Roderick Ford v. TD Ameritrade Holding Corp., et al
Gerald J. Klein, on behalf of himself and all similarly situated |
Roderick Ford |
TD Ameritrade Holding Corporation, TD Ameritrade, Inc. and Frederic J. Tomczyk |
22-3232 |
October 26, 2022 |
U.S. Court of Appeals, Eighth Circuit |
Securities/Commodities Exchange |
Docket Report
This docket was last retrieved on December 23, 2022. A more recent docket listing may be available from PACER.
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CLERK ORDER:Granting [ # 5229991-2 ] motion for extension of time to file brief filed by Mr. Nicholas I. Porritt. Brief of Roderick Ford due 02/15/2023. [5230057] [22-3232] (NDG) [Entered: 12/23/2022 11:53 AM] |
MOTION for extension of time to file brief until 02/15/2023, filed by Attorney Mr. Nicholas I. Porritt for Appellee Roderick Ford w/service 12/22/2022. [5229991] [22-3232] (NIP) [Entered: 12/22/2022 06:06 PM] |
BRIEF FILED - APPELLANT BRIEF filed by TD Ameritrade, TD Ameritrade Holding Corporation and Mr. Frederic J. Tomczyk. w/service 12/21/2022 , Length: 12,942 words 10 COPIES OF PAPER BRIEFS (WITHOUT THE APPELLATE PDF FOOTER) FROM TD Ameritrade, TD Ameritrade Holding Corporation and Frederic J. Tomczyk due 12/27/2022 WITH certificate of service for paper briefs. Brief of Roderick Ford due on 01/20/2023 [5229363] [22-3232]--[Edited 12/21/2022 by AMT] DOCUMENT REPLACED TO ATTACH THE CORRECT DOCUMENT-NDA RESENT (AT) [Entered: 12/21/2022 10:53 AM] |
Brief deficiency notice sent to counsel, Attorney Mr. Robert N. Hochman for Appellants TD Ameritrade, TD Ameritrade Holding Corporation and Mr. Frederic J. Tomczyk. [5228944] [22-3232] (AT) [Entered: 12/20/2022 01:12 PM] |
RECORD FILED - APLNT/PET APPENDIX, 3 volumes, Comments: 3 copies of 3 volumes VOLUMES 2 AND 3 ARE FILED UNDER SEAL [5229020] [22-3232] (AT) [Entered: 12/20/2022 02:28 PM] |
PUBLIC DOCKET NOTE: Upon further review, the appellee brief submitted on 12/19/2022 is acceptable for filing and the brief deficiency notice issued on 12/20/2022 is hereby rescinded. [5229092] [22-3232] (AT) [Entered: 12/20/2022 03:37 PM] |
CLERK ORDER:The motion [ # 5228484-2 ] to seal a portion of the Appellant's Appendix is granted. The Court is hereby sealing the following: Volumes II and III of the Appellant's Appendix. [5229537] [22-3232] (AT) [Entered: 12/21/2022 02:08 PM] |
Brief deficiency notice sent to counsel, Ms. Victoria H Buter for Appellants TD Ameritrade, TD Ameritrade Holding Corporation and Mr. Frederic J. Tomczyk, Mr. Thomas Harlan Dahlk for Appellants TD Ameritrade, TD Ameritrade Holding Corporation and Mr. Frederic J. Tomczyk, Mr. Daniel J. Hay for Appellants TD Ameritrade, TD Ameritrade Holding Corporation and Mr. Frederic J. Tomczyk, Mr. Robert N. Hochman for Appellants TD Ameritrade, TD Ameritrade Holding Corporation and Mr. Frederic J. Tomczyk, Mr. Eamon Paul Joyce for Appellants TD Ameritrade, TD Ameritrade Holding Corporation and Mr. Frederic J. Tomczyk, Mr. Alex J Kaplan for Appellants TD Ameritrade, TD Ameritrade Holding Corporation and Mr. Frederic J. Tomczyk and Mr. Jonathan Warren Muenz for Appellants TD Ameritrade, TD Ameritrade Holding Corporation and Mr. Frederic J. Tomczyk. [5228496] [22-3232] (AT) [Entered: 12/19/2022 12:12 PM] |
APPELLANT brief of TD Ameritrade, TD Ameritrade Holding Corporation and Mr. Frederic J. Tomczyk submitted for review. The time for filing the subsequent brief (if any) does not begin to run until the brief has been approved and filed. [5228684] [22-3232]--[Edited 12/20/2022 by AT] Corrected brief type. (RNH) [Entered: 12/19/2022 04:16 PM] |
APPELLANT brief of TD Ameritrade, TD Ameritrade Holding Corporation and Mr. Frederic J. Tomczyk submitted for review. The time for filing the subsequent brief (if any) does not begin to run until the brief has been approved and filed. To open/view this brief, you must first login to CM/ECF and then open the document link in your Notice of Docket Activity. Only direct recipients on accounts can open this document. [5228268] [22-3232]--[Edited to correct type of brief submitted 12/19/2022 by AT] (RNH) [Entered: 12/16/2022 04:04 PM] |
MOTION to seal portion of appendix (Volume II and III) filed by Appellants TD Ameritrade, TD Ameritrade Holding Corporation and Mr. Frederic J. Tomczyk w/service 12/19/2022. [5228484] [22-3232] (AT) [Entered: 12/19/2022 11:55 AM] |
ADDENDUM of APPELLANT FILED by Appellants TD Ameritrade, TD Ameritrade Holding Corporation and Mr. Frederic J. Tomczyk , w/service 12/16/2022 [5228048] [22-3232] (AT) [Entered: 12/16/2022 11:23 AM] |
Brief deficiency notice sent to counsel, Attorney Mr. Robert N. Hochman for Appellants TD Ameritrade, TD Ameritrade Holding Corporation and Mr. Frederic J. Tomczyk. [5228039] [22-3232] (AT) [Entered: 12/16/2022 11:16 AM] |
Addendum of APPELLANT submitted for review by Mr. Frederic J. Tomczyk, TD Ameritrade Holding Corporation and TD Ameritrade. To open/view this addendum, you must first login to CM/ECF and then open the document link in your Notice of Docket Activity. [5227886] [22-3232] (RNH) [Entered: 12/15/2022 05:16 PM] |
APPELLANT brief of TD Ameritrade Holding Corporation, TD Ameritrade and Mr. Frederic J. Tomczyk submitted for review. The time for filing the subsequent brief (if any) does not begin to run until the brief has been approved and filed. To open/view this brief, you must first login to CM/ECF and then open the document link in your Notice of Docket Activity. Only direct recipients on accounts can open this document. [5227884] [22-3232] (RNH) [Entered: 12/15/2022 05:13 PM] |
METHOD of appendix preparation filed by Appellants TD Ameritrade Holding Corporation, TD Ameritrade and Mr. Frederic J. Tomczyk - Separate Appendix - w/service 11/22/2022 [5220430] [22-3232] (RNH) [Entered: 11/22/2022 01:46 PM] |
APPEARANCE filed by Eamon P. Joyce for Appellants TD Ameritrade, TD Ameritrade Holding Corporation and Mr. Frederic J. Tomczyk w/service 11/01/2022 [5213768] [22-3232] (EPJ) [Entered: 11/01/2022 03:11 PM] |
APPEARANCE filed by Daniel J. Hay for Appellants TD Ameritrade, TD Ameritrade Holding Corporation and Mr. Frederic J. Tomczyk w/service 11/01/2022 [5213766] [22-3232] (DJH) [Entered: 11/01/2022 03:09 PM] |
APPEARANCE filed by Jon Muenz for Appellants TD Ameritrade, TD Ameritrade Holding Corporation and Mr. Frederic J. Tomczyk w/service 11/01/2022 [5213772] [22-3232] (JWM) [Entered: 11/01/2022 03:13 PM] |
APPEARANCE filed by Robert N. Hochman for Appellants TD Ameritrade, TD Ameritrade Holding Corporation and Mr. Frederic J. Tomczyk w/service 11/01/2022 [5213779] [22-3232] (RNH) [Entered: 11/01/2022 03:16 PM] |
CORPORATE disclosure statement filed by Appellants TD Ameritrade, TD Ameritrade Holding Corporation and Mr. Frederic J. Tomczyk. - FOR CAL [5213784] [22-3232] (RNH) [Entered: 11/01/2022 03:20 PM] |
APPEARANCE filed by Alex J. Kaplan for Appellants TD Ameritrade, TD Ameritrade Holding Corporation and Mr. Frederic J. Tomczyk w/service 11/01/2022 [5213777] [22-3232] (AJK) [Entered: 11/01/2022 03:14 PM] |
BRIEFING SCHEDULE SET AS FOLLOWS: Transcript due on or before 12/05/2022. Appendix due 12/15/2022. BRIEF APPELLANT, TD Ameritrade, TD Ameritrade Holding Corporation and Frederic J. Tomczyk due 12/15/2022 Appellee brief is due 30 days from the date the court issues the Notice of Docket Activity filing the brief of appellant. [5211960] [22-3232] (CMH) [Entered: 10/26/2022 04:48 PM] |
Case Docketed On Transfer - This case was transferred from 23(f) case number 22-8016. [5211959] [22-3232] (CMH) [Entered: 10/26/2022 04:43 PM] |
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