SEC v. Sexton
Plaintiff: US SECURITIES & EXCHANGE COMMISSION
Defendant: WILLIAM T. KAITZ, AVTAR S. DHILLON, GRAHAM R. TAYLOR, MIKE K. VELDHUIS, COURTNEY KELLN, JACKSON T. FRIESEN, ZHIYING YVONNE GASARCH, FREDERICK L. SHARP and PAUL SEXTON
Case Number: 24-1772
Filed: August 26, 2024
Court: U.S. Court of Appeals, First Circuit
Nature of Suit: Securities/Commodities/Exchange
Docket Report

This docket was last retrieved on October 16, 2024. A more recent docket listing may be available from PACER.

Date Filed Document Text
October 16, 2024 Opinion or Order ORDER granting motion to extend time to file brief and appendix filed by Appellants. Brief and Appendix due 12/04/2024 for appellant Zhiying Yvonne Gasarch, Mike K. Veldhuis, Paul Sexton, Courtney Kelln and Jackson T. Friesen. [24-1770, 24-1771, 24-1772, 24-1773, 24-1774] (GRC) [Entered: 10/16/2024 10:13 AM]
October 8, 2024 MOTION to extend time to file brief and appendix filed by Appellant Zhiying Yvonne Gasarch in 24-1770, Appellant Mike K. Veldhuis in 24-1771, Appellant Paul Sexton in 24-1772, Appellant Courtney Kelln in 24-1773, Appellant Jackson T. Friesen in 24-1774. Served on 10/08/2024. [24-1770, 24-1771, 24-1772, 24-1773, 24-1774] (RK) [Entered: 10/08/2024 04:19 PM]
October 4, 2024 NOTICE issued. The following attorneys have failed to register for an appellate ECF account and will no longer receive notice of court issued documents in this case: Brian R. Blais for William T. Kaitz, Brooke Paula Cohen for William T. Kaitz, John G. Moon for Avtar S. Dhillon, Michael J. Quinn for Graham R. Taylor, Pamela Lynn Signorello for Courtney Kelln, Robert S. Silverblatt for Paul Sexton, Stephen G. Topetzes for Paul Sexton, Adrienne M. Ward for Avtar S. Dhillon and Daniel A. Yanofsky for William T. Kaitz in 24-1770, 24-1771, Robert S. Silverblatt for Paul Sexton, Stephen G. Topetzes for Paul Sexton, Brian R. Blais for William T. Kaitz, Brooke Paula Cohen for William T. Kaitz, John G. Moon for Avtar S. Dhillon, Michael J. Quinn for Graham R. Taylor, Pamela Lynn Signorello for Courtney Kelln, Adrienne M. Ward for Avtar S. Dhillon and Daniel A. Yanofsky for William T. Kaitz in 24-1772, Pamela Lynn Signorello for Courtney Kelln, Brian R. Blais for William T. Kaitz, Brooke Paula Cohen for William T. Kaitz, John G. Moon for Avtar S. Dhillon, Michael J. Quinn for Graham R. Taylor, Robert S. Silverblatt for Paul Sexton, Stephen G. Topetzes for Paul Sexton, Adrienne M. Ward for Avtar S. Dhillon and Daniel A. Yanofsky for William T. Kaitz in 24-1773, Brian R. Blais for William T. Kaitz, Brooke Paula Cohen for William T. Kaitz, John G. Moon for Avtar S. Dhillon, Michael J. Quinn for Graham R. Taylor, Pamela Lynn Signorello for Courtney Kelln, Robert S. Silverblatt for Paul Sexton, Stephen G. Topetzes for Paul Sexton and Adrienne M. Ward for Avtar S. Dhillon in 24-1774. [24-1770, 24-1771, 24-1772, 24-1773, 24-1774] (GRC) [Entered: 10/04/2024 06:34 PM]
September 23, 2024 BRIEFING schedule set. Brief and Appendix due 11/04/2024 for appellant Zhiying Yvonne Gasarch, Mike K. Veldhuis, Paul Sexton, Courtney Kelln and Jackson T. Friesen. Pursuant to F.R.A.P. 31(a), appellee's brief will be due 30 days following service of appellant's brief and appellant's reply brief will be due 21 days following service of appellee's brief. [24-1770, 24-1771, 24-1772, 24-1773, 24-1774] (GRC) [Entered: 09/23/2024 02:36 PM]
September 23, 2024 Opinion or Order ORDER consolidating cases for purposes of briefing and oral argument. The following case(s) are consolidated: 24-1771, 24-1772, 24-1773, 24-1774 (Consolidated started 09/23/2024) with 24-1770. [24-1770, 24-1771, 24-1772, 24-1773, 24-1774] (GRC) [Entered: 09/23/2024 02:31 PM]
September 19, 2024 SUPPLEMENTAL record filed. Docket entry: 545 (order). [24-1770, 24-1771, 24-1772, 24-1773, 24-1774] (GRC) [Entered: 09/19/2024 04:46 PM]
September 18, 2024 NOTICE issued. After 10/02/2024, the following attorneys will no longer receive notice of court issued documents in this case unless they register for an appellate ECF account: Robert S. Silverblatt for Paul Sexton, Stephen G. Topetzes for Paul Sexton, Brian R. Blais for William T. Kaitz, Brooke Paula Cohen for William T. Kaitz, John G. Moon for Avtar S. Dhillon, Adrienne M. Ward for Avtar S. Dhillon and Daniel A. Yanofsky for William T. Kaitz. [24-1772] (GRC) [Entered: 09/18/2024 09:56 AM]
September 10, 2024 NOTICE of appearance on behalf of Appellant Paul Sexton filed by Attorney Neil Smith. Served on 09/10/2024. [24-1772] (NTS) [Entered: 09/10/2024 09:35 AM]
September 10, 2024 DOCKETING statement filed by Appellant Paul Sexton. Served on 09/10/2024. [24-1772] (NTS) [Entered: 09/10/2024 09:37 AM]
September 10, 2024 TRANSCRIPT report/order form filed by Appellant Paul Sexton indicating all necessary transcripts have already been filed in district court. Served on 09/10/2024. [24-1772] (NTS) [Entered: 09/10/2024 09:39 AM]
September 10, 2024 NOTICE of appearance on behalf of Appellee SEC filed by Attorney Kerry J. Dingle. Served on 09/10/2024. [24-1772] (KD) [Entered: 09/10/2024 03:43 PM]
August 27, 2024 CIVIL CASE docketed. Notice of appeal (doc. #524) filed by Appellant Paul Sexton. Appearance form due 09/10/2024. Docketing Statement due 09/10/2024. Transcript Report/Order form due 09/10/2024. [24-1772] (GRC) [Entered: 08/27/2024 04:23 PM]

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Defendant: WILLIAM T. KAITZ
Represented By: Daniel A. Yanofsky
Represented By: Brooke Paula Cohen
Represented By: Brian R. Blais
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Defendant: AVTAR S. DHILLON
Represented By: Adrienne M. Ward
Represented By: George W. Vien
Represented By: John G. Moon
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Defendant: GRAHAM R. TAYLOR
Represented By: Michael J. Quinn
Represented By: Maura D. McLaughlin
Represented By: Jeffrey Thomas Collins
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Defendant: MIKE K. VELDHUIS
Represented By: Michael Tremonte
Represented By: Katie Elizabeth Renzler
Represented By: Robert Knuts
Represented By: Howard M. Cooper
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Defendant: COURTNEY KELLN
Represented By: Pamela Lynn Signorello
Represented By: Frank M. Scaduto
Represented By: Joel Nolette
Represented By: Robert Knuts
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Defendant: JACKSON T. FRIESEN
Represented By: Maranda Fritz
Represented By: Timothy J. Fazio
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Defendant: ZHIYING YVONNE GASARCH
Represented By: Karen A. Pickett
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Defendant: FREDERICK L. SHARP
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Defendant: PAUL SEXTON
Represented By: Stephen G. Topetzes
Represented By: Neil Thomas Smith
Represented By: Robert S. Silverblatt
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Plaintiff: US SECURITIES & EXCHANGE COMMISSION
Represented By: Kathleen Burdette Shields
Represented By: David H. London
Represented By: Donald Campbell Lockhart
Represented By: Nita Kumaraswami Klunder
Represented By: Kerry Dingle
Represented By: Alfred A. Day
Represented By: Amy Harman Burkart
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