Sterne, Agee & Leach, Inc. v. National Securities Clearing Corporation et al

Plaintiff: Sterne, Agee & Leach, Inc.
Defendant: Hill Thompson Magid & Co., Inc., Penson Financial Services, Inc., Merrill Lynch Pierce, Fenner & Smith, Inc., UBS Securities LLC, Knight Equity Markets, L.P., National Securities Clearing Corporation, Finance 500, Inc., Basic Investors, Inc., Natexis Bleichroeder, Inc. and Routh Stock Transfer, Inc.
Case Number: 2:2007cv00909
Filed: May 14, 2007
Court: Alabama Northern District Court
Office: Southern Office
County: Jefferson
Presiding Judge: Karon O Bowdre
Nature of Suit: Securities/Commodities
Cause of Action: 15:78m(a) Securities Exchange Act
Jury Demanded By: None

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Search for this case: Sterne, Agee & Leach, Inc. v. National Securities Clearing Corporation et al
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Defendant: Hill Thompson Magid & Co., Inc.
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Defendant: Penson Financial Services, Inc.
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Defendant: Merrill Lynch Pierce, Fenner & Smith, Inc.
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Defendant: UBS Securities LLC
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Defendant: Knight Equity Markets, L.P.
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Defendant: National Securities Clearing Corporation
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Defendant: Finance 500, Inc.
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Defendant: Basic Investors, Inc.
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Defendant: Natexis Bleichroeder, Inc.
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Defendant: Routh Stock Transfer, Inc.
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Plaintiff: Sterne, Agee & Leach, Inc.
Represented By: Thomas L Krebs
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