Securities and Exchange Commission v. Sripetch et al
| Securities and Exchange Commission |
| Adtron Inc., Orca Bridge, Redline International, ATG Inc., UAIM Corporation, Ongkaruck Sripetch, Ashmit Patel, Stockpalooza.com, DOIT, LTD, Andrew McAlpine, King Mutual Solutions Inc., Doji Capital, Inc., Amanda Flores, Dominic Williams, Michael Wexler, Optimus Prime Financial Inc. and Brehnen Knight |
| AUSA United States Attorney's Office for the Southern District of California |
| 3:2020cv01864 |
| September 21, 2020 |
| US District Court for the Southern District of California |
| Cathy Ann Bencivengo |
| Marilyn L Huff |
| Andrew G Schopler |
| Securities/Commodities |
| Plaintiff |
Docket Report
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This docket was last retrieved on April 8, 2024. A more recent docket listing may be available from PACER.
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Filing 65
ORDER granting #64 Motion to Further Stay the Action Pending Criminal Proceedings. The Court stays the action pending the criminal case United States v. Sripetch, 20-cr-160-H, for six months from the date this order is filed. The stay is without prejudice to the United States requesting a further stay of the action. Signed by Judge Marilyn L. Huff on 8/2/2021. (jmr)
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Filing 64
MOTION to Stay by AUSA United States Attorney's Office for the Southern District of California. (Galvin, Andrew) (jmr).
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Filing 63
SUMMONS Returned Executed by Securities and Exchange Commission. Dominic Williams served. (Zaleskas, Kristine) (jmr).
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Filing 62
SUMMONS Returned Executed by Securities and Exchange Commission. Ashmit Patel served. (Zaleskas, Kristine) (jmr).
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Filing 61
SUMMONS Returned Executed by Securities and Exchange Commission. Optimus Prime Financial Inc. served. (Zaleskas, Kristine) (jmr).
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Filing 60
SUMMONS Returned Executed by Securities and Exchange Commission. DOIT, LTD served. (Zaleskas, Kristine) (jmr).
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Filing 59
SUMMONS Returned Executed by Securities and Exchange Commission. Doji Capital, Inc. served. (Zaleskas, Kristine) (jmr).
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Filing 58
ORDER granting #57 Plaintiff's Second Motion for Extension of Time. The Court extends the deadline for service of the remaining Defendants to April 20, 2021. Signed by Judge Marilyn L. Huff on 2/22/2021. (jmr)
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Filing 57
MOTION for Extension of Time to File Proof of Service With Respect to Certain Defendants by Securities and Exchange Commission. (Dunnigan, Christopher) (mme).
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Filing 56
SUMMONS Returned Executed by Securities and Exchange Commission. Michael Wexler served. (Zaleskas, Kristine) (jmr).
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Filing 55
NOTICE Non-Appearance of Carson P. Baucher by Andrew McAlpine (Baucher, Carson) (jmr).
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Filing 54
ORDER granting #49 Motion to Intervene and Stay the Action pending Criminal Proceedings. The Court stays the action pending the criminal case United States v. Sripetch, 20-cr-160-H, for six months from the date this order is filed. Signed by Judge Marilyn L. Huff on 1/19/2021. (jmr)(jms).
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Filing 53
RESPONSE to Motion to Intervene and Stay Proceedings filed by Brehnen Knight. NUNC PRO TUNC 1/13/2021 (jmr) (jms).
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Filing 52
Notice of Document Discrepancies and Order Thereon by Judge Marilyn L. Huff Accepting Document: Defendant Brehnen Knights Response to Motion to Intervene and Stay Proceedings, from Defendant Brehnen Knight. Non-compliance with local rule(s), OTHER: LR 5.2 - Missing proof of service; LR 5.1 - Missing time/date, supporting documentation. Nunc Pro Tunc 1/13/2021. Signed by Judge Marilyn L. Huff on 1/19/2021.(Unable to serve non-registered user via U.S. Mail Service; no address provided)(jmr) (jms).
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Filing 50
WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission, as to Amanda Flores. (Zaleskas, Kristine) (jpp).
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Filing 51
ORDER granting #46 Joint Motion for Extension of Time. Defendant McAlpine must file a response to Plaintiffs complaint by March 6, 2021. Signed by Judge Marilyn L. Huff on 1/06/2021. (jpp) (dlg).
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Filing 49
MOTION to Stay , MOTION to Intervene by Intervenor Plaintiff AUSA United States Attorney's Office for the Southern District of California. (Galvin, Andrew) (jpp).
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Filing 48
NOTICE of Appearance by Andrew J. Galvin on behalf of Intervenor Plaintiff AUSA United States Attorney's Office for the Southern District of California(Galvin, Andrew)Attorney Andrew J. Galvin added to party AUSA United States Attorney's Office for the Southern District of California (pty:pla) (jpp).
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Filing 47
NOTICE of Appearance by Aaron Arnzen on behalf of Intervenor Plaintiff AUSA United States Attorney's Office for the Southern District of California(Arnzen, Aaron)Attorney Aaron Arnzen added to party AUSA United States Attorney's Office for the Southern District of California (pty:pla) (jpp).
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Filing 46
MOTION for Extension of Time to File Answer re #1 Complaint,, by Andrew McAlpine. (Gottlieb, Marc) (jpp).
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Filing 45
NOTICE of Appearance of Co-Counsel by Carson Porter Baucher on behalf of Andrew McAlpine (Baucher, Carson)Attorney Carson Porter Baucher added to party Andrew McAlpine(pty:dft) (jpp).
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Filing 44
ORDER granting #43 Plaintiff's Motion for Extension of Time. Signed by Judge Marilyn L. Huff on 12/15/2020. (jpp) (dlg).
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Filing 43
MOTION for Extension of Time to File Proof of Service for Certain Defendants by Securities and Exchange Commission. (Dunnigan, Christopher) (jpp).
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Filing 42
SUMMONS Returned Executed by Securities and Exchange Commission. Redline International served. (Zaleskas, Kristine) (jpp).
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Filing 41
WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission, as to Orca Bridge. (Zaleskas, Kristine) (jpp).
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Filing 40
WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission, as to Brehnen Knight. (Zaleskas, Kristine) (jpp).
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Filing 39
SUMMONS Returned Executed by Securities and Exchange Commission. UAIM Corporation served. (Zaleskas, Kristine) (jpp).
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Filing 38
SUMMONS Returned Executed by Securities and Exchange Commission. ATG Inc. served. (Zaleskas, Kristine) (jpp).
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Filing 37
SUMMONS Returned Executed by Securities and Exchange Commission. Adtron Inc. served. (Zaleskas, Kristine) (jpp).
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Filing 36
SUMMONS Returned Executed by Securities and Exchange Commission. King Mutual Solutions Inc. served. (Zaleskas, Kristine) (jpp).
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Filing 35
WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission, as to Ongkaruck Sripetch. (Zaleskas, Kristine) (jpp).
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Filing 34
PRO HAC APPROVED: Marc S. Gottlieb appearing for Defendant Andrew McAlpine (no document attached) (rmc)
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Filing 33
Request to Appear Pro Hac Vice ( Filing fee received: $ 206 receipt number ACASDC-14966491.) (Application to be reviewed by Clerk.) (Gottlieb, Marc) (rmc).
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Filing 32
WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission, as to Andrew McAlpine. (Zaleskas, Kristine)
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Filing 31
NOTICE of Appearance by John Paul Allenza on behalf of Amanda Flores (Allenza, John)Attorney John Paul Allenza added to party Amanda Flores(pty:dft) (jpp).
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Filing 30
ORDER modifying Preliminary Injunction. Signed by Judge Marilyn L. Huff on 11/02/2020.(jpp) (dlg).
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Filing 29
PRELIMINARY INJUNCTION. Signed by Judge Marilyn L. Huff on 11/02/2020.(jpp) (dlg).
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Filing 28
ORDER: (1) granting #6 Plaintiff's Motion for Preliminary Injunction; and (2) granting #19 Joint request for entry of an Order modifying the Preliminary Injunction. Signed by Judge Marilyn L. Huff on 11/02/2020. (jpp) (dlg).
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Filing 27
Minute ORDER: The Court, pursuant to its discretion under Local Rule 7.1(d)(1), determines that the motion for modification of the preliminary injunction (Doc. No. #19 ) is fit for resolution without oral argument and submits the motion on the parties' papers. Accordingly, the Court vacates the hearing on the motion scheduled for November 2, 2020. SO ORDERED by Judge Marilyn L. Huff on 10/30/2020. (no document attached) (smy)
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Filing 26
RESPONSE in Opposition re #19 MOTION Modification Of The Preliminary Injunction re #17 Order,,,, Set Motion and R&R Deadlines/Hearings,,, Letter and Stipulated Proposed Order filed by Securities and Exchange Commission. (Attachments: #1 Stipulated Proposed Order)(Dunnigan, Christopher) (jpp).
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Filing 25
ORDER Granting Plaintiff's Second Motion to Continue Hearing and Briefing Schedule (Doc no. #24 ) The hearing on Plaintiffs motion for a preliminary injunction and Defendants Sripetch and Floress motion to modify the preliminary injunction is continued to Monday, November 2, 2020 at 10:30 a.m. Any response by the SEC and/or Federal Defenders to Defendants Sripetch and Floress motion for modification of the preliminary injunction must be filed by Friday, October 30, 2020. Signed by Judge Marilyn L. Huff on 10/23/2020.(jmr)
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Filing 24
RESPONSE to Motion re #19 MOTION Modification Of The Preliminary Injunction re #17 Order,,,, Set Motion and R&R Deadlines/Hearings,,, Requesting 1 Week Extension of Hearing Due to Parties' Agreement in Principle filed by Securities and Exchange Commission. (Dunnigan, Christopher) (jmr).
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Filing 23
ORDER Granting Plaintiff's Motion to Continue Hearing and Briefing Schedule (Doc. No. #22 ). Plaintiff's motion for a preliminary injunction and Defendants Sripetch and Flores's motion to modify the preliminary injunction is continued from 10/19/20 to Monday, 10/26/20 at 10:30 a.m. Any response by the SEC and/or Federal Defenders to Defendants Sripetch and Flores's motion for modification of the preliminary injunction must be filed by Friday 10/23/2020. Signed by Judge Marilyn L. Huff on 10/16/20.(jmo)
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Filing 22
REPLY - Other re #19 MOTION Modification Of The Preliminary Injunction re #17 Order,,,, Set Motion and R&R Deadlines/Hearings,,, Requesting One Week Extension of Preliminary Injunction Hearing filed by Securities and Exchange Commission. (Dunnigan, Christopher) (jmr).
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Filing 20
Order Filing Documents under Seal. (sxa)
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Filing 19
MOTION Modification Of The Preliminary Injunction re #17 Order,,,, Set Motion and R&R Deadlines/Hearings,,, by Amanda Flores, Ongkaruck Sripetch. (Edgerton, Samuel)Attorney Samuel Y Edgerton, III added to party Ongkaruck Sripetch(pty:dft) (jmo).
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Filing 18
NOTICE of Appearance (Special) by Kathryn Neal Nester on behalf of Ongkaruck Sripetch (Nester, Kathryn)Attorney Kathryn Neal Nester added to party Ongkaruck Sripetch(pty:dft) (jmo).
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Filing 17
ORDER Temporarily Granting Plaintiff's Motion For A Preliminary Injunction and Scheduling a Further Hearing (Doc. No. #6 ). The Court converts the 9/22/20 TRO into a preliminary injunction. Upon the request of the SEC, the Court lifts the asset freeze contained in the 9/22/20 TRO as to Defendant Knight. The Court schedules a further hearing on the SEC's motion for a preliminary injunction for Monday, 10/19/2020 at 10:30 AM before Judge Marilyn L. Huff. Any motion for modification of the preliminary injunction must be filed by Friday, 10/9/20. Any response by the SEC and/or Federal Defenders to a motion for modification of the preliminary injunction must be filed by Friday, 10/16/20. Signed by Judge Marilyn L. Huff on 10/5/20.(jmo)
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Filing 16
Minute Entry for proceedings held before Judge Marilyn L. Huff: Order to Show Cause Hearing held on 10/5/2020. The Court temporarily grants Plaintiff's motion for preliminary injunction. Defendant's motion to modify the preliminary injunction is due by 10/9/2020. Any response by Plaintiff SEC and/or Federal Defenders of San Diego are due by 10/16/2020. A further hearing on the Preliminary Injunction is set for 10/19/2020 10:30 AM in Courtroom 15A before Judge Marilyn L. Huff. The Court will issue a written order. (Court Reporter/ECR Lynnette Lawrence). (Plaintiff Attorney Christopher John Dunnigan; Kristine M. Zaleskas). (Defendant Attorney Samuel Y. Edgerton, III). (Kathryn Nester, Executive Director of Federal Defenders of San Diego, Inc.). (no document attached) (smy)
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Filing 15
NOTICE of Appearance by Samuel Y Edgerton, III on behalf of Amanda Flores (Edgerton, Samuel)Attorney Samuel Y Edgerton, III added to party Amanda Flores(pty:dft) (jmo).
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Filing 14
NOTICE of Appearance by Kristine M. Zaleskas on behalf of Securities and Exchange Commission (Zaleskas, Kristine)Attorney Kristine M. Zaleskas added to party Securities and Exchange Commission(pty:pla) (jmo).
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Filing 13
DECLARATION re #12 Order on Motion for TRO, of Service by Plaintiff Securities and Exchange Commission. (Dunnigan, Christopher) (jmo).
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Filing 12
ORDER TO SHOW CAUSE AND TEMPORARY RESTRAINING ORDER FREEZING ASSETS AND GRANTING OTHER RELIEF (Doc. No. #6 .) Order to Show Cause Hearing set for 10/5/2020 10:30 AM in Courtroom 15A before Judge Marilyn L. Huff. Signed by Judge Marilyn L. Huff on 9/22/2020. (smy)
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Filing 11
Minute Entry for proceedings held before Judge Marilyn L. Huff: Telephonic Ex Parte Motion Hearing held on 9/22/2020 re #6 Ex Parte MOTION for Temporary Restraining Order Seeking Asset Freeze and Othe Relief filed by Securities and Exchange Commission. The Court will issue a written order. (Court Reporter/ECR Lynnette Lawrence). (Plaintiff Attorney Christopher John Dunnigan; Kristine Zaleskas). (Defendant Attorney N/A). (no document attached) (smy)
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Filing 10
NOTICE of Appearance of Kristine Zaleskas by Christopher John Dunnigan on behalf of Securities and Exchange Commission (Dunnigan, Christopher) QC mail sent on 9/23/2020 (sxa).
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Filing 9
NOTICE of Hearing on Motion #6 Ex Parte MOTION for Temporary Restraining Order Seeking Asset Freeze and Othe Relief : A Telephonic Ex Parte Motion Hearing is set for 9/22/2020 03:30 PM before Judge Marilyn L. Huff. (no document attached) (smy)
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Filing 7
MINUTE ORDER OF TRANSFER. Judge Cathy Ann Bencivengo is no longer assigned. Case reassigned to Judge Marilyn L. Huff for all further proceedings. Pending hearings previously set before the original Judge have been transferred to the newly assigned Judge. The new case number is 20cv1864-H-AGS.(no document attached) (anh)
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Filing 6
Ex Parte MOTION for Temporary Restraining Order Seeking Asset Freeze and Othe Relief by Securities and Exchange Commission. (Attachments: #1 Memo of Points and Authorities, #2 Proposed Order, #3 Declaration, #4 Exhibit A, #5 Exhibit B, #6 Exhibit C, #7 Exhibit D, #8 Exhibit E, #9 Exhibit F, #10 Exhibit G, #11 Exhibit H, #12 Exhibit I, #13 Exhibit J, #14 Exhibit K, #15 Exhibit L, #16 Exhibit M, #17 Exhibit N, #18 Exhibit O, #19 Exhibit P, #20 Exhibit Q, #21 Exhibit R, #22 Exhibit S, #23 Exhibit T)(Dunnigan, Christopher). Added MOTION for Preliminary Injunction on 10/5/2020 (jmo).
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Filing 5
Amended Summons Issued. Counsel receiving this notice electronically should print this summons and serve it in accordance with Rule 4, Fed.R.Civ.P and LR 4.1. (vxc) (dsn)
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Filing 4
NOTICE of Appearance by Christopher John Dunnigan on behalf of Securities and Exchange Commission (Dunnigan, Christopher)
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Filing 3
MINUTE ORDER OF RECUSAL. Judge Michael M. Anello is no longer assigned. Case reassigned to Judge Cathy Ann Bencivengo for all further proceedings. The new case number is 20cv1864-CAB-AGS.(no document attached) (vxc)
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Filing 2
Summons Issued. Counsel receiving this notice electronically should print this summons and serve it in accordance with Rule 4, Fed.R.Civ.P and LR 4.1. (vxc)(dsn)
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Filing 1
COMPLAINT with Jury Demand against ATG Inc., Adtron Inc., DOIT, LTD, Doji Capital, Inc., Amanda Flores, King Mutual Solutions Inc., Brehnen Knight, Andrew McAlpine, Optimus Prime Financial Inc., Orca Bridge, Ashmit Patel, Redline International, Ongkaruck Sripetch, UAIM Corporation, Michael Wexler, Dominic Williams, No Fee Required, filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)The new case number is 3:20-cv-1864-MMA-AGS. Judge Michael M. Anello and Magistrate Judge Andrew G. Schopler are assigned to the case. (Dunnigan, Christopher)(vxc) (dsn)
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