Cases 1 - 7 of 7
Alpine Securities Corporation v. National Securities Clearing Corporation, et al
as 24-4027
Plaintiff:
ALPINE SECURITIES CORPORATION, a Utah corporation
Defendant:
NATIONAL SECURITIES CLEARING CORPORATION, THE DEPOSITORY TRUST AND CLEARING, THE DEPOSITORY TRUST & CLEARING CORPORATION and others
Intervenor:
UNITED STATES OF AMERICA
DSI Assignments, LLC v. National Securities Clearing Corporation
as 3:2020cv02790
Plaintiff:
DSI Assignments, LLC
Defendant:
National Securities Clearing Corporation
Cause Of Action: 28 U.S.C. § 1332
Bancorp International Group et al v. Financial Industry Regulatory Authority, Inc. et al
as 3:2013cv00170
Plaintiff:
Bancorp International Group and Douglas R Caron
Defendant:
Depository Trust Company, Depository Trust and Clearing Corporation, Financial Industry Regulatory Authority, Inc. and others
Cause Of Action: 28 U.S.C. § 1441 Petition for Removal
Pet Quarters, Inc., et al v. Depository Trust etc., et al
as 08-2114
Plaintiff - Appellant:
Pet Quarters, Inc., Clyde A. Jester, an individual, Michael Parnell, an individual and others
Defendant - Appellee:
Depository Trust and Clearing Corporation, Depository Trust Company and National Securities Clearing Corporation
Amicus On Behalf Of Appellant:
North American Securities Administrators Association, Incorporated
Amicus On Behalf Of Appellee:
Securities and Exchange Commission
PENNMONT SECURITIES v. FRUCHER et al
as 2:2007cv05543
Plaintiff:
PENNMONT SECURITIES
Defendant:
MEYER S. FRUCHER, PHILADELPHIA STOCK EXCHANGE, PHILADELPHIA STOCK EXCHANGE BOARD OF GOVERNORS, JOHN DOES 1-12 and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Sterne, Agee & Leach, Inc. v. National Securities Clearing Corporation et al
as 2:2007cv00909
Plaintiff:
Sterne, Agee & Leach, Inc., Sterne, Agee & Leach, Inc., Sterne, Agee & Leach, Inc. and others
Defendant:
National Securities Clearing Corporation, UBS Securities LLC, Knight Equity Markets, L.P. and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Whistler Investments, et al v. The Depository Trust, et al
as 06-16088
Plaintiff - Appellant:
WHISTLER INVESTMENTS, INC., a Nevada corporation, SALIM S. RANA INVESTMENTS CORP., a corporation and AMERICAN DREAM HOLDINGS, INC., a corporation
Defendant - Appellee:
THE DEPOSITORY TRUST AND CLEARING CORPORATION, THE DEPOSITORY TRUST COMPANY and THE NATIONAL SECURITIES CLEARING CORPORATION
Amicus Curiae:
SECURITIES AND EXCHANGE COMMISSION and NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC.
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