Securities & Exchange Commission v. Bernath
| Securities & Exchange Commission |
| Lonny S Bernath |
| 3:2015cv00485 |
| October 13, 2015 |
| US District Court for the Western District of North Carolina |
| Charlotte Office |
| Mecklenburg |
| Graham Mullen |
| Securities/Commodities |
| 12 U.S.C. ยง 22 Securities Fraud |
| None |
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Available Case Documents
The following documents for this case are available for you to view or download:
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Filing
21
FINAL JUDGMENT in favor of Securities & Exchange Commission against Lonny S Bernath. Signed by Senior Judge Graham Mullen on 3/8/2017. (eef)
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Filing
19
ORDER that Defendant is directed to disgorge funds in the amount of $5,556,941.26, plus prejudgment interest, and is further assessed a civil penalty in the amount of $7,500.00. Signed by Senior Judge Graham Mullen on 2/8/2017. (eef)
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Filing
16
ORDER Setting Hearing re: 11 MOTION for Entry of Judgment , to Set Disgorgement and a Civil Penalty. (Motion Hearing set for 9/19/2016 02:00 PM in Courtroom 2-2, 401 W Trade St, Charlotte, NC 28202 before Senior Judge Graham Mullen). This case will be removed from the October trial calendar. Signed by Senior Judge Graham Mullen on 8/24/2016. (tmg)
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Filing
7
ORDER granting 6 Motion for Leave to Appear Pro Hac Vice ; added Robert Mottern for defendant Lonny Bernath. Signed by Senior Judge Graham Mullen on 1/4/2016. (jde)
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| Plaintiff: Securities & Exchange Commission | |
| Represented By: | Joshua Andreas Mayes |
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| Defendant: Lonny S Bernath | |
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