Williams v. Yan et al
| Williams and Tim Williams |
| Yan, TCP International Holdings Ltd., Solomon Yan, Ellis Yan, Brian Catlett, Deutsche Bank Securities Inc., Canaccord Genuity Inc., Cowen and Company, LLC, Jurgen Borgt, Piper Jaffray & Co. and Matthias Belz |
| Daniel V Leach, Jr., Leonard Z May and City of Warren Police & Fire Retirement System |
| 1:2015cv00398 |
| March 2, 2015 |
| US District Court for the Northern District of Ohio |
| Cleveland Office |
| Cuyahoga |
| Dan Aaron Polster |
| Securities/Commodities |
| 15 U.S.C. § 77 |
| Plaintiff |
Docket Report
RSS Track this Docket
This docket was last retrieved on July 13, 2016. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 41 Notice of Substitution of Counsel removing attorney Fritz E. Berckmueller, Kirsty F. McNamara, and Mitchell G. Blair and adding attorneys Stephen W. Funk & Jessica A. Lopez filed by on behalf of Canaccord Genuity Inc., Cowen and Company, LLC, Deutsche Bank Securities Inc., Piper Jaffray & Co., Canaccord Genuity Inc., Cowen and Company, LLC, Deutsch Bank Securities Inc., Piper Jaffray & Co.. Associated Cases: 1:15-cv-00393-DAP, 1:15-cv-00398-DAP, 1:15-cv-00917-DAP(Funk, Stephen) Modified to add attorney's name on 7/15/2016 (G,CA). |
Filing 40
Judgment Entry For the reasons stated in the 53 Opinion and Order filed contemporaneously with this Judgment Entry, and pursuant to Federal Rule of Civil Procedure 58, it is hereby Ordered, Adjudged, and Decreed that the captioned cases are hereby terminated and dismissed as final. (Related documents 18 in 1:15-cv-00917-DAP, 53 in 1:15-cv-00393-DAP, 39 in 1:15-cv-00398-DAP). Signed by Judge Dan Aaron Polster on 2/25/2016. Associated Cases: 1:15-cv-00393-DAP, 1:15-cv-00398-DAP, 1:15-cv-00917-DAP(K,K)
|
|
Filing 39
Opinion and Order For the reasons stated in the Order, the Court GRANTS Defendants' 48 Motion to Dismiss for failure to state a claim upon which relief can be granted, and dismisses the action with prejudice. Signed by Judge Dan Aaron Polster on 2/25/2016. Associated Cases: 1:15-cv-00393-DAP, 1:15-cv-00398-DAP, 1:15-cv-00917-DAP(K,K)
|
| Filing 38 Opinion and Order appointing the City of Warren Police and Fire Retirement System as Lead Plaintiff and Approves the selection of Robbins Geller as lead counsel and Landskroner Grieco Merriman LLC as liaison counsel; consolidating cases 1:15cv393, 1:15cv398 and 1:15cv917 - All future filings to be filed in the Sohol case (1:15cv393). The consolidated complaint is due by 12:00 PM on 6/12/15. Judge Dan Aaron Polster on 5/29/15.(P,R) |
| Filing 37 Reply in support of #25 Motion to consolidate cases , Appointment as Lead Plaintiff Motion for appointment of counsel filed by City of Warren Police & Fire Retirement System. (Landskroner, Jack) |
| Filing 36 Motion to withdraw Motion by Leanord Z. May and Daniel V. Leacher, Jr., for Consolidation, Appointment as Lead Plaintiff, and Approval of Counsel as to consolidate cases filed by Daniel V Leach, Jr., Leonard Z May. Related document(s) #24 , #22 , #23 . (Wayne, Richard) Modified text on 7/10/2015 (O,K). |
| Filing 35 Response to #22 Motion by Leanord Z. May and Daniel V. Leacher, Jr., for Consolidation, Appointment as Lead Plaintiff, and Approval of Counsel as to consolidate cases filed by City of Warren Police & Fire Retirement System. (Landskroner, Jack) Modified text on 7/10/2015 (O,K). |
|
Order [non-document] granting Motions for appearance pro hac vice by attorneys Douglas S. Wilens, Sabrina E. Tirabassi, Thomas C. Michaud for Plaintiff Tim Williams. Local Rule 5.1(c) requires that attorneys register for CM/ECF and file and receive all documents electronically. The CM/ECF registration form can be found at www.ohnd.uscourts.gov under Forms. (Related Doc #32 , #33 , #34 ). Judge Dan Aaron Polster on 5/14/2015.(S,SR)
|
| Filing 34 Motion for attorney Thomas C Michaud to Appear Pro Hac Vice. Filing fee $ 120, receipt number 0647-7088915, filed by Plaintiff Tim Williams. (Attachments: #1 Exhibit A - Affidavit of Thomas C. Michaud)(Landskroner, Jack) |
| Filing 33 Motion for attorney Sabrina E. Tirabassi to Appear Pro Hac Vice. Filing fee $ 120, receipt number 0647-7088907, filed by Plaintiff Tim Williams. (Attachments: #1 Exhibit A - Affidavit of Sabrina E. Tirabassi)(Landskroner, Jack) |
| Filing 32 Motion for attorney Douglas Wilens to Appear Pro Hac Vice. Filing fee $ 120, receipt number 0647-7088882, filed by Plaintiff Tim Williams. (Attachments: #1 Exhibit A - Affidavit of Douglas Wilens)(Landskroner, Jack) |
|
Order [non-document] granting Motions for appearance pro hac vice by attorneys Adam S. Hakki and Daniel C. Lewis for Canaccord Genuity Inc., Cowen and Company, LLC, Deutsche Bank Securities and Piper Jaffray & Co. Local Rule 5.1(c) requires that attorneys register for CM/ECF and file and receive all documents electronically. The CM/ECF registration form can be found at www.ohnd.uscourts.gov under Forms. (Related Doc #30 #31 ). Judge Dan Aaron Polster on 5/13/15.(P,R)
|
| Filing 31 Motion for attorney Adam S. Hakki to Appear Pro Hac Vice. Filing fee $ 120, receipt number 0647-7086586, filed by Canaccord Genuity Inc., Cowen and Company, LLC, Deutsche Bank Securities Inc., Piper Jaffray & Co.. (Attachments: #1 Exhibit A - Affidavit in Support of Motion for Admission Pro Hac Vice)(McNamara, Kirsty) |
| Filing 30 Motion for attorney Daniel C. Lewis to Appear Pro Hac Vice. Filing fee $ 120, receipt number 0647-7086541, filed by Canaccord Genuity Inc., Cowen and Company, LLC, Deutsche Bank Securities Inc., Piper Jaffray & Co. (Attachments: #1 Exhibit A Affidavit)(McNamara, Kirsty) Modified text on 5/13/2015 (G,CA). |
|
Filing 29
Order of Reassignment. This case is returned to the Clerk for reassignment to Judge Dan Aaron Polster for all further proceedings. Judge Donald C. Nugent on 5/6/15. (R,JM)
|
| Judge Dan Aaron Polster assigned to case. Judge Donald C. Nugent terminated. (C,BA) |
| Filing 28 Attorney Appearance by Daniel R. Warren filed by on behalf of Brian Catlett, TCP International Holdings Ltd.. (Warren, Daniel) |
| Notice to Attorney C. Dov Berger. The Court finds no record of your being admitted to practice in the Northern District of Ohio. Pursuant to LR 83.5, an Application for Admission to Practice or a Motion to be Admitted Pro Hac Vice in this case must be filed within 10 business days. The local rules and the attorney admission application are available on the court's web site at: www.ohnd.uscourts.gov. If you are not the attorney of record in this case, a Motion to Withdraw as Attorney pursuant to LR 83.9 must be filed within 10 business days. Related document(s) #22 . (P,G) |
| Notice to Attorney Jeremy A. Lieberman. The Court finds no record of your being admitted to practice in the Northern District of Ohio. Pursuant to LR 83.5, an Application for Admission to Practice or a Motion to be Admitted Pro Hac Vice in this case must be filed within 10 business days. The local rules and the attorney admission application are available on the court's web site at: www.ohnd.uscourts.gov. If you are not the attorney of record in this case, a Motion to Withdraw as Attorney pursuant to LR 83.9 must be filed within 10 business days. Related document(s) #22 . (P,G) |
| Notice to Attorney Douglas Wilens. The Court finds no record of your being admitted to practice in the Northern District of Ohio. Pursuant to LR 83.5, an Application for Admission to Practice or a Motion to be Admitted Pro Hac Vice in this case must be filed within 10 business days. The local rules and the attorney admission application are available on the court's web site at: www.ohnd.uscourts.gov. If you are not the attorney of record in this case, a Motion to Withdraw as Attorney pursuant to LR 83.9 must be filed within 10 business days. Related document(s) #25 . (P,G) |
| Notice to Attorney Patrick V. Dahlstrom. The Court finds no record of your being admitted to practice in the Northern District of Ohio. Pursuant to LR 83.5, an Application for Admission to Practice or a Motion to be Admitted Pro Hac Vice in this case must be filed within 10 business days. The local rules and the attorney admission application are available on the court's web site at: www.ohnd.uscourts.gov. If you are not the attorney of record in this case, a Motion to Withdraw as Attorney pursuant to LR 83.9 must be filed within 10 business days. Related document(s) #22 . (P,G) |
| Notice to Attorney Sabrina E. Tirabassi. The Court finds no record of your being admitted to practice in the Northern District of Ohio. Pursuant to LR 83.5, an Application for Admission to Practice or a Motion to be Admitted Pro Hac Vice in this case must be filed within 10 business days. The local rules and the attorney admission application are available on the court's web site at: www.ohnd.uscourts.gov. If you are not the attorney of record in this case, a Motion to Withdraw as Attorney pursuant to LR 83.9 must be filed within 10 business days. Related document(s) #25 . (P,G) |
| Notice to Attorney Thomas C. Michaud. The Court finds no record of your being admitted to practice in the Northern District of Ohio. Pursuant to LR 83.5, an Application for Admission to Practice or a Motion to be Admitted Pro Hac Vice in this case must be filed within 10 business days. The local rules and the attorney admission application are available on the court's web site at: www.ohnd.uscourts.gov. If you are not the attorney of record in this case, a Motion to Withdraw as Attorney pursuant to LR 83.9 must be filed within 10 business days. Related document(s) #25 . (P,G) |
| Filing 27 Proposed Order Consolidating the Related Actions, Appointing City of Warren Police & Fire Retirement System as Lead Plaintiff and Approving Selection of Counsel filed by City of Warren Police & Fire Retirement System. Related document(s) #25 . (Landskroner, Jack) |
| Filing 26 Affidavit/Declaration Jack Landskroner in Support of Motion of City of Warren Police & Fire Retirement System for Consolidation of Related Actions, Appointment as Lead Plaintiff and Approval of Selection of Counsel filed by City of Warren Police & Fire Retirement System. Related document(s) #25 . (Attachments: #1 Exhibit A - Notice regarding the pendency of action, #2 Exhibit B - Loss chart, #3 Exhibit C - Certification, #4 Exhibit D - Firm Resume of Robbins Geller Rudman & Dowd LLP, #5 Exhibit E - Firm Resume of Landskroner Grieco Merriman, LLC)(Landskroner, Jack) |
| Filing 25 Motion to consolidate of related actions, Appointment as Lead Plaintiff Motion for approval of selection of counsel filed by Movant City of Warren Police & Fire Retirement System. (Attachments: #1 Brief in Support)(Landskroner, Jack) Modified text 5/5/2015 (K,K). |
| Filing 24 Proposed Order Consolidating related actions, appointing lead plaintiff, and approving selection of lead and liason counsel filed by Daniel V Leach, Jr., Leonard Z May. Related document(s) #22 , #23 . (Wayne, Richard) Modified text 5/5/2015 (K,K). |
| Filing 23 Declaration of Jeremy A. Lieberman in Support of the #22 Motion by Leanord Z. May and Daniel V. Leach, Jr. for consolidation, Appoitnment as Lead Plaintiff, and Approval of Counsel filed by Daniel V Leach, Jr., Leonard Z May. Related document(s) #22 . (Attachments: #1 Exhibit A - Press release published over Business Wire on March 2, 2015, #2 Exhibit B - Certifications executed by May and Leach, #3 Exhibit C - Chart detailing the losses of May and Leach in the above-referenced action, #4 Exhibit D - Firm resume for Pomerantz LLP, #5 Exhibit E - Firm resume for Strauss Troy Co., LPA)(Wayne, Richard) Modified text to match filing; removed caps and duplicate text 5/5/2015 (K,K). |
| Filing 22 Motion by Leanord Z. May and Daniel V. Leacher, Jr., for Consolidation, Appointment as Lead Plaintiff, and Approval of Counsel as to consolidate cases filed by Leonard Z May, Daniel V Leach, Jr. (Wayne, Richard) Modified text to match filing; caps removed 5/5/2015 (K,K). |
| Filing 21 Corporate Disclosure Statement identifying Corporate Parent DB U.S. Financial Markets Holding Corporation, Other Affiliate DB USA Corporation, Other Affiliate Deutsche Bank A.G. for Deutsche Bank Securities Inc. filed by Deutsche Bank Securities Inc.. (McNamara, Kirsty) |
| Filing 20 Corporate Disclosure Statement identifying Corporate Parent Cowen Group Inc. for Cowen and Company, LLC filed by Cowen and Company, LLC. (McNamara, Kirsty) |
| Filing 19 Corporate Disclosure Statement identifying Corporate Parent Canaccord Genuity Group, Inc. for Canaccord Genuity Inc. filed by Canaccord Genuity Inc.. (McNamara, Kirsty) |
| Filing 18 Corporate Disclosure Statement identifying Corporate Parent Piper Jaffray Companies for Piper Jaffray & Co. filed by Piper Jaffray & Co.. (McNamara, Kirsty) |
| Filing 17 Attorney Appearance by Kirsty F. McNamara filed by on behalf of Canaccord Genuity Inc., Cowen and Company, LLC, Deutsche Bank Securities Inc., Piper Jaffray & Co.. (McNamara, Kirsty) |
| Filing 16 Attorney Appearance by Judy L. Woods filed by on behalf of Ellis Yan. (Woods, Judy) |
| Filing 15 Attorney Appearance by Steven S. Kaufman filed by on behalf of Ellis Yan. (Kaufman, Steven) |
|
Order [non-document]granting Motion for appearance pro hac vice by Frank J. Johnson. Local Rule 5.1(c) requires that attorneys register for CM/ECF and file and receive all documents electronically. The CM/ECF registration form can be found at www.ohnd.uscourts.gov under Forms. (Related Doc #10 ). Judge Donald C. Nugent on 3/19/15.(R,JM)
|
| Filing 14 Return of Service by personal service executed upon Piper Jaffray & Co. on 3/6/2015, filed on behalf of All Plaintiffs Related document(s) #1 . (Landskroner, Jack) |
| Filing 13 Return of Service by personal service executed upon Deutsche Bank Securities Inc. on 3/5/2015, filed on behalf of All Plaintiffs Related document(s) #1 . (Landskroner, Jack) |
| Filing 12 Return of Service by personal service executed upon Cowen and Company, LLC on 3/5/2015, filed on behalf of All Plaintiffs Related document(s) #1 . (Landskroner, Jack) |
| Filing 11 Return of Service by personal service executed upon Canaccord Genuity Inc. on 3/6/2015, filed on behalf of All Plaintiffs Related document(s) #1 . (Landskroner, Jack) |
| Filing 10 Motion for attorney Frank J. Johnson to Appear Pro Hac Vice. Filing fee $ 120, receipt number 0647-6999906, filed by Plaintiff Tim Williams. (Attachments: #1 Exhibit A - Affidavit of Frank J. Johnson)(Landskroner, Jack) |
| Filing 9 Marginal Entry Order granting Motion for appearance pro hac vice by Jack Reise. Local Rule 5.1(c) requires that attorneys register for CM/ECF and file and receive all documents electronically. The CM/ECF registration form can be found at www.ohnd.uscourts.gov under Forms. (Related Doc #5 ). Judge Donald C. Nugent on 3/9/2015. (H,SP) |
| Filing 8 Marginal Entry Order granting Motion for appearance pro hac vice by David C. Walton. Local Rule 5.1(c) requires that attorneys register for CM/ECF and file and receive all documents electronically. The CM/ECF registration form can be found at www.ohnd.uscourts.gov under Forms. (Related Doc #4 ). Judge Donald C. Nugent on 3/9/2015. (H,SP) |
| Filing 7 Marginal Entry Order granting Motion for appearance pro hac vice by Robert J. Robbins. Local Rule 5.1(c) requires that attorneys register for CM/ECF and file and receive all documents electronically. The CM/ECF registration form can be found at www.ohnd.uscourts.gov under Forms. (Related Doc #3 ). Judge Donald C. Nugent on 3/9/2015. (H,SP) |
| Filing 6 Notice of Withdrawal of Darren J. Robbins as Attorney of Record for Plaintiff Tim Williams filed by Tim Williams. (Robbins, Darren) |
| Filing 5 Motion for attorney Jack Reise to Appear Pro Hac Vice. Filing fee $ 120, receipt number 0647-6988219, filed by Plaintiff Tim Williams. (Attachments: #1 Exhibit A - Affidavit of Jack Reise)(Landskroner, Jack) |
| Filing 4 Motion for attorney David C. Walton to Appear Pro Hac Vice. Filing fee $ 120, receipt number 0647-6988141, filed by Plaintiff Tim Williams. (Attachments: #1 Exhibit A - Affidavit of David C. Walton)(Landskroner, Jack) |
| Filing 3 Motion for attorney Robert J. Robbins to Appear Pro Hac Vice. Filing fee $ 120, receipt number 0647-6988076, filed by Plaintiff Tim Williams. (Attachments: #1 Exhibit A - Affidavit of Robert J. Robbins)(Landskroner, Jack) |
| Filing 2 Original Summons and Magistrate Consent Form issued to counsel for service upon Matthias Belz, Jurgen Borgt, Canaccord Genuity Inc., Brian Catlett, Cowen and Company, LLC, Deutsche Bank Securities Inc., Piper Jaffray & Co., TCP International Holdings Ltd., Ellis Yan & Solomon Yan. (Attachments: #1 Magistrate Consent Form) (C,BA) |
| Random Assignment of Magistrate Judge pursuant to Local Rule 3.1. In the event of a referral, case will be assigned to Magistrate Judge Greg White. (C,BA) |
| Judge Donald C. Nugent assigned to case. (C,BA) |
| Notice to Attorney Jack Reise. The Court finds no record of your being admitted to practice in the Northern District of Ohio. Pursuant to LR 83.5, an Application for Admission to Practice or a Motion to be Admitted Pro Hac Vice in this case must be filed within 10 business days. The local rules and the attorney admission application are available on the court's web site at: www.ohnd.uscourts.gov. If you are not the attorney of record in this case, a Motion to Withdraw as Attorney pursuant to LR 83.9 must be filed within 10 business days. Related document(s) #1 . (P,G) |
| Notice to Attorney Frank J. Johnson. The Court finds no record of your being admitted to practice in the Northern District of Ohio. Pursuant to LR 83.5, an Application for Admission to Practice or a Motion to be Admitted Pro Hac Vice in this case must be filed within 10 business days. The local rules and the attorney admission application are available on the court's web site at: www.ohnd.uscourts.gov. If you are not the attorney of record in this case, a Motion to Withdraw as Attorney pursuant to LR 83.9 must be filed within 10 business days. Related document(s) #1 . (P,G) |
| Notice to Attorney David C. Walton. The Court finds no record of your being admitted to practice in the Northern District of Ohio. Pursuant to LR 83.5, an Application for Admission to Practice or a Motion to be Admitted Pro Hac Vice in this case must be filed within 10 business days. The local rules and the attorney admission application are available on the court's web site at: www.ohnd.uscourts.gov. If you are not the attorney of record in this case, a Motion to Withdraw as Attorney pursuant to LR 83.9 must be filed within 10 business days. Related document(s) #1 . (P,G) |
| Notice to Attorney Darren J. Robbins. The Court finds no record of your being admitted to practice in the Northern District of Ohio. Pursuant to LR 83.5, an Application for Admission to Practice or a Motion to be Admitted Pro Hac Vice in this case must be filed within 10 business days. The local rules and the attorney admission application are available on the court's web site at: www.ohnd.uscourts.gov. If you are not the attorney of record in this case, a Motion to Withdraw as Attorney pursuant to LR 83.9 must be filed within 10 business days. Related document(s) #1 . (P,G) |
| Notice to Attorney Robert J. Robbins. The Court finds no record of your being admitted to practice in the Northern District of Ohio. Pursuant to LR 83.5, an Application for Admission to Practice or a Motion to be Admitted Pro Hac Vice in this case must be filed within 10 business days. The local rules and the attorney admission application are available on the court's web site at: www.ohnd.uscourts.gov. If you are not the attorney of record in this case, a Motion to Withdraw as Attorney pursuant to LR 83.9 must be filed within 10 business days. Related document(s) #1 . (P,G) |
| Filing 1 Complaint with jury demand for Violation of Federal Securities Laws against All Defendants. Filing fee paid $ 400, Receipt number 0647-6982878. Filed by Tim Williams. (Attachments: #1 Certification of Plaintiff Pursuant to the Federal Securities Laws, #2 Civil Cover Sheet, #3 Summons) (Landskroner, Jack) |
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the Ohio Northern District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
