U.S. Securities and Exchange v. Topwater Exclusive Fund III, et al

Justia Dockets & Filings Eighth Circuit U.S. Court of Appeals, Eighth Circuit U.S. Securities and Exchange v. Topwater Exclusive Fund III, et al

U.S. Securities and Exchange v. Topwater Exclusive Fund III, et al

Defendant:	Marlon Quan, Acorn Capital Group, LLC, Stewardship Investment Advisors, LLC, Stewardship Credit Arbitrage Fund, LLC, Putnam Green, LLC, Livingston Acres, LLC, ACG II, LLC and Florence Quan
Plaintiff - Appellee:	United States Securities and Exchange Commission
Intervenor:	Nigel Chatterjee, DZ Bank AG Deutsche Zentral-Genossenschaftsbank, Frankfurt am Main and Sovereign Bank
Intervenor - Appellant:	Topwater Exclusive Fund III, LLC, Freestone Low Volatility Partners, LP and Freestone Low Volatility Qualified Partners, LP
Receiver - Appellee:	Gary Hansen
Case Number:	16-1072
Filed:	January 11, 2016
Court:	U.S. Court of Appeals, Eighth Circuit
Nature of Suit:	Securities/Commodities Exchange

Opinions

We have the following opinions for this case:

Date Filed	Description
August 30, 2017	SEC v. Topwater Exclusive Fund III

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Plaintiff - appellee: United States Securities and Exchange Commission
Represented By:	James Sanderson Alexander
Represented By:	John E. Birkenheier
Represented By:	Charles J. Kerstetter
Represented By:	Jacob Loshin
Represented By:	Benjamin Lawrence Schiffrin
Represented By:	William Kenneth Shirey
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Defendant: Marlon Quan
Represented By:
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Defendant: Acorn Capital Group, LLC
Represented By:
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Defendant: Stewardship Investment Advisors, LLC
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Defendant: Stewardship Credit Arbitrage Fund, LLC
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Defendant: Putnam Green, LLC
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Defendant: Livingston Acres, LLC
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Defendant: ACG II, LLC
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Defendant: Florence Quan
Represented By:
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Intervenor: Nigel Chatterjee
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Intervenor: DZ Bank AG Deutsche Zentral-Genossenschaftsbank, Frankfurt am Main
Represented By:
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Intervenor: Sovereign Bank
Represented By:
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Intervenor - appellant: Topwater Exclusive Fund III, LLC
Represented By:	Eric M. Fishman
Represented By:	Jonathan T. Shepard
Represented By:	George E. Warner
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Intervenor - appellant: Freestone Low Volatility Partners, LP
Represented By:	Eric M. Fishman
Represented By:	Jonathan T. Shepard
Represented By:	George E. Warner
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Intervenor - appellant: Freestone Low Volatility Qualified Partners, LP
Represented By:	Eric M. Fishman
Represented By:	Jonathan T. Shepard
Represented By:	George E. Warner
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Receiver - appellee: Gary Hansen
Represented By:	Gary Hansen
Represented By:	Ranelle Leier
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