Securities and Exchange Commission v. Sztrom et al
| Securities and Exchange Commission |
| Sztrom Wealth Management, Inc., David Sztrom and Michael Sztrom |
| 3:2021cv00086 |
| January 15, 2021 |
| US District Court for the Southern District of California |
| Ruben B Brooks |
| Marilyn L Huff |
| Securities/Commodities |
| None |
Docket Report
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| Document Text |
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| Filing 5 WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission, as to All Defendants. (Attachments: #1 Waiver of Service for David Sztrom, #2 Waiver of Service for Sztrom Wealth Management)(Sew Hoy, Michael) (mme). |
| Filing 4 NOTICE of Appearance by Natalie Prescott on behalf of David Sztrom, Michael Sztrom, Sztrom Wealth Management, Inc. (Prescott, Natalie)Attorney Natalie Prescott added to party David Sztrom(pty:dft), Attorney Natalie Prescott added to party Michael Sztrom(pty:dft), Attorney Natalie Prescott added to party Sztrom Wealth Management, Inc.(pty:dft) (jmr). |
| Filing 3 NOTICE of Appearance by Sean T. Prosser on behalf of David Sztrom, Michael Sztrom, Sztrom Wealth Management, Inc. (Prosser, Sean)Attorney Sean T. Prosser added to party David Sztrom(pty:dft), Attorney Sean T. Prosser added to party Michael Sztrom(pty:dft), Attorney Sean T. Prosser added to party Sztrom Wealth Management, Inc.(pty:dft) (jmr). |
| Filing 2 Summons Issued. Counsel receiving this notice electronically should print this summons and serve it in accordance with Rule 4, Fed.R.Civ.P and LR 4.1. (mcb) (dsn) |
| Filing 1 COMPLAINT against All Defendants, No Fee Required, filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)The new case number is 3:21-cv-86-H-RBB. Judge Marilyn L. Huff and Magistrate Judge Ruben B. Brooks are assigned to the case. (Sew Hoy, Michael)(mcb) (dsn) |
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