Securities and Exchange Commission v. ABS Manager, LLC et al
| Securities and Exchange Commission |
| ABS Manager, LLC, George Charles Cody Price, ABS Fund, LLC [Arizona], ABS Fund, LLC [California], Capital Access, LLC, Cavan Private Equity Holdings, LLC and Lucky Star Events, LLC |
| 3:2013cv00319 |
| February 8, 2013 |
| US District Court for the Southern District of California |
| San Diego Office |
| San Diego |
| Gonzalo P. Curiel |
| Bernard G. Skomal |
| Securities/Commodities |
| 15 U.S.C. ยง 78 m(a) Securities Exchange Act |
| Defendant |
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Available Case Documents
The following documents for this case are available for you to view or download:
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Filing
152
ORDER Re: Final Judgment - The Court is not prepared to enter the Final Judgment and declines to adopt the Final Judgment as proposed by the parties. On or before July 15, 2015, the parties shall submit a revised proposed Final Judgment in compliance with applicable law. Signed by Judge Gonzalo P. Curiel on 6/29/15.(dlg)
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Filing
104
ORDER Granting 87 Plaintiff's Motion for Reconsideration. The Court Grants Plaintiff's motion for reconsideration and Denies Defendants' motion for partial summary judgment on the first two causes of action for violations of the Investment Advisers Act. Signed by Judge Gonzalo P. Curiel on 12/17/2014. (srm)
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Filing
81
ORDER Granting 61 Defendants' Motion for Partial Summary Judgment; Denying 64 Plaintiff's Motion for Summary Judgment; Denying 72 Motion to Strike; Granting 66 Defendants' Motion to Set Aside Default. Relief Defendants Cavan and Lucky Star shall file an answer within seven (7) days. While the other Relief Defendants are not before the Court on motion, the Court recommends that the other Relief Defendants also file an answer. The hearing set for June 13, 2014 is Vacated. Signed by Judge Gonzalo P. Curiel on 6/11/2014. (srm)
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Filing
51
ORDER Denying 38 Peter C. Kern's Motion to Intervene. Signed by Judge Gonzalo P. Curiel on 7/15/2013. (srm)
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Filing
31
ORDER Granting 5 Plaintiff's Motion for Preliminary Injunction and for an Order Partially Freezing Assets of ABS Manager and the Funds, Preserving Documents and Requiring an Accounting; and Denying Plaintiff's Motion for an Order Freezing all Funds' Assets and Personal Assets and Order Appointing a Receiver. Signed by Judge Gonzalo P. Curiel on 3/20/2013. (srm)
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Filing
3
ORDER Denying 2 Plaintiff's Ex Parte Motion for TRO; Denying 2 Ex Parte Motion to Temporarily Seal Entire Case File. Signed by Judge Gonzalo P. Curiel on 2/11/2013. (srm)
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