Houghton et al v. Leshner et al
| Amanda Houghton, Charles Douglas and Susan Franklin |
| Robert Leshner, Geoffrey Hayes, Compound DAO, AH Capital Management, LLC, Polychain Alchemy, LLC, Bain Capital Ventures (GP), LLC, Gauntlet Networks, Inc. and Paradigm Operations LP |
| 3:2022cv07781 |
| December 8, 2022 |
| US District Court for the Northern District of California |
| William H Orrick |
| Donna M Ryu |
| Securities/Commodities |
| 15 U.S.C. § 77 Securities Fraud |
| Plaintiff |
Docket Report
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This docket was last retrieved on November 8, 2023. A more recent docket listing may be available from PACER.
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| Filing 135 TRANSCRIPT ORDER for proceedings held on October 31, 2023 before Judge William H. Orrick by Paradigm Operations LP, for Court Reporter Kelly Shainline. (Faigen, Zachary) (Filed on 11/8/2023) |
| Filing 134 TRANSCRIPT ORDER for proceedings held on 10/31/2023 before Judge William H. Orrick by Charles Douglas, Susan Franklin, Amanda Houghton, for Court Reporter Kelly Shainline. (Spear, Nicholas) (Filed on 11/2/2023) |
| Filing 133 TRANSCRIPT ORDER for proceedings held on 10/31/2023 before Judge William H. Orrick by AH Capital Management, LLC, for Court Reporter Kelly Shainline. (Whitworth, Morgan) (Filed on 11/2/2023) |
| Filing 132 Further Case Management Conference held on 10/31/2023. Motions for Leave to File motions for reconsideration DENIED. Deadline to Amend/Add Pleadings: 11/4/2024. Further Case Management Conference set for 5/7/2024 02:00 PM via Videoconference (Case Management Statement due by 4/30/2024). Close of Fact Discovery: 4/28/2025. Dispositive Motions to be heard by 2/5/2026. Pretrial Conference set for 4/13/2026 02:00 PM and Jury Trial set for 5/11/2026 08:30 AM, both in San Francisco, Courtroom 02, 17th Floor before Judge William H. Orrick. Class Certification Motion Hearing set for 5/21/2025 02:00 PM via Videoconference. Total Time in Court: 19 minutes. Court Reporter: Kelly Shainline. (jmd, COURT STAFF) (Date Filed: 10/31/2023) |
| Filing 131 CLERKS NOTICE RE ZOOM HEARING - The Case Management Conference set for 10/31/2023 at 2:00 p.m. will be held via Zoom webinar.Webinar Access: All counsel, members of the public, and media may access the webinar information at #https://www.cand.uscourts.gov/who General Order 58. Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited.Zoom Guidance and Setup: #https://www.cand.uscourts.gov/zoom/. (This is a text-only entry generated by the court. There is no document associated with this entry.) (jmd, COURT STAFF) (Filed on 10/30/2023) |
| Filing 130 NOTICE of Appearance by Oleg Elkhunovich (Elkhunovich, Oleg) (Filed on 10/27/2023) |
| Filing 129 NOTICE of Appearance by Nicholas Nathan Spear (Spear, Nicholas) (Filed on 10/27/2023) |
| Filing 128 NOTICE of Appearance by Steven Gerald Sklaver (Sklaver, Steven) (Filed on 10/27/2023) |
| Filing 127 NOTICE of Appearance by Rohit Dwarka Nath (Nath, Rohit) (Filed on 10/26/2023) |
| Filing 126 Defendant Bain Capital Ventures (GP), LLCs ANSWER to Amended Complaint , COUNTERCLAIM against All Plaintiffs by Bain Capital Ventures (GP), LLC. (Sadeghi, Kayvan) (Filed on 10/25/2023) |
| Filing 125 Answer to Amended Complaint #76 Amended Complaint , COUNTERCLAIM (Conditional Counterclaims) against all Plaintiffs by Paradigm Operations LP. (Morrison, Peter) (Filed on 10/25/2023) |
| Filing 124 ANSWER to Amended Complaint , COUNTERCLAIM against Charles Douglas, Susan Franklin, Amanda Houghton by Polychain Alchemy, LLC. (Park, Jennifer) (Filed on 10/25/2023) |
| Filing 123 Answer to Amended Complaint #76 Amended Complaint , COUNTERCLAIM (Conditional Counterclaims) against All Plaintiffs by Gauntlet Networks, Inc.. (Gottlieb, Jason) (Filed on 10/25/2023) |
| Filing 122 Answer to Amended Complaint #76 Amended Complaint , COUNTERCLAIM (Conditional Counterclaims) against All Plaintiffs by Geoffrey Hayes. (Gottlieb, Jason) (Filed on 10/25/2023) |
| Filing 121 AH CAPITAL MANAGEMENT, L.L.C.S ANSWER to Amended Complaint (Class Action), CROSSCLAIM against All Plaintiffs by AH Capital Management, LLC. (Rawlinson, Matthew) (Filed on 10/25/2023) |
| Filing 120 Answer to Amended Complaint #76 Amended Complaint by Robert Leshner. (Gottlieb, Jason) (Filed on 10/25/2023) |
| Filing 119 JOINT CASE MANAGEMENT STATEMENT filed by Charles Douglas, Susan Franklin, Amanda Houghton, Polychain Alchemy, LLC, AH Capital Management, L.L.C., Paradigm Operations LP, Bain Capital Ventures (GP), LLC, Robert Leshner, Geoffrey Hayes and Gauntlet Networks, Inc.. (Lieberman, Michael) (Filed on 10/24/2023) Modified on 10/25/2023 (jml, COURT STAFF). |
| Filing 118 Certificate of Interested Entities by Geoffrey Hayes (Gottlieb, Jason) (Filed on 10/23/2023) |
| Filing 117 Certificate of Interested Entities by Robert Leshner (Gottlieb, Jason) (Filed on 10/23/2023) |
| Filing 116 Certificate of Interested Entities by Gauntlet Networks, Inc. (Gottlieb, Jason) (Filed on 10/23/2023) |
| Filing 115 Rule 7.1 Disclosures by Gauntlet Networks, Inc. (Gottlieb, Jason) (Filed on 10/23/2023) |
| Filing 114 Notice of Motion and MOTION for Leave to File to Move For Reconsideration filed by Gauntlet Networks, Inc.. (Attachments: #1 Proposed Order)(Gottlieb, Jason) (Filed on 10/16/2023) Modified on 10/16/2023 (jml, COURT STAFF). |
| Filing 113 MOTION for Reconsideration re #94 Order on Motion to Dismiss, filed by Bain Capital Ventures (GP), LLC. (Attachments: #1 Proposed Order)(Sadeghi, Kayvan) (Filed on 10/13/2023) |
| Filing 112 NOTICE of Appearance by An N Tran (Tran, An) (Filed on 10/13/2023) |
| Filing 111 MOTION for Leave to File Motion for Reconsideration (Civ. L.R. 7-9) filed by Polychain Alchemy, LLC. (Attachments: #1 Proposed Order)(Park, Jennifer) (Filed on 10/13/2023) |
| Filing 110 MOTION for Leave to File Defendant A.H. Management, L.L.C.'s Notice of Motion and Motion for Leave to file Motion for Reconsideration of #94 Order Denying Defendants' Motion to Dismiss; Memorandum of Points and Authorities filed by AH Capital Management, LLC. (Attachments: #1 Proposed Order)(Rawlinson, Matthew) (Filed on 10/13/2023) |
| Filing 109 MOTION or Leave to file Defendant Robert Leshner's Notice of Motion and Motion for Leave to Move for Reconsideration filed by Robert Leshner. Responses due by 10/27/2023. Replies due by 11/3/2023. (Attachments: #1 Proposed Order)(Gottlieb, Jason) (Filed on 10/13/2023) |
| Filing 108 MOTION for Leave to file Defendant Geoffrey Hayes's Notice of Motion and Motion for Leave to Move for Reconsideration filed by Geoffrey Hayes. Responses due by 10/27/2023. Replies due by 11/3/2023. (Attachments: #1 Proposed Order)(Gottlieb, Jason) (Filed on 10/13/2023) |
| Filing 107 MOTION for Leave to File Defendant Paradigm Operations LP's Notice Of Motion And Motion For Leave To Move For Reconsideration; Memorandum Of Points And Authorities filed by Paradigm Operations LP. (Attachments: #1 Proposed Order)(Morrison, Peter) (Filed on 10/13/2023) |
| Filing 106 ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options on behalf of Plaintiff Amanda Houghton (Crooks, Jamie) (Filed on 10/12/2023) |
| Filing 105 ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options of Plaintiff Charles Douglas (Crooks, Jamie) (Filed on 10/11/2023) |
| Filing 104 ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options (Gottlieb, Jason) (Filed on 10/10/2023) |
| Filing 103 ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options (Gottlieb, Jason) (Filed on 10/10/2023) |
| Filing 102 ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options (Gottlieb, Jason) (Filed on 10/10/2023) |
| Filing 101 ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options (Sadeghi, Kayvan) (Filed on 10/10/2023) |
| Filing 100 ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options for Plaintiff Susan Franklin (Crooks, Jamie) (Filed on 10/10/2023) |
| Filing 99 ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options (Morrison, Peter) (Filed on 10/10/2023) |
| Filing 98 ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options (Whitworth, Morgan) (Filed on 10/10/2023) |
| Filing 97 ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options (Cooper, Roger) (Filed on 10/10/2023) |
Filing 96
ORDER GRANTING #95 STIPULATED REQUEST (1) CONTINUING CASE MANAGEMENT CONFERENCE AND (2) EXTENDING TIME TO RESPOND TO AMENDED COMPLAINT by Judge William H. Orrick. Initial Case Management Conference reset for 10/31/2023 02:00 PM via Videoconference (Case Management Statement due by 10/24/2023). Defendants' time to Answer is extended to and including October 25, 2023. (jmd, COURT STAFF) (Filed on 9/27/2023)
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| Filing 95 STIPULATION WITH PROPOSED ORDER to Continue Initial CMC and Extend Deadline to Answer filed by Charles Douglas, Susan Franklin, Amanda Houghton, Bain Capital Ventures (GP), LLC, Paradigm Operations LP, Robert Leshner, AH Capital Management, L.L.C., Polychain Alchemy, LLC, Geoffrey Hayes, and Gauntlet Networks, Inc.. (Attachments: #1 Proposed Order)(Harrow, Jason) (Filed on 9/27/2023) Modified on 9/28/2023 (jml, COURT STAFF). |
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Filing 94
ORDER DENYING #79 MOTION TO DISMISS by Judge William H. Orrick denying #79 Motion to Dismiss. Case Management Statement due by 10/3/2023. Case Management Conference set for 10/10/2023 02:00 PM via Videoconference. (jmd, COURT STAFF) (Filed on 9/20/2023)
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| Filing 93 CLERK'S NOTICE - Pursuant to Civil L.R. 7-1(b), the #79 Motion to Dismiss has been determined to be appropriate for disposition without oral argument; as such, the hearing set for 9/20/2023 is VACATED. (This is a text-only entry generated by the court. There is no document associated with this entry.) (jmd, COURT STAFF) (Filed on 9/18/2023) |
| Filing 92 STATEMENT OF RECENT DECISION pursuant to Civil Local Rule 7-3.d filed byPolychain Alchemy, LLC. (Park, Jennifer) (Filed on 9/11/2023) |
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Filing 91
Order by Judge William H. Orrick granting #89 Administrative Motion to file a sur-reply and #90 request to file a response. The hearing on the Motion to Dismiss is continued to 9/20/2023 02:00 PM in San Francisco, - Videoconference Only before Judge William H. Orrick. (This is a text-only entry generated by the court. There is no document associated with this entry.) (wholc3, COURT STAFF) (Filed on 8/8/2023)
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| Filing 90 OPPOSITION/RESPONSE (re #89 ADMINISTRATIVE MOTION Leave to File Surreply Brief ) /Defendants' Opposition to Plaintiffs' Administrative Motion for Leave to File Surreply or, in the Alternative, Motion for Leave to File a Response to Plaintiffs' Surreply filed byAH Capital Management, LLC, Bain Capital Ventures (GP), LLC, Gauntlet Networks, Inc., Geoffrey Hayes, Robert Leshner, Paradigm Operations LP, Polychain Alchemy, LLC. (Attachments: #1 Declaration Accompanying Defendants' Motion for Leave to File a Response to Plaintiffs' Surreply, #2 [PROPOSED] Order Denying Plaintiffs' Motion for Leave to File Surreply, #3 [PROPOSED] Order Granting Defendants' Motion for Leave to File Response to Plaintiffs' Surreply, #4 Defendants' [PROPOSED] Response to Plaintiffs' Surreply)(Park, Jennifer) (Filed on 8/7/2023) |
| Filing 89 ADMINISTRATIVE MOTION Leave to File Surreply Brief filed by Charles Douglas, Susan Franklin, Amanda Houghton. Responses due by 8/7/2023. (Attachments: #1 Declaration of Jason Harrow, #2 Exhibit Surreply Brief, #3 Proposed Order Granting Request)(Harrow, Jason) (Filed on 8/1/2023) |
| Filing 88 REPLY (re #79 MOTION to Dismiss ) filed byAH Capital Management, LLC, Bain Capital Ventures (GP), LLC, Gauntlet Networks, Inc., Geoffrey Hayes, Robert Leshner, Paradigm Operations LP, Polychain Alchemy, LLC. (Park, Jennifer) (Filed on 7/27/2023) |
| Filing 87 NOTICE of Appearance by Morgan Edwin Whitworth on behalf of Defendant AH Capital Management, L.L.C. (Whitworth, Morgan) (Filed on 7/27/2023) |
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Filing 86
Order by Judge William H. Orrick granting #85 Stipulation. Reply Brief due by 7/27/2023. (This is a text-only entry generated by the court. There is no document associated with this entry.) (wholc3, COURT STAFF) (Filed on 7/19/2023)
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| Filing 85 STIPULATION WITH PROPOSED ORDER to Extend Deadline to File Defendants' Reply in Support of Defendants' Motion to Dismiss the First Amended Complaint filed by Polychain Alchemy, LLC, Robert Leshner, Geoffrey Hayes, AH Capital Management, LLC, Bain Capital Ventures (GP), Gauntlet Networks, Inc., Paradigm Operations LP, Amanda Houghton, Charles Douglas, and Susan Franklin. (Attachments: #1 Declaration of Samuel Levander)(Park, Jennifer) (Filed on 7/18/2023) Modified on 7/19/2023 (jml, COURT STAFF). |
| Filing 84 Clerk's DECLINATION OF DEFAULT as to Compound DAO on June 23, 2023. (Related documents(s) #83 )(jml, COURT STAFF) (Filed on 6/23/2023) |
| #Electronic filing error. Judge initials are missing. Counsel need not re-file the document, but should reference the judge's initials on future filings. Re: #83 Second MOTION for Entry of Default against Compound DAO filed by Amanda Houghton, Charles Douglas, Susan Franklin (jml, COURT STAFF) (Filed on 6/22/2023) |
| Filing 83 Second MOTION for Entry of Default against Compound DAO filed by Charles Douglas, Susan Franklin, Amanda Houghton. (Attachments: #1 Exhibit Proposed Entry of Default)(Harrow, Jason) (Filed on 6/22/2023) |
| Filing 82 OPPOSITION/RESPONSE (re #79 MOTION to Dismiss ) filed byCharles Douglas, Susan Franklin, Amanda Houghton. (Harrow, Jason) (Filed on 6/22/2023) |
| Filing 81 CLERKS NOTICE RESETTING ZOOM HEARING - The Hearing on #79 MOTION to Dismiss is reset for 8/16/2023 02:00 PM. This proceeding will be held via Zoom webinar.Webinar Access: All counsel, members of the public, and media may access the webinar information at #https://www.cand.uscourts.gov/who General Order 58. Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited.Zoom Guidance and Setup: #https://www.cand.uscourts.gov/zoom/. (This is a text-only entry generated by the court. There is no document associated with this entry.) (jmd, COURT STAFF) (Filed on 6/8/2023) |
| Filing 80 Renotice motion hearing re #79 MOTION to Dismiss filed byAH Capital Management, LLC, Bain Capital Ventures (GP), LLC, Gauntlet Networks, Inc., Geoffrey Hayes, Robert Leshner, Paradigm Operations LP, Polychain Alchemy, LLC. (Related document(s) #79 ) (Park, Jennifer) (Filed on 6/7/2023) |
| Filing 79 MOTION to Dismiss filed by AH Capital Management, LLC, Bain Capital Ventures (GP), LLC, Gauntlet Networks, Inc., Geoffrey Hayes, Robert Leshner, Paradigm Operations LP, Polychain Alchemy, LLC. Motion Hearing set for 8/9/2023 02:00 PM in San Francisco, Courtroom 02, 17th Floor before Judge William H. Orrick. Responses due by 6/23/2023. Replies due by 7/21/2023. (Attachments: #1 Proposed Order Granting Defendants' Motion to Dismiss)(Park, Jennifer) (Filed on 5/12/2023) |
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Filing 78
Order by Judge William H. Orrick granting #77 Motion for Pro Hac Vice by Michael Mix. (jmd, COURT STAFF) (Filed on 4/24/2023)
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| Filing 77 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-18192326.) filed by Gauntlet Networks, Inc., Geoffrey Hayes, Robert Leshner. (Attachments: #1 Certificate of Good Standing)(Mix, Michael) (Filed on 4/20/2023) |
| Filing 76 FIRST AMENDED COMPLAINT against All Defendants. Filed by Susan Franklin, Charles Douglas, Amanda Houghton. (Harrow, Jason) (Filed on 3/31/2023) Modified on 3/31/2023 (jml, COURT STAFF). |
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Filing 75
Order by Judge William H. Orrick granting #74 Stipulation. Plaintiffs shall file any amended complaint by March 31, 2023. Defendants may respond by 42 days after that filing. Plaintiffs may to oppose any motion filed 42 days thereafter. Reply papers may be filed 28 days thereafter. The Case Management Conference currently scheduled for April 11, 2023 at2:00 p.m. and the associated ADR deadlines are vacated and will be rescheduled after the Court rules on any motion to dismiss the amended complaint or any other motion to dismiss that may be subsequently filed. (This is a text-only entry generated by the court. There is no document associated with this entry.) (wholc3, COURT STAFF) (Filed on 3/28/2023)
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| Filing 74 STIPULATION WITH PROPOSED ORDER (1) Setting A Deadline For Filing An Amended Complaint (2) Setting A Briefing Schedule For Any Motions To Dismiss And (3) Continuing The Case Management Conference filed by Paradigm Operations LP, Amanda Houghton, Charles Douglas, Susan Franklin, Robert Leshner, Geoffrey Hayes, AH Capital Management, LLC, Polychain Alchemy, LLC, Bain Capital Ventures (GP), Gauntlet Networks, Inc., and Paradigm Operations. (Attachments: #1 Declaration of Peter B. Morrison)(Morrison, Peter) (Filed on 3/27/2023) Modified on 3/27/2023 (jml, COURT STAFF). |
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Filing 73
ORDER APPOINTING LEAD PLAINTIFF AND LEAD COUNSEL by Judge William H. Orrick granting #47 Motion to Appoint Lead Plaintiff and Lead Counsel. Case Management Statement due by 4/4/2023. Case Management Conference set for 4/11/2023 02:00 PM via Videoconference. (jmd, COURT STAFF) (Filed on 3/13/2023)
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| Filing 72 Certificate of Interested Entities by Bain Capital Ventures (GP), LLC identifying Other Affiliate Bain Capital Ventures, LP for Bain Capital Ventures (GP), LLC. (Sadeghi, Kayvan) (Filed on 3/13/2023) |
| #Electronic filing error. REMINDER TO COUNSEL: Counsel is instructed that all future filings shall bear the initials WHO immediately after the case number. Re: #71 Certificate of Interested Entities filed by Bain Capital Ventures (GP), LLC, #70 Certificate of Interested Entities filed by Bain Capital Ventures (GP), LLC (jml, COURT STAFF) (Filed on 3/10/2023) |
| #Electronic filing error. Filer did not add all interested parties when prompted. Re-file this document in its entirety and when prompted, enter all affiliates or corporate parents. Re: #70 Certificate of Interested Entities filed by Bain Capital Ventures (GP), LLC (jml, COURT STAFF) (Filed on 3/10/2023) |
| Filing 71 Corporate Disclosure Statement by Bain Capital Ventures (GP), LLC (Sadeghi, Kayvan) (Filed on 3/10/2023) |
| Filing 70 Certificate of Interested Entities by Bain Capital Ventures (GP), LLC (Sadeghi, Kayvan) (Filed on 3/10/2023) |
| Filing 69 CLERKS NOTICE SETTING ZOOM HEARING - Motion Hearing as to #47 MOTION to Appoint Lead Plaintiff and Lead Counsel reset for 3/15/2023 02:00 PM via Videoconference before Judge William H. Orrick. This proceeding will be held via Zoom webinar.Webinar Access: All counsel, members of the public, and media may access the webinar information at #https://www.cand.uscourts.gov/who General Order 58. Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited.Zoom Guidance and Setup: #https://www.cand.uscourts.gov/zoom/. (This is a text-only entry generated by the court. There is no document associated with this entry.) (jmd, COURT STAFF) (Filed on 3/2/2023) |
| Filing 68 REPLY (re #47 MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed byCharles Douglas, Susan Franklin, Amanda Houghton. (Harrow, Jason) (Filed on 2/27/2023) |
| Filing 67 Corporate Disclosure Statement by Polychain Alchemy, LLC (Park, Jennifer) (Filed on 2/27/2023) |
| Filing 66 Certificate of Interested Entities by Polychain Alchemy, LLC (Park, Jennifer) (Filed on 2/27/2023) |
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Filing 65
Order by Judge William H. Orrick granting #61 Motion for Pro Hac Vice by Vani T. Upadhyaya. (jmd, COURT STAFF) (Filed on 2/24/2023)
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Filing 64
Order by Judge William H. Orrick granting #60 Motion for Pro Hac Vice by Jason P. Gottlieb. (jmd, COURT STAFF) (Filed on 2/24/2023)
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Filing 63
Order by Judge William H. Orrick granting #62 Motion for Pro Hac Vice by Edward P. Gilbert.(jmd, COURT STAFF) (Filed on 2/24/2023)
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| Filing 62 MOTION for leave to appear in Pro Hac Vice Edward P. Gilbert ( Filing fee $ 317, receipt number ACANDC-18012537.) filed by Gauntlet Networks, Inc., Geoffrey Hayes, Robert Leshner. (Attachments: #1 Certificate of Good Standing)(Gilbert, Edward) (Filed on 2/22/2023) |
| Filing 61 MOTION for leave to appear in Pro Hac Vice Vani T. Upadhyaya ( Filing fee $ 317, receipt number BCANDC-18012434.) filed by Gauntlet Networks, Inc., Geoffrey Hayes, Robert Leshner. (Attachments: #1 Certificate of Good Standing)(Upadhyaya, Vani) (Filed on 2/22/2023) |
| Filing 60 MOTION for leave to appear in Pro Hac Vice Jason P. Gottlieb ( Filing fee $ 317, receipt number 18010711.) Filing fee previously paid on 02/22/2023 filed by Gauntlet Networks, Inc.. (Attachments: #1 Certificate of Good Standing)(Gottlieb, Jason) (Filed on 2/22/2023) |
| Filing 59 MOTION for leave to appear in Pro Hac Vice Jason P. Gottlieb ( Filing fee $ 317, receipt number 18010711.) Filing fee previously paid on 02/22/2023 filed by Geoffrey Hayes, Robert Leshner. (Attachments: #1 Certificate of Good Standing)(Gottlieb, Jason) (Filed on 2/22/2023) |
| Filing 58 NOTICE of Appearance by Ellen London on behalf of Robert Leshner, Geoffrey Hayes, and Gauntlet Networks, Inc. (London, Ellen) (Filed on 2/22/2023) |
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Filing 57
Order by Judge William H. Orrick granting #54 Motion for Pro Hac Vice by Benjamin A. Naftalis. (jmd, COURT STAFF) (Filed on 2/22/2023)
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Filing 56
Order by Judge William H. Orrick granting #53 Motion for Pro Hac Vice by Susan E. Engel. (jmd, COURT STAFF) (Filed on 2/22/2023)
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| Filing 55 OPPOSITION/RESPONSE (re #47 MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed byAH Capital Management, LLC, Bain Capital Ventures (GP), LLC, Gauntlet Networks, Inc., Geoffrey Hayes, Robert Leshner, Paradigm Operations LP, Polychain Alchemy, LLC. (Park, Jennifer) (Filed on 2/21/2023) |
| Filing 54 MOTION for leave to appear in Pro Hac Vice for Benjamin A. Naftalis ( Filing fee $ 317, receipt number ACANDC-18005790.) filed by AH Capital Management, LLC. (Attachments: #1 Certificate of Good Standing)(Naftalis, Benjamin) (Filed on 2/21/2023) |
| Filing 53 MOTION for leave to appear in Pro Hac Vice for Susan E. Engel ( Filing fee $ 317, receipt number ACANDC-18005720.) filed by AH Capital Management, LLC. (Attachments: #1 Certificate of Good Standing)(Engel, Susan) (Filed on 2/21/2023) |
| Filing 52 Certificate of Interested Entities by AH Capital Management, LLC (Rawlinson, Matthew) (Filed on 2/21/2023) |
| Filing 51 Rule 7.1 Disclosures by AH Capital Management, LLC (Rawlinson, Matthew) (Filed on 2/21/2023) |
| Filing 50 NOTICE of Appearance by Douglas Kent Yatter on behalf of Defendant AH Capital Management, L.L.C (Yatter, Douglas) (Filed on 2/21/2023) |
| Filing 49 NOTICE of Appearance by Matthew Rawlinson on behalf of Defendant AH Capital Management, L.L.C. (Rawlinson, Matthew) (Filed on 2/21/2023) |
| Filing 48 Clerk's DECLINATION OF DEFAULT as to COMPOUND DAO on February 7, 2023. (Related documents(s) #39 )(jml, COURT STAFF) (Filed on 2/7/2023) |
| Filing 47 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Charles Douglas, Susan Franklin, Amanda Houghton. Motion Hearing set for 3/8/2023 02:00 PM in San Francisco, Courtroom 02, 17th Floor before Judge William H. Orrick. Responses due by 2/21/2023. Replies due by 2/28/2023. (Attachments: #1 Declaration of Jason Harrow and Ex A, #2 Proposed Order)(Harrow, Jason) (Filed on 2/6/2023) |
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Filing 46
Order by Judge William H. Orrick granting #42 Motion for Pro Hac Vice by Samuel Levander. (jmd, COURT STAFF) (Filed on 2/3/2023)
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Filing 45
Order by Judge William H. Orrick granting #43 Motion for Pro Hac Vice by Jared Gerber. (jmd, COURT STAFF) (Filed on 2/3/2023)
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Filing 44
Order by Judge William H. Orrick granting #41 Motion for Pro Hac Vice by Roger A. Cooper. (jmd, COURT STAFF) (Filed on 2/3/2023)
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| Filing 43 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-17955978.) filed by Polychain Alchemy, LLC. (Attachments: #1 Certificate of Good Standing)(Gerber, Jared) (Filed on 2/3/2023) |
| #Electronic filing error. NOTICE TO COUNSEL: JENNIFER KENNEDY PARK. The docket shows a different address from what is appearing on the document (dkt. #: #40 Notice of App earance filed by Polychain Alchemy, LLC ). Please update your personal profile on ECF. (jml, COURT STAFF) (Filed on 2/2/2023) |
| Filing 42 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-17954947.) filed by Polychain Alchemy, LLC. (Attachments: #1 Certificate of Good Standing)(Levander, Samuel) (Filed on 2/2/2023) |
| Filing 41 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-17954750.) filed by Polychain Alchemy, LLC. (Attachments: #1 Certificate of Good Standing)(Cooper, Roger) (Filed on 2/2/2023) |
| Filing 40 NOTICE of Appearance by Jennifer Kennedy Park for Polychain Alchemy, LLC (Park, Jennifer) (Filed on 2/2/2023) |
| Filing 39 MOTION for Entry of Default as to Compound DAO filed by Charles Douglas, Susan Franklin, Amanda Houghton. (Attachments: #1 Declaration Harrow Declaration, #2 Proposed Order Proposed Entry of Default)(Lieberman, Michael) (Filed on 2/1/2023) Modified on 2/1/2023 (jml, COURT STAFF). |
| #Electronic filing error. Incorrect event used. [err101] The correct event is Motion for Entry of Default. The correct event can be found at: Civil Events > Motions and Relate d Filings > Motions - General > Entry of Default. Corrected by Clerk's Office. No further action is necessary. Re: #39 MOTION for Default Judgment by the Clerk as to Compound DAO filed by Amanda Houghton, Charles Douglas, Susan Franklin (jml, COURT STAFF) (Filed on 2/1/2023) |
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Filing 38
Order by Judge William H. Orrick granting #31 Motion for Pro Hac Vice by Kayvan B. Sadeghi. (jmd, COURT STAFF) (Filed on 1/9/2023)
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Filing 37
Order by Judge William H. Orrick granting #35 Motion for Pro Hac Vice by Alexander C. Drylewski. (jmd, COURT STAFF) (Filed on 1/9/2023)
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| Filing 36 SUMMONS Returned Executed by Susan Franklin, Charles Douglas, Amanda Houghton. Robert Leshner served on 1/2/2023, answer due 1/23/2023. (Harrow, Jason) (Filed on 1/9/2023) |
| Filing 35 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-17877468.) filed by Paradigm Operations LP. (Drylewski, Alexander) (Filed on 1/6/2023) |
| Filing 34 NOTICE of Appearance by Zachary Marc Faigen (Faigen, Zachary) (Filed on 1/6/2023) |
| Filing 33 Certificate of Interested Entities by Paradigm Operations LP identifying Other Affiliate Fred Erhsam, Other Affiliate Matt Huang, Other Affiliate Paradigm Operations GP LLC. for Paradigm Operations LP. (Morrison, Peter) (Filed on 1/6/2023) |
| Filing 32 NOTICE of Appearance by Benjamin T. Hand (Hand, Benjamin) (Filed on 1/5/2023) |
| Filing 31 MOTION for leave to appear in Pro Hac Vice of Kayvan B. Sadeghi ( Filing fee $ 317, receipt number ACANDC-17874022.) filed by Bain Capital Ventures (GP), LLC. (Attachments: #1 Certificate of Good Standing)(Sadeghi, Kayvan) (Filed on 1/5/2023) |
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Filing 30
ORDER (1) EXTENDING TIME TO RESPOND TO COMPLAINT (2) VACATING CASE MANAGEMENTCONFERENCE AND (3) VACATING ADR DEADLINES by Judge William H. Orrick granting #29 Stipulation. (jmd, COURT STAFF) (Filed on 12/29/2022)
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| Filing 29 STIPULATION WITH PROPOSED ORDER re #9 Initial Case Management Scheduling Order with ADR Deadlines, #1 Complaint, filed by Paradigm Operations LP, Robert Leshner, Geoffrey Hayes, AH Capital Management, LLC, Polychain Alchemy, LLC, Bain Capital Ventures (GP), Gauntlet Networks, Inc., Amanda Houghton, Charles Douglas, and Susan Franklin. (Attachments: #1 Declaration of Peter B. Morrison)(Morrison, Peter) (Filed on 12/29/2022) Modified on 12/29/2022 (jml, COURT STAFF). |
| Filing 28 Proposed Summons. (Harrow, Jason) (Filed on 12/29/2022) |
| #Electronic filing error. This filing will not be processed by the clerks office. The person listed on the summons has been served per docket #{22]. Re: #28 Proposed Summons filed by Amanda Houghton, Charles Douglas, Susan Franklin (jml, COURT STAFF) (Filed on 12/29/2022) |
| Filing 27 NOTICE of Appearance by Benjamin Thorman Halbig (Halbig, Benjamin) (Filed on 12/28/2022) |
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Filing 26
Order by Judge William H. Orrick granting #6 Motion for Pro Hac Vice by Michael Lieberman. (jmd, COURT STAFF) (Filed on 12/28/2022)
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| Filing 25 SUMMONS Returned Executed by Susan Franklin, Charles Douglas, Amanda Houghton. Geoffrey Hayes served on 12/20/2022, answer due 1/10/2023. (Harrow, Jason) (Filed on 12/24/2022) |
| #Electronic filing error. Incorrect event used. [err101] The correct event is Summons returned executed. Service by Publication is incorrect. Corrected by Clerk's Office. No further action is necessary. Re: #21 Service by Publication, Summons Returned Executed filed by Amanda Houghton, Charles Douglas, Susan Franklin (jml, COURT STAFF) (Filed on 12/19/2022) |
| Filing 24 SUMMONS Returned Executed by Susan Franklin, Charles Douglas, Amanda Houghton. (Harrow, Jason) (Filed on 12/19/2022) |
| Filing 23 SUMMONS Returned Executed by Susan Franklin, Charles Douglas, Amanda Houghton. Gauntlet Networks, Inc. served on 12/19/2022, answer due 1/9/2023. (Harrow, Jason) (Filed on 12/19/2022) |
| Filing 22 SUMMONS Returned Executed by Susan Franklin, Charles Douglas, Amanda Houghton. (Harrow, Jason) (Filed on 12/19/2022) |
| Filing 21 SUMMONS Returned Executed by Susan Franklin, Charles Douglas, Amanda Houghton. (Harrow, Jason) (Filed on 12/19/2022) Modified on 12/20/2022 (jml, COURT STAFF). |
| Filing 20 SUMMONS Returned Executed by Susan Franklin, Charles Douglas, Amanda Houghton. (Harrow, Jason) (Filed on 12/19/2022) |
| Filing 19 SUMMONS Returned Executed by Susan Franklin, Charles Douglas, Amanda Houghton. (Harrow, Jason) (Filed on 12/19/2022) |
| #Electronic filing error. No title Page. Certificates/Proofs of Service e-filed separately and not as an attachment, require a title page. Please refer to Civil Local Rules 3-4 re first page requirement. Please re-file in its entirety. Re: #16 Summons Returned Executed filed by Amanda Houghton, Charles Douglas, Susan Franklin, #18 Summons Returned Executed filed by Amanda Houghton, Charles Douglas, Susan Franklin, #17 Summons Returned Executed filed by Amanda Houghton, Charles Douglas, Susan Franklin, #14 Summons Returned Executed filed by Amanda Houghton, Charles Douglas, Susan Franklin, #15 Summons Returned Executed filed by Amanda Houghton, Charles Douglas, Susan Franklin (jml, COURT STAFF) (Filed on 12/19/2022) |
| Filing 18 SUMMONS Returned Executed by Susan Franklin, Charles Douglas, Amanda Houghton. AH Capital Management, LLC served on 12/14/2022, answer due 1/4/2023. (Harrow, Jason) (Filed on 12/16/2022) |
| Filing 17 SUMMONS Returned Executed by Susan Franklin, Charles Douglas, Amanda Houghton. Polychain Alchemy, LLC served on 12/14/2022, answer due 1/4/2023. (Harrow, Jason) (Filed on 12/16/2022) |
| Filing 16 SUMMONS Returned Executed by Susan Franklin, Charles Douglas, Amanda Houghton. Compound DAO served on 12/14/2022, answer due 1/4/2023. (Harrow, Jason) (Filed on 12/16/2022) |
| Filing 15 SUMMONS Returned Executed by Susan Franklin, Charles Douglas, Amanda Houghton. Paradigm Operations LP served on 12/14/2022, answer due 1/4/2023. (Harrow, Jason) (Filed on 12/16/2022) |
| Filing 14 SUMMONS Returned Executed by Susan Franklin, Charles Douglas, Amanda Houghton. Bain Capital Ventures (GP), LLC served on 12/14/2022, answer due 1/4/2023. (Harrow, Jason) (Filed on 12/16/2022) |
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Filing 13
Order by Judge William H. Orrick granting #11 Motion for Pro Hac Vice by James Crooks. (jmd, COURT STAFF) (Filed on 12/16/2022)
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Filing 12
Order by Judge William H. Orrick granting #10 Motion for Pro Hac Vice by Charles Gerstein. (jmd, COURT STAFF) (Filed on 12/16/2022)
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| Filing 11 First MOTION for leave to appear in Pro Hac Vice of James Crooks ( Filing fee $ 317, receipt number ACANDC-17806367.) filed by Charles Douglas, Susan Franklin, Amanda Houghton. (Attachments: #1 Certificate/Proof of Service Good Standing)(Crooks, Jamie) (Filed on 12/12/2022) |
| Filing 10 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-17805543.) filed by Charles Douglas, Susan Franklin. (Attachments: #1 Exhibit Certificate of Good Standing)(Gerstein, Charles) (Filed on 12/12/2022) |
| Filing 9 Initial Case Management Scheduling Order with ADR Deadlines: Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. Case Management Statement due by 3/7/2023. Initial Case Management Conference set for 3/14/2023 02:00 PM in San Francisco, Courtroom 02, 17th Floor. (Attachments: #1 Notice of Eligibility for Video Recording)(jml, COURT STAFF) (Filed on 12/9/2022) |
| Filing 8 Summons Issued as to AH Capital Management, LLC, Bain Capital Ventures (GP), LLC, Compound DAO, Gauntlet Networks, Inc., Geoffrey Hayes, Robert Leshner, Paradigm Operations LP, Polychain Alchemy, LLC. (jml, COURT STAFF) (Filed on 12/9/2022) |
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Filing 7
ORDER REASSIGNING CASE. Case reassigned using a proportionate, random, and blind system pursuant to General Order No. 44 to Judge William H. Orrick for all further proceedings. Magistrate Judge Donna M. Ryu no longer assigned to case. Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras.Signed by The Clerk on 12/09/2022. (Attachments: #1 Notice of Eligibility for Video Recording)(jrs, COURT STAFF) (Filed on 12/9/2022)
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| Filing 6 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-17801037.) filed by Charles Douglas, Susan Franklin, Amanda Houghton. (Lieberman, Michael) (Filed on 12/9/2022) |
| Filing 5 Proposed Summons. (Harrow, Jason) (Filed on 12/9/2022) |
| #Electronic filing error. A maximum of THREE summons will be issued. Please list all defendants on ONE summons or multiple defendants on THREE summons and re-file in its entirety. Re: #3 Proposed Summons filed by Amanda Houghton, Charles Douglas, Susan Franklin (jml, COURT STAFF) (Filed on 12/9/2022) |
| Filing 4 Case assigned to Magistrate Judge Donna M. Ryu. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 12/22/2022. (jrs, COURT STAFF) (Filed on 12/8/2022) |
| Filing 3 Proposed Summons. (Harrow, Jason) (Filed on 12/8/2022) |
| Filing 2 Certificate of Interested Entities by Charles Douglas, Susan Franklin, Amanda Houghton identifying Other Affiliate Gerstein Harrow LLP, Other Affiliate Fairmark Partners LLP for Amanda Houghton, Charles Douglas, Susan Franklin. (Harrow, Jason) (Filed on 12/8/2022) |
| Filing 1 CLASS ACTION COMPLAINT against All Defendants with jury demand ( Filing fee $ 402, receipt number ACANDC-17798382.). Filed by Susan Franklin, Charles Douglas, Amanda Houghton. (Attachments: #1 Declaration of Amanda Houghton, #2 Declaration of Susan Franklin, #3 Declaration of Charles Franklin, #4 Civil Cover Sheet)(Harrow, Jason) (Filed on 12/8/2022) Modified on 12/9/2022 (jml, COURT STAFF). |
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