Baty v. Ahmed et al
Plaintiff: Gregory J. Baty
Defendant: Arif Ahmed, Merrill Lynch, Pierce and Fenner & Smith, Incorporated
Case Number: 3:2009cv00009
Filed: January 2, 2009
Court: US District Court for the Northern District of California
Office: Securities/Commodities Office
County: Sacramento
Presiding Judge: Samuel Conti
Nature of Suit: None
Cause of Action: Federal Question
Jury Demanded By: 28:1332 Diversity-Securities & Exchange Commission Act

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
June 15, 2010 Opinion or Order Filing 12 NOTICE OF VOLUNTARY DISMISSAL AND ORDER DISMISSING CASE. Signed by Judge Samuel Conti on 6/15/10. (tdm, COURT STAFF) (Filed on 6/15/2010)
January 15, 2009 Opinion or Order Filing 9 STIPULATION AND ORDER Submitting Claims to Arbitration Before FINRA; Order Upon Parties' Stipulation Compelling Arbitration of Plaintiff's Claims and Staying Further Court Proceedings Pending Arbitration. Signed by Judge Samuel Conti on 1/15/09. (tdm, COURT STAFF) (Filed on 1/15/2009)
Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the California Northern District Court's Electronic Court Filings (ECF) System

Search for this case: Baty v. Ahmed et al
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Web [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: Gregory J. Baty
Represented By: Timothy E. Herr
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Arif Ahmed
Represented By: Kenneth C. Mennemeier
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Merrill Lynch
Represented By: Kenneth C. Mennemeier
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Pierce
Represented By: Kenneth C. Mennemeier
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Fenner & Smith, Incorporated
Represented By: Kenneth C. Mennemeier
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?