In Re Banc of California Securities Litigation
| Steven Sugarman |
| Castalian Partners Value Fund LP and James Gibson |
| 8:2019mc00005 |
| February 13, 2019 |
| US District Court for the Central District of California |
| David O Carter |
| John D Early |
| Andrew J Guilford |
| Douglas F McCormick |
| Other Statutory Actions |
| None |
Docket Report
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| Filing 54 RESPONSE filed by Pro Hac Vice attorney Ruvin S Jayasuriya on behalf of Respondents Castalian Partners Value Fund LP, James Gibson. RE: Notice of Filing Fee Due. PHV fee N/A. Attorney will not be appearing as attorney of record on this case and will be removed pursuant to G109 Notice. (lt) |
| Filing 53 RESPONSE filed by Pro Hac Vice attorney Charles B Rogers on behalf of Respondents Castalian Partners Value Fund LP, James Gibson. RE: Notice of Filing Fee Due. PHV fee N/A. Attorney will not be appearing as attorney of record on this case and will be removed pursuant to G109 Notice. (lt) |
| Filing 52 RESPONSE filed by Pro Hac Vice attorney Aaron G Thomas on behalf of Respondents Castalian Partners Value Fund LP, James Gibson. RE: Notice of Filing Fee Due. PHV fee N/A. Attorney will not be appearing as attorney of record on this case and will be removed pursuant to G109 Notice. (lt) |
| Filing 50 Notice of Appearance or Withdrawal of Counsel: for attorney Jahan P Raissi counsel for Respondents Castalian Partners Value Fund LP, James Gibson. Adding Jahan P. Raissi as counsel of record for Castalian Partners Value Fund LP and James Gibson for the reason indicated in the G-123 Notice. Filed by Non-Parties Castalian Partners Value Fund LP and James Gibson. (Attorney Jahan P Raissi added to party Castalian Partners Value Fund LP(pty:res), Attorney Jahan P Raissi added to party James Gibson(pty:res))(Raissi, Jahan) |
Filing 51
MINUTES (IN CHAMBERS) Order re Sugarman's Motion to Compel (Dkt. #1 ) by Magistrate Judge Douglas F. McCormick: granting in part and denying in part #1 Motion to Compel. (See document for details.) (sbou)
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| Filing 49 RESPONSE filed by Pro Hac Vice attorney Bret A Puls on behalf of Movant Steven Sugarman. RE: Notice of Filing Fee Due. PHV fee N/A. (ak) |
| Filing 48 RESPONSE filed by Pro Hac Vice attorney Samuel J Tunheim on behalf of Movant Steven Sugarman. RE: Notice of Filing Fee Due. PHV fee N/A. (ak) |
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Filing 47
ORDER RE TRANSFER PURSUANT TO GENERAL ORDER 16-05-Related Case- filed. Related Case No: SACV17-00118 AG (DFMx). Case transferred from Judge David O. Carter and Magistrate Judge John D. Early to Judge Andrew J. Guilford and Magistrate Judge Douglas F. McCormick for all further proceedings. The case number will now reflect the initials of the transferee Judge SAMC19-00005 AG (DFMx). Signed by Judge Andrew J. Guilford. (lwag)
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| Filing 46 NOTICE of Related Case(s) filed by Defendant Steven Sugarman. Related Case(s): 8:17-00118 AG (DFMx), 2:17-00138 AG (DFMx), 2:18-mc-00147 AG (DFMx) (Gray, Andrew) |
| Filing 45 NOTICE OF PRO HAC VICE APPLICATION DUE for Non-Resident Attorney Ruvin S Jayasuriya. A document recently filed in this case lists you as an out-of-state attorney of record. However, the Court has not been able to locate any record that you are admitted to the Bar of this Court, and you have not filed an application to appear Pro Hac Vice in this case. Accordingly, within 5 business days of the date of this notice, you must either (1) have your local counsel file an application to appear Pro Hac Vice (Form G-64) and pay the applicable fee, or (2) complete the next section of this form and return it to the court at cacd_attyadm@cacd.uscourts.gov. (car) |
| Filing 44 NOTICE OF PRO HAC VICE APPLICATION DUE for Non-Resident Attorney Charles B Rogers. A document recently filed in this case lists you as an out-of-state attorney of record. However, the Court has not been able to locate any record that you are admitted to the Bar of this Court, and you have not filed an application to appear Pro Hac Vice in this case. Accordingly, within 5 business days of the date of this notice, you must either (1) have your local counsel file an application to appear Pro Hac Vice (Form G-64) and pay the applicable fee, or (2) complete the next section of this form and return it to the court at cacd_attyadm@cacd.uscourts.gov. (car) |
| Filing 43 NOTICE OF PRO HAC VICE APPLICATION DUE for Non-Resident Attorney Aaron G Thomas. A document recently filed in this case lists you as an out-of-state attorney of record. However, the Court has not been able to locate any record that you are admitted to the Bar of this Court, and you have not filed an application to appear Pro Hac Vice in this case. Accordingly, within 5 business days of the date of this notice, you must either (1) have your local counsel file an application to appear Pro Hac Vice (Form G-64) and pay the applicable fee, or (2) complete the next section of this form and return it to the court at cacd_attyadm@cacd.uscourts.gov. (car) |
| Filing 42 NOTICE OF PRO HAC VICE APPLICATION DUE for Non-Resident Attorney Samuel J Tunheim. A document recently filed in this case lists you as an out-of-state attorney of record. However, the Court has not been able to locate any record that you are admitted to the Bar of this Court, and you have not filed an application to appear Pro Hac Vice in this case. Accordingly, within 5 business days of the date of this notice, you must either (1) have your local counsel file an application to appear Pro Hac Vice (Form G-64) and pay the applicable fee, or (2) complete the next section of this form and return it to the court at cacd_attyadm@cacd.uscourts.gov. (car) |
| Filing 41 NOTICE OF PRO HAC VICE APPLICATION DUE for Non-Resident Attorney Bret A Puls. A document recently filed in this case lists you as an out-of-state attorney of record. However, the Court has not been able to locate any record that you are admitted to the Bar of this Court, and you have not filed an application to appear Pro Hac Vice in this case. Accordingly, within 5 business days of the date of this notice, you must either (1) have your local counsel file an application to appear Pro Hac Vice (Form G-64) and pay the applicable fee, or (2) complete the next section of this form and return it to the court at cacd_attyadm@cacd.uscourts.gov. (car) |
| Filing 40 NOTICE OF ASSIGNMENT to District Judge David O. Carter and Magistrate Judge John D. Early. (car) |
| Filing 39 ORIGINAL file, certified copy of transfer order and docket sheet received from Minnesota |
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Filing 38
IT IS HEREBY ORDERED that the December 13, 2018 R&R, #37 , is ADOPTED and this case is TRANSFERRED to the United States District Court for the Central District of California. (Written Opinion) Signed by Judge Wilhelmina M. Wright on 2/7/2019. (RJE) [Transferred from Minnesota on 2/13/2019.]
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| Filing 37 REPORT AND RECOMMENDATION re #1 Motion to Compel Compliance with Subpoenas (filing fee $ 47, receipt number AMNDC-6365593) filed by Steven Sugarman. Signed by Magistrate Judge Katherine M. Menendez on 12/13/2018. (LCC) [Transferred from Minnesota on 2/13/2019.] |
| Filing 36 NOTICE of Filing of Official Transcript. This filing has 1 transcript(s) associated with it. (RAR) [Transferred from Minnesota on 2/13/2019.] |
| Filing 35 TRANSCRIPT of Motions Hearing held on 10/22/2018 before Magistrate Judge Katherine M. Menendez. (50 pages). Transcriber: Renee Rogge. For a copy of the transcript, please file a Transcript Request under Other Filings/Other Documents.For information on redaction procedures, please review #Local Rule 5.5. Redaction Request due 12/17/2018. Redacted Transcript Deadline set for 12/27/2018. Release of Transcript Restriction set for 2/25/2019. (RAR) [Transferred from Minnesota on 2/13/2019.] |
| Filing 34 DOCUMENT FILED IN ERROR-WILL REFILE. NOTICE of Filing of Official Transcript. This filing has 1 transcript(s) associated with it. (RAR) Modified text on 11/26/2018 (lmb). [Transferred from Minnesota on 2/13/2019.] |
| Filing 33 REQUEST for an Expedited 14-Day Transcript of a Digital Audio Recording. (JGK) [Transferred from Minnesota on 2/13/2019.] |
| Filing 32 REQUEST for an Expedited 7-Day Transcript of a Digital Audio Recording. (Jayasuriya, Ruvin) [Transferred from Minnesota on 2/13/2019.] |
| Filing 30 REQUEST for an Expedited 7-Day Transcript of a Digital Audio Recording. (Tunheim, Samuel) [Transferred from Minnesota on 2/13/2019.] |
| Filing 29 Minute Entry for proceedings held before Magistrate Judge Katherine M. Menendez: Motion Hearing held on 10/22/2018 re #1 Motion to Compel Compliance with Subpoenas (filing fee $ 47, receipt number AMNDC-6365593) filed by Steven Sugarman. (LCC) [Transferred from Minnesota on 2/13/2019.] |
| Filing 28 NOTICE of Appearance by Jordan Weber on behalf of Castalian Partners Value Fund LP, James Gibson. (Weber, Jordan) [Transferred from Minnesota on 2/13/2019.] |
| Filing 27 PROPOSED ORDER TO JUDGE re Denying Motion to Compel Production #24 Memorandum in Opposition to Motion,. (Thomas, Aaron) [Transferred from Minnesota on 2/13/2019.] |
| Filing 26 DECLARATION of Aaron G. Thomas in Opposition to #1 Motion to Compel Compliance with Subpoenas (filing fee $ 47, receipt number AMNDC-6365593) filed by Castalian Partners Value Fund LP, James Gibson. (Attachments: #1 Exhibit(s) A, #2 Exhibit(s) B, #3 Exhibit(s) C, #4 Exhibit(s) D, #5 Exhibit(s) E)(Thomas, Aaron) [Transferred from Minnesota on 2/13/2019.] |
| Filing 25 DECLARATION of James Gibson in Opposition to #1 Motion to Compel Compliance with Subpoenas (filing fee $ 47, receipt number AMNDC-6365593) filed by Castalian Partners Value Fund LP, James Gibson. (Attachments: #1 Exhibit(s) 1, #2 Exhibit(s) 2)(Thomas, Aaron) [Transferred from Minnesota on 2/13/2019.] |
| Filing 24 MEMORANDUM in Opposition re #1 Motion to Compel Compliance with Subpoenas (filing fee $ 47, receipt number AMNDC-6365593) filed by Castalian Partners Value Fund LP, James Gibson. (Attachments: #1 LR7.1/LR72.2 Word Count Compliance Certificate)(Thomas, Aaron) [Transferred from Minnesota on 2/13/2019.] |
| Filing 23 PROPOSED ORDER TO JUDGE re #1 Motion to Compel Compliance with Subpoenas (filing fee $ 47, receipt number AMNDC-6365593) filed by Steven Sugarman.(Tunheim, Samuel) [Transferred from Minnesota on 2/13/2019.] |
| Filing 22 Redacted Document for #21 Sealed Declaration of Torben Voetmann filed by Steven Sugarman.(Tunheim, Samuel) [Transferred from Minnesota on 2/13/2019.] |
| Filing 21 SEALED Declaration of Torben Voetmann in Support of #1 Motion to Compel Compliance with Subpoenas (filing fee $ 47, receipt number AMNDC-6365593) filed by Steven A. Sugarman.(Tunheim, Samuel) [Transferred from Minnesota on 2/13/2019.] |
| Filing 20 Redacted Document for #19 Sealed Exhibit 11 to the Declaration of Andrew R. Gray filed by Steven Sugarman.(Tunheim, Samuel) [Transferred from Minnesota on 2/13/2019.] |
| Filing 19 SEALED EXHIBIT 11 re #16 Declaration in Support, filed by Steven A. Sugarman.(Tunheim, Samuel) [Transferred from Minnesota on 2/13/2019.] |
| Filing 18 Redacted Document for #17 Sealed Exhibit 10 to Declaration of Andrew R. Gray filed by Steven Sugarman.(Tunheim, Samuel) [Transferred from Minnesota on 2/13/2019.] |
| Filing 17 SEALED EXHIBIT 10 re #16 Declaration in Support, filed by Steven A. Sugarman.(Tunheim, Samuel) [Transferred from Minnesota on 2/13/2019.] |
| Filing 16 Declaration of Andrew R. Gray in Support of #1 Motion to Compel Compliance with Subpoenas (filing fee $ 47, receipt number AMNDC-6365593) filed by Steven Sugarman. (Attachments: #1 Exhibit(s) 1-9, #2 Exhibit(s) 12-14)(Tunheim, Samuel) [Transferred from Minnesota on 2/13/2019.] |
| Filing 15 Redacted Document for #14 Sealed Memorandum in Support of Motion to Compel Production filed by Steven Sugarman.(Tunheim, Samuel) [Transferred from Minnesota on 2/13/2019.] |
| Filing 14 SEALED MEMORANDUM in Support re #1 Motion to Compel Compliance with Subpoenas (filing fee $ 47, receipt number AMNDC-6365593) filed by Steven A. Sugarman. (Attachments: #1 LR7.1/LR72.2 Word Count Compliance Certificate)(Tunheim, Samuel) [Transferred from Minnesota on 2/13/2019.] |
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Filing 13
TEXT ONLY ENTRY: ORDER granting #12 Motion for Admission Pro Hac Vice of Attorney Andrew R. Gray for Steven Sugarman. Approved by Magistrate Judge Katherine M. Menendez on 9/19/2018. (JGK) [Transferred from Minnesota on 2/13/2019.]
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| Filing 12 MOTION for Admission Pro Hac Vice for Attorney Andrew R. Gray. Filing fee $ 100, receipt number AMNDC-6378021 filed by Steven Sugarman. (Tunheim, Samuel) [Transferred from Minnesota on 2/13/2019.] |
| Filing 11 TEXT ONLY ENTRY: Notice re: Non-Admitted AttorneyWe have received documents listing Manuel A. Abascal; Brian Glennon; Kristen Tuey; Michele D. Johnson; Andrew R. Gray as counsel of record. If he or she wishes to be listed as an attorney of record in this case, he or she must be admitted to the bar of the U.S. District Court of Minnesota in accordance with #Local Rule 83.5 (a), (b) and (c) or temporarily admitted pro hac vice in accordance with #Local Rule 83.5 (d) or (e).For more admissions information and forms, please see the Attorney Forms Section of the courts website at #href=http://www.mnd.uscourts.gov/FORMS/court_forms.shtml#attorneyforms#. (AKL) [Transferred from Minnesota on 2/13/2019.] |
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Filing 10
(Text-Only) BRIEFING SCHEDULE ORDER: Steven Sugarman's memorandum of law in support of his motion to compel, along with any supporting affidavits, declarations, and exhibits, shall be filed no later than 9/28/2018. The Respondents, Castalian Partners Value Fund LP and James Gibson, shall file any response to Mr. Sugarman's motion, including a memorandum of law and any supporting affidavits, declarations, and exhibits, no later than 10/12/2018. Ordered by Magistrate Judge Katherine M. Menendez on 9/14/2018. (KAT) [Transferred from Minnesota on 2/13/2019.]
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| Filing 9 AMENDED NOTICE of Hearing on Motion: #1 Motion to Compel Compliance with Subpoenas (filing fee $ 47, receipt number AMNDC-6365593) : Motion Hearing set for 10/22/2018 at 03:30 PM in Courtroom 8E (MPLS) before Magistrate Judge Katherine M. Menendez. (Tunheim, Samuel) [Transferred from Minnesota on 2/13/2019.] |
| Filing 8 NOTICE of Appearance by Aaron G Thomas on behalf of Castalian Partners Value Fund LP, James Gibson. (Thomas, Aaron) [Transferred from Minnesota on 2/13/2019.] |
| Filing 7 NOTICE of Appearance by Charles B Rogers on behalf of Castalian Partners Value Fund LP, James Gibson. (Rogers, Charles) [Transferred from Minnesota on 2/13/2019.] |
| Filing 6 TEXT ONLY ENTRY: CLERK'S NOTICE OF INITIAL CASE ASSIGNMENT. Case assigned to Judge Wilhelmina M. Wright per Civil (Miscellaneous) list, referred to Magistrate Judge Katherine M. Menendez. Please use case number 18-mc-76 (WMW/KMM). (lmb) [Transferred from Minnesota on 2/13/2019.] |
| Filing 5 CERTIFICATE OF SERVICE by Steven A Sugarman re #4 Meet and Confer Statement, #3 Declaration in Support, #1 Motion to Compel Compliance with Subpoenas, #2 Notice of Hearing on Motion. (Tunheim, Samuel) Modified on 9/12/2018 (lmb). [Transferred from Minnesota on 2/13/2019.] |
| Filing 4 MEET and CONFER STATEMENT re #1 Initiating Petition/Motion (Miscellaneous Case) filed by Steven A Sugarman.(Tunheim, Samuel) [Transferred from Minnesota on 2/13/2019.] |
| Filing 3 Declaration of Andrew Gray in Support of #1 Motion to Compel Compliance with Subpoenas filed by Steven A Sugarman. (Attachments: #1 Exhibit(s) A and B)(Tunheim, Samuel) Modified on 9/12/2018 (lmb). [Transferred from Minnesota on 2/13/2019.] |
| Filing 2 NOTICE OF HEARING ON MOTION #1 Motion to Compel Compliance with Subpoenas: at a Date and time to be determined. (Tunheim, Samuel) Modified on 9/12/2018 (lmb). [Transferred from Minnesota on 2/13/2019.] |
| Filing 1 Motion to Compel Compliance with Subpoenas (filing fee $ 47, receipt number AMNDC-6365593). (Attachments: #1 Civil Cover Sheet) (Tunheim, Samuel) [Transferred from Minnesota on 2/13/2019.] Modified on 2/13/2019 (car). |
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