Securities & Exchange Comm'n v. Johnston
Defendant: TUAN HA-NGOC, WILLIAM SLICHENMYER and AVEO PHARMACEUTICALS, INC.
Defendant / Appellant: DAVID N. JOHNSTON and DAVID B. JOHNSTON
Plaintiff / Appellee: US SECURITIES & EXCHANGE COMMISSION
Case Number: 19-2264
Filed: December 12, 2019
Court: U.S. Court of Appeals, First Circuit
Nature of Suit: Other

Opinions

We have the following opinions for this case:

Date Filed Description
January 22, 2021 Summary Securities & Exchange Commission v. Johnston

Docket Report

This docket was last retrieved on January 15, 2020. A more recent docket listing may be available from PACER.

Date Filed Document Text
January 15, 2020 NOTICE issued. The following attorneys have failed to register for an appellate ECF account and will no longer receive notice of court issued documents in this case: Kevin C. Mortimer for David B. Johnston, Julia MinMin Ong for David B. Johnston, Rebecca D. Raphaelson for David B. Johnston, Susan Cooke Anderson for US Securities & Exchange Commission, Devon A. Brown for US Securities & Exchange Commission and Robert R. Gilman for William Slichenmyer. [19-2264] (GB) [Entered: 01/15/2020 09:04 AM]
January 10, 2020 Opinion or Order ORDER granting motion to extend time to file brief and appendix filed by Appellant David B. Johnston. Brief and Appendix due 03/13/2020 for appellant David B. Johnston. [19-2264] (GB) [Entered: 01/10/2020 01:05 PM]
January 10, 2020 MOTION to extend time to file brief and appendix filed by Appellant David B. Johnston. Certificate of service dated 01/10/2020. [19-2264] (JFS) [Entered: 01/10/2020 11:54 AM]
January 3, 2020 BRIEFING schedule set. Brief and Appendix due 02/12/2020 for appellant David Johnston. Pursuant to F.R.A.P. 31(a), appellee's brief will be due 30 days following service of appellant's brief and appellant's reply brief will be due 21 days following service of appellee's brief. [19-2264] (GB) [Entered: 01/03/2020 11:52 AM]
December 30, 2019 NOTICE issued. After 01/13/2020, the following attorneys will no longer receive notice of court issued documents in this case unless they register for an appellate ECF account: Kevin C. Mortimer for David N. Johnston, Julia MinMin Ong for David N. Johnston, Rebecca D. Raphaelson for David N. Johnston, Susan Cooke Anderson for US Securities & Exchange Commission, Devon A. Brown for US Securities & Exchange Commission and Robert R. Gilman for William Slichenmyer. [19-2264] (GB) [Entered: 12/30/2019 10:14 AM]
December 27, 2019 DOCKETING statement filed by Appellant David N. Johnston. Certificate of service dated 12/27/2019. [19-2264] (JFS) [Entered: 12/27/2019 10:17 AM]
December 27, 2019 TRANSCRIPT report/order form filed by Appellant David N. Johnston indicating all necessary transcripts have already been filed in district court. Certificate of service dated 12/27/2019. [19-2264] (JFS) [Entered: 12/27/2019 10:22 AM]
December 27, 2019 NOTICE of appearance on behalf of Appellant David N. Johnston filed by Attorney Kerime S. Akoglu. Certificate of service dated 12/27/2019. [19-2264] (KSA) [Entered: 12/27/2019 10:14 AM]
December 27, 2019 NOTICE of appearance on behalf of Appellant David N. Johnston filed by Attorney Andrew N. Nathanson. Certificate of service dated 12/27/2019. [19-2264] (ANN) [Entered: 12/27/2019 10:11 AM]
December 27, 2019 NOTICE of appearance on behalf of Appellant David N. Johnston filed by Attorney Matthew D. Levitt. Certificate of service dated 12/27/2019. [19-2264] (ML) [Entered: 12/27/2019 10:05 AM]
December 27, 2019 NOTICE of appearance on behalf of Appellant David N. Johnston filed by Attorney John F. Sylvia. Certificate of service dated 12/27/2019. [19-2264] (JFS) [Entered: 12/27/2019 10:01 AM]
December 27, 2019 NOTICE of appearance on behalf of Appellant David N. Johnston filed by Attorney Emily Kanstroom Musgrave. Certificate of service dated 12/27/2019. [19-2264] (EKM) [Entered: 12/27/2019 10:09 AM]
December 19, 2019 NOTICE of filing the following transcript in district court by Court Reporter Debra Lajoie: 11/16/2018, Charge Conference. In accordance with Judicial Conference Policy, the transcript will not be available to the public by remote electronic access for ninety days after the filing date. During that ninety day period, the transcript may be purchased through the court reporter or viewed at the public terminal at the district court. [19-2264] (GB) [Entered: 12/19/2019 03:01 PM]
December 19, 2019 NOTICE of appearance on behalf of Appellee US Securities & Exchange Commission filed by Attorney Paul G. Alvarez. Certificate of service dated 12/19/2019. [19-2264] (PGA) [Entered: 12/19/2019 03:46 PM]
December 13, 2019 NOTICE of filing the following transcript in district court by Court Reporter Debra Lajoie: 11/01/2018, Final Pretrial Conference. In accordance with Judicial Conference Policy, the transcript will not be available to the public by remote electronic access for ninety days after the filing date. During that ninety day period, the transcript may be purchased through the court reporter or viewed at the public terminal at the district court. [19-2264] (GB) [Entered: 12/13/2019 11:43 AM]
December 13, 2019 CIVIL CASE docketed. Notice of appeal (doc. #286) filed by Appellant David Johnston. Appearance form, Docketing Statement due and Transcript Report/Order form due 12/27/2019 . [19-2264] (GB) [Entered: 12/13/2019 11:29 AM]

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Search for this case: Securities & Exchange Comm'n v. Johnston
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Defendant: TUAN HA-NGOC
Represented By: Sara J. van Vliet
Represented By: Michael S. Hines
Represented By: James R. Carroll
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Defendant: WILLIAM SLICHENMYER
Represented By: Jeffrey J. Pyle
Represented By: Daniel Patrick Tighe
Represented By: Robert R. Gilman
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Defendant: AVEO PHARMACEUTICALS, INC.
Represented By: William Henry Paine
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Defendant / appellant: DAVID N. JOHNSTON
Represented By: Andrew N. Nathanson
Represented By: Kevin C. Mortimer
Represented By: John F. Sylvia
Represented By: Julia MinMin Ong
Represented By: Rebecca D. Raphaelson
Represented By: Kerime S. Akoglu
Represented By: Jessica Christine Lowne Sergi
Represented By: Emily Kanstroom Musgrave
Represented By: Matthew Levitt
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Defendant / appellant: DAVID B. JOHNSTON
Represented By: Andrew N. Nathanson
Represented By: Kevin C. Mortimer
Represented By: John F. Sylvia
Represented By: Julia MinMin Ong
Represented By: Rebecca D. Raphaelson
Represented By: Kerime S. Akoglu
Represented By: Jessica Christine Lowne Sergi
Represented By: Emily Kanstroom Musgrave
Represented By: Matthew Levitt
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Plaintiff / appellee: US SECURITIES & EXCHANGE COMMISSION
Represented By: Richard Mann Harper II
Represented By: Donald Campbell Lockhart
Represented By: Rachel E. Hershfang
Represented By: Susan Cooke Anderson
Represented By: Eric A. Forni
Represented By: Devon A. Brown
Represented By: Paul Gerard Alvarez
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