Plaintiff:	TAX-FREE FIXED INCOME FUND FOR PUERTO RICO RESIDENTS, INC., TAX-FREE FIXED INCOME FUND II FOR PUERTO RICO RESIDENTS, INC., TAX-FREE FIXED INCOME FUND III FOR PUERTO RICO RESIDENTS, INC., TAX-FREE FIXED INCOME FUND IV FOR PUERTO RICO RESIDENTS, INC., TAX-FREE FIXED INCOME FUND V FOR PUERTO RICO RESIDENTS, INC., PUERTO RICO RESIDENTS TAX-FREE FUND, INC., PUERTO RICO RESIDENTS TAX-FREE FUND VI, INC., TAX-FREE FUND FOR PUERTO RICO RESIDENTS, INC. and PUERTO RICO RESIDENTS TAX-FREE FUND IV, INC.
Defendant:	OCEAN CAPITAL LLC, WILLIAM HEATH HAWK, JOSE R. IZQUIERDO, II, BRENT D. ROSENTHAL, ROXANA CRUZ-RIVERA, ETHAN DANIAL, PRCE MANAGEMENT LLC, BENJAMIN T. EILER, VASILEIOS A. SFYRIS, FRANCISCO GONZALEZ, GUSTAVO NEVAREZ TORRES, ALEJANDRO ACOSTA RIVERA, HONNE II, LP, MEIR HURWITZ, MARIO J. MONTALVO, JOSE M. PEREZ-GUTIERREZ, SANZAM INVESTMENTS LLC, JUAN E. SOTO ALVARADO, SANDRA CALDERON, ESTATE OF JOSE HIDALGO, AVRAHAM ZEINES, MOJDEH L. KHAGAN and RAD INVESTMENTS, LLC
Case Number:	26-1288
Filed:	March 24, 2026
Court:	U.S. Court of Appeals, First Circuit
Nature of Suit:	Securities/Commodities/Exchange

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