Phillips v. Churchill Capital Corporation IV et al
| Randy Phillips, Max Royal LLC, Seung Lee, Hee Lee, Aaron Lan, Paradigm Business Park LLC, Sichao Xu, Gregory J. Slabaugh and Arec D Simeri |
| Churchill Capital Corporation IV, Atieva Inc d/b/a Lucid Motors, Michael Klein, Jay Faragin, Peter Rawlinson, Atieva Inc d/b/a Lucid Motors doing business as LUCID MOTORS and Jay Taragin |
| Dr. Michael A. Howell |
| 4:2021cv09323 |
| December 2, 2021 |
| US District Court for the Northern District of California |
| Yvonne Gonzalez Rogers |
| Alex G Tse |
| Securities/Commodities |
| Plaintiff |
Docket Report
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This docket was last retrieved on February 28, 2022. A more recent docket listing may be available from PACER.
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| Filing 114 Request for Judicial Notice re #113 MOTION to Dismiss Plaintiffs' Revised Amended Complaint filed byAtieva Inc, Peter Rawlinson. (Attachments: #1 Proposed Order)(Related document(s) #113 ) (Potischman, Neal) (Filed on 2/14/2022) |
| Filing 113 MOTION to Dismiss Plaintiffs' Revised Amended Complaint filed by Atieva Inc, Peter Rawlinson. Motion Hearing set for 5/17/2022 02:00 PM in Oakland, Courtroom 1, 4th Floor before Judge Yvonne Gonzalez Rogers. Responses due by 3/31/2022. Replies due by 5/2/2022. (Attachments: #1 Declaration, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3, #5 Exhibit 4, #6 Exhibit 5, #7 Exhibit 6, #8 Exhibit 7, #9 Proposed Order)(Potischman, Neal) (Filed on 2/14/2022) |
| Filing 112 Letter from Carol C. Villegas Enclosing Plaintiffs' Chart Identifying the False Statements in the Amended Complaint. (Attachments: #1 Exhibit A)(Villegas, Carol) (Filed on 2/11/2022) |
Filing 111
ORDER TO TRANSFER, REASSIGN, AND CONSOLIDATE CASES: C-21-9323-YGR; C-21-9313-EMC and C-21-9314-RS. Signed by Judge Chief Judge Richard Seeborg on 01/24/22. (jlm, COURT STAFF) (Filed on 1/24/2022) Modified on 1/24/2022 (jlm, COURT STAFF).
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| Filing 110 AMENDED COMPLAINT - REVISED AMENDED COMPLAINT FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS against Atieva Inc, Peter Rawlinson. Filed byAaron Lan, Seung Lee, Max Royal LLC, Hee Lee, Paradigm Business Park LLC, Sichao Xu. (Attachments: #1 Redline Comparison - AC to RAC)(Villegas, Carol) (Filed on 12/30/2021) |
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Filing 109
ORDER by Judge Yvonne Gonzalez Rogers Granting #108 STIPULATION REGARDING REVISION TO AMENDED COMPLAINT, AND ENLARGING TIME TO RESPOND TO THE COMPLAINT AND TO BRIEF MOTION(S) TO DISMISS.(amg, COURT STAFF) (Filed on 12/29/2021)
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| Filing 108 STIPULATION WITH PROPOSED ORDER Regarding Revision to Amended Complaint, and Enlarging Time to Respond to the Complaint and to Brief Motion(s) to Dismiss filed by Aaron Lan, Hee Lee, Seung Lee, Max Royal LLC, Paradigm Business Park LLC, Sichao Xu. (Villegas, Carol) (Filed on 12/29/2021) |
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Filing 107
ORDER AS AMENDED BY THE COURT by Judge Yvonne Gonzalez Rogers Granting #103 STIPULATION GIVING EFFECT TO CONSOLIDATION, STAYING INITIAL CASE MANAGEMENT CONFERENCES AND INITIAL DISCLOSURES, AND ENLARGING TIME TO RESPOND TO THE COMPLAINT AND TO BRIEF MOTION(S) TO DISMISS.(amg, COURT STAFF) (Filed on 12/29/2021)
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| Filing 106 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-16745304.) filed by Atieva Inc, Churchill Capital Corporation IV, Peter Rawlinson. (Attachments: #1 Certificate of Good Standing)(Magy, Daniel) (Filed on 12/22/2021) |
| Filing 105 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-16745270.) filed by Atieva Inc, Churchill Capital Corporation IV, Peter Rawlinson. (Attachments: #1 Certificate of Good Standing)(Schwartz, Daniel) (Filed on 12/22/2021) |
| Filing 104 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-16745192.) filed by Atieva Inc, Churchill Capital Corporation IV, Peter Rawlinson. (Attachments: #1 Certificate of Good Standing)(Burnovski, Brian) (Filed on 12/22/2021) |
| Filing 103 STIPULATION WITH PROPOSED ORDER Giving Effect to Consolidation, Staying Initial Case Management Conferences and Initial Disclosures, and Enlarging Time to Respond to the Complaint and Brief Motion(s) to Dismiss filed by Atieva Inc, Churchill Capital Corporation IV, Peter Rawlinson. (Attachments: #1 Declaration of Neal A. Potischman)(Potischman, Neal) (Filed on 12/22/2021) |
| Filing 102 CLERK'S NOTICE SETTING CASE MANAGEMENT CONFERENCE. Joint Case Management Statement due by 3/7/2022. Initial Case Management Conference set for 3/14/2022 02:00 PM in Oakland, - Videoconference Only. (amg, COURT STAFF) (Filed on 12/22/2021) (Additional attachment(s) added on 12/22/2021: #1 Standing Order) (amg, COURT STAFF). |
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Filing 101
ORDER REASSIGNING CASE. Case reassigned using a proportionate, random, and blind system pursuant to General Order No. 44 to Judge Yvonne Gonzalez Rogers for all further proceedings. Magistrate Judge Alex G. Tse no longer assigned to case, Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras.. Signed by Clerk on 12/21/2021. (Attachments: #1 Notice of Eligibility for Video Recording)(mbc, COURT STAFF) (Filed on 12/21/2021)
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| Filing 100 CLERK'S NOTICE OF IMPENDING REASSIGNMENT TO A U.S. DISTRICT COURT JUDGE: The Clerk of this Court will now reassign this case to a District Judge because a party has not consented to the jurisdiction of a Magistrate Judge. You will be informed by separate notice of the district judge to whom this case is reassigned. ALL HEARING DATES PRESENTLY SCHEDULED BEFORE THE CURRENT MAGISTRATE JUDGE ARE VACATED AND SHOULD BE RE-NOTICED FOR HEARING BEFORE THE JUDGE TO WHOM THIS CASE IS REASSIGNED. This is a text only docket entry; there is no document associated with this notice. (shy, COURT STAFF) (Filed on 12/20/2021) |
| Filing 99 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Atieva Inc, Churchill Capital Corporation IV, Peter Rawlinson.. (Potischman, Neal) (Filed on 12/20/2021) |
| Filing 98 NOTICE of Appearance by Neal Alan Potischman (Potischman, Neal) (Filed on 12/20/2021) |
| Filing 97 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Aaron Lan, Hee Lee, Seung Lee, Max Royal LLC, Paradigm Business Park LLC, Sichao Xu.. (Villegas, Carol) (Filed on 12/20/2021) |
| Filing 96 AMENDED COMPLAINT / Amended Complaint for Violations of the Federal Securities Laws against Atieva Inc, Peter Rawlinson. Filed byAaron Lan, Seung Lee, Max Royal LLC, Hee Lee, Paradigm Business Park LLC, Sichao Xu. (Villegas, Carol) (Filed on 12/16/2021) |
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Filing 95
ORDER Granting Application for Admission of Attorney Pro Hac Vice signed by Magistrate Judge Alex G. Tse: granting #94 Application. (shy, COURT STAFF) (Filed on 12/16/2021)
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| Filing 94 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-16721309.) filed by Paradigm Business Park LLC, Sichao Xu. (Szydlo, Brenda) (Filed on 12/15/2021) |
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Filing 93
ORDER Granting Application for Admission of Attorney Pro Hac Vice signed by Magistrate Judge Alex G. Tse: granting #88 Application. (shy, COURT STAFF) (Filed on 12/14/2021)
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Filing 92
ORDER Granting Application for Admission of Attorney Pro Hac Vice signed by Magistrate Judge Alex G. Tse: granting #87 Application. (shy, COURT STAFF) (Filed on 12/14/2021)
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Filing 91
ORDER Granting Application for Admission of Attorney Pro Hac Vice signed by Magistrate Judge Alex G. Tse: granting #86 Application.(shy, COURT STAFF) (Filed on 12/14/2021)
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Filing 90
ORDER Granting Application for Admission of Attorney Pro Hac Vice signed by Magistrate Judge Alex G. Tse: granting #85 Application. (shy, COURT STAFF) (Filed on 12/14/2021)
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| Filing 89 NOTICE of Appearance by Jennifer Pafiti (Pafiti, Jennifer) (Filed on 12/14/2021) |
| Filing 88 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-16713475.) filed by Paradigm Business Park LLC, Sichao Xu. (Attachments: #1 Exhibit Certificate of Good Standing)(Buell, Guillaume) (Filed on 12/13/2021) |
| Filing 87 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-16711024.) filed by Paradigm Business Park LLC, Sichao Xu. (Attachments: #1 Exhibit Certificate of Good Standing)(Farrell, Charles) (Filed on 12/10/2021) |
| Filing 86 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-16710957.) filed by Paradigm Business Park LLC, Sichao Xu. (Attachments: #1 Exhibit Certificate of Good Standing)(Bissell-Linsk, Jake) (Filed on 12/10/2021) |
| Filing 85 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-16710935.) filed by Paradigm Business Park LLC, Sichao Xu. (Attachments: #1 Exhibit Certificate of Good Standing)(Villegas, Carol) (Filed on 12/10/2021) |
| Filing 84 NOTICE of Appearance by David Bricker (Bricker, David) (Filed on 12/10/2021) |
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Filing 83
ORDER Granting Application for Admission of Attorney Pro Hac Vice signed by Magistrate Judge Alex G. Tse: granting #82 Application. (shy, COURT STAFF) (Filed on 12/7/2021)
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| Filing 82 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-16691221.) Filing fee previously paid on 12/06/2021 filed by Paradigm Business Park LLC, Sichao Xu. (Attachments: #1 Exhibit Good Standing Certificate, #2 Exhibit Good Standing Certificate)(Dorzhieva, Dolgora) (Filed on 12/6/2021) |
| Filing 81 CLERK'S NOTICE TO PLAINTIFFS AND DEFENDANTS Re: Consent or Declination. Plaintiffs and Defendants shall file a consent or declination to proceed before a magistrate judge by 12/20/2021. Note that any party is free to withhold consent to proceed before a magistrate judge without adverse substantive consequences. (shy, COURT STAFF) (Filed on 12/6/2021) |
| Filing 80 Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 2/25/2022. Initial Case Management Conference set for 3/4/2022 at 2:00 PM in San Francisco, Courtroom A, 15th Floor. (wsn, COURT STAFF) (Filed on 12/3/2021) |
| Filing 79 Case transferred in from District of Alabama Northern; Case Number 1:21-cv-00539. Original file certified copy of transfer order and docket sheet received. |
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Filing 78
ORDER - For the reasons outlined above, the court GRANTS Plaintiffs' motion for transfer. (Doc. #66 ). The court DIRECTS the Clerk to TRANSFER this consolidated action to the United States District Court for the Northern District of California. Signed by Judge Annemarie Carney Axon on 12/1/2021. Associated Cases: 1:21-cv-00539-ACA, 1:21-cv-01243-ACA, 1:21-cv-01355-ACA(KEK)
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| Filing 77 NOTICE of Appearance by Kenneth J Lay on behalf of Arec D Simeri Associated Cases: 1:21-cv-00539-ACA, 1:21-cv-01243-ACA, 1:21-cv-01355-ACA(Lay, Kenneth) |
| Filing 76 NOTICE of Appearance by Kenneth J Lay on behalf of GREGORY J. SLABAUGH Associated Cases: 1:21-cv-00539-ACA, 1:21-cv-01243-ACA, 1:21-cv-01355-ACA(Lay, Kenneth) |
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Filing 75
ORDER This matter is before the court on #74 Defendants consent motion to reassign and consolidate cases 1:21-cv-1243-CLM and 1:21-cv-1355-CLM; the court GRANTS Defendants motion; The court DIRECTS the Clerk to reassign Slabaugh v. Churchill Capital Corporation IV, et al., No. 1:21-CV-01243 and Simeri v. Churchill Capital Corporation IV, et al., No. 1:21-CV-01355 to the undersigned. Further, the court CONSOLIDATES the above-styled matters. Signed by Judge Annemarie Carney Axon on 11/8/2021. Associated Cases: 1:21-cv-00539-ACA, 1:21-cv-01243-CLM, 1:21-cv-01355-CLM(KAM)
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| Filing 74 Consent MOTION to Consolidate Cases and Reassign by Jay Faragin, Michael Klein. (Bolus, John) |
| Filing 73 REPLY to Response to Motion re #66 MOTION Transfer Venue PURSUANT TO 28 U.S.C. 1404(A) Lead Plaintiffs' Reply to Defendants' Response to Motion to Transfer filed by Paradigm Business Park LLC, Sichao Xu. (Attachments: #1 Affidavit Declaration of counsel, #2 Exhibit Declaration of Nathan Volheim)(Riley, Robert) |
| Filing 72 Opposition to re #66 Plaintiffs' Motion to Transfer Venue filed by Atieva Inc, Churchill Capital Corporation IV, Jay Faragin, Michael Klein, Peter Rawlinson. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(McNeill, J) |
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Filing 71
TEXT ORDER - The court GRANTS #68 Motion for Leave to Appear pro hac vice for attorney Brenda Szydlo contingent upon payment of the $75.00 pro hac vice fee within 7 days of entry of this order. Signed by Judge Annemarie Carney Axon on 10/12/21. (SAC)
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Filing 70
TEXT ORDER re #66 Motion Transfer Venue Pursuant to 28 U.S.C. 1404(A) - Responses to the motion are due on or before October 26, 2021; replies, if any, are due on or before November 2, 2021. Signed by Judge Annemarie Carney Axon on 10/12/21. (SAC)
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Filing 69
TEXT ORDER: The court GRANTS Plaintiffs' motion to stay the October 18, 2021 deadline to file an amended complaint. (Doc. #67 ). Plaintiffs shall file an amended complaint within fifteen days of the court's ruling on their motion to transfer venue (doc. #66 ). Signed by Judge Annemarie Carney Axon on 10/12/2021. (KEK)
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| Filing 68 MOTION for Limited Admission pro hac vice of Brenda Szydlo by Paradigm Business Park LLC, Sichao Xu. (Attachments: #1 Exhibit List of Court Admissions, #2 Exhibit Certificate of good standing)(Riley, Robert) |
| PHV Fee paid: $ 75, receipt number 1126-3942073. (Riley, Robert) |
| Filing 67 MOTION to Stay re #61 Memorandum Opinion,,, Motion to Stay Deadline for Filing Amended Complaint by Paradigm Business Park LLC, Sichao Xu. (Riley, Robert) |
| Filing 66 MOTION Transfer Venue PURSUANT TO 28 U.S.C. 1404(A) by Paradigm Business Park LLC, Sichao Xu. (Riley, Robert) |
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Filing 65
TEXT ORDER - The court GRANTS #64 Motion for Limited Admission of Peretz Bronstein filed by Sichao Xu, Paradigm Business Park LLC. Signed by Judge Annemarie Carney Axon on 10/4/21. (SAC)
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| Filing 64 MOTION for Limited Admission of Peretz Bronstein by Paradigm Business Park LLC, Sichao Xu. (Attachments: #1 Exhibit Court Admissions, #2 Exhibit Certificate of Good Standing)(Riley, Robert) |
| PHV Fee paid: $ 75, receipt number 1126-3936950. (Riley, Robert) |
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Filing 63
TEXT ORDER - The court GRANTS #62 Motion for Admission Pro Hac Vice for Brian Burnovski and Daniel Schwartz on Behalf of Lucid Group, Inc., f/k/a Churchill Capital Corp. IV. Signed by Judge Annemarie Carney Axon on 9/22/21. (SAC)
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| Filing 62 MOTION for Leave to Appear Pro Hac Vice for Brian Burnovski and Daniel Schwartz by Churchill Capital Corporation IV. (McNeill, J) |
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Filing 61
MEMORANDUM OPINION AND ORDER - For the reasons explained above, the court DENIES Stephen Stanley and Gary Durrell's motion for appointment as lead plaintiff. (Doc. #25 ). The court DENIES CCIV Investor Group's motion for appointment as lead plaintiff. (Doc. #30 ). The court DENIES Dr. Michael Howell's motion for appointment as lead plaintiff. (Doc. #31 ). The court DENIES Randy Phillips and Robin Seecharan's motion for appointment as lead plaintiff. (Doc. #34 ). The court GRANTS Paradigm Business Park, LLC and Sichao Xu's motion for appointment as lead plaintiff and for approval of selection of lead counsel. (Doc. #33 ). On or before October 18, 2021, Lead Counsel shall file an amended complaint or file a notice designating a previously filed complaint as the operative complaint. Signed by Judge Annemarie Carney Axon on 9/16/2021. (KEK)
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| PHV Fee paid: $ 75, receipt number 1126-3924503. (Riley, Robert) |
| PHV Fee paid: $ 75, receipt number 1126-3924488. (Riley, Robert) |
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Filing 60
TEXT ORDER - The court GRANTS #54 Motion for Leave to Appear pro hac vice for attorney Thomas H. Przybylowski contingent upon payment of the $75.00 pro hac vice fee within 7 days of entry of this order. Signed by Judge Annemarie Carney Axon on 9/13/21. (SAC)
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Filing 59
TEXT ORDER - The court GRANTS #53 Motion for Limited Admission for attorney Francis P. McConville. Signed by Judge Annemarie Carney Axon on 9/13/21. (SAC)
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| Filing 58 REPLY to re #43 , #48 , #49 filed by Randy Phillips. (Winston, Lee) |
| Filing 57 REPLY Brief filed by Plaintiffs Paradigm Business Park LLC, Sichao Xu re: #33 MOTION to Appoint Counsel for Appointment as Lead Plaintiffs and Approval of Selection of Counsel filed by Paradigm Business Park LLC, Sichao Xu. (Riley, Robert) |
| Filing 56 RESPONSE in Support re #25 MOTION OF STEPHEN STANLEY AND GARY DURELL FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF COUNSEL filed by Aaron Lan, Hee Lee, Seung Lee, Max Royal LLC, Paradigm Business Park LLC, Randy Phillips, Sichao Xu. (Cooper, Patrick) |
| Filing 55 NOTICE OF NON-OPPOSITION by Aaron Lan, Hee Lee, Seung Lee, Max Royal LLC re #33 MOTION to Appoint Counsel for Appointment as Lead Plaintiffs and Approval of Selection of Counsel, #34 MOTION Selection as Lead Plaintiffs and Appoint Counsel , #25 MOTION OF STEPHEN STANLEY AND GARY DURELL FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF COUNSEL, #31 MOTION to Appoint Counsel and for Appointment as Lead Plaintiff; Memorandum of Law in Support Thereof. (Eubank, James) Modified docket text on 9/9/2021 (KEK). |
| Filing 54 MOTION for Limited Admission of Thomas H. Przybylowski by Paradigm Business Park LLC, Sichao Xu. (Attachments: #1 Exhibit Court Admissions, #2 Exhibit Thomas Przybylowski COGS NYS First Department)(Riley, Robert) |
| Filing 53 MOTION for Limited Admission by Paradigm Business Park LLC, Sichao Xu. (Attachments: #1 Exhibit Francis P. McConville Court Admissions, #2 Exhibit Certificate of Good Standing - F. McConville)(Riley, Robert) |
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Filing 52
TEXT ORDER: The court GRANTS #51 Motion for Leave to Appear pro hac vice for attorney Guillaume Buell contingent upon payment of the $75.00 pro hac vice fee within 7 days of entry of this order. Signed by Judge Annemarie Carney Axon on 9/9/21. (SAC)
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| PHV Fee paid: $ 75, receipt number 1126-3922095. (Riley, Robert) |
| Filing 51 MOTION for Limited Admission pro hac vice of Guillaume Buell by Paradigm Business Park LLC, Sichao Xu. (Attachments: #1 Exhibit List of Court Admissions, #2 Exhibit Certificate of good standing)(Riley, Robert) |
| Filing 50 RESPONSE to Motion re #33 MOTION to Appoint Counsel for Appointment as Lead Plaintiffs and Approval of Selection of Counsel, #30 MOTION for Appointment as Lead Plaintiffs and Approval of Selection of Counsel, #25 MOTION OF STEPHEN STANLEY AND GARY DURELL FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF COUNSEL, #31 MOTION to Appoint Counsel and for Appointment as Lead Plaintiff; Memorandum of Law in Support Thereof filed by Randy Phillips. (Winston, Lee) |
| Filing 49 RESPONSE to Lead Plaintiff Motions (Defendants' Statement Taking No Position on Lead Plaintiff Motions) filed by Atieva Inc, Churchill Capital Corporation IV, Jay Faragin, Michael Klein, Peter Rawlinson. (McNeill, J) |
| Filing 48 MEMORANDUM OF LAW in Support of #33 Motion by Paradigm Business Park LLC, Sichao Xu. (Attachments: #1 Affidavit Declaration of counsel, #2 Exhibit Memorandum and Opinion Valdes v. Kandi Technologies Group, #3 Exhibit January 14 2021 Bloomberg article)(Riley, Robert) Modified on 9/8/2021 (KEK). |
| Filing 47 Corporate Disclosure Statement by Churchill Capital Corporation IV. filed by Churchill Capital Corporation IV (McNeill, J) |
| Filing 46 Corporate Disclosure Statement by Atieva Inc. filed by Atieva Inc (McNeill, J) |
| Filing 45 NOTICE of Appearance by Jamie Helen Kidd on behalf of Churchill Capital Corporation IV (Kidd, Jamie) |
| Filing 44 NOTICE by Churchill Capital Corporation IV of Name Change of Defendant Lucid Group, Inc. (McNeill, J) |
| Filing 43 RESPONSE to Motion re #33 MOTION to Appoint Counsel for Appointment as Lead Plaintiffs and Approval of Selection of Counsel, #34 MOTION Selection as Lead Plaintiffs and Appoint Counsel , #30 MOTION for Appointment as Lead Plaintiffs and Approval of Selection of Counsel, #25 MOTION OF STEPHEN STANLEY AND GARY DURELL FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF COUNSEL filed by Dr. Michael A. Howell. (Bedford, Roger) |
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Filing 42
TEXT ORDER - The court finds as MOOT #37 and #38 Motions for Limited Admission due to the filing of #39 and #40 Amended Motions for Limited Admission. Signed by Judge Annemarie Carney Axon on 9/7/21. (SAC)
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Filing 41
TEXT ORDER - The court GRANTS the Amended Motions for Leave to Appear pro hac vice of J. Alexander Hood #39 and Jeremy A. Lieberman #40 contingent upon the payment of the $75.00 ($150.00 total) pro hac vice fees within 7 days of entry of this order. Signed by Judge Annemarie Carney Axon on 9/7/21. (SAC)
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| PHV Fee paid: $ 75, receipt number 1126-3920338. (Riley, Robert) |
| PHV Fee paid: $ 75, receipt number 1126-3920339. (Riley, Robert) |
| Filing 40 Amended MOTION for Limited Admission pro hac vice of Jeremy A. Lieberman by Paradigm Business Park LLC, Sichao Xu. (Attachments: #1 Exhibit List of Court Admissions, #2 Exhibit Certificate of good standing)(Riley, Robert) |
| Filing 39 Amended MOTION for Limited Admission pro hac vice of J. Alexander Hood by Paradigm Business Park LLC, Sichao Xu. (Attachments: #1 Exhibit List of Court Admissions, #2 Exhibit Certificate of good standing)(Riley, Robert) |
| Filing 38 MOTION for Limited Admission pro hac vice of Jeremy A. Lieberman by Paradigm Business Park LLC, Sichao Xu. (Attachments: #1 Exhibit List of Court Admissions, #2 Exhibit Certificate of good standing)(Riley, Robert) |
| Filing 37 MOTION for Limited Admission pro hac vice of J. Alexander Hood by Paradigm Business Park LLC, Sichao Xu. (Attachments: #1 Exhibit List of Court Admissions, #2 Exhibit Certificate of good standing)(Riley, Robert) |
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Filing 36
TEXT ORDER: Before the court are five motions for appointment of lead plaintiff and approval of selection of counsel. (Docs. #25 , #30 , #31 , #33 , #34 ). Any responses to the motions are due on or before September 7, 2021. Replies, if any, are due on or before September 10, 2021. Signed by Judge Annemarie Carney Axon on 8/31/2021. (KEK)
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| Filing 35 Evidentiary Material re: #34 MOTION Selection as Lead Plaintiffs and Appoint Counsel . (Attachments: #1 Exhibit Robin Seecharan Declaration, #2 Exhibit Screen Shot 1 Account Value 2/22/2021, #3 Exhibit Screen Shot 2 Account Value 2/23/2021, #4 Exhibit Screen Shot Showing Loss, #5 Exhibit Web Bull Trading Records, #6 Exhibit Vanguard/TD/Etrade records., #7 Exhibit Summary Chart of PIPE Investments Pricing including Churchill IV/LUCID)(Winston, Lee) |
| Filing 34 MOTION Selection as Lead Plaintiffs and Appoint Counsel by Randy Phillips. (Winston, Lee) |
| Filing 33 MOTION to Appoint Counsel for Appointment as Lead Plaintiffs and Approval of Selection of Counsel by Paradigm Business Park LLC, Sichao Xu. (Attachments: #1 Affidavit Declaration of counsel, #2 Exhibit Certification and assignments of Paradigm Business Park LLC, #3 Exhibit Certification of Sichao Xu, #4 Exhibit Loss chart, #5 Exhibit PSLRA Notice, #6 Exhibit Joint declaration of Paradigm and Xu, #7 Exhibit Labaton Sucharow resume, #8 Exhibit Pomerantz Firm resume, #9 Exhibit Riley & Jackson securities resume, #10 Text of Proposed Order)(Riley, Robert) |
| Filing 32 AFFIDAVIT re #31 MOTION to Appoint Counsel and for Appointment as Lead Plaintiff; Memorandum of Law in Support Thereof Declaration of Danielle S. Myers in Support by Dr. Michael A. Howell. filed by Dr. Michael A. Howell (Attachments: #1 Exhibit A - PSLRA Certification, #2 Exhibit B - Estimate of losses, #3 Exhibit C - Declaration of Dr. Michael A. Howell)(Bedford, Roger) |
| Filing 31 MOTION to Appoint Counsel and for Appointment as Lead Plaintiff; Memorandum of Law in Support Thereof by Dr. Michael A. Howell. (Bedford, Roger) |
| Filing 30 MOTION for Appointment as Lead Plaintiffs and Approval of Selection of Counsel by Max Royal LLC, Seung Lee, Hee Lee, Aaron Lan. (Attachments: #1 Memorandum of Law In Support, #2 James Eubank Declaration, #3 Exhibit A, #4 Exhibit B, #5 Exhibit C, #6 Exhibit D, #7 Exhibit E, #8 Exhibit F, #9 Text of Proposed Order)(Eubank, James) |
| Filing 29 NOTICE by Randy Phillips re #28 Order, Compliance (Winston, Lee) |
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Filing 28
ORDER - On or before June 29, 2021, Mr. Phillips SHALL publish an amended notice advising purported class members that they must file lead plaintiff motions within 60 days of publication of the amended notice. Signed by Judge Annemarie Carney Axon on 6/22/2021. (KEK) Modified docket text on 8/23/2021 (KEK).
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Filing 27
TEXT ORDER: The court GRANTS Defendants' joint opposed motion to extend deadlines. (Doc. #22 ). The court extends the deadline for Defendants responsive pleadings and the parties' planning meeting and other Rule 26 obligations until 30 days after the date on which the lead Plaintiff has either: (1) filed an amended and/or consolidated complaint or (2) designated a previously filed complaint as the operative complaint. Signed by Judge Annemarie Carney Axon on 6/22/2021. (KEK)
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| Filing 26 NOTICE by Randy Phillips re #25 MOTION OF STEPHEN STANLEY AND GARY DURELL FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF COUNSEL of PROPOSED ORDER (Cooper, Patrick) |
| Filing 25 MOTION OF STEPHEN STANLEY AND GARY DURELL FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF COUNSEL by Randy Phillips. (Attachments: #1 Supplement MEMORANDUM OF LAW IN SUPPORT OF MOTION OF STEPHEN STANLEY AND GARY DURELL FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF COUNSEL, #2 Affidavit DECLARATION OF PATRICK C. COOPER IN SUPPORT OF MOTION OF STEPHEN STANLEY AND GARY DURELL FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF COUNSEL, #3 Exhibit Exhibit A to Declaration, #4 Exhibit Exhibit B to Declaration, #5 Exhibit Exhibit C to Declaration, #6 Exhibit Exhibit D to Declaration, #7 Exhibit Exhibit E to Declaration, #8 Exhibit Exhibit F to Declaration)(Cooper, Patrick) |
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Filing 24
TEXT ORDER - The court GRANTS #20 Motion for Leave to Appear Pro Hac Vice, by Atieva Inc and Peter Rawlinson, for attorneys Brian M. Burnovski and Daniel J. Schwartz. Signed by Judge Annemarie Carney Axon on 6/21/21. (SAC)
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Filing 23
TEXT ORDER - The court GRANTS #16 , #17 , #18 , and #19 Motions for Leave to Appear Pro Hac Vice, by Churchill Capital Corporation IV, Jay Faragin, and Michael Klein, for the following attorneys: Amanda K. Pooler, Evert J. Christensen, John A. Neuwirth, and Joshua S. Amsel. Signed by Judge Annemarie Carney Axon on 6/21/21. (SAC)
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| Filing 22 Joint MOTION for Extension of Time by Atieva Inc, Peter Rawlinson. (McNeill, J) |
| Filing 21 NOTICE of Appearance by Jamie Helen Kidd on behalf of Atieva Inc, Peter Rawlinson (Kidd, Jamie) |
| Filing 20 MOTION for Leave to Appear Pro Hac Vice by Atieva Inc, Peter Rawlinson. (Attachments: #1 Affidavit, #2 Affidavit)(McNeill, J) |
| PHV Fee paid: $ 75, receipt number 1126-3866153. (McNeill, J) |
| PHV Fee paid: $ 75, receipt number 1126-3866158. (McNeill, J) |
| Filing 19 MOTION for Leave to Appear Pro Hac Vice of Joshua S. Amsel by Churchill Capital Corporation IV, Jay Faragin, Michael Klein. (Bolus, John) |
| Filing 18 MOTION for Leave to Appear Pro Hac Vice of John A. Neuwirth by Churchill Capital Corporation IV, Jay Faragin, Michael Klein. (Bolus, John) |
| Filing 17 MOTION for Leave to Appear Pro Hac Vice of Evert J. Christensen by Churchill Capital Corporation IV, Jay Faragin, Michael Klein. (Bolus, John) |
| Filing 16 MOTION for Leave to Appear Pro Hac Vice of Amanda K. Pooler by Churchill Capital Corporation IV, Jay Faragin, Michael Klein. (Bolus, John) |
| PHV Fee paid: $ 75, receipt number 1126-3865767. (Bolus, John) |
| PHV Fee paid: $ 75, receipt number 1126-3865765. (Bolus, John) |
| PHV Fee paid: $ 75, receipt number 1126-3865766. (Bolus, John) |
| PHV Fee paid: $ 75, receipt number 1126-3865764. (Bolus, John) |
| Filing 15 Corporate Disclosure Statement by Churchill Capital Corporation IV. filed by Churchill Capital Corporation IV (Bolus, John) |
| Filing 14 Corporate Disclosure Statement by Atieva Inc. filed by Atieva Inc (McNeill, J) |
|
Filing 13
TEXT ORDER: The court GRANTS Defendants' unopposed motion for an extension of time to file a response to the complaint. (Doc. #12 ). Defendants shall file a responsive pleading on or before June 28, 2021. Signed by Judge Annemarie Carney Axon on 5/28/2021. (KEK)
|
| Filing 12 Unopposed MOTION for Extension of Time on Behalf of All Defendants by Churchill Capital Corporation IV, Jay Faragin, Michael Klein. (Bolus, John) |
| Filing 11 SUMMONS Returned Executed by Randy Phillips. Atieva Inc served on 5/7/2021, answer due 5/28/2021. (KEK) |
| Filing 10 SUMMONS Returned Executed by Randy Phillips. Churchill Capital Corporation IV served on 5/10/2021, answer due 5/31/2021. (KEK) |
| Filing 9 NOTICE of Appearance by Lee David Winston on behalf of Randy Phillips (Winston, Lee) |
| Filing 8 Summons Issued as to Atieva Inc, Churchill Capital Corporation IV, Jay Faragin, Michael Klein, Peter Rawlinson. Sent via certified mail. (KEK) |
| Filing 7 Request for service by certified mail as to Peter Rawlinson filed by Randy Phillips. (Cooks, Roderick) Modified on 5/3/2021 (KEK). |
| Filing 6 Request for service by certified mail as to Jay Faragin filed by Randy Phillips. (Cooks, Roderick) Modified on 5/3/2021 (KEK). |
| Filing 5 Request for service by certified mail as to Michael Klein filed by Randy Phillips. (Cooks, Roderick) Modified on 5/3/2021 (KEK). |
| Filing 4 Request for service by certified mail as to Atieva Inc filed by Randy Phillips. (Cooks, Roderick) Modified on 5/3/2021 (KEK). |
| Filing 3 Request for service by certified mail as to Churchill Capital Corporation IV filed by Randy Phillips. (Cooks, Roderick) Modified on 5/3/2021 (KEK). |
|
Filing 2
TEXT ORDER - This matter is before the court on Plaintiff's failure to pay the filing fee. On or before April 29, 2021, Plaintiff shall pay the filing fee or file a motion for leave to proceed in forma pauperis. If Plaintiff does not comply with this order, the court may dismiss this case for failure to prosecute. Signed by Judge Annemarie Carney Axon on 4/22/2021. (KEK)
|
| Filing Fee: Filing fee $ 402, receipt_number 1126-3824089. related document #1 COMPLAINT against Atieva Inc, Churchill Capital Corporation IV, Jay Faragin, Michael Klein, Peter Rawlinson, filed by Randy Phillips. (Attachments: # 1 Certification Pursuant to Federal Securities Law)(KEK). (Cooks, Roderick) |
| Filing 1 COMPLAINT against Atieva Inc, Churchill Capital Corporation IV, Jay Faragin, Michael Klein, Peter Rawlinson, filed by Randy Phillips. (Attachments: #1 Certification Pursuant to Federal Securities Law)(KEK) |
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