SEC v. Mintz, et al
Defendant: PATRICK GIORDANO, JOSEPH J. TOMASEK and HENRY B. SARGENT
Defendant / Appellant: FREDERICK M. MINTZ and ALAN FRAADE
Plaintiff / Appellee: US SECURITIES & EXCHANGE COMMISSION
Case Number: 20-1328
Filed: April 9, 2020
Court: U.S. Court of Appeals, First Circuit
Nature of Suit: Other
Docket Report

This docket was last retrieved on May 14, 2020. A more recent docket listing may be available from PACER.

Date Filed Document Text
May 14, 2020 MANDATE issued. [20-1328] (AL) [Entered: 05/14/2020 04:47 PM]
May 14, 2020 JUDGMENT dismissing case pursuant to Fed. R. App. P. 42(b). 20-1328 42b. [20-1328] (AL) [Entered: 05/14/2020 04:46 PM]
April 29, 2020 MOTION to dismiss case filed by Appellants Alan Fraade and Frederick M. Mintz. Certificate of service dated 04/27/2020. [20-1328] (AF) [Entered: 04/29/2020 05:09 PM]
April 27, 2020 MOTION to dismiss case filed by Appellants Alan Fraade and Frederick M. Mintz. Certificate of service dated 04/27/2020. [20-1328] (AF) [Entered: 04/27/2020 12:10 PM]
April 9, 2020 CIVIL CASE docketed. Notice of appeal (doc. #86) filed by Appellants Alan Fraade and Frederick M. Mintz. Transcript Report/Order form and fee due 05/26/2020. [20-1328] (MNH) [Entered: 04/09/2020 06:14 PM]

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Defendant / appellant: FREDERICK M. MINTZ
Represented By: Frederick M. Mintz
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Defendant / appellant: ALAN FRAADE
Represented By: Alan Fraade
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Defendant: PATRICK GIORDANO
Represented By: Timothy M. Cornell
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Defendant: JOSEPH J. TOMASEK
Represented By: Jason C. Moreau
Represented By: John A. Sten
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Defendant: HENRY B. SARGENT
Represented By: David E. Danovitch
Represented By: Jeremy Bachrach Siegfried
Represented By: Peter R. Ginsberg
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Plaintiff / appellee: US SECURITIES & EXCHANGE COMMISSION
Represented By: Deena Robin Bernstein
Represented By: Franklin Charles Huntington
Represented By: Donald Campbell Lockhart
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