SEC v. Lemelson, et al
| THE AMVONA FUND, LP |
| US SECURITIES & EXCHANGE COMMISSION |
| GREGORY M. LEMELSON, LEMELSON CAPITAL MANAGEMENT, LLC and GREGORY M. LEMELSON, a/k/a Father Emmanuel Lemelson |
| LIGAND PHARMACEUTICALS, INC. and VIKING THERAPEUTICS, INC. |
| 22-1630 |
| August 12, 2022 |
| U.S. Court of Appeals, First Circuit |
| Securities/Commodities/Exchange |
Opinions
We have the following opinions for this case:
| Description |
|---|
 US Securities & Exchange Comm'n v. Lemelson
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Docket Report
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This docket was last retrieved on October 7, 2022. A more recent docket listing may be available from PACER.
| Document Text |
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| BRIEF tendered by Appellee SEC. [22-1630] (ELH) [Entered: 10/07/2022 11:03 AM] |
| APPELLEE'S BRIEF filed by Appellee SEC. Served on 10/07/2022. Nine paper copies identical to that of the electronically filed brief must be submitted so that they are received by the court on or before 10/14/2022 . [22-1630] (AVN) [Entered: 10/07/2022 01:22 PM] |
| Mail returned as undeliverable to Attorney Sonia G. Torrico for Appellee SEC. Copy of order issued September 1, 2022. [22-1630] (ATC) [Entered: 10/03/2022 12:33 PM] |
| LETTER regarding notice of Goodwin's new hire Jesse Lempel filed by Attorney Kevin Paul Martin for Appellants Lemelson Capital Management, LLC and Gregory M. Lemelson. Served on 09/21/2022. [22-1630] (KPM) [Entered: 09/21/2022 02:25 PM] |
| FIVE (5) paper copies of appendix [ # 6520750-2 ] submitted by Appellants Gregory M. Lemelson and Lemelson Capital Management, LLC. Number of volumes: 6. [22-1630] (YCC) [Entered: 09/20/2022 04:49 PM] |
| NINE (9) paper copies of appellants' brief [ # 6520746-2 ] submitted by Appellants Gregory M. Lemelson and Lemelson Capital Management, LLC. [22-1630] (YCC) [Entered: 09/20/2022 04:02 PM] |
| APPENDIX tendered by Appellants Lemelson Capital Management, LLC and Gregory M. Lemelson. Served on 09/16/2022. [22-1630] (KPM) [Entered: 09/16/2022 03:22 PM] |
| BRIEF tendered by Appellants Lemelson Capital Management, LLC and Gregory M. Lemelson. [22-1630] (KPM) [Entered: 09/16/2022 03:02 PM] |
| APPELLANTS' BRIEF filed by Appellants Gregory M. Lemelson and Lemelson Capital Management, LLC. Served on 09/16/2022. Nine paper copies identical to that of the electronically filed brief must be submitted so that they are received by the court on or before 09/23/2022 . [22-1630] (LIM) [Entered: 09/16/2022 05:09 PM] |
| APPENDIX filed by Appellants Gregory M. Lemelson and Lemelson Capital Management, LLC. Served on 09/16/2022. Five paper copies of the electronically filed appendix must be submitted so that they are received by the court on or before 09/23/2022 [22-1630] (LIM) [Entered: 09/16/2022 05:16 PM] |
| DISCLOSURE statement filed by Appellants Gregory M. Lemelson and Lemelson Capital Management, LLC. Served on 09/16/2022. [22-1630] (LIM) [Entered: 09/16/2022 05:09 PM] |
| NOTICE issued. The following attorneys have failed to register for an appellate ECF account and will no longer receive notice of court issued documents in this case: Virgnia M. Rosado Desilets for SEC, Sonia G. Torrico for SEC, Andrea Abarca for Ligand Pharmaceuticals, Inc., Bradley J. Bondi for Ligand Pharmaceuticals, Inc. and Sean P. Tonolli for Ligand Pharmaceuticals, Inc.. [22-1630] (JMK) [Entered: 09/13/2022 08:32 AM] |
ORDER entered by Gustavo A. Gelpi, Jr., Appellate Judge: The parties' joint motion for expedited briefing schedule is allowed as follows. 1. Appellants Opening Brief and Appendix: Due September 16, 2022. 2. Appellees Response Brief: Due October 7, 2022. 3. Appellants Reply Brief: Due October 14, 2022. The court contemplates oral argument during the December 2022 sitting. [22-1630] (JMK) [Entered: 09/08/2022 02:38 PM]
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| EXPEDITED briefing schedule set. Brief and Appendix due 09/16/2022 for appellants Gregory M. Lemelson and Lemelson Capital Management, LLC. Brief due 10/07/2022 for appellee US Securities & Exchange Commission. Reply brief due 10/14/2022 for appellants Gregory M. Lemelson and Lemelson Capital Management, LLC. [22-1630] (JMK) [Entered: 09/08/2022 02:41 PM] |
| JOINT MOTION to expedite briefing schedule filed by Appellants Lemelson Capital Management, LLC, Gregory M. Lemelson and Appellee SEC. Served on 09/06/2022. [22-1630] (KPM) [Entered: 09/06/2022 05:02 PM] |
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ORDER entered by Rogeriee Thompson, Appellate Judge; William J. Kayatta, Jr., Appellate Judge and Gustavo A. Gelpi, Jr., Appellate Judge: In the final judgment of the district court, appellants Gregory Lemelson and Lemelson Capital Management, LLC were, among other things, enjoined from violating Section 10(b) of the Securities Exchange Act and Rule 10b-5 for a period of five years. See Sec. & Exch. Comm'n v. Lemelson , ___ F. Supp. 3d ___, 2022 WL 952264, at *1 (D. Mass. Mar. 30, 2022). The appellants' emergency motion for a stay of the district court's injunction pending appeal is denied . The parties shall jointly submit a proposed expedited briefing schedule within ten days of this order. [22-1630] (JMK) [Entered: 09/01/2022 11:20 AM]
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| NOTICE issued. After 09/12/2022, the following attorneys will no longer receive notice of court issued documents in this case unless they register for an appellate ECF account: Virgnia M. Rosado Desilets for SEC, Sonia G. Torrico for SEC, Andrea Abarca for Ligand Pharmaceuticals, Inc., Bradley J. Bondi for Ligand Pharmaceuticals, Inc. and Sean P. Tonolli for Ligand Pharmaceuticals, Inc.. [22-1630] (JMK) [Entered: 08/29/2022 08:26 AM] |
| TRANSCRIPT report/order form filed by Appellants Lemelson Capital Management, LLC and Gregory M. Lemelson indicating all necessary transcripts have already been filed in district court. Served on 08/25/2022. [22-1630] (KPM) [Entered: 08/25/2022 02:01 PM] |
| REPLY filed by Appellants Lemelson Capital Management, LLC and Gregory M. Lemelson to [ # 6514744-2 ]. Served on 08/23/2022. [22-1630] (KPM) [Entered: 08/23/2022 02:48 PM] |
| RESPONSE filed by Appellee SEC to to stay [ # 6513589-2 ]. Served on 08/19/2022. [22-1630] (ELH) [Entered: 08/19/2022 11:58 AM] |
| NOTICE of appearance on behalf of Appellee SEC filed by Attorney Ezekiel L. Hill. Served on 08/16/2022. [22-1630] (ELH) [Entered: 08/16/2022 03:40 PM] |
| NOTICE of appearance on behalf of Appellee SEC filed by Attorney Paul G. Alvarez. Served on 08/15/2022. [22-1630] (PGA) [Entered: 08/15/2022 08:07 AM] |
| DOCKETING statement filed by Appellants Lemelson Capital Management, LLC and Gregory M. Lemelson. Served on 08/12/2022. [22-1630] (DSB) [Entered: 08/12/2022 03:14 PM] |
| DISCLOSURE statement filed by Appellant Lemelson Capital Management, LLC. Served on 08/12/2022. [22-1630] (DSB) [Entered: 08/12/2022 03:12 PM] |
| NOTICE of appearance on behalf of Appellants Lemelson Capital Management, LLC and Gregory M. Lemelson filed by Attorney Douglas S. Brooks. Served on 08/12/2022. [22-1630] (DSB) [Entered: 08/12/2022 03:11 PM] |
| NOTICE of appearance on behalf of Appellants Lemelson Capital Management, LLC and Gregory M. Lemelson filed by Attorney Brian J. Sullivan. Served on 08/12/2022. [22-1630] (BJS) [Entered: 08/12/2022 03:16 PM] |
| EMERGENCY MOTION to stay Injunction Pending Appeal and For Expedited Treatment of Appeal filed by Appellants Lemelson Capital Management, LLC and Gregory M. Lemelson. Served on 08/12/2022. [22-1630] (DSB) [Entered: 08/12/2022 05:18 PM] |
| CIVIL CASE docketed. Notice of appeal (doc. #297) filed by Appellants Gregory M. Lemelson and Lemelson Capital Management, LLC. Appearance form, Docketing Statement, and Transcript Report/Order form due 08/26/2022 . [22-1630] (JMK) [Entered: 08/12/2022 01:53 PM] |
| NOTICE of appearance on behalf of Appellants Gregory M. Lemelson and Lemelson Capital Management, LLC filed by Attorney William Evans. Served on 08/12/2022. [22-1630] (WEE) [Entered: 08/12/2022 04:25 PM] |
| NOTICE of appearance on behalf of Appellants Gregory M. Lemelson and Lemelson Capital Management, LLC filed by Attorney Kevin P. Martin. Served on 08/12/2022. [22-1630] (KPM) [Entered: 08/12/2022 04:18 PM] |
| NOTICE of appearance on behalf of Appellants Lemelson Capital Management, LLC and Gregory M. Lemelson filed by Attorney Thomas M. Hoopes. Served on 08/12/2022. [22-1630] (TMH) [Entered: 08/12/2022 03:18 PM] |
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