FleetBoston Financial Corporat, et al v. Alt, et al
Plaintiff: FLEET SECURITIES, INC and ROBERTSON STEPHENS, INC.
Defendant: NEW YORK STOCK EXCHANGE, INC., in its capacity as an arbitration forum
Defendant / Appellant: MICHAEL P. PERRELLA, SCOTT SULLIVAN, CHARLES BOLTON, RICHARD A. BRAND, CHRISTOPHER DODGE, SCOTT SCHARFMAN, DAVID O'BRIAN, GEORGENE CARAMBAT, MICHAEL BARR, JONATHAN GOLDMAN, MARK J. SALTER, ANDREW KAYE, VINCENT BOWEN, III, TONY HAERTL, ALEX DEAN, PHILIP GARDNER, JEFF WINAKER, JOSEPH PIAZZA, DAVID REILLY, ALLEN SMITH, ERIC E. ALT, DANIEL HURWITZ, JOHN T. ROSSI, MAUREEN MCCARTHY, CLARK CALLANDER, STEVEN TISHMAN, MICHAEL ANTHONY CASEY, LARRY REHMER, AGNES MURPHY, JEFFREY W. COLIN, TODD H. MCWILLIAMS, TED E. TOBIASON, FREDERICK M. HUGHES, DIANE P. MURPHY, DAVID FULLERTON, DANIEL P. WHITE, III, J.J. BEAGHAN, KEVIN MCGINTY, GREGORY C. HOLMES, CHRISTOPHER W. GREER, SAMUEL A. MORSE and BRIAN S. BEAN
Plaintiff / Appellee: ROBERTSON STEPHENS GROUP, INC. and FLEETBOSTON FINANCIAL CORPORATION, a/k/a Bank of America
Case Number: 10-1035
Filed: January 7, 2010
Court: U.S. Court of Appeals, First Circuit
Nature of Suit: Other
Docket Report

This docket was last retrieved on October 12, 2011. A more recent docket listing may be available from PACER.

Date Filed Document Text
October 12, 2011 U.S. SUPREME COURT ORDER entered on 10/11/2011. The petition for a writ of certiorari was denied. [10-1035] (AS) [Entered: 10/12/2011 09:51 AM]
September 14, 2011 NOTICE of Counsel's Change of Firm Affiliation and Address filed by Appellant Eric E. Alt. Certificate of service dated 09/14/2011. [10-1035] (KTP) [Entered: 09/14/2011 10:47 AM]
August 24, 2011 U.S. SUPREME COURT NOTICE advising a petition for a writ of certiorari was filed on 08/09/2011 and assigned case number 11-177. [10-1035] (AS) [Entered: 08/24/2011 01:41 PM]
May 27, 2011 MANDATE issued. [10-1035] (AS) [Entered: 05/27/2011 02:01 PM]
May 11, 2011 Opinion or Order ORDER entered by Sandra L. Lynch, Chief Appellate Judge; Juan R. Torruella, Appellate Judge; Michael Boudin, Appellate Judge; Kermit V. Lipez, Appellate Judge; Jeffrey R. Howard, Appellate Judge; Rogeriee Thompson, Appellate Judge and Joseph A. DiClerico, U.S. District Judge denying petition for panel rehearing filed by Appellants David Fullerton, John T. Rossi, Samuel A. Morse, Daniel Hurwitz, Frederick M. Hughes, Jeff Winaker, Charles Bolton, David O'Brian, Andrew Kaye, Philip Gardner, Michael P. Perrella, Eric E. Alt, David Reilly, Scott Sullivan, Michael Anthony Casey, Jeffrey W. Colin, Steven Tishman, Michael Barr, Richard A. Brand, Brian S. Bean, Diane P. Murphy, Agnes Murphy, Christopher Dodge, Joseph Piazza, Christopher W. Greer, Todd H. McWilliams, Maureen McCarthy, Clark Callander, Kevin McGinty, Gregory C. Holmes, Ted E. Tobiason, Larry Rehmer, Alex Dean, J.J. Beaghan, Mark J. Salter, Scott Scharfman, Vincent Bowen, III, Georgene Carambat, Jonathan Goldman, Allen Smith, Daniel P. White, III and Tony Haertl; denying petition for rehearing en banc filed by Appellants David Fullerton, John T. Rossi, Samuel A. Morse, Daniel Hurwitz, Frederick M. Hughes, Jeff Winaker, Charles Bolton, David O'Brian, Andrew Kaye, Philip Gardner, Michael P. Perrella, Eric E. Alt, David Reilly, Scott Sullivan, Michael Anthony Casey, Jeffrey W. Colin, Steven Tishman, Michael Barr, Richard A. Brand, Brian S. Bean, Diane P. Murphy, Agnes Murphy, Christopher Dodge, Joseph Piazza, Christopher W. Greer, Todd H. McWilliams, Maureen McCarthy, Clark Callander, Kevin McGinty, Gregory C. Holmes, Ted E. Tobiason, Larry Rehmer, Alex Dean, J.J. Beaghan, Mark J. Salter, Scott Scharfman, Vincent Bowen, III, Georgene Carambat, Jonathan Goldman, Allen Smith, Daniel P. White, III and Tony Haertl. [10-1035] (AS) [Entered: 05/11/2011 11:17 AM]
April 6, 2011 PETITION for rehearing and rehearing en banc filed by Appellants Eric E. Alt, Michael Barr, J.J. Beaghan, Brian S. Bean, Charles Bolton, Vincent Bowen, III, Richard A. Brand, Clark Callander, Georgene Carambat, Michael Anthony Casey, Jeffrey W. Colin, Alex Dean, Christopher Dodge, David Fullerton, Philip Gardner, Jonathan Goldman, Christopher W. Greer, Tony Haertl, Gregory C. Holmes, Frederick M. Hughes, Daniel Hurwitz, Andrew Kaye, Maureen McCarthy, Kevin McGinty, Todd H. McWilliams, Samuel A. Morse, Agnes Murphy, Diane P. Murphy, David O'Brian, Michael P. Perrella, Joseph Piazza, Larry Rehmer, David Reilly, John T. Rossi, Mark J. Salter, Scott Scharfman, Allen Smith, Scott Sullivan, Steven Tishman, Ted E. Tobiason, Daniel P. White, III and Jeff Winaker. Certificate of service dated 04/06/2011. [10-1035] (JLL) [Entered: 04/06/2011 06:21 PM]
March 23, 2011 JUDGMENT entered by Sandra L. Lynch, Chief Appellate Judge; Jeffrey R. Howard, Appellate Judge and Joseph A. DiClerico, U.S. District Judge. 10-1035 Affirmed [10-1035] (AS) [Entered: 03/23/2011 02:00 PM]
March 23, 2011 OPINION issued by Sandra L. Lynch, Chief Appellate Judge; Jeffrey R. Howard, Appellate Judge and Joseph A. DiClerico, U.S. District Judge. Published. [10-1035] (AS) [Entered: 03/23/2011 01:58 PM]
November 9, 2010 RESPONSE to citation of supplemental authorities pursuant to Fed. R. App. P. 28(j) [ # 5500776-2 ] filed by Appellee Robertson Stephens Group, Inc.. Certificate of service dated 11/09/2010. [10-1035] (SEM) [Entered: 11/09/2010 11:18 AM]
November 3, 2010 CITATION of supplemental authorities pursuant to Fed. R. App. P. 28(j) filed by Appellants Eric E. Alt, Michael Barr, J.J. Beaghan, Brian S. Bean, Charles Bolton, Vincent Bowen, III, Richard A. Brand, Clark Callander, Georgene Carambat, Michael Anthony Casey, Jeffrey W. Colin, Alex Dean, Christopher Dodge, David Fullerton, Philip Gardner, Jonathan Goldman, Christopher W. Greer, Tony Haertl, Gregory C. Holmes, Frederick M. Hughes, Daniel Hurwitz, Andrew Kaye, Maureen McCarthy, Kevin McGinty, Todd H. McWilliams, Samuel A. Morse, Agnes Murphy, Diane P. Murphy, David O'Brian, Michael P. Perrella, Joseph Piazza, Larry Rehmer, David Reilly, John T. Rossi, Mark J. Salter, Scott Scharfman, Allen Smith, Scott Sullivan, Steven Tishman, Ted E. Tobiason, Daniel P. White, III and Jeff Winaker. Certificate of service dated 11/03/2010. [10-1035] (ARM) [Entered: 11/03/2010 07:23 PM]
November 1, 2010 CASE argued. Panel: Sandra L. Lynch, Chief Appellate Judge; Jeffrey R. Howard, Appellate Judge and Joseph A. DiClerico, U.S. District Judge. Arguing attorneys: Arthur R. Miller for David Fullerton, John T. Rossi, Samuel A. Morse, Daniel Hurwitz, Frederick M. Hughes, Jeff Winaker, Charles Bolton, David O'Brian, Andrew Kaye, Philip Gardner, Michael P. Perrella, Eric E. Alt, David Reilly, Scott Sullivan, Michael Anthony Casey, Jeffrey W. Colin, Steven Tishman, Michael Barr, Richard A. Brand, Brian S. Bean, Diane P. Murphy, Agnes Murphy, Christopher Dodge, Joseph Piazza, Christopher W. Greer, Todd H. McWilliams, Maureen McCarthy, Clark Callander, Kevin McGinty, Gregory C. Holmes, Ted E. Tobiason, Larry Rehmer, Alex Dean, J.J. Beaghan, Mark J. Salter, Scott Scharfman, Vincent Bowen, III, Georgene Carambat, Jonathan Goldman, Allen Smith, Daniel P. White, III and Tony Haertl and S. Elaine McChesney for Fleetboston Financial Corporation, Robertson Stephens Group, Inc. and Bank of America, Fleetboston Financial Corporation, Fleet Securities, Inc and Robertson Stephens, Inc.. [10-1035] (LM) [Entered: 11/01/2010 02:33 PM]
October 12, 2010 DESIGNATION of attorney presenting oral argument filed by Attorney Arthur R. Miller for Appellants David Fullerton, John T. Rossi, Samuel A. Morse, Daniel Hurwitz, Frederick M. Hughes, Jeff Winaker, Charles Bolton, David O'Brian, Andrew Kaye, Philip Gardner, Michael P. Perrella, Eric E. Alt, David Reilly, Scott Sullivan, Michael Anthony Casey, Jeffrey W. Colin, Steven Tishman, Michael Barr, Richard A. Brand, Brian S. Bean, Diane P. Murphy, Agnes Murphy, Christopher Dodge, Joseph Piazza, Christopher W. Greer, Todd H. McWilliams, Maureen McCarthy, Clark Callander, Kevin McGinty, Gregory C. Holmes, Ted E. Tobiason, Larry Rehmer, Alex Dean, J.J. Beaghan, Mark J. Salter, Scott Scharfman, Vincent Bowen, III, Georgene Carambat, Jonathan Goldman, Allen Smith, Daniel P. White, III and Tony Haertl. Certificate of service dated 10/12/2010. [10-1035] (ARM) [Entered: 10/12/2010 03:45 PM]
October 4, 2010 DESIGNATION of attorney presenting oral argument filed by Attorney S. Elaine McChesney for Appellees Fleetboston Financial Corporation, Robertson Stephens Group, Inc. and Not Parties Bank of America, Fleetboston Financial Corporation, Fleet Securities, Inc and Robertson Stephens, Inc.. Certificate of service dated 10/04/2010. [10-1035] (SEM) [Entered: 10/04/2010 11:18 AM]
October 1, 2010 CASE calendared: 11/01/2010 Boston, MA Panel Courtroom. Designation form due 10/15/2010. [10-1035] (LM) [Entered: 10/01/2010 10:21 AM]
August 3, 2010 NINE (9) paper copies of reply brief [ # 5466665-2 ] submitted by ALL Appellants. [10-1035] (BLC) [Entered: 08/03/2010 01:53 PM]
July 28, 2010 REPLY BRIEF filed by ALL Appellants. Certificate of service dated 07/28/2010. Appellants are directed to submit nine paper copies identical to that of the electronically filed brief so that they are received by the court on or before 08/05/2010. [10-1035] (BLC) [Entered: 07/29/2010 10:09 AM]
July 28, 2010 BRIEF tendered by Appellants Eric E. Alt, Michael Barr, J.J. Beaghan, Brian S. Bean, Charles Bolton, Vincent Bowen, III, Richard A. Brand, Clark Callander, Georgene Carambat, Michael Anthony Casey, Jeffrey W. Colin, Alex Dean, Christopher Dodge, David Fullerton, Philip Gardner, Jonathan Goldman, Christopher W. Greer, Tony Haertl, Gregory C. Holmes, Frederick M. Hughes, Daniel Hurwitz, Andrew Kaye, Maureen McCarthy, Kevin McGinty, Todd H. McWilliams, Samuel A. Morse, Agnes Murphy, Diane P. Murphy, David O'Brian, Michael P. Perrella, Joseph Piazza, Larry Rehmer, David Reilly, John T. Rossi, Mark J. Salter, Scott Scharfman, Allen Smith, Scott Sullivan, Steven Tishman, Ted E. Tobiason, Daniel P. White, III and Jeff Winaker. Certificate of service dated 07/28/2010. [10-1035] (JLL) [Entered: 07/28/2010 05:59 PM]
July 22, 2010 Opinion or Order ORDER granting motion for leave to file oversized reply brief filed by Appellants David Fullerton, John T. Rossi, Samuel A. Morse, Daniel Hurwitz, Frederick M. Hughes, Jeff Winaker, Charles Bolton, David O'Brian, Andrew Kaye, Philip Gardner, Michael P. Perrella, Eric E. Alt, David Reilly, Scott Sullivan, Michael Anthony Casey, Jeffrey W. Colin, Steven Tishman, Michael Barr, Richard A. Brand, Brian S. Bean, Diane P. Murphy, Agnes Murphy, Christopher Dodge, Joseph Piazza, Christopher W. Greer, Todd H. McWilliams, Maureen McCarthy, Clark Callander, Kevin McGinty, Gregory C. Holmes, Ted E. Tobiason, Larry Rehmer, Alex Dean, J.J. Beaghan, Mark J. Salter, Scott Scharfman, Vincent Bowen, III, Georgene Carambat, Jonathan Goldman, Allen Smith, Daniel P. White, III and Tony Haertl. [10-1035] (AS) [Entered: 07/22/2010 09:54 AM]
July 21, 2010 MOTION for leave to file oversized filed by Appellants Eric E. Alt, Michael Barr, J.J. Beaghan, Brian S. Bean, Charles Bolton, Vincent Bowen, III, Richard A. Brand, Clark Callander, Georgene Carambat, Michael Anthony Casey, Jeffrey W. Colin, Alex Dean, Christopher Dodge, David Fullerton, Philip Gardner, Jonathan Goldman, Christopher W. Greer, Tony Haertl, Gregory C. Holmes, Frederick M. Hughes, Daniel Hurwitz, Andrew Kaye, Maureen McCarthy, Kevin McGinty, Todd H. McWilliams, Samuel A. Morse, Agnes Murphy, Diane P. Murphy, David O'Brian, Michael P. Perrella, Joseph Piazza, Larry Rehmer, David Reilly, John T. Rossi, Mark J. Salter, Scott Scharfman, Allen Smith, Scott Sullivan, Steven Tishman, Ted E. Tobiason, Daniel P. White, III and Jeff Winaker. Certificate of service dated 07/21/2010. [10-1035] (JRH) [Entered: 07/21/2010 06:34 PM]
July 15, 2010 Opinion or Order ORDER granting in part and denying in part motion to amend caption filed by Appellants David Fullerton, John T. Rossi, Samuel A. Morse, Daniel Hurwitz, Frederick M. Hughes, Jeff Winaker, Charles Bolton, David O'Brian, Andrew Kaye, Philip Gardner, Michael P. Perrella, Eric E. Alt, David Reilly, Scott Sullivan, Michael Anthony Casey, Jeffrey W. Colin, Steven Tishman, Michael Barr, Richard A. Brand, Brian S. Bean, Diane P. Murphy, Agnes Murphy, Christopher Dodge, Joseph Piazza, Christopher W. Greer, Todd H. McWilliams, Maureen McCarthy, Clark Callander, Kevin McGinty, Gregory C. Holmes, Ted E. Tobiason, Larry Rehmer, Alex Dean, J.J. Beaghan, Mark J. Salter, Scott Scharfman, Vincent Bowen, III, Georgene Carambat, Jonathan Goldman, Allen Smith, Daniel P. White, III, Tony Haertl and Appellees Fleetboston Financial Corporation and Robertson Stephens Group, Inc.. [10-1035] (AS) [Entered: 07/15/2010 09:04 AM]
July 13, 2010 MOTION to amend caption filed by Appellants Eric E. Alt, Michael Barr, J.J. Beaghan, Brian S. Bean, Charles Bolton, Vincent Bowen, III, Richard A. Brand, Clark Callander, Georgene Carambat, Michael Anthony Casey, Jeffrey W. Colin, Alex Dean, Christopher Dodge, David Fullerton, Philip Gardner, Jonathan Goldman, Christopher W. Greer, Tony Haertl, Gregory C. Holmes, Frederick M. Hughes, Daniel Hurwitz, Andrew Kaye, Maureen McCarthy, Kevin McGinty, Todd H. McWilliams, Samuel A. Morse, Agnes Murphy, Diane P. Murphy, David O'Brian, Michael P. Perrella, Joseph Piazza, Larry Rehmer, David Reilly, John T. Rossi, Mark J. Salter, Scott Scharfman, Allen Smith, Scott Sullivan, Steven Tishman, Ted E. Tobiason, Daniel P. White, III, Jeff Winaker and Appellees Fleetboston Financial Corporation and Robertson Stephens Group, Inc.. Certificate of service dated 07/13/2010. [10-1035] (ALD) [Entered: 07/13/2010 09:34 AM]
July 8, 2010 NINE (9) paper copies of appellee/respondent brief [ # 5460819-2 ] submitted by Appellee Robertson Stephens Group, Inc.. [10-1035] (BLC) [Entered: 07/08/2010 02:37 PM]
July 2, 2010 CORPORATE disclosure statement filed by Appellee Robertson Stephens Group, Inc.. Certificate of service dated 07/02/2010. [10-1035] (BLC) [Entered: 07/07/2010 09:08 AM]
July 2, 2010 APPELLEE'S BRIEF filed by Appellee Robertson Stephens Group, Inc. Certificate of service dated 06/02/2010. Appellee is directed to submit nine paper copies identical to that of the electronically filed brief so that they are received by the court on or before 07/14/2010. [10-1035] (BLC) [Entered: 07/07/2010 09:07 AM]
July 2, 2010 BRIEF tendered by Appellee Robertson Stephens Group, Inc.. Certificate of service dated 07/02/2010. [10-1035] (SEM) [Entered: 07/02/2010 04:14 PM]
June 22, 2010 Opinion or Order ORDER granting motion for leave to file oversized brief filed by Appellees Fleetboston Financial Corporation and Robertson Stephens Group, Inc.. [10-1035] (AS) [Entered: 06/22/2010 01:37 PM]
June 17, 2010 MOTION for leave to file oversized brief filed by Appellees Fleetboston Financial Corporation and Robertson Stephens Group, Inc.. Certificate of service dated 06/17/2010. [10-1035] (LKL) [Entered: 06/17/2010 02:20 PM]
May 25, 2010 APPENDIX filed by ALL Appellants. Number of volumes: 4. Number of copies: 5. Certificate of service dated 05/24/2010. [10-1035] (BLC) [Entered: 05/25/2010 11:28 AM]
May 25, 2010 NINE (9) paper copies of appellant/petitioner brief [ # 5447849-2 ] submitted by ALL Appellants. [10-1035] (BLC) [Entered: 05/26/2010 02:05 PM]
May 24, 2010 APPELLANTS' BRIEF filed by ALL Appellants. Certificate of service dated 05/24/2010. Brief due July 7, 2010 for All Appellees. Appellants are directed to submit nine paper copies identical to that of the electronically filed brief so that they are received by the court on or before 06/01/2010. [10-1035] (BLC) [Entered: 05/24/2010 12:48 PM]
May 24, 2010 BRIEF tendered by Appellants Eric E. Alt, Michael Barr, J.J. Beaghan, Brian S. Bean, Charles Bolton, Vincent Bowen, III, Richard A. Brand, Clark Callander, Georgene Carambat, Michael Anthony Casey, Jeffrey W. Colin, Alex Dean, Christopher Dodge, David Fullerton, Philip Gardner, Jonathan Goldman, Christopher W. Greer, Tony Haertl, Gregory C. Holmes, Frederick M. Hughes, Daniel Hurwitz, Andrew Kaye, Maureen McCarthy, Kevin McGinty, Todd H. McWilliams, Samuel A. Morse, Agnes Murphy, Diane P. Murphy, David O'Brian, Michael P. Perrella, Joseph Piazza, Larry Rehmer, David Reilly, John T. Rossi, Mark J. Salter, Scott Scharfman, Allen Smith, Scott Sullivan, Steven Tishman, Ted E. Tobiason, Daniel P. White, III and Jeff Winaker. Certificate of service dated 05/24/2010. [10-1035] (JLL) [Entered: 05/24/2010 12:05 PM]
May 19, 2010 NOTICE of appearance on behalf of Appellants Eric E. Alt, Michael Barr, J.J. Beaghan, Brian S. Bean, Charles Bolton, Vincent Bowen, III, Richard A. Brand, Clark Callander, Georgene Carambat, Michael Anthony Casey, Jeffrey W. Colin, Alex Dean, Christopher Dodge, David Fullerton, Philip Gardner, Jonathan Goldman, Christopher W. Greer, Tony Haertl, Gregory C. Holmes, Frederick M. Hughes, Daniel Hurwitz, Andrew Kaye, Maureen McCarthy, Kevin McGinty, Todd H. McWilliams, Samuel A. Morse, Agnes Murphy, Diane P. Murphy, David O'Brian, Michael P. Perrella, Joseph Piazza, Larry Rehmer, David Reilly, John T. Rossi, Mark J. Salter, Scott Scharfman, Allen Smith, Scott Sullivan, Steven Tishman, Ted E. Tobiason, Daniel P. White, III and Jeff Winaker filed by Attorney J. Owen Todd. Certificate of service dated 05/19/2010. [10-1035]--[Edited 05/21/2010 by AS] CLERK'S NOTE: Relief selection was incorrect and/or incomplete; The appearance form indicates the attorney is representing 42 parties but only selected one filer. Correction made by clerk's office. No further action required. (JOT) [Entered: 05/19/2010 04:47 PM]
May 18, 2010 NOTICE of appearance on behalf of Appellants Eric E. Alt, Michael Barr, J.J. Beaghan, Brian S. Bean, Charles Bolton, Vincent Bowen, III, Richard A. Brand, Clark Callander, Georgene Carambat, Michael Anthony Casey, Jeffrey W. Colin, Alex Dean, Christopher Dodge, David Fullerton, Philip Gardner, Jonathan Goldman, Christopher W. Greer, Tony Haertl, Gregory C. Holmes, Frederick M. Hughes, Daniel Hurwitz, Andrew Kaye, Maureen McCarthy, Kevin McGinty, Todd H. McWilliams, Samuel A. Morse, Agnes Murphy, Diane P. Murphy, David O'Brian, Michael P. Perrella, Joseph Piazza, Larry Rehmer, David Reilly, John T. Rossi, Mark J. Salter, Scott Scharfman, Allen Smith, Scott Sullivan, Steven Tishman, Ted E. Tobiason, Daniel P. White, III and Jeff Winaker filed by Attorney Arthur R. Miller. Certificate of service dated 05/18/2010. [10-1035]--[Edited 05/21/2010 by AS] CLERK'S NOTE: Relief selection was incorrect and/or incomplete. The appearance form indicates the attorney is representing 42 parties but only selected one filer. Correction made by clerk's office. No further action required. (ARM) [Entered: 05/18/2010 03:30 PM]
May 18, 2010 NOTICE of appearance on behalf of Appellant Eric E. Alt filed by Attorney Arthur R. Miller. Certificate of service dated 05/18/2010. [10-1035]--[Edited 05/18/2010 by AS] CLERK'S NOTE: The signature on the document does not match the name of the ECF filer under whose login and password the document was filed. An attorney can not file pleadings on behalf of another attorney. THE FILER IS DIRECTED TO RE-FILE THE DOCUMENT WITHIN TWO DAYS. (KTP) [Entered: 05/18/2010 01:54 PM]
May 17, 2010 Opinion or Order ORDER granting motion for leave to file oversized document filed by Appellant Eric E. Alt. [10-1035] (AS) [Entered: 05/17/2010 09:09 AM]
May 14, 2010 MOTION for leave to file oversized Brief filed by Appellant Eric E. Alt. Certificate of service dated 05/14/2010. [10-1035] (KTP) [Entered: 05/14/2010 02:32 PM]
May 12, 2010 Opinion or Order ORDER: Appellants' brief and appendix are due on or before May 24, 2010. Appellees' brief is due on or before July 7, 2010. Appellants' reply brief is due on or before July 28, 2010. No further extensions of this deadline should be expected.. [10-1035] (AS) [Entered: 05/12/2010 01:15 PM]
May 11, 2010 MOTION to extend time to file brief and appendix filed by Appellants Eric E. Alt, Michael Barr, J.J. Beaghan, Brian S. Bean, Charles Bolton, Vincent Bowen, III, Richard A. Brand, Clark Callander, Georgene Carambat, Michael Anthony Casey, Jeffrey W. Colin, Alex Dean, Christopher Dodge, David Fullerton, Philip Gardner, Jonathan Goldman, Christopher W. Greer, Tony Haertl, Gregory C. Holmes, Frederick M. Hughes, Daniel Hurwitz, Andrew Kaye, Maureen McCarthy, Kevin McGinty, Todd H. McWilliams, Samuel A. Morse, Agnes Murphy, Diane P. Murphy, David O'Brian, Michael P. Perrella, Joseph Piazza, Larry Rehmer, David Reilly, John T. Rossi, Mark J. Salter, Scott Scharfman, Allen Smith, Scott Sullivan, Steven Tishman, Ted E. Tobiason, Daniel P. White, III and Jeff Winaker. Certificate of service dated 05/11/2010. [10-1035] (EFF) [Entered: 05/11/2010 10:55 AM]
May 11, 2010 NOTICE of appearance on behalf of Appellants Eric E. Alt, Michael Barr, J.J. Beaghan, Brian S. Bean, Charles Bolton, Vincent Bowen, III, Richard A. Brand, Clark Callander, Georgene Carambat, Michael Anthony Casey, Jeffrey W. Colin, Alex Dean, Christopher Dodge, David Fullerton, Philip Gardner, Jonathan Goldman, Christopher W. Greer, Tony Haertl, Gregory C. Holmes, Frederick M. Hughes, Daniel Hurwitz, Andrew Kaye, Kevin McGinty, Todd H. McWilliams, Samuel A. Morse, Agnes Murphy, Diane P. Murphy, David O'Brian, Michael P. Perrella, Joseph Piazza, Larry Rehmer, David Reilly, John T. Rossi, Mark J. Salter, Scott Scharfman, Allen Smith, Scott Sullivan, Steven Tishman, Ted E. Tobiason, Daniel P. White, III and Jeff Winaker filed by Attorney Edward Foye. Certificate of service dated 05/11/2010. [10-1035] (EFF) [Entered: 05/11/2010 10:42 AM]
May 7, 2010 NOTICE of appearance on behalf of Appellant Eric E. Alt filed by Attorney Kevin T. Peters. Certificate of service dated 05/07/2010. [10-1035] (KTP) [Entered: 05/07/2010 04:04 PM]
February 24, 2010 Opinion or Order ORDER: Upon consideration of the joint motion to modify the briefing schedule, the motion is allowed. Appellants' brief and appendix are due on or before May 17, 2010. Appellees' brief is due on or before June 30, 2010. Appellants' reply brief is due on or before July 21, 2010. We are disinclined to grant any further request to enlarge these deadlines. [10-1035] (AS) [Entered: 02/24/2010 03:05 PM]
February 23, 2010 JOINT MOTION to extend time to file appellants' brief and appendix filed by Appellants Eric E. Alt, Michael Barr, J.J. Beaghan, Brian S. Bean, Charles Bolton, Vincent Bowen, III, Richard A. Brand, Clark Callander, Georgene Carambat, Michael Anthony Casey, Jeffrey W. Colin, Alex Dean, Christopher Dodge, David Fullerton, Philip Gardner, Jonathan Goldman, Christopher W. Greer, Tony Haertl, Gregory C. Holmes, Frederick M. Hughes, Daniel Hurwitz, Andrew Kaye, Maureen McCarthy, Kevin McGinty, Todd H. McWilliams, Samuel A. Morse, Agnes Murphy, Diane P. Murphy, David O'Brian, Michael P. Perrella, Joseph Piazza, Larry Rehmer, David Reilly, John T. Rossi, Mark J. Salter, Scott Scharfman, Allen Smith, Scott Sullivan, Steven Tishman, Ted E. Tobiason, Daniel P. White, III and Jeff Winaker. Certificate of service dated 02/23/2010. [10-1035]--[Edited 02/24/2010 by AS] CLERK'S NOTE: Relief selection was incorrect. Correction made by clerk's office. No further action required. (JRH) [Entered: 02/23/2010 10:21 PM]
February 19, 2010 CORPORATE disclosure statement filed by Appellees Fleetboston Financial Corporation and Robertson Stephens Group, Inc.. Certificate of service dated 02/19/2010. [10-1035] (LKL) [Entered: 02/19/2010 02:50 PM]
February 4, 2010 NOTICE of appearance on behalf of Appellants Eric E. Alt, Michael Barr, J.J. Beaghan, Brian S. Bean, Charles Bolton, Vincent Bowen, III, Richard A. Brand, Clark Callander, Georgene Carambat, Michael Anthony Casey, Jeffrey W. Colin, Alex Dean, Christopher Dodge, David Fullerton, Philip Gardner, Jonathan Goldman, Christopher W. Greer, Tony Haertl, Gregory C. Holmes, Frederick M. Hughes, Daniel Hurwitz, Andrew Kaye, Maureen McCarthy, Kevin McGinty, Todd H. McWilliams, Samuel A. Morse, Agnes Murphy, Diane P. Murphy, David O'Brian, Michael P. Perrella, Joseph Piazza, Larry Rehmer, David Reilly, John T. Rossi, Mark J. Salter, Scott Scharfman, Allen Smith, Scott Sullivan, Steven Tishman, Ted E. Tobiason, Daniel P. White, III and Jeff Winaker filed by Attorney Michael E. Grenert. Certificate of service dated 02/04/2010. [10-1035] (MEG) [Entered: 02/04/2010 04:46 PM]
February 4, 2010 NOTICE of appearance on behalf of Appellants Eric E. Alt, Michael Barr, J.J. Beaghan, Brian S. Bean, Charles Bolton, Vincent Bowen, III, Richard A. Brand, Clark Callander, Georgene Carambat, Michael Anthony Casey, Jeffrey W. Colin, Alex Dean, Christopher Dodge, David Fullerton, Philip Gardner, Jonathan Goldman, Christopher W. Greer, Tony Haertl, Gregory C. Holmes, Frederick M. Hughes, Daniel Hurwitz, Andrew Kaye, Maureen McCarthy, Kevin McGinty, Todd H. McWilliams, Samuel A. Morse, Agnes Murphy, Diane P. Murphy, David O'Brian, Michael P. Perrella, Joseph Piazza, Larry Rehmer, David Reilly, John T. Rossi, Mark J. Salter, Scott Scharfman, Allen Smith, Scott Sullivan, Steven Tishman, Ted E. Tobiason, Daniel P. White, III and Jeff Winaker filed by Attorney James R. Hubbard. Certificate of service dated 02/04/2010. [10-1035] (JRH) [Entered: 02/04/2010 04:20 PM]
February 1, 2010 BRIEFING schedule set. Brief due 03/15/2010 for Appellant Eric E. Alt, Appellant Michael Barr, Appellant J.J. Beaghan, Appellant Brian S. Bean, Appellant Charles Bolton, Appellant Vincent Bowen III, Appellant Richard A. Brand, Appellant Clark Callander, Appellant Georgene Carambat, Appellant Michael Anthony Casey, Appellant Jeffrey W. Colin, Appellant Alex Dean, Appellant Christopher Dodge, Appellant David Fullerton, Appellant Philip Gardner, Appellant Jonathan Goldman, Appellant Christopher W. Greer, Appellant Tony Haertl, Appellant Gregory C. Holmes, Appellant Frederick M. Hughes, Appellant Daniel Hurwitz, Appellant Andrew Kaye, Appellant Maureen McCarthy, Appellant Kevin McGinty, Appellant Todd H. McWilliams, Appellant Samuel A. Morse, Appellant Agnes Murphy, Appellant Diane P. Murphy, Appellant David O'Brian, Appellant Michael P. Perrella, Appellant Joseph Piazza, Appellant Larry Rehmer, Appellant David Reilly, Appellant John T. Rossi, Appellant Mark J. Salter, Appellant Scott Scharfman, Appellant Allen Smith, Appellant Scott Sullivan, Appellant Steven Tishman, Appellant Ted E. Tobiason, Appellant Daniel P. White III and Appellant Jeff Winaker. Appendix due 03/15/2010 for Appellant Eric E. Alt, Appellant Michael Barr, Appellant J.J. Beaghan, Appellant Brian S. Bean, Appellant Charles Bolton, Appellant Vincent Bowen III, Appellant Richard A. Brand, Appellant Clark Callander, Appellant Georgene Carambat, Appellant Michael Anthony Casey, Appellant Jeffrey W. Colin, Appellant Alex Dean, Appellant Christopher Dodge, Appellant David Fullerton, Appellant Philip Gardner, Appellant Jonathan Goldman, Appellant Christopher W. Greer, Appellant Tony Haertl, Appellant Gregory C. Holmes, Appellant Frederick M. Hughes, Appellant Daniel Hurwitz, Appellant Andrew Kaye, Appellant Maureen McCarthy, Appellant Kevin McGinty, Appellant Todd H. McWilliams, Appellant Samuel A. Morse, Appellant Agnes Murphy, Appellant Diane P. Murphy, Appellant David O'Brian, Appellant Michael P. Perrella, Appellant Joseph Piazza, Appellant Larry Rehmer, Appellant David Reilly, Appellant John T. Rossi, Appellant Mark J. Salter, Appellant Scott Scharfman, Appellant Allen Smith, Appellant Scott Sullivan, Appellant Steven Tishman, Appellant Ted E. Tobiason, Appellant Daniel P. White III and Appellant Jeff Winaker. Pursuant to F.R.A.P. 31(a), appellee's brief will be due 30 days following service of appellant's brief and appellant's reply brief will be due 14 days following service of appellee's brief. [10-1035] (AS) [Entered: 02/01/2010 10:41 AM]
January 20, 2010 DOCKETING statement filed by Appellants Eric E. Alt, Michael Barr, J.J. Beaghan, Brian S. Bean, Charles Bolton, Vincent Bowen, III, Richard A. Brand, Clark Callander, Georgene Carambat, Michael Anthony Casey, Jeffrey W. Colin, Alex Dean, Christopher Dodge, David Fullerton, Phillip Gardner, Jonathan Goldman, Christopher W. Greer, Tony Haertl, Gregory C. Holmes, Frederick M. Hughes, Daniel Hurwitz, Andrew Kaye, Maureen McCarthy, Kevin M. McGinty, Todd H. McWilliams, Samuel A. Morse, Agnes Murphy, Diane P. Murphy, David O'Brian, Michael P. Perrella, Joseph Piazza, Larry Rehmer, David Reilly, John T. Rossi, Mark J. Salter, Scott Scharfman, Allen Smith, Scott Sullivan, Steven Tishman, Ted E. Tobiason, Daniel P. White, III and Jeff Winaker. Certificate of service dated 01/20/2010. [10-1035] (JLL) [Entered: 01/20/2010 03:36 PM]
January 20, 2010 TRANSCRIPT report/order form filed by Appellants Eric E. Alt, Michael Barr, J.J. Beaghan, Brian S. Bean, Charles Bolton, Vincent Bowen, III, Richard A. Brand, Clark Callander, Georgene Carambat, Michael Anthony Casey, Jeffrey W. Colin, Alex Dean, Christopher Dodge, David Fullerton, Phillip Gardner, Jonathan Goldman, Christopher W. Greer, Tony Haertl, Gregory C. Holmes, Frederick M. Hughes, Daniel Hurwitz, Andrew Kaye, Maureen McCarthy, Kevin M. McGinty, Todd H. McWilliams, Samuel A. Morse, Agnes Murphy, Diane P. Murphy, David O'Brian, Michael P. Perrella, Joseph Piazza, Larry Rehmer, David Reilly, John T. Rossi, Mark J. Salter, Scott Scharfman, Allen Smith, Scott Sullivan, Steven Tishman, Ted E. Tobiason, Daniel P. White, III and Jeff Winaker indicating all necessary transcripts have already been filed in district court. Certificate of service dated 01/20/2010. [10-1035] (JLL) [Entered: 01/20/2010 03:35 PM]
January 20, 2010 NOTICE of appearance on behalf of Appellants Eric E. Alt, Michael Barr, J.J. Beaghan, Brian S. Bean, Charles Bolton, Vincent Bowen, III, Richard A. Brand, Clark Callander, Georgene Carambat, Michael Anthony Casey, Jeffrey W. Colin, Alex Dean, Christopher Dodge, David Fullerton, Phillip Gardner, Jonathan Goldman, Christopher W. Greer, Tony Haertl, Gregory C. Holmes, Frederick M. Hughes, Daniel Hurwitz, Andrew Kaye, Maureen McCarthy, Kevin M. McGinty, Todd H. McWilliams, Samuel A. Morse, Agnes Murphy, Diane P. Murphy, David O'Brian, Michael P. Perrella, Joseph Piazza, Larry Rehmer, David Reilly, John T. Rossi, Mark J. Salter, Scott Scharfman, Allen Smith, Scott Sullivan, Steven Tishman, Ted E. Tobiason, Daniel P. White, III and Jeff Winaker filed by Attorney Jeffrey L. Liddle. Certificate of service dated 01/20/2010. [10-1035] (JLL) [Entered: 01/20/2010 03:22 PM]
January 13, 2010 NOTICE of appearance on behalf of Appellees Bank of America and Robertson Stephens Group, Inc. filed by Attorney Alicia L. Downey. Certificate of service dated 01/13/2010. [10-1035] (ALD) [Entered: 01/13/2010 03:14 PM]
January 13, 2010 NOTICE of appearance on behalf of Appellees Bank of America and Robertson Stephens Group, Inc. filed by Attorney S. Elaine McChesney. Certificate of service dated 01/13/2010. [10-1035] (SEM) [Entered: 01/13/2010 03:07 PM]
January 13, 2010 NOTICE of appearance on behalf of Appellees Bank of America and Robertson Stephens Group, Inc. filed by Attorney Laura K. Langley. Certificate of service dated 01/13/2010. [10-1035] (LKL) [Entered: 01/13/2010 03:18 PM]
January 7, 2010 CIVIL CASE docketed. Notice of appeal (doc. #227) filed by Appellants Eric E. Alt, Michael Barr, J.J. Beaghan, Brian S. Bean, Charles Bolton, Vincent Bowen, III, Richard A. Brand, Clark Callander, Georgene Carambat, Michael Anthony Casey, Jeffrey W. Colin, Alex Dean, Christopher Dodge, David Fullerton, Phillip Gardner, Jonathan Goldman, Christopher W. Greer, Tony Haertl, Gregory C. Holmes, Frederick M. Hughes, Daniel Hurwitz, Andrew Kaye, Maureen McCarthy, Kevin M. McGinty, Todd H. McWilliams, Samuel A. Morse, Agnes Murphy, Diane P. Murphy, David O'Brian, Michael P. Perrella, Joseph Piazza, Larry Rehmer, David Reilly, John T. Rossi, Mark J. Salter, Scott Scharfman, Allen Smith, Scott Sullivan, Steven Tishman, Ted E. Tobiason, Daniel P. White, III and Jeff Winaker. Opening forms sent. Docketing Statement due 01/21/2010. Transcript Report/Order form due 01/21/2010. Appearance form due 01/21/2010. [10-1035] (AS) [Entered: 01/07/2010 02:02 PM]

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Search for this case: FleetBoston Financial Corporat, et al v. Alt, et al
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Defendant / appellant: MICHAEL P. PERRELLA
Represented By: Kevin Thomas Peters
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Represented By: J. Owen Todd
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Defendant / appellant: SCOTT SULLIVAN
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Defendant / appellant: CHARLES BOLTON
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Defendant / appellant: RICHARD A. BRAND
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Defendant / appellant: CHRISTOPHER DODGE
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Defendant / appellant: SCOTT SCHARFMAN
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Defendant / appellant: DAVID O'BRIAN
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Defendant / appellant: GEORGENE CARAMBAT
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Defendant / appellant: MICHAEL BARR
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Defendant / appellant: JONATHAN GOLDMAN
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Defendant / appellant: MARK J. SALTER
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Defendant / appellant: ANDREW KAYE
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Defendant / appellant: VINCENT BOWEN, III
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Defendant / appellant: TONY HAERTL
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Defendant / appellant: ALEX DEAN
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Defendant / appellant: PHILIP GARDNER
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Defendant / appellant: JEFF WINAKER
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Defendant / appellant: JOSEPH PIAZZA
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Defendant / appellant: DAVID REILLY
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Defendant / appellant: ALLEN SMITH
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Defendant / appellant: ERIC E. ALT
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Defendant / appellant: DANIEL HURWITZ
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Defendant / appellant: JOHN T. ROSSI
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Defendant / appellant: MAUREEN MCCARTHY
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Defendant / appellant: CLARK CALLANDER
Represented By: Kevin Thomas Peters
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Defendant / appellant: STEVEN TISHMAN
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Represented By: Edward Francis Foye
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Defendant / appellant: MICHAEL ANTHONY CASEY
Represented By: Kevin Thomas Peters
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Represented By: Edward Francis Foye
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Defendant / appellant: LARRY REHMER
Represented By: Kevin Thomas Peters
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Represented By: Edward Francis Foye
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Defendant / appellant: AGNES MURPHY
Represented By: Kevin Thomas Peters
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Represented By: Edward Francis Foye
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Defendant / appellant: JEFFREY W. COLIN
Represented By: Kevin Thomas Peters
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Represented By: Jeffrey L. Liddle
Represented By: Edward Francis Foye
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Defendant / appellant: TODD H. MCWILLIAMS
Represented By: Kevin Thomas Peters
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Represented By: Edward Francis Foye
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Defendant / appellant: TED E. TOBIASON
Represented By: Kevin Thomas Peters
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Represented By: Jeffrey L. Liddle
Represented By: Edward Francis Foye
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Defendant / appellant: FREDERICK M. HUGHES
Represented By: Kevin Thomas Peters
Represented By: Michael Evan Grenert
Represented By: J. Owen Todd
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Represented By: Jeffrey L. Liddle
Represented By: Edward Francis Foye
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Defendant / appellant: DIANE P. MURPHY
Represented By: Kevin Thomas Peters
Represented By: Michael Evan Grenert
Represented By: J. Owen Todd
Represented By: Arthur R. Miller
Represented By: James Ryan Hubbard
Represented By: Jeffrey L. Liddle
Represented By: Edward Francis Foye
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Defendant / appellant: DAVID FULLERTON
Represented By: Kevin Thomas Peters
Represented By: Michael Evan Grenert
Represented By: J. Owen Todd
Represented By: Arthur R. Miller
Represented By: James Ryan Hubbard
Represented By: Jeffrey L. Liddle
Represented By: Edward Francis Foye
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Defendant / appellant: DANIEL P. WHITE, III
Represented By: Kevin Thomas Peters
Represented By: Michael Evan Grenert
Represented By: J. Owen Todd
Represented By: Arthur R. Miller
Represented By: James Ryan Hubbard
Represented By: Jeffrey L. Liddle
Represented By: Edward Francis Foye
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Defendant / appellant: J.J. BEAGHAN
Represented By: Kevin Thomas Peters
Represented By: Michael Evan Grenert
Represented By: J. Owen Todd
Represented By: Arthur R. Miller
Represented By: James Ryan Hubbard
Represented By: Jeffrey L. Liddle
Represented By: Edward Francis Foye
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Defendant / appellant: KEVIN MCGINTY
Represented By: Kevin Thomas Peters
Represented By: Michael Evan Grenert
Represented By: J. Owen Todd
Represented By: Arthur R. Miller
Represented By: James Ryan Hubbard
Represented By: Jeffrey L. Liddle
Represented By: Edward Francis Foye
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Defendant / appellant: GREGORY C. HOLMES
Represented By: Kevin Thomas Peters
Represented By: Michael Evan Grenert
Represented By: J. Owen Todd
Represented By: Arthur R. Miller
Represented By: James Ryan Hubbard
Represented By: Jeffrey L. Liddle
Represented By: Edward Francis Foye
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Defendant / appellant: CHRISTOPHER W. GREER
Represented By: Kevin Thomas Peters
Represented By: Michael Evan Grenert
Represented By: J. Owen Todd
Represented By: Arthur R. Miller
Represented By: James Ryan Hubbard
Represented By: Jeffrey L. Liddle
Represented By: Edward Francis Foye
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Defendant / appellant: SAMUEL A. MORSE
Represented By: Kevin Thomas Peters
Represented By: Michael Evan Grenert
Represented By: J. Owen Todd
Represented By: Arthur R. Miller
Represented By: James Ryan Hubbard
Represented By: Jeffrey L. Liddle
Represented By: Edward Francis Foye
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Defendant / appellant: BRIAN S. BEAN
Represented By: Kevin Thomas Peters
Represented By: Michael Evan Grenert
Represented By: J. Owen Todd
Represented By: Arthur R. Miller
Represented By: James Ryan Hubbard
Represented By: Jeffrey L. Liddle
Represented By: Edward Francis Foye
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Plaintiff: FLEET SECURITIES, INC
Represented By: Alicia L. Downey
Represented By: Lisa Ellen Kirby
Represented By: S. Elaine McChesney
Represented By: Laura K. Langley
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Plaintiff: ROBERTSON STEPHENS, INC.
Represented By: Alicia L. Downey
Represented By: S. Elaine McChesney
Represented By: Laura K. Langley
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Defendant: NEW YORK STOCK EXCHANGE, INC., in its capacity as an arbitration forum
Represented By: Kevin Thomas Peters
Represented By: Michael Evan Grenert
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Plaintiff / appellee: ROBERTSON STEPHENS GROUP, INC.
Represented By: Alicia L. Downey
Represented By: Lisa Ellen Kirby
Represented By: S. Elaine McChesney
Represented By: Laura K. Langley
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Plaintiff / appellee: FLEETBOSTON FINANCIAL CORPORATION, a/k/a Bank of America
Represented By: Alicia L. Downey
Represented By: Lisa Ellen Kirby
Represented By: S. Elaine McChesney
Represented By: Laura K. Langley
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