Securities and Exchange Commission v. Bivona et al
| Securities and Exchange Commission |
| John V. Bivona, Saddle River Advisors, LLC, SRA Management Associates, LLC, Frank Gregory Mazzola, SRA I LLC, SRA II LLC, SRA III LLC, Felix Investments, LLC, Michele J. Mazzola, Anne Bivona, Clear Sailing Group IV LLC and Clear Sailing Group V LLC |
| Michael Maidy |
| 3:2016cv01386 |
| March 22, 2016 |
| US District Court for the Northern District of California |
| San Francisco Office |
| San Francisco |
| Edward M. Chen |
| Securities/Commodities/Exchanges |
| 15 U.S.C. ยง 77 |
| None |
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Available Case Documents
The following documents for this case are available for you to view or download:
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Filing
698
ORDER by Judge Edward M. Chen Denying 695 Nonparty Patrick Nicholson's Motion to Quash Subpoena. (emcsec, COURT STAFF) (Filed on 3/16/2023)
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Filing
545
STIPULATION AND ORDER RE 544 TO MODIFY BRIEFING SCHEDULE. Opposition due by 1/13/2020. Replies due by 1/21/2020. Motion Hearing continued to 1/30/20 at 1:30 in Courtroom #5, 17th Floor. Signed by Judge Edward M. Chen on 12/26/19. (cl, COURT STAFF) (Filed on 12/26/2019)
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Filing
443
ORDER Re 407 420 Proposed Distribution Plans. Signed by Judge Edward M. Chen on 12/20/2018. (emcsec, COURT STAFF) (Filed on 12/20/2018)
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Filing
409
ORDER Re Global Generation's Status as Creditor or Investor. Signed by Judge Edward M. Chen on 10/10/2018. (emcsec, COURT STAFF) (Filed on 10/10/2018)
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Filing
385
ORDER by Judge Edward M. Chen Re 353 359 360 SEC's Motion for Order Establishing Shortfalls and Request for Recognition of Claim by Progresso Ventures, LLC and Global Generation Group LLC. (emcsec, COURT STAFF) (Filed on 7/30/2018)
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Filing
320
ORDER by Judge Edward M. Chen denying 317 Motion Approval of Proposed Distribution Plan Without Prejudice and Vacating April 5, 2018 Hearing and Case Management Conference. Motion shall be re-filed after completion of claims process. Further Case Management Conference set for 5/3/2018 10:30 AM in San Francisco, Courtroom 06, 17th Floor. (emclc1, COURT STAFF) (Filed on 3/21/2018)
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Filing
295
STIPULATION AND ORDER re 286 CONSENT OF DEFENDANT MICHELE MAZZOLA TO ENTRY OF FINAL JUDGMENT and CONSENT OF DEFENDANT FRANK MAZZOLA TO ENTRY OF FINAL JUDGMENT and [PROPOSED] FINAL JUDGMENT OF PERMANENT INJUNCTIONS AND OTHER RELIEF AGAINST DEFEND filed by Securities and Exchange Commission. FINAL JUDGMENT AS TO MAZZOLA. Signed by Judge Edward M. Chen on 12/22/17. (bpf, COURT STAFF) (Filed on 12/22/2017)
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Filing
283
MODIFIED ORDER by Judge Edward M. Chen GRANTING 282 Administrative Motion re: Appointment of Claims Administrator. (emclc1, COURT STAFF) (Filed on 12/7/2017)
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Filing
261
STIPULATION AND ORDER re 260 STIPULATION AND PROTECTIVE ORDER CONCERNING THE NON-DISCLOSURE OF CERTAIN CONFIDENTIAL INFORMATION filed by SRA Funds Investor Group (modified by Court). Signed by Judge Edward M. Chen on 10/6/17. (bpfS, COURT STAFF) (Filed on 10/6/2017)
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Filing
247
ORDER Requiring Parties to Submit Additional Information and Requiring Joshua Cilano to Respond by September 27, 2017 at 10 a.m. PDT. Signed by Judge Edward M. Chen on September 22, 2017. (emclc1, COURT STAFF) (Filed on 9/22/2017)
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Filing
246
ORDER Regarding 196 197 Plaintiff SEC and Receiver's Request for Preliminary Findings Related to Proposed Joint Distribution Plan. Signed by Judge Edward M. Chen on 9/13/2017. (emcsec, COURT STAFF) (Filed on 9/13/2017)
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Filing
208
STIPULATION AND ORDER re 206 Modifying Briefing Schedule for the Joint Motion of the SEC and the Receiver for Approval of Proposed Joint Distribution Plan filed by SRA Funds Investor Group. Hearing on (196) MOTION for Approval o f Joint Distribution Plan, Retention of Professionals, Dissolution of Certain Defendants and Relief Defendants and Consent by the Receiver to Permanent Injunction remains set for 8/31/17 at 1:30 p.m. Final hearing on the same motion set for 9/28/2017 01:30 PM in Courtroom 5, 17th Floor, San Francisco before Edward M. Chen. Signed by Judge Edward M. Chen on 7/25/17. (bpfS, COURT STAFF) (Filed on 7/25/2017)
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Filing
194
STIPULATION AND ORDER re 192 CONTINUING DISCOVERY AND MOTION DEADLINES IN ORDER TO FINALIZE SETTLEMENT AGREEMENTS filed by Securities and Exchange Commission Discovery due by 9/20/2017. Dispositive Motion Hearing set for 12/14/2017 01:30 PM in Courtroom 5, 17th Floor, San Francisco before Edward M. Chen.Signed by Judge Edward M. Chen. (bpfS, COURT STAFF) (Filed on 6/27/2017)
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Filing
191
STIPULATION AND ORDER re 186 Stipulation for Order Setting Briefing and Hearing Schedule for Receiver's Motion to Approve Distribution Plan filed by Securities and Exchange Commission. Motion Hearing set for 8/31/2017 01:30 PM in Courtroom 5, 17th Floor, San Francisco before Edward M. Chen. Signed by Judge Edward M. Chen on 6/6/17. (bpfS, COURT STAFF) (Filed on 6/6/2017)
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Filing
180
ORDER by Judge Edward M. Chen Granting 176 Motion to Withdraw as Attorneys of Record. (emcsec, COURT STAFF) (Filed on 4/25/2017)
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Filing
172
STIPULATION AND ORDER re 171 STIPULATION WITH PROPOSED ORDER Granting the Receiver's Request for a Further Extension of Time Within Which to File a Proposed Plan of Liquidation filed by Michael Maidy. Signed by Judge Edward M. Chen on 4/3/17. (bpf, COURT STAFF) (Filed on 4/3/2017)
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Filing
170
STIPULATION AND ORDER re 169 (to continue case management conference until after April 25, 2017) filed by Securities and Exchange Commission Status Report due by 4/27/2017. Status Conference set for 5/4/2017 10:30 AM in Courtroom 5, 17th Floor, San Francisco before Edward M. Chen. Signed by Judge Edward M. Chen on 2/27/17. (bpfS, COURT STAFF) (Filed on 2/27/2017)
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Filing
164
STIPULATION AND ORDER re 163 Granting the Receiver's Request for an Extension of time to file a Proposed Plan of Liquidation filed by Michael Maidy. Signed by Judge Edward M. Chen on 1/3/17. (bpfS, COURT STAFF) (Filed on 1/3/2017)
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Filing
162
STIPULATION AND ORDER re 161 FOR PRESERVATION OF HARD DRIVE OF COMPUTER IN POSSESSION OF DEFENDANT JOHN V. BIVONA filed by Securities and Exchange Commission. Signed by Judge Edward M. Chen on 12/19/16. (bpfS, COURT STAFF) (Filed on 12/19/2016)
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Filing
160
STIPULATION AND ORDER re 158 Granting the Independent Monitor's Request for an Amendment to Sec. IX of the Order Appointing Receiver filed by Michael Maidy. Signed by Judge Edward M. Chen on 12/9/16. (bpf, COURT STAFF) (Filed on 12/9/2016)
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Filing
146
STIPULATION AND ORDER re 144 STIPULATION WITH PROPOSED ORDER and re 143 ADMINISTRATIVE MOTION Request Notice and an Opportunity to be Heard filed by Telesoft Capital LLC Signed by Judge Edward M. Chen on 10/25/16. (bpfS, COURT STAFF) (Filed on 10/25/2016)
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Filing
141
STIPULATION AND ORDER re 139 FOR APPOINTMENT OF RECEIVER filed by Securities and Exchange Commission. Signed by Judge Edward M. Chen on 10/11/16. (bpf, COURT STAFF) (Filed on 10/11/2016)
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Filing
138
STIPULATION AND ORDER re 137 STIPULATION WITH PROPOSED ORDER Extending Time to Move to Amend the Complaint as to Potential Defendant 1 filed by Securities and Exchange Commission. Signed by Judge Edward M. Chen on 10/7/16. (bpfS, COURT STAFF) (Filed on 10/7/2016)
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Filing
133
STIPULATION AND ORDER re 132 TO USE BANK ACCOUNT filed by Michele J. Mazzola, Frank Gregory Mazzola. Signed by Judge Edward M. Chen on 9/21/16. (bpf, COURT STAFF) (Filed on 9/21/2016)
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Filing
103
STIPULATION AND ORDER re 101 Re Initial Case Management Conference Date filed by John V. Bivona, Anne Bivona. Case Management Statement due by 6/30/2016. Further Case Management Conference reset for 7/7/2016 09:30 AM in Courtroom 5, 17th Floor, San Francisco.Signed by Judge Edward M. Chen. (bpfS, COURT STAFF) (Filed on 5/26/2016)
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Filing
96
ORDER Granting Plaintiff's Motion for Preliminary Injunction. Signed by Judge Edward M. Chen on 5/25/2016. (emcsec, COURT STAFF) (Filed on 5/25/2016)
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Filing
94
ORDER re 83 ORDER GRANTING ADDITIONAL EXPEDITED DISCOVERY filed by Securities and Exchange Commission. Signed by Judge Edward M. Chen on 5/24/16. (bpfS, COURT STAFF) (Filed on 5/24/2016)
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Filing
91
STIPULATED ORDER REAPPOINTING INDEPENDENT MONITOR 88 . Signed by Judge Edward M. Chen on 5/20/2016. (afmS, COURT STAFF) (Filed on 5/20/2016)
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Filing
68
STIPULATION AND ORDER re 67 Preliminary Injunction filed by Saddle River Advisors, LLC, John V. Bivona, Anne Bivona. Signed by Judge Edward M. Chen on 5/3/16. (bpfS, COURT STAFF) (Filed on 5/3/2016)
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Filing
62
ORDER TO SHOW CAUSE. Show Cause Response due by 4/29/2016. Signed by Judge Edward M. Chen on 4/27/16. (bpfS, COURT STAFF) (Filed on 4/27/2016)
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Filing
39
ORDER by Judge Edward M. Chen Setting New Hearing Date on Motion for a Preliminary Injunction and Order to Show Cause.(emcsec, COURT STAFF) (Filed on 3/28/2016)
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Filing
27
ORDER setting hearing re Application for TRO (Docket #4). Temporary Restraining Order Hearing set for 3/23/2016 09:00 AM.. Signed by Judge Edward M. Chen on 3/22/16. (bpfS, COURT STAFF) (Filed on 3/22/2016)
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