Labins v. The Charles Schwab Corporation et al
Plaintiff: Mike Labins
Defendant: The Charles Schwab Corporation, Charles Schwab & Co. Inc., Charles Schwab Investment Management Inc., Charles R. Schwab, Evelyn Dilsaver, Randall W. Merk and George Pereira
Case Number: 3:2008cv01510
Filed: March 18, 2008
Court: US District Court for the Northern District of California
Office: Securities/Commodities Office
County: Alameda
Presiding Judge: William H. Alsup
Nature of Suit: Plaintiff
Cause of Action: Federal Question
Jury Demanded By: 15:77 Securities Fraud

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
May 7, 2012 Opinion or Order Filing 1149 ORDER APPROVING RE-ISSUANCE OF DISTRIBUTION CHECK TO CLASS MEMBER SCHROEDER [re (1147 in 3:08-cv-01510-WHA) Response ( Non Motion ) filed by YieldPlus Investor Group, (1144 in 3:08-cv-01510-WHA) Letter ]. Signed by Judge William Alsup on 5/7/2012. (whasec, COURT STAFF) (Filed on 5/7/2012)
May 1, 2012 Opinion or Order Filing 1146 ORDER DENYING MOTION FOR EXCLUSION FROM CLASS AND RELIEF FROM JUDGMENT by Judge William Alsup denying 1135 Motion]. (whasec, COURT STAFF) (Filed on 5/1/2012)
March 20, 2012 Opinion or Order Filing 1134 ORDER APPROVING (1) DISTRIBUTION OF REMAINING SETTLEMENT FUNDS TO CLASS MEMBERS; (2) PAYMENT OF ADMINISTRATION FEES; AND (3) PAYMENT OF SECOND HALF OF ATTORNEY'S FEE AWARD by Judge Alsup granting 1112 Motion for Disbursement of Funds (whalc2, COURT STAFF) (Filed on 3/20/2012)
January 25, 2012 Opinion or Order Filing 1127 REQUEST FOR RESPONSE re 1126 Letter. Signed by Judge Alsup on January 25, 2012. (whalc2, COURT STAFF) (Filed on 1/25/2012)
January 17, 2012 Opinion or Order Filing 1125 ORDER APPROVING NOTICE TO CLASS MEMBERS WHO DID NOT CASH THEIR CHECKS re 1124 Notice (Other) filed by YieldPlus Investor Group. Signed by Judge Alsup on January 17, 2012. (whalc2, COURT STAFF) (Filed on 1/17/2012)
December 15, 2011 Opinion or Order Filing 1121 ORDER POSTPONING APPROVAL OF CLASS COUNSEL'S MOTION AND SETTING HEARING re 1112 MOTION for Disbursement of Funds Class Counsel's Motion for Order Approving (1) Distribution of Remaining Settlement Funds to Class Members; (2) Payment of Reasonable Claims Administration Fees; and (3) Payment of Second Half of Attorneys' MOTION for Disbursement of Funds Class Counsel's Motion for Order Approving (1) Distribution of Remaining Settlement Funds to Class Members; (2) Payment of Reasonable Claims Administration Fees; and (3) Payment of Second Half of Attorneys' filed by YieldPlus Investor Group. Signed by Judge Alsup on December 15, 2011. (whalc2, COURT STAFF) (Filed on 12/15/2011)
June 13, 2011 Opinion or Order Filing 1111 REQUEST REGARDING LETTER FROM ROBERT FRIEDLANDER. Signed by Judge Alsup on June 13, 2011. (whalc2, COURT STAFF) (Filed on 6/13/2011)
April 29, 2011 Opinion or Order Filing 1108 ORDER REGARDING WEBSITE NOTICE FOR 701 EXCLUSIONS. Signed by Judge Alsup on April 29, 2011. (whalc2, COURT STAFF) (Filed on 4/29/2011)
April 19, 2011 Opinion or Order Filing 1101 ORDER GRANTING MOTIONS FOR FINAL APPROVAL OF CLASS SETTLEMENT AGREEMENTS AND GRANTING IN PART MOTION FOR ATTORNEY'S FEES AND EXPENSES, Motions terminated: 837 Joint MOTION for Settlement Joint Motion for Final Approval of Settlement of Fede ral Securities Claims filed by YieldPlus Investor Group, 841 MOTION for Settlement Joint Motion for Final Approval of Settlement of California Class Claims filed by YieldPlus Investor Group, 844 MOTION for Attorney Fees Plaintiffs' Motion for Award of Attorneys Fees and Expenses filed by YieldPlus Investor Group.. Signed by Judge Alsup on April 19, 2011. (whalc2, COURT STAFF) (Filed on 4/19/2011)
April 15, 2011 Opinion or Order Filing 1099 ORDER REGARDING CLASS MEMBER BENSON'S SUPPLEMENTAL OBJECTION. Signed by Judge Alsup on April 15, 2011. (whalc2, COURT STAFF) (Filed on 4/15/2011)
April 7, 2011 Opinion or Order Filing 1096 REQUEST FOR RESPONSE FROM SCHWAB REGARDING INTERMEDIARY ACCOUNT SETTLEMENT FUNDING AND CASE STATUS. Signed by Judge Alsup on April 7, 2011. (whalc2, COURT STAFF) (Filed on 4/7/2011)
March 28, 2011 Opinion or Order Filing 1091 ORDER GRANTING JOINT ADMINISTRATIVE MOTION TO FILE CLASS LIST UNDER SEAL by Judge Alsup granting 1087 Administrative Motion to File Under Seal (whalc2, COURT STAFF) (Filed on 3/28/2011)
March 18, 2011 Opinion or Order Filing 1083 ORDER GRANTING MOTION TO EXTEND DEADLINES TO SUBMIT CLASS LIST AND MOTION ON INTERMEDIARY ACCOUNT SETTLEMENT UNDERFUNDING. Signed by Judge Alsup on March 18, 2011. (whalc2, COURT STAFF) (Filed on 3/18/2011)
March 11, 2011 Opinion or Order Filing 1079 ORDER ALLOWING TWO CLASS MEMBERS BACK INTO CLASS. Signed by Judge Alsup on March 11, 2011. (whalc2, COURT STAFF) (Filed on 3/11/2011)
March 9, 2011 Opinion or Order Filing 1076 ORDER DENYING THE UNTIMELY REQUEST OF JAMES EDWARDS O/B/O SCIENTIFIC SPINAL PENSION PLAN TO OPT OUT OF THE FEDERAL SECURITIES CLASS. Signed by Judge Alsup on March 9, 2011. (whalc2, COURT STAFF) (Filed on 3/9/2011)
March 3, 2011 Opinion or Order Filing 1055 ORDER REGARDING SEALING OF AMENDMENT SUBMISSIONS by Judge Alsup granting 1053 Administrative Motion to File Under Seal (whalc2, COURT STAFF) (Filed on 3/3/2011)
March 1, 2011 Opinion or Order Filing 1049 ORDER REGARDING CLASS MEMBER BENSON'S MOTION FOR RECONSIDERATION by Judge Alsup terminating 1048 Motion for Reconsideration (whalc2, COURT STAFF) (Filed on 3/1/2011)
February 28, 2011 Opinion or Order Filing 1043 ORDER GRANTING REQUEST FOR EXCLUSION OF DAWN PACE FROM FEDERAL CLASS. Signed by Judge Alsup on February 28, 2011. (whalc2, COURT STAFF) (Filed on 2/28/2011)
February 22, 2011 Opinion or Order Filing 1037 ORDER SHORTENING TIME RE PLAINTIFFS' MOTION REGARDING 694 EXCLUSIONS. Signed by Judge Alsup on February 18, 2011. (whalc2, COURT STAFF) (Filed on 2/22/2011)
February 18, 2011 Opinion or Order Filing 1035 ORDER REGARDING LETTER FROM DAWN PACE. Signed by Judge Alsup on February 18, 2011. (whalc2, COURT STAFF) (Filed on 2/18/2011)
February 11, 2011 Opinion or Order Filing 1031 ORDER DENYING FEDERAL SECURITIES CLASS MEMBER GARY BENSON'S MOTION TO INTERVENE by Judge Alsup denying 1015 Motion to Intervene (whalc2, COURT STAFF) (Filed on 2/11/2011)
January 24, 2011 Opinion or Order Filing 1022 ORDER GRANTING APPLICATION FOR ADMISSION OF JOHN PENTZ PRO HAC VICE by Judge Alsup granting 1021 Motion for Pro Hac Vice (whalc2, COURT STAFF) (Filed on 1/24/2011)
January 18, 2011 Opinion or Order Filing 1013 NOTICE REGARDING LIST OF CLASS MEMBERS. Signed by Judge Alsup on January 18, 2011. (whalc2, COURT STAFF) (Filed on 1/18/2011)
January 7, 2011 Opinion or Order Filing 1007 ORDER APPROVING FORMS OF NOTICE TO INTERMEDIARY ACCOUNT CLASS MEMBERS. Signed by Judge Alsup on January 7, 2011. (whalc2, COURT STAFF) (Filed on 1/7/2011)
January 5, 2011 Opinion or Order Filing 1005 ORDER REGARDING NOTICE TO INTERMEDIARY ACCOUNT CLASS MEMBERS AND FINAL FAIRNESS HEARING. Signed by Judge Alsup on January 5, 2011. (whalc2, COURT STAFF) (Filed on 1/5/2011)
January 3, 2011 Opinion or Order Filing 993 ORDER GRANTING APPLICATION FOR ADMISSION OF PETER TEPLEY PRO HAC VICE by Judge Alsup granting 988 Motion for Pro Hac Vice (whalc2, COURT STAFF) (Filed on 1/3/2011)
December 30, 2010 Opinion or Order Filing 992 REQUEST REGARDING MEMORANDUM RESPONDING TO BROKER-DEALER SUBMISSIONS. Signed by Judge Alsup on December 30, 2010. (whalc2, COURT STAFF) (Filed on 12/30/2010)
December 29, 2010 Opinion or Order Filing 969 ORDER GRANTING APPLICATION FOR ADMISSION OF ARTHUR ROBERTS PRO HAC VICE by Judge Alsup granting 967 Motion for Pro Hac Vice (whalc2, COURT STAFF) (Filed on 12/29/2010)
December 21, 2010 Opinion or Order Filing 964 ORDER TO SHOW CAUSE by Judge Alsup granting 960 Motion for Order to Show Cause (whalc2, COURT STAFF) (Filed on 12/21/2010)
December 13, 2010 Opinion or Order Filing 958 ORDER APPROVING SUBSTITUTION OF COUNSEL. Signed by Judge Alsup on December 13, 2010. (whalc2, COURT STAFF) (Filed on 12/13/2010)
December 2, 2010 Opinion or Order Filing 952 ORDER REQUESTING INFORMATION FROM CLASS COUNSEL REGARDING CLASS MEMBER GARY BENSON. Signed by Judge Alsup on December 2, 2010. (whalc2, COURT STAFF) (Filed on 12/2/2010)
November 29, 2010 Opinion or Order Filing 949 SCHEDULING ORDER REGARDING GARFIELD PEATE'S MOTION TO INTERVENE. Signed by Judge Alsup on November 29, 2010. (whalc2, COURT STAFF) (Filed on 11/29/2010)
November 24, 2010 Opinion or Order Filing 948 ORDER PRELIMINARILY APPROVING AMENDMENT NO. 4 TO STIPULATION OF SETTLEMENT. Signed by Judge Alsup on November 24, 2010. (whalc2, COURT STAFF) (Filed on 11/24/2010)
November 23, 2010 Opinion or Order Filing 946 ORDER REGARDING AMENDMENT NO. 4 TO STIPULATION OF SETTLEMENT. Signed by Judge Alsup on November 23, 2010. (whalc2, COURT STAFF) (Filed on 11/23/2010)
November 22, 2010 Opinion or Order Filing 938 REQUEST FOR CLARIFICATION. Signed by Judge Alsup on November 22, 2010. (whalc2, COURT STAFF) (Filed on 11/22/2010)
November 18, 2010 Opinion or Order Filing 933 QUESTION FOR HEARING. Signed by Judge Alsup on November 18, 2010. (whalc2, COURT STAFF) (Filed on 11/18/2010)
November 17, 2010 Opinion or Order Filing 931 ORDER TO BRING CERTAIN ITEMS TO THE HEARING ON THE VALIDITY OF DEFENDANTS NOTICE OF TERMINATION. Signed by Judge Alsup on November 17, 2010. (whalc2, COURT STAFF) (Filed on 11/17/2010)
November 10, 2010 Opinion or Order Filing 925 ORDER REGARDING SUBMISSIONS ON THE VALIDITY OF DEFENDANTS NOTICE OF TERMINATION. Signed by Judge Alsup on November 10, 2010. (whalc2, COURT STAFF) (Filed on 11/10/2010)
November 9, 2010 Opinion or Order Filing 924 ORDER GRANTING APPLICATION FOR ADMISSION OF ROBERT JUMAN PRO HAC VICE by Judge Alsup granting 920 Motion for Pro Hac Vice (whalc2, COURT STAFF) (Filed on 11/9/2010)
November 8, 2010 Opinion or Order Filing 922 ORDER REGARDING DEFENDANTS NOTICE. Signed by Judge Alsup on November 8, 2010. (whalc2, COURT STAFF) (Filed on 11/8/2010)
November 1, 2010 Opinion or Order Filing 915 ORDER DENYING GARY BENSONS MOTION TO OPT OUT by Judge Alsup denying 910 Motion (whalc2, COURT STAFF) (Filed on 11/1/2010)
October 27, 2010 Opinion or Order Filing 911 ORDER REGARDING GARY BENSONS MOTION TO BE EXCLUDED FROM THE CLASS. Signed by Judge Alsup on October 27, 2010. (whalc2, COURT STAFF) (Filed on 10/27/2010)
October 14, 2010 Opinion or Order Filing 909 MEMORANDUM OPINION REGARDING DISPUTE OVER RELEASE OF SECTION 17200 CLAIM IN THE FEDERAL SECURITIES CLASS SETTLEMENT AGREEMENT. Signed by Judge Alsup on October 14, 2010. (whalc2, COURT STAFF) (Filed on 10/14/2010)
September 27, 2010 Opinion or Order Filing 878 ORDER REGARDING MOTIONS TO INTERVENE AS PLAINTIFFS AND FOR RECUSAL OF LEAD COUNSEL. Signed by Judge Alsup on September 27, 2010. (whalc2, COURT STAFF) (Filed on 9/27/2010)
September 21, 2010 Opinion or Order Filing 863 *** FILED IN ERROR -- PLEASE DISREGARD *** ORDER DISMISSING DEFENDANT EXPERIAN. Signed by Judge Alsup on September 21, 2010. (whalc2, COURT STAFF) (Filed on 9/21/2010) Modified on 9/21/2010 (whalc2, COURT STAFF).
September 13, 2010 Opinion or Order Filing 858 ORDER AMENDING PROPOSED SETTLEMENTS AND DIRECTING THAT SETTLEMENT NOTICE BE PROVIDED TO INTERMEDIARY ACCOUNT CLASS MEMBERS. Signed by Judge Alsup on September 13, 2010. (whalc2, COURT STAFF) (Filed on 9/13/2010)
September 2, 2010 Opinion or Order Filing 856 ORDER REGARDING 1172 OMITTED ACCOUNTS by Judge Alsup granting 854 Motion for Settlement (whalc2, COURT STAFF) (Filed on 9/2/2010)
June 14, 2010 Opinion or Order Filing 836 ORDER GRANTING APPLICATION OF ROBERT HATCH FOR ADMISSION PRO HAC VICE by Judge Alsup granting 834 Motion for Pro Hac Vice (whalc2, COURT STAFF) (Filed on 6/14/2010)
May 27, 2010 Opinion or Order Filing 826 ORDER DENYING STUART AND ANDREA ZYKORIE'S UNTIMELY REQUEST TO OPT OUT OF THE CLASS. Signed by Judge Alsup on May 27, 2010. (whalc1, COURT STAFF) (Filed on 5/27/2010)
May 26, 2010 Opinion or Order Filing 805 ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE by Judge Alsup granting 687 Motion for Settlement (whalc2, COURT STAFF) (Filed on 5/26/2010)
May 20, 2010 Opinion or Order Filing 798 ORDER GRANTING SCHWAB'S MOTION TO FILE UNDER SEAL by Judge Alsup granting 795 Administrative Motion to File Under Seal (whalc2, COURT STAFF) (Filed on 5/20/2010)
May 13, 2010 Opinion or Order Filing 766 ORDER GRANTING APPLICATION FOR PRO HAC VICE ADMISSION OF ALAN C. FRIEDBERG by Judge Alsup granting 761 Motion for Pro Hac Vice (whalc2, COURT STAFF) (Filed on 5/13/2010)
May 10, 2010 Opinion or Order Filing 757 ORDER REGARDING MOTION TO OPT OUT BY CLASS MEMBERS D. SHANNON AND J. SHANNON. Signed by Judge Alsup on May 10, 2010. (whalc1, COURT STAFF) (Filed on 5/10/2010)
May 7, 2010 Opinion or Order Filing 756 ORDER EXCLUDING CLASS MEMBERS WITH NOTICES RETURNED "UNDELIVERABLE". Signed by Judge Alsup on May 7, 2010. (whalc1, COURT STAFF) (Filed on 5/7/2010)
May 6, 2010 Opinion or Order Filing 750 ORDER GRANTING INDIVIDUAL DEFENDANTS' UNOPPOSED MOTION FOR SUMMARY JUDGMENT RE SECTION 17200 CLAIM by Judge Alsup granting 740 Motion for Summary Judgment (whalc2, COURT STAFF) (Filed on 5/6/2010)
May 4, 2010 Opinion or Order Filing 743 ORDER FOR EXPEDITED BRIEFING AND HEARING. Signed by Judge Alsup on May 4, 2010. (whalc2, COURT STAFF) (Filed on 5/4/2010)
April 28, 2010 Opinion or Order Filing 733 ORDER REGARDING CLASS MEMBER ROBERT WESTERVELT. Signed by Judge Alsup on April 28, 2010. (whalc1, COURT STAFF) (Filed on 4/28/2010)
April 27, 2010 Opinion or Order Filing 720 ORDER REGARDING UNTIMELY OPT OUTS. Signed by Judge Alsup on April 27, 2010. (whalc1, COURT STAFF) (Filed on 4/27/2010)
April 23, 2010 Opinion or Order Filing 699 ORDER SHORTENING TIME FOR CONSIDERATION OF JOINT MOTION FOR PRELIMINARY APPROVAL OF SETTLEMENT by Judge Alsup granting 689 Motion to Shorten Time (whalc2, COURT STAFF) (Filed on 4/23/2010)
April 15, 2010 Opinion or Order Filing 614 NOTICE SETTING STATUS CONFERENCE for 8:00 a.m. on Monday, 4/19/2010 in Courtroom 9. Signed by Judge William Alsup on 4/15/2010. (whasec, COURT STAFF) (Filed on 4/15/2010)
April 14, 2010 Opinion or Order Filing 612 ORDER RE ATTORNEY-CLIENT PRIVILEGE WITH RESPECT TO DEFENDANT KIMON DAIFOTIS. Signed by Judge Alsup on April 14, 2010. (whalc1, COURT STAFF) (Filed on 4/14/2010)
April 12, 2010 Opinion or Order Filing 607 SUPPLEMENTAL ORDER REGARDING CLASS NOTICE. Signed by Judge Alsup on April 12, 2010. (whalc1, COURT STAFF) (Filed on 4/12/2010)
April 9, 2010 Opinion or Order Filing 601 ORDER DENYING THE UNION MISSION'S MOTION TO EXTEND TIME FOR EXCLUSION FROM THE CLASS by Judge Alsup denying 476 Motion (whalc1, COURT STAFF) (Filed on 4/9/2010)
April 8, 2010 Opinion or Order Filing 589 ORDER REGARDING CLASS NOTICE. Signed by Judge Alsup on April 8, 2010. (whalc1, COURT STAFF) (Filed on 4/8/2010)
April 7, 2010 Opinion or Order Filing 573 MORE QUESTIONS REGARDING PENDING SUMMARY JUDGMENT MOTIONS. Signed by Judge Alsup on April 7, 2010. (whalc1, COURT STAFF) (Filed on 4/7/2010)
April 6, 2010 Opinion or Order Filing 571 ORDER RE BRIEFING SCHEDULE FOR MOTION ON INTERLOCUTORY APPEAL AND STAY by Judge Alsup granting 567 Motion for Certificate of Appealability (whalc2, COURT STAFF) (Filed on 4/6/2010)
April 5, 2010 Opinion or Order Filing 560 QUESTIONS ON PENDING MOTIONS. Signed by Judge Alsup on April 5, 2010. (whalc1, COURT STAFF) (Filed on 4/5/2010)
March 30, 2010 Opinion or Order Filing 539 REQUEST FOR CALCULATIONS FOR TRIAL. Signed by Judge William Alsup on 3/30/2010. (whasec, COURT STAFF) (Filed on 3/30/2010)
March 25, 2010 Opinion or Order Filing 521 FURTHER QUESTION FOR ORAL ARGUMENT. Signed by Judge Alsup on March 25, 2010. (whalc2, COURT STAFF) (Filed on 3/25/2010)
March 24, 2010 Opinion or Order Filing 520 ORDER RE TRIAL DATE. Signed by Judge William Alsup on 3/24/2010. (whasec, COURT STAFF) (Filed on 3/24/2010)
March 23, 2010 Opinion or Order Filing 515 QUESTIONS FOR ORAL ARGUMENT. Signed by Judge Alsup on March 23, 2010. (whalc2, COURT STAFF) (Filed on 3/23/2010)
March 19, 2010 Opinion or Order Filing 507 ORDER RE RESPONSES TO AMICUS BRIEFS. Signed by Judge Alsup on March 19, 2010. (whalc2, COURT STAFF) (Filed on 3/19/2010)
March 11, 2010 Opinion or Order Filing 475 FURTHER ORDER RE PRIVILEGE [re (49 in 3:08-cv-01936-WHA, 49 in 3:08-cv-01936-WHA, 23 in 3:08-cv-02878-WHA, 23 in 3:08-cv-02878-WHA, 50 in 3:08-cv-02058-WHA, 50 in 3:08-cv-02058-WHA, 424 in 3:08-cv-01510-WHA, 424 in 3:08-cv-01510-WHA, 42 in 3:08-cv-01 733-WHA, 42 in 3:08-cv-01733-WHA, 20 in 3:08-cv-02984-WHA, 20 in 3:08-cv-02984-WHA, 31 in 3:08-cv-02487-WHA, 31 in 3:08-cv-02487-WHA, 21 in 3:08-cv-02983-WHA, 21 in 3:08-cv-02983-WHA) Order on Motion to Compel]. Signed by Judge William Alsup on 3/11/2010. (whasec, COURT STAFF) (Filed on 3/11/2010)
March 3, 2010 Opinion or Order Filing 435 ORDER DENYING MOTION FOR AN ORDER TO EXCEED APPLICABLE PAGE LIMIT by Judge Alsup denying 432 Motion for Leave to File Excess Pages; granting 433 Motion to Shorten Time (whalc2, COURT STAFF) (Filed on 3/3/2010)
March 1, 2010 Opinion or Order Filing 429 ORDER RE WELLS SUBMISSION. Signed by Judge Alsup on March 1, 2010. (whalc2, COURT STAFF) (Filed on 3/1/2010)
February 25, 2010 Opinion or Order Filing 427 ORDER FOLLOWING FEBRUARY 24 HEARING. Signed by Judge Alsup on February 25, 2010. (whalc2, COURT STAFF) (Filed on 2/25/2010)
February 23, 2010 Opinion or Order Filing 425 ORDER CONFIRMING FEBRUARY 24 HEARING. Signed by Judge Alsup on February 23, 2010. (whalc2, COURT STAFF) (Filed on 2/23/2010)
February 19, 2010 Opinion or Order Filing 415 ORDER GRANTING IN PART MOTION TO SEAL (DKT. NO. 388) by Judge Alsup granting 388 Motion to Seal (whalc2, COURT STAFF) (Filed on 2/19/2010)
February 16, 2010 Opinion or Order Filing 403 AMENDED ORDER RE ADMINISTRATIVE MOTIONS TO FILE UNDER SEAL. Signed by Judge Alsup on February 12, 2010. (whalc2, COURT STAFF) (Filed on 2/16/2010)
February 10, 2010 Opinion or Order Filing 370 ORDER RE PLAINTIFFS' ADMINISTRATIVE MOTIONS TO FILE UNDER SEAL by Judge Alsup granting in part and denying in part 354 Motion to Seal; granting in part and denying in part 365 Motion to Seal; granting in part and denying in part 299 Motion to Seal Document (whalc2, COURT STAFF) (Filed on 2/10/2010)
February 9, 2010 Opinion or Order Filing 368 NOTICE FOR ORAL ARGUMENT (FEBRUARY 11, 2010, AT 8:00 AM). Signed by Judge William Alsup on 2/9/2010. (whasec, COURT STAFF) (Filed on 2/9/2010)
February 8, 2010 Opinion or Order Filing 367 ORDER TO SUBMIT SETTLEMENT CONFERENCE STATEMENTS IN.PDF FORMAT. Signed by Judge Joseph C. Spero on 2/8/10. (klh, COURT STAFF) (Filed on 2/8/2010)
January 26, 2010 Opinion or Order Filing 358 ORDER GRANTING MOTIONS TO SEAL by Judge Alsup granting 329 Motion to Seal; granting 334 Motion to Seal (whalc2, COURT STAFF) (Filed on 1/26/2010)
January 22, 2010 Opinion or Order Filing 350 ORDER GRANTING CONDITIONAL DISCOVERY AND TRIAL POSTPONEMENT. Signed by Judge Alsup on January 22, 2010. (whalc2, COURT STAFF) (Filed on 1/22/2010)
January 20, 2010 Opinion or Order Filing 341 ORDER SETTING HEARING RE PLAINTIFF'S JANUARY 18 DISCOVERY DISPUTE. Signed by Judge Alsup on January 20, 2010. (whalc2, COURT STAFF) (Filed on 1/20/2010)
January 19, 2010 Opinion or Order Filing 340 ORDER REGARDING PLAINTIFFS' SUPPLEMENTAL RESPONSE TO INTERROGATORIES. Signed by Judge Alsup on January 19, 2010. (whalc2, COURT STAFF) (Filed on 1/19/2010)
January 15, 2010 Opinion or Order Filing 331 ORDER SETTING HEARING RE PLAINTIFF'S DISCOVERY DISPUTE. Signed by Judge Alsup on January 15, 2010. (whalc2, COURT STAFF) (Filed on 1/15/2010)
January 5, 2010 Opinion or Order Filing 317 ORDER SETTING HEARING RE DEFENDANT'S DISCOVERY DISPUTE re: 316 Letter filed by Mariann Byerwalter, Charles Schwab & Co. Inc., George Pereira, William A. Hasler, Charles R. Schwab, Donald F. Doward, Randall W. Merk, Donald R. Stephens, Schwab I nvestments, Charles Schwab Investment Management Inc., Evelyn Dilsaver, Gerald B. Smith, The Charles Schwab Corporation, Matthew Hastings, Robert G. Holmes, Michael W. Wilsey]. Signed by Judge William Alsup on 1/5/2010. (whasec, COURT STAFF) (Filed on 1/5/2010) Modified on 1/6/2010 (sis, COURT STAFF).
December 23, 2009 Opinion or Order Filing 313 ORDER FOLLOWING DECEMBER 23 DISCOVERY DISPUTE HEARING. Signed by Judge Alsup on December 23, 2009. (whalc2, COURT STAFF) (Filed on 12/23/2009)
December 17, 2009 Opinion or Order Filing 302 ORDER SETTING HEARING RE DEFENDANT'S DISCOVERY DISPUTE [re (301 in 3:08-cv-01510-WHA) Letter filed by Mariann Byerwalter, Charles Schwab & Co. Inc., George Pereira, William A. Hasler, Charles R. Schwab, Donald F. Doward, Randall W. Merk, Donald R. Stephens, Schwab Investments, Charles Schwab Investment Management Inc., Evelyn Dilsaver, Gerald B. Smith, The Charles Schwab Corporation, Matthew Hastings, Robert G. Holmes, Michael W. Wilsey]. Signed by Judge William Alsup on 12/17/2009. (whasec, COURT STAFF) (Filed on 12/17/2009)
December 1, 2009 Opinion or Order Filing 288 ORDER FOLLOWING NOVEMBER 30 DISCOVERY DISPUTE HEARING. Signed by Judge Alsup on December 1, 2009. (whalc2, COURT STAFF) (Filed on 12/1/2009)
November 24, 2009 Opinion or Order Filing 276 ORDER RE DEFENDANT'S 11/24/2009 LETTER [re (275 in 3:08-cv-01510-WHA) Letter filed by Mariann Byerwalter, Charles Schwab & Co. Inc., George Pereira, William A. Hasler, Charles R. Schwab, Donald F. Doward, Randall W. Merk, Donald R. Stephens, Sch wab Investments, Charles Schwab Investment Management Inc., Evelyn Dilsaver, Gerald B. Smith, The Charles Schwab Corporation, Matthew Hastings, Robert G. Holmes, Michael W. Wilsey ]. Signed by Judge William Alsup on 11/24/2009. (whasec, COURT STAFF) (Filed on 11/24/2009)
November 23, 2009 Opinion or Order Filing 274 ORDER REGARDING DISCOVERY DISPUTES. Signed by Judge Alsup on November 23, 2009. (whalc2, COURT STAFF) (Filed on 11/23/2009)
November 17, 2009 Opinion or Order Filing 269 ORDER SETTING HEARING RE PLAINTIFF'S DISCOVERY DISPUTE [re (266 in 3:08-cv-01510-WHA) Letter filed by YieldPlus Investor Group]. Signed by Judge William Alsup on 11/17/2009. (whasec, COURT STAFF) (Filed on 11/17/2009)
November 9, 2009 Opinion or Order Filing 261 ORDER RE DISCOVERY DEADLINES. Signed by Judge Alsup on November 9, 2009. (whalc2, COURT STAFF) (Filed on 11/9/2009)
October 26, 2009 Opinion or Order Filing 251 ORDER SETTING HEARING ON DEFENDANTS' DISCOVERY DISPUTE [re (248 in 3:08-cv-01510-WHA) Letter filed by Mariann Byerwalter, Charles Schwab & Co. Inc., George Pereira, William A. Hasler, Charles R. Schwab, Donald F. Doward, Randall W. Merk, Donald R. Stephens, Schwab Investments, Charles Schwab Investment Management Inc., Evelyn Dilsaver, Gerald B. Smith, The Charles Schwab Corporation, Matthew Hastings, Robert G. Holmes, Michael W. Wilsey, (249 in 3:08-cv-01510-WHA) Letter filed by Mariann By erwalter, Charles Schwab & Co. Inc., George Pereira, William A. Hasler, Charles R. Schwab, Donald F. Doward, Randall W. Merk, Donald R. Stephens, Schwab Investments, Evelyn Dilsaver, Charles Schwab Investment Management Inc., Matthew Hastings, The Charles Schwab Corporation, Gerald B. Smith, Robert G. Holmes, Michael W. Wilsey]. Signed by Judge William Alsup on 10/26/2009. (whasec, COURT STAFF) (Filed on 10/26/2009)
October 22, 2009 Opinion or Order Filing 246 ORDER GRANTING MOTION FOR LEAVE TO AMEND IN PART AND DENYING IN PART AND VACATING HEARING by Judge William Alsup [granting in part and denying in part 240 Motion to Amend/Correct ; in case 3:08-cv-01510-WHA]. (whasec, COURT STAFF) (Filed on 10/22/2009) Modified on 10/23/2009 (sis, COURT STAFF).
September 21, 2009 Opinion or Order Filing 239 ORDER GRANTING MOTION TO APPROVE CLASS NOTICE. Signed by Judge Alsup on September 21, 2009. (whalc2, COURT STAFF) (Filed on 9/21/2009)
August 21, 2009 Opinion or Order Filing 234 ORDER DENYING DEFENDANT DAIFOTIS' MOTION FOR RECONSIDERATION by Judge Alsup denying 200 Motion for Leave to File (whalc2, COURT STAFF) (Filed on 8/21/2009)
June 19, 2009 Opinion or Order Filing 219 ORDER REGARDING SUPPLEMENTAL BRIEFING (whalc2, COURT STAFF) (Filed on 6/19/2009)
June 15, 2009 Opinion or Order Filing 218 STIPULATION AND ORDER REGARDING SETTLEMENT CONFERENCE. Settlement Conference prev. set for 7/30/9 at 9:30 AM has been rescheduled for 9/16/2009 at 09:30 AM. Signed by Judge Joseph C. Spero on 6/15/9. (klh, COURT STAFF) (Filed on 6/15/2009)
May 15, 2009 Opinion or Order Filing 196 ORDER SETTING HEARING ON PLAINTIFFS' DISCOVERY DISPUTE [re 193 Letter filed by YieldPlus Investor Group, 194 Letter filed by Mariann Byerwalter, Charles Schwab & Co. Inc., George Pereira, William A. Hasler, Charles R. Schwab, Donald F. Dowar d, Randall W. Merk, Donald R. Stephens, Schwab Investments, Charles Schwab Investment Management Inc., Evelyn Dilsaver, Gerald B. Smith, The Charles Schwab Corporation, Matthew Hastings, Robert G. Holmes, Michael W. Wilsey]. Signed by Judge William Alsup on 5/15/2009. (whasec, COURT STAFF) (Filed on 5/15/2009)
May 14, 2009 Opinion or Order Filing 192 STIPULATION AND ORDER RE REMOVAL OF PLAINTIFFS GRETCHEN MIKELONIS AND KARL KYZER (whalc2, COURT STAFF) (Filed on 5/14/2009)
May 1, 2009 Opinion or Order Filing 190 STIPULATION AND ORDER REGARDING CLASS CERTIFICATION BRIEFING SCHEDULE (whalc2, COURT STAFF) (Filed on 5/1/2009)
April 22, 2009 Opinion or Order Filing 186 ORDER APPROVING STIPULATED PROTECTIVE ORDER SUBJECT TO STATED CONDITIONS (whalc2, COURT STAFF) (Filed on 4/22/2009)
March 30, 2009 Opinion or Order Filing 184 ORDER VACATING APRIL 2 HEARING (whalc2, COURT STAFF) (Filed on 3/30/2009)
March 24, 2009 Opinion or Order Filing 183 ORDER GRANTING STIPULATED MOTION TO CHANGE CLASS CERTIFICATION SCHEDULE (whalc2, COURT STAFF) (Filed on 3/24/2009)
February 12, 2009 Opinion or Order Filing 169 ORDER APPROVING SUBSTITUTION OF COUNSEL (whalc2, COURT STAFF) (Filed on 2/12/2009)
February 4, 2009 Opinion or Order Filing 164 ORDER RE MOTIONS TO DISMISS OF SCHWAB DEFENDANTS, INDEPENDENT TRUSTEES, AND PRICEWATERHOUSECOOPERS; ORDER RE MOTION TO STRIKE by Judge Alsup granting in part and denying in part 115 Motion to Dismiss; granting in part and denying in part 116 Motion to Dismiss; denying 117 Motion to Strike ; granting 123 Motion to Dismiss (whalc2, COURT STAFF) (Filed on 2/4/2009)
February 2, 2009 Opinion or Order Filing 163 NOTICE OF SETTLEMENT CONFERENCE AND SETTLEMENT CONFERENCE ORDER. Settlement Conference set for 7/30/2009 at 09:30 AM. Signed by Judge Joseph C. Spero on 2/2/09. (klh, COURT STAFF) (Filed on 2/2/2009)
January 14, 2009 Opinion or Order Filing 155 ORDER SETTING CASE MANAGEMENT CONFERENCE. Signed by Judge William Alsup on 1/14/2009. (whasec, COURT STAFF) (Filed on 1/14/2009)
January 13, 2009 Opinion or Order Filing 154 ORDER VACATING HEARING ON MOTIONS TO DISMISS AND TO STRIKE (whalc2, COURT STAFF) (Filed on 1/13/2009)
December 18, 2008 Opinion or Order Filing 142 NOTICE RE JANUARY 8, 2009, CALENDAR. Signed by Judge William Alsup on 12/17/2008. (whasec, COURT STAFF) (Filed on 12/18/2008)
October 22, 2008 Opinion or Order Filing 110 STIPULATION AND ORDER EXTENDING TIME TO RESPOND TO FIRST CONSOLIDATED AMENDED COMPLAINT (whalc2, COURT STAFF) (Filed on 10/22/2008)
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Search for this case: Labins v. The Charles Schwab Corporation et al
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Plaintiff: Mike Labins
Represented By: Reed R. Kathrein
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Defendant: The Charles Schwab Corporation
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Defendant: Charles Schwab & Co. Inc.
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Defendant: Charles Schwab Investment Management Inc.
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Defendant: Charles R. Schwab
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Defendant: Evelyn Dilsaver
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Defendant: Randall W. Merk
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Defendant: George Pereira
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