In Re: The Berkshire Bank
The Federal Deposit Insurance Corporation as Receiver, The Berkshire Bank, Government Development Bank for Puerto Rico, Bay Area Toll Authority, The Federal Home Loan Mortgage Corporation, Federal National Mortgage Association, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company, Principal Funds, Inc., PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Short-Term Income Fund, PFI Money Market Fund, PFI Preferred Securities Fund, Principal Variable Contracts Funds, Inc., PVC Asset Allocation Account, PVC Money Market Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account and PVC Short-Term Income Account |
Bank of America Corporation, Bank of America, N.A., Merrill Lynch Capital Services, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Merrill Lynch & Co., Banc of America Securities, LLC, Merrill Lynch International Bank, Ltd., Bank of America Home Loans, Bank of Tokyo-Mitsubishi UFJ Ltd, Barclays Bank PLC, Barclays Capital Inc., Barclays U.S. Funding LLC, Barclays PLC, British Bankers' Association, BBA Enterprises, Ltd., BBA Libor, Ltd., Citigroup Inc., Citibank N.A., Cooperative Rabobank U.A., Rabobank Group, Credit Suisse Group AG, Credit Suisse Group, NA, Credit Suisse Securities (USA) LLC, Credit Suisse International, Credit Suisse (USA) Inc., Citigroup Global Markets, Inc., Citigroup Financial Products, Inc., Citi Swapco Inc., Citi Swapco Inc., Citigroup Global Markets Limited, Citigroup Funding Inc., Deutsche Bank AG, Deutsche Bank Financial LLC, Deutsche Bank Securities Inc., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC USA Inc., HSBC Finance Corp., HSBC Securities (USA) Inc., The Hongkong and Shanghai Banking Corporation, Ltd., JP Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Chase Bank USA, N.A., Bear Stearns Capital Markets, Inc., J.P. Morgan Bank Dublin PLC, FKA Bear Stearns Bank PLC, Lloyds Banking Group PLC, Lloyds Bank PLC, FKA Lloyds TSB Bank PLC, Bank of Scotland PLC, Societe Generale, HBOS PLC, Royal Bank of Canada, RBC Capital Markets, LLC, Norinchukin Bank, RBS Citizens, N.A., FKA Citizens Bank of Massachusetts, Citizens Bank, N.A., UBS AG, UBS Securities LLC, UBS Limited, WestLB AG, Portigon AG, Portigon/WestLB AG and WestDeutsche ImmobilienBank AG |
23-603 |
April 12, 2023 |
U.S. Court of Appeals, Second Circuit |
Other |
Docket Report
This docket was last retrieved on June 16, 2023. A more recent docket listing may be available from PACER.
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Filing 41
LETTER, on behalf of Respondent Royal Bank of Canada, |
Filing 40
LETTER, on behalf of Respondent Cooperative Rabobank U.A. and Rabobank Group, |
Filing 39
LETTER, on behalf of Respondent HSBC Finance Corp., HSBC Holdings PLC, HSBC Securities (USA) Inc., HSBC USA Inc. and The Hongkong and Shanghai Banking Corporation, Ltd., |
Filing 38
LETTER, on behalf of Respondent UBS AG, UBS Limited and UBS Securities LLC, |
Filing 37
LETTER, on behalf of Respondent WestLB AG, |
Filing 36 LETTER, on behalf of Respondent JP Morgan Chase & Co., J.P. Morgan Chase Bank, N.A., Chase Bank USA, N.A., J.P. Morgan Bank Dublin PLC and Bear Stearns Capital Markets, Inc., &EDIT by Clerk's Office& RECEIVED. Service date 06/15/2023 by CM/ECF.[3529984] [23-603] [Entered: 06/15/2023 06:47 PM] |
Filing 35
LETTER, on behalf of Respondent Bank of America Corporation, Bank of America Home Loans, Bank of America, N.A., Merrill Lynch Capital Services, Inc. and Merrill Lynch International Bank, Ltd., |
Filing 34
LETTER, on behalf of Respondent Deutsche Bank AG, Deutsche Bank Financial LLC and Deutsche Bank Securities Inc., |
Filing 33
LETTER, on behalf of Respondent Lloyds Banking Group PLC, |
Filing 32
LETTER, on behalf of Respondent Bank of Tokyo-Mitsubishi UFJ Ltd, |
Filing 31
LETTER, on behalf of Respondent Citi Swapco Inc., Citibank N.A., Citigroup Global Markets Limited, Citigroup Global Markets, Inc. and Citigroup Inc., |
Filing 29 NOTICE, to Respondent Banc of America Securities, LLC, Bank of America Corporation, Bank of America Home Loans, Bank of America, N.A., Bank of Scotland PLC, Bank of Tokyo-Mitsubishi UFJ Ltd, Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Barclays U.S. Funding LLC, Bear Stearns Capital Markets, Inc., Chase Bank USA, N.A., Citi Swapco Inc., Citibank N.A., Citigroup Financial Products, Inc., Citigroup Funding Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Citizens Bank, N.A., Cooperative Rabobank U.A., Credit Suisse (USA) Inc., Credit Suisse Group AG, Credit Suisse Group, NA, Credit Suisse International, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Financial LLC, Deutsche Bank Securities Inc., HBOS PLC, HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Finance Corp., HSBC Holdings PLC, HSBC Securities (USA) Inc., HSBC USA Inc., J.P. Morgan Bank Dublin PLC, J.P. Morgan Chase Bank, N.A., JP Morgan Chase & Co., Lloyds Bank PLC, Lloyds Banking Group PLC, Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank, Ltd., Merrill Lynch, Pierce, Fenner & Smith, Inc., Norinchukin Bank, Portigon AG, Portigon/WestLB AG, RBC Capital Markets, LLC, RBS Citizens, N.A., Rabobank Group, Royal Bank of Canada, Societe Generale, The Hongkong and Shanghai Banking Corporation, Ltd., UBS AG, UBS Limited, UBS Securities LLC, WestDeutsche ImmobilienBank AG and WestLB AG , for failure to file an appearance, SENT.[3527363] [23-603] [Entered: 06/09/2023 12:35 PM] |
Filing 28 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Petitioner PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company, Principal Variable Contracts Funds, Inc., PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account and PVC Short-Term Income Account, FILED. Service date 05/16/2023 by CM/ECF.[3516699] [23-603] [Entered: 05/16/2023 05:11 PM] |
Filing 27 ATTORNEY, James Robertson Martin for Petitioner The Federal Deposit Insurance Corporation as Receiver, in case 23-603 , [ # 25 ], ADDED.[3516361] [23-603] [Entered: 05/16/2023 12:44 PM] |
Filing 26 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Petitioner The Federal Home Loan Mortgage Corporation, FILED. Service date 05/16/2023 by CM/ECF.[3516083] [23-603] [Entered: 05/16/2023 09:08 AM] |
Filing 25 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Petitioner The Federal Deposit Insurance Corporation as Receiver, FILED. Service date 05/16/2023 by CM/ECF. [3516079] [23-603] [Entered: 05/16/2023 09:07 AM] |
Filing 24 ATTORNEY, Michael J. Wernke for The Berkshire Bank Government Development Bank for Puerto Rico, in case 23-603, [ # 20 ], ADDED.[3515580] [23-603] [Entered: 05/15/2023 01:29 PM] |
Filing 23 ATTORNEY, Richard D. Owens, [ # 18 ], in place of attorney Jeff G. Hammel, SUBSTITUTED.[3515575] [23-603] [Entered: 05/15/2023 01:28 PM] |
Filing 22 ATTORNEY, Stacey Slaughter for PFI Preferred Securities Fund PFI Core Plus Bond I Fund PVC Equity Income Account PVC Balanced Account PFI Money Market Fund PFI Bond Market Index Fund PVC Money Market Account PFI Income Fund PVC Government & High Quality Bond Account PFI Equity Income Fund PVC Short-Term Income Account Principal Life Insurance Company PVC Asset Allocation Account PFI Short-Term Income Fund PFI High Yield Fund I PFI High Yield Fund PFI Bond & Mortgage Securities Fund PFI Diversified Real Asset Fund PFI Global Diversified Income Fund Principal Funds, Inc. PVC Bond & Mortgage Securities Account PVC Income Account PFI Government & High Quality Bond Fund Principal Variable Contracts Funds, Inc. Principal Financial Services, Inc. Principal Financial Group, Inc. PFI Inflation Protection Fund, in case 23-603 , [ # 15 ], ADDED.[3515562] [23-603] [Entered: 05/15/2023 01:18 PM] |
Filing 21 CURED DEFECTIVE Notice of appearance as additional counsel [ # 14 ], [ # 15 ], on behalf of Petitioner PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company and Principal Variable Contracts Funds, Inc., FILED.[3515558] [23-603] [Entered: 05/15/2023 01:15 PM] |
Filing 20 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Petitioner The Berkshire Bank and Government Development Bank for Puerto Rico, FILED. Service date 05/10/2023 by CM/ECF. [3513506] [23-603] [Entered: 05/10/2023 03:11 PM] |
Filing 19 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Petitioner Government Development Bank for Puerto Rico and The Berkshire Bank, FILED. Service date 05/10/2023 by CM/ECF.[3513496] [23-603] [Entered: 05/10/2023 03:08 PM] |
Filing 18 NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Respondent BBA Enterprises, Ltd., BBA Libor, Ltd. and British Bankers' Association, FILED. Service date 05/09/2023 by CM/ECF. [3512908] [23-603] [Entered: 05/09/2023 04:45 PM] |
Filing 17 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Respondent BBA Enterprises, Ltd., BBA Libor, Ltd. and British Bankers' Association, FILED. Service date 05/09/2023 by CM/ECF.[3512902] [23-603] [Entered: 05/09/2023 04:41 PM] |
Filing 16 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Petitioner The Federal Home Loan Mortgage Corporation, FILED. Service date 05/09/2023 by CM/ECF.[3512767] [23-603] [Entered: 05/09/2023 03:08 PM] |
Filing 15 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Petitioner PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company, Principal Variable Contracts Funds, Inc., PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account and PVC Short-Term Income Account, FILED. Service date 05/09/2023 by CM/ECF. [3512661] [23-603] [Entered: 05/09/2023 01:08 PM] |
Filing 14 DEFECTIVE DOCUMENT, Notice of Appearance as Additional Counsel, [13], on behalf of Petitioner PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc. and Principal Life Insurance Company, FILED.[3512364] [23-603] [Entered: 05/09/2023 09:27 AM] |
Filing 13 NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Petitioner PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company, Principal Variable Contracts Funds, Inc., PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account and PVC Short-Term Income Account, FILED. Service date 05/08/2023 by CM/ECF. [3512207] [23-603] [Entered: 05/08/2023 05:35 PM] |
Filing 12 ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Petitioner The Federal Deposit Insurance Corporation as Receiver, FILED. Service date 05/05/2023 by CM/ECF.[3511315] [23-603] [Entered: 05/05/2023 06:40 PM] |
Filing 5 PETITION FOR WRIT, SERVED. Service date 04/12/2023 by CM/ECF, email.[3502632] [23-603] [Entered: 04/20/2023 03:33 PM] |
Filing 3 DOCKET SHEET, RECEIVED.[3502621] [23-603] [Entered: 04/20/2023 03:28 PM] |
Filing 2 PAYMENT OF DOCKETING FEE, on behalf of Petitioner Bay Area Toll Authority, Federal National Mortgage Association, Government Development Bank for Puerto Rico, PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company, Principal Variable Contracts Funds, Inc., The Berkshire Bank, The Federal Deposit Insurance Corporation as Receiver and The Federal Home Loan Mortgage Corporation, USCA receipt # A02-94678-521, FILED.[3502620] [23-603] [Entered: 04/20/2023 03:27 PM] |
Filing 1 ORIGINAL PROCEEDING, PETITION FOR WRIT OF MANDAMUS, on behalf of Petitioner Bay Area Toll Authority, Federal National Mortgage Association, Government Development Bank for Puerto Rico, PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund, PFI Core Plus Bond I Fund, PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Income Fund, PFI Inflation Protection Fund, PFI Money Market Fund, PFI Preferred Securities Fund, PFI Short-Term Income Fund, PVC Asset Allocation Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Money Market Account, PVC Short-Term Income Account, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Funds, Inc., Principal Life Insurance Company, Principal Variable Contracts Funds, Inc., The Berkshire Bank, The Federal Deposit Insurance Corporation as Receiver and The Federal Home Loan Mortgage Corporation, FILED.[3502608] [23-603] [Entered: 04/20/2023 03:18 PM] |
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