SEC v. Sargent
| FREDERICK M. MINTZ, ALAN FRAADE, JOSEPH J. TOMASEK and PATRICK GIORDANO |
| US SECURITIES & EXCHANGE COMMISSION |
| HENRY B. SARGENT |
| 23-1812 |
| September 29, 2023 |
| U.S. Court of Appeals, First Circuit |
| Securities/Commodities/Exchange |
Docket Report
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ORDER entered: Defendant-appellant Henry B. Sargent's motion to amend the briefing schedule granted. Henry B. Sargent's brief and appendix are to be filed on, or before, December 8, 2023 . US Securities & Exchange Commission's responsive brief is due on, or before, February 8, 2024 . Henry B. Sargent's reply brief is due on, or before, March 8, 2024 . US Securities & Exchange Commission's reply brief is due on, or before, March 29, 2024 . [23-1669, 23-1812] (AL) [Entered: 11/21/2023 06:12 PM]
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| MOTION to extend time to file brief and appendix filed by Appellant/Cross-Appellee Henry B. Sargent. Served on 11/16/2023. [23-1812] (AL) [Entered: 11/21/2023 06:03 PM] |
| NOTICE issued. The following attorney has failed to register for an appellate ECF account and will no longer receive notice of court issued documents in this case: Frederick M. Mintz. [23-1812] (AL) [Entered: 11/09/2023 05:19 PM] |
| CROSS-APPEAL briefing schedule set pursuant to F.R.A.P. 28.1. Brief and appendix due November 22, 2023 for appellant Henry B. Sargent. Brief due January 22, 2024 for appellee US Securities & Exchange Commission. Response/Reply brief due February 21, 2024 for appellant Henry B. Sargent. Brief due March 13, 2024 for appellee US Securities & Exchange Commission. [23-1669, 23-1812] (AL) [Entered: 10/26/2023 04:21 PM] |
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ORDER directing the parties to proceed under F.R.A.P 28.1. The motion to consolidate appeals is allowed to the extent that consolidation is necessary. The briefing schedule in Appeal No. 23-1669 is hereby vacated. The parties' stipulated briefing schedule is allowed. The stipulated briefing schedule for these cross-appeals shall proceed in accordance with Fed. R. App. P. 28.1 and the parties' stipulation. [23-1669, 23-1812] (AL) [Entered: 10/26/2023 04:08 PM]
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| NOTICE issued. After 11/06/2023, the following attorney will no longer receive notice of court issued documents in this case unless he registers for an appellate ECF account: Frederick M. Mintz. [23-1812] (AL) [Entered: 10/19/2023 09:10 AM] |
| TRANSCRIPT report/order form filed by Appellant SEC indicating all necessary transcripts have already been filed in district court. Served on 10/13/2023. [23-1812] (PGA) [Entered: 10/13/2023 12:37 PM] |
| DOCKETING statement filed by Appellant SEC. Served on 10/13/2023. [23-1812] (PGA) [Entered: 10/13/2023 12:40 PM] |
| ASSENTED TO MOTION to consolidate cases and to issue a stipulated briefing schedule filed by Appellant SEC. Served on 10/13/2023. [23-1812]. CLERK'S NOTE: Docket entry was edited to modify the docket text. (PGA) [Entered: 10/13/2023 12:42 PM] |
| NOTICE of appearance on behalf of Appellant SEC filed by Attorney Paul G. Alvarez. Served on 10/12/2023. [23-1812] (PGA) [Entered: 10/12/2023 10:46 AM] |
| CIVIL CASE docketed. Notice of appeal (doc. #347) filed by Appellant SEC. Docketing Statement due 10/13/2023. Transcript Report/Order form due 10/13/2023. Appearance form due 10/13/2023. [23-1812] (AL) [Entered: 09/29/2023 06:08 PM] |
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