John Simmons v. Wachovia Securities, LLC
| Plaintiff - Appellant: |
JOHN SIMMONS and SCOTT B. CARLE |
| Defendant - Appellee: |
WACHOVIA SECURITIES, LLC, a Member Firm, LEHMAN BROTHERS, INCORPORATED, a Member Firm, MORGAN KEEGAN & COMPANY, INC., a Member Firm, REGIONS FINANCIAL CORPORATION, a Member Firm, JOHN DOES 1-2, RANDY JAY ROSS, a Registered Representative, JAMES TIMOTH RITT, a Registered Representative and GAIL MARKHAM BROWN, a Registered Representative |
| Case Number: |
13-2046 |
| Filed: |
August 21, 2013 |
| Court: |
U.S. Court of Appeals, Fourth Circuit |
| Nature of Suit: |
Arbitration |
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| Plaintiff - appellant: JOHN SIMMONS |
| Represented By: |
Robert Gilmour McIver |
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| Plaintiff - appellant: SCOTT B. CARLE |
| Represented By: |
Robert Gilmour McIver |
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| Defendant - appellee: WACHOVIA SECURITIES, LLC, a Member Firm |
| Represented By: |
Robert Dennis Fairbanks |
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| Defendant - appellee: LEHMAN BROTHERS, INCORPORATED, a Member Firm |
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| Defendant - appellee: MORGAN KEEGAN & COMPANY, INC., a Member Firm |
| Represented By: |
Charles Foster Marshall |
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| Defendant - appellee: REGIONS FINANCIAL CORPORATION, a Member Firm |
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| Defendant - appellee: JOHN DOES 1-2 |
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| Defendant - appellee: RANDY JAY ROSS, a Registered Representative |
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| Defendant - appellee: JAMES TIMOTH RITT, a Registered Representative |
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| Defendant - appellee: GAIL MARKHAM BROWN, a Registered Representative |
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