Tera Group, Inc. et al v. Citigroup, Inc. et al
| TERA ADVANCED TECHNOLOGIES, LLC, TERAEXCHANGE, LLC and TERA GROUP, INC. |
| Citigroup Global Markets Inc., JPMorgan Chase & Co., J.P. Morgan Securities LLC, Royal Bank of Scotland PLC, Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Barclays PLC, Barclays Capital Inc., J.P. Morgan Securities PLC, UBS AG, Goldman Sachs Financial Markets, L.P., Citibank, N.A., HSBC Securities (USA) Inc., Deutsche Bank AG, Morgan Stanley Capital Services LLC, The Goldman Sachs Group, Inc., JPMorgan Chase Bank, N.A., Morgan Stanley Bank International Limited, Morgan Stanley Derivative Products Inc., HSBC Bank USA, N.A., UBS Securities LLC, Morgan Stanley & Co. LLC, BNP Paribas Securities Corp., Goldman Sachs International, Credit Suisse International, Credit Suisse AG, The Royal Bank of Scotland Group PLC, HSBC Holdings PLC, Goldman Sachs Bank USA, HSBC Bank PLC, Citigroup, Inc., Barclays Bank PLC, Credit Suisse Group AG, Bank Of America Corporation, Bank of America, N.A., Morgan Stanley, Merrill Lynch Pierce, Fenner & Smith Incorporated, RBS Securities Inc., Morgan Stanley Bank, N.A., BNP Paribas, S.A. and Citigroup Global Markets Limited |
| 1:2017cv04302 |
| June 8, 2017 |
| US District Court for the Southern District of New York |
| Foley Square Office |
| Richard J Sullivan |
| Anti-Trust |
| 15 U.S.C. § 1 |
| Both |
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Filing 169
NOTICE AND ORDER TO WITHDRAW AS COUNSEL: PLEASE TAKE NOTICE that Ravi R. Sharma hereby withdraws as counsel for Citigroup Inc., Citibank, N.A., Citigroup Global Markets Inc., and Citigroup Global Markets Limited ("Citibank defendants"). Mr. Sharma is no longer associated with Paul, Weiss, Rifkind, Wharton & Garrison LLP. Attached is my declaration, in accordance with Rule 1.4 of the Local Civil Rules of the United States District Court for the Southern District of New York. I will continue to represent Citibank defendants in this action, along with Brad S. Karp, Kenneth A. Gallo, Julia Tarver-Mason Wood, and William A. Clareman of Paul, Weiss, Rifkind, Wharton & Garrison LLP. IT IS HEREBY ORDERED THAT the motion to withdraw as counsel is GRANTED. SO ORDERED., Attorney Ravi Sharma terminated. (Signed by Judge Richard J. Sullivan on 2/6/2020) (rj)
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| Filing 168 PROPOSED ORDER FOR WITHDRAWAL OF ATTORNEY. Document filed by Citibank, N.A., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Citigroup, Inc.. Related Document Number: #91 . (Gonzalez, Roberto) |
| Filing 167 AMENDED COMPLAINT amending #1 Complaint,,,,, against BNP Paribas Securities Corp., BNP Paribas, S.A., Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Citibank, N.A., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Citigroup, Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, J.P. Morgan Securities PLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., RBS Securities Inc., UBS Securities LLC with JURY DEMAND.Document filed by Tera Advanced Technologies, LLC, Tera Group, Inc., TeraExchange, LLC. Related document: #1 Complaint,,,,,.(Briganti, Vincent) |
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Filing 166
ORDER granting #163 Letter Motion for Leave to File Document. For the reasons discussed in the parties' letter dated January 8, 2020 (Doc. No. 163) and the stipulation submitted by the parties on January 9, 2020 (Doc. No. 165), IT IS HEREBY ORDERED THAT Plaintiffs shall file their proposed amended complaint no later January 30, 2020, and Defendants shall answer or submit a pre-motion letter in accordance with Rules 1.A and 2.A of the Court's Individual Rules and Practices by March 16, 2020. Discovery in this matter is stayed until further order of the Court. SO ORDERED (Signed by Judge Richard J. Sullivan, Sitting By Designation on 1/27/2020) (rro)
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| Set/Reset Deadlines: Amended Pleadings due by 1/30/2020. (rro) |
| Filing 165 PROPOSED STIPULATION AND ORDER. Document filed by Tera Advanced Technologies, LLC, Tera Group, Inc., TeraExchange, LLC. (Briganti, Vincent) |
| ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Notice to Attorney Vincent Briganti to RE-FILE Document #164 Proposed Order. Use the event type Other Filings, Proposed Orders, Proposed Stipulation and Order. (km) |
| Filing 164 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - PROPOSED ORDER. Document filed by Tera Advanced Technologies, LLC, Tera Group, Inc., TeraExchange, LLC. Related Document Number: #163 . (Briganti, Vincent) Proposed Order to be reviewed by Clerk's Office staff. Modified on 1/9/2020 (km). |
| Filing 163 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - LETTER MOTION for Leave to File Amended Complaint and Set A Briefing Schedule addressed to Judge Richard J. Sullivan from Vincent Briganti dated January 8, 2020. Document filed by Tera Advanced Technologies, LLC, Tera Group, Inc., TeraExchange, LLC. (Attachments: #1 Exhibit A - Amended Complaint (Clean), #2 Exhibit B - Amended Complaint (Redline))(Briganti, Vincent) Modified on 1/30/2020 (ldi). |
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Filing 162
STIPULATION AND ORDER REGARDING THE PRODUCTION OF DISCOVERY MATERIAL. The procedures and protocols set forth in this Order shall govern the production format of paper Documents and ESI in this Action, to the extent available. This Order does not govern any procedures or criteria used to define or limit the scope of production such as identification and preservation of potentially responsive data types and systems, or custodian selection. Nothing in this Order establishes any agreement as to either the temporal or subject matter scope of discovery in the Action. Nothing in this Order establishes any agreement as to any search or review protocol, including which sources shall be searched for Responsive Documents or ESI including Email or Instant Messages, or how a Responsive Document is to be identified. The production specifications in this Order apply to Documents that are produced in the first instance in this Action. To the extent any Party is required or agrees to re-produce Documents in this Action that originally were produced in other cases or government investigations, such Documents may be produced in the same format in which they originally were produced regardless of whether that format complies with the specifications provided in Exhibit A to this Order. The Parties expressly reserve their right to claw back any re-produced documents if such documents contain Privileged Material or if such documents are non-responsive, non-privileged Discovery Material (see Dkt. No. 158, Stipulated Protective Order at Sections 12.1 and 12.2). The Parties will meet and confer in good faith regarding the extent to which re-produced Documents are not reasonably usable in the format produced, and reserve their rights in respect of the same. For the avoidance of doubt, nothing in this Order obligates a Party to re-produce previously-produced Documents or ESL and as further set forth in this Stipulation. SO ORDERED. (Signed by Judge Richard J. Sullivan, Sitting by Designation on 11/25/19) (yv)
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| Filing 161 STIPULATED PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material...SO ORDERED. (Signed by United States Circuit Judge Richard J. Sullivan Sitting by Designation on 11/12/2019) (jca) |
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Filing 160
ORDER: This Addendum is an integral part of the Order of today's date granting confidentiality protection to certain materials. Notwithstanding any other provision, no document may be filed with the Clerk under seal without a further Order of this Court addressing the specific documents to be sealed. Any application to seal shall be accompanied by an affidavit or affidavits and a memorandum of law, demonstrating that the standards for sealing have been met and specifically addressing Lugosch v. Pyramid Co. of Onondaga, 435 F.3d 110, 119-20 (2d Cir. 2006) and any other controlling authority. Nothing herein is intended to alter or modify the applicability of Federal Rule of Civil Procedure 5.2 to this case. The redactions expressly authorized by Rule 5.2 may be made without further application to the Court. SO ORDERED. (Signed by United States Circuit Judge Richard J. Sullivan Sitting by Designation on 11/12/2019) (jca)
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| Filing 159 PROPOSED STIPULATION AND ORDER. Document filed by Barclays Bank PLC, Barclays Capital Inc., Barclays PLC. (Buterman, Lawrence) |
| Filing 158 PROPOSED PROTECTIVE ORDER. Document filed by BNP Paribas Securities Corp., BNP Paribas, S.A.. (Fishman, Marshall) |
| Filing 157 ANSWER to #1 Complaint,,,,,. Document filed by Citibank, N.A., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Citigroup, Inc..(Gallo, Kenneth) |
| Filing 156 ANSWER to #1 Complaint,,,,,. Document filed by UBS Securities LLC.(Wilson, Peter) |
| Filing 155 ANSWER to #1 Complaint,,,,, with JURY DEMAND. Document filed by Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC.(Hall, Jason) |
| Filing 154 ANSWER to #1 Complaint,,,,,. Document filed by Barclays Bank PLC, Barclays Capital Inc., Barclays PLC.(Buterman, Lawrence) |
| Filing 153 ANSWER to #1 Complaint,,,,,. Document filed by BNP Paribas Securities Corp., BNP Paribas, S.A..(Fishman, Marshall) |
| Filing 152 ANSWER to #1 Complaint,,,,,. Document filed by J.P. Morgan Securities LLC, J.P. Morgan Securities PLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A..(Wick, Robert) |
| Filing 151 CASE MANAGEMENT PLAN AND SCHEDULING ORDER: All parties do not consent to disposition of this case by a Magistrate Judge, pursuant to 28 U.S.C. 636(c). Plaintiffs have designated this case to be tried to a jury, and Defendants reserve all rights in such regard. Answers shall be filed no later than 9/27/2019. Depositions of fact witnesses shall be completed by 7/31/2020. Expert depositions: 1/29/2021. All fact discovery is to be completed by 7/31/2020, including without limitation privilege or redaction logs, or data privacy issues or any motions to compel the production of any witness for deposition or other motion to compel directed to non-document discovery. All Discovery due by 1/29/2021. The Court will conduct a post-discovery conference on February 10, 2021. Referral to a Magistrate Judge for settlement discussions. The parties are to contact Magistrate Judge Stewart D. Aaron by January 27, 2021. Parties have conferred, and they are unable to estimate the length of trial at this time. (Signed by United States Circuit Judge Richard J. Sullivan, Sitting by Designation on 9/9/2019) (mro) |
| Set/Reset Deadlines: BNP Paribas Securities Corp. answer due 9/27/2019; BNP Paribas, S.A. answer due 9/27/2019; Bank Of America Corporation answer due 9/27/2019; Bank of America, N.A. answer due 9/27/2019; Barclays Bank PLC answer due 9/27/2019; Barclays Capital Inc. answer due 9/27/2019; Barclays PLC answer due 9/27/2019; Citibank, N.A. answer due 9/27/2019; Citigroup Global Markets Inc. answer due 9/27/2019; Citigroup Global Markets Limited answer due 9/27/2019; Citigroup, Inc. answer due 9/27/2019; Credit Suisse AG answer due 9/27/2019; Credit Suisse Group AG answer due 9/27/2019; Credit Suisse International answer due 9/27/2019; Credit Suisse Securities (USA) LLC answer due 9/27/2019; Deutsche Bank AG answer due 9/27/2019; Deutsche Bank Securities Inc. answer due 9/27/2019; Goldman Sachs Bank USA answer due 9/27/2019; Goldman Sachs Financial Markets, L.P. answer due 9/27/2019; Goldman Sachs International answer due 9/27/2019; Goldman, Sachs & Co. answer due 9/27/2019; HSBC Bank PLC answer due 9/27/2019; HSBC Bank USA, N.A. answer due 9/27/2019; HSBC Holdings PLC answer due 9/27/2019; HSBC Securities (USA) Inc. answer due 9/27/2019; J.P. Morgan Securities LLC answer due 9/27/2019; J.P. Morgan Securities PLC answer due 9/27/2019; JPMorgan Chase & Co. answer due 9/27/2019; JPMorgan Chase Bank, N.A. answer due 9/27/2019; Merrill Lynch Pierce, Fenner & Smith Incorporated answer due 9/27/2019; Morgan Stanley answer due 9/27/2019; Morgan Stanley & Co. LLC answer due 9/27/2019; Morgan Stanley Bank International Limited answer due 9/27/2019; Morgan Stanley Bank, N.A. answer due 9/27/2019; Morgan Stanley Capital Services LLC answer due 9/27/2019; Morgan Stanley Derivative Products Inc. answer due 9/27/2019; RBS Securities Inc. answer due 9/27/2019; Royal Bank of Scotland PLC answer due 9/27/2019; The Goldman Sachs Group, Inc. answer due 9/27/2019; The Royal Bank of Scotland Group PLC answer due 9/27/2019; UBS AG answer due 9/27/2019; UBS Securities LLC answer due 9/27/2019. (mro) |
| Magistrate Judge Stewart D. Aaron is so redesignated. (ad) |
| Filing 150 NOTICE OF APPEARANCE by Tara Halsch Curtin on behalf of Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC. (Curtin, Tara) |
| Filing 149 PROPOSED CASE MANAGEMENT PLAN. Document filed by BNP Paribas Securities Corp., BNP Paribas, S.A.. (Fishman, Marshall) |
| Filing 148 JOINT LETTER addressed to Judge Richard J. Sullivan from Marshall Fishman and Vincent Briganti dated August 30, 2019 re: Joint Proposed Case Management Plan and Scheduling Order. Document filed by BNP Paribas Securities Corp., BNP Paribas, S.A..(Fishman, Marshall) |
| Filing 147 NOTICE OF APPEARANCE by Johnathan P. Seredynski on behalf of Tera Advanced Technologies, LLC, Tera Group, Inc., TeraExchange, LLC. (Seredynski, Johnathan) |
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Filing 146
ORDER granting #145 Letter Motion for Extension of Time. IT IS HEREBY ORDERED THAT the parties' joint letter setting forth the parties' views of next steps in this litigation shall be filed no later than August 30, 2019. IT IS FURTHER ORDERED THAT the remaining Defendants shall file their answer to the Complaint no later than September 27, 2019. (Signed by Judge Richard J. Sullivan United States Circuit Judge Sitting By Designation on 8/8/2019) (ne)
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| Filing 145 JOINT LETTER MOTION for Extension of Time For Parties to Sumbit the Joint Letter addressed to Judge Richard J. Sullivan from Marshall H. Fishman dated August 8, 2019. Document filed by BNP Paribas Securities Corp., BNP Paribas, S.A..(Fishman, Marshall) |
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Filing 144
ORDER granting #142 Motion to Withdraw as Attorney. The motion for an order directing the withdrawal ofKuntal Cholera as counsel for J.P. Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., J.P. Morgan Securities LLC, and J.P. Morgan Securities plc, and for Kuntal Cholera to be removed from this action's CM/ECF service list for this matter, is GRANTED. SO ORDERED. Attorney Kuntal Cholera terminated. (Signed by Judge Richard J. Sullivan on 8/1/2019) (ne)
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| Filing 143 NOTICE OF APPEARANCE by Peter Ginewicz Wilson on behalf of UBS AG, UBS Securities LLC. (Wilson, Peter) |
| Filing 142 MOTION for Kuntal V. Cholera to Withdraw as Attorney . Document filed by J.P. Morgan Securities LLC, J.P. Morgan Securities PLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A.. (Attachments: #1 Text of Proposed Order)(Cholera, Kuntal) |
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Filing 141
MEMORANDUM AND ORDER granting in part and denying in part #96 Motion to Dismiss. For the forgoing reasons, the motion to dismiss Tera's Sherman Act claim and Donnelly Act claim is GRANTED as to HSBC, Deutsche Bank, Goldman Sachs, Morgan Stanley, and Bank of America, and DENIED with respect to Barclays, Credit Suisse, JP Morgan, BNP Paribas, UBS, and Citi. The motion to dismiss Tera's unjust enrichment and tortious interference with business relations claims is GRANTED as to all Defendants. IT IS HEREBY ORDERED THAT the parties shall submit a joint letter setting forth their views of the next steps in this litigation no later than August 16, 2019. The Clerk of Court is respectfully directed to terminate the motion pending at Doc. No. 96. SO ORDERED. (Signed by Judge Richard J. Sullivan United States Circuit Judge Sitting By Designation on 7/30/2019) (ne)
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Filing 140
MEMO ENDORSEMENT granting #139 Motion to Withdraw as Attorney. ENDORSEMENT: SO ORDERED. Attorney Lee Jason Lefkowitz terminated. (Signed by Judge Richard J. Sullivan on 5/16/2019) (ne)
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| ***DELETED DOCUMENT. Deleted document number #141 MEMO ENDORSEMENT. The document was incorrectly filed in this case. (anc) |
| Filing 139 MOTION for Lee J. Lefkowitz to Withdraw as Attorney . Document filed by Tera Advanced Technologies, LLC, Tera Group, Inc., TeraExchange, LLC.(Briganti, Vincent) |
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Filing 138
ORDER granting #137 Motion to Withdraw as Attorney. Defendants Goldman Sachs & Co. LLC, Goldman Sachs Bank. USA, Goldman Sachs Financial Markets. L.P., Goldman Sachs International, and The Goldman Sachs Group, Inc.'s motion for an order directing the withdrawal or Elizabeth P. Papez as counsel for Defendants Goldman Sachs & Co. LLC. Goldman Sachs Bank. USA. Goldman Sachs Financial Markets, L.P., Goldman Sachs International, and The Goldman Sachs Group. Inc., and for Elizabeth P. Papez to be removed from this actions [ECF] service list. is GRANTED. Attorney Elizabeth P. Papez terminated (Signed by Judge Richard J. Sullivan on 3/21/2019) (cf)
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| Filing 137 MOTION for Elizabeth P. Papez to Withdraw as Attorney . Document filed by Goldman Sachs Bank USA, Goldman Sachs Financial Markets, L.P., Goldman Sachs International, Goldman, Sachs & Co., The Goldman Sachs Group, Inc.. (Attachments: #1 Text of Proposed Order)(Yablon, Staci) |
| Filing 136 LETTER addressed to Judge Richard J. Sullivan from Daniel Slifkin dated November 7, 2018 re: Response to Plaintiffs' October 25, 2018 Letter. Document filed by BNP Paribas Securities Corp., BNP Paribas, S.A., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Citibank, N.A., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Citigroup, Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman Sachs Bank USA, Goldman Sachs Financial Markets, L.P., Goldman Sachs International, Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities PLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch Pierce, Fenner & Smith Incorporated, Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Bank International Limited, Morgan Stanley Bank, N.A., Morgan Stanley Capital Services LLC, Morgan Stanley Derivative Products Inc., RBS Securities Inc., Royal Bank of Scotland PLC, The Goldman Sachs Group, Inc., The Royal Bank of Scotland Group PLC, UBS AG, UBS Securities LLC.(Slifkin, Daniel) |
| Filing 135 LETTER addressed to Judge Richard J. Sullivan from Vincent Briganti dated October 25, 2018 re: Supplemental Authority in Opposition to Defendants' Motion to Dismiss. Document filed by Tera Advanced Technologies, LLC, Tera Group, Inc., TeraExchange, LLC. (Attachments: #1 Exhibit)(Briganti, Vincent) |
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Filing 134
OPINION & ORDER re: #101 MOTION to Dismiss for Lack of Jurisdiction filed by Royal Bank of Scotland PLC, RBS Securities Inc., The Royal Bank of Scotland Group PLC, #104 MOTION to Dismiss for Lack of Personal Jurisdiction filed by UBS AG. For the reasons set forth above, UBS AG's and the RBS Foreign Defendants' motion to dismiss for lack of personal jurisdiction is GRANTED, and RBS's motion to dismiss for failure to state a claim is also GRANTED. The Clerk of the Court is respectfully directed to terminate the motions pending at docket numbers 101 and 104. The Court will issue a memorandum and order with respect to the remaining Defendants' motions in due course. (Doc. No. 96.) (Signed by Judge Richard J. Sullivan on 9/28/2018) (mro) Modified on 10/2/2018 (mro).
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Filing 133
MEMO ENDORSEMENT granting #132 Motion to Withdraw as Attorney. ENDORSEMENT: SO ORDERED. Attorney Matthew John Acocella terminated. (Signed by Judge Richard J. Sullivan on 7/17/2018) (ne)
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| Filing 132 MOTION for Matthew Acocella to Withdraw as Attorney for Plaintiffs. Document filed by Tera Advanced Technologies, LLC, Tera Group, Inc., TeraExchange, LLC.(Acocella, Matthew) |
| Filing 131 NOTICE OF APPEARANCE by Meghan K. Spillane on behalf of BNP Paribas Securities Corp., BNP Paribas, S.A.. (Spillane, Meghan) |
| Filing 130 LETTER addressed to Judge Richard J. Sullivan from Vincent Briganti dated April 17, 2018 re: Response to Defendant UBS AG's Notice of Supplemental Authority (ECF No. 129). Document filed by Tera Advanced Technologies, LLC, Tera Group, Inc., TeraExchange, LLC.(Briganti, Vincent) |
| Filing 129 NOTICE of Supplemental Authority re: #104 MOTION to Dismiss for Lack of Personal Jurisdiction.. Document filed by UBS AG. (Attachments: #1 Exhibit A)(Bohan, David) |
| Filing 128 LETTER addressed to Judge Richard J. Sullivan from Vincent Briganti dated February 27, 2018 re: Response to Defendant UBS AG's Notice of Supplemental Authority (ECF No. 127). Document filed by Tera Advanced Technologies, LLC, Tera Group, Inc., TeraExchange, LLC.(Briganti, Vincent) |
| Filing 127 NOTICE of Supplemental Authority re: #104 MOTION to Dismiss for Lack of Personal Jurisdiction.. Document filed by UBS AG. (Attachments: #1 Exhibit A)(Bohan, David) |
| Filing 126 REPLY MEMORANDUM OF LAW in Support re: #104 MOTION to Dismiss for Lack of Personal Jurisdiction. . Document filed by UBS AG. (Bohan, David) |
| Filing 125 SUPPLEMENTAL REPLY MEMORANDUM OF LAW in Support re: #96 JOINT MOTION to Dismiss All Claims. (Defendants HSBC Holdings plc, HSBC Bank plc, HSBC Bank USA, N.A., and HSBC Securities (USA) Inc.'s Supplemental Reply Memorandum of Law in Support of Their Motion to Dismiss the Complaint). Document filed by HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC Securities (USA) Inc.. (Marovitz, Andrew) |
| Filing 124 REPLY MEMORANDUM OF LAW in Support re: #101 MOTION to Dismiss for Lack of Jurisdiction . . Document filed by RBS Securities Inc., Royal Bank of Scotland PLC, The Royal Bank of Scotland Group PLC. (Burke, Arthur) |
| Filing 123 JOINT REPLY MEMORANDUM OF LAW in Support re: #96 JOINT MOTION to Dismiss All Claims. . Document filed by BNP Paribas Securities Corp., BNP Paribas, S.A., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Citibank, N.A., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Citigroup, Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman Sachs Bank USA, Goldman Sachs Financial Markets, L.P., Goldman Sachs International, Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities PLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch Pierce, Fenner & Smith Incorporated, Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Bank International Limited, Morgan Stanley Bank, N.A., Morgan Stanley Capital Services LLC, Morgan Stanley Derivative Products Inc., RBS Securities Inc., Royal Bank of Scotland PLC, The Goldman Sachs Group, Inc., The Royal Bank of Scotland Group PLC, UBS AG, UBS Securities LLC. (Wick, Robert) |
| Filing 122 NOTICE OF APPEARANCE by Peter James Linken on behalf of Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC. (Linken, Peter) |
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Filing 121
ORDER granting #120 Letter Motion for Extension of Time to File Response/Reply. IT IS HEREBY ORDERED THAT the deadline for Defendants to submit their reply briefs shall be extended from October 25, 2017 to November 3, 2017. (Replies due by 11/3/2017.) (Signed by Judge Richard J. Sullivan on 10/16/2017) (ras)
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| Filing 120 LETTER MOTION for Extension of Time to File Response/Reply in support of Defendants' Motions to Dismiss addressed to Judge Richard J. Sullivan from Robert D. Wick dated October 16, 2017. Document filed by J.P. Morgan Securities LLC, J.P. Morgan Securities PLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A..(Wick, Robert) |
| Filing 119 MEMORANDUM OF LAW in Opposition re: #104 MOTION to Dismiss for Lack of Personal Jurisdiction. . Document filed by Tera Advanced Technologies, LLC, Tera Group, Inc., TeraExchange, LLC. (Briganti, Vincent) |
| Filing 118 MEMORANDUM OF LAW in Opposition re: #101 MOTION to Dismiss for Lack of Jurisdiction . . Document filed by Tera Advanced Technologies, LLC, Tera Group, Inc., TeraExchange, LLC. (Briganti, Vincent) |
| Filing 117 MEMORANDUM OF LAW in Opposition re: #96 JOINT MOTION to Dismiss All Claims. Opposing HSBC's Supplemental Memorandum of Law, ECF No. 98. Document filed by Tera Advanced Technologies, LLC, Tera Group, Inc., TeraExchange, LLC. (Briganti, Vincent) |
| Filing 116 MEMORANDUM OF LAW in Opposition re: #96 JOINT MOTION to Dismiss All Claims. . Document filed by Tera Advanced Technologies, LLC, Tera Group, Inc., TeraExchange, LLC. (Briganti, Vincent) |
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Filing 115
ORDER FOR ADMISSION PRO HAC VICE granting #112 Motion for Kristin L. Coveney to Appear Pro Hac Vice. IT IS HEREBY ORDERED that Applicant is admitted to practice pro hac vice in the above-captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. (Signed by Judge Richard J. Sullivan on 10/4/17) (yv)
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Filing 114
ORDER FOR ADMISSION PRO HAC VICE granting #113 Motion for Elliott M. Bacon to Appear Pro Hac Vice. IT IS HEREBY ORDERED that Applicant is admitted to practice pro hac vice in the above-captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. SO ORDERED. (Signed by Judge Richard J. Sullivan on 10/4/17) (yv)
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| Filing 113 MOTION for Elliott M. Bacon to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-14205251. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by UBS AG, UBS Securities LLC. (Attachments: #1 Affidavit Of Elliott M. Bacon In Support, #2 Certificate Of Good Standing, #3 Proposed Order)(Bacon, Elliott) |
| Filing 112 MOTION for Kristin L. Coveney to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-14205135. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by UBS AG, UBS Securities LLC. (Attachments: #1 Affidavit Of Kristin L. Coveney In Support, #2 Certificate Of Good Standing, #3 Proposed Order)(Coveney, Kristin) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #113 MOTION for Elliott M. Bacon to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-14205251. Motion and supporting papers to be reviewed by Clerk's Office staff., #112 MOTION for Kristin L. Coveney to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-14205135. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (jc) |
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Filing 111
ORDER FOR ADMISSION PRO HAC VICE granting #110 Motion for Daniel G. Swanson to Appear Pro Hac Vice. IT IS HEREBY ORDERED that Applicant is admitted to practice pro hac vice in the above-captioned case in the United States District Court for the Southern District of New York. (Signed by Judge Richard J. Sullivan on 9/16/2017) (ras)
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| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #110 MOTION for Daniel G. Swanson to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb) |
| Pro Hac Vice Fee Paid electronically via Pay.gov: for #110 MOTION for Daniel G. Swanson to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. Filing fee $ 200.00. Pay.gov receipt number 0208-14133611, paid on 9/15/2017. (wb) |
| Filing 110 MOTION for Daniel G. Swanson to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by UBS AG, UBS Securities LLC. (Attachments: #1 Affidavit Affidavit, #2 Text of Proposed Order Proposed Order, #3 Exhibit Good Standing Certificate)(Swanson, Daniel) |
| Filing 109 NOTICE OF APPEARANCE by Lee Jason Lefkowitz on behalf of Tera Advanced Technologies, LLC, Tera Group, Inc., TeraExchange, LLC. (Lefkowitz, Lee) |
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Filing 108
ORDER GRANTING MOTION TO WITHDRAW AS COUNSEL #95 Motion to Withdraw as Attorney. IT IS HEREBY ORDERED that the motion of Michelle E. Conston to withdraw as counsel for Plaintiff TERA GROUP, INC. is granted, and Ms. Conston's appearance is withdrawn as of the date of this Order. (Attorney Michelle Elizabeth Conston terminated.) (Signed by Judge Richard J. Sullivan on 9/11/17) (yv)
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| Filing 107 DECLARATION of Philip Olesen in Support re: #104 MOTION to Dismiss for Lack of Personal Jurisdiction.. Document filed by UBS AG. (Attachments: #1 Exhibit A)(Bohan, David) |
| Filing 106 DECLARATION of John Connors in Support re: #104 MOTION to Dismiss for Lack of Personal Jurisdiction.. Document filed by UBS AG. (Bohan, David) |
| Filing 105 MEMORANDUM OF LAW in Support re: #104 MOTION to Dismiss for Lack of Personal Jurisdiction. . Document filed by UBS AG. (Bohan, David) |
| Filing 104 MOTION to Dismiss for Lack of Personal Jurisdiction. Document filed by UBS AG.(Bohan, David) |
| Filing 103 DECLARATION of William Gougherty in Support re: #101 MOTION to Dismiss for Lack of Jurisdiction .. Document filed by RBS Securities Inc., Royal Bank of Scotland PLC, The Royal Bank of Scotland Group PLC. (Burke, Arthur) |
| Filing 102 MEMORANDUM OF LAW in Support re: #101 MOTION to Dismiss for Lack of Jurisdiction . . Document filed by RBS Securities Inc., Royal Bank of Scotland PLC, The Royal Bank of Scotland Group PLC. (Burke, Arthur) |
| Filing 101 MOTION to Dismiss for Lack of Jurisdiction . Document filed by RBS Securities Inc., Royal Bank of Scotland PLC, The Royal Bank of Scotland Group PLC.(Burke, Arthur) |
| Filing 100 DECLARATION of John S. Playforth in Support re: #96 JOINT MOTION to Dismiss All Claims.. Document filed by J.P. Morgan Securities LLC, J.P. Morgan Securities PLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A.. (Attachments: #1 Exhibit 1, Article (Risk, 10/31/14), #2 Exhibit 2 (Part A), IRS Complaint, #3 Exhibit 2 (Part B), IRS Complaint, #4 Exhibit 3, JPMorgan/Tera E-mail String, #5 Exhibit 4, Tera Rulebook, #6 Exhibit 5, BNP/Annaly E-mail String, #7 Exhibit 6, Article (FT, 10/26/15), #8 Exhibit 7, CFTC White Paper (1/29/15))(Wick, Robert) |
| Filing 99 DECLARATION of Andrew S. Marovitz in Support re: #96 JOINT MOTION to Dismiss All Claims.. Document filed by HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC Securities (USA) Inc.. (Marovitz, Andrew) |
| Filing 98 SUPPLEMENTAL MEMORANDUM OF LAW in Support re: #96 JOINT MOTION to Dismiss All Claims. (DEFENDANTS HSBC HOLDINGS PLC, HSBC BANK PLC, HSBC BANK USA, N.A., AND HSBC SECURITIES (USA) INC.S SUPPLEMENTAL MEMORANDUM OF LAW IN SUPPORT OF THEIR MOTION TO DISMISS THE COMPLAINT). Document filed by HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC Securities (USA) Inc.. (Marovitz, Andrew) |
| Filing 97 MEMORANDUM OF LAW in Support re: #96 JOINT MOTION to Dismiss All Claims. . Document filed by BNP Paribas Securities Corp., BNP Paribas, S.A., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Citibank, N.A., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Citigroup, Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman Sachs Bank USA, Goldman Sachs Financial Markets, L.P., Goldman Sachs International, Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities PLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch Pierce, Fenner & Smith Incorporated, Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Bank International Limited, Morgan Stanley Bank, N.A., Morgan Stanley Capital Services LLC, Morgan Stanley Derivative Products Inc., RBS Securities Inc., Royal Bank of Scotland PLC, The Goldman Sachs Group, Inc., The Royal Bank of Scotland Group PLC, UBS AG, UBS Securities LLC. (Wick, Robert) |
| Filing 96 JOINT MOTION to Dismiss All Claims. Document filed by BNP Paribas Securities Corp., BNP Paribas, S.A., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Citibank, N.A., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Citigroup, Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman Sachs Bank USA, Goldman Sachs Financial Markets, L.P., Goldman Sachs International, Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities PLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch Pierce, Fenner & Smith Incorporated, Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Bank International Limited, Morgan Stanley Bank, N.A., Morgan Stanley Capital Services LLC, Morgan Stanley Derivative Products Inc., RBS Securities Inc., Royal Bank of Scotland PLC, The Goldman Sachs Group, Inc., The Royal Bank of Scotland Group PLC, UBS AG, UBS Securities LLC.(Wick, Robert) |
| Filing 95 MOTION for Michelle E. Conston to Withdraw as Attorney for Plaintiff Tera Group, Inc.. Document filed by Tera Group, Inc..(Conston, Michelle) |
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Filing 94
ORDER granting #93 Letter Motion for Leave to File Excess Pages. Defendants' request is GRANTED. IT IS HEREBY ORDERED THAT Defendants shall file their joint brief, of no more than 50 pages, by September 11, 2017. Plaintiffs shall file their response, also of no more than 50 pages, by October 11, 2017, and Defendants shall submit their reply, of no more than 20 pages, by October 25, 2017. (Signed by Judge Richard J. Sullivan on 8/31/2017) (ras)
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| Filing 93 JOINT LETTER MOTION for Leave to File Excess Pages addressed to Judge Richard J. Sullivan from Robert D. Wick dated August 31, 2017. Document filed by J.P. Morgan Securities LLC, J.P. Morgan Securities PLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A..(Wick, Robert) |
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Filing 92
ORDER GRANTING ADMISSION PRO HAC VICE granting #91 Motion for Ravi R. Sharma to Appear Pro Hac Vice. IT IS HEREBY ORDERED that Applicant is admitted to practice pro hac vice in the above-captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. (Signed by Judge Richard J. Sullivan on 8/1/2017) (ras)
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| Filing 91 MOTION for Ravi R. Sharma to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Citibank, N.A., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Citigroup, Inc.. (Attachments: #1 Declaration of Ravi R. Sharma, #2 Certificates of Good Standing, #3 Text of Proposed Order)(Sharma, Ravi) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #91 MOTION for Ravi R. Sharma to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu) |
| Filing 90 NOTICE OF APPEARANCE by Paula W. Render on behalf of Deutsche Bank AG, Deutsche Bank Securities Inc.. (Render, Paula) |
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Filing 89
ORDER FOR ADMISSION PRO HAC VICE granting #87 Motion for Paula W. Render to Appear Pro Hac Vice. IT IS HEREBY ORDERED that Applicant is admitted to practice Pro Hac Vice in the above captioned case in the United States District Court for the Southern District of New York. (Signed by Judge Richard J. Sullivan on 7/20/2017) (ras)
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| Filing 88 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Ravi Romel Kaushik Sharma to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13915006. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Citibank, N.A., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Citigroup, Inc.. (Attachments: #1 Declaration of Ravi R. Sharma, #2 Certificates of Good Standing, #3 Text of Proposed Order)(Sharma, Ravi) Modified on 7/19/2017 (ma). |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #87 MOTION for Paula W. Render to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13911790. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ma) |
| >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #88 MOTION for Ravi Romel Kaushik Sharma to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13915006. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from THE SUPREME COURT OF VIRGINIA.;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (ma) |
| Filing 87 MOTION for Paula W. Render to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13911790. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Deutsche Bank AG, Deutsche Bank Securities Inc.. (Attachments: #1 Declaration from Paula W. Render, #2 Certificate of Admission to the Bar of Illinois, #3 Proposed Order for Admission Pro Hac Vice)(Render, Paula) |
| Filing 86 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent HSBC Holdings plc. for HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Securities (USA) Inc.. Document filed by HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC Securities (USA) Inc..(Spehr, Richard) |
| ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Notice to Attorney Richard A. Spehr to RE-FILE Document #85 Rule 7.1 Corporate Disclosure Statement,. ERROR(S): Corporate Parents were not added. Please re-file this document and when prompted: Are there any corporate parents or other affiliates?, select the YES radio button and enter the Corporate Parent(s) or Affiliate(s). YOU MUST SELECT THE SEARCH BUTTON. Select the correct name or create a new corporate parent. Add the Corporate Parent(s) or Affiliate(s) one party name at a time. (lb) |
| Filing 85 FILING ERROR - CORPORATE PARENT/OTHER AFFILIATE NOT ADDED - RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC Securities (USA) Inc..(Spehr, Richard) Modified on 7/17/2017 (lb). |
| Filing 84 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Credit Suisse Group AG for Credit Suisse AG, Credit Suisse International, Credit Suisse Securities (USA) LLC. Document filed by Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC.(Januszewski, David) |
| Filing 83 NOTICE OF APPEARANCE by David George Januszewski on behalf of Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC. (Januszewski, David) |
| Filing 82 NOTICE OF APPEARANCE by Elai E. Katz on behalf of Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC. (Katz, Elai) |
| Filing 81 NOTICE OF APPEARANCE by Jason Michael Hall on behalf of Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC. (Hall, Jason) |
| Filing 80 NOTICE OF APPEARANCE by Herbert Scott Washer on behalf of Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC. (Washer, Herbert) |
| Filing 79 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Morgan Stanley Capital Management, LLC, Corporate Parent Morgan Stanley, Corporate Parent Morgan Stanley Domestic Holdings, Inc., Other Affiliate Mitsubishi UFJ Financial Group, Inc. for Morgan Stanley & Co. LLC, Morgan Stanley Bank, N.A.; Other Affiliate Mitsubishi UFJ Financial Group, Inc. for Morgan Stanley, Morgan Stanley Bank International Limited, Morgan Stanley Capital Services LLC, Morgan Stanley Derivative Products Inc.. Document filed by Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Bank International Limited, Morgan Stanley Bank, N.A., Morgan Stanley Capital Services LLC, Morgan Stanley Derivative Products Inc..(Slifkin, Daniel) |
| Filing 78 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Barclays PLC for Barclays Bank PLC; Corporate Parent Barclays Group US Inc., Corporate Parent Barclays US LLC, Corporate Parent Barclays Bank PLC for Barclays Capital Inc.. Document filed by Barclays Bank PLC, Barclays Capital Inc., Barclays PLC.(Buterman, Lawrence) |
| ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Notice to Attorney Lawrence Edward Buterman to RE-FILE Document #77 Rule 7.1 Corporate Disclosure Statement,. ERROR(S): Not All Corporate Parents were added. Please re-file this document and when prompted: Are there any corporate parents or other affiliates?, select the YES radio button and enter the Corporate Parent(s) or Affiliate(s) one party name at a time. (lb) |
| Filing 77 FILING ERROR NOT ALL CORPORATE PARENTS/OTHER AFFILIATES WERE ADDED - RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Barclays PLC for Barclays Bank PLC, Barclays Capital Inc.. Document filed by Barclays Bank PLC, Barclays Capital Inc., Barclays PLC.(Buterman, Lawrence) Modified on 7/11/2017 (lb). |
| Filing 76 NOTICE OF APPEARANCE by Jessica Danielle Rostoker on behalf of Barclays Bank PLC, Barclays Capital Inc., Barclays PLC. (Rostoker, Jessica) |
| Filing 75 NOTICE OF APPEARANCE by Lawrence Edward Buterman on behalf of Barclays Bank PLC, Barclays Capital Inc., Barclays PLC. (Buterman, Lawrence) |
| Filing 74 NOTICE OF APPEARANCE by James Ellis Brandt on behalf of Barclays Bank PLC, Barclays Capital Inc., Barclays PLC. (Brandt, James) |
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Filing 73
MEMO ENDORSEMENT granting #52 Motion for Britt Marie Miller to Appear Pro Hac Vice. ENDORSEMENT: SO ORDERED. (Signed by Judge Richard J. Sullivan on 7/10/2017) (ras)
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Filing 72
MEMO ENDORSEMENT granting #51 Motion for Andrew Stanley Marovitz to Appear Pro Hac Vice. ENDORSEMENT: SO ORDERED. (Signed by Judge Richard J. Sullivan on 7/10/2017) (ras)
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Filing 71
MEMO ENDORSEMENT granting #54 Motion for Robert Y. Sperling to Appear Pro Hac Vice. ENDORSEMENT: SO ORDERED. (Signed by Judge Richard J. Sullivan on 7/10/2017) (ras)
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Filing 70
MEMO ENDORSEMENT granting #55 Motion for Elizabeth P. Papez to Appear Pro Hac Vice. ENDORSEMENT: SO ORDERED. (Signed by Judge Richard J. Sullivan on 7/10/2017) (ras)
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Filing 69
MEMO ENDORSEMENT granting #56 Motion for Joseph L. Motto to Appear Pro Hac Vice. ENDORSEMENT: SO ORDERED. (Signed by Judge Richard J. Sullivan on 7/10/2017) (ras)
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Filing 68
MEMO ENDORSEMENT granting #57 Motion for ohn Stewart Playforth to Appear Pro Hac Vice. ENDORSEMENT: SO ORDERED. (Signed by Judge Richard J. Sullivan on 7/10/2017) (ras)
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Filing 67
MEMO ENDORSEMENT granting #58 Motion for Roberto J. Gonzalez to Appear Pro Hac Vice. ENDORSEMENT: SO ORDERED. (Signed by Judge Richard J. Sullivan on 7/10/2017) (ras)
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Filing 66
MEMO ENDORSEMENT granting #59 Motion for Andrew D. Lazerow to Appear Pro Hac Vice. ENDORSEMENT: SO ORDERED. (Signed by Judge Richard J. Sullivan on 7/10/2017) (ras)
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Filing 65
MEMO ENDORSEMENT granting #60 Motion for Robert D. Wick to Appear Pro Hac Vice. ENDORSEMENT: SO ORDERED. (Signed by Judge Richard J. Sullivan on 7/10/2017) (ras)
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Filing 64
MEMO ENDORSEMENT granting #62 Motion for Kuntal Cholera to Appear Pro Hac Vice. ENDORSEMENT: SO ORDERED. (Signed by Judge Richard J. Sullivan on 7/10/2017) (ras)
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| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #54 MOTION for Robert Y. Sperling to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13871817. Motion and supporting papers to be reviewed by Clerk's Office staff., #55 MOTION for Elizabeth P. Papez to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13871953. Motion and supporting papers to be reviewed by Clerk's Office staff., #57 MOTION for John Stewart Playforth to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13872192. Motion and supporting papers to be reviewed by Clerk's Office staff., #58 MOTION for Roberto J. Gonzalez to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff., #62 MOTION for Kuntal Virendra Cholera to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13872805. Motion and supporting papers to be reviewed by Clerk's Office staff., #59 MOTION for Andrew D. Lazerow to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13872584. Motion and supporting papers to be reviewed by Clerk's Office staff., #60 MOTION for Robert D. Wick to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13872618. Motion and supporting papers to be reviewed by Clerk's Office staff., #56 MOTION for Joseph L. Motto to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13872131. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb) |
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Filing 63
ORDER: It is hereby ordered that: the parties shall proceed in accordance with the following schedule: Defendants shall file any motion(s) to dismiss by September 11, 2017, Plaintiffs' shall file their opposition to any such motion(s) to dismiss by October 11, 2017, and Defendants shall file their reply (or replies) to Plaintiffs' opposition by October 25, 2017. It is hereby ordered that: the initial conference is adjourned pending resolution of Defendants' motion(s) to dismiss. It is further ordered that all discovery in this action is stayed pending resolution of Defendants' motion(s) to dismiss. ( Motions due by 9/11/2017. Responses due by 10/11/2017. Replies due by 10/25/2017.) (Signed by Judge Richard J. Sullivan on 7/7/2017) (js)
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| Filing 62 MOTION for Kuntal Virendra Cholera to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13872805. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by J.P. Morgan Securities LLC, J.P. Morgan Securities PLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A.. (Attachments: #1 Exhibit A Certificate of Good Standing, #2 Exhibit Proposed Order, #3 Exhibit Affidavit of Kuntal Cholera)(Cholera, Kuntal) |
| Filing 61 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate J.P. Morgan Securities LLC, Other Affiliate JPMorgan Chase Bank, N.A., Other Affiliate J.P. Morgan Securities PLC for JPMorgan Chase & Co.. Document filed by J.P. Morgan Securities LLC, J.P. Morgan Securities PLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A..(Wick, Robert) |
| Filing 60 MOTION for Robert D. Wick to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13872618. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by J.P. Morgan Securities LLC, J.P. Morgan Securities PLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A.. (Attachments: #1 Exhibit A Certificate of Good Standing, #2 Exhibit B Proposed Order, #3 Exhibit C Affidavit of Robert D. Wick)(Wick, Robert) |
| Filing 59 MOTION for Andrew D. Lazerow to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13872584. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by J.P. Morgan Securities LLC, J.P. Morgan Securities PLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A.. (Attachments: #1 Exhibit A Certificate of Good Standing, #2 Exhibit B Proposed Order, #3 Exhibit C Affidavit of Andrew Lazerow)(Lazerow, Andrew) |
| Filing 58 MOTION for Roberto J. Gonzalez to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Citibank, N.A., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Citigroup, Inc.. (Attachments: #1 Declaration of Roberto J. Gonzalez, #2 Certificate of Good Standing, #3 Text of Proposed Order)(Gonzalez, Roberto) |
| Filing 57 MOTION for John Stewart Playforth to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13872192. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by J.P. Morgan Securities LLC, J.P. Morgan Securities PLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A.. (Attachments: #1 Exhibit A Certificate of Good Standing, #2 Exhibit B Proposed Order, #3 Exhibit C Affidavit of John S. Playforth)(Playforth, John) |
| Filing 56 MOTION for Joseph L. Motto to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13872131. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman Sachs Bank USA, Goldman Sachs Financial Markets, L.P., Goldman Sachs International, Goldman, Sachs & Co., The Goldman Sachs Group, Inc.. (Attachments: #1 Declaration of Joseph L. Motto, #2 Exhibit A - Certificate (IL), #3 Text of Proposed Order)(Motto, Joseph) |
| Filing 55 MOTION for Elizabeth P. Papez to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13871953. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman Sachs Bank USA, Goldman Sachs Financial Markets, L.P., Goldman Sachs International, Goldman, Sachs & Co., The Goldman Sachs Group, Inc.. (Attachments: #1 Declaration of Elizabeth P. Papez, #2 Exhibit A - Certificates (NV) (DC), #3 Text of Proposed Order)(Papez, Elizabeth) |
| Filing 54 MOTION for Robert Y. Sperling to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13871817. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman Sachs Bank USA, Goldman Sachs Financial Markets, L.P., Goldman Sachs International, Goldman, Sachs & Co., The Goldman Sachs Group, Inc.. (Attachments: #1 Declaration of Robert Y. Sperling, #2 Exhibit A - Certificate (IL), #3 Text of Proposed Order)(Sperling, Robert) |
| Filing 53 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Roberto J. Gonzalez to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13870598. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Citibank, N.A., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Citigroup, Inc.. (Attachments: #1 Declaration of Roberto J. Gonzalez, #2 Certificates of Good Standing, #3 Text of Proposed Order)(Gonzalez, Roberto) Modified on 7/7/2017 (ma). |
| Filing 52 MOTION for Britt Marie Miller to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13868020. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC Securities (USA) Inc.. (Attachments: #1 Affidavit Declaration in Support, #2 Exhibit Certificate of Good Standing, #3 Text of Proposed Order)(Miller, Britt) |
| Filing 51 MOTION for Andrew Stanley Marovitz to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13867947. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC Securities (USA) Inc.. (Attachments: #1 Affidavit Declaration of Andrew Marovitz, #2 Exhibit Certificate of Good Stnading, #3 Text of Proposed Order)(Marovitz, Andrew) |
| Filing 50 NOTICE OF APPEARANCE by Richard A. Spehr on behalf of HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC Securities (USA) Inc.. (Spehr, Richard) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #51 MOTION for Andrew Stanley Marovitz to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13867947. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb) |
| >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. #53 MOTION for Roberto J. Gonzalez to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13870598. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): PLEASE REMOVE THE NAME OF THE STATE BAR IN WHICH THE ATTORNEY IS INACTIVE FROM THE MOTION AND PLEASE REMOVE THAT CERTIFICATE OF GOOD STANDING FROM THAT STATE AS WELL.;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (ma) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #52 MOTION for Britt Marie Miller to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13868020. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb) |
| Filing 49 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Royal Bank of Scotland Group plc for RBS Securities Inc., Royal Bank of Scotland PLC. Document filed by RBS Securities Inc., Royal Bank of Scotland PLC, The Royal Bank of Scotland Group PLC.(Burke, Arthur) |
| Filing 48 NOTICE OF APPEARANCE by Melissa Carrie King on behalf of RBS Securities Inc., Royal Bank of Scotland PLC, The Royal Bank of Scotland Group PLC. (King, Melissa) |
| Filing 47 NOTICE OF APPEARANCE by James Irving McClammy on behalf of RBS Securities Inc., Royal Bank of Scotland PLC, The Royal Bank of Scotland Group PLC. (McClammy, James) |
| Filing 46 NOTICE OF APPEARANCE by Arthur J. Burke on behalf of RBS Securities Inc., Royal Bank of Scotland PLC, The Royal Bank of Scotland Group PLC. (Burke, Arthur) |
| Filing 45 NOTICE of Change of Name from Goldman, Sachs & Co. to Goldman Sachs & Co. LLC.. Document filed by Goldman, Sachs & Co.. (Yablon, Staci) |
| Filing 44 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent BNP Paribas, S.A. for BNP Paribas Securities Corp.. Document filed by BNP Paribas Securities Corp..(Fishman, Marshall) |
| Filing 43 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UBS Americas Holding LLC, Corporate Parent UBS Americas Inc., Other Affiliate UBS AG, Other Affiliate UBS Group AG for UBS Securities LLC. Document filed by UBS Securities LLC.(Bohan, David) |
| Filing 42 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate UBS Group AG for UBS AG. Document filed by UBS AG.(Bohan, David) |
| Filing 41 NOTICE OF APPEARANCE by David Charles Bohan on behalf of UBS AG, UBS Securities LLC. (Bohan, David) |
| ***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Notice to Attorney Marshall Howard Fishman to RE-FILE Document #38 Rule 7.1 Corporate Disclosure Statement. ERROR(S): Corporate Parents were not added. Please re-file this document and when prompted: Are there any corporate parents or other affiliates?, select the YES radio button and enter the Corporate Parent(s) or Affiliate(s). YOU MUST SELECT THE SEARCH BUTTON. Select the correct name or create a new corporate parent. Add the Corporate Parent(s) or Affiliate(s) one party name at a time. (lb) |
| Filing 40 JOINT LETTER addressed to Judge Richard J. Sullivan from Plaintiffs and Defendants dated July 5, 2017 re: the status of the action. Document filed by Tera Advanced Technologies, LLC, Tera Group, Inc., TeraExchange, LLC. (Attachments: #1 Text of Proposed Order)(Briganti, Vincent) |
| Filing 39 NOTICE OF APPEARANCE by Christine Vanessa Sama on behalf of BNP Paribas Securities Corp., BNP Paribas, S.A.. (Sama, Christine) |
| Filing 38 FILING ERROR - CORPORATE PARENT/OTHER AFFILIATE NOT ADDED - RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by BNP Paribas Securities Corp..(Fishman, Marshall) Modified on 7/6/2017 (lb). |
| Filing 37 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by BNP Paribas, S.A..(Fishman, Marshall) |
| Filing 36 NOTICE OF APPEARANCE by Marshall Howard Fishman on behalf of BNP Paribas Securities Corp., BNP Paribas, S.A.. (Fishman, Marshall) |
| Filing 35 NOTICE OF APPEARANCE by Lauren Michelle Rosenberg on behalf of Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Bank International Limited, Morgan Stanley Bank, N.A., Morgan Stanley Capital Services LLC, Morgan Stanley Derivative Products Inc.. (Rosenberg, Lauren) |
| Filing 34 NOTICE OF APPEARANCE by Daniel Slifkin on behalf of Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Bank International Limited, Morgan Stanley Bank, N.A., Morgan Stanley Capital Services LLC, Morgan Stanley Derivative Products Inc.. (Slifkin, Daniel) |
| Filing 33 NOTICE OF APPEARANCE by Michael A Paskin on behalf of Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Bank International Limited, Morgan Stanley Bank, N.A., Morgan Stanley Capital Services LLC, Morgan Stanley Derivative Products Inc.. (Paskin, Michael) |
| Filing 32 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Citigroup Inc., Corporate Parent Citigroup Global Markets Holdings Bahamas Limited, Corporate Parent Citigroup Global Markets Holdings Inc., Corporate Parent Citigroup Financial Products Inc. for Citigroup Global Markets Limited; Corporate Parent Citigroup Inc., Corporate Parent Citicorp LLC for Citibank, N.A.; Corporate Parent Citigroup Inc., Corporate Parent Citigroup Global Markets Holdings Inc., Corporate Parent Citigroup Financial Products Inc. for Citigroup Global Markets Inc.. Document filed by Citibank, N.A., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Citigroup, Inc..(Gallo, Kenneth) |
| Filing 31 NOTICE OF APPEARANCE by William Clareman on behalf of Citibank, N.A., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Citigroup, Inc.. (Clareman, William) |
| Filing 30 NOTICE OF APPEARANCE by Julia Tarver-Mason Wood on behalf of Citibank, N.A., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Citigroup, Inc.. (Wood, Julia) |
| Filing 29 NOTICE OF APPEARANCE by Kenneth Anthony Gallo on behalf of Citibank, N.A., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Citigroup, Inc.. (Gallo, Kenneth) |
| Filing 28 NOTICE OF APPEARANCE by Brad Scott Karp on behalf of Citibank, N.A., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Citigroup, Inc.. (Karp, Brad) |
| Filing 27 NOTICE OF APPEARANCE by Richard C. Pepperman, II on behalf of Goldman Sachs Bank USA, Goldman Sachs Financial Markets, L.P., Goldman Sachs International, Goldman, Sachs & Co., The Goldman Sachs Group, Inc.. (Pepperman, Richard) |
| Filing 26 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Goldman Sachs Group Inc. for Goldman Sachs Bank USA, Goldman Sachs Financial Markets, L.P., Goldman Sachs International, Goldman, Sachs & Co.. Document filed by Goldman Sachs Bank USA, Goldman Sachs Financial Markets, L.P., Goldman Sachs International, Goldman, Sachs & Co., The Goldman Sachs Group, Inc..(Yablon, Staci) |
| Filing 25 NOTICE OF APPEARANCE by Staci Lynn Yablon on behalf of Goldman Sachs Bank USA, Goldman Sachs Financial Markets, L.P., Goldman Sachs International, Goldman, Sachs & Co., The Goldman Sachs Group, Inc.. (Yablon, Staci) |
| Filing 24 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Deutsche Bank U.S. Financial Markets Holding Corp. for Deutsche Bank Securities Inc.. Document filed by Deutsche Bank AG, Deutsche Bank Securities Inc..(Stephens, Eric) |
| Filing 23 NOTICE OF APPEARANCE by Stephen Jay Obie on behalf of Deutsche Bank AG, Deutsche Bank Securities Inc.. (Obie, Stephen) |
| Filing 22 NOTICE OF APPEARANCE by Tracy V. Schaffer on behalf of Deutsche Bank AG, Deutsche Bank Securities Inc.. (Schaffer, Tracy) |
| Filing 21 NOTICE OF APPEARANCE by Eric Peter Stephens on behalf of Deutsche Bank AG, Deutsche Bank Securities Inc.. (Stephens, Eric) |
| Filing 20 LETTER addressed to Judge Richard J. Sullivan from Vincent Briganti dated June 23, 2017 re: Response to the Court's June 21, 2017 Order and Certificate of Service. Document filed by Tera Advanced Technologies, LLC, Tera Group, Inc., TeraExchange, LLC. (Attachments: #1 Exhibit A)(Briganti, Vincent) |
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Filing 19
ORDER: IT IS HEREBY ORDERED THAT that the parties shall appear for an initial conference on Wednesday, July 12, 2017 at 3:00 p.m. in Courtroom 905 of the Thurgood Marshall United States Courthouse, 40 Foley Square, New York, New York, and as further set forth. (Initial Conference set for 7/12/2017 at 03:00 PM in Courtroom 905, 40 Centre Street, New York, NY 10007 before Judge Richard J. Sullivan.) (Signed by Judge Richard J. Sullivan on 6/21/2017) (ras)
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| CASE DECLINED AS NOT RELATED. Case referred as related to 13 -MD-2476 and declined by Judge Denise L. Cote and returned to wheel for assignment. (wb) |
| NOTICE OF CASE REASSIGNMENT to Judge Richard J. Sullivan. Judge Unassigned is no longer assigned to the case. (wb) |
| Magistrate Judge Andrew J. Peck is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (wb) |
| Filing 18 LETTER addressed to Judge Denise L. Cote from Vincent Briganti dated June 15, 2017 re: Response to Defendants' June 12, 2017 letter (ECF No. 16). Document filed by Tera Advanced Technologies, LLC, Tera Group, Inc., TeraExchange, LLC.(Briganti, Vincent) |
| Filing 17 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate TERA GROUP, INC. for Tera Advanced Technologies, LLC, Tera Group, Inc., TeraExchange, LLC. Document filed by Tera Advanced Technologies, LLC, Tera Group, Inc., TeraExchange, LLC.(Briganti, Vincent) |
| Filing 16 JOINT LETTER addressed to Judge Denise L. Cote from Adam S. Hakki dated June 12, 2017 re: Related Case Statement Filed on Behalf of All Defendants. Document filed by Bank Of America Corporation, Bank of America, N.A., Merrill Lynch Pierce, Fenner & Smith Incorporated. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)(Hakki, Adam) |
| Filing 15 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Bank Of America Corporation for Merrill Lynch Pierce, Fenner & Smith Incorporated. Document filed by Merrill Lynch Pierce, Fenner & Smith Incorporated.(Hakki, Adam) |
| Filing 14 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Bank Of America Corporation for Bank of America, N.A.. Document filed by Bank of America, N.A..(Hakki, Adam) |
| Filing 13 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Bank Of America Corporation.(Hakki, Adam) |
| Filing 12 NOTICE OF APPEARANCE by Richard Franklin Schwed on behalf of Bank Of America Corporation, Bank of America, N.A., Merrill Lynch Pierce, Fenner & Smith Incorporated. (Schwed, Richard) |
| Filing 11 NOTICE OF APPEARANCE by Adam Selim Hakki on behalf of Bank Of America Corporation, Bank of America, N.A., Merrill Lynch Pierce, Fenner & Smith Incorporated. (Hakki, Adam) |
| Filing 10 ELECTRONIC SUMMONS ISSUED as to BNP Paribas Securities Corp., BNP Paribas, S.A., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Citibank, N.A., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Citigroup, Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman Sachs Bank USA, Goldman Sachs Financial Markets, L.P., Goldman Sachs International, Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities PLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch Pierce, Fenner & Smith Incorporated, Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Bank International Limited, Morgan Stanley Bank, N.A., Morgan Stanley Capital Services LLC, Morgan Stanley Derivative Products Inc., RBS Securities Inc., Royal Bank of Scotland PLC, The Goldman Sachs Group, Inc., The Royal Bank of Scotland Group PLC, UBS AG, UBS Securities LLC. (kl) |
| ***NOTICE TO ATTORNEY REGARDING CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Peter Dexter St. Phillip, Jr. The following case opening statistical information was erroneously selected/entered: Dollar Demand $100,000,000,000; County code New York. The following correction(s) have been made to your case entry: the Dollar Demand has been modified to None; the County code has been modified to XX Out of State. (kl) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. (kl) |
| Case Designated ECF. (kl) |
| CASE REFERRED TO Judge Denise L. Cote as possibly similar to 1:13-md-02476-DLC. (kl) |
| Filing 9 REQUEST FOR ISSUANCE OF SUMMONS as to CITIGROUP, INC., CITIBANK N.A., CITIGROUP GLOBAL MARKETS INC., CITIGROUP GLOBAL MARKETS LIMITED, BANK OF AMERICA CORPORATION, BANK OF AMERICA, N.A., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BARCLAYS PLC, BARCLAYS BANK PLC, BARCLAYS CAPITAL INC., BNP PARIBAS, S.A., BNP PARIBAS SECURITIES CORP., CREDIT SUISSE AG, CREDIT SUISSE GROUP AG, CREDIT SUISSE SECURITIES (USA) LLC, CREDIT SUISSE INTERNATIONAL, DEUTSCHE BANK AG, DEUTSCHE BANK SECURITIES INC., THE GOLDMAN SACHS GROUP, INC., GOLDMAN, SACHS & CO., GOLDMAN SACHS BANK USA, GOLDMAN SACHS FINANCIAL MARKETS, L.P., GOLDMAN SACHS INTERNATIONAL, HSBC HOLDINGS PLC, HSBC BANK PLC, HSBC BANK USA, N.A., HSBC SECURITIES (USA) INC., JPMORGAN CHASE & CO., JPMORGAN CHASE BANK, N.A., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, MORGAN STANLEY, MORGAN STANLEY BANK, N.A., MORGAN STANLEY & CO. LLC, MORGAN STANLEY CAPITAL SERVICES LLC, MORGAN STANLEY DERIVATIVE PRODUCTS INC., MORGAN STANLEY BANK INTERNATIONAL LIMITED, THE ROYAL BANK OF SCOTLAND GROUP PLC, ROYAL BANK OF SCOTLAND PLC, RBS SECURITIES INC., UBS AG, and UBS SECURITIES LLC, re: #1 Complaint,,,,,. Document filed by TERA ADVANCED TECHNOLOGIES, LLC, TERA GROUP, INC., TERAEXCHANGE, LLC. (St. Phillip, Peter) |
| Filing 8 NOTICE OF APPEARANCE by Matthew John Acocella on behalf of TERA ADVANCED TECHNOLOGIES, LLC, TERA GROUP, INC., TERAEXCHANGE, LLC. (Acocella, Matthew) |
| Filing 7 NOTICE OF APPEARANCE by Christian Levis on behalf of TERA ADVANCED TECHNOLOGIES, LLC, TERA GROUP, INC., TERAEXCHANGE, LLC. (Levis, Christian) |
| Filing 6 NOTICE OF APPEARANCE by Michelle Elizabeth Conston on behalf of TERA ADVANCED TECHNOLOGIES, LLC, TERA GROUP, INC., TERAEXCHANGE, LLC. (Conston, Michelle) |
| Filing 5 NOTICE OF APPEARANCE by Geoffrey Milbank Horn on behalf of TERA ADVANCED TECHNOLOGIES, LLC, TERA GROUP, INC., TERAEXCHANGE, LLC. (Horn, Geoffrey) |
| Filing 4 NOTICE OF APPEARANCE by Vincent Briganti on behalf of TERA ADVANCED TECHNOLOGIES, LLC, TERA GROUP, INC., TERAEXCHANGE, LLC. (Briganti, Vincent) |
| Filing 3 STATEMENT OF RELATEDNESS re: that this action be filed as related to 13-md-02476. Document filed by TERA ADVANCED TECHNOLOGIES, LLC, TERA GROUP, INC., TERAEXCHANGE, LLC.(St. Phillip, Peter) |
| Filing 2 CIVIL COVER SHEET filed. (Attachments: #1 Exhibit Schedule A)(St. Phillip, Peter) |
| Filing 1 COMPLAINT against BNP Paribas Securities Corp., BNP Paribas, S.A., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Citibank, N.A., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Citigroup, Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman Sachs Bank USA, Goldman Sachs Financial Markets, L.P., Goldman Sachs International, Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities PLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Merrill Lynch Pierce, Fenner & Smith Incorporated, Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Bank International Limited, Morgan Stanley Bank, N.A., Morgan Stanley Capital Services LLC, Morgan Stanley Derivative Products Inc., RBS Securities Inc., Royal Bank of Scotland PLC, The Goldman Sachs Group, Inc., The Royal Bank of Scotland Group PLC, UBS AG, UBS Securities LLC. (Filing Fee $ 400.00, Receipt Number 0208-13757532)Document filed by TERA ADVANCED TECHNOLOGIES, LLC, TERA GROUP, INC., TERAEXCHANGE, LLC.(St. Phillip, Peter) |
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