United States Securities and Exchange Commission v. Cook et al

Plaintiff: United States Securities and Exchange Commission
Defendant: Trevor G. Cook, Patrick J. Kiley, UBS Diversified Growth, LLC, Universal Brokerage FX Management, LLC, Oxford Global Advisors, LLC, Basel Group, LLC, Crown Forex, LLC, Market Shot, LLC, PFG Coin and Bullion, Oxford Developers, S.A, Oxford FX Growth, L.P., Oxford Global FX, LLC, Oxford Global Managed Futures Fund, L.P., UBS Diversified FX Advisors, LLC, UBS Diversified FX Growth, L.P., UBS Diversified FX Management, LLC, Clifford Berg and Ellen Berg
Receiver: R.J. Zayed, Carlson, Caspers, Vandenburgh & Lindquist
Case Number: 2:2009mc03477
Filed: December 7, 2009
Court: Alabama Middle District Court
Office: Montgomery Office
County: XX US, Outside State
Presiding Judge: Myron H. Thompson
Nature of Suit: None
Cause of Action: 28:754 Receiver of Property in Different Districts
Jury Demanded By: None

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Plaintiff: United States Securities and Exchange Commission
Represented By: Robyn A. Millenacker
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Defendant: Trevor G. Cook
Represented By: John D. Thompson
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Defendant: Patrick J. Kiley
Represented By: Peter B. Wold
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Defendant: UBS Diversified Growth, LLC
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Defendant: Universal Brokerage FX Management, LLC
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Defendant: Oxford Global Advisors, LLC
Represented By: Barbara P. Berens
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Defendant: Basel Group, LLC
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Defendant: Crown Forex, LLC
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Defendant: Market Shot, LLC
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Defendant: PFG Coin and Bullion
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Defendant: Oxford Developers, S.A
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Defendant: Oxford FX Growth, L.P.
Represented By: Lawrence M. Shapiro
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Defendant: Oxford Global FX, LLC
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Defendant: Oxford Global Managed Futures Fund, L.P.
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Defendant: UBS Diversified FX Advisors, LLC
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Defendant: UBS Diversified FX Growth, L.P.
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Defendant: UBS Diversified FX Management, LLC
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Defendant: Clifford Berg
Represented By: John C. Brink
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Defendant: Ellen Berg
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Receiver: R.J. Zayed, Carlson, Caspers, Vandenburgh & Lindquist
Represented By: R. J. Zayed
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