Marie Kaas
Represented By: James R. Martin
Represented By: Jennifer Abby Hoffman
Represented By: Miriam R. Vishio
Represented By: Allison Vissichelli
Represented By: Nicholas Steven Cheolas
Represented By: Woody Norman Peterson
Represented By: Lindsey A Davis
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Plaintiff: The Pennsylvania Intergovernmental Cooperation Authority
Represented By: Daniel Lawrence Brockett
Represented By: Steig Olson
Represented By: Jacob J Waldman
Represented By: Daniel Paul Cunningham
Represented By: Christopher R. Barker
Represented By: Jeremy Daniel Andersen
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Plaintiff: The Regents of the University of California
Represented By: Alexander E. Barnett
Represented By: Joseph Winters Cotchett
Represented By: Frank Cadmus Damrell, Jr
Represented By: Nanci E. Nishimura
Represented By: Joseph W. Cotchett
Represented By: Aron K. Liang
Represented By: Eric K. Behrens
Represented By: Charles Furlonge Robinson
Represented By: Kevin P. O'Brien
Represented By: Matthew K. Edling
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Plaintiff: The Richmond Joint Powers Financing Authority
Represented By: Alexander E. Barnett
Represented By: Joseph Winters Cotchett
Represented By: Frank Cadmus Damrell, Jr
Represented By: Bruce Reed Goodmiller
Represented By: Everett Jenkins
Represented By: Nanci E. Nishimura
Represented By: Daniel R. Sterrett
Represented By: Kevin P. O'Brien
Represented By: Matthew K. Edling
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Plaintiff: The Riverside Public Financing Authority
Represented By: Alexander E. Barnett
Represented By: Joseph Winters Cotchett
Represented By: Frank Cadmus Damrell, Jr
Represented By: Nanci E. Nishimura
Represented By: Daniel R. Sterrett
Represented By: Kevin P. O'Brien
Represented By: Gregory P Priamos
Represented By: Matthew K. Edling
Represented By: Richard A Milligan
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Plaintiff: Triaxx Prime CDO 2006-1 ltd.
Represented By: Derek W. Loeser
Represented By: David Steven Preminger
Represented By: David S Preminger
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Plaintiff: Triaxx Prime CDO 2006-2 Ltd.
Represented By: Derek W. Loeser
Represented By: David Steven Preminger
Represented By: David S Preminger
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Plaintiff: Triaxx Prime CDO 2007-1 Ltd.
Represented By: Derek W. Loeser
Represented By: David Steven Preminger
Represented By: David S Preminger
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Plaintiff: David Vecchione
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Plaintiff: Jerry Weglarz
Represented By: Tiffany Nicole Hardy
Represented By: James O. Latturner
Represented By: Daniel A. Edelman
Represented By: Cathleen M. Combs
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Plaintiff: Nathan Weglarz
Represented By: Tiffany Nicole Hardy
Represented By: James O. Latturner
Represented By: Daniel A. Edelman
Represented By: Cathleen M. Combs
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Plaintiff: Randall Williams
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Plaintiff: California Public Plaintiffs
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Plaintiff: Axiom Investment Advisors Holdings L.P.
Represented By: Bruce S. Sperling
Represented By: Eric B. Fastiff
Represented By: Brendan Patrick Glackin
Represented By: Eugene J. Frett
Represented By: Scott F Hessell
Represented By: Steven E. Fineman
Represented By: Richard Martin Heimann
Represented By: Marc Anthony Pilotin
Represented By: Michael Joseph Miarmi
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Plaintiff: Gildor Family Advisors L.P.
Represented By: Bruce S. Sperling
Represented By: Eric B. Fastiff
Represented By: Brendan Patrick Glackin
Represented By: Eugene J. Frett
Represented By: Scott F Hessell
Represented By: Steven E. Fineman
Represented By: Marc Anthony Pilotin
Represented By: Michael Joseph Miarmi
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Plaintiff: Cement Masons' International Association Employees' Trust Fund
Represented By: David W. Mitchell
Represented By: Patrick W. Daniels
Represented By: Samuel Howard Rudman
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Plaintiff: Ephraim F. Gildor
Represented By: Bruce S. Sperling
Represented By: Eric B. Fastiff
Represented By: Brendan Patrick Glackin
Represented By: Eugene J. Frett
Represented By: Scott F Hessell
Represented By: Steven E. Fineman
Represented By: Richard Martin Heimann
Represented By: Marc Anthony Pilotin
Represented By: Michael Joseph Miarmi
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Plaintiff: Gildor Family Company L.P.
Represented By: Bruce S. Sperling
Represented By: Eric B. Fastiff
Represented By: Brendan Patrick Glackin
Represented By: Eugene J. Frett
Represented By: Scott F Hessell
Represented By: Steven E. Fineman
Represented By: Richard Martin Heimann
Represented By: Marc Anthony Pilotin
Represented By: Michael Joseph Miarmi
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Plaintiff: Axiom Investment Advisors, LLC
Represented By: Bruce S. Sperling
Represented By: Eric B. Fastiff
Represented By: Brendan Patrick Glackin
Represented By: Eugene J. Frett
Represented By: Scott F Hessell
Represented By: Steven E. Fineman
Represented By: Richard Martin Heimann
Represented By: Marc Anthony Pilotin
Represented By: Michael Joseph Miarmi
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Plaintiff: Axiom Investment Company, LLC
Represented By: Bruce S. Sperling
Represented By: Eric B. Fastiff
Represented By: Brendan Patrick Glackin
Represented By: Eugene J. Frett
Represented By: Scott F Hessell
Represented By: Steven E. Fineman
Represented By: Richard Martin Heimann
Represented By: Marc Anthony Pilotin
Represented By: Michael Joseph Miarmi
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Plaintiff: Directors Financial Group
Represented By: Marc Ian Gross
Represented By: Jeremy Alan Lieberman
Represented By: Francis Paul McConville
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Plaintiff: City of New Britain
Represented By: William Christopher Carmody
Represented By: Hilary Kathleen Scherrer
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Plaintiff: Axiom FX Investment Fund II, L.P.
Represented By: Bruce S. Sperling
Represented By: Eric B. Fastiff
Represented By: Brendan Patrick Glackin
Represented By: Eugene J. Frett
Represented By: Scott F Hessell
Represented By: Steven E. Fineman
Represented By: Richard Martin Heimann
Represented By: Marc Anthony Pilotin
Represented By: Michael Joseph Miarmi
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Plaintiff: Vistra Energy Corp.
Represented By: William Christopher Carmody
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Plaintiff: Jennie Stuart Medical Center, Inc.
Represented By: William Christopher Carmody
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Plaintiff: Axion Investment Company Holdings L.P.
Represented By: Bruce S. Sperling
Represented By: Eric B. Fastiff
Represented By: Brendan Patrick Glackin
Represented By: Eugene J. Frett
Represented By: Scott F Hessell
Represented By: Steven E. Fineman
Represented By: Richard Martin Heimann
Represented By: Marc Anthony Pilotin
Represented By: Michael Joseph Miarmi
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Plaintiff: Pension Trust for Operating Engineers
Represented By: David W. Mitchell
Represented By: Patrick W. Daniels
Represented By: Samuel Howard Rudman
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Plaintiff: Pennsylvania Intergovernmental Cooperation Authority
Represented By: Ross Robert Fulton
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Plaintiff: National Asbestos Workers Pension Fund
Represented By: David W. Mitchell
Represented By: Patrick W. Daniels
Represented By: Samuel Howard Rudman
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Plaintiff: Gildor Management, LLC
Represented By: Bruce S. Sperling
Represented By: Eric B. Fastiff
Represented By: Brendan Patrick Glackin
Represented By: Eugene J. Frett
Represented By: Scott F Hessell
Represented By: Steven E. Fineman
Represented By: Richard Martin Heimann
Represented By: Marc Anthony Pilotin
Represented By: Michael Joseph Miarmi
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Plaintiff: Yale University
Represented By: William Christopher Carmody
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Plaintiff: City of Philadelphia
Represented By: Daniel Lawrence Brockett
Represented By: Ross Robert Fulton
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Plaintiff: Axiom FX Investment Fund, L.P.
Represented By: Bruce S. Sperling
Represented By: Eric B. Fastiff
Represented By: Brendan Patrick Glackin
Represented By: Eugene J. Frett
Represented By: Scott F Hessell
Represented By: Steven E. Fineman
Represented By: Richard Martin Heimann
Represented By: Marc Anthony Pilotin
Represented By: Michael Joseph Miarmi
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Plaintiff: Axiom FX Investment 2X Fund, L.P.
Represented By: Bruce S. Sperling
Represented By: Eric B. Fastiff
Represented By: Brendan Patrick Glackin
Represented By: Eugene J. Frett
Represented By: Scott F Hessell
Represented By: Steven E. Fineman
Represented By: Marc Anthony Pilotin
Represented By: Michael Joseph Miarmi
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Plaintiff: Axiom HFT LLC
Represented By: Bruce S. Sperling
Represented By: Eric B. Fastiff
Represented By: Brendan Patrick Glackin
Represented By: Eugene J. Frett
Represented By: Scott F Hessell
Represented By: Steven E. Fineman
Represented By: Richard Martin Heimann
Represented By: Marc Anthony Pilotin
Represented By: Michael Joseph Miarmi
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Plaintiff: Hawaii Annuity Trust Fund for Operating Engineers
Represented By: David W. Mitchell
Represented By: Patrick W. Daniels
Represented By: Samuel Howard Rudman
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Plaintiff: Bucks County Water and Sewer Authority
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Plaintiff: The Charles Schwab Family of Funds
Represented By: Steven E. Fineman
Represented By: Andrew R Kaufman
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Plaintiff: Charles Schwab Worldwide Funds PLC
Represented By: Steven E. Fineman
Represented By: Andrew R Kaufman
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Plaintiff: Federal Deposit Insurance
Represented By: James R. Martin
Represented By: Nicholas Steven Cheolas
Represented By: Woody Norman Peterson
Represented By: Lindsey A Davis
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Plaintiff: Schwab Investments
Represented By: Steven E. Fineman
Represented By: Andrew R Kaufman
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Plaintiff: DRYDEN CORE INVESTMENT FUND on behalf of PRUDENTIAL CORE SHORT-TERM BOND FUND
Represented By: Steig Olson
Represented By: Jacob J Waldman
Represented By: Daniel Paul Cunningham
Represented By: Kathleen Barnett Einhorn
Represented By: Ross Robert Fulton
Represented By: Jeremy Daniel Andersen
Represented By: Daniel Lawrence Brockett
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Consolidated plaintiff: Linda Zacher
Represented By: Daniel Hume
Represented By: Roger W Kirby
Represented By: David E Kovel
Represented By: Surya Palaniappan
Represented By: Samuel Howard Rudman
Represented By: Jeremy S. Spiegel
Represented By: David Haym Weinstein
Represented By: Robert S. Kitchenoff
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Defendant: All Defendants
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Defendant: BBA Enterprises, Ltd.
Represented By: Jennifer Greenberg
Represented By: Lilia Borislavova Vazova
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Jeff G. Hammel
Represented By: Richard David Owens
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Defendant: BBA Libor, Ltd
Represented By: Jennifer Greenberg
Represented By: Lilia Borislavova Vazova
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Jeff G. Hammel
Represented By: Richard David Owens
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Defendant: BBA Libor, Ltd.
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Defendant: BNP Paribas S.A.
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Defendant: Banc of America Securities LLC
Represented By: Arthur J. Burke
Represented By: Adam Gabor Mehes
Represented By: Peter John Davis
Represented By: Patrick Wyatt Blakemore
Represented By: Edward Fu
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Defendant: Bank Of America Corporation
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Julie Saranow Epley
Represented By: Neal Alan Potischman
Represented By: Robert F. Wise, Jr.
Represented By: Adam Gabor Mehes
Represented By: Peter John Davis
Represented By: Patrick Wyatt Blakemore
Represented By: Edward Fu
Represented By: Paul Steel Mishkin
Represented By: Abram Jeremy Ellis
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Defendant: Bank Of America Securities LLC
Represented By: Peter John Davis
Represented By: Patrick Wyatt Blakemore
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Defendant: Bank of America Corp.
Represented By: Peter John Davis
Represented By: Patrick Wyatt Blakemore
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Defendant: Bank of America Home Loans
Represented By: Debra A. Djupman
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Defendant: Bank of America National Association
Represented By: Robert Frank Wise, Jr
Represented By: Debra A. Djupman
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Defendant: Bank of America, N.A.
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Julie Saranow Epley
Represented By: Neal Alan Potischman
Represented By: Robert F. Wise, Jr.
Represented By: Adam Gabor Mehes
Represented By: Peter John Davis
Represented By: Paul Steel Mishkin
Represented By: Abram Jeremy Ellis
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Defendant: Bank of Nova Scotia
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Defendant: Bank of Scotland plc
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Defendant: Bank of Tokyo-Mistsubishi UFJ
Represented By: Robert Frank Wise, Jr
Represented By: Michael Philip Devlin, III
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Defendant: Bank of Tokyo-Mitsubishi UFJ Ltd
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Michael Howard Steinberg
Represented By: Daryl Andrew Libow
Represented By: Christopher Michael Viapiano
Represented By: Michael Philip Devlin, III
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Defendant: Bank of Tokyo-Mitsubishi UFJ Ltd.
Represented By: Michael Philip Devlin, III
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Defendant: Barclays Bank PLC
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: David Harold Braff
Represented By: Leigh Mager Nathanson
Represented By: Adam Seth Paris
Represented By: Matthew Joseph Porpora
Represented By: Yvonne Susan Quinn
Represented By: Jonathan David Schiller
Represented By: Jeffrey T. Scott
Represented By: Robert B Silver
Represented By: Alanna Cyreeta Rutherford
Represented By: Joshua Seth Kyle
Represented By: Michael Brille
Represented By: David R. Boyd
Represented By: James Brian Meadows
Represented By: Christopher Emmanuel Duffy
Represented By: Stephen Hendrix Oliver Clarke
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Defendant: Barclays Bank Plc,
Represented By: Arthur J. Burke
Represented By: David Harold Braff
Represented By: Yvonne Susan Quinn
Represented By: Jonathan David Schiller
Represented By: Jeffrey T. Scott
Represented By: Robert B Silver
Represented By: Alanna Cyreeta Rutherford
Represented By: Joshua Seth Kyle
Represented By: Amos Emory Friedland
Represented By: Michael Brille
Represented By: David R. Boyd
Represented By: James Brian Meadows
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Defendant: Barclays Bank Plc.
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Defendant: Barclays Capital Inc.
Represented By: Arthur J. Burke
Represented By: David Harold Braff
Represented By: Leigh Mager Nathanson
Represented By: Matthew Joseph Porpora
Represented By: Yvonne Susan Quinn
Represented By: Jonathan David Schiller
Represented By: Jeffrey T. Scott
Represented By: Robert B Silver
Represented By: Alanna Cyreeta Rutherford
Represented By: Joshua Seth Kyle
Represented By: Amos Emory Friedland
Represented By: Michael Brille
Represented By: David R. Boyd
Represented By: James Brian Meadows
Represented By: Christopher Emmanuel Duffy
Represented By: Stephen Hendrix Oliver Clarke
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Defendant: Barclays PLC
Represented By: Arthur J. Burke
Represented By: David Harold Braff
Represented By: Leigh Mager Nathanson
Represented By: Matthew Joseph Porpora
Represented By: Yvonne Susan Quinn
Represented By: Jonathan David Schiller
Represented By: Jeffrey T. Scott
Represented By: Robert B Silver
Represented By: Alanna Cyreeta Rutherford
Represented By: Amos Emory Friedland
Represented By: Michael Brille
Represented By: David R. Boyd
Represented By: James Brian Meadows
Represented By: Christopher Emmanuel Duffy
Represented By: Stephen Hendrix Oliver Clarke
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Defendant: Barclays U.S. Funding LLC
Represented By: David Harold Braff
Represented By: Leigh Mager Nathanson
Represented By: Jonathan David Schiller
Represented By: Jeffrey T. Scott
Represented By: Robert B Silver
Represented By: Alanna Cyreeta Rutherford
Represented By: Joshua Seth Kyle
Represented By: Amos Emory Friedland
Represented By: Michael Brille
Represented By: David R. Boyd
Represented By: James Brian Meadows
Represented By: Christopher Emmanuel Duffy
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Defendant: Barklays Bank Plc
Represented By: Jonathan David Schiller
Represented By: Robert B Silver
Represented By: Alanna Cyreeta Rutherford
Represented By: David R. Boyd
Represented By: James Brian Meadows
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Defendant: Bear Stearns Capital Markets, Inc.
Represented By: Arthur J. Burke
Represented By: Jeffery Li Ding
Represented By: Shannon Price Torres
Represented By: Paul Christopher Gluckow
Represented By: Alan Craig Turner
Represented By: Abram Jeremy Ellis
Represented By: Mary Beth Forshaw
Represented By: Sarah Emily Phillips
Represented By: Isaac Martin Rethy
Represented By: Jonathan Thomas Menitove
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Defendant: British Bankers Association
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Defendant: British Bankers' Association
Represented By: Jennifer Greenberg
Represented By: Lilia Borislavova Vazova
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Jeff G. Hammel
Represented By: Richard David Owens
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Defendant: CITI SWAPCO INC.
Represented By: Arthur J. Burke
Represented By: Andrew Arthur Ruffino
Represented By: Lev Louis Dassin
Represented By: Jonathan Samuel Kolodner
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Defendant: Centrale Raiffeisen-Berenleenbank B.A.
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Defendant: Chase Bank USA, N.A.
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Jeffery Li Ding
Represented By: Shannon Price Torres
Represented By: Paul Christopher Gluckow
Represented By: Omari Largos Royter Mason
Represented By: Thomas C. Rice
Represented By: Alan Craig Turner
Represented By: Abram Jeremy Ellis
Represented By: Mary Beth Forshaw
Represented By: Sarah Emily Phillips
Represented By: Isaac Martin Rethy
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Defendant: Chase Bank USA, NA
Represented By: Arthur J. Burke
Represented By: Paul Christopher Gluckow
Represented By: Omari Largos Royter Mason
Represented By: Thomas C. Rice
Represented By: Isaac Martin Rethy
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Defendant: Citibank N.A.
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
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Defendant: Citibank NA
Represented By: Robert Frank Wise, Jr
Represented By: Andrew Arthur Ruffino
Represented By: Tammy Albarran
Represented By: David Marx
Represented By: Andrew A Ruffino
Represented By: Mark Jacob Altschul
Represented By: Thomas A. Isaacson
Represented By: Alan M. Wiseman
Represented By: Jonathan James Gimblett
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Defendant: Citibank, N.A.
Represented By: Robert Frank Wise, Jr
Represented By: Lev Louis Dassin
Represented By: Jonathan Samuel Kolodner
Represented By: Andrew Arthur Ruffino
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Defendant: Citigroup Financial Products, Inc.
Represented By: Arthur J. Burke
Represented By: Andrew Arthur Ruffino
Represented By: Lev Louis Dassin
Represented By: Jonathan Samuel Kolodner
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Defendant: Citigroup Funding Inc.
Represented By: Arthur J. Burke
Represented By: Lev Louis Dassin
Represented By: Jonathan Samuel Kolodner
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Defendant: Citigroup Global Markets Limited
Represented By: Arthur J. Burke
Represented By: Andrew Arthur Ruffino
Represented By: Lev Louis Dassin
Represented By: Jonathan Samuel Kolodner
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Defendant: Citigroup Global Markets, Inc.
Represented By: Arthur J. Burke
Represented By: Lev Louis Dassin
Represented By: Jonathan Samuel Kolodner
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Defendant: Citigroup Inc
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Andrew Arthur Ruffino
Represented By: Tammy Albarran
Represented By: Andrew A Ruffino
Represented By: Lev Louis Dassin
Represented By: Jonathan Samuel Kolodner
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Defendant: Citigroup Inc.
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Andrew Arthur Ruffino
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Defendant: Citigroup, Inc.
Represented By: Arthur J. Burke
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Defendant: Citiigroup Global Markets Inc.
Represented By: Andrew Arthur Ruffino
Represented By: Thomas A. Isaacson
Represented By: Alan M. Wiseman
Represented By: Jonathan James Gimblett
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Defendant: Citizens Bank of Massachusetts
Represented By: Christopher B. Zimmerman
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Defendant: Citizens Bank, N.A.
Represented By: Fraser Lee Hunter, Jr
Represented By: David Sapir Lesser
Represented By: Colin Reardon
Represented By: Alan Schoenfeld
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Defendant: Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A.
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: David Robert Gelfand
Represented By: Sean Miles Murphy
Represented By: Mark David Villaverde
Represented By: Delilah Garcia Vinzon
Represented By: Melanie Westover Yanez
Represented By: Robert Charles Hora
Represented By: John Joseph Hughes, III
Represented By: Andrew Browning Lichtenberg
Represented By: Robert Lauri Lindholm, Jr.
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Defendant: Cooperative Centrale Raiffeisen-Boernleenbank B.A.
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Defendant: Coperatieve Centrale Raiffeisen-Boerenleenbank B.A.
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Defendant: Credit Argicole, S.A.
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Defendant: Credit Suisse (USA) Inc.
Represented By: Arthur J. Burke
Represented By: Elai E. Katz
Represented By: Joel Laurence Kurtzberg
Represented By: Herbert Scott Washer
Represented By: Adam Shawn Mintz
Represented By: Jason Michael Hall
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Defendant: Credit Suisse AG
Represented By: Arthur J. Burke
Represented By: Elai E. Katz
Represented By: Joel Laurence Kurtzberg
Represented By: Herbert Scott Washer
Represented By: Lauren Beth Perlgut
Represented By: Adam Shawn Mintz
Represented By: Jason Michael Hall
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Defendant: Credit Suisse Group AG
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Elai E. Katz
Represented By: Joel Laurence Kurtzberg
Represented By: Herbert Scott Washer
Represented By: Lauren Beth Perlgut
Represented By: Adam Shawn Mintz
Represented By: Jason Michael Hall
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Defendant: Credit Suisse Group, AG
Represented By: Robert Frank Wise, Jr
Represented By: Jason Michael Hall
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Defendant: Credit Suisse Group, NA
Represented By: Elai E. Katz
Represented By: Joel Laurence Kurtzberg
Represented By: Herbert Scott Washer
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Defendant: Credit Suisse International
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Elai E. Katz
Represented By: Joel Laurence Kurtzberg
Represented By: Herbert Scott Washer
Represented By: Lauren Beth Perlgut
Represented By: Adam Shawn Mintz
Represented By: Jason Michael Hall
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Defendant: Credit Suisse Securities (USA) LLC
Represented By: Arthur J. Burke
Represented By: Elai E. Katz
Represented By: Joel Laurence Kurtzberg
Represented By: Herbert Scott Washer
Represented By: Adam Shawn Mintz
Represented By: Jason Michael Hall
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Defendant: Credit Suisse Securities (USA) Inc.
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Defendant: Deutsche Bank AG
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Jessica Lillian Brach
Represented By: Ankush Khardori
Represented By: Noam Lerer
Represented By: Moses Silverman
Represented By: Noah Alexander Mamis
Represented By: Hallie Suzanne Goldblatt
Represented By: Andrew Corydon Finch
Represented By: Aidan John Synnott
Represented By: Abram Jeremy Ellis
Represented By: Elizabeth M. Sacksteder
Represented By: Tyler Myers
Represented By: Eric Andrew Felleman
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Defendant: Deutsche Bank Financial LLC
Represented By: Jessica Lillian Brach
Represented By: Noam Lerer
Represented By: Moses Silverman
Represented By: Andrew Corydon Finch
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Defendant: Deutsche Bank Securities Inc.
Represented By: Arthur J. Burke
Represented By: Jessica Lillian Brach
Represented By: Noam Lerer
Represented By: Moses Silverman
Represented By: Noah Alexander Mamis
Represented By: Andrew Corydon Finch
Represented By: Aidan John Synnott
Represented By: Tyler Myers
Represented By: Eric Andrew Felleman
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Defendant: Does 1-10, Inclusive
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Defendant: HBOS PLC
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Megan Dixon
Represented By: Lisa Jean Fried
Represented By: Marc Joel Gottridge
Represented By: Eric Jonathan Stock
Represented By: Kevin Timothy Baumann
Represented By: Benjamin Andrew Fleming
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Defendant: HBOS Plc.
Represented By: Lisa Jean Fried
Represented By: Marc Joel Gottridge
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Defendant: HSBC Bank PLC
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Gregory Thomas Casamento
Represented By: Roger Brian Cowie
Represented By: Edwin R Deyoung
Represented By: Julia C Webb
Represented By: James Matthew Goodin
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Defendant: HSBC Bank Plc.
Represented By: Gregory Thomas Casamento
Represented By: Roger Brian Cowie
Represented By: Edwin R Deyoung
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Defendant: HSBC Bank USA, N.A.
Represented By: Arthur J. Burke
Represented By: Gregory Thomas Casamento
Represented By: Roger Brian Cowie
Represented By: Edwin R Deyoung
Represented By: Julia C Webb
Represented By: James Matthew Goodin
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Defendant: HSBC Finance Corp.
Represented By: Arthur J. Burke
Represented By: Gregory Thomas Casamento
Represented By: Roger Brian Cowie
Represented By: Edwin R Deyoung
Represented By: Julia C Webb
Represented By: James Matthew Goodin
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Defendant: HSBC Holding plc
Represented By: Arthur J. Burke
Represented By: Gregory Thomas Casamento
Represented By: Roger Brian Cowie
Represented By: Edwin R Deyoung
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Defendant: HSBC Holdings PLC
Represented By: Robert Frank Wise, Jr
Represented By: Gregory Thomas Casamento
Represented By: Roger Brian Cowie
Represented By: Edwin R Deyoung
Represented By: Julia C Webb
Represented By: James Matthew Goodin
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Defendant: HSBC Holdings plc.
Represented By: Robert Frank Wise, Jr
Represented By: Gregory Thomas Casamento
Represented By: Roger Brian Cowie
Represented By: Edwin R Deyoung
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Defendant: HSBC Securities (USA) Inc.
Represented By: Arthur J. Burke
Represented By: Gregory Thomas Casamento
Represented By: Roger Brian Cowie
Represented By: Edwin R Deyoung
Represented By: Julia C Webb
Represented By: James Matthew Goodin
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Defendant: HSBC USA Inc.
Represented By: Arthur J. Burke
Represented By: Gregory Thomas Casamento
Represented By: Roger Brian Cowie
Represented By: Edwin R Deyoung
Represented By: Julia C Webb
Represented By: James Matthew Goodin
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Defendant: ICAP plc
Represented By: Shari A. Brandt
Represented By: Brian S. Fraser
Represented By: H. Rowan Gaither, IV
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Defendant: J.P. Morgan Bank Dublin PLC
Represented By: Arthur J. Burke
Represented By: Jeffery Li Ding
Represented By: Shannon Price Torres
Represented By: Paul Christopher Gluckow
Represented By: Omari Largos Royter Mason
Represented By: Thomas C. Rice
Represented By: Alan Craig Turner
Represented By: Abram Jeremy Ellis
Represented By: Mary Beth Forshaw
Represented By: Sarah Emily Phillips
Represented By: Isaac Martin Rethy
Represented By: Jonathan Thomas Menitove
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Defendant: J.P. Morgan Chase & Co.
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Jeffery Li Ding
Represented By: Shannon Price Torres
Represented By: Paul Christopher Gluckow
Represented By: Omari Largos Royter Mason
Represented By: Thomas C. Rice
Represented By: Matthew Charles Crowl
Represented By: Lawrence H. Heftman
Represented By: Patrick E. King
Represented By: Juan A Arteaga
Represented By: Juan Alberto Arteaga
Represented By: Dana Ashley Jupiter
Represented By: Alan Craig Turner
Represented By: Eamonn Wesley Campbell
Represented By: Francis John Acott
Represented By: Alexander Nuo Li
Represented By: Abram Jeremy Ellis
Represented By: Sarah Emily Phillips
Represented By: Isaac Martin Rethy
Represented By: Jonathan Thomas Menitove
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Defendant: J.P. Morgan Chase Bank, N.A.
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Jeffery Li Ding
Represented By: Shannon Price Torres
Represented By: Paul Christopher Gluckow
Represented By: Omari Largos Royter Mason
Represented By: Thomas C. Rice
Represented By: Alan Craig Turner
Represented By: Eamonn Wesley Campbell
Represented By: Francis John Acott
Represented By: Alexander Nuo Li
Represented By: Abram Jeremy Ellis
Represented By: Sarah Emily Phillips
Represented By: Isaac Martin Rethy
Represented By: Jonathan Thomas Menitove
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Defendant: J.P. Morgan Clearing Corp.
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Defendant: J.P. Morgan Markets Ltd.
Represented By: Arthur J. Burke
Represented By: Jeffery Li Ding
Represented By: Shannon Price Torres
Represented By: Paul Christopher Gluckow
Represented By: Omari Largos Royter Mason
Represented By: Thomas C. Rice
Represented By: Alan Craig Turner
Represented By: Abram Jeremy Ellis
Represented By: Mary Beth Forshaw
Represented By: Sarah Emily Phillips
Represented By: Isaac Martin Rethy
Represented By: Jonathan Thomas Menitove
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Defendant: J.P. Morgan Securities, LLC
Represented By: Arthur J. Burke
Represented By: Jeffery Li Ding
Represented By: Shannon Price Torres
Represented By: Paul Christopher Gluckow
Represented By: Omari Largos Royter Mason
Represented By: Thomas C. Rice
Represented By: Alan Craig Turner
Represented By: Abram Jeremy Ellis
Represented By: Mary Beth Forshaw
Represented By: Sarah Emily Phillips
Represented By: Isaac Martin Rethy
Represented By: Jonathan Thomas Menitove
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Defendant: JP Morgan Chase & Co.
Represented By: Arthur J. Burke
Represented By: Paul Christopher Gluckow
Represented By: Omari Largos Royter Mason
Represented By: Thomas C. Rice
Represented By: Joan Eileen Flaherty
Represented By: Alan Craig Turner
Represented By: Abram Jeremy Ellis
Represented By: Isaac Martin Rethy
Represented By: Jonathan Thomas Menitove
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Defendant: JPMorgan & Co.
Represented By: Paul Christopher Gluckow
Represented By: Isaac Martin Rethy
Represented By: Jonathan Thomas Menitove
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Defendant: JPMorgan Chase & Co
Represented By: Robert Frank Wise, Jr
Represented By: Paul Christopher Gluckow
Represented By: Omari Largos Royter Mason
Represented By: Thomas C. Rice
Represented By: Chet Alan Kronenberg
Represented By: Alan Craig Turner
Represented By: Elizabeth Jane Shutkin
Represented By: Isaac Martin Rethy
Represented By: Jonathan Thomas Menitove
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Defendant: JPMorgan Chase & Co.
Represented By: Paul Christopher Gluckow
Represented By: Omari Largos Royter Mason
Represented By: Thomas C. Rice
Represented By: Michael Steven Carnevale
Represented By: Alan Craig Turner
Represented By: Rachel Serenity Sparks Bradley
Represented By: Abram Jeremy Ellis
Represented By: Mary Beth Forshaw
Represented By: Isaac Martin Rethy
Represented By: Jonathan Thomas Menitove
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Defendant: JPMorgan Chase Bank
Represented By: Paul Christopher Gluckow
Represented By: Omari Largos Royter Mason
Represented By: Thomas C. Rice
Represented By: Isaac Martin Rethy
Represented By: Jonathan Thomas Menitove
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Defendant: JPMorgan Chase Bank N.A.
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Paul Christopher Gluckow
Represented By: Omari Largos Royter Mason
Represented By: Thomas C. Rice
Represented By: Joan Eileen Flaherty
Represented By: Michael Steven Carnevale
Represented By: Alan Craig Turner
Represented By: Rachel Serenity Sparks Bradley
Represented By: Elizabeth Jane Shutkin
Represented By: Abram Jeremy Ellis
Represented By: Isaac Martin Rethy
Represented By: Jonathan Thomas Menitove
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Defendant: JPMorgan Chase Bank National Association
Represented By: Arthur J. Burke
Represented By: Paul Christopher Gluckow
Represented By: Isaac Martin Rethy
Represented By: Jonathan Thomas Menitove
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Defendant: JPMorgan Chase Bank, National Association
Represented By: Robert Frank Wise, Jr
Represented By: Paul Christopher Gluckow
Represented By: Patrick E. King
Represented By: Juan A Arteaga
Represented By: Juan Alberto Arteaga
Represented By: Mary Beth Forshaw
Represented By: Isaac Martin Rethy
Represented By: Jonathan Thomas Menitove
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Defendant: John Does 1-5
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Defendant: LLoyds Bank PLC
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
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Defendant: Lloyds Bank PLC (formerly known as Lloyds TSB Bank PLC)
Represented By: Lisa Jean Fried
Represented By: Marc Joel Gottridge
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Defendant: Lloyds Banking Group PLC
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Megan Dixon
Represented By: Lisa Jean Fried
Represented By: Marc Joel Gottridge
Represented By: Eric Jonathan Stock
Represented By: Kevin Timothy Baumann
Represented By: Benjamin Andrew Fleming
Represented By: Megan Polly Davis
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Defendant: Lloyds Banking Group PLS
Represented By: Lisa Jean Fried
Represented By: Marc Joel Gottridge
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Defendant: Lloyds Banking Group plc.
Represented By: Arthur J. Burke
Represented By: Lisa Jean Fried
Represented By: Marc Joel Gottridge
Represented By: Kevin Timothy Baumann
Represented By: Benjamin Andrew Fleming
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Defendant: Lloyds TSB Bank PLC
Represented By: Lisa Jean Fried
Represented By: Marc Joel Gottridge
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Defendant: Merrill Lynch & Co.
Represented By: Arthur J. Burke
Represented By: Adam Gabor Mehes
Represented By: Peter John Davis
Represented By: Patrick Wyatt Blakemore
Represented By: Edward Fu
Represented By: Paul Steel Mishkin
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Defendant: Merrill Lynch Capital Services, Inc.
Represented By: Arthur J. Burke
Represented By: Adam Gabor Mehes
Represented By: Peter John Davis
Represented By: Patrick Wyatt Blakemore
Represented By: Edward Fu
Represented By: Paul Steel Mishkin
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Defendant: Merrill Lynch International Bank, Ltd.
Represented By: Arthur J. Burke
Represented By: Adam Gabor Mehes
Represented By: Peter John Davis
Represented By: Patrick Wyatt Blakemore
Represented By: Edward Fu
Represented By: Paul Steel Mishkin
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Defendant: Merrill Lynch, Pierce, Fenner & Smith, Inc.
Represented By: Arthur J. Burke
Represented By: Adam Gabor Mehes
Represented By: Peter John Davis
Represented By: Patrick Wyatt Blakemore
Represented By: Edward Fu
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Defendant: Mr. JPMorgan Chase Bank, N.A.
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Defendant: Stephanie Nagel
Represented By: Tiffany Nicole Hardy
Represented By: Daniel A. Edelman
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Defendant: National Association
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Defendant: National Collegiate Student Loan Trust 2007-1
Represented By: Usher T. Winslett
Represented By: Usher Thomasson Winslett, III
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Defendant: Norinchukin Bank
Represented By: Thomas Andrew Paskowitz
Represented By: Andrew W. Stern
Represented By: Alan M. Unger
Represented By: Sara B. Brody
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Defendant: Portigon AG
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: David Hugh Stern
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Defendant: Portigon/WestLB AG
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Defendant: RBC Capital Markets, LLC
Represented By: Arthur J. Burke
Represented By: Arthur W. Hahn
Represented By: Christian T. Kemnitz
Represented By: Brian J. Poronsky
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Defendant: RBS Citizens, N.A.
Represented By: Tracy A. Turoff
Represented By: Michael J. Zbiegien, Jr.
Represented By: Alejandra de Urioste
Represented By: James Drew Miller
Represented By: Robert G. Houck
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Defendant: RBS Citizens, N.A. (f/k/a Citizens Bank of Massachusetts)
Represented By: David Sapir Lesser
Represented By: Andrea J. Robinson
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Defendant: RBS Securities, Inc.
Represented By: Arthur J. Burke
Represented By: Robert G. Houck
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Defendant: Rabobank Group
Represented By: David Robert Gelfand
Represented By: Sean Miles Murphy
Represented By: Melanie Westover Yanez
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Defendant: Royal Bank of Canada
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Arthur W. Hahn
Represented By: Christian T. Kemnitz
Represented By: Brian J. Poronsky
Represented By: Matthew W Haws
Represented By: Alan J. Brudner
Represented By: Abram Jeremy Ellis
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Defendant: Royal Bank of Scotland
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Defendant: Royal Bank of Scotland Group plc
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Christopher B. Zimmerman
Represented By: Fraser Lee Hunter, Jr
Represented By: David Sapir Lesser
Represented By: Colin Reardon
Represented By: Andrea J. Robinson
Represented By: James Drew Miller
Represented By: Harriet Hoder
Represented By: David S. Lesser
Represented By: Michael A Mugmon
Represented By: Robert G. Houck
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Defendant: Societe General, Royal Bank of Canada
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Defendant: Societe Generale
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Henninger Simons Bullock
Represented By: Andrew Jonathan Calica
Represented By: Steven Wolowitz
Represented By: Victoria Dumaresq Whitney
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Defendant: Sumitomo Mitsui Banking Corp.
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Defendant: The Bank of Tokyo Mitsubishi UFJ Ltd.
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Defendant: The Bank of Tokyo-Mitsubishi UFJ Ltd.
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Defendant: The Bank of Tokyo-Mitsubishi UFJ, Ltd.
Represented By: Arthur J. Burke
Represented By: Daryl Andrew Libow
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Defendant: The Hongkong and Shanghai Banking Corporation, Ltd.
Represented By: Arthur J. Burke
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Defendant: The Norinchukin Bank
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Thomas Andrew Paskowitz
Represented By: Andrew W. Stern
Represented By: Alan M. Unger
Represented By: Kenneth Benjamin Meyer
Represented By: William J. Nissen
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Defendant: The Royal Bank of Canada
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Defendant: The Royal Bank of Scotland Group PLC
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Fraser Lee Hunter, Jr
Represented By: David Sapir Lesser
Represented By: Colin Reardon
Represented By: Alan Schoenfeld
Represented By: Tracy A. Turoff
Represented By: Michael J. Zbiegien, Jr.
Represented By: Alejandra de Urioste
Represented By: Robert G. Houck
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Defendant: The Royal Bank of Scotland Group Plc.
Represented By: Robert G. Houck
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Defendant: The Royal Bank of Scotland PLC
Represented By: Arthur J. Burke
Represented By: Fraser Lee Hunter, Jr
Represented By: David Sapir Lesser
Represented By: Alan Schoenfeld
Represented By: Alejandra de Urioste
Represented By: Jamie Stephen Dycus
Represented By: Robert G. Houck
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Defendant: The Royal Bank of Scotland, Plc
Represented By: David Sapir Lesser
Represented By: Alejandra de Urioste
Represented By: Andrea J. Robinson
Represented By: Robert G. Houck
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Defendant: UBS AG
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Eric Jonathan Stock
Represented By: Jefferson Eliot Bell
Represented By: Peter Sullivan
Represented By: Lawrence Jay Zweifach
Represented By: Rachel Alden Lavery
Represented By: David Jarrett Arp
Represented By: Gary Richard Spratling
Represented By: Matthew Roffman Greenfield
Represented By: Abram Jeremy Ellis
Represented By: Joel Steven Sanders
Represented By: Mark Adam Kirsch
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Defendant: UBS AG, Royal Bank of Scotland Group PLC
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Defendant: UBS Limited
Represented By: Arthur J. Burke
Represented By: Jefferson Eliot Bell
Represented By: Peter Sullivan
Represented By: Lawrence Jay Zweifach
Represented By: Mark Adam Kirsch
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Defendant: UBS Securities LLC
Represented By: Arthur J. Burke
Represented By: Jefferson Eliot Bell
Represented By: Peter Sullivan
Represented By: Lawrence Jay Zweifach
Represented By: Mark Adam Kirsch
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Defendant: WestDeutsche Immobilienbank AG
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Morgan Jessen Feder
Represented By: Ethan Edward Litwin
Represented By: Christopher Martin Paparella
Represented By: Marc Alan Weinstein
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Defendant: WestLB AG
Represented By: Robert Frank Wise, Jr
Represented By: Arthur J. Burke
Represented By: Morgan Jessen Feder
Represented By: Ethan Edward Litwin
Represented By: Christopher Martin Paparella
Represented By: Marc Alan Weinstein
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Defendant: Lloyds Banking Group, PLC
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Defendant: HSBC Holdings, PLC
Represented By: Arthur J. Burke
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Defendant: Cooperative Centrale Raiffeisenboernleenbank B.A.
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Defendant: Societe Generale, S.A.
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Defendant: Barclays Capital (Cayman) Limited
Represented By: Matthew Joseph Porpora
Represented By: Stephen Hendrix Oliver Clarke
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Defendant: Merrill Lynch International
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Defendant: Cooperative Rabobank U.A.
Represented By: Arthur J. Burke
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Defendant: UBS Group AG
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Defendant: DB Group Services (UK) Limited
Represented By: Tyler Myers
Represented By: Eric Andrew Felleman
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Defendant: Cooperatieve Rabobank U.A.
Represented By: David Robert Gelfand
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Defendant: JPMorgan Chase Bank, N.A.
Represented By: Arthur J. Burke
Represented By: Paul Christopher Gluckow
Represented By: Alan Craig Turner
Represented By: Abram Jeremy Ellis
Represented By: Isaac Martin Rethy
Represented By: Jonathan Thomas Menitove
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Defendant: Rabobank International
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Defendant: Societe Generale S.A.
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Defendant: Bear Stearns Bank PLC
Represented By: Arthur J. Burke
Represented By: Jeffery Li Ding
Represented By: Shannon Price Torres
Represented By: Paul Christopher Gluckow
Represented By: Omari Largos Royter Mason
Represented By: Thomas C. Rice
Represented By: Alan Craig Turner
Represented By: Abram Jeremy Ellis
Represented By: Mary Beth Forshaw
Represented By: Sarah Emily Phillips
Represented By: Isaac Martin Rethy
Represented By: Jonathan Thomas Menitove
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Defendant: Lloyds TSB Bank PLC)
Represented By: Marc Joel Gottridge
Represented By: Lisa Jean Fried
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Consolidated defendant: RBS Citizens, NA
Represented By: James Drew Miller
Represented By: Robert G. Houck
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Interested party: ICAP Europe Ltd.
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Interested party: Davis Polk & Wardwell LLP
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Petitioner: Brian McCormick
Represented By: Christopher Lovell
Represented By: Steve W. Berman
Represented By: Elizabeth A. Fegan
Represented By: Karl P. Barth
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Petitioner: Vito Spillone
Represented By: Christopher Lovell
Represented By: Steve W. Berman
Represented By: Elizabeth A. Fegan
Represented By: Karl P. Barth
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Petitioner: Maxwell Van De Velde
Represented By: Christopher Lovell
Represented By: Thomas V. Urmy
Represented By: Patrick Anthony Klingman
Represented By: Patrick A. Klingman
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Not classified by court: Tullett Liberty Brokerage Inc.
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Not classified by court: Tullett Prebon Financial Services LLC
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Not classified by court: Tradition America LLC
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Not classified by court: Tullett Prebon plc
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Not classified by court: Tullett Prebon Americas Corp.
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Not classified by court: Managed Care Advisory Group, LLC
Represented By: Joseph Devon Carney
Represented By: Chad R. Rothschild
Represented By: Victoria Lynn Ferrise
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Not classified by court: Virgin Islands Public Finance Authority
Represented By: Lester Jacobowitz
Represented By: Jennifer Lynn White
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Not classified by court: Maimonides Medical Center
Represented By: Lester Jacobowitz
Represented By: Jennifer Lynn White
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Receiver: FDIC, as receiver
Represented By: James R. Martin
Represented By: Miriam R. Vishio
Represented By: Allison Vissichelli
Represented By: Nicholas Steven Cheolas
Represented By: Woody Norman Peterson
Represented By: Lindsey A Davis
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Alternative dispute resolution (adr) provider: County of Mendocino
Represented By: Nanci E. Nishimura
Represented By: Kevin P. O'Brien
Represented By: Matthew K. Edling
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Alternative dispute resolution (adr) provider: ICAP
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Alternative dispute resolution (adr) provider: City of Houston
Represented By: Nanci E. Nishimura
Represented By: Richard Warren Mithoff, Jr
Represented By: Kevin P. O'Brien
Represented By: Matthew K. Edling
Represented By: Warner Vandergriff Hocker
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Alternative dispute resolution (adr) provider: citigroup Financial Products
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Respondent: BBVA Compass Bancshares, Inc.
Represented By: Elizabeth P. Papez
Represented By: Johanna Rae Hudgens
Represented By: Ian Thomas Hampton
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