Securities and Exchange Commission v. Bivona et al

Plaintiff: Securities and Exchange Commission
Defendant: SRA I LLC, SRA II LLC, Clear Sailing Group V LLC, Saddle River Advisors LLC, Michele J. Mazzola, Felix Investments, LLC, Frank Gregory Mazzola, John V. Bivona, SRA III LLC, SRA Management LLC, Clear Sailing Group IV LLC and Anne Bivona
Case Number: 1:2019mc00057
Filed: March 6, 2019
Court: US District Court for the District of Delaware
Nature of Suit: Other Statutory Actions
Cause of Action: 28:754
Jury Demanded By: None

Docket Report

This docket was last retrieved on March 6, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
March 6, 2019 CASE CLOSED (nmg)
March 6, 2019 Filing 1 CONSENT ORDER OF RECEIVERSHIP - Diamond McCarthy LLP is appointed receiver of SRA Management LLC, SRA I LLC, SRA II LLC, SRA III LLC, Clear Sailing Group IV LLC, Clear Sailing Group V LLC, NYPA Fund I LLC, NYPA II Fund II LLC, NYPA Management Associates LLC, Felix Multi-Opportunity Funds I and II, LLC, and FMOF Management Associates, LLC ( Filing fee $ 47, receipt number DEX031459.)- filed by Securities and Exchange Commission. (Attachments: #1 Complaint, #2 Notice of Receivership, #3 Cover Letter)(nmg)

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Defendant: SRA I LLC
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Defendant: SRA II LLC
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Defendant: Clear Sailing Group V LLC
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Defendant: Saddle River Advisors LLC
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Defendant: Michele J. Mazzola
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Defendant: Felix Investments, LLC
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Defendant: Frank Gregory Mazzola
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Defendant: John V. Bivona
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Defendant: SRA III LLC
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Defendant: SRA Management LLC
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Defendant: Clear Sailing Group IV LLC
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Defendant: Anne Bivona
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Plaintiff: Securities and Exchange Commission
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