SEC v. Thomas Ellis
| YASUO ODA, NORTH STAR FINANCE LLC, GOODWILL FUNDING INC., Relief Defendants, CAPITAL SOURCE LENDING LLC, MICHAEL K. MARTIN, CAPITAL SOURCE FUNDING LLC and SHARON L. SALINAS |
| GRIFFITH THOMAS ELLIS and ANDREW HUTCHISON |
| CHAREL WINSTON, Relief Defendants, THOMAS G. ELLIS and THOMAS H. VETTER |
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
| 19-2161 |
| October 22, 2019 |
| U.S. Court of Appeals, Fourth Circuit |
| Other |
Docket Report
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This docket was last retrieved on December 15, 2020. A more recent docket listing may be available from PACER.
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Filing 15
Mandate issued. Referencing: [ # 14 ] Judgment Order, [ # 13 ] unpublished per curiam Opinion. Originating case number: 8:15-cv-01339-GJH. Mailed to: Thomas G. Ellis 1604 Hopefield Road Silver Spring, MD 20905, Thomas H. Vetter 6 Woodside Court Danville, CA 94506, and Charel Winston 4767 Lonesome Dove Drive Shingle Springs, CA 95682. [19-2161] AB [Entered: 12/15/2020 07:44 AM]
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Filing 14
JUDGMENT ORDER filed. Decision: Affirmed. Originating case number: 8:15-cv-01339-GJH. Entered on Docket Date: 10/23/2020. [1000835185] Copies to all parties and the district court/agency. Mailed to: Thomas G. Ellis 1604 Hopefield Road Silver Spring, MD 20905, Thomas H. Vetter 6 Woodside Court Danville, CA 94506, and Charel Winston 4767 Lonesome Dove Drive Shingle Springs, CA 95682. [19-2161] AB [Entered: 10/23/2020 10:29 AM]
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Filing 13
UNPUBLISHED PER CURIAM OPINION filed. Originating case number: 8:15-cv-01339-GJH. Copies to all parties and the district court/agency. [1000835182] Mailed to: Thomas G. Ellis 1604 Hopefield Road Silver Spring, MD 20905, Thomas H. Vetter 6 Woodside Court Danville, CA 94506, and Charel Winston 4767 Lonesome Dove Drive Shingle Springs, CA 95682. [19-2161] AB [Entered: 10/23/2020 10:27 AM]
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Filing 12
INFORMAL REPLY BRIEF by Thomas G. Ellis, Thomas H. Vetter and Charel Winston. [19-2161] AB [Entered: 12/05/2019 03:30 PM]
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Filing 11
INFORMAL RESPONSE BRIEF by SEC. [19-2161] Sarah Prins [Entered: 11/26/2019 02:27 PM]
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Filing 10
DISCLOSURE OF CORPORATE AFFILIATIONS by Thomas H. Vetter. Was any question on Disclosure Form answered yes? No. [1000632144] [19-2161] AB [Entered: 11/22/2019 03:21 PM]
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Filing 9
DISCLOSURE OF CORPORATE AFFILIATIONS by Thomas G. Ellis. Was any question on Disclosure Form answered yes? No. [1000632143] [19-2161] AB [Entered: 11/22/2019 03:21 PM]
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Filing 8
DISCLOSURE OF CORPORATE AFFILIATIONS by Charel Winston. Was any question on Disclosure Form answered yes? No. [1000632141] [19-2161] AB [Entered: 11/22/2019 03:20 PM]
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Filing 7
DOCKETING FORMS FOLLOW-UP NOTICE ISSUED to Thomas G. Ellis, Thomas H. Vetter and Charel Winston re: filing of disclosure form. Mailed to: Thomas G. Ellis 1604 Hopefield Road Silver Spring, MD 20905, Thomas H. Vetter 6 Woodside Court Danville, CA 94506, and Charel Winston 4767 Lonesome Dove Drive Shingle Springs, CA 95682. [19-2161] AB [Entered: 11/18/2019 11:42 AM]
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Filing 6
INFORMAL OPENING BRIEF by Thomas G. Ellis, Thomas H. Vetter and Charel Winston. [19-2161] AB [Entered: 11/13/2019 01:10 PM]
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Filing 5
APPEARANCE OF COUNSEL by Sarah Ribstein Prins for SEC. [1000615138] [19-2161] Sarah Prins [Entered: 10/28/2019 11:50 AM]
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Filing 4
ASSEMBLED ELECTRONIC RECORD docketed. Originating case number: 8:15-cv-01339-GJH. Record in folder? Yes. Record reviewed? Yes. PSR included? N/A. [19-2161] AB [Entered: 10/24/2019 07:26 AM]
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Filing 3
INFORMAL BRIEFING ORDER filed. Mailed to: Thomas G. Ellis 1604 Hopefield Road Silver Spring, MD 20905, Thomas H. Vetter 6 Woodside Court Danville, CA 94506, Charel Winston 4767 Lonesome Dove Drive Shingle Springs, CA 95682 and Timothy England. Informal Opening Brief due 11/15/2019. Informal response brief, if any: 14 days after informal opening brief served. [19-2161] AB [Entered: 10/22/2019 04:12 PM]
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Filing 2
RECORD requested from Clerk of Court. Due: 11/05/2019. [19-2161] AB [Entered: 10/22/2019 04:10 PM]
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Filing 1
Case docketed. Originating case number: 8:15-cv-01339-GJH. Case manager: ABrownlee. [19-2161] AB [Entered: 10/22/2019 04:03 PM]
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