District of Connecticut Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 1 - 10 of 226
Baum v. Harman International Industries, Incorporated et al
as 3:2017cv00246
Plaintiff: Patricia B. Baum
Defendant: Harman International Industries, Incorporated, Dinesh C. Paliwal, Adriane M. Brown and others
Cause Of Action: Securities Exchange Act
Griffin v. Aetna Inc et al
as 3:2017cv00159
Plaintiff: John J. Griffin
Defendant: Aetna Inc, Mark T. Bertolini, Shawn M. Guertin
Cause Of Action: Securities Exchange Act
Securities and Exchange Commission v. Varacchi et al
as 3:2017cv00155
Plaintiff: Securities and Exchange Commission
Defendant: Mark J. Varacchi, Sentinel Growth Fund Management LLC, Radar Alternative Fund LP and others
Cause Of Action: Securities Fraud
Moleski, et al vs. Tangoe, Inc., et al
as 3:2017cv00146
Plaintiff: Sarah Moleski , James Alpha Multi Strategy Alternative Income Portfolio
Defendant: Tangoe, Inc. , Albert R. Subbloie, Jr. , Gary R. Martino
Cause Of Action: m(a) Securities Exchange Act
Westchester Putnam Counties Heavy & Highway Laborers Local 60 Benefit Funds, Individually and on Behalf of All Others Similarly Situated v. Aetna Inc. et al
as 2:2017cv00113
Plaintiff: Westchester Putnam Counties Heavy & Highway Laborers Local 60 Benefit Funds, Individually and on Behalf of All Others Similarly Situated
Defendant: Aetna Inc., Mark T. Bertolini, Shawn M. Guertin
Cause Of Action: m(a) Securities Exchange Act
Westchester Putnam Counties Heavy & Highway Laborers Local 60 Benefit Funds v. Aetna Inc et al
as 3:2017cv00113
Plaintiff: Westchester Putnam Counties Heavy & Highway Laborers Local 60 Benefit Funds
Defendant: Aetna Inc, Mark T. Bertolini, Shawn M. Guertin
Cause Of Action: m(a) Securities Exchange Act
Boston Retirement System v. Alexion Pharmaceuticals Inc et al
as 3:2016cv02127
Plaintiff: Boston Retirement System
Defendant: Alexion Pharmaceuticals Inc, Leonard Bell, David L. Hallal and others
Movant: Steamship Trade Association-International Longshoremen's Association Pension Fund , Gwinnett County Public Employees Retirement System , Erste-Sparinvest Kapitalanlagegesellschaft mbH and others
Cause Of Action: Fed. Question: Securities Violation
Securities and Exchange Commission v. Threshie
as 3:2016cv02103
Plaintiff: Securities and Exchange Commission
Defendant: John L. Threshie, Jr.
Cause Of Action: Securities Fraud
Hakimi v. Nantahala Capital Management, LLC et al
as 3:2016cv01748
Defendant: Nantahala Capital Management, LLC, Nantahala Capital GP, LLC, Wilmot B. Harkey and others
Plaintiff: Todd Hakimi
Cause Of Action: m(a) Securities Exchange Act
Securities and Exchange Commission v. Halpern & Associates, LLC et al
as 3:2016cv01369
Plaintiff: Securities and Exchange Commission
Defendant: Halpern & Associates, LLC, Barbara Halpern
Cause Of Action: m(a) Securities Exchange Act

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