In Re: CitiGroup Inc. Bond Act
Defendant: Citigroup, Inc., Charles Prince, Sallie L. Krawcheck, John C. Gerspach, Sanford I. Weill, C. Michael Armstrong, Alain J.P. Belda, George David, Kenneth T. Derr, John M. Deutch, Robert Hernandez Ramirez, Ann Dibble Jordan, Klaus Kleinfeld, Andrew N. Liveris, Dudley C. Mecum, Anne M. Mulcahy, Richard D. Parsons, Judith Rodin, Robert E. Rubin, Franklin A. Thomas, Citigroup Global Markets Inc., JPMorgan Chase &Co., Goldman Sachs & Co., UBS Securities LLC, Banc of America Securities LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., SBKBrooks Investment Corp., Utendahl Capital Partners, L.P., Loop Capital Markets LLC, Toussaint Capital Markets, LLC, Credit Suisse Securities (USA) LLC, Greenwich Capital Markets Inc., Jackson Securities LLC, Williams Capital Group, L.P., Castleoak Securities, L.P., Guzman & Co., Cabrera Capital Markets, LLC, Samuel A. Ramirez & CO., Inc., Muriel Siebert & Co. Inc., ING Belgium, SA, Danske Bank A/S, Fortis Bank NV-SA, KPMG LLP, Citigroup Funding, Inc., Citigroup Capital XIV, Citigroup Capital XV, Citigroup Capital XVI, Citigroup Capital XVII, Citigroup Capital XVIII, Citigroup Capital XIX, Citigroup Capital XXI, Sir Winfried Bischoff, Michael Conway, Gary Crittenden, Scott Freidenrich, James Garnett, Vikram Pandit, Saul Rosen, Robert L. Ryan, Eric L. Wentzel, David Winkler, A.G. Edwards & Sons, Inc., ABN AMRO Inc., Apex Pryor Securities, B.C. Ziegler and Company, Barclays Bank PLC, BBTCapital Markets, Blaylock Robert Van, LLC, BNP Paribas Securities Corp., C.L. King &Associates, Inc., Charles Schwab &Co., Citigroup Global Markets Limited, Comerica Securities Inc., Credit Suisse Securities (Europe) Limited, Crowell, Weedon & Co., D.A. Davidson & Co., Davenport & Company LLC, Doley Securities, LLC, Ferris, Baker, Watts, Inc., Fidelity Capital Markets, Advisors Asset Management, Inc., HRBlock Financial Advisers Inc., HSBC Securities (USA) Inc., J.J.B. Hilliard, W.L. Lyons, Inc., J.P. Morgan Securities Inc., Janney Montgomery Scott LLC, Jeffries & Company, Inc., Keefe, Bruyette & Woods, Inc., KeyBanc Capital Markets, Melvin Securities, L.L.C., Merrill Lynch, Pierce, Fenner & Smith Inc., Mesirow Financial, Inc., Morgan Keegan &Company, Inc., Morgan Stanley & Co. Inc., nabCapital Securities, LLC, Oppenheimer & CO. Inc., Pershing LLC, Piper Jaffray & Co., Raymond James & Associates, Inc., RBC Capital Markets Corporation, RBC Dain Rauscher Inc., Robert W. Baird & Co. Inc., Ryan Beck & Co., Inc., Sandler O'Neill & Partners, L.P., Stifel, Nicolaus & Company, Inc., Stone & Youngberg LLC, Suntrust Capital Markets, Inc., TD Ameritrade, Inc., TD Securities (USA) LLC, Royal Banc of Scotland plc, UBS Limited, Wachovia Capital Securities, LLC, Wedbush Morgan Securities Inc., Wells Fargo Investments, LLC and William Blair &Company L.L.C.
Plaintiff - Appellee: Louisiana Sheriffs' Pension and Relief Fund, On behalf of itself and all others similarly situated, Louisiana Municipal Police Employees' Retirement System, On behalf of itself and all others similarly situated, Minneapolis Firefighters' Relief Association, City of Tallahassee Retirement System, City of Philadelphia Board of Pensions and Retirement, Miami Beach Employees' Retirement Plan, Southeastern Pennsylvania Transit Authority and American European Insurance Company
Intervenor: Board of Governors of the Federal Reserve System and Federal Deposit Insurance Corporation
Objector - Appellant: Lexie L. Hopson and Michelle B. Hopson
Case Number: 14-202
Filed: January 23, 2014
Court: U.S. Court of Appeals, Second Circuit
Nature of Suit: STATUTES-Secur Comm Exchange
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Plaintiff - appellee: Louisiana Sheriffs' Pension and Relief Fund, On behalf of itself and all others similarly situated
Represented By: John James Rizio-Hamilton
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Plaintiff - appellee: Louisiana Municipal Police Employees' Retirement System, On behalf of itself and all others similarly situated
Represented By: John James Rizio-Hamilton
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Plaintiff - appellee: Minneapolis Firefighters' Relief Association
Represented By: John James Rizio-Hamilton
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Plaintiff - appellee: City of Tallahassee Retirement System
Represented By: John James Rizio-Hamilton
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Plaintiff - appellee: City of Philadelphia Board of Pensions and Retirement
Represented By: John James Rizio-Hamilton
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Plaintiff - appellee: Miami Beach Employees' Retirement Plan
Represented By: John James Rizio-Hamilton
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Plaintiff - appellee: Southeastern Pennsylvania Transit Authority
Represented By: John James Rizio-Hamilton
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Plaintiff - appellee: American European Insurance Company
Represented By: John James Rizio-Hamilton
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Defendant: Citigroup, Inc.
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Defendant: Charles Prince
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Defendant: Sallie L. Krawcheck
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Defendant: John C. Gerspach
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Defendant: Sanford I. Weill
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Defendant: C. Michael Armstrong
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Defendant: Alain J.P. Belda
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Defendant: George David
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Defendant: Kenneth T. Derr
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Defendant: John M. Deutch
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Defendant: Robert Hernandez Ramirez
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Defendant: Ann Dibble Jordan
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Defendant: Klaus Kleinfeld
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Defendant: Andrew N. Liveris
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Defendant: Dudley C. Mecum
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Defendant: Anne M. Mulcahy
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Defendant: Richard D. Parsons
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Defendant: Judith Rodin
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Defendant: Robert E. Rubin
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Defendant: Franklin A. Thomas
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Defendant: Citigroup Global Markets Inc.
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Defendant: JPMorgan Chase &Co.
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Defendant: Goldman Sachs & Co.
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Defendant: UBS Securities LLC
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Defendant: Banc of America Securities LLC
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Defendant: Barclays Capital Inc.
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Defendant: Deutsche Bank Securities Inc.
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Defendant: SBKBrooks Investment Corp.
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Defendant: Utendahl Capital Partners, L.P.
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Defendant: Loop Capital Markets LLC
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Defendant: Toussaint Capital Markets, LLC
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Defendant: Credit Suisse Securities (USA) LLC
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Defendant: Greenwich Capital Markets Inc.
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Defendant: Jackson Securities LLC
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Defendant: Williams Capital Group, L.P.
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Defendant: Castleoak Securities, L.P.
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Defendant: Guzman & Co.
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Defendant: Cabrera Capital Markets, LLC
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Defendant: Samuel A. Ramirez & CO., Inc.
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Defendant: Muriel Siebert & Co. Inc.
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Defendant: ING Belgium, SA
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Defendant: Danske Bank A/S
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Defendant: Fortis Bank NV-SA
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Defendant: KPMG LLP
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Defendant: Citigroup Funding, Inc.
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Defendant: Citigroup Capital XIV
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Defendant: Citigroup Capital XV
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Defendant: Citigroup Capital XVI
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Defendant: Citigroup Capital XVII
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Defendant: Citigroup Capital XVIII
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Defendant: Citigroup Capital XIX
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Defendant: Citigroup Capital XXI
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Defendant: Sir Winfried Bischoff
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Defendant: Michael Conway
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Defendant: Gary Crittenden
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Defendant: Scott Freidenrich
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Defendant: James Garnett
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Defendant: Vikram Pandit
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Defendant: Saul Rosen
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Defendant: Robert L. Ryan
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Defendant: Eric L. Wentzel
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Defendant: David Winkler
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Defendant: A.G. Edwards & Sons, Inc.
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Defendant: ABN AMRO Inc.
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Defendant: Apex Pryor Securities
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Defendant: B.C. Ziegler and Company
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Defendant: Barclays Bank PLC
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Defendant: BBTCapital Markets
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Defendant: Blaylock Robert Van, LLC
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Defendant: BNP Paribas Securities Corp.
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Defendant: C.L. King &Associates, Inc.
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Defendant: Charles Schwab &Co.
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Defendant: Citigroup Global Markets Limited
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Defendant: Comerica Securities Inc.
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Defendant: Credit Suisse Securities (Europe) Limited
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Defendant: Crowell, Weedon & Co.
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Defendant: D.A. Davidson & Co.
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Defendant: Davenport & Company LLC
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Defendant: Doley Securities, LLC
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Defendant: Ferris, Baker, Watts, Inc.
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Defendant: Fidelity Capital Markets
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Defendant: Advisors Asset Management, Inc.
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Defendant: HRBlock Financial Advisers Inc.
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Defendant: HSBC Securities (USA) Inc.
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Defendant: J.J.B. Hilliard, W.L. Lyons, Inc.
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Defendant: J.P. Morgan Securities Inc.
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Defendant: Janney Montgomery Scott LLC
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Defendant: Jeffries & Company, Inc.
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Defendant: Keefe, Bruyette & Woods, Inc.
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Defendant: KeyBanc Capital Markets
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Defendant: Melvin Securities, L.L.C.
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Defendant: Merrill Lynch, Pierce, Fenner & Smith Inc.
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Defendant: Mesirow Financial, Inc.
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Defendant: Morgan Keegan &Company, Inc.
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Defendant: Morgan Stanley & Co. Inc.
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Defendant: nabCapital Securities, LLC
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Defendant: Oppenheimer & CO. Inc.
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Defendant: Pershing LLC
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Defendant: Piper Jaffray & Co.
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Defendant: Raymond James & Associates, Inc.
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Defendant: RBC Capital Markets Corporation
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Defendant: RBC Dain Rauscher Inc.
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Defendant: Robert W. Baird & Co. Inc.
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Defendant: Ryan Beck & Co., Inc.
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Defendant: Sandler O'Neill & Partners, L.P.
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Defendant: Stifel, Nicolaus & Company, Inc.
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Defendant: Stone & Youngberg LLC
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Defendant: Suntrust Capital Markets, Inc.
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Defendant: TD Ameritrade, Inc.
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Defendant: TD Securities (USA) LLC
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Defendant: Royal Banc of Scotland plc
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Defendant: UBS Limited
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Defendant: Wachovia Capital Securities, LLC
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Defendant: Wedbush Morgan Securities Inc.
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Defendant: Wells Fargo Investments, LLC
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Defendant: William Blair &Company L.L.C.
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Intervenor: Board of Governors of the Federal Reserve System
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Intervenor: Federal Deposit Insurance Corporation
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Objector - appellant: Lexie L. Hopson
Represented By: Vincent S. Verdiramo
Represented By: John Jacob Pentz
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Objector - appellant: Michelle B. Hopson
Represented By: Vincent S. Verdiramo
Represented By: John Jacob Pentz
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