SEC v. Sargent
Petitioner: US SECURITIES & EXCHANGE COMMISSION
Respondent: HENRY B. SARGENT, FREDERICK M. MINTZ, ALAN FRAADE, JOSEPH J. TOMASEK and PATRICK GIORDANO
Case Number: 22-8014
Filed: June 10, 2022
Court: U.S. Court of Appeals, First Circuit
Nature of Suit: Other
Docket Report

This docket was last retrieved on June 10, 2022. A more recent docket listing may be available from PACER.

Date Filed Document Text
June 10, 2022 MISCELLANEOUS CASE docketed. Petition for Permission to Appeal Pursuant to 28 U.S.C. Sec. 1292(b) filed by Petitioner SEC. Appearance form due 06/29/2022. [22-8014] (AL) [Entered: 06/15/2022 04:18 PM]

Access additional case information on PACER

Access the Case Summary and Docket Report to access additional information about this case on the U.S. Court's PACER system. A subscription to PACER is required.

Search for this case: SEC v. Sargent
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Web [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ]
Petitioner: US SECURITIES & EXCHANGE COMMISSION
Represented By: Jonathan R. Allen
Represented By: Paul Gerard Alvarez
Represented By: Hope Augustini
Represented By: Michael Andrew Conley
Represented By: David D'Addio
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Respondent: HENRY B. SARGENT
Represented By: Peter R. Ginsberg
Represented By: Christopher Roesch Neff
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Respondent: FREDERICK M. MINTZ
Represented By: Frederick M. Mintz
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Respondent: ALAN FRAADE
Represented By: Alan Fraade
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Respondent: JOSEPH J. TOMASEK
Represented By: Jason C. Moreau
Represented By: John A. Sten
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Respondent: PATRICK GIORDANO
Represented By: Timothy M. Cornell
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?