In Re: ProShares Trust Securit
Plaintiff / Appellant: Mark Karasick, Steven S. Novick, on behalf of himself and all others similarly situated, Susan Asai, Stephen C. Herman, Charles Sankowich, on behalf of all others similarly situated, Michael A. Hyman, Steven Schnall, Sherri Schnall, Howard Schwack, Francisco Javier De Lion Diaz, Rene LaCroix, Anthony Kouri, Anthony Alexander, Jay Bilyeu, Judy Bilyeu, Michael Eric Codlin, Wendy Rockwell-Goff, Robert Schumacher, James Hershman, Dorothy Hershman, Scott Tessler, Richard Rhoads, Martin Gary Norris, Dorothy Lowell, Nancy Hitchins, Thomas Truong, Edward Cisneros, Chris Honcik, Stephen Shoap, Dmitri Routski, Elena Lavender-Bowen, David Bowman, David Chow, Mark Everett Brown, Jonathan Dean, Lawrence Lewis Sinsel, Jr., Kenneth L. Kramer, Lawrence I. Weiner, John E. Killough, Alan Parker, Scott A. Smeltz, Douglas Jones and Stephen Herman
Defendant / Appellee: Proshares Trust, Proshare Advisors LLC, SEI Investments Distribution Co., Michael L. Sapir, Louis M. Mayberg, Russell S. Reynolds, III, Michael Wachs, Simon D. Collier, ProShares Trust II, Edward Karpowicz, William E. Seale, Charles Todd and Barry Pershkow
Case Number: 12-3981
Filed: October 5, 2012
Court: U.S. Court of Appeals, Second Circuit
Nature of Suit: STATUTES-Secur Comm Exchange
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Docket Report

This docket was last retrieved on November 15, 2013. A more recent docket listing may be available from PACER.

Date Filed Document Text
November 15, 2013 Filing 95 ARGUMENT CD to Fred Isquith, TRANSMITTED.[1093889] [12-3981] [Entered: 11/15/2013 02:49 PM]
August 20, 2013 Filing 94 JUDGMENT MANDATE, ISSUED.[1020978] [12-3981] [Entered: 08/20/2013 11:03 AM]
July 22, 2013 Filing 93 JUDGMENT, FILED.[996207] [12-3981] [Entered: 07/22/2013 12:05 PM]
July 22, 2013 Filing 90 OPINION, affirming judgment of the district court, by RCW, SLC, J.C. WALLACE, FILED.[995837] [12-3981] [Entered: 07/22/2013 09:44 AM]
July 22, 2013 Filing 89 NEW CASE MANAGER, Yana Segal, ASSIGNED.[995829] [12-3981] [Entered: 07/22/2013 09:41 AM]
June 24, 2013 Filing 87 ARGUMENT CD, TRANSMITTED.[972678] [12-3981] [Entered: 06/24/2013 08:36 AM]
June 7, 2013 Filing 86 REQUEST FOR ARGUMENT CD, with fee, RECEIVED.[959216] [12-3981] [Entered: 06/07/2013 01:57 PM]
May 7, 2013 Filing 84 FRAP 28(j) LETTER, dated 05/07/2013, on behalf of Appellee Simon D. Collier, Edward Karpowicz, Louis M. Mayberg, Barry Pershkow, ProShares Trust II, Proshare Advisors LLC, Proshares Trust, SEI Investments Distribution Co., Michael L. Sapir, William E. Seale and Charles Todd, RECEIVED. Service date 05/07/2013 by CM/ECF.[930360] [12-3981] [Entered: 05/07/2013 04:21 PM]
May 6, 2013 Filing 82 FRAP 28(j) LETTER, dated 05/06/2013, on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, RECEIVED. Service date 05/06/2013 by CM/ECF.[928235] [12-3981] [Entered: 05/06/2013 11:10 AM]
May 2, 2013 Filing 81 CASE, before RCW, SLC, C.JJ., WALLACE, C.J., 9TH Cir., HEARD.[925403] [12-3981] [Entered: 05/02/2013 10:20 AM]
March 29, 2013 Filing 80 ARGUMENT NOTICE, to attorneys/parties, TRANSMITTED.[892131] [12-3981] [Entered: 03/29/2013 12:04 PM]
March 26, 2013 Filing 78 CASE CALENDARING, for argument on 05/02/2013, SET.[888033] [12-3981] [Entered: 03/26/2013 11:02 AM]
March 13, 2013 Filing 76 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Mr. Christopher Lovell, Esq. for Appellant Howard Schwack, Mark Karasick, Steven Schnall, Sherri Schnall, Francisco Javier De Lion Diaz, Rene LaCroix, Anthony Kouri, Anthony Alexander, Jay Bilyeu, Judy Bilyeu, Michael Eric Codlin, Wendy Rockwell-Goff, Robert Schumacher, James Hershman, Dorothy Hershman, Scott Tessler, Richard Rhoads, Martin Gary Norris, Dorothy Lowell, Nancy Hitchins, Thomas Truong, Edward Cisneros, Chris Honcik, Stephen Shoap, Dmitri Routski, Elena Lavender-Bowen, David Bowman, David Chow, Mark Everett Brown, Jonathan Dean, Lawrence Lewis Sinsel, Jr., Kenneth L. Kramer, Lawrence I. Weiner, John E. Killough, Alan Parker, Scott A. Smeltz, Douglas Jones and Stephen Herman, FILED. Service date 03/13/2013 by CM/ECF. [874666] [12-3981] [Entered: 03/13/2013 04:15 PM]
March 11, 2013 Filing 75 CASE CALENDARING, for the week of 04/29/2013, PROPOSED.[870245] [12-3981] [Entered: 03/11/2013 10:15 AM]
March 8, 2013 Filing 74 ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Robert A Skinner, Esq. for Appellee Charles Todd, Proshares Trust, Proshare Advisors LLC, SEI Investments Distribution Co., Michael L. Sapir, Louis M. Mayberg, Simon D. Collier, ProShares Trust II, Edward Karpowicz, William E. Seale and Barry Pershkow, FILED. Service date 03/08/2013 by CM/ECF. [869262] [12-3981] [Entered: 03/08/2013 01:08 PM]
February 28, 2013 Filing 72 CORRECTED BRIEF, on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. Service date 02/28/2013 by CM/ECF. [861029] [12-3981] [Entered: 02/28/2013 05:56 PM]
February 28, 2013 Filing 71 LETTER, on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, RECEIVED. Service date 02/28/2013 by CM/ECF.[861027] [12-3981] [Entered: 02/28/2013 05:53 PM]
February 25, 2013 Filing 69 REPLY BRIEF, on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. Service date 02/25/2013 by CM/ECF. [856429] [12-3981] [Entered: 02/25/2013 11:29 PM]
February 13, 2013 Filing 68 MOTION ORDER, granting motion to extend time [ # 54 ] filed by Appellant Howard Schwack, Mark Karasick, Steven Schnall, Sherri Schnall, Francisco Javier De Lion Diaz, Rene LaCroix, Anthony Kouri, Anthony Alexander, Jay Bilyeu, Judy Bilyeu, Michael Eric Codlin, Wendy Rockwell-Goff, Robert Schumacher, James Hershman, Dorothy Hershman, Scott Tessler, Richard Rhoads, Martin Gary Norris, Dorothy Lowell, Nancy Hitchins, Thomas Truong, Edward Cisneros, Chris Honcik, Stephen Shoap, Dmitri Routski, Elena Lavender-Bowen, David Bowman, David Chow, Mark Everett Brown, Jonathan Dean, Lawrence Lewis Sinsel, Jr., Kenneth L. Kramer, Lawrence I. Weiner, John E. Killough, Alan Parker, Scott A. Smeltz, Douglas Jones and Stephen Herman; granting motion to file oversized brief [ # 54 ] filed by Appellant Howard Schwack, Mark Karasick, Steven Schnall, Sherri Schnall, Francisco Javier De Lion Diaz, Rene LaCroix, Anthony Kouri, Anthony Alexander, Jay Bilyeu, Judy Bilyeu, Michael Eric Codlin, Wendy Rockwell-Goff, Robert Schumacher, James Hershman, Dorothy Hershman, Scott Tessler, Richard Rhoads, Martin Gary Norris, Dorothy Lowell, Nancy Hitchins, Thomas Truong, Edward Cisneros, Chris Honcik, Stephen Shoap, Dmitri Routski, Elena Lavender-Bowen, David Bowman, David Chow, Mark Everett Brown, Jonathan Dean, Lawrence Lewis Sinsel, Jr., Kenneth L. Kramer, Lawrence I. Weiner, John E. Killough, Alan Parker, Scott A. Smeltz, Douglas Jones and Stephen Herman, by SLC, FILED. [845411][68] [12-3981] [Entered: 02/13/2013 04:49 PM]
February 6, 2013 Filing 63 REPLY TO OPPOSITION [ # 59 ], on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. Service date 02/06/2013 by CM/ECF.[839784][63] [12-3981] [Entered: 02/06/2013 05:29 PM]
February 6, 2013 Filing 62 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. Service date 02/06/2013 by CM/ECF.[839520] [12-3981] [Entered: 02/06/2013 04:00 PM]
February 6, 2013 Filing 59 OPPOSITION TO to extend time [ # 54 ],to file oversized brief [ # 54 ], to extend time [ # 26 ], on behalf of Appellee Simon D. Collier, Edward Karpowicz, Louis M. Mayberg, Barry Pershkow, ProShares Trust II, Proshare Advisors LLC, Proshares Trust, SEI Investments Distribution Co., Michael L. Sapir, William E. Seale and Charles Todd, FILED. Service date 02/06/2013 by CM/ECF. [838770][59] [12-3981] [Entered: 02/06/2013 11:52 AM]
February 5, 2013 Filing 57 LETTER, on behalf of Appellee Russell S. Reynolds, III and Michael Wachs, RECEIVED. Service date 02/05/2013 by CM/ECF.[837658] [12-3981] [Entered: 02/05/2013 03:17 PM]
February 4, 2013 Filing 54 MOTION, to extend time, to file oversized brief, on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. Service date 02/04/2013 by CM/ECF. [836599] [12-3981] [Entered: 02/04/2013 07:23 PM]
February 1, 2013 Filing 51 ATTORNEY, Douglas Hallward-Driemeier for Edward Karpowicz Simon D. Collier Michael L. Sapir Proshare Advisors LLC Charles Todd Barry Pershkow ProShares Trust II Proshares Trust Louis M. Mayberg William E. Seale, in case 12-3981 , [ # 49 ], ADDED.[835001] [12-3981] [Entered: 02/01/2013 04:37 PM]
February 1, 2013 Filing 50 BRIEF, on behalf of Appellee Simon D. Collier, Edward Karpowicz, Louis M. Mayberg, Barry Pershkow, ProShares Trust II, Proshare Advisors LLC, Proshares Trust, SEI Investments Distribution Co., Michael L. Sapir, William E. Seale and Charles Todd, FILED. Service date 02/01/2013 by CM/ECF. [834351] [12-3981] [Entered: 02/01/2013 12:49 PM]
February 1, 2013 Filing 49 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Simon D. Collier, Edward Karpowicz, Louis M. Mayberg, ProShares Trust II, Proshare Advisors LLC, Proshares Trust, SEI Investments Distribution Co., Michael L. Sapir, William E. Seale and Charles Todd, FILED. Service date 02/01/2013 by CM/ECF. [834119] [12-3981] [Entered: 02/01/2013 11:22 AM]
January 3, 2013 Filing 43 CORRECTED BRIEF, on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. Service date 01/03/2013 by CM/ECF. [806638] [12-3981] [Entered: 01/03/2013 02:15 PM]
January 3, 2013 Filing 42 LETTER, on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, RECEIVED. Service date 01/03/2013 by CM/ECF.[806630] [12-3981] [Entered: 01/03/2013 02:11 PM]
December 17, 2012 Filing 39 BRIEF & SPECIAL APPENDIX, on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. Service date 12/17/2012 by CM/ECF. [796191] [12-3981] [Entered: 12/17/2012 11:15 PM]
December 17, 2012 Filing 38 JOINT APPENDIX, volume 4 of 4, (pp. 764-1015), on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. Service date 12/17/2012 by CM/ECF.[796189] [12-3981] [Entered: 12/17/2012 10:26 PM]
December 17, 2012 Filing 37 JOINT APPENDIX, volume 3 of 4, (pp. 509-763), on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. Service date 12/17/2012 by CM/ECF.[796188] [12-3981] [Entered: 12/17/2012 10:22 PM]
December 17, 2012 Filing 36 JOINT APPENDIX, volume 2 of 4, (pp. 255-508), on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. Service date 12/17/2012 by CM/ECF.[796187] [12-3981] [Entered: 12/17/2012 10:19 PM]
December 17, 2012 Filing 35 JOINT APPENDIX, volume 1 of 4, (pp. 1-254), on behalf of Appellant Anthony Alexander, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. Service date 12/17/2012 by CM/ECF.[796186] [12-3981] [Entered: 12/17/2012 10:16 PM]
November 26, 2012 Filing 34 NOTICE, for the submission of additional paper copies of the appendix or joint appendix, SENT.[777074] [12-3981] [Entered: 11/26/2012 01:58 PM]
November 16, 2012 Filing 33 ATTORNEY, Steven Shane Sparling for Russell S. Reynolds III Michael Wachs, in case 12-3981 , [ # 32 ], ADDED.[771087] [12-3981] [Entered: 11/16/2012 01:08 PM]
November 15, 2012 Filing 32 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Russell S. Reynolds, III and Michael Wachs, FILED. Service date 11/15/2012 by CM/ECF. [770031] [12-3981] [Entered: 11/15/2012 04:17 PM]
November 15, 2012 Filing 31 MOTION ORDER, granting motion to extend time [ # 26 ] filed by Appellant Mark Karasick, by RKW, FILED. [769077][31] [12-3981] [Entered: 11/15/2012 10:15 AM]
November 7, 2012 Filing 26 MOTION, to extend time, on behalf of Appellant Mark Karasick, FILED. Service date 11/07/2012 by CM/ECF. [762776] [12-3981] [Entered: 11/07/2012 05:01 PM]
October 18, 2012 Filing 25 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Simon D. Collier, Edward Karpowicz, Louis M. Mayberg, ProShares Trust II, Proshare Advisors LLC, Proshares Trust, SEI Investments Distribution Co., Michael L. Sapir, William E. Seale and Charles Todd, FILED. Service date 10/18/2012 by CM/ECF.[751069] [12-3981] [Entered: 10/18/2012 05:58 PM]
October 18, 2012 Filing 24 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Russell S. Reynolds, III and Michael Wachs, FILED. Service date 10/18/2012 by CM/ECF.[749788] [12-3981] [Entered: 10/18/2012 08:31 AM]
October 16, 2012 Filing 22 NOTICE, for the submission of additional paper copies of the appendix or joint appendix, SENT.[748207] [12-3981] [Entered: 10/16/2012 04:04 PM]
October 16, 2012 Filing 21 LOCAL RULE 31.2 NOTICE, placing this appeal on the Court's Expedited Calendar, setting appellant' brief due date as November 20, 2012, appellee's brief due date as December 26, 2012,TRANSMITTED.[748034] [12-3981] [Entered: 10/16/2012 03:21 PM]
October 16, 2012 Filing 20 SCHEDULING NOTIFICATION, on behalf of Appellant Mark Karasick, informing Court of proposed due date 01/07/2013, RECEIVED. Service date 10/16/2012 by CM/ECF.[747724] [12-3981] [Entered: 10/16/2012 12:59 PM]
October 15, 2012 Filing 17 NEW CASE MANAGER, Deborah Holmes, ASSIGNED.[745759] [12-3981] [Entered: 10/15/2012 09:30 AM]
October 15, 2012 Filing 16 NEW CASE MANAGER, Deborah Holmes, ASSIGNED.[745724] [12-3981] [Entered: 10/15/2012 09:18 AM]
October 12, 2012 Filing 10 FORM D, on behalf of Appellant Mark Karasick, FILED. Service date 10/12/2012 by CM/ECF.[745459] [12-3981] [Entered: 10/12/2012 04:36 PM]
October 12, 2012 Filing 9 FORM C, on behalf of Appellant Mark Karasick, FILED. Service date 10/12/2012 by CM/ECF.[745456] [12-3981] [Entered: 10/12/2012 04:35 PM]
October 5, 2012 Filing 5 ELECTRONIC INDEX, in lieu of record, FILED.[740615] [12-3981] [Entered: 10/09/2012 12:16 PM]
October 5, 2012 Filing 4 DISTRICT COURT JUDGMENT, dated 09/12/2012, RECEIVED.[740613] [12-3981] [Entered: 10/09/2012 12:15 PM]
October 5, 2012 Filing 3 DISTRICT COURT OPINION, dated 09/10/2012, RECEIVED.[740612] [12-3981] [Entered: 10/09/2012 12:14 PM]
October 5, 2012 Filing 2 PAYMENT OF DOCKETING FEE, on behalf of Appellant Anthony Alexander, Susan Asai, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Stephen C. Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Michael A. Hyman, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Steven S. Novick, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Charles Sankowich, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, district court docket entry re: receipt # 465401050109, FILED.[740611] [12-3981] [Entered: 10/09/2012 12:14 PM]
October 5, 2012 Filing 1 NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Anthony Alexander, Susan Asai, Jay Bilyeu, Judy Bilyeu, David Bowman, Mark Everett Brown, David Chow, Edward Cisneros, Michael Eric Codlin, Jonathan Dean, Francisco Javier De Lion Diaz, Stephen Herman, Stephen C. Herman, Dorothy Hershman, James Hershman, Nancy Hitchins, Chris Honcik, Michael A. Hyman, Douglas Jones, Mark Karasick, John E. Killough, Anthony Kouri, Kenneth L. Kramer, Rene LaCroix, Elena Lavender-Bowen, Dorothy Lowell, Martin Gary Norris, Steven S. Novick, Alan Parker, Richard Rhoads, Wendy Rockwell-Goff, Dmitri Routski, Charles Sankowich, Sherri Schnall, Steven Schnall, Robert Schumacher, Howard Schwack, Howard Schwack, Stephen Shoap, Lawrence Lewis Sinsel, Jr., Scott A. Smeltz, Scott Tessler, Thomas Truong and Lawrence I. Weiner, FILED. [740608] [12-3981] [Entered: 10/09/2012 12:11 PM]

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Plaintiff / appellant: Mark Karasick
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Steven S. Novick, on behalf of himself and all others similarly situated
Represented By: Joel H. Bernstein
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Plaintiff / appellant: Susan Asai
Represented By: David A.P. Brower Esq.
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Plaintiff / appellant: Stephen C. Herman
Represented By: David A.P. Brower Esq.
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Plaintiff / appellant: Charles Sankowich, on behalf of all others similarly situated
Represented By: Joel H. Bernstein
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Plaintiff / appellant: Michael A. Hyman
Represented By: Joel H. Bernstein
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Plaintiff / appellant: Steven Schnall
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Sherri Schnall
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Howard Schwack
Represented By: Mark C. Rifkin Esq.
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Francisco Javier De Lion Diaz
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Rene LaCroix
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Anthony Kouri
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Anthony Alexander
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Jay Bilyeu
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Judy Bilyeu
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Michael Eric Codlin
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Wendy Rockwell-Goff
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Robert Schumacher
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: James Hershman
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Dorothy Hershman
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Scott Tessler
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Richard Rhoads
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Martin Gary Norris
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Dorothy Lowell
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Nancy Hitchins
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Thomas Truong
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Edward Cisneros
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Chris Honcik
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Stephen Shoap
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Dmitri Routski
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Elena Lavender-Bowen
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: David Bowman
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: David Chow
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Mark Everett Brown
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Jonathan Dean
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Lawrence Lewis Sinsel, Jr.
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Kenneth L. Kramer
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Lawrence I. Weiner
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: John E. Killough
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Alan Parker
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Scott A. Smeltz
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Douglas Jones
Represented By: Christopher Lovell Esq.
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Plaintiff / appellant: Stephen Herman
Represented By: Christopher Lovell Esq.
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Defendant / appellee: Proshares Trust
Represented By: Robert A. Skinner Esq.
Represented By: Douglas Hallward-Driemeier
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Defendant / appellee: Proshare Advisors LLC
Represented By: Robert A. Skinner Esq.
Represented By: Douglas Hallward-Driemeier
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Defendant / appellee: SEI Investments Distribution Co.
Represented By: Robert A. Skinner Esq.
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Defendant / appellee: Michael L. Sapir
Represented By: Robert A. Skinner Esq.
Represented By: Douglas Hallward-Driemeier
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Defendant / appellee: Louis M. Mayberg
Represented By: Robert A. Skinner Esq.
Represented By: Douglas Hallward-Driemeier
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Defendant / appellee: Russell S. Reynolds, III
Represented By: Arthur H. Aufses Esq. III
Represented By: Steven Shane Sparling Esq.
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Defendant / appellee: Michael Wachs
Represented By: Arthur H. Aufses Esq. III
Represented By: Steven Shane Sparling Esq.
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Defendant / appellee: Simon D. Collier
Represented By: Robert A. Skinner Esq.
Represented By: Douglas Hallward-Driemeier
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Defendant / appellee: ProShares Trust II
Represented By: Robert A. Skinner Esq.
Represented By: Douglas Hallward-Driemeier
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Defendant / appellee: Edward Karpowicz
Represented By: Robert A. Skinner Esq.
Represented By: Douglas Hallward-Driemeier
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Defendant / appellee: William E. Seale
Represented By: Robert A. Skinner Esq.
Represented By: Douglas Hallward-Driemeier
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Defendant / appellee: Charles Todd
Represented By: Robert A. Skinner Esq.
Represented By: Douglas Hallward-Driemeier
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Defendant / appellee: Barry Pershkow
Represented By: Robert A. Skinner Esq.
Represented By: Douglas Hallward-Driemeier
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