Gloria Steinberg v. Janus Capital Management, LLC

Plaintiff - Appellant: GLORIA STEINBERG, MICHAEL GAINES, SHARON GAINES, ROGER BAILEY, JOSEPH CORDANI, BARBARA CORDANI, MICHAEL LIPSTEIN, JAMES E. SCHULTZ, RHONDA VLADIMIR, ROBERT K. FINNELL, SHERRY CHAIT, GERALD CHAIT, MEI HUNG, JASON HUNG, ROBIN RESNICK, DOREEN DUKE, LAURI C. BADER, SYLVIA VOLIN, GEORGE TSETSEKOS, LAWRENCE A. STIGAS, JEAN STIGAS, ERIK P. GAGNON, MARK J. KEANE, REIKO GAGNON and KATHARINE CLARK
Plaintiff - -: JANUS MERCURY FUND and JANUS INVESTMENT FUND
Defendant - Appellee: JANUS CAPITAL MANAGEMENT, LLC, JANUS CAPITAL GROUP, INCORPORATED, CIBC WORLD MARKETS, CIBC SECURITIES, INCORPORATED, JANUS INVESTMENT FUND, JANUS ASPEN SERIES, Nominal Defendant, JANUS ADVISER SERIES, Nominal Defendant, JANUS DISTRIBUTORS, LLC, ENHANCED INVESTMENT TECHNOLOGIES, LLC, WALL STREET GLOBAL, LLC, TRAUTMAN WASSERMAN & COMPANY, INCORPORATED, SMITH BARNEY CITIGROUP, PRITCHARD CAPITAL PARTNERS, LLC, GOLDEN GATE FINANCIAL GROUP, LLC, AURUM SECURITIES CORPORATION, AURUM CAPITAL MANAGEMENT CORPORATION, PERKINS WOLF MCDONNELL & COMPANY and BAY ISLAND FINANCIAL, LLP
Defendant - None: CANARY CAPITAL PARTNERS, LLC, CANARY INVESTMENT MANAGEMENT, LLC, MARK B. WHISTON, JANUS MERCURY FUND, JANUS GLOBAL TECHNOLOGY FUND, MARTIN H. WALDINGER, WILLIAM D. STEWART, JAMES L. ROTHE, DENNIS B. MULLEN, JOHN W. MCCARTER, JR., WILLIAM F. MCCALPIN, THOMAS H. BAILEY, EDWARD J. STERN, BANC OF AMERICA SECURITIES, LLC, BANK OF AMERICA CORPORATION, WARREN B. LAMMERT, III, RICHARD GARLAND, LARS O. SODERBERG, ROBIN BEERY, LANCE NEWCOMB and JOHN MARI
Case Number: 10-1207
Filed: February 23, 2010
Court: U.S. Court of Appeals, Fourth Circuit
Nature of Suit: Securities, Commodities, Exchange

Opinions

We have the following opinions for this case:

Date Filed Description
December 2, 2011 Gloria Steinberg v. Janus Capital Management, LLC

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
December 2, 2011 Opinion or Order Filing 403646337 UNPUBLISHED PER CURIAM OPINION filed. Originating case number: 1:04-cv-00518-JFM,1:04-md-15863-JFM Copies to all parties and the district court/agency. [998734712].. [10-1207]
Search for this case: Gloria Steinberg v. Janus Capital Management, LLC
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Plaintiff - appellant: GLORIA STEINBERG
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: MICHAEL GAINES
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: SHARON GAINES
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: ROGER BAILEY
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: JOSEPH CORDANI
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: BARBARA CORDANI
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: MICHAEL LIPSTEIN
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: JAMES E. SCHULTZ
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: RHONDA VLADIMIR
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: ROBERT K. FINNELL
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: SHERRY CHAIT
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: GERALD CHAIT
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: MEI HUNG
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: JASON HUNG
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: ROBIN RESNICK
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: DOREEN DUKE
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: LAURI C. BADER
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: SYLVIA VOLIN
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: GEORGE TSETSEKOS
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: LAWRENCE A. STIGAS
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: JEAN STIGAS
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: ERIK P. GAGNON
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: MARK J. KEANE
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: REIKO GAGNON
Represented By: Nicholas E. Chimicles
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Plaintiff - appellant: KATHARINE CLARK
Represented By: Nicholas E. Chimicles
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Plaintiff - -: JANUS MERCURY FUND
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Plaintiff - -: JANUS INVESTMENT FUND
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Defendant - appellee: JANUS CAPITAL MANAGEMENT, LLC
Represented By: Mark Andrew Perry
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Defendant - appellee: JANUS CAPITAL GROUP, INCORPORATED
Represented By: Mark Andrew Perry
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Defendant - appellee: CIBC WORLD MARKETS
Represented By: Jonathan D. Polkes
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Defendant - appellee: CIBC SECURITIES, INCORPORATED
Represented By: Jonathan D. Polkes
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Defendant - appellee: JANUS INVESTMENT FUND
Represented By: Mark Andrew Perry
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Defendant - appellee: JANUS ASPEN SERIES, Nominal Defendant
Represented By: Mark Andrew Perry
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Defendant - appellee: JANUS ADVISER SERIES, Nominal Defendant
Represented By: Mark Andrew Perry
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Defendant - appellee: JANUS DISTRIBUTORS, LLC
Represented By: Mark Andrew Perry
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Defendant - appellee: ENHANCED INVESTMENT TECHNOLOGIES, LLC
Represented By: Mark Andrew Perry
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Defendant - appellee: WALL STREET GLOBAL, LLC
Represented By: Wall Street Global, LLC
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Defendant - appellee: TRAUTMAN WASSERMAN & COMPANY, INCORPORATED
Represented By: Leon Baer Borstein
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Defendant - appellee: SMITH BARNEY CITIGROUP
Represented By: Frances Patrick Barron
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Defendant - appellee: PRITCHARD CAPITAL PARTNERS, LLC
Represented By: Thomas Kelly Potter
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Defendant - appellee: GOLDEN GATE FINANCIAL GROUP, LLC
Represented By: David C. Franceski
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Defendant - appellee: AURUM SECURITIES CORPORATION
Represented By: Michael Ethan Liftik
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Defendant - appellee: AURUM CAPITAL MANAGEMENT CORPORATION
Represented By: Michael Ethan Liftik
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Defendant - appellee: PERKINS WOLF MCDONNELL & COMPANY
Represented By: Mark Andrew Perry
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Defendant - appellee: BAY ISLAND FINANCIAL, LLP
Represented By: Mark Andrew Perry
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Defendant - none: CANARY CAPITAL PARTNERS, LLC
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Defendant - none: CANARY INVESTMENT MANAGEMENT, LLC
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Defendant - none: MARK B. WHISTON
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Defendant - none: JANUS MERCURY FUND
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Defendant - none: JANUS GLOBAL TECHNOLOGY FUND
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Defendant - none: MARTIN H. WALDINGER
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Defendant - none: WILLIAM D. STEWART
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Defendant - none: JAMES L. ROTHE
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Defendant - none: DENNIS B. MULLEN
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Defendant - none: JOHN W. MCCARTER, JR.
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Defendant - none: WILLIAM F. MCCALPIN
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Defendant - none: THOMAS H. BAILEY
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Defendant - none: EDWARD J. STERN
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Defendant - none: BANC OF AMERICA SECURITIES, LLC
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Defendant - none: BANK OF AMERICA CORPORATION
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Defendant - none: WARREN B. LAMMERT, III
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Defendant - none: RICHARD GARLAND
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Defendant - none: LARS O. SODERBERG
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Defendant - none: ROBIN BEERY
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Defendant - none: LANCE NEWCOMB
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Defendant - none: JOHN MARI
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