Malhotra v. Sonim Technologies, Inc. et al
| Ajay Malhotra |
| National Securities Corporation, Alan Howe, Robert Plaschke, Kenny Young, John Kneuer, Maurice Hochschild, Jeffrey D. Johnson, Oppenheimer & Co. Inc., Lake Street Capital Markets, LLC, Susan G. Swenson, Sonim Technologies, Inc. and James Walker |
| 3:2019cv06416 |
| October 7, 2019 |
| US District Court for the Northern District of California |
| Maxine M Chesney |
| Securities/Commodities |
| 15 U.S.C. § 77 |
| Plaintiff |
Docket Report
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This docket was last retrieved on November 17, 2021. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 15 WAIVER OF SERVICE Returned Executed filed by Ajay Malhotra. Service waived by Maurice Hochschild waiver sent on 10/24/2019, answer due 12/23/2019; Alan Howe waiver sent on 10/24/2019, answer due 12/23/2019; Jeffrey D. Johnson waiver sent on 10/24/2019, answer due 12/23/2019; John Kneuer waiver sent on 10/24/2019, answer due 12/23/2019; Robert Plaschke waiver sent on 10/24/2019, answer due 12/23/2019; Sonim Technologies, Inc. waiver sent on 10/24/2019, answer due 12/23/2019; Susan G. Swenson waiver sent on 10/24/2019, answer due 12/23/2019; James Walker waiver sent on 10/24/2019, answer due 12/23/2019; Kenny Young waiver sent on 10/24/2019, answer due 12/23/2019. (Portnoy, Lesley) (Filed on 10/31/2019) |
| Filing 14 NOTICE by Ajay Malhotra of Publication of SEC Class Action Notice (Rajesh, Pavithra) (Filed on 10/28/2019) |
| Filing 13 CERTIFICATE of Counsel by Lesley F. Portnoy on behalf of Ajay Malhotra (Portnoy, Lesley) (Filed on 10/8/2019) |
| Filing 12 Certificate of Interested Entities by Ajay Malhotra (Portnoy, Lesley) (Filed on 10/8/2019) |
| Filing 11 Summons Issued as to Oppenheimer & Co. Inc. (mclS, COURT STAFF) |
| Filing 10 Summons Issued as to National Securities Corporation. (mclS, COURT STAFF) |
| Filing 9 Summons Issued as to Lake Street Capital Markets, LLC. (mclS, COURT STAFF) |
| Filing 8 Summons Issued as to Maurice Hochschild, Alan Howe, Jeffrey D. Johnson, John Kneuer, Robert Plaschke, Sonim Technologies, Inc., Susan G. Swenson, James Walker, Kenny Young. (mclS, COURT STAFF) |
| Filing 7 Initial Case Management Scheduling Order with ADR Deadlines: Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. Case Management Statement due by 1/3/2020. Initial Case Management Conference set for 1/10/2020 10:30 AM. (Attachments: #1 Notice of Eligibility for Video Recording)(mclS, COURT STAFF) (Filed on 10/8/2019) |
| Filing 6 Case assigned to Judge Maxine M. Chesney. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (jlgS, COURT STAFF) (Filed on 10/8/2019) |
| Filing 5 Proposed Summons. (Portnoy, Lesley) (Filed on 10/7/2019) |
| Filing 4 Proposed Summons. (Portnoy, Lesley) (Filed on 10/7/2019) |
| Filing 3 Proposed Summons. (Portnoy, Lesley) (Filed on 10/7/2019) |
| Filing 2 Proposed Summons. (Portnoy, Lesley) (Filed on 10/7/2019) |
| Filing 1 COMPLAINT against All Defendants ( Filing fee $ 400, receipt number 0971-13771956.). Filed byAjay Malhotra. (Attachments: #1 Civil Cover Sheet)(Portnoy, Lesley) (Filed on 10/7/2019) |
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