Laura Garner v. Northrop Grumman Corporation
| LAURA GARNER, LAWRENCE ADAMS, BRIAN E. CLOUSE, individually and as a representative of a class of participants and beneficiaries on behalf of the NORTHROP GRUMMAN SAVINGS PLAN, STEVEN S. KAWAKAMI, individually and as a representative of a class of participants and beneficiaries on behalf of the NORTHROP GRUMMAN SAVINGS PLAN, DOUGLAS E. HOFFELT, individually and as a representative of a class of participants and beneficiaries on behalf of the NORTHROP GRUMMAN SAVINGS PLAN and MICHAEL WINKLER, individually and as a representative of a class of participants and beneficiaries on behalf of the NORTHROP GRUMMAN SAVINGS PLAN |
| NORTHROP GRUMMAN CORPORATION, NORTHROP GRUMMAN BENEFIT PLAN ADMINISTRATIVE COMMITTEE, DOES 1 THROUGH 20 and JOHN DOES |
| CHAMBER OF COMMERCE OF THE UNITED STATES OF AMERICA, THE AMERICAN BENEFITS COUNCIL and THE ERISA INDUSTRY COMMITTEE |
| 26-1258 |
| March 9, 2026 |
| U.S. Court of Appeals, Fourth Circuit |
| Employee Retirement |
Docket Report
This docket was last retrieved on September 10, 2026. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 30 RESPONSE/ANSWER by Lawrence Adams, Brian E. Clouse, Laura Garner, Douglas E. Hoffelt, Steven S. Kawakami and Michael Winkler to Notice requesting response to similar case inquiry. Do any cases pending in this court or the Supreme Court of the United States raise similar issues? YES. [1002052059] [26-1258] Sean Soyars [Entered: 09/10/2026 06:03 PM] |
| Filing 29 RESPONSE/ANSWER by Northrop Grumman Corporation and Northrop Grumman Benefit Plan Administrative Committee to Notice requesting response to similar case inquiry. Do any cases pending in this court or the Supreme Court of the United States raise similar issues? YES. [1002051232] [26-1258] Michael Kenneally [Entered: 09/09/2026 06:13 PM] |
| Filing 28 NOTICE ISSUED to American Benefits Council, Chamber of Commerce of the United States of America, Erisa Industry Committee, Lawrence Adams, Brian E. Clouse, Laura Garner, Douglas E. Hoffelt, Steven S. Kawakami, Michael Winkler and Northrop Grumman Benefit Plan Administrative Committee and Northrop Grumman Corporation requesting response to similar case(s) question.[1002049740]. Response to similar case notice due 09/11/2026. [26-1258] KH [Entered: 09/08/2026 02:11 PM] |
| Filing 27 CASE TENTATIVELY CALENDARED for oral argument during the December 8-11, 2026, argument session. Notify Clerk's Office of any scheduling conflict by: 09/15/2026. Any required additional copies of briefs and joint appendices are due 09/15/2026. [1002049581] [26-1258] SCC [Entered: 09/08/2026 12:20 PM] |
| Filing 25 BRIEF by Lawrence Adams, Brian E. Clouse, Laura Garner, Douglas E. Hoffelt, Steven S. Kawakami and Michael Winkler. Type of Brief: REPLY. . Do any cases pending in this court or the Supreme Court of the United States raise similar issues? NO.. [1002023978] [26-1258] Sean Soyars [Entered: 07/28/2026 09:14 PM] |
Filing 24
ORDER filed granting filing of amicus curiae brief [CHAMBER OF COMMERCE OF THE UNITED STATES OF AMERICA; THE AMERICAN BENEFITS COUNCIL; THE ERISA INDUSTRY COMMITTEE]. Disclosure Statement filed (if corporate amicus)? N/A. Appearance Form filed? Y. Copies to all parties. [1002014782] [26-1258] RP [Entered: 07/15/2026 11:14 AM]
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| Filing 26 Receipt of paper copy of AMICUS BRIEF filed at [ # 23 ] by American Benefits Council, Chamber of Commerce of the United States of America and Erisa Industry Committee. Number of pages: [29]. Sufficient: Yes. Number of copies: [1]. Received by clerk date: 07/15/2026. [1002024523] [26-1258] RP [Entered: 07/29/2026 01:23 PM] |
| Filing 23 AMICUS CURIAE BRIEF by The Chamber of Commerce of the United States of America, the American Benefits Council, and The ERISA Industry Committee - Amicus Curiae. . Do any cases pending in this court or the Supreme Court of the United States raise similar issues? YES. Response: Stana v. SAS Institute, Inc., No. 26-1305 and Jacobs v. RTX, No. 26-1127 (Whether plaintiffs plausibly allege that defendants' use of forfeitures violates ERISA). [1002014378] [26-1258] Jordan Bock [Entered: 07/14/2026 05:21 PM] |
| Filing 22 BRIEF by Northrop Grumman Benefit Plan Administrative Committee and Northrop Grumman Corporation. Type of Brief: RESPONSE. . Do any cases pending in this court or the Supreme Court of the United States raise similar issues? YES. Response: Stana v. SAS Institute, Inc., No. 26-1305 and Jacobs v. RTX, No. 26-1127 (Whether plaintiffs plausibly allege that defendants' use of forfeitures violates ERISA). [1002009770] [26-1258] Michael Kenneally [Entered: 07/07/2026 08:03 PM] |
Filing 21
ORDER filed granting motion to extend filing time [ # 20 ]. Number of days granted: 32. Response brief due 07/07/2026. No paper copies required unless case has been tentatively calendared or copies otherwise ordered. Copies to all parties. [1001982005] [26-1258] TW [Entered: 05/20/2026 09:43 AM]
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| Filing 20 MOTION by Northrop Grumman Benefit Plan Administrative Committee and Northrop Grumman Corporation to extend filing time for Brief of Appellees until July 6, 2026.. Date and method of service: 05/20/2026 ecf. [1001981879] [26-1258] Michael Kenneally [Entered: 05/20/2026 07:25 AM] |
| Filing 19 JOINT APPENDIX by Lawrence Adams, Brian E. Clouse, Laura Garner, Douglas E. Hoffelt, Steven S. Kawakami and Michael Winkler. Digital media exhibit volume? No. [1001974576] [26-1258]--[Edited 05/12/2026 by RP - document replaced to correct cover page] Sean Soyars [Entered: 05/06/2026 07:27 PM] |
| Filing 18 BRIEF by Lawrence Adams, Brian E. Clouse, Laura Garner, Douglas E. Hoffelt, Steven S. Kawakami and Michael Winkler. Type of Brief: OPENING. . Do any cases pending in this court or the Supreme Court of the United States raise similar issues? NO.. [1001974575] [26-1258] Sean Soyars [Entered: 05/06/2026 07:25 PM] |
Filing 17
ORDER filed extending briefing order deadlines. Opening brief and appendix due 05/06/2026. Response brief due 06/05/2026. No paper copies required unless case has been tentatively calendared or copies otherwise ordered. Copies to all parties. [1001951945] [26-1258] RP [Entered: 03/30/2026 01:39 PM]
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| Filing 16 Initial mediation conference scheduled. [1001948911] [26-1258] LHP [Entered: 03/24/2026 04:37 PM] |
| Filing 15 APPEARANCE OF COUNSEL by James E. Miller for Lawrence Adams, Brian E. Clouse, Laura Garner, Douglas E. Hoffelt, Steven S. Kawakami and Michael Winkler. [1001948274] [26-1258] James Miller [Entered: 03/23/2026 04:52 PM] |
| Filing 14 APPEARANCE OF COUNSEL by James C. Shah for Lawrence Adams, Brian E. Clouse, Laura Garner, Douglas E. Hoffelt, Steven S. Kawakami and Michael Winkler. [1001948272] [26-1258] James Shah [Entered: 03/23/2026 04:50 PM] |
| Filing 13 APPEARANCE OF COUNSEL by Alec J. Berin for Lawrence Adams, Brian E. Clouse, Laura Garner, Douglas E. Hoffelt, Steven S. Kawakami and Michael Winkler. [1001948269] [26-1258] Alec Berin [Entered: 03/23/2026 04:48 PM] |
| Filing 12 DOCKETING STATEMENT by Lawrence Adams, Brian E. Clouse, Laura Garner, Douglas E. Hoffelt, Steven S. Kawakami and Michael Winkler.. [1001947941] [26-1258] Sean Soyars [Entered: 03/23/2026 12:29 PM] |
| Filing 11 DISCLOSURE STATEMENT by Lawrence Adams, Brian E. Clouse, Laura Garner, Douglas E. Hoffelt, Steven S. Kawakami and Michael Winkler. Was any question on Disclosure Form answered yes? Yes [1001947923] [26-1258] Sean Soyars [Entered: 03/23/2026 12:22 PM] |
| Filing 10 APPEARANCE OF COUNSEL by Sean E. Soyars for Lawrence Adams, Brian E. Clouse, Laura Garner, Douglas E. Hoffelt, Steven S. Kawakami and Michael Winkler. [1001947918] [26-1258] Sean Soyars [Entered: 03/23/2026 12:21 PM] |
| Filing 9 DISCLOSURE STATEMENT by Northrop Grumman Benefit Plan Administrative Committee. Was any question on Disclosure Form answered yes? No [1001946685] [26-1258] Jeremy Blumenfeld [Entered: 03/19/2026 08:08 PM] |
| Filing 8 DISCLOSURE STATEMENT by Northrop Grumman Corporation. Was any question on Disclosure Form answered yes? Yes [1001946684] [26-1258] Jeremy Blumenfeld [Entered: 03/19/2026 08:07 PM] |
| Filing 7 APPEARANCE OF COUNSEL by Samuel D. Block for Northrop Grumman Corporation and Northrop Grumman Benefit Plan Administrative Committee. [1001946683] [26-1258] Samuel Block [Entered: 03/19/2026 08:06 PM] |
| Filing 6 APPEARANCE OF COUNSEL by Michael E. Kenneally for Northrop Grumman Corporation and Northrop Grumman Benefit Plan Administrative Committee. [1001946682] [26-1258] Michael Kenneally [Entered: 03/19/2026 08:04 PM] |
| Filing 5 APPEARANCE OF COUNSEL by Matthew A. Russell for Northrop Grumman Corporation and Northrop Grumman Benefit Plan Administrative Committee. [1001946681] [26-1258] Matthew Russell [Entered: 03/19/2026 08:03 PM] |
| Filing 4 APPEARANCE OF COUNSEL by Jeremy P. Blumenfeld for Northrop Grumman Corporation and Northrop Grumman Benefit Plan Administrative Committee. [1001946680] [26-1258] Jeremy Blumenfeld [Entered: 03/19/2026 08:00 PM] |
| Filing 3 BRIEFING ORDER filed. Mailed to: Troy A. Doles, Christopher A. Miller, Laurie Rubinow, Andrew D. Schlichter, Kurt C. Struckhoff, Nathan Stump.. No paper copies required unless case has been tentatively calendared or copies otherwise ordered. All filings must comply with # Appendix Pagination & Brief Citation Guide . [1001939864] Opening Brief and Appendix due 04/20/2026. Response Brief due 05/20/2026. [26-1258] RP [Entered: 03/09/2026 10:49 AM] |
| Filing 2 DOCKETING NOTICE issued Re: [ # 1 ] case. Originating case number: 1:25-cv-00439-AJT-WEF. Mailed to: Troy A. Doles, Christopher A. Miller, Laurie Rubinow, Andrew D. Schlichter, Kurt C. Struckhoff, Nathan Stump. [1001939859] [26-1258] RP [Entered: 03/09/2026 10:46 AM] |
| Filing 1 Case docketed. Originating case number: 1:25-cv-00439-AJT-WEF. Case manager: RPhillips. [1001939856] [26-1258] RP [Entered: 03/09/2026 10:43 AM] |
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| Search for this case: Laura Garner v. Northrop Grumman Corporation | |
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| Plaintiff: LAURA GARNER | |
| Represented By: | James Edward Miller |
| Represented By: | Alec J. Berin |
| Represented By: | Sean Edward Soyars |
| Represented By: | James C. Shah |
| Represented By: | Jerome J. Schlichter |
| Represented By: | Troy A. Doles |
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| Plaintiff: LAWRENCE ADAMS | |
| Represented By: | James Edward Miller |
| Represented By: | Alec J. Berin |
| Represented By: | Sean Edward Soyars |
| Represented By: | James C. Shah |
| Represented By: | Jerome J. Schlichter |
| Represented By: | Troy A. Doles |
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| Plaintiff: BRIAN E. CLOUSE, individually and as a representative of a class of participants and beneficiaries on behalf of the NORTHROP GRUMMAN SAVINGS PLAN | |
| Represented By: | Sean Edward Soyars |
| Represented By: | Jerome J. Schlichter |
| Represented By: | Troy A. Doles |
| Represented By: | James C. Shah |
| Represented By: | James Edward Miller |
| Represented By: | Alec J. Berin |
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| Plaintiff: STEVEN S. KAWAKAMI, individually and as a representative of a class of participants and beneficiaries on behalf of the NORTHROP GRUMMAN SAVINGS PLAN | |
| Represented By: | Sean Edward Soyars |
| Represented By: | Jerome J. Schlichter |
| Represented By: | Troy A. Doles |
| Represented By: | James C. Shah |
| Represented By: | James Edward Miller |
| Represented By: | Alec J. Berin |
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| Plaintiff: DOUGLAS E. HOFFELT, individually and as a representative of a class of participants and beneficiaries on behalf of the NORTHROP GRUMMAN SAVINGS PLAN | |
| Represented By: | Sean Edward Soyars |
| Represented By: | Jerome J. Schlichter |
| Represented By: | Troy A. Doles |
| Represented By: | James C. Shah |
| Represented By: | James Edward Miller |
| Represented By: | Alec J. Berin |
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| Plaintiff: MICHAEL WINKLER, individually and as a representative of a class of participants and beneficiaries on behalf of the NORTHROP GRUMMAN SAVINGS PLAN | |
| Represented By: | Sean Edward Soyars |
| Represented By: | Jerome J. Schlichter |
| Represented By: | Troy A. Doles |
| Represented By: | James C. Shah |
| Represented By: | James Edward Miller |
| Represented By: | Alec J. Berin |
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| Defendant: NORTHROP GRUMMAN CORPORATION | |
| Represented By: | Matthew Allen Russell |
| Represented By: | Jeremy Paul Blumenfeld |
| Represented By: | Samuel David Block |
| Represented By: | Michael E. Kenneally |
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| Defendant: NORTHROP GRUMMAN BENEFIT PLAN ADMINISTRATIVE COMMITTEE | |
| Represented By: | Matthew Allen Russell |
| Represented By: | Jeremy Paul Blumenfeld |
| Represented By: | Samuel David Block |
| Represented By: | Michael E. Kenneally |
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| Defendant: DOES 1 THROUGH 20 | |
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| Defendant: JOHN DOES | |
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| Amicus curiae: CHAMBER OF COMMERCE OF THE UNITED STATES OF AMERICA | |
| Represented By: | Jaime Ann Santos |
| Represented By: | Lee J. Moore |
| Represented By: | Janet Galeria |
| Represented By: | James O. Fleckner |
| Represented By: | Mariel A. Brookins |
| Represented By: | Jordan Bock |
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| Amicus curiae: THE AMERICAN BENEFITS COUNCIL | |
| Represented By: | Jaime Ann Santos |
| Represented By: | Lee J. Moore |
| Represented By: | Janet Galeria |
| Represented By: | James O. Fleckner |
| Represented By: | Mariel A. Brookins |
| Represented By: | Jordan Bock |
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| Amicus curiae: THE ERISA INDUSTRY COMMITTEE | |
| Represented By: | Jaime Ann Santos |
| Represented By: | Lee J. Moore |
| Represented By: | Janet Galeria |
| Represented By: | James O. Fleckner |
| Represented By: | Mariel A. Brookins |
| Represented By: | Jordan Bock |
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