Commodity Futures v. TMTE, Inc.
| Commodity Futures Trading Commission, Alabama Securities Commission, State of Alaska, Arizona Corporation Commission, California Commissioner of Business Oversight, Colorado Securities Commissioner, State of Delaware, State of Florida, Office of the Attorney General and State of Florida Office of Financial Regulation, Office of the Georgia Secretary of State, State of Hawaii, Securities Enforcement Branch, State of Hawaii, Idaho Department of Finance, Indiana Securities Commissioner, Douglas M. Ommen, Iowa Insurance Commissioner, Office of the Kansas Securities Commissioner, Kentucky Department of Financial Institutions, Maine Securities Administrator, State of Maryland, Ex Rel Maryland Securities Commissioner, Dana Nessel, Attorney General, on Behalf of the People of Michigan, Mississippi Secretary of State, Nebraska Department of Banking & Finance, Office of the Nevada Secretary of State, New Mexico Securities Division, People of the State of New York, By Letitia James, Attorney General of the State of New York, Oklahoma Department of Securities, South Carolina Attorney General, South Carolina Secretary of State, South Dakota Department of Labor & Regulation, Division of Insurance, State of South Dakota, Commissioner of the Tennessee Department of Commerce and Insurance, State of Texas, Washington State Department of Financial Institutions, West Virginia Securities Commission, State of Wisconsin and Elizabeth Marie Schmitt |
| Kelly Crawford |
| Daniel Bruce Spitzer |
| 23-10420 |
| April 25, 2023 |
| U.S. Court of Appeals, Fifth Circuit |
| Securities, commodities, Exchange |
Docket Report
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| Filing 43 REPLY filed by Appellee Commodity Futures Trading Commission [43] to the filed by Appellant Mr. Daniel Bruce Spitzer [ # 39 ]. Date of Service: 06/23/2023 via US mail - Attorney for Appellees: Beilin, Berger, Bernstein, Brantley, Brauer, Brown, Butler, Fagnant, Fischer, Foelber, Grueb, Haley, Houston, Knutzen, Levin, Manning, McCutcheon, Messerly, Nakamura-Watanabe, Nusbaum, Robinson, Schmitt, Shannon, Shasserre, Stay, Stephens, Stoumbos, Trakht, Urban, Williams; email - Attorney for Appellees: Bixby-Lawson, Crawford, Daly, Lewis, Nandrasy, Stukes, Wills; Attorney for Appellant: Spitzer. [23-10420] (Conor Barry Daly ) [Entered: 06/23/2023 05:23 PM] |
| Filing 39 RESPONSE/OPPOSITION filed by Mr. Daniel Bruce Spitzer [39] to the Motion for partial dismissal of appeal filed by Appellee Commodity Futures Trading Commission in 23-10420 [ # 20 ] [23-10420] (MFY) [Entered: 06/19/2023 09:42 AM] |
| Filing 38 CLERK ORDER granting Motion to file response out of time filed by Appellant Mr. Daniel Bruce Spitzer [ # 34 ] [23-10420] (MFY) [Entered: 06/19/2023 09:26 AM] |
| Filing 34 UNOPPOSED MOTION to file an out of time response [34] to the Motion for partial dismissal of appeal filed by Appellee Commodity Futures Trading Commission in 23-10420 [ # 20 ]. [23-10420] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: UNOPPOSED MOTION filed by Appellant Mr. Daniel Bruce Spitzer to file out of time response to the [ # 20 ] filed by Appellee Commodity Futures Trading Commission until 06/14/2023 [34]. Date of service: 06/12/2023 via email - Attorney for Appellees: Beilin, Berger, Bernstein, Bixby-Lawson, Brantley, Brauer, Brown, Butler, Crawford, Daly, Fagnant, Fischer, Foelber, Grueb, Haley, Houston, Knutzen, Levin, Lewis, Manning, McCutcheon, Messerly, Nakamura-Watanabe, Nandrasy, Nusbaum, Robinson, Schmitt, Shannon, Shasserre, Stay, Stephens, Stoumbos, Stukes, Trakht, Urban, Williams, Wills; Attorney for Appellant: Spitzer [23-10420] (Daniel Bruce Spitzer ) [Entered: 06/12/2023 09:07 PM] |
| Filing 33 The Motion for partial dismissal of appeal filed by Appellee Commodity Futures Trading Commission in 23-10420 [ # 20 ] has been made sufficient. Sufficient Mtn/Resp/Rpl deadline satisfied. [23-10420] (MFY) [Entered: 06/08/2023 04:24 PM] |
| Filing 31 ELECTRONIC RECORD ON APPEAL REQUESTED from District Court for 3:20-CV-2910. Electronic ROA due on 06/23/2023. [23-10420] (PAC) [Entered: 06/08/2023 08:50 AM] |
| Filing 30 TRANSCRIPT FILED IN DISTRICT COURT Transcript Order: Court Reporter: Kelli Ann Willis, Dt. Filed in Dist. Ct: 06/05/2023 Transcript Due/Court Reporter Discount Date canceled [23-10420] (PAC) [Entered: 06/08/2023 08:50 AM] |
| Filing 29 NOTICE RECEIVED from Kelli Ann Willis that the transcript ordered by Appellant Mr. Daniel Bruce Spitzer is complete and has been filed in the District Court. [23-10420] (Kelli Ann Willis ) [Entered: 06/05/2023 11:29 AM] |
| Filing 27 CLERK ORDER granting Motion for leave for pro se to file electronically filed by Appellant Mr. Daniel Bruce Spitzer [ # 23 ] [23-10420] (MFY) [Entered: 06/01/2023 11:34 AM] |
| Filing 28 ACKNOWLEDGMENT Transcript Order: Court Reporter: Kelli Ann Willis, Est. Completion Dt: 06/05/2023, Est. No.of Pgs: 35, Dt. Fin Arrangements Made: 05/06/2023, Dt. Trans. to be Filed: 06/05/2023, Proceeding Type and Date: Hearing 01/19/2023. Ct. Reporter Acknowledgment ddl satisfied. Transcript Due/Court Reporter Discount Date is 06/05/2023 for Kelli Ann Willis [23-10420] (MFY) [Entered: 06/01/2023 11:44 AM] |
| Filing 22 COURT REPORTER ACKNOWLEDGMENT received from Kelli Ann Willis. [23-10420] (Kelli Ann Willis ) [Entered: 05/30/2023 10:37 AM] |
| Filing 20 MOTION for partial dismissal of appeal as to the issues.. Response/Opposition due on 06/05/2023.. Sufficient Mtn/Resp/Reply due on 06/05/2023 for Appellee Commodity Futures Trading Commission. Motion lacks certificate of conference. [23-10420] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: MOTION filed by Appellee Commodity Futures Trading Commission for partial dismissal of appeal as to the issues.. Date of service: 05/25/2023 via US mail - Attorney for Appellees: Beilin, Berger, Bernstein, Brantley, Brauer, Brown, Butler, Fagnant, Fischer, Foelber, Grueb, Haley, Houston, Knutzen, Levin, Manning, McCutcheon, Messerly, Nakamura-Watanabe, Nusbaum, Robinson, Schmitt, Shannon, Shasserre, Stay, Stephens, Stoumbos, Trakht, Urban, Williams; email - Attorney for Appellees: Bixby-Lawson, Crawford, Daly, Lewis, Nandrasy, Stukes, Wills; Attorney for Appellant: Spitzer [23-10420] (Conor Barry Daly ) [Entered: 05/25/2023 10:42 AM] |
| Filing 18 APPEARANCE FORM FILED by Attorney(s) David Wills for party(s) Appellee Kelly Crawford, in case 23-10420 [23-10420] (RSM) [Entered: 05/12/2023 03:42 PM] |
| Filing 17 APPEARANCE FORM FILED by Attorney(s) Peter Clifton Lewis for party(s) Appellee Kelly Crawford, in case 23-10420 [23-10420] (RSM) [Entered: 05/12/2023 03:41 PM] |
| Filing 16 APPEARANCE FORM for the court's review. Lead Counsel? No. [23-10420] (David Wills ) [Entered: 05/12/2023 10:50 AM] |
| Filing 15 APPEARANCE FORM for the court's review. Lead Counsel? No. [23-10420] (Peter Clifton Lewis ) [Entered: 05/12/2023 10:48 AM] |
| Filing 23 UNOPPOSED MOTION filed by Appellant Mr. Daniel Bruce Spitzer for leave to file electronically as a pro se party [23]. [23-10420] (MFY) [Entered: 05/30/2023 10:40 AM] |
| Filing 21 TRANSCRIPT ORDER received from Appellant Mr. Daniel Bruce Spitzer. DETAILS: Transcript Order: Court Reporter: Kelli Ann Willis, Proceeding Type and Date: Hearing 01/19/2023. Transcript Order ddl satisfied. Ct. Reporter Acknowledgment due on 06/09/2023 for Kelli Ann Willis. [23-10420] (MFY) [Entered: 05/30/2023 10:28 AM] |
| Filing 13 APPEARANCE FORM FILED by Attorney(s) LaDawn H. Nandrasy for party(s) Appellee Kelly Crawford [23-10420] (RSM) [Entered: 05/05/2023 01:41 PM] |
| Filing 11 APPEARANCE FORM FILED by Attorney(s) Conor Barry Daly for party(s) Appellee Commodity Futures Trading Commission, in case 23-10420 [23-10420] (RSM) [Entered: 05/02/2023 01:49 PM] |
| Filing 10 APPEARANCE FORM for the court's review. Lead Counsel? Yes. [23-10420] (LaDawn H. Nandrasy ) [Entered: 05/02/2023 12:29 PM] |
| Filing 9 APPEARANCE FORM for the court's review. Lead Counsel? No. [23-10420] (Conor Barry Daly ) [Entered: 04/28/2023 01:27 PM] |
| Filing 8 INITIAL CASE CHECK by Attorney Advisor complete. Action: Case OK to Process. [8] Initial AA Check Due satisfied.. Transcript order due on 05/15/2023 for Appellant Daniel Bruce Spitzer [23-10420] (RSM) [Entered: 04/28/2023 01:10 PM] |
| Filing 6 APPEARANCE FORM FILED by Attorney(s) Anne Whitford Stukes for party(s) Appellee Commodity Futures Trading Commission, in case 23-10420 [23-10420] (RSM) [Entered: 04/28/2023 10:50 AM] |
| Filing 5 APPEARANCE FORM for the court's review. Lead Counsel? Yes. [23-10420] (Anne Whitford Stukes ) [Entered: 04/26/2023 02:20 PM] |
| Filing 1 US CIVIL CASE docketed. NOA filed by Appellant Mr. Daniel Bruce Spitzer [23-10420] (AS) [Entered: 04/25/2023 04:40 PM] |
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