Securities and Exchange Commission v. Martin-Artajo et al

Justia Dockets & Filings Second Circuit New York Southern District Securities and Exchange Commission v. Martin-Artajo et al

Securities and Exchange Commission v. Martin-Artajo et al

Plaintiff:	Securities and Exchange Commission
Defendant:	Julien G. Grout and Javier Martin-Artajo
Intervenor:	United States Of America
Not Classified By Court:	C.S. Venkatakrishnan, Alistair Webster and Bruno Iksil
Case Number:	1:2013cv05677
Filed:	August 14, 2013
Court:	US District Court for the Southern District of New York
Office:	Foley Square Office
County:	New York
Presiding Judge:	George B Daniels
Referring Judge:	Andrew J Peck
Nature of Suit:	Securities/Commodities
Cause of Action:	15 U.S.C. § 78 m(a) Securities Exchange Act
Jury Demanded By:	Defendant

RSS Track this Docket

Docket Report

This docket was last retrieved on August 22, 2017. A more recent docket listing may be available from PACER.

Date Filed	Document Text
August 22, 2017	Filing 161 STIPULATION OF DISMISSAL: Pursuant to Federal Rule of Civil Procedure 41(a)(1), Plaintiff Securities and Exchange Commission ("Commission") and Defendants Javier Martin-Artajo and Julien G. Grout, through their respective counsel, hereby stipulate to dismissal with prejudice of all claims that the Commission has asserted against Defendants in the above-captioned matter. The Commission and Defendants further stipulate that each party shall bear its or his own costs. Defendants hereby waive any rights under the Equal Access to Justice Act, the Small Business Regulatory Enforcement Fairness Act of 1996, or any other provision of law to seek from the United States, or any agency, or any official of the United States acting in his or her official capacity, directly or indirectly, reimbursement of attorney's fees or other fees, expenses, or costs expended by Defendants to defend against this action. SO ORDERED. (Signed by Judge George B. Daniels on 8/22/2017) (ama)
August 21, 2017	***NOTE TO ATTORNEY - DOCUMENT REFERRED TO JUDGE FOR APPROVAL. Note to Attorney Tejal Shah Document #160 Stipulation of Voluntary Dismissal was referred to Judge George B. Daniels for approval. (km)
August 18, 2017	Filing 160 DOCUMENT REFERRED TO JUDGE FOR APPROVAL - STIPULATION OF VOLUNTARY DISMISSAL It is hereby stipulated and agreed by and between the parties and/or their respective counsel(s) that the above-captioned action is voluntarily dismissed, WITH prejudice against the defendant(s) All Plaintiffs and without costs to either party pursuant to Rule 41(a)(1)(A)(ii) of the Federal Rules of Civil Procedure. Document filed by Securities and Exchange Commission.(Shah, Tejal) Modified on 8/21/2017 (km).
July 27, 2017	Filing 159 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 7/11/17 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
July 27, 2017	Filing 158 TRANSCRIPT of Proceedings re: CONFERENCE held on 7/11/2017 before Judge George B. Daniels. Court Reporter/Transcriber: Karen Gorlaski, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/17/2017. Redacted Transcript Deadline set for 8/28/2017. Release of Transcript Restriction set for 10/25/2017.(McGuirk, Kelly)
July 11, 2017	Minute Entry for proceedings held before Judge George B. Daniels: Initial Pretrial Conference held on 7/11/2017. Plaintiff Counsel: Howard A. Fischer, Daniel Michael; Defense Counsel: Edward J.M. Little andCourt Reporter present. The Subsequent conference is scheduled for December 12, 2017 at 9:45 a.m. (Vega, Elizabeth)
May 16, 2017	Filing 157 MEMO ENDORSEMENT: on re: #155 Letter, filed by Javier Martin-Artajo. SO ORDERED. The conference is adjourned to July 11, 2017 at 9:45 a.m. (Case Management Conference set for 7/11/2017 at 9:45 AM before Judge George B. Daniels.) (Signed by Judge George B. Daniels on 5/16/2017) (ap)
May 16, 2017	Filing 156 SECOND AMENDED CIVIL CASE MANAGEMENT PLAN AND SCHEDULING ORDER: Deposition due by 2/28/2018. Fact Discovery due by 8/31/2017. Case Management Conference set for 7/11/2017 at 10:00 AM before Judge George B. Daniels. Summary judgment motions shall be served by April 2, 2018. Answering papers shall be served within 45 days. Reply papers shall be served within 30 days. Counsel for the parties have conferred and the present best estimate of the length of trial is six weeks. The parties agree that each party shall bear its own expenses and the expenses of its experts with respect to the depositions of said experts by the other side. (Signed by Judge George B. Daniels on 5/16/2017) (jwh)
May 15, 2017	Filing 155 LETTER addressed to Judge George B. Daniels from Felice B. Galant dated May 15, 2017 re: Seeking Adjournment of Case Management Conference. Document filed by Javier Martin-Artajo. (Attachments: #1 Text of Proposed Order Second Amended Case Management Plan and Scheduling Order)(Galant, Felice)
March 13, 2017	Filing 154 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 2/28/17 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
March 13, 2017	Filing 153 TRANSCRIPT of Proceedings re: CONFERENCE held on 2/28/2017 before Judge George B. Daniels. Court Reporter/Transcriber: Steven Griffing, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 4/3/2017. Redacted Transcript Deadline set for 4/13/2017. Release of Transcript Restriction set for 6/12/2017.(McGuirk, Kelly)
February 28, 2017	Filing 152 AMENDED CIVIL CASE MANAGEMENT PLAN AND SCHEDULING ORDER: Deposition due by 12/30/2017. Fact Discovery due by 6/30/2017. Case Management Conference set for 6/20/2017 at 09:45 AM before Judge George B. Daniels. Counsel for the parties have conferred and the present best estimate of the length of trial is six to ten weeks, and as further set forth in this Amended Civil Case Management Plan and Scheduling Order. (Signed by Judge George B. Daniels on 2/28/2017) (rjm)
February 28, 2017	Minute Entry for proceedings held before Judge George B. Daniels: Interim Pretrial Conference held on 2/28/2017. Plaintiff Counsel: Howard A. Fischer, Peter Altenbach, III, Nicholas Alexander Pilgrim Defense Counsel: Felice Beth Galant, William Joseph Leone, Edward J.M. Little, Marc Alan Weinstein and Court Reporter present. The subsequent conference is scheduled for June 20, 2017 at 9:45 a.m. (Vega, Elizabeth)
February 23, 2017	Filing 151 LETTER addressed to Judge George B. Daniels from John T. McGoey dated February 23, 2017 re: Proposed Case Management Plan and Scheduling Order. Document filed by Julien G. Grout. (Attachments: #1 Exhibit Proposed Amended Case Management Plan and Scheduling Order)(McGoey, John)
January 4, 2017	Filing 150 MEMO ENDORSEMENT on re: #149 LETTER addressed to Judge George B. Daniels from Felice Galant dated December 22, 2016 re: Case Management Conference. Document filed by Javier Martin-Artajo. ENDORSEMENT: So ordered. The conference is adjourned to February 28, 2017 at 9:45 a.m. (Case Management Conference set for 2/28/2017 at 09:45 AM before Judge George B. Daniels.) (Signed by Judge George B. Daniels on 1/4/2017) (rjm)
December 22, 2016	Filing 149 LETTER addressed to Judge George B. Daniels from Felice Galant dated December 22, 2016 re: Case Management Conference. Document filed by Javier Martin-Artajo.(Galant, Felice)
October 25, 2016	Filing 148 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a argument proceeding held on 10/18/16 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
October 25, 2016	Filing 147 TRANSCRIPT of Proceedings re: argument held on 10/18/2016 before Judge George B. Daniels. Court Reporter/Transcriber: Paula Speer, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 11/18/2016. Redacted Transcript Deadline set for 11/28/2016. Release of Transcript Restriction set for 1/26/2017.(McGuirk, Kelly)
September 13, 2016	Filing 146 ORDER terminating #144 Letter Motion for Discovery: Defendants are entitled to three days of testimony, after which the SEC will be allowed 1 and 1/2 days of testimony with the remaining half day being allotted to defendants for rebuttal testimony, if any. The parties, however, may extend the total length of the deposition by agreement. (Signed by Magistrate Judge Andrew J. Peck on 9/13/2016) (tn)
September 13, 2016	Filing 145 LETTER addressed to Magistrate Judge Andrew J. Peck from Edward J.M. Little dated September 13, 2016 re: Discovery Clarification. Document filed by Julien G. Grout.(Little, Edward)
September 13, 2016	Filing 144 LETTER MOTION for Discovery Clarification addressed to Magistrate Judge Andrew J. Peck from SEC dated September 13, 2016. Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit Exhibit A)(Fischer, Howard)
September 9, 2016	Filing 143 MEMO ENDORSEMENT on re: #142 Letter filed by Javier Martin-Artajo. ENDORSEMENT: The deposition of Mr. Iksil will go forward as scheduled (unless the parties can all agree to alternative dates in October). Defendants will have 3 days and can reserve a half day for rebuttal questions after the SEC's examination. As to the exhibits: the Court does not expect Mr. Iksil or his counsel to review audio tapes or their translations for accuracy before the deposition. As to the other exhibits, Mr. Iksil should review as much as he can before the deposition. If there are too many, he will have to review them "cold" at the deposition; if that gives good cause for defendants to get more deposition time, the Court will have to evaluate that. As well as whether defendants have chosen too many exhibits for their allotted deposition time. The idea was to save deposition time, not create "homework" for Mr. Iksil or further avenues for the parties to fight over. Finally, since Mr. Grout has agreed not to require documents from Mr. Iksil before the deposition, neither he nor defendants will be able to bring Mr. Iksil back for a furtehr deposition based on production of those documents after the deposition. Counsel are reminded of the amendment to Fed. R. Civ. P. 1 and the need to cooperate. (Signed by Magistrate Judge Andrew J. Peck on 9/9/2016) (tn)
September 9, 2016	Filing 142 LETTER addressed to Magistrate Judge Andrew J. Peck from Bill Leone dated September 9, 2016 re: Deposition of Bruno Iksil. Document filed by Javier Martin-Artajo. (Attachments: #1 Exhibit Letter from Baker Hostetler)(Galant, Felice)
September 9, 2016	Filing 141 NOTICE OF CHANGE OF ADDRESS by Nicholas Alexander Pilgrim on behalf of Securities and Exchange Commission. New Address: Securities & Exchange Commission, 100 F Street, N.E., Ste. 5957, Washington, D.C., USA 20549, 202-551-8430. (Pilgrim, Nicholas)
September 8, 2016	Filing 140 NOTICE OF CHANGE OF ADDRESS by Felice Beth Galant on behalf of Javier Martin-Artajo. New Address: Norton Rose Fulbright US LLP, 1301 Avenue of the Americas, New York, NY, USA 10019-6022, (212)318-3000. (Galant, Felice)
August 10, 2016	Filing 139 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 7/20/16 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
August 10, 2016	Filing 138 TRANSCRIPT of Proceedings re: CONFERENCE held on 7/20/2016 before Magistrate Judge Andrew J. Peck. Court Reporter/Transcriber: Karen Gorlaski, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/5/2016. Redacted Transcript Deadline set for 9/15/2016. Release of Transcript Restriction set for 11/14/2016.(McGuirk, Kelly)
July 20, 2016	Minute Entry for proceedings held before Magistrate Judge Andrew J. Peck: Discovery Hearing held on 7/20/2016. Disputes Ruled on. (Kelly, Diane)
July 18, 2016	Filing 137 NOTICE OF APPEARANCE by Haimavathi Varadan Marlier on behalf of Securities and Exchange Commission. (Marlier, Haimavathi)
July 18, 2016	Filing 136 LETTER addressed to Magistrate Judge Andrew J. Peck from Jonathan B. New dated July 18, 2016 re: In Opposition to Defendant Martin-Artajo's July 6, 2016 Request for an Order Compelling the Production of Documents and to Request that the Court, Instead, Schedule a Pre-Motion Conference (Redacted). Document filed by Bruno Iksil. (Attachments: #1 Exhibit 1. Letter from the U.K. Financial Conduct Authority, #2 Exhibit 2. Redacted, #3 Exhibit 3. Redacted, #4 Appendix A Part 1, #5 Appendix A Part 2, #6 Appendix A Part 3, #7 Appendix A Part 4)(New, Jonathan)
July 8, 2016	Filing 135 LETTER RESPONSE in Support of Motion addressed to Magistrate Judge Andrew J. Peck from Jonathan B. New dated July 8, 2016 re: #119 LETTER MOTION for Conference to Discuss an Appropriate Length for Mr. Iksil's Deposition addressed to Judge George B. Daniels from Jonathan B. New dated May 9, 2016. . Document filed by Bruno Iksil. (Attachments: #1 Exhibit 1. Subpoena to Testify at a Deposition to Bruno Iksil, #2 Exhibit 2. Non-Party Bruno Iksil's Responses and Objections to Defendant Javier Martin-Artajo's Deposition Subpoena)(New, Jonathan)
July 7, 2016	Filing 134 ORDER OF REFERENCE TO A MAGISTRATE JUDGE: Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for General Pretrial (includes scheduling, discovery, non-dispositive pretrial motions, and settlement) and Specific Non-Dispositive Motion/Dispute: Recent Discovery Dispute (ECF No. 132). Referred to Magistrate Judge Andrew J. Peck. SO ORDERED. (Signed by Judge George B. Daniels on 7/07/2016) (ama)
July 7, 2016	Filing 133 ORDER: The case management conference scheduled for July 12, 2016 is adjourned to October 18, 2016 at 9:45 AM. (Case Management Conference set for 10/18/2016 at 09:45 AM before Judge George B. Daniels.) (Signed by Judge George B. Daniels on 7/7/2016) (cf)
July 6, 2016	Filing 132 LETTER addressed to Judge George B. Daniels from Bill Leone dated July 6, 2016 re: Discovery Update for July 12, 2016 Conference and Request for an Order Compelling the Production of Documents. Document filed by Javier Martin-Artajo. (Attachments: #1 Exhibit 1, #2 Exhibit 2 (redacted), #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6 (redacted), #7 Exhibit 7 (redacted), #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Appendix A Part 1 of 4, #13 Appendix A Part 2 of 4, #14 Appendix A Part 3 of 4, #15 Appendix A Part 4 of 4)(Galant, Felice)
July 6, 2016	Filing 131 LETTER RESPONSE to Motion addressed to Magistrate Judge Andrew J. Peck from Howard Fischer, SEC dated 7/1/2016 re: #119 LETTER MOTION for Conference to Discuss an Appropriate Length for Mr. Iksil's Deposition addressed to Judge George B. Daniels from Jonathan B. New dated May 9, 2016. . Document filed by Securities and Exchange Commission. (Shah, Tejal)
July 5, 2016	***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Notice to Attorney Howard A. Fischer to RE-FILE Document #130 LETTER MOTION for Discovery addressed to Magistrate Judge Andrew J. Peck from Howard Fischer, SEC dated July 1, 2016. Use the event type Response to Motion (Letter) found under the event list Replies, Opposition and Supporting Documents. (db)
July 1, 2016	Filing 130 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - LETTER MOTION for Discovery addressed to Magistrate Judge Andrew J. Peck from Howard Fischer, SEC dated July 1, 2016. Document filed by Securities and Exchange Commission. Return Date set for 7/20/2016 at 09:30 AM.(Fischer, Howard) Modified on 7/5/2016 (db).
June 20, 2016	Filing 129 NOTICE OF APPEARANCE by Kathryn M Zunno on behalf of Bruno Iksil. (Zunno, Kathryn)
June 20, 2016	Filing 128 NOTICE OF APPEARANCE by Patrick Thomas Campbell on behalf of Bruno Iksil. (Campbell, Patrick)
May 27, 2016	Filing 127 LETTER addressed to Judge George B. Daniels from Bill Leone dated May 20, 2016 re: the deposition of Bruno Iksil - REDACTED. Document filed by Javier Martin-Artajo. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4 - REDACTED, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7 - REDACTED)(Galant, Felice)
May 27, 2016	Filing 126 LETTER addressed to Judge George B. Daniels from Bill Leone dated May 20, 2016 re: the deposition of Bruno Iksil - REDACTED. Document filed by Javier Martin-Artajo.(Galant, Felice)
May 27, 2016	Filing 125 ORDER: Counsel should be aware that the issue regarding the Iksil deposition dispute is referred to me, and will be resolved at the July 20, 2016 (9:30 AM) conference that the parties requested. The May 20, 2016 letter from Mr. Leone is not on the docket; Mr. Leone should file it under ECF. Any further submissions should be via ECF. (Signed by Magistrate Judge Andrew J. Peck on 5/27/2016) (kgo)
May 27, 2016	Filing 124 ORDER SCHEDULING DISCOVERY CONFERENCE: IT IS HEREBY ORDERED that a discovery conference is scheduled for July 20, 2016 at 9:30 AM before the undersigned in Courtroom 20D (500 Pearl Street). Counsel are advised that my chambers (Room 1370, 500 Pearl Street) are to be provided with a courtesy copy of all papers hereafter filed with the Court. The parties are to follow the "Individual Practices of Magistrate Judge Andrew J. Peck," a copy of which is attached. Status Conference set for 7/20/2016 at 09:30 AM in Courtroom 20D, 500 Pearl Street, New York, NY 10007 before Magistrate Judge Andrew J. Peck. (Signed by Magistrate Judge Andrew J. Peck on 5/27/2016) (kgo)
May 23, 2016	Filing 123 ORDER OF REFERENCE TO A MAGISTRATE JUDGE: Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for Specific Non-Dispositive Motion/Dispute: Current Discovery Dispute. Referred to Magistrate Judge Andrew J. Peck. SO ORDERED. (Signed by Judge George B. Daniels on 5/23/2016) (ama)
May 19, 2016	Filing 122 ORDER TO ADMIT JONATHAN R. BARR PRO HAC VICE granting #120 Motion for Jonathan R. Barr to Appear Pro Hac Vice. (As further set forth in this Order.) (Signed by Judge George B. Daniels on 5/19/2016) (cf)
May 18, 2016	Filing 121 ORDER: The conference currently scheduled for Thursday, May 19, 2016 is adjourned to Tuesday, July 12, 2016 at 9:45 AM. SO ORDERED., ( Case Management Conference set for 7/12/2016 at 09:45 AM before Judge George B. Daniels.) (Signed by Judge George B. Daniels on 5/18/2016) (ama)
May 16, 2016	Filing 120 MOTION for Jonathan R. Barr to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12305556. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Bruno Iksil. (Attachments: #1 Text of Proposed Order, #2 Virginia Certificate of Good Standing, #3 District of Columbia Certificate of Good Standing)(Barr, Jonathan)
May 16, 2016	>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #120 MOTION for Jonathan R. Barr to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12305556. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu)
May 9, 2016	Filing 119 LETTER MOTION for Conference to Discuss an Appropriate Length for Mr. Iksil's Deposition addressed to Judge George B. Daniels from Jonathan B. New dated May 9, 2016. Document filed by Bruno Iksil.(New, Jonathan)
May 9, 2016	Filing 118 NOTICE OF APPEARANCE by Jonathan Brian New on behalf of Bruno Iksil. (New, Jonathan)
May 2, 2016	Filing 117 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 4/22/16 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
May 2, 2016	Filing 116 TRANSCRIPT of Proceedings re: CONFERENCE held on 4/22/2016 before Magistrate Judge Andrew J. Peck. Court Reporter/Transcriber: Lisa Picciano Fellis, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 5/26/2016. Redacted Transcript Deadline set for 6/6/2016. Release of Transcript Restriction set for 8/4/2016.(McGuirk, Kelly)
April 22, 2016	Filing 115 ORDER denying #107 Letter Motion for Conference: Conf. held & motion denied for the reasons stated at the conference. (See transcript). (Signed by Magistrate Judge Andrew J. Peck on 4/22/2016) (tn)
April 22, 2016	Minute Entry for proceedings held before Magistrate Judge Andrew J. Peck: Discovery Hearing held on 4/22/2016. Denies Defendant s request for a Federal Rule of Evidence 615 Order preventing the SEC from showing Defendant 's deposition transcript to Mr. Iksil. See transcript for ruling. (Kelly, Diane)
April 15, 2016	Filing 114 MEMO ENDORSEMENT on re: #113 Letter filed by Javier Martin-Artajo re: Request to Participate at Conference Telephonically. ENDORSEMENT: Approved. SO ORDERED. (Signed by Magistrate Judge Andrew J. Peck on 4/15/2016) (kko)
April 15, 2016	Filing 113 LETTER addressed to Magistrate Judge Andrew J. Peck from Felice Galant dated April 15, 2016 re: Request to Participate at Conference Telephonically. Document filed by Javier Martin-Artajo.(Galant, Felice)
April 8, 2016	Filing 112 ORDER SCHEDULING STATUS CONFERENCE: Status Conference set for 4/22/2016 at 10:00 AM in Courtroom 20D, 500 Pearl Street, New York, NY 10007 before Magistrate Judge Andrew J. Peck, and as further set forth in this order. (Signed by Magistrate Judge Andrew J. Peck on 4/8/2016) (tn)
April 4, 2016	Filing 111 ORDER OF REFERENCE TO A MAGISTRATE JUDGE: Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for Specific Non-Dispositive Motion/Dispute: Current Discovery Dispute. Referred to Magistrate Judge Andrew J. Peck. SO ORDERED. Motions referred to Andrew J. Peck. (Signed by Judge George B. Daniels on 4/04/2016) (ama) Modified on 4/4/2016 (ama). Modified on 4/4/2016 (ama).
April 4, 2016	Filing 110 LETTER REPLY to Response to Motion addressed to Judge George B. Daniels from Edward J.M. Little dated 4/4/2016 re: #107 LETTER MOTION for Conference addressed to Judge George B. Daniels from Edward J.M. Little dated 3/29/2016. . Document filed by Julien G. Grout. (Little, Edward)
April 1, 2016	Filing 109 LETTER RESPONSE to Motion addressed to Judge George B. Daniels from Howard Fischer, SEC dated 3.31.2016 re: #107 LETTER MOTION for Conference addressed to Judge George B. Daniels from Edward J.M. Little dated 3/29/2016. . Document filed by Securities and Exchange Commission. (Fischer, Howard)
April 1, 2016	NOTICE OF REDESIGNATION TO ANOTHER MAGISTRATE JUDGE. The above entitled action has been redesignated to Magistrate Judge Andrew J. Peck. Please note that this is a reassignment of the designation only. (wb)
April 1, 2016	***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Notice to Attorney Howard A. Fischer to RE-FILE Document #108 LETTER MOTION for Discovery addressed to Judge George B. Daniels from Howard Fischer, SEC dated March 31, 2016. Use the event type Response to Motion (Letter) found under the event list Replies, Opposition and Supporting Documents. When asked, Is this a Letter Response to a Letter Motion?, click the Yes radio button, then complete the Docket Entry as Instructed. (db)
March 31, 2016	Filing 108 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - LETTER MOTION for Discovery addressed to Judge George B. Daniels from Howard Fischer, SEC dated March 31, 2016. Document filed by Securities and Exchange Commission. Return Date set for 5/19/2016 at 09:45 AM.(Fischer, Howard) Modified on 4/1/2016 (db).
March 29, 2016	Filing 107 LETTER MOTION for Conference addressed to Judge George B. Daniels from Edward J.M. Little dated 3/29/2016. Document filed by Julien G. Grout.(Little, Edward)
March 16, 2016	Filing 106 ENDORSED LETTER addressed to Judge George B. Daniels from Felice Galant dated March 15, 2016 re: request for adjournment of conference scheduled for May 4, 2016. ENDORSEMENT: SO ORDERED. The conference is adjourned to May 19, 2016 at 9:45 a.m. (Case Management Conference set for 5/19/2016 at 09:45 AM before Judge George B. Daniels.) (Signed by Judge George B. Daniels on 3/16/2016) (adc)
January 20, 2016	LETTERS ROGATORY ISSUED on January 20, 2016, to Hughes Hubbard & Reed LLP, to be served on Ministere de la Justice, Bureau de droit de l'Union, du droit international prive et de l'entraide civile, Paris, France. (km)
January 19, 2016	Filing 105 ORDER ISSUING LETTER OF REQUEST, APPOINTING COMMISSIONER, AND DIRECTING SUBMISSION OF HAGUE CONVENTION APPLICATION: The Application is GRANTED. This Court shall sign the Letter of Request attached to the Application as Exhibit Band affix the seal of the United States District Court for the Southern District of New York over said signature. The Clerk of the Court is directed to return the original, signed Letter of Request and this Order to Edward J.M. Little of Hughes Hubbard & Reed LLP, One Battery Park Plaza, New York, New York 10004, so that said documents may be transmitted to: Ministere de la Justice,Direction des Affaires Civiles et du Sceau, Bureau du droit de l'Union, du droit international prive,et de l'entraide civile (BDIP), 13, Place Vendome, 75042 Paris Cedex 01. Grout is directed to transmit the original, signed Letter of Request and Order to the Commissioner for forwarding, along with the French translation, to the Ministry of Justice. (As further set forth in this Order.) (Signed by Judge George B. Daniels on 1/19/2016) (tro)
January 19, 2016	Filing 104 REQUEST FOR INTERNATIONAL JUDICIAL ASSISTANCE PURSUANT TO THE HAGUE CONVENTION ON THE TAKING OF EVIDENCE ABROAD IN CIVIL MATTERS: The U.S.D.C. presents its compliments to the appropriate authorities of the French Republic and requests international judicial assistance pursuant to and in conformity with the Hague Convention of 18 March 1970 on the Taking of Evidence in Civil or Commercial Matters, to which both the United States of America and France are parties. (As further set forth herein.) (Signed by Judge George B. Daniels on 1/19/2016) (tro)
January 19, 2016	Transmission to Judgments and Orders Clerk. Transmitted re: #105 REQUEST FOR INTERNATIONAL JUDICIAL ASSISTANCE PURSUANT TO THE HAGUE CONVENTION ON THE TAKING OF EVIDENCE ABROAD IN CIVIL MATTERS, #104 Order, to the Judgments and Orders Clerk. (tro)
January 8, 2016	Filing 103 SECOND AMENDED PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material...(As further set forth in this Order) (Signed by Judge George B. Daniels on 1/8/2016) (kl)
November 17, 2015	Filing 102 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 10/21/15 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
November 17, 2015	Filing 101 TRANSCRIPT of Proceedings re: CONFERENCE held on 10/21/2015 before Judge George B. Daniels. Court Reporter/Transcriber: Raquel Robles, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/11/2015. Redacted Transcript Deadline set for 12/21/2015. Release of Transcript Restriction set for 2/18/2016.(McGuirk, Kelly)
October 29, 2015	Filing 100 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a conference proceeding held on 10/21/15 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
October 29, 2015	Filing 99 TRANSCRIPT of Proceedings re: conference held on 10/21/2015 before Judge George B. Daniels. Court Reporter/Transcriber: Raquel Robles, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 11/23/2015. Redacted Transcript Deadline set for 12/3/2015. Release of Transcript Restriction set for 1/30/2016.(McGuirk, Kelly)
October 21, 2015	Minute Entry for proceedings held before Judge George B. Daniels: Interim Pretrial Conference held on 10/21/2015. Plaintiff Counsel: Howard A. Fischer; Nicholas Alexander Pilgrim; Peter Altenbach, III; Daniel Michael; Tejal Deenesh Shah; Defense Counsel: William Joseph Leone; Felice Beth Galant; Edward J.M. Little; John Thomas McGoey; Marc Alan Weinstein and Court Reporter present. The subsequent conference is scheduled for May 4, 2016 at 10:15 a.m. (Vega, Elizabeth)
October 20, 2015	Filing 98 FIRST LETTER MOTION for Discovery addressed to Judge George B. Daniels from Howard Fischer dated October 20, 2015., FIRST LETTER MOTION for Local Rule 37.2 Conference addressed to Judge George B. Daniels from Howard Fischer dated October 20, 2015.( Return Date set for 10/21/2015 at 09:30 AM.) Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit Exhibit A, #2 Exhibit Exhibit B, #3 Exhibit Exhibit C)(Fischer, Howard)
October 19, 2015	Filing 97 LETTER addressed to Judge George B. Daniels from Bill Leone, Esq. dated October 19, 2015 re: October 21, 2015 Conference. Document filed by Javier Martin-Artajo.(Galant, Felice)
October 19, 2015	Filing 96 LETTER addressed to Judge George B. Daniels from Edward J.M. Little dated October 19, 2015 re: Location of Julien Grout Deposition. Document filed by Julien G. Grout. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G)(Little, Edward)
August 17, 2015	Filing 95 ENDORSED LETTER addressed to Judge George B. Daniels from Felice Galant dated 8/14/2015 re: We write to respectfully request an adjournment of the case management conference scheduled for October 13, 2015 at 10:00 AM., to October 21, 2015 at 9:45 A.M. ENDORSEMENT: SO ORDERED., ( Case Management Conference set for 10/21/2015 at 09:45 AM before Judge George B. Daniels.) (Signed by Judge George B. Daniels on 8/17/2015) (ama)
June 30, 2015	Filing 94 NOTICE OF CHANGE OF ADDRESS by Tejal Deenesh Shah on behalf of Securities and Exchange Commission. New Address: United States Securities and Exchange Commission, 200 Vesey Street, Suite 400, New York, NY, USA 10281, 212-336-0100. (Shah, Tejal)
June 29, 2015	Filing 93 NOTICE OF APPEARANCE by Tejal Deenesh Shah on behalf of Securities and Exchange Commission. (Shah, Tejal)
June 29, 2015	Filing 92 ORDER: The USAO's request is granted. The seven depositions identified by the USAO shall be scheduled to take place within sixty (60) days after the defendants' deposition, or at any other time thereafter upon agreement of the parties. SO ORDERED. (Signed by Judge George B. Daniels on 6/29/2015) (ama)
June 25, 2015	Filing 91 LETTER addressed to Judge George B. Daniels from Bill Leone dated June 25, 2015 re: Deposition Scheduling. Document filed by Javier Martin-Artajo. (Attachments: #1 Text of Proposed Order)(Galant, Felice)
June 25, 2015	Filing 90 LETTER addressed to Judge George B. Daniels from Edward Little dated June 25, 2015 re: Deposition Scheduling. Document filed by Julien G. Grout.(McGoey, John)
June 25, 2015	Filing 89 LETTER addressed to Judge George B. Daniels from Daniel F. Schubert dated 06/25/2015 re: the issues raised in the June 3, 2015 letter from the U.S. Attorneys Office (the USAO), and the June 19, 2015 letter from the U.S. Securities and Exchange Commission (SEC). Document filed by C.S. Venkatakrishnan, Alistair Webster.(Schubert, Daniel)
June 22, 2015	Filing 88 LETTER addressed to Judge George B. Daniels from Howard Fischer dated June 19, 2015 re: Certain proposed depositions. Document filed by Securities and Exchange Commission.(Fischer, Howard)
June 22, 2015	***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Notice to Attorney Howard A. Fischer to RE-FILE Document #87 FIRST MOTION for Discovery Relating to Certain Depositions. Use the event type Letter found under the event list Other Documents. (db)
June 19, 2015	Filing 87 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - FIRST MOTION for Discovery Relating to Certain Depositions. Document filed by Securities and Exchange Commission.(Fischer, Howard) Modified on 6/22/2015 (db).
June 16, 2015	Filing 86 NOTICE OF APPEARANCE by Howard A. Fischer on behalf of Securities and Exchange Commission. (Fischer, Howard)
May 19, 2015	Filing 85 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a conference proceeding held on 5/8/2015 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
May 19, 2015	Filing 84 TRANSCRIPT of Proceedings re: conference held on 5/8/2015 before Judge George B. Daniels. Court Reporter/Transcriber: Vincent Bologna, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/12/2015. Redacted Transcript Deadline set for 6/22/2015. Release of Transcript Restriction set for 8/20/2015.(McGuirk, Kelly)
May 8, 2015	Minute Entry for proceedings held before Judge George B. Daniels: Interim Pretrial Conference held on 5/8/2015. Plaintiff Counsel: Nicholas Alexander Pilgrim, Peter Altenbach, IIIDefense Counsel: William Joseph Leone, Nicholas Potter, Edward J.M. Little, Marc Alan Weinstein; Intervenor: Michael Ferrara; Daniel Goldman; Interested Party: Christopher Michael Viapiano and Court Reporter present. The next conference is scheduled for October 13, 2015 at 10:00a.m. (Vega, Elizabeth)
May 7, 2015	Filing 83 LETTER addressed to Judge George B. Daniels from Bill Leone dated May 7, 2015 re: May 8, 2015 Conference. Document filed by Javier Martin-Artajo. (Attachments: #1 Exhibit Proposed Amended Case Management Plan and Scheduling Order)(Galant, Felice)
May 7, 2015	Filing 82 ORDER: The conference for May 8, 2015, is rescheduled to begin at 11:15 A.M. SO ORDERED. ( Status Conference set for 5/8/2015 at 11:15 AM before Judge George B. Daniels.) (Signed by Judge George B. Daniels on 5/06/2015) (ama)
May 6, 2015	Filing 81 LETTER addressed to Judge George B. Daniels from Edward Little dated May 6, 2015 re: May 8 Conference. Document filed by Julien G. Grout.(McGoey, John)
May 4, 2015	Filing 80 LETTER addressed to Judge George B. Daniels from Nick Pilgrim dated 05/04/2015 re: Status Conference. Document filed by Securities and Exchange Commission.(Pilgrim, Nicholas)
May 1, 2015	Filing 79 LETTER addressed to Judge George B. Daniels from Edward Little dated May 1, 2015 re: May 8, 2015 Conference. Document filed by Julien G. Grout.(Weinstein, Marc)
May 1, 2015	Filing 78 LETTER addressed to Judge George B. Daniels from Bill Leone dated May 1, 2015 re: Conference to be held on May 8, 2015. Document filed by Javier Martin-Artajo.(Galant, Felice)
May 1, 2015	Filing 77 LETTER addressed to Judge George B. Daniels from NPILGRIM dated 04/30/2015 re: Discovery Dispute. Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit, #2 Exhibit)(Pilgrim, Nicholas)
May 1, 2015	Filing 76 LETTER addressed to Judge George B. Daniels from Daniel S. Goldman dated 1 May 2015 re: Motion to Stay Discovery. Document filed by United States Of America.(Ferrara, Michael)
May 1, 2015	***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Notice to Attorney Nicholas Alexander Pilgrim to RE-FILE Document #75 FIRST LETTER MOTION for Conference re: #73 Letter re discovery disputes addressed to Judge George B. Daniels from NPILGRIM dated 04/30/2015. Use the event type Letter found under the event list Other Documents. (db)
April 30, 2015	Filing 75 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - FIRST LETTER MOTION for Conference re: #73 Letter re discovery disputes addressed to Judge George B. Daniels from NPILGRIM dated 04/30/2015. Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit Correspondence of counsel, #2 Exhibit court opinion)(Pilgrim, Nicholas) Modified on 5/1/2015 (db).
April 24, 2015	Filing 74 ORDER: The conference currently scheduled for May 7, 2015, is adjourned to May 8, 2015, at 9:30 A.M. SO ORDERED. ( Status Conference set for 5/8/2015 at 09:30 AM before Judge George B. Daniels.) (Signed by Judge George B. Daniels on 4/24/2015) (ama)
April 20, 2015	Filing 73 LETTER addressed to Judge George B. Daniels from Felice Galant dated April 20, 2015 re: May 7 Conference. Document filed by Javier Martin-Artajo. (Attachments: #1 Exhibit A (Email), #2 Exhibit B (Letter))(Galant, Felice)
January 29, 2015	Filing 72 AMENDED PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material... (Signed by Judge George B. Daniels on 1/29/2015) (kgo)
January 29, 2015	Filing 71 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a conference proceeding held on 1/8/2015 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
January 29, 2015	Filing 70 TRANSCRIPT of Proceedings re: conference held on 1/8/2015 before Judge George B. Daniels. Court Reporter/Transcriber: Patricia Nilsen, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 2/23/2015. Redacted Transcript Deadline set for 3/5/2015. Release of Transcript Restriction set for 5/4/2015.(McGuirk, Kelly)
January 29, 2015	Filing 69 NOTICE OF CHANGE OF ADDRESS by Felice Beth Galant on behalf of Javier Martin-Artajo. New Address: Norton Rose Fulbright US LLP,. (Galant, Felice)
January 8, 2015	Minute Entry for proceedings held before Judge George B. Daniels: Interim Pretrial Conference held on 1/8/2015. Plaintiff Counsel: Nicholas Alexander Pilgrim, Peter Altenbach, III; Defense Counsel: Felice Beth Galant, William Joseph Leone, John Thomas McGoey, Marc Alan Weinstein and Court Reporter present. The subsequent conference is scheduled for May 7, 2015 at 11:00 a.m. (Vega, Elizabeth)
January 2, 2015	Filing 68 NOTICE OF APPEARANCE by Michael Ferrara on behalf of United States Of America. (Ferrara, Michael)
October 1, 2014	Filing 67 PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material...SO ORDERED. (Signed by Judge George B. Daniels on 10/1/2014) (djc)
September 10, 2014	Filing 66 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a conference proceeding held on 8/13/2014 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
September 10, 2014	Filing 65 TRANSCRIPT of Proceedings re: conference held on 8/13/2014 before Judge George B. Daniels. Court Reporter/Transcriber: Sonya Ketter Huggins, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 10/6/2014. Redacted Transcript Deadline set for 10/17/2014. Release of Transcript Restriction set for 12/12/2014.(McGuirk, Kelly)
July 30, 2014	Filing 64 LETTER addressed to Judge George B. Daniels from Nick Pilgrim dated July 30, 2014 re: pending Motion to Stay Certain Discovery. Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit)(Pilgrim, Nicholas)
July 21, 2014	Filing 63 LETTER addressed to Judge George B. Daniels from William Leone, Esq. dated July 21, 2014 re: USAO's motion for a stay of certain discovery. Document filed by Javier Martin-Artajo. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5)(Galant, Felice)
June 19, 2014	Filing 62 ORDER FOR ADMISSION PRO HAC VICE granting #61 Motion for Nicholas A. Pilgrim to Appear Pro Hac Vice. (Signed by Judge George B. Daniels on 6/19/2014) (cd)
June 17, 2014	Filing 61 MOTION for Nicholas Alexander Pilgrim to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order, #2 Exhibit Supreme Court certifications)(Pilgrim, Nicholas)
June 17, 2014	>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #61 MOTION for Nicholas Alexander Pilgrim to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sdi)
May 21, 2014	Filing 60 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Nicholas Alexander Pilgrim to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order, #2 Exhibit California Bar cert, #3 Exhibit Texas Bar cert)(Pilgrim, Nicholas) Modified on 5/21/2014 (sdi).
May 21, 2014	>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice regarding Document No. #60 MOTION for Nicholas Alexander Pilgrim to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The filing is deficient for the following reason(s):Missing Certificate of Good Standing. Missing Certificate of Good Standing from the Supreme Court of California and Texas with Clerk of Court's Signature. Re-file the document as a Corrected Motion to Appear Pro Hac Vice and attach a valid Certificate of Good Standing, issued within the past 30 days. (sdi) Modified on 5/21/2014 (sdi).
April 10, 2014	Filing 59 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a ARGUMENT proceeding held on 4/2/14 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(Rodriguez, Somari)
April 10, 2014	Filing 58 TRANSCRIPT of Proceedings re: ARGUMENT held on 4/2/2014 before Judge George B. Daniels. Court Reporter/Transcriber: Martha Drevis, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 5/5/2014. Redacted Transcript Deadline set for 5/15/2014. Release of Transcript Restriction set for 7/14/2014.(Rodriguez, Somari)
April 2, 2014	Filing 57 MEMO ENDORSEMENT on NOTICE OF WITHDRAWAL. ENDORSEMENT: So ordered. (Signed by Judge George B. Daniels on 4/2/2014) (mro)
April 2, 2014	Filing 56 ORDER ADMITTING WILLIAM LEONE PRO HAC VICE granting #16 Motion for William Joseph Leone to Appear Pro Hac Vice. (Signed by Judge George B. Daniels on 4/2/2014) (mro)
April 2, 2014	Filing 55 ORDER ADMITTING STEPHEN MCNABB PRO HAC VICE granting #15 Motion for Stephen M. McNabb to Appear Pro Hac Vice. (Signed by Judge George B. Daniels on 4/2/2014) (mro)
April 2, 2014	Filing 54 ORDER ADMITTING RICHARD SMITH PRO HAC VICE granting #17 Motion for Richard Craig Smith to Appear Pro Hac Vice. (Signed by Judge George B. Daniels on 4/2/2014) (mro)
April 2, 2014	Minute Entry for proceedings held before Judge George B. Daniels: Oral Argument held on 4/2/2014 re: #29 MOTION to Intervene. MOTION to Stay Discovery Pending Resolution of the Parallel Criminal Action. filed by United States Of America, #37 LETTER MOTION for Local Rule 37.2 Conference addressed to Judge George B. Daniels from Felice Galant dated February 21, 2014. filed by Javier Martin-Artajo. Plaintiff Counsel: Daniel Michael; Defense Counsel: Felice Beth Galant (for Martin-Artajo), William Joseph Leone (for Martin-Artajo), Edward J. M. Little (for Grout), John Thomas McGoey (for Grout), Marc Alan Weinstein (for Grout);Eugene Ingoglia (for USAO) and Court Reporter present. The May 14, 2014 conference is cancelled. The next conference is scheduled for August 13, 2014 at 10:30 a.m. (Vega, Elizabeth)
March 28, 2014	Filing 53 REPLY MEMORANDUM OF LAW in Support re: #29 MOTION to Intervene. MOTION to Stay Discovery Pending Resolution of the Parallel Criminal Action.. Document filed by United States Of America. (Ingoglia, Eugene)
March 24, 2014	Filing 52 MEMO ENDORSEMENT on re: #50 LETTER MOTION for Extension of Time to File Response/Reply. ENDORSEMENT: So ordered. (Signed by Judge George B. Daniels on 3/24/2014) (mro)
March 20, 2014	Filing 51 ORDER granting #50 Letter Motion for Extension of Time to File Response/Reply. So ordered. Replies due by 3/28/2014. (Signed by Judge George B. Daniels on 3/20/2014) (mro)
March 19, 2014	Filing 50 LETTER MOTION for Extension of Time to File Response/Reply as to #29 MOTION to Intervene. MOTION to Stay Discovery Pending Resolution of the Parallel Criminal Action. addressed to Judge George B. Daniels from USA dated March 19, 2014. Document filed by United States Of America.(Ingoglia, Eugene)
March 6, 2014	Filing 49 DECLARATION of Edward Little in Opposition re: #29 MOTION to Intervene. MOTION to Stay Discovery Pending Resolution of the Parallel Criminal Action.. Document filed by Julien G. Grout. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)(Little, Edward)
March 6, 2014	Filing 48 MEMORANDUM OF LAW in Opposition re: #29 MOTION to Intervene. MOTION to Stay Discovery Pending Resolution of the Parallel Criminal Action.. Document filed by Julien G. Grout. (Little, Edward)
March 6, 2014	Filing 47 DECLARATION of Felice B. Galant, Esq. in Opposition re: #29 MOTION to Intervene. MOTION to Stay Discovery Pending Resolution of the Parallel Criminal Action.. Document filed by Javier Martin-Artajo. (Attachments: #1 Exhibit 1 to Declaration of Felice B. Galant, #2 Exhibit 2 to Declaration of Felice B. Galant)(Galant, Felice)
March 6, 2014	Filing 46 MEMORANDUM OF LAW in Opposition re: #29 MOTION to Intervene. MOTION to Stay Discovery Pending Resolution of the Parallel Criminal Action.. Document filed by Javier Martin-Artajo. (Galant, Felice)
March 5, 2014	***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Felice Beth Galant to RE-FILE Document #45 Memorandum of Law in Opposition to Motion. ERROR(S): Supporting/Opposing documents must be filed separately, each receiving their own document number. Declaration in Opposition to Motion is found under the event list Replies, Opposition and Supporting Documents. (ldi)
March 5, 2014	***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Edward J. M. Little to RE-FILE Document #44 Memorandum of Law in Opposition to Motion. ERROR(S): Supporting/Opposing documents must be filed separately, each receiving their own document number. Declaration in Opposition to Motion is found under the event list Replies, Opposition and Supporting Documents. (ldi)
March 5, 2014	Filing 45 FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW in Opposition re: #29 MOTION to Intervene. MOTION to Stay Discovery Pending Resolution of the Parallel Criminal Action.. Document filed by Javier Martin-Artajo. (Attachments: #1 Declaration of Felice B. Galant, #2 Galant Declaration Exhibits 1-2)(Galant, Felice) Modified on 3/6/2014 (ldi).
March 5, 2014	Filing 44 FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW in Opposition re: #29 MOTION to Intervene. MOTION to Stay Discovery Pending Resolution of the Parallel Criminal Action.. Document filed by Julien G. Grout. (Attachments: #1 Declaration of Edward J.M. Little, #2 Exhibits A-C to Little Declaration)(Little, Edward) Modified on 3/6/2014 (ldi).
February 28, 2014	Filing 43 ORDER: Oral argument for the Government's Motion to Intervene and tor a Limited Stay of Discovery (the "Motion," ECF 29) is scheduled for Wednesday, April 2, 2014 at 10:30 am. The parties shall immediately exchange document production to the extent that it is not the subject of the Government's application to intervene and for a limited stay of depositions, interrogatories, requests for admissions and discovery of 3500 material. ( Oral Argument set for 4/2/2014 at 10:30 AM before Judge George B. Daniels.) (Signed by Judge George B. Daniels on 2/28/2014) (mro)
February 26, 2014	Filing 42 ORDER granting #38 Letter Motion for Extension of Time to File. SO ORDERED. (Signed by Judge George B. Daniels on 2/26/2014) (mro)
February 26, 2014	Filing 41 ORDER granting #40 Letter Motion for Extension of Time to File Response/Reply. SO ORDERED. Responses due by 3/5/2014. (Signed by Judge George B. Daniels on 2/26/2014) (mro)
February 25, 2014	Filing 40 FILING ERROR - DEFICIENT DOCKET ENTRY - LETTER MOTION for Extension of Time to File Response/Reply as to #29 MOTION to Intervene. MOTION to Stay Discovery Pending Resolution of the Parallel Criminal Action. addressed to Judge George B. Daniels from Felice Galant dated February 25, 2014. Document filed by Javier Martin-Artajo.(Galant, Felice) Modified on 2/26/2014 (db).
February 24, 2014	Filing 39 LETTER RESPONSE to Motion addressed to Judge George B. Daniels from Daniel Michael dated 02/24/2014 re: #37 LETTER MOTION for Local Rule 37.2 Conference addressed to Judge George B. Daniels from Felice Galant dated February 21, 2014.. Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit 1)(Michael, Daniel)
February 24, 2014	Filing 38 LETTER MOTION for Extension of Time to File Answering and Reply Papers re: Motion to Intervene and for Partial Stay of Discovery addressed to Judge George B. Daniels from Edward J.M. Little, Esq. dated February 24, 2014. Document filed by Julien G. Grout.(Little, Edward)
February 21, 2014	Filing 37 LETTER MOTION for Local Rule 37.2 Conference addressed to Judge George B. Daniels from Felice Galant dated February 21, 2014. Document filed by Javier Martin-Artajo. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G)(Galant, Felice)
February 20, 2014	Filing 36 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 1/8/2014 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
February 20, 2014	Filing 35 TRANSCRIPT of Proceedings re: CONFERENCE held on 1/8/2014 before Judge George B. Daniels. Court Reporter/Transcriber: Ann Hairston, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/17/2014. Redacted Transcript Deadline set for 3/27/2014. Release of Transcript Restriction set for 5/27/2014.(McGuirk, Kelly)
February 14, 2014	Filing 34 ORDER granting #33 Letter Motion for Extension of Time to File Response/Reply re #33 LETTER MOTION for Extension of Time to File Response/Reply as to #29 MOTION to Intervene. MOTION to Stay Discovery Pending Resolution of the Parallel Criminal Action. #32 Memorandum of Law in Support of Motion addressed to Judge George B. Daniels. SO ORDERED. Responses due by 2/26/2014, Replies due by 3/14/2014. (Signed by Judge George B. Daniels on 2/14/2014) (ja)
February 10, 2014	Filing 33 LETTER MOTION for Extension of Time to File Response/Reply as to #29 MOTION to Intervene. MOTION to Stay Discovery Pending Resolution of the Parallel Criminal Action., #32 Memorandum of Law in Support of Motion addressed to Judge George B. Daniels from Edward J. M. Little dated February 10, 2014. Document filed by Julien G. Grout.(McGoey, John)
February 7, 2014	Filing 32 MEMORANDUM OF LAW in Support re: #29 MOTION to Intervene. MOTION to Stay Discovery Pending Resolution of the Parallel Criminal Action.. Document filed by Securities and Exchange Commission. (Boryshansky, Joseph)
January 31, 2014	Filing 31 ENDORSED LETTER addressed to Judge George B. Daniels from Joseph Boryshansky dated 1/28/2014 re: Accordingly, we request the Court's permission to file a brief not to exceed 15 pages by next Friday, February 7, 2014. ENDORSEMENT: SO ORDERED. (Signed by Judge George B. Daniels on 1/31/2014) (ama)
January 25, 2014	Filing 30 MEMORANDUM OF LAW in Support re: #29 MOTION to Intervene. MOTION to Stay Discovery Pending Resolution of the Parallel Criminal Action.. Document filed by United States Of America. (Schwartz, Matthew)
January 25, 2014	Filing 29 MOTION to Intervene., MOTION to Stay Discovery Pending Resolution of the Parallel Criminal Action. Document filed by United States Of America.(Schwartz, Matthew)
January 25, 2014	Filing 28 NOTICE OF APPEARANCE by Matthew Lane Schwartz on behalf of United States Of America. (Schwartz, Matthew)
January 8, 2014	Minute Entry for proceedings held before Judge George B. Daniels: Initial Pretrial Conference held on 1/8/2014. Plaintiff Counsel: Joseph O. Boryshansky, Peter Altenbach, III; Defense Counsel: Felice Beth Galant, William Joseph Leone, John Thomas McGoey, Marc Alan Weinstein and Court Reporter present. The next conference is scheduled for May 14, 2014 at 9:30am (Vega, Elizabeth)
January 2, 2014	Filing 27 RULE 26(f) DISCOVERY PLAN REPORT.Document filed by Securities and Exchange Commission.(Boryshansky, Joseph)
December 10, 2013	Filing 26 ANSWER to #1 Complaint with JURY DEMAND. Document filed by Javier Martin-Artajo.(Galant, Felice)
December 10, 2013	Filing 25 ANSWER to #1 Complaint with JURY DEMAND. Document filed by Julien G. Grout.(McGoey, John)
October 29, 2013	Filing 24 ORDER granting #23 Letter Motion for Extension of Time to Answer re #1 Complaint addressed to Judge George B. Daniels from John McGoey dated October 25, 2013. It is so ordered. Julien G. Grout answer due 12/10/2013. (Signed by Judge George B. Daniels on 10/29/2013) (ja)
October 25, 2013	Filing 23 LETTER MOTION for Extension of Time to File Answer re: #1 Complaint addressed to Judge George B. Daniels from John McGoey dated October 25, 2013. Document filed by Julien G. Grout. (Attachments: #1 Text of Proposed Order)(McGoey, John)
October 25, 2013	Filing 22 NOTICE OF APPEARANCE by John Thomas McGoey on behalf of Julien G. Grout. (McGoey, John)
October 25, 2013	Filing 21 NOTICE OF APPEARANCE by Marc Alan Weinstein on behalf of Julien G. Grout. (Weinstein, Marc)
October 25, 2013	Filing 20 NOTICE OF APPEARANCE by Edward J. M. Little on behalf of Julien G. Grout. (Little, Edward)
October 25, 2013	Filing 19 ORDER granting #18 Letter Motion to Adjourn Conference. SO ORDERED. The conference is adjourned to January 8, 2014 at 9:30 a.m. Initial Conference set for 1/8/2014 at 09:30 AM before Judge George B. Daniels. (Signed by Judge George B. Daniels on 10/24/2013) (ja)
October 22, 2013	Filing 18 JOINT LETTER MOTION to Adjourn Conference Note: Court's deputy proposed anytime on January 7 or 8 for the conference (subject to the Court's schedule) addressed to Judge George B. Daniels from Felice Galant dated 10/22/2013. Document filed by Javier Martin-Artajo.(Galant, Felice)
October 15, 2013	Filing 17 MOTION for Richard Craig Smith to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8972995. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Javier Martin-Artajo. (Attachments: #1 Affidavit Declaration of F. Galant in Support, #2 Affidavit Delaration of Richard C, Smith in Support, #3 Exhibit Certificates of Good Standing, #4 Exhibit Proposed Order)(Smith, Richard)
October 15, 2013	Filing 16 MOTION for William Joseph Leone to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8972803. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Javier Martin-Artajo. (Attachments: #1 Affidavit Declaration of F. Galant in support, #2 Affidavit Declaration of William Leone in support, #3 Exhibit Certificate of Good Standing, #4 Exhibit Proposed Order)(Leone, William)
October 15, 2013	>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #15 MOTION for Stephemn M. McNabb to Appear Pro Hac Vice (Stephen M. McNabb). Filing fee $ 200.00, receipt number 0208-8968952. Motion and supporting papers to be reviewed by Clerk's Office staff. MOTION for Stephemn M. McNabb to Appear Pro Hac Vice (Stephen M. McNabb). Filing fee $ 200.00, receipt number 0208-8968952. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
October 15, 2013	>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #17 MOTION for Richard Craig Smith to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8972995. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
October 15, 2013	>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #16 MOTION for William Joseph Leone to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8972803. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu)
October 11, 2013	Filing 15 MOTION for Stephemn M. McNabb to Appear Pro Hac Vice (Stephen M. McNabb). Filing fee $ 200.00, receipt number 0208-8968952. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Javier Martin-Artajo. (Attachments: #1 Affidavit (Declaration of F. Galant in support), #2 Affidavit (Declaration of S. McNabb in support with Certificate of Good Standing), #3 Text of Proposed Order)(McNabb, Stephen)
October 3, 2013	CLERK CERTIFICATE OF MAILING RECEIVED mailed to one copy of the Summons and Complaint in English, Summons and Complaint in Spanish mailed to Julien Grout, Sarrazac, Le Bourg, Martel France on 09/17/2013 by Federal Express tracking # FEDEX 8025 7455 5765, as per #10 Clerk Certificate of Mailing, RECEIVED ON: 09/30/2013. (ca)
October 2, 2013	Filing 14 STIPULATION AND ORDER: that the time within which defendant Javier Martin-Artajo may answer, move or otherwise respond to the Complaint herein be, and the same hereby is, adjourned from October 10, 2013 until on or before December 10, 2013. Javier Martin-Artajo answer due 12/10/2013. (Signed by Judge George B. Daniels on 10/2/2013) (ja)
October 1, 2013	***DELETED DOCUMENT. Deleted document number #14 STANDING ORDER M10-468: Stay of Certain Civil Cases Pending the Restoration of Department of Justice Funding.. The document was incorrectly filed in this case. (ad)
September 27, 2013	Filing 13 LETTER MOTION for Extension of Time to File Answer re: #1 Complaint (answer,move or otherwise respond to December 10, 2013) addressed to Judge George B. Daniels from Felice B. Galant dated September 27, 2013. Document filed by Javier Martin-Artajo. (Attachments: #1 Text of Proposed Order Stipulation and Proposed Order)(Galant, Felice)
September 26, 2013	Filing 12 NOTICE OF APPEARANCE by Felice Beth Galant on behalf of Javier Martin-Artajo. (Galant, Felice)
September 23, 2013	Filing 11 AFFIDAVIT OF SERVICE. Javier Martin-Artajo served on 9/19/2013, answer due 10/10/2013. Service was accepted by Defendant Javier Martin-Artajo. Document filed by Securities and Exchange Commission. (Attachments: #1 Exhibit A)(Boryshansky, Joseph)
September 17, 2013	CLERK CERTIFICATE OF MAILING RECEIVED for SUMMONS AND COMPLAINT IN ENGLISH; SUMMONS AND COMPLAINT IN SPANISH mailed to JAVIER MARTIN ARTAJO, NUMERO 8 5O DERECHA. MADRID SPAIN on 9/17/2013 by Federal Express tracking # 8025 7455 5754, as per #9 Clerk Certificate of Mailing, RECEIVED ON: 9/20/2013. (Kaliakina, Tatiana)
September 17, 2013	Filing 10 CLERK CERTIFICATE OF MAILING of one copy of the Summons and Complaint in English, Summons and Complaint in Spanish mailed to Julien Grout, Sarrazac, Le Bourg, Martel France on 9/17/2013 by Federal Express tracking # 8025 7455 5765, to the individual of the foreign state, pursuant to the provisions of FRCP 4(f)2(c)(ii). (jvs)
September 17, 2013	Filing 9 CLERK CERTIFICATE OF MAILING of one copy of the Summons and Complaint in English, Summons and Complaint in Spanish mailed to Javier Martin Artajo, Numero 8 5o Derecha, Madrid Spain on 9/17/2013 by Federal Express tracking # 8025 7455 5754, to the individual of the foreign state, pursuant to the provisions of FRCP 4(f)2(c)(ii). (jvs)
August 27, 2013	Filing 8 NOTICE OF APPEARANCE by Daniel Michael on behalf of Securities and Exchange Commission. (Michael, Daniel)
August 23, 2013	Filing 7 INITIAL PRETRIAL CONFERENCE: An Initial pretrial conference will be held on Monday, November 4, 2013 at 9:30 a.m. at the United States District Courthouse, 500 Pearl Street, New York, New York, Courtroom 11A. No application for adjournment will be considered unless made within one week of the date of this application. (See Order). Initial Conference set for 11/4/2013 at 09:30 AM in Courtroom 11A, 500 Pearl Street, New York, NY 10007 before Judge George B. Daniels. (Signed by Judge George B. Daniels on 8/22/2013) (ja)
August 21, 2013	NOTICE OF CASE ASSIGNMENT to Judge George B. Daniels. Judge Unassigned is no longer assigned to the case. (pgu)
August 21, 2013	Magistrate Judge Michael H. Dolinger is so designated. (pgu)
August 21, 2013	CASE ACCEPTED AS RELATED. Create association to 1:12-cv-03852-GBD. Notice of Assignment to follow. (pgu)
August 20, 2013	Filing 6 NOTICE OF CHANGE OF ADDRESS by Joshua Isaac Brodsky on behalf of Securities and Exchange Commission. New Address: U.S. Securities & Exchange Commission, 3 World Financial Center, New York, NY, USA 10281, 212-336-1100. (Brodsky, Joshua)
August 20, 2013	Filing 5 NOTICE OF APPEARANCE by Joshua Isaac Brodsky on behalf of Securities and Exchange Commission. (Brodsky, Joshua)
August 19, 2013	Filing 4 NOTICE OF APPEARANCE by Peter Altenbach, III on behalf of Securities and Exchange Commission. (Altenbach, Peter)
August 15, 2013	Filing 3 NOTICE OF APPEARANCE by Joseph O. Boryshansky on behalf of Securities and Exchange Commission. (Boryshansky, Joseph)
August 14, 2013	Filing 2 STANDING ORDER IN RE PILOT PROJECT REGARDING CASE MANAGEMENT TECHNIQUES FOR COMPLEX CIVIL CASES IN THE SOUTHERN DISTRICT OF NEW YORK (See M-10-468 Order filed November 1, 2011). This case is hereby designated for inclusion in the Pilot Project Regarding Case Management Techniques for Complex Civil Cases in the Southern District of New York (the Pilot Project), unless the judge to whom this case is assigned determines otherwise. This case is designated for inclusion in the Pilot Project because it is a class action, an MDL action, or is in one of the following Nature of Suit categories: 160, 245, 315, 355, 365, 385, 410, 830, 840, 850, 893, or 950. The presiding judge in a case that does not otherwise qualify for inclusion in the Pilot Project may nevertheless designate the case for inclusion in the Pilot Project by issuing an order directing that the case be included in the Pilot Project. The description of the Pilot Project, including procedures to be followed, is attached to this Order. (Signed by Judge Loretta A. Preska on 10/31/2011) (msa)
August 14, 2013	Filing 1 COMPLAINT against Julien G. Grout, Javier Martin-Artajo. Document filed by Securities and Exchange Commission.(msa)
August 14, 2013	SUMMONS ISSUED as to Julien G. Grout, Javier Martin-Artajo. (msa)
August 14, 2013	CASE REFERRED TO Judge George B. Daniels as possibly related to 1:12-cv-3852. (msa)
August 14, 2013	Case Designated ECF. (msa)

Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the New York Southern District Court's Electronic Court Filings (ECF) System

Search for this case: Securities and Exchange Commission v. Martin-Artajo et al
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Web	[ Unicourt \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: Securities and Exchange Commission
Represented By:	Nicholas Alexander Pilgrim
Represented By:	Tejal Deenesh Shah
Represented By:	Andrew Matthew Calamari
Represented By:	Howard A. Fischer
Represented By:	Joshua Isaac Brodsky
Represented By:	Peter Altenbach, III
Represented By:	Daniel Michael
Represented By:	Joseph O. Boryshansky
Represented By:	Haimavathi Varadan Marlier
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Intervenor: United States Of America
Represented By:	Matthew Lane Schwartz
Represented By:	Michael Ferrara
Represented By:	Eugene Edward Ingoglia
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Not classified by court: C.S. Venkatakrishnan
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Not classified by court: Alistair Webster
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Not classified by court: Bruno Iksil
Represented By:	Kathryn M Zunno
Represented By:	Jonathan Brian New
Represented By:	Patrick Thomas Campbell
Represented By:	Jonathan R. Barr
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Julien G. Grout
Represented By:	John Thomas McGoey
Represented By:	Edward J. M. Little
Represented By:	Marc Alan Weinstein
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: Javier Martin-Artajo
Represented By:	Richard Craig Smith
Represented By:	William Joseph Leone
Represented By:	Stephen M McNabb
Represented By:	Felice Beth Galant
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.

Why Is My Information Online?