U.S. SECURITIES AND EXCHANGE COMMISSION v. E-SMART TECHNOLOGIES, INC. et al

Plaintiff:	U.S. SECURITIES AND EXCHANGE COMMISSION
Defendant:	TAMIO SAITO, E-SMART TECHNOLOGIES, INC., GEORGE SOBOL, KENNETH A. WOLKOFF, INTERMARKET VENTURES, INC., IVI SMART TECHNOLOGIES, INC., ROBERT J. ROWEN and MARY A. GRACE
Interested Party:	MICHAEL GARDINER, RICHARD BARRETT, WAYNE DRIZIN and PATRICIA D. DOUGLASS
Case Number:	1:2011cv00895
Filed:	May 13, 2011
Court:	US District Court for the District of Columbia
Office:	Washington, DC Office
County:	11001
Presiding Judge:	James E Boasberg
Nature of Suit:	Securities/Commodities
Cause of Action:	15 U.S.C. § 78
Jury Demanded By:	Plaintiff

Date Filed	Document Text
September 11, 2017	Filing 868 MANDATE of USCA as to #864 Notice of Appeal to DC Circuit Court filed by MARY A. GRACE, #863 Notice of Appeal to DC Circuit Court filed by TAMIO SAITO. USCA Case Number 16-5311 Consolidated with 16-5312. (Attachments: #1 order filed May 17, 2017)(zrdj)
February 8, 2017	Filing 867 MANDATE of USCA as to #848 Notice of Appeal to DC Circuit Court, filed by MARY A. GRACE, #849 Notice of Appeal to DC Circuit Court filed by TAMIO SAITO. USCA Case Number 16-5156 Consolidated with 16-5157. (Attachments: #1 order filed November 7, 2016)(zrdj)
October 31, 2016	USCA Case Number 16-5311 for #864 Notice of Appeal to DC Circuit Court filed by MARY A. GRACE. (zrdj)
October 31, 2016	USCA Case Number 16-5312 for #863 Notice of Appeal to DC Circuit Court filed by TAMIO SAITO. (zrdj)
October 28, 2016	Filing 866 Transmission of the Notice of Appeal, Order Appealed, and Docket Sheet to US Court of Appeals. The Court of Appeals fee was paid this date re #864 Notice of Appeal to DC Circuit Court. (znmw)
October 28, 2016	Filing 865 Transmission of the Notice of Appeal, Order Appealed, and Docket Sheet to US Court of Appeals. The Court of Appeals fee was paid this date re #863 Notice of Appeal to DC Circuit Court. (znmw)
October 27, 2016	Filing 864 NOTICE OF APPEAL TO DC CIRCUIT COURT as to #862 Order on Motion to Stay, by MARY A. GRACE. Filing fee $ 505, receipt number 0090-4724238. Fee Status: Fee Paid. Parties have been notified. (GRACE, MARY)
October 27, 2016	Filing 863 NOTICE OF APPEAL TO DC CIRCUIT COURT as to #862 Order on Motion to Stay, by TAMIO SAITO. Filing fee $ 505, receipt number 0090-4724221. Fee Status: Fee Paid. Parties have been notified. (GRACE, MARY)
October 24, 2016	Filing 862 ORDER: The Court ORDERS that Defendants' #854 #856 Motions to Stay are DENIED. Signed by Judge James E. Boasberg on 10/24/2016.(lcjeb1)
October 13, 2016	Filing 861 ERRATA Correction of Errata Added to Joint Reply ECF 858 & ECF 859 by TAMIO SAITO #859 Reply to opposition to Motion,, filed by MARY A. GRACE, #858 Reply to opposition to Motion,, filed by TAMIO SAITO. (Attachments: #1 Errata Notice of Errata, #2 Errata Reply with Errata Added)(GRACE, MARY)
October 13, 2016	Filing 860 ERRATA Correction of Errata Added to Joint Reply ECF 858 & ECF 859 by MARY A. GRACE #859 Reply to opposition to Motion,, filed by MARY A. GRACE, #858 Reply to opposition to Motion,, filed by TAMIO SAITO. (Attachments: #1 Errata Notice of Errata, #2 Errata Corrected Reply with Errata Added)(GRACE, MARY)
October 12, 2016	Filing 859 REPLY to opposition to motion re #856 Emergency MOTION to Stay Final Judgment Pending Appeal - Date Corrected on Documents filed, #854 Emergency MOTION to Stay Final Judgment Pending Appeal Joint Reply of Mary Grace and Tamio Saito to Plaintiff's Opposition to Defendants Emergency Motion for A Stay of Final Judgment Pending Appeal filed by MARY A. GRACE. (Attachments: #1 Declaration Declaration of Authenticity of Mary Grace, #2 Declaration Declaration of Authenticity of Tamio Saito, #3 Exhibit Exhibit 1, #4 Exhibit Exhibit 2)(GRACE, MARY)
October 12, 2016	Filing 858 REPLY to opposition to motion re #856 Emergency MOTION to Stay Final Judgment Pending Appeal - Date Corrected on Documents filed, #854 Emergency MOTION to Stay Final Judgment Pending Appeal Joint Reply of Tamio Saito and Mary Grace to Plaintiff's Opposition to Defendants Emergency Motion for A Stay of Final Judgment Pending Appeal filed by TAMIO SAITO. (Attachments: #1 Declaration Declaration of Authenticity of Tamio Saito, #2 Declaration Declaration of Authenticity of Mary Grace, #3 Exhibit Exhibit 1, #4 Exhibit Exhibit 2)(GRACE, MARY)
October 5, 2016	Filing 857 Memorandum in opposition to re #855 Emergency MOTION to Stay of Final Judgment Pending Appeal, #856 Emergency MOTION to Stay Final Judgment Pending Appeal - Date Corrected on Documents filed, #854 Emergency MOTION to Stay Final Judgment Pending Appeal filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Exhibit A, #2 Exhibit B)(Guido, Kenneth)
September 26, 2016	MINUTE ORDER: In responding to Defendants' Emergency Motions, the Court ORDERS that the SEC should address whether Defendants have even filed a timely appeal. Signed by Judge James E. Boasberg on 9/26/2016. (lcjeb1)
September 21, 2016	NOTICE OF CORRECTED DOCKET ENTRY: re #855 Emergency MOTION to Stay of Final Judgment Pending Appeal was entered in error and plaintiff refiled said pleading as docket entry no. #856 . (td)
September 20, 2016	Filing 856 Emergency MOTION to Stay Final Judgment Pending Appeal - Date Corrected on Documents filed by MARY A. GRACE (Attachments: #1 Memorandum in Support Memorandum in Support of Defendant's Motion for a Stay of Final Judgment Pending Appeal 9-20-2016, #2 Declaration Declaration of Mary GraceSept 20, 2016, #3 Exhibit EXHIBIT 1 Excerpts from Jan. 29, 2016 Hearing (ECF 821-5))(GRACE, MARY)
September 20, 2016	Filing 855 ENTERED IN ERROR. . . . .Emergency MOTION to Stay of Final Judgment Pending Appeal by MARY A. GRACE (Attachments: #1 Memorandum in Support Memorandum in Support of Defendant's Motion for a Stay of Final Judgment Pending Appeal, #2 Declaration Declaration of Mary Grace)(GRACE, MARY) Modified on 9/21/2016 (td).
September 19, 2016	Filing 854 Emergency MOTION to Stay Final Judgment Pending Appeal by TAMIO SAITO (Attachments: #1 Memorandum in Support Defendant Tamio Saito's Memorandum in Support of Defendant's Emergency Motion for a Stay of Final Judgment Pending Appea, #2 Declaration Declaration of Tamio Saito as to Authenticity of Document, #3 Exhibit Bio Tamio Saito, #4 Exhibit Exhibit 2A, #5 Exhibit Exhibit 2B, #6 Exhibit Exhibit 2A, #7 Exhibit Exhibit 2C-1, #8 Exhibit Exhibit 2C-2, #9 Exhibit Exhibit 2C-3, #10 Exhibit Exhibit 2C-14, #11 Exhibit Exhibit 2C-5, #12 Exhibit Exhibit 2C-6, #13 Exhibit Exhibit 3, #14 Exhibit Exhibit 4, #15 Exhibit Exhibit 4A., #16 Exhibit Exhibit 5)(GRACE, MARY)
June 3, 2016	USCA Case Number 16-5156 for #848 Notice of Appeal to DC Circuit Court, filed by MARY A. GRACE. (zrdj)
June 3, 2016	USCA Case Number 16-5157 for #849 Notice of Appeal to DC Circuit Court filed by TAMIO SAITO. (zrdj)
June 1, 2016	Filing 853 Supplemental Record on Appeal transmitted to US Court of Appeals re #848 Notice of Appeal to DC Circuit Court, ; (td)
May 31, 2016	Filing 852 Transmission of the Notice of Appeal, Order Appealed, and Docket Sheet to US Court of Appeals. The Court of Appeals fee was paid this date 5/29/16 re #848 Notice of Appeal to DC Circuit Court, #851 Amended Notice of Appeal, #849 Notice of Appeal to DC Circuit Court, #850 Amended Notice of Appeal. (td)
May 30, 2016	Filing 851 Amended NOTICE OF APPEAL re appeal #848 by MARY A. GRACE. (GRACE, MARY)
May 30, 2016	Filing 850 Amended NOTICE OF APPEAL re appeal #849 by TAMIO SAITO. (GRACE, MARY)
May 29, 2016	Filing 849 NOTICE OF APPEAL TO DC CIRCUIT COURT as to #845 Order, Order on Motion for Reconsideration,,, by TAMIO SAITO. Filing fee $ 505, receipt number 0090-4547250. Fee Status: Fee Paid. Parties have been notified. (GRACE, MARY)
May 29, 2016	Filing 848 NOTICE OF APPEAL TO DC CIRCUIT COURT as to #840 Memorandum & Opinion, #845 Order, #839 Order on Sealed Motion for Leave to File Document Under Seal, Order on Motion for Reconsideration,,, by MARY A. GRACE. Filing fee $ 505, receipt number 0090-4547247. Fee Status: Fee Paid. Parties have been notified. (GRACE, MARY)
April 29, 2016	MINUTE ORDER: The Court ORDERS that Defendants Grace and Saito's #846 , #847 Motions for Reconsideration of Order Denying Motion for Sanctions are DENIED. The present Motions offer nothing not present in the original motion for sanctions, which the Court has already found wanting. Signed by Judge James E. Boasberg on 4/29/16. (lcjeb1)
April 27, 2016	Filing 847 MOTION for Reconsideration re #846 MOTION for Reconsideration re #845 Order Defendant's Motion for Reconsideration for Order Denying Motion for Sanctions - by Mary Grace and Tamio Saito, #845 Order Exhibits to Defendants Motion for Reconsideration EFC 846 by MARY A. GRACE (Attachments: #1 Exhibit Exhibit Index for Defendant's Motion for Reconsideration, #2 Exhibit Exhibit 1 Hearing Dec. 11, 2014 SEC v. E-SMART, #3 Exhibit Exhibit 2 (Proposed) Order for Defendant's Motion for Sanctions 820-1, #4 Exhibit Exhibit 3 Wells Submission of Mary Grace -842-9, #5 Exhibit Exhibit 4 Plaintiff Att 16, 17 & 18 -Fabricated, Forged Unsigned Draft Letter Purportedly for the Auditor to the Board of Directors 838-6, #6 Exhibit Exhibit 5 Draft Declaration Prepared by Plaintiff's Counsel sent to Defendant's Expert Dr. Bavarian to sign 812-9, #7 Exhibit Exhibit 6 Declaration of Dr. Behnam Bavarian March 10, 2015 812-5, #8 Exhibit Exhibit 7 Bio Dr. Behnam Bavarian PhD.812 short form, #9 Exhibit Exhibit 9 US Gov. Common Access Card (CAC Card), #10 Exhibit Exhibit 10 US Gov Transportation Worker Identification Credential (TWIC Card), #11 Exhibit Exhibit 11 Backdated Memo 816-1., #12 Exhibit Exhibit 12 e-mail Cover with Draft of 2007 10K, #13 Exhibit Exhibit 13 Plaintiff Expert Invoices Altered with Description of Work Erased 552-2., #14 Exhibit Exhibit 14 PL. ATT. 3 Falsely Alleged Forged Document 838-3, #15 Exhibit Exhibit 15 2007 10-KSB E-Smart Technologies Inc - 10-K for 12/31/07)(GRACE, MARY)
April 27, 2016	Filing 846 MOTION for Reconsideration re #845 Order Defendant's Motion for Reconsideration for Order Denying Motion for Sanctions - by Mary Grace and Tamio Saito by MARY A. GRACE (Attachments: #1 Declaration Declaration of Authenticity of Tamio Saito, #2 Declaration Declaration of Authenticity of Mary Grace, #3 Exhibit Exhibit Index for Defendant's Motion for Reconsideration)(GRACE, MARY)
March 30, 2016	Filing 845 ORDER: The Court ORDERS that Defendants' #812 Motion for Sanctions is DENIED. Signed by Judge James E. Boasberg on 3/30/16. (lcjeb1)
January 26, 2016	Filing 844 ERRATA Notice of Eratta to Defendant's Reply to Plaintiff's Opposition to Defendant's Moton for Sanctions for Improprieties Comitted by Plaintiff's Counsel Jan. 25, 2016 w. eratta added to Reply [Final] by MARY A. GRACE #842 Reply to opposition to Motion,,, filed by MARY A. GRACE. (Attachments: #1 Errata Final] Defendant's Reply to Plaintiff's Opposition to Defendant's Moton for Sanctions for Improprieties Comitted by Plaintiff's Counsel Jan. 25, 2016 w. Eratta)(GRACE, MARY)
January 26, 2016	Filing 843 LARGE ADDITIONAL ATTACHMENT(S) Defendant's Reply to Plaintiff's Opposition to Defendant's Motion for Sanctions for Improprieties Committed by Plaintiff's Counsel by MARY A. GRACE #842 Reply to opposition to Motion,,, filed by MARY A. GRACE. (Attachments: #1 Exhibit Exhibit 10 Jan. 29. SEC v. E-SMART 1-29-15, #2 Exhibit Exhibit 11 Tamio Saito Deposition SEC Sept 11. 2014)(GRACE, MARY)
January 25, 2016	Filing 842 REPLY to opposition to motion re #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions Defendant's Reply to Plaintiff's Opposition to Defendant's Motion for Sanctions for Improprieties Committed by Plaintiff's Counsel filed by MARY A. GRACE. (Attachments: #1 Declaration 2. Declaration of Mary Grace as to Authenticity of Document, #2 Declaration, #3 Exhibit 4. Exhibit Index 1, #4 Exhibit Exhibit 1 Dec. 11, 2015 SEC v. E-SMART TECHNOLOGIES INC., ET AL 12-11-14, #5 Exhibit Exhibit 2 Purported Forged Opinion 838-3, #6 Exhibit Exhibit 3 Backdated Memo, #7 Exhibit Exhibit 4, 5 & 6 (all in same file of Plaintiff's filing 838-6, #8 Exhibit Exhibit 7 e-mail from Stewart Hung Sept 5, 2008, #9 Exhibit Exhibit 9 Wells Submission of Mary Grace Jan. 19, 2010)(GRACE, MARY)
January 14, 2016	Filing 841 SEALED DOCUMENT filed by U.S. SECURITIES AND EXCHANGE COMMISSION. re #839 Order on Sealed Motion for Leave to File Document Under Seal. (This document is SEALED and only available to authorized persons.)(ztd)
January 14, 2016	Filing 840 MEMORANDUM OPINION re #839 Final Order and Judgment. Signed by Judge James E. Boasberg on 01/14/2016. (lcjeb2)
January 14, 2016	Filing 839 FINAL ORDER AND JUDGMENT setting forth remedies against all defendants and GRANTING #811 Sealed Motion for Leave to File Document Under Seal. Signed by Judge James E. Boasberg on 01/14/2016. (lcjeb2)
January 12, 2016	Filing 838 Memorandum in opposition to re #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions OPPOSITION filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Declaration, #2 Attachments 1-2, #3 Attachments 3-7, #4 Attachments 8-11, #5 Attachments 12-15, #6 16-21, #7 Declaration, #8 Exhibit, #9 Exhibit, #10 Exhibit, #11 Exhibit, #12 Exhibit, #13 Exhibit, #14 Exhibit, #15 Exhibit, #16 Exhibit, #17 Exhibit, #18 Exhibit, #19 Exhibit, #20 Exhibit, #21 Exhibit, #22 Exhibit, #23 Exhibit, #24 Exhibit, #25 Exhibit)(Guido, Kenneth)
December 31, 2015	Filing 837 MOTION to ClarifyAttachments to Defendant's Motion for Sanctions (Docket 812) by MARY A. GRACE (Attachments: #1 Exhibit Exhibit 1.) Attachment 2A-1a - M.Fritz Wells Submission Excerpt)(GRACE, MARY)
December 28, 2015	Filing 836 NOTICE by MARY A. GRACE, TAMIO SAITO re #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions (Attachments: #1 Exhibit); (Original in file room)(td)
December 28, 2015	Filing 835 NOTICE by MARY A. GRACE, TAMIO SAITO re #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit, #6 Exhibit Index); (td)
December 28, 2015	Filing 834 NOTICE by MARY A. GRACE, TAMIO SAITO re #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions (Attachments: #1 Exhibit Revised Exhibit Index List); (ORIGINAL IN FILE ROOM); ("Leave to file GRANTED" by Judge James E. Boasberg)(td)
December 24, 2015	Filing 833 ERRATA Dkt. 812 - Five Attachments with yellow highlights removed in compliance with the Court's Order and replaced with gray scale by MARY A. GRACE #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment 4-1. With gray scale with yellow highlights removed, #2 Exhibit Attachment 4-1. With gray scale with yellow highlights removed, #3 Exhibit Attachment 4-1. With gray scale with yellow highlights removed, #4 Exhibit Attachment 4-1. With gray scale with yellow highlights removed, #5 Exhibit Attachment 4-1. With gray scale with yellow highlights removed, #6 Exhibit Attachment Exhibit Index indicating the Attachments in gray scale.)(GRACE, MARY)
December 22, 2015	Filing 832 ERRATA Incorrect Attachments Sent to the Clerk of the Court Replaced with Correct Attachments by MARY A. GRACE #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE. (Attachments: #1 Errata 2. Replace Correct Attachment 3-D-1a. SENT TO THE CLERK OF THE COURT, #2 Errata 3. Replace Correct Attachment 3-D-1b. SENT TO THE CLERK OF THE COURT, #3 Errata 4. Replace Correct Attachment 3-D-1c. SENT TO THE CLERK OF THE COURT, #4 Errata 5. Attachment Exhibit Index of Evidentiary Support with Highlighted Eratta, #5 Exhibit 6. Final Clean Attachment Exhibit Index of Evidentiary Support)(GRACE, MARY)
December 21, 2015	Filing 831 MANDATE of USCA (certified copy) ORDERED that the order to show cause be discharged and on the court's own motion, that this appeal be dismissedfor lack of jurisdiction as to #729 Notice of Appeal to DC Circuit Court, filed by TAMIO SAITO. USCA Case Number 15-5195. (zrdj)
December 21, 2015	Filing 830 MANDATE of USCA (certified copy) ORDERED that the order to show cause be discharged and that the emergency motion to clarify and for leave to file aresponse to the order to show cause be dismissed as moot as to #699 Notice of Appeal to DC Circuit Court, filed by MARY A. GRACE. FURTHER ORDERED, on the court's own motion, that this appeal be dismissedfor lack of jurisdiction. USCA Case Number 15-5143. (zrdj) Modified on 12/21/2015 (zrdj).
December 18, 2015	Filing 829 MOTION for Extension of Time to File Response/Reply Defendant's Motion for a Extension to file a Reply to Plaintiff's Opposition to Defendant's Motion Dkt. 812 and regarding the dates both are to to be filed as explained in the Motion by MARY A. GRACE (GRACE, MARY)
December 18, 2015	MINUTE ORDER granting Defendants' consent #829 Motion for Extension of Time to File. The Court ORDERS that: 1) the SEC shall file its Opposition to Defendants' #812 Motion for Sanctions on or before January 11, 2016; and 2) Defendants shall file their Reply on or before January 25, 2016. Signed by Judge James E. Boasberg on 12/18/15. (lcjeb1)
December 18, 2015	Set/Reset Deadlines: SEC's opposition to #812 Motion for Sanctions due by 1/11/2016; Replydue by 1/25/2016. (tg)
December 17, 2015	Filing 828 RESPONSE TO ORDER OF THE COURT re Order, filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Declaration)(Maher, Daniel)
December 16, 2015	MINUTE ORDER: The Court ORDERS that, by December 18, 2015, the SEC shall produce to the Court electronic/soft copies of the prejudgment-interest report spreadsheets filed with: 1) Exhibit C of the SECs #788 supplemental memorandum, and 2) the Anderson Declaration, Attachment F to the SECs #725 motion for entry of final judgment. Signed by Judge James E. Boasberg on 12/16/15. (lcjeb1)
December 15, 2015	Filing 827 MOTION to ClarifyMotion to Clarify Plaintiff's Supplemental Reply (Dkt 810) by MARY A. GRACE (GRACE, MARY)
December 15, 2015	MINUTE ORDER: As Defendants' #826 Motion to Clarify is not truly a motion seeking relief, but rather an explanation of their filings, the Court ORDERS that it is DENIED as moot. Signed by Judge James E. Boasberg on 12/15/15. (lcjeb1)
December 15, 2015	MINUTE ORDER: The Court ORDERS that Defendant Grace's #827 Motion to Clarify, which the Court treats as a Motion to Strike, is GRANTED. Its prior Order of October 13, 2015, did not authorize any Reply brief; accordingly, the SEC's #810 Reply is STRICKEN. Signed by Judge James E. Boasberg on 12/15/15. (lcjeb1)
December 14, 2015	Filing 826 MOTION to ClarifyDefendant[s Mary Grace and Tamio Saito's Motion to Clarify Regarding Defendant's Motion for Sanctions, Memorandum and Attachments by MARY A. GRACE (Attachments: #1 Exhibit)(GRACE, MARY)
December 13, 2015	Filing 825 LARGE ADDITIONAL ATTACHMENT(S) which are Evidentiary support as the other Attachments in Dkt 812-823 to Defendant's Motion and Memorandum in Support of Defendants Motion for Sanctions by MARY A. GRACE #819 Large Additional Attachment(s),,,, filed by MARY A. GRACE, #823 Errata,, filed by MARY A. GRACE, #822 Large Additional Attachment(s),,,,,,,, filed by MARY A. GRACE, #817 Large Additional Attachment(s),,,,, filed by MARY A. GRACE, #820 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #813 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #814 Large Additional Attachment(s),,,,,,,,, filed by MARY A. GRACE, #818 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #821 Large Additional Attachment(s),,,,, filed by MARY A. GRACE, #816 Large Additional Attachment(s),,,,,,,, filed by MARY A. GRACE, #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE, #824 Large Additional Attachment(s),,,,,,,, filed by MARY A. GRACE, #815 Large Additional Attachment(s),,,,, filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment 2E-D-4 Exhibit D - Plaintiff Misrepresentations about Grace Expense, #2 Exhibit Attachment 2E-D-4 Exhibit D-1-Misrepresentations regarding Grace's Other Means, #3 Exhibit Attachment 2E-D-4 Exhibit D-3 Misrepresentations regarding Grace Expenses 10K Excerpts, #4 Exhibit Attachment 2E-D-4 Exhibit G Misrepresentations and Omissions regarding Audit, #5 Exhibit Attachment 2E-D-5-1 - False Declarations, Affidavits, and Related Filings and Testimony, #6 Exhibit Attachment2E-D-2. Misrepresentation regarding Ownership of Defendant Companies and Technologies.pdf, #7 Exhibit REVISED ATTACHMENT-EXHIBIT INDEX)(GRACE, MARY)
December 13, 2015	Filing 824 LARGE ADDITIONAL ATTACHMENT(S) to Defendant's Memorandum in Support of Defendant's Motion for Sanctions (Dkt 812-1) by MARY A. GRACE #819 Large Additional Attachment(s),,,, filed by MARY A. GRACE, #823 Errata,, filed by MARY A. GRACE, #822 Large Additional Attachment(s),,,,,,,, filed by MARY A. GRACE, #817 Large Additional Attachment(s),,,,, filed by MARY A. GRACE, #820 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #813 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #814 Large Additional Attachment(s),,,,,,,,, filed by MARY A. GRACE, #818 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #821 Large Additional Attachment(s),,,,, filed by MARY A. GRACE, #816 Large Additional Attachment(s),,,,,,,, filed by MARY A. GRACE, #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE, #815 Large Additional Attachment(s),,,,, filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment 2A-1e-2.SEC Interview of Elliot Cole, e-Smart and IVI Director 10-03-08, #2 Exhibit Attachment 2A-2e. Intermarket 2011 Shareholder List Detail, #3 Exhibit Attachment 2B-4-7. Testimony Transcript of Interview of Douglas Borwick with the SEC 1-10-2008 443-3, #4 Exhibit Attachment 2B..) e-mail Thread regarding loan and other share ratification, issuance and reissuance, valuation etc. by Couns, #5 Exhibit Attachment 2C-4-1 e-Smart 10-K for 12/31/07, #6 Exhibit Attachment 2D-3. Misrepresentions regarding Defendant Company Bank Accounts, #7 Exhibit Attachment 2E-D-4 (Exhibit D-1) Misrepresentation ATTACHMENT 2E-D-4 (Exhibit F) Misrepresentation of Accounting, Bookkeeping, General Ledger & Controls, #8 Attachment 2E-D-4 (Exhibit D-1) Misrepresentation of Grace Expenses Part 2, #9 Attachment 2E-D-4 Exhibit B Misrepresentations regarding Cash Withdrawals Audited and Approved as Business Ex, #10 ttachment 2E-D-4 Exhibit C Testimony of Accountants and Directors prove Misrepresentations of Plaintiff regarding separation of Business and Personal Expenses)(GRACE, MARY)
December 13, 2015	Filing 823 ERRATA for Defendants Memorandum in Support of Defendant's Motion for Sanctions (Dkt 812-1) by MARY A. GRACE #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE. (Attachments: #1 Memorandum in Support Defendant's Memorandum in Support of Defendant's Motion for Sanctions(Dkt. 812-1) with Eratta Added, #2 Declaration Declaration of Mary Grace as to Authenticity of Eratta, #3 Declaration Declaration of Tamio Saito as to Authenticity of Eratta)(GRACE, MARY)
December 12, 2015	Filing 822 LARGE ADDITIONAL ATTACHMENT(S) to Defendants Mary Grace and Tamio Saito's Motion for Sanctions Index Attachments Categories No.. 4 & No. 5 by MARY A. GRACE #819 Large Additional Attachment(s),,,, filed by MARY A. GRACE, #817 Large Additional Attachment(s),,,,, filed by MARY A. GRACE, #820 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #813 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #814 Large Additional Attachment(s),,,,,,,,, filed by MARY A. GRACE, #818 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #821 Large Additional Attachment(s),,,,, filed by MARY A. GRACE, #816 Large Additional Attachment(s),,,,,,,, filed by MARY A. GRACE, #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE, #815 Large Additional Attachment(s),,,,, filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment 4 Evidentiary Support - Excerpts of Testimony - to Prove Improper Deposition Conduct, #2 Exhibit Attachment 4-1) Annotated Interruptions -Deposition of Plaintiff IDTP Expert Michael McCabe., #3 Exhibit Attachment 4-2.) Annotated Interruptions Deposition of Plaintiff IDTP Expert Thomas Greiner., #4 Exhibit Attachment 4-1) Annotated Interruptions -Deposition of Plaintiff IDTP Expert Michael McCabe., #5 Exhibit Attachment 4-D-1.) November and December 2013 - IDTP Invoices, #6 Exhibit Attachment 4-D-2.) January 2014 IDTP Invoices., #7 Exhibit Attachment 4-D-3.) February 2014 IDTP Invoices, #8 Exhibit Attachment 4-D-4.) March 2014 IDTP Invoices., #9 Exhibit Attachment 4-D-5.) April 2014 IDTP Invoices., #10 Exhibit Attachment 4-D-6.) May 2014- IDTP Invoices, #11 Exhibit Attachment 4-D-7.) June 2014- IDTP Invoices, #12 Exhibit Attachment 4-D-8.) July 2014 IDTP Invoices..pdf, #13 Exhibit Attachment 4-D-9.) August 2014 - IDTP Invoices, #14 Exhibit Attachment 4-E.) ALTERED AND ERASED IDTP INVOICES January 2014, #15 Exhibit Attachment 5 Evidentiary Support of Excerpts of Testimony that Prove the Improprieties in No. 5 - Attachment 5)(GRACE, MARY)
December 12, 2015	Filing 821 LARGE ADDITIONAL ATTACHMENT(S) to Defendants Mary Grace and Tamio Saito's Motion for Sanctions - to Attachments 2 by MARY A. GRACE #819 Large Additional Attachment(s),,,, filed by MARY A. GRACE, #817 Large Additional Attachment(s),,,,, filed by MARY A. GRACE, #820 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #813 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #814 Large Additional Attachment(s),,,,,,,,, filed by MARY A. GRACE, #818 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #816 Large Additional Attachment(s),,,,,,,, filed by MARY A. GRACE, #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE, #815 Large Additional Attachment(s),,,,, filed by MARY A. GRACE. (Attachments: #1 Attachment 2A-3c-8. Sejong City - Korea - Press Release & Info on I AM Card in Sejong City Pg. 11-12 13 & 14, #2 Attachment 2Ba. -May 8, 2008 Cover Letter to Transfer Agent Dkt. 293-11., #3 Attachment 2C-1a-1.) Deposition Testimony of Anthony Russo - Aug. 27, 2013 Dkt 759-8, #4 Attachment 2C-5-1.) Misrepresentations in Testimony Directly to the Court, #5 Attachment 2C-6. Transcript of the January 29, 2015 Hearing, #6 Attachment 2D-5. Deposition of Joseph Leshkowitz, Leshkowitz & Co. 7-10-2013)(GRACE, MARY)
December 12, 2015	Filing 820 LARGE ADDITIONAL ATTACHMENT(S) to Defendants Mary Grace and Tamio Saito's Motion for Sanctions by MARY A. GRACE #819 Large Additional Attachment(s),,,, filed by MARY A. GRACE, #817 Large Additional Attachment(s),,,,, filed by MARY A. GRACE, #813 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #814 Large Additional Attachment(s),,,,,,,,, filed by MARY A. GRACE, #818 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #816 Large Additional Attachment(s),,,,,,,, filed by MARY A. GRACE, #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE, #815 Large Additional Attachment(s),,,,, filed by MARY A. GRACE. (Attachments: #1 Text of Proposed Order ORDER [Proposed Text], #2 Exhibit REVISED ATTACHMENT-EXHIBIT INDEX, #3 Exhibit Attachment 2A-3A-1 DVD of Mybi Card Delivery & Ceremony SENT TO THE CLERK OF THE COURT, #4 Exhibit Attachment 2E-1. E-Smart Mybi Card TV News SENT TO THE CLERK OF THE COURT, #5 Exhibit Attachment 2E-2. E-Smart Korea New Years Dinner for Partners and Customers and Employees 2009 SENT TO THE CLERK OF THE COURT, #6 Exhibit Attachment 3-D-1. Live Video Demonstration of Wireless Cards by Wireless Expert Marcello Soliven to Plaintiff Counsel Kenneth Guido and Thomas Rogers SENT TO THE CLERK OF THE COURT, #7 Exhibit Attachment 4-1 Deposition of Michael McCabe (Dkt. 523-14); (Video 4-1A.) (Dkt610-3) SENT TO THE CLERK OF THE COURT, #8 Exhibit Attachment 4-2.) Deposition of Thomas Greiner (Dkt. 523-15); Video 4-2A. (Dkt 610-2) SENT TO THE CLERK OF THE COURT, #9 Exhibit Attachment 4-3 Deposition of Gerald Smith (Dkt 523-16) (610-1) SENT TO THE CLERK OF THE COURT, #10 Exhibit Attachment 4-4). Audio Tape Witness Tampering Tampering of Michael McCabe SENT TO THE CLERK OF THE COURT)(GRACE, MARY)
December 12, 2015	Filing 819 LARGE ADDITIONAL ATTACHMENT(S) to Defendants Mary Grace and Tamio Saito's Motion for Sanctions by MARY A. GRACE #817 Large Additional Attachment(s),,,,, filed by MARY A. GRACE, #813 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #814 Large Additional Attachment(s),,,,,,,,, filed by MARY A. GRACE, #818 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE, #816 Large Additional Attachment(s),,,,,,,, filed by MARY A. GRACE, #815 Large Additional Attachment(s),,,,, filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment 7-1 comparison with a lawyer with expertise in an advanced technology compared with Plaintiff's counsel -who had no expertise - but invoices prove he tried to do a test himself instead of having Experts do it, #2 Exhibit Attachment 7-1a.. Little Match Girl - Produced & Directed by Mary Grace - You Tube, #3 Exhibit Attachment 7-2.) Letter to the IG of the SEC on November 18, 2015 - shortly before the San Bernadino Terror Attack)(GRACE, MARY)
December 12, 2015	Filing 818 LARGE ADDITIONAL ATTACHMENT(S) to Defendants Mary Grace and Tamio Saito's Motion for Sanctions by MARY A. GRACE #817 Large Additional Attachment(s),,,,, filed by MARY A. GRACE, #813 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #814 Large Additional Attachment(s),,,,,,,,, filed by MARY A. GRACE, #816 Large Additional Attachment(s),,,,,,,, filed by MARY A. GRACE, #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE, #815 Large Additional Attachment(s),,,,, filed by MARY A. GRACE. (Attachments: #1 Attachment 3-A Evidentiary Support to prove pattern of Misrepresentations to the Cour, #2 Attachment 3B.Evidentiary Support to prove Pattern of Mirepresentations to the Court, #3 Attachment 3C. Evidentiary Support to Prove Pattern of Misrepresenstation to the Court., #4 Attachment 3D Evidentiary Support to Prove Pattern of Misrepresentations to the Court, #5 Attachment 3G-1. Unreliable Witness Michael Gardiner Dkt. 318-5., #6 Attachment 3G-1b. Michael Gardiner Guilty Plea to Securities Fraud Dkt.711-8, #7 Attachment 3G-1c-2) Ap 10 2008 redlinePress Release NEWYORK1_31027596_1, #8 Attachment 3G-1c.) Court Order for Gardiner and Drizin to return stolen technology and property to e-Smart. 711-7, #9 Attachment 3G-2. Drizin Dkt.159-7.pdf, #10 Attachment 3G-2. Unreliable Witness Wayne Drizin Dkt 318-7, #11 Attachment 3G-3a. Barrett Red-line Edit t e-smart 2006 10-KSB.pdf, #12 Attachment 3G-4b. Excerpts from the Deposition of Alister Clisham, #13 Attachment 3G-4. Deposition of Anthropologist (imposter as engineer) Alister Clisham Dkt449-6, #14 Attachment 3G-5. Anthony Russo SEC Press Release of Fraud Charges Filed Dkt. 313-3, #15 Attachment 3G-6. Barry Yaker convicted of Fraud - Russo Partner/Associate in Funding and Attempted Takeover Dkt. 313-2)(GRACE, MARY)
December 12, 2015	Filing 817 LARGE ADDITIONAL ATTACHMENT(S) to Defendant's Mary Grace and Tamio Saito's Motion for Sanctions by MARY A. GRACE #813 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #814 Large Additional Attachment(s),,,,,,,,, filed by MARY A. GRACE, #816 Large Additional Attachment(s),,,,,,,, filed by MARY A. GRACE, #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE, #815 Large Additional Attachment(s),,,,, filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment 2E-C-1.) Travel ^^Sept 2007- Nov. 2008, #2 Exhibit Attachment 2E-C-1a.) Worldwide Travel Business Photos Dkt.145-8., #3 Exhibit Attachment 2E-C-1b.)Worldwide Business Photos, #4 Exhibit Attachment 2E-C-2.) Harriman Travel and Business Meeting e-mails., #5 Exhibit Attachment 2E-C-2a.) Harriman - Brightside - Business Meetings and Travel Report Dkt.291-3, #6 Exhibit Attachment 2E-C-3.)Gaddo Cardini -e-mail Business Meeting and Travel reports, #7 Exhibit Attachment 2E-C-4.) Van Maasdijk Dkt.291-6, #8 Exhibit Attachment 2E-C-5.)William Sandler Business Travel Confirmations.pdf, #9 Exhibit Attachment 2E-C-6. Travel Confirmation Director Charles Black.)(GRACE, MARY)
December 12, 2015	Filing 816 LARGE ADDITIONAL ATTACHMENT(S) to Defendants Mary Grace and Tamio Saito's Motion for Sanctions by MARY A. GRACE #813 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #814 Large Additional Attachment(s),,,,,,,,, filed by MARY A. GRACE, #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE, #815 Large Additional Attachment(s),,,,, filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment 2C Backdated Purported Recommendation Memo Dkt. 801-3, #2 Exhibit Attachment 2C-1 & 2C-2. Testimony of A. Russo re Backdated Memo - Testimony of Auditor re no bates stamp, #3 Exhibit Attachment 2C-1a - 5-08-14 SEC Deposition of AnthonyRusso Dkt 316-1, #4 Exhibit Attachment 2C-2a. Transcript of Deposition of Auditor Stewart Hung, Horowitz & Ullman July 11, 2013, #5 Exhibit Attachment 2C-3. E-Smart audited financials of e-Smarts 2006 10K Filed on Oct. 24, 2007, #6 Exhibit e-Smarts2006 10-KSB, #7 Exhibit Attachment 2C-5 Excerpts of Testimony of Plaintiff Counsel at the January 29, 2015 Hearing misrepresenting the date on the admitted backdated memo was accurate and testimony to prove misrepresentation directly to the Court, #8 Exhibit Attachment 2C-6. Transcript of the January 29, 2015 Hearing, #9 Exhibit Attachment 2D-1a) Forged [draft] Letter that was never sent - was produced by Plaintiff as l letter sent by Auditors which the Court relied upon and cited as a basis for Granting Summary Judgment Pl. DkT.386-33., #10 Exhibit Attachment 2D-2a.) Aug. 1, 2008 Letter to Auditor to Hung, #11 Exhibit Attachment 2D-2b-1.) Russo Yaker Funding Dkt.291-4, #12 Exhibit Attachment 2D-2b-2.)Fritz Letter to Yaker Feb. 2008 Source of FundsRe_ Confidential Letter to Barry Attorney Client Privilege, #13 Exhibit Attachment 2D-3 1 & 2.) Excerpts from e-mails proving auditors were not fired, #14 Exhibit Attachment 2D-4 & 2D-4-1 The testimony & e-mail of auditor Stewart Hung.pdf, #15 Exhibit Attachment 2E-B.1a. IVI Engagement Letter -Leshkowitx & Co. dkt. 630-9., #16 Exhibit Attachment 2E-B.1b.) e-Smart Engagement Letter - Leshkowitz Co. dkt. 630-8)(GRACE, MARY)
December 11, 2015	Filing 815 LARGE ADDITIONAL ATTACHMENT(S) toDefendant's Mary Grace and Tamio Saito's Motion for Sanctions by MARY A. GRACE #813 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #814 Large Additional Attachment(s),,,,,,,,, filed by MARY A. GRACE, #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment 2B & 2B-1.) Letters to Transfer Agent PL.Dkt. 325-4., #2 Exhibit Attachment 2B-2. Excerpts of Wells Submission of Maranda Fritz 11-03-2010 pg. 22-, #3 Exhibit Attachment 2B-4-1)- Russo Testimony June 12, 2008., #4 Exhibit Attachment 2B-4-2. Russo e-mail to Counsel Fritz to ratify the issuance of shares to pesons who provided Intermarket with loans and advances during 2006, #5 Exhibit Attachment 2B-4-3. Fritz (Hinshaw Culbertson) Invoices Dkt.293-12, #6 Exhibit Attachment 2B-4-4 Testimony of Maranda Fritz to the SEC March 12, 2008, #7 Exhibit Attachment 2B-4-5. Acting CFO Russo testified to the number of times Fritz told him she did her Opinion to reissue the loan shares, #8 Exhibit Attachment 2B-4-5-1. SEC Interview Anthony Russo, 6-12-08, #9 Exhibit Attachment 2B-4-6. SEC Interview of Maranda Fritz, March 12, 2008)(GRACE, MARY)
December 11, 2015	Filing 814 LARGE ADDITIONAL ATTACHMENT(S) Defendant's Mary Grace and Tamio Saito's Motions for Sanctions by MARY A. GRACE #813 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE. (Attachments: #1 Attachment 2A-2a-1.) Fritz e-mail re not wanting to work with Goldman Judge Sporkin's rec, #2 Attachment 2A-2a-2) Skadden letter to Fritz June 2008 asking M.Fritz to stand down from SEC case and let the other lawyers handle it as Fritz testified to the SEC that she had done - but had not, #3 Attachment 2A-2a. SEC Interview Testimony of Maranda Fritz on March 12, 2008 that she had stood down in this case, #4 Attachment 2A-2b-1 Deposition of Beverly O'Meally e-Smart NY Office Mgr.3-11-2009, #5 Attachment 2A-2b. e-mail thread (excerpts ) re termination of Counsel Fritz and Hinshaw, #6 Attachment 2A-2c) Farella Braun-Neil Gotiener retained to investigate False Fritz Poison Pen letter - Re meeting with Fritz, #7 Attachment 2A-3-2 Filed with entire Samsung Supply Contract, on 3-13-2008, #8 Attachment 2A-3a. Attachment 2A-3A. Press Releases regarding Samsung and e-Smart Joint Business Teaming Agreements and Project, #9 Attachment 2A-3b.) Additional Wells Submission of Maranda Fritz - November 19, 2010, #10 Attachment 2A-3c-1.)FRITZ REDLINE SAMSUNG PRESS RELEASE - Dkt 290-2, #11 Attachment 2A-3c-3-1.)-RELEASE Mar. 4, 2008 -8K waiting, #12 ttachment 2A-3c-3.) Declaration of Kelly O'Meara re; Approval Requirement for Release of Press Releases Dkt. 188-6, #13 Attachment 2A-3c-5. Testimony of Charles R. Black to SEC 9-17-2008, #14 Attachment 2A-3c-4; Counsel Maranda Fritz Interview by SEC-3-12-2008, #15 Attachment 2A-3c-6. e-mail Thread - Lie That Lawyers Were Not Involved in Samsung Contract and Press Release., #16 Attachment 2A-3c-7. Letter to Samsung from NY Office Manager Dkt. 290-7., #17 Attachment 2A-3d. e-mail to Advisory Board Member 2-22-2008, #18 Attachment 2A-3e-1. M.Elek requesting IVI[Intermarket] shares instead of e-Smart shares for his private placement investmen, #19 Attachment 2A-3e-2. requesting exchanging e-Smart shares for IVI [Intermarket] shares, #20 Attachment 2A-3e-3. Michael Elek e-Mail Thread Feb. 4, - July 9. 2008 -No mention of Samsung -Change Stock from e-Smart to Intermarket)(GRACE, MARY)
December 11, 2015	Filing 813 LARGE ADDITIONAL ATTACHMENT(S) Defendant's Mary Grace and Tamio Motion for Sanctions by MARY A. GRACE #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment 2A-1a - M.Fritz Wells Submission Excerpts 1, #2 Exhibit Attachment 2A-1c & 2A-1c-1) Additional Wells Submission Excerpts 3 of Maranda Fritz 11-19-2010, #3 Exhibit Attachment 2A-1c-2.). Testimony of Maranda Fritz to SEC March 12, 2008- (DKT. 315-1), #4 Exhibit Attachment 2A-1c-3. SEC Interview Transcript of Fritz, Maranda 3-12-08, #5 Exhibit Attachment 2A-1C-4. Demand Note for Repayment of Loans from William Sandler loans 2006-2010 07-23-2012 Scan., #6 Exhibit Attachment 2A-1C-4a.). e-Mail to William Sandler agreeing to pay his loans to date ahead of those made before his, #7 Exhibit Attachment 2A-1C-4b-1. e-Mail from investor William McVey Dkt 318-1, #8 Exhibit Attachment 2A-1C-4b.2.) William Sandler Financing lea, #9 Exhibit Attachment 2A-1C-4c. -William Sandler Possible Funding, #10 Exhibit Attachment 2A-1d.) Wells Submission of Maranda Fritz 11-03-2015, #11 Exhibit Attachment 2A-1d-1.) Plaintiff's Crony Letter written for Fritz to use in her defense in a Malpractice litigation against her - which she used to severely prejudice defendants - a letter not normally provided by Enforcement, #12 Exhibit Attachment 2A-1e.) Testimony of Charles R. Black re Mary Grace reliance on a lot of lawyers, #13 Exhibit Attachment 2A-1e-1.) Testimony of Charles Black, e-Smart Director 9-17-08.pdf, #14 Exhibit Attachment 2A-1f-1.) eMail to Holladay - will call with Maranda, #15 Exhibit ttachment 2A-1f-2-) 14C Fritz Final Edits NEWYORK1_31027927_1, #16 Exhibit Attachment 2A-1f-2-1 attached) Fritz final e-mail with14C, #17 Exhibit Attachment 2A-1f-3.) Valuation Dkt 161-1)(GRACE, MARY)
December 11, 2015	Filing 812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions by MARY A. GRACE (Attachments: #1 Memorandum in Support Defendant's Memorandum in Support of Defendant's Motion for Sanctions Dec. 11, 2015, #2 Declaration Declaration of Mary Grace as to Authenticity of Documents, #3 Declaration Declaration of Tamio Saito as to Authenticity of Documents, #4 Exhibit ATTACHMENT-EXHIBIT INDEX, #5 Declaration Attachment 1A-1.) Declaration of Dr. Behnam Bavarian March 15, 2015 Dkt 641-1, #6 Exhibit Attachment 1A.2.) Excertps of Deposition Testimony of Dr. Behnam Bavarian PhD. Dkt 582-3, #7 Exhibit Attachment 1A.3.) SEC Deposition Transcript of Dr. Behnam Bavarian PhD. Aug. 1, 2014 Dkt 582-4, #8 Exhibit Attachment 1A.4.) Bio of Dr. Behnam Bavarian Dkt 582-1., #9 Exhibit Attachment 1A-5.) Declaration prepared and sent by Plaintiff to Defendant''s Expert Witness to get him to withdraw as Defndant's Expert Dkt. 641-2, #10 Exhibit Attachment 1B-1. Washington Times - Dkt 188-3, #11 Exhibit Attachment 1B-2) Fritz - WDC 291-1, #12 Exhibit Attachment 1B-2b-1.).) Contract (translation)_Soft I Tech_eSmart Korea 110701_Eng (2), #13 Exhibit Attachment 1B-2b=2.) Business Standard Subcontract_Soft I Tech_110701_Kor-1, #14 Exhibit Attachment 1B.3 Press Releases and at (www.e-Smart.com) news and press releases, #15 Exhibit Attachment 1B-4) SEC Press Release 10-17-2008 -e-Smart Technologies Inc. - 34-58801, #16 Exhibit Attachment 1B-5a) COURT ORDER TO RETURN STOLEN PROPERTY _ Joint Stipulation and Order - 2011-04-26 Dkt 368-7, #17 Exhibit Attachment 1B-6.) 'Like Givin Candy to a Baby ' Dkt.159-8)(GRACE, MARY)
December 11, 2015	Filing 811 SEALED MOTION FOR LEAVE TO FILE DOCUMENT UNDER SEAL filed by U.S. SECURITIES AND EXCHANGE COMMISSION (This document is SEALED and only available to authorized persons.) (Attachments: #1 Exhibit Attachments 10 and 12 to Reply Filed Herewith)(Maher, Daniel)
December 11, 2015	Filing 810 STRICKEN PURSUANT TO MINUTE ORDER FILED 12/15/15. . . . . REPLY re #725 MOTION for Entry of Final Judgment Against defendants Mary Grace, Tamio Saito, e-Smart Technologies, Inc., IVI Smart Technologies, Inc., and Intermarket Ventures, Inc. and Response to Defendant Grace's Request For Apportionment filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Declaration, #2 Exhibit Attachments 1-13)(Maher, Daniel) Modified on 12/16/2015 (td).
December 7, 2015	Filing 809 ERRATA For Defendant's Opposition and Response [Dkt 806 Corrected (Dkt 805) Opposition and Response to Plaintiff's Supplemental Memorandum (Dkt. 788) by MARY A. GRACE Order on Motion for Extension of Time to File. (Attachments: #1 Declaration Declaration of Mary Grace as to Authenticity of Document, #2 Exhibit Exhibit 13a, #3 Exhibit Exhibit 13b, #4 Exhibit Exhibit 15A, #5 Exhibit Exhibit 15B, #6 Exhibit Exhibit 15C, #7 Exhibit Exhibit 15D)(GRACE, MARY)
December 5, 2015	Filing 808 LARGE ADDITIONAL ATTACHMENT(S) with Corrected Defendant's Opposition and Response to Plaintiff Supplemental Memorandum Dkt 788 - & Corrected Index of Exhibits - (Dkts 806 & 807 ) by MARY A. GRACE #806 Large Additional Attachment(s),,,,,, filed by MARY A. GRACE, #807 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, Order on Motion to Strike, Order on Motion to Clarify,,,,,, #805 Memorandum filed by MARY A. GRACE. (Attachments: #1 Exhibit Exhibit A-1. Travel Agent Business Air & Hotel Confirmations e-mail Thread, #2 Exhibit Exhibit A-2a. Business Travel & Meeting Photo Confirmation 1, #3 Exhibit Exhibit A-2b. Business Travel Photo Confirmations, #4 Exhibit Exhbiit A2-3. [sent to Clerk of Court]., #5 Exhibit xhibit A-3a. Harriman Travel Report.p, #6 Exhibit Exhibit A-3b. Harriman Business Travel & Meeting Report, #7 Exhibit Exhibit A-4. Gaddo Cardine Business Travel & Meeting Report, #8 Exhibit Exhibit A-5 William Sandler Business Travel Confirmations, #9 Exhibit Exhibit A-5a Travel Confirmation Director Charles Black, #10 Exhibit EXHIBIT B Cash Withdrawals Audited and Approved as Business Exp, #11 Exhibit XHIBIT C Testimony of Accountants and Directors prove separation of Business and Personal Expenses for the audit, #12 Exhibit Exhibit D - Plaintiff Misrepresented Grace's Expenses.pdf, #13 Exhibit Exhibit D-1- Grace's Other Means, #14 Exhibit Exhibit D-2. Washington Times Insight Matazine, #15 Exhibit Exhibit D-3 Grace Expenses 10K Excerpts.pdf, #16 Exhibit Exhibit D-4. 200710-KSB E-Smart Technologies Inc - 10-K for 12/31/07, #17 Exhibit Exhibit E. Testimony and 10K and audits proves ownership of Defendant companies and expenses related thereto and that IVI &bIntermarket provided funding to e-Smar, #18 Exhibit EXHIBIT G Audits Were Accurate.pdf)(GRACE, MARY)
December 5, 2015	Filing 807 LARGE ADDITIONAL ATTACHMENT(S) Exhibits with Same 1st (Dkt805) Corrected Defendant's Opposition and Response to Plaintiff's Supplemental Memorandum Dkt 788 with Same 1st Corrected Exhibit Index by MARY A. GRACE #806 Large Additional Attachment(s),,,,,, filed by MARY A. GRACE, Order on Motion to Strike, Order on Motion to Clarify,,,,,, #805 Memorandum filed by MARY A. GRACE. (Attachments: #1 Exhibit Exhibit 11 Valuation of Technology Licenses from IVI to e-Smart 293-9., #2 Exhibit Exhibit 11a.Valuation Attached w. a Final 10K.pdf, #3 Exhibit Exhibit 12 Press Releases before and after Samsung Press Release., #4 Exhibit Exhibit 13 Backdated Purported Recommendation Memo801-3., #5 Exhibit Exhibit 14 Purported Letter from Auditors.pdf, #6 Exhibit Exhibit 16 Counsel Fritz Letter of Aug. 8, 2008.pdf, #7 Exhibit Exhibit 17. Final Draft of Samsung Press Release of Feb. 26, 2008 801-2.pdf, #8 Exhibit xhibit 18. Fritz RedLine Edit & Approval of e-Smart's 14C and, #9 Exhibit Exhibit 19 Douglas Borwick SEC Interview 1-10-2008 443-3.pdf, #10 Exhibit Exhbit 20 SEC Interview of Ex. Acting CFO Russo, Anthony 6-12-08., #11 Exhibit Exhibit 21 Director Charles Black SEC Interview 8-17-2008n443-2.pdf, #12 Exhibit Exhibit 22 SEC Interview of Director - Patton Boggs - Cole, Elliot 10-03-08.pdf, #13 Exhibit Exhbit 23 SEC Deposition of Ourside Accountant Firm Retained by e-Smart and IVI for Books and Record - Leshkowitz, Joseph 7-10-2013, #14 Exhibit Exhibit 24 SEC Depo of Auditor - Hung, Stewar, #15 Exhibit Exhbiit 25 2006 10K E-SMART TECHNOLOGIES INC (Form/ 10KSB, Received/ 10/24/2007 13/28/, #16 Exhibit Exhibit 25a. Barrett Red-line Edit t e-smart 2006 10-KSB)(GRACE, MARY)
December 5, 2015	Filing 806 LARGE ADDITIONAL ATTACHMENT(S) Corrected Opposition and Response to Plaintiff's Supplemental Memorandum Dkt. 788 & Exhibit Index and Exhibits by MARY A. GRACE Order on Motion to Strike, Order on Motion to Clarify,,,,,, #805 Memorandum filed by MARY A. GRACE. (Attachments: #1 Exhibit Corrected EXHIBIT INDEX, #2 Declaration Declaration of Mary Grace as to Authenticity of Documents, #3 Exhibit Exhibit 1 -May 8, Letter to Transfer Agent 293-11, #4 Exhibit Exhibit 2 Fritz, Maranda 3-12-08, #5 Exhibit Exhibit 3 Invoice billing for Fax Confirmation to Transfer Agent for Fritz Opinion Loan Shares reissued409-9, #6 Exhibit Exhibit 5 Demand Letter for Repayment of Loan from William Sandler, #7 Exhibit Exhibit 5A-1 -William Sandler Possible Funding, #8 Exhibit Exhibit 5A-2. William Sandler Financing lead, #9 Exhibit Exhibit 5A-3 William Sandler e-mail to Richard Kim.pdf, #10 Exhibit Exhbiit 5A-4. William Sandler Financing lead, #11 Exhibit Exhibit 6 - Wells Submission of Maranda Fritz - Nov. 19, 2010 - EXCERPTS only allowed by the Court., #12 Exhibit Exhibit 7 Michael Elek e-mail Requesting IVI Shares and not e-Smart Shares, #13 Exhibit Exhibit 8 Michael Elek 2nd e-mail Requesting IVI Shares and not e-Smart Shares, #14 Exhibit Exhibit 8A. Michael Elek e-Mail Thread Feb. 4, - July 9. 2008 -No mention of Samsung -Change Stock from e-Smart to Intermarket, #15 Exhibit xhibit 9 2005 10-KSB - E-Smart Technologies Inc - 10KSB for 12/31/05.pdf, #16 Exhibit Exhibit 10 Nasdaq Historical Stock Price Chart)(GRACE, MARY)
December 4, 2015	Filing 805 MEMORANDUM In Opposition re Order on Motion for Extension of Time to File by MARY A. GRACE. (Attachments: #1 Declaration Declaration of Authenticity, #2 Exhibit Exhibit Index)(GRACE, MARY) Modified on 12/8/2015 (td).
November 23, 2015	Filing 804 MOTION to Clarify Plaintiff's Filing on Friday Nov.20, 2015 by MARY A. GRACE (GRACE, MARY)
November 23, 2015	MINUTE ORDER: The Court ORDERS that Plaintiff's #803 Motion to Strike is GRANTED for Defendant Grace's violation of the page limits the Court has repeatedly notified her of. As Plaintiff accurately points out, Grace's Attachments to her Motion, see ECF No. #795 , which are labeled "Evidentiary Support to Prove Misrepresentation," contain over 150 additional pages of legal argument. Attachments to a motion may consist of declarations or exhibits (e.g., documents, transcripts, photographs), but they may not consist of additional argument in an attempt to circumvent the Court's page limits. Grace may refile a compliant motion by December 11, 2015. In addition, the Court ORDERS that her #804 Motion to Clarify, which is actually an opposition to the SEC's Motion, is DENIED. Signed by Judge James E. Boasberg on 11/23/15. (lcjeb1)
November 20, 2015	Filing 803 MOTION to Strike #798 Large Additional Attachment(s),,,,,,,,,, #800 Large Additional Attachment(s),,,,,,,,, #801 Large Additional Attachment(s),,,,,, #795 MOTION for Sanctions Defendant's Motion for Sanctions by U.S. SECURITIES AND EXCHANGE COMMISSION (Guido, Kenneth)
November 20, 2015	Filing 802 MOTION for Extension of Time to File Opposition to Plaintiff's Supplemental Memorandum Ordered by the Court in its Memorandum Dkt. 786 by MARY A. GRACE (GRACE, MARY)
November 20, 2015	Filing 801 STRICKEN PURSUANT TO MINUTE ORDER FILED 11/23/15. . . . .LARGE ADDITIONAL ATTACHMENT(S) Part 2 of 1st Large Additional Filings - too big for 1 file- Attachments-Exhibits of Evidentiary Support to Memorandum in Support by MARY A. GRACE #800 Large Additional Attachment(s),,,,,,,,, filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment-Exhibit Index of Evidentiary Support, #2 Exhibit Attachment 2A-3c.)FRITZ REDLINE SAMSUNG PRESS RELEAS, #3 Exhibit Attachment 2 C.) Backdated 'Memo' Internal Control Recommendations Dkt. 298-3, #4 Exhibit Attachment 2D-1a) Forged [draft] Letter that was never sent - was produced by Plaintiff as l letter sent by Auditors which the Court relied upon and cited as a basis for Granting Summary Judgment DKT.386-33.p, #5 Exhibit Attachment 2D-2a.) Aug. 1, 2008 Letter to Auditor to Hung., #6 Errata Attachment 3G-1b.) Manufacturing logs of all productions on e-Smarts cards from 2003-2007 Dkt. 719-1.pdf, #7 Exhibit Attachment 3G-1c.) Nxgen Counterfeit cards.pdf, #8 Exhibit Attachment 2E-C1.) Travel ^^Sept 2007- Nov. 2008-, #9 Exhibit Attachment 2E-C1a.) Harriman Travel and Business Meeting e-mails., #10 Exhibit Attachment 2E-C1a-1.) Harriman - Brightside - Business Meetings and Travel Report Dkt.291-3, #11 Exhibit Attachment 2E-C1b.)Gaddo Cardini -e-mail Business Meeting and Travel reports.pdf, #12 Exhibit Attachment 2E. C-1c-1.) Worldwide Travel Business Photos Dkt.145-8.pdf, #13 Exhibit Attachment 2E.-C-1c-2.)Worldwide Business Photos (1).pdf, #14 Exhibit)(GRACE, MARY) Modified on 12/8/2015 (ztd).
November 20, 2015	MINUTE ORDER granting #802 Motion for Extension of Time to File. Defendant Mary Grace shall file her response to Plaintiff's #788 Supplemental Memorandum on or before December 4, 2015. Signed by Judge James E. Boasberg on 11/20/15. (lcjeb1)
November 20, 2015	Set/Reset Deadlines: Supplemental Memorandum due by 12/4/2015. (mpt)
November 20, 2015	Set/Reset Deadlines: Defendant Mary Grace's response to Plaintiff's #788 Supplemental Memorandum due by 12/4/2015. (tg)
November 19, 2015	Filing 800 STRICKEN PURSUANT TO MINUTE ORDER FILED 11/23/15. . . . .LARGE ADDITIONAL ATTACHMENT(S) To Memorandum in Support of Defendant's Motion for Sanctions (with Eratta Added) by MARY A. GRACE #798 Large Additional Attachment(s),,,,,,,,,, filed by MARY A. GRACE, #799 Errata, filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment 1B-1.) Washington Times Insight Magazine Dkt. 188-3, #2 Exhibit Attachment 1B-2b.) Business Standard Subcontract_Soft I Tech_110701_Kor-1., #3 Exhibit Attachment 1B-2b-1.).) Contract (translation)_Soft I Tech_eSmart Korea 110701_Eng, #4 Exhibit Attachmnt 1B-4) SEC Press Release 10-17-2008 -e-Smart Technologies Inc. - 34-58801, #5 Exhibit Attachment 1B-5a/) COURT ORDER TO RETURN STOLEN PROPERTY _ Joint Stipulation and Order - 2011-04-26, #6 Exhibit Attachment 2A-1d.) Plaintiff's Crony Letter written for Fritz to use in her defense in a Malpractice litigation against her - which she used to severely prejudice defendants, #7 Exhibit Attachment 2A-1e-) 14C Fritz Final Edits NEWYORK1_31027927, #8 Exhibit Attachment 2A-1e.-1 Fritz final e-mail with14C.pdf, #9 Exhibit Attachment 2A-2a-1.) Fritz e-mail re not wanting to work with Goldman Judge Sporkin's rec, #10 Exhibit Attachment 2A-2a-2) Skadden letter to Fritz June 2008 asking M.Fritz to stand down from SEC case and let the other lawyers handle it as Fritz testified to the SEC that she had done - but had not, #11 Exhibit Attachment 2A-2b-1.) Gotiener - Re meeting with Fritz, #12 Exhibit Attachment 2A-3e-1.) William Sandler Letter 07-23-2012 Scan., #13 Exhibit Attachment 2B-2-1. ) eMail to Transfer Agent - March 12, 2007 - Will call with Maranda., #14 Exhibit Attachment 2B.)e-mail thead of Loan Letters to Transfer Agent with counsel ccd., #15 Exhibit Attachment 2 C.) Backdated 'Memo' Internal Control Recommendations Dkt. 298-3, #16 Exhibit Attachment 3G-1b.) Manufacturing logs of all productions on e-Smarts cards from 2003-2007 Dkt. 719-1, #17 Exhibit Attachment 4-D.) Judge Royce C. Lamberth annotated Order DC Case 1 05-cv-01437 RCL, #18 Exhibit Attachment 4-D.) Judge Royce C. Lamberth annotated Order DC Case 1 05-cv-01437 RCL, #19 Exhibit Attachment 7-1a.) Letter to Inspector General Hoecker November 18, 2015.)(GRACE, MARY) Modified on 12/8/2015 (ztd).
November 19, 2015	Filing 799 ERRATA One Attachment Number added as Eratta to Memorandum in Support of Defendant's Motion for Sanctions by MARY A. GRACE #795 MOTION for Sanctions Defendant's Motion for Sanctions filed by MARY A. GRACE. (Attachments: #1 Errata Eratta - one attachment number - Added to Memorandum)(GRACE, MARY)
November 18, 2015	Filing 798 STRICKEN PURSUANT TO MINUTE ORDER FILED 11/23/15. . . . .LARGE ADDITIONAL ATTACHMENT(S) Evidentiary Proof Attachment-Exhibits to Defendants Motion for Sanctions by MARY A. GRACE #795 MOTION for Sanctions Defendant's Motion for Sanctions filed by MARY A. GRACE. (Attachments: #1 Text of Proposed Order Text of Proposed Order, #2 Exhibit Attachment-Exhibit Index of Evidntiary Support (Revised), #3 Exhibit Attachment 1B-2.) Fritz - WDC Dkt 291-1, #4 Exhibit Attachment 2A-1E-3.) ValuationDkt 161-1, #5 Exhibit Attachment 2A-1e/) 14C Fritz Final Edits NEWYORK1_31027927_1, #6 Exhibit Attachment 2A-2c.) e-mail Thread proving in 2007 Fritz knew and participated in her Opinion Loan Transactions, Valuation of License and Approval of 2006 10K, #7 Exhibit ttachment 2A-3c-3. Letter to Samsung from NY Office Manager Dkt. 290-7, #8 Exhibit Attachment 2A-3cc.)-RELEASE Mar. 4, 2008 -8K waiting., #9 Exhibit Attachment 2B & 2B-1.) Dkt 325-4., #10 Exhibit Attachment 2B-3a.) Ratify Shares Follow up, #11 Exhibit Attachment 2B-3A.Counsel Fritz Ratify Shares & Will Follow up with Transfer Agent, #12 Exhibit Attachment 2B-6.) Candy Dkt.159-8, #13 Exhibit Attachment 2D-2a.) ESMT -Aug. 1, 2008 Ltr. to S. Hung - Horowitz-Ullmann0001, #14 Exhibit Attachment 2D-2B-1.) Russo Yaker Funding Dkt.291-4., #15 Exhibit Attachment 2E-C-1.) Video Sent to The Clerk of the Court, #16 Exhibit Attachment 2E-C-1b-2.) Van Maasdi, #17 Exhibit Attachment 2G-1c,) Ap 10 2008 redlinePress Release NEWYORK1_31027596_1, #18 Exhibit Attachment 3G-1-B. NXGEN COUNTERFEIT CARDS LOG719-2, #19 Exhibit Attachment 3G-2. Drizin Dkt.159-7, #20 Exhibit Attachment 4-1) Annotated Interruptions -Deposition Michael McCabe, #21 Exhibit Attachment 4-2.) Annotated Interruptions Deposition of Thomas Greiner, #22 Exhibit Attachment 4-3.) Annotated Interruptions Deposition Gerald Smith Dkt.297, #23 Exhibit Attachment 4-4. Clerk of the Court, #24 Exhibit Attachment 4-B-1 (Sent to Clerk of Court, #25 Exhibit Attachment 4-D-1.) November and December 2013 - IDTP Invoices., #26 Exhibit Attachment 4-D-2.) January 2014 IDTP Invoices., #27 Exhibit ebruary 2014 IDTP Invoices., #28 Exhibit Attachment 4-D-4.) March 2014 IDTP Invoices, #29 Exhibit Attachment 4-D-5.) April 2014 IDTP Invoices., #30 Exhibit Attachment 4-D-6.) May 2014- IDTP Invoices, #31 Exhibit Attachment 4-D-7.) June 2014- IDTP Invoices, #32 Exhibit Attachment 4-D-8.) July 2014, #33 Exhibit Attachment 4-D-9.) August 2014 - IDTP Invoices, #34 Exhibit Attachment 4-E.) ALTERED AND ERASED IDTP INVOICES January 2014)(GRACE, MARY) Modified on 12/8/2015 (ztd).
November 18, 2015	MINUTE ORDER: The Court's Order of October 13, 2015, explicitly stated that any Opposition by Grace to the SEC's supplemental memorandum could not exceed 15 pages. See ECF No. 785 at 3. As Grace's is 45 pages, the Court ORDERS that her #796 Opposition is STRICKEN, and she shall have until November 25, 2015, to file a compliant Opposition. Signed by Judge James E. Boasberg on 11/18/15. (lcjeb1)
November 18, 2015	MINUTE ORDER: As Defendant's #797 filing is in the form of a notice, rather than a motion seeking relief, the Court ORDERS that to the extent it is labeled a motion, it is DENIED. Signed by Judge James E. Boasberg on 11/18/15. (lcjeb1)
November 18, 2015	Set/Reset Deadlines: Grace's compliant opposition due by 11/25/2015. (tg)
November 17, 2015	Filing 797 NOTICE Clarifyfiling of Opposition to Plaintiff's Dkt. 788 subject to the by MARY A. GRACE (GRACE, MARY) Modified event title on 11/18/2015 (td).
November 17, 2015	Filing 796 STRICKEN PURSUANT TO MINUTE ORDER FILED 11/18/15. . . . .MEMORANDUM re #785 Order on Motion for Entry of Final Judgment,, by MARY A. GRACE. (Attachments: #1 Declaration Declaration of Mary Grace to Authenticity of Documents, #2 Exhibit Exhibir 1.)Evidentiary Support of Proof of Misrepresentations about Loans, #3 Exhibit Exhibit 2 Demand Letter for Repayment of Loan from William Sandle, #4 Exhibit Exhibit 3 Evidentiary Support of Proof - Ownership of Defendant Companies was Misrepresented, #5 Exhibit Exhibit 3-1. Travel Confirmations from Sept 2007- Nov. 2008- (& Exhibit 9, #6 Exhibit Exhibit 4.Defendant's Memorandum in Support of Defendant's Motion for Sanction, #7 Exhibit Exhibit 5 Historical Stock Prices Dkt.194-7, #8 Exhibit Exhibit 6 Evidentiary Proof of Misrepresentations in Declarations and Affidavits, #9 Exhibit Exhibit 7 Michael Elek e-Mail Thread Feb. 4, - July 9. 2008 -No mention of Samsung -Change Stock from e-Smart to Intermarket, #10 Exhibit Exhibit 8. Plaintiff Misrepresentations regarding the Samsung Supply Contract, Press Release & 8k, #11 Exhibit Exhibit 10 Washington Times Cover Story Dkt 188-3, #12 Exhibit Exhibit 14a. Evidentiary Proof Plaintiff misrepresented Books and Records - Accounting Staff - General Ledger - Accounting Procedures, #13 Exhibit Exhibit14b. Evidentiary Proof Plaintiff lied about the Bank Accounts - Books & Records IVI bank accounts, #14 Exhibit INDEX OF EXHIBITS.pdf)(GRACE, MARY) Modified on 11/18/2015 (td).
November 17, 2015	Filing 795 STRICKEN PURSUANT TO MINUTE ORDER FILED 11/23/15. . . . . MOTION for Sanctions Defendant's Motion for Sanctions by MARY A. GRACE (Attachments: #1 Memorandum in Support Memorandum in Support, #2 Declaration Declaration of Authenticity of Tamio Saito, #3 Exhibit Attachment 2E.A.)Evidentiary Support to Prove PerjurEvidentiarty Support of PerjuredEvidentiary Support to prove misrepresenttions in re Declarations and Affidavits, #4 Exhibit Attachment 2. A-1.)Evidentiary Support to prove misrepresentation of of legitimate Business Expenses, #5 Exhibit Attachment2E-B.) Evidentiary Support to prove misrepresentations in testimony, #6 Exhibit Attachmen2E-D.) Evidentiarty Support to prove misrepresentation regarding ownership, #7 Exhibit Attachment 2E-C.)Evidentiary Support to prove misrepresentation regarding bank accounts, #8 Exhibit Attachment 3A.)Evidentiary Support to prove misrepresentation about the Sensors used on Defendant's Cards, #9 Exhibit Attachment 3B.) Evidentiary Support to prove commercial viability of Defendant's smart cards, #10 Exhibit Attachment 3C.) Evidentiary Support to prove misrepresentations regarding different wireless technologies on Defendants cards from around 2004-2005, #11 Exhibit Attachment 3D.) Evidentiary Support to prove misrepresentatons regarding Defendants Biometric Verification Security System, #12 Exhibit Attachment 3G.) Evidentiary Support to prove unreliable witnesses, #13 Exhibit Attachment 4.)Evudentiary Support to prove improper deposition conduct, #14 Exhibit Attachment 5.)Evidentiary Support to prove improprieties, #15 Exhibit Attachment 6.)Evidentiary Support to prove improprieties, #16 Exhibit Att. 1B-1.) Washington Times Insight Magazine, #17 Exhibit Attachment -Exhibit Index, #18 Declaration Declaration of Authenticity)(GRACE, MARY) Modified on 12/8/2015 (ztd).
November 13, 2015	Filing 794 CONSENT JUDGMENT as to Defendant Robert J. Rowen. Signed by Judge James E. Boasberg on 11/13/15. (lcjeb1)
November 12, 2015	Filing 793 NOTICE of Filing of Consent and Proposed Final Judgment as to Defendant Robert J. Rowen by U.S. SECURITIES AND EXCHANGE COMMISSION re Order, (Attachments: #1 Exhibit Consent of Defendant Robert J. Rowen, #2 Text of Proposed Order Final Judgment as to Defendant Robert J. Rowen)(Cohen, Matthew)
November 3, 2015	MINUTE ORDER: Once again, Defendants Grace and Saito have violated the Court's page limits. As explained in the Court's Minute Order of September 22, 2015, Defendants may not file two pleadings that operate as memoranda and together exceed 45 pages. They may file a brief -- i.e., 1-2 pages -- motion and then an accompanying memorandum not to exceed 45 pages. The Court, accordingly, ORDERS that their #790 Motion for Sanctions is DENIED WITHOUT PREJUDICE for failing to comply, and their #789 Motion to Clarify is TERMINATED since it is an explanation of their Motion, not a separate motion itself. Signed by Judge James E. Boasberg on 11/3/15. (lcjeb1)
November 2, 2015	Filing 790 MOTION for Sanctions Defendants Mary Grace and Tamio Saito Motion for Sanctions by MARY A. GRACE (Attachments: #1 Memorandum in Support Memorandum in Support, #2 Declaration Declaration of Mary Grace, #3 Declaration Declaration of Tamio Saito, #4 Exhibit ATTACHMENT 2E. A, #5 Exhibit ATTACHMENT 2E. B, #6 Exhibit ATTACHMENT 2E. C, #7 Exhibit ATTACHMENT 2E. D, #8 Exhibit ATTACHMENT 2E. E, #9 Exhibit ATTACHMENT 3A, #10 Errata ATTACHMENT 3B, #11 Exhibit ATTACHMENT 3C, #12 Exhibit ATTACHMENT 3D, #13 Exhibit ATTACHMENT 3G, #14 Exhibit ATTACHMENT 4, #15 Exhibit ATTACHMENT 5, #16 Exhibit ATTACHMENT 6)(GRACE, MARY)
November 2, 2015	Filing 789 MOTION to ClarifyInstructions in Minute Order by MARY A. GRACE (GRACE, MARY)
October 27, 2015	Filing 792 ORDER of USCA (certified copy) ORDERED that the order to show cause be discharged and FURTHER ORDERED that the emergency motion to clarify and for leave to file a response to the order to show cause be dismissed as moot as to #699 Notice of Appeal to DC Circuit Court, filed by MARY A. GRACE. FURTHER ORDERED, on the courts own motion, that this appeal be dismissedfor lack of jurisdiction USCA Case Number 15-5143. (vt)
October 27, 2015	Filing 791 ORDER of USCA (certified copy) ORDERED that the order to show cause be discharged and FURTHER ORDERED, on the courts own motion, that this appeal be dismissed for lack of jurisdiction as to #729 Notice of Appeal to DC Circuit Court, filed by TAMIO SAITO. USCA Case Number 15-5195. (vt)
October 27, 2015	Filing 788 SUPPLEMENTAL MEMORANDUM to re #725 MOTION for Entry of Final Judgment Against defendants Mary Grace, Tamio Saito, e-Smart Technologies, Inc., IVI Smart Technologies, Inc., and Intermarket Ventures, Inc. filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)(Maher, Daniel)
October 23, 2015	MINUTE ORDER: Having considered Plaintiff SEC's and Defendant Robert J. Rowen's #787 Joint Status Report, the Court ORDERS that the parties shall file a further joint status report on or before November 20, 2015, if Defendant's signed Consent and a proposed Final Judgment have not been filed by that date. Signed by Judge James E. Boasberg on 10/23/15. (lcjeb1)
October 23, 2015	Set/Reset Deadlines: Joint Status Report pursuant to Minute Order dated 10/23/2015 due by 11/20/2015. (tg)
October 22, 2015	Filing 787 Joint STATUS REPORT Regarding Proposed Settlement by U.S. SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Text of Proposed Order)(Cohen, Matthew)
October 13, 2015	Filing 786 MEMORANDUM OPINION re #785 Order granting in part and denying in part Plaintiff's #725 Motion for Entry of Final Judgment. Signed by Judge James E. Boasberg on 10/13/15. (lcjeb1)
October 13, 2015	Filing 785 ORDER: For the reasons set forth in the accompanying Memorandum Opinion, the Court ORDERS that: 1) Plaintiff's #725 Motion for Entry of Final Judgment is GRANTED IN PART and DENIED IN PART; 2) Plaintiff shall file its supplemental brief according to the instructions provided in this Order on or before October 27, 2015; 3) Defendant Mary Grace shall file her Opposition according to the instructions provided in this Order on or before November 17, 2015. Signed by Judge James E. Boasberg on 10/13/15. (lcjeb1)
October 13, 2015	Set/Reset Deadlines: Plaintiff's supplemental brief due by 10/27/2015; Defendant Mary Grace's opposition due by 11/17/2015. (tg)
October 5, 2015	MINUTE ORDER: The Court ORDERS that Plaintiff's #771 Motion in Limine is DENIED WITHOUT PREJUDICE as moot given the impending settlement. Signed by Judge James E. Boasberg on 10/5/15. (lcjeb1)
September 22, 2015	Filing 784 Joint MOTION to Continue Because of Pending Settlement Under Review by U.S. SECURITIES AND EXCHANGE COMMISSION (Attachments: #1 Text of Proposed Order)(Cohen, Matthew)
September 22, 2015	Filing 783 MOTION for Leave to File Defendant's Mary Grace and Tamio Saito's Motion for Sanctions by MARY A. GRACE (Attachments: #1 Memorandum in Support Defendant's Memorandum in Support of Defendant's Motion for Sanctions, #2 Declaration Declaration of Mary Grace as to Authenticity of Documents, #3 Declaration Declaration of Tamio Saito as to Authenticity of Documents, #4 Exhibit Exhibit 1 Annotated Interruptions -Deposition Michael McCabe, #5 Exhibit Exhibit 2 Annotated Interruptions Deposition Gerald Smith, #6 Exhibit Exhibit 3 Annotated Interruptions Deposition of Thomas Greiner, #7 Exhibit EXHIBIT 4 Audio Recording Sent to The Clerk of the Court, #8 Exhibit Exhibit 6-1.)1402-104- ALTERED AND ERSED INVOICES January 2014, #9 Exhibit Exhibit 6-2.)Expert Invoices 1401-103 - November and December 2013, #10 Exhibit Exhibit 6-3.) Expert Invoices 1402-104-January 2014, #11 Exhibit Exhibit 6-4.) Expert Invoices 1403-105 - February 2014, #12 Exhibit Exhibit 6-5.) Expert Invoices 1404-105- March 2014, #13 Exhibit Exhibit 6-6.) Expert Invoics1405-104 -- April 2014, #14 Exhibit Exhibit 6-7.) Expert Invoices 1406-103--May 2014, #15 Exhibit Exhibit 6-8.) Expert Invoices 1408-104 - July 2014, #16 Exhibit Exhibit 6-9.) 1409-102 - August 2014, #17 Exhibit EXHIBIT 10 Video Sent to The Clerk of the Court)(GRACE, MARY)
September 22, 2015	MINUTE ORDER: Defendants may file a motion for sanctions, but they must do so according to the rules. This means that the motion cannot serve as a second memorandum in order to circumvent page limits, as Defendants have been warned in the past. They may file a brief motion and one memorandum not exceeding 45 pages. In addition, their pleadings, as is frequently the case, have attempted to skirt page limits by not being double-spaced or containing appropriate margins. The Court will not continue to accept such non-conforming pleadings. The Court, accordingly, ORDERS that Defendants' #783 Motion is DENIED WITHOUT PREJUDICE for not complying with the page limits set forth in the Local Rules. Signed by Judge James E. Boasberg on 9/22/15. (lcjeb1)
September 22, 2015	MINUTE ORDER: The Court ORDERS that the parties' #784 Motion is GRANTED. The Court further ORDERS that: 1) The pretrial conference and trial dates are VACATED; 2) All deadlines for further pleadings are VACATED; and 3) If a Notice of Dismissal has not been filed by October 23, 2015, the parties shall file a joint status report by such date. Signed by Judge James E. Boasberg on 9/22/15. (lcjeb1)
September 22, 2015	Set/Reset Deadline: If a Notice of Dismissal has not been filed by 10/23/2015, the parties shall file a joint status report by such date. (ad)
September 16, 2015	Filing 782 MOTION to ClarifyCourt Order of 9-8-15 - Confirming Final (Dkt 751) Defendant Mary Grace's Motion in Opposition by MARY A. GRACE (GRACE, MARY)
September 16, 2015	MINUTE ORDER: The Court ORDERS that the latest #782 Motion to Clarify is DENIED as moot. As the Court has already indicated, it will consider Defendant's final Opposition and exhibits. Signed by Judge James E. Boasberg on 9/16/15. (lcjeb1)
September 15, 2015	Filing 781 RESPONSE re #771 MOTION in Limine Regarding Trial Against Defendant Rowen and Memorandum of Points and Authorities in Support Thereof filed by ROBERT J. ROWEN. (Diosdi, Anthony)
September 8, 2015	MINUTE ORDER: The Court ORDERS that, to the extent Defendants merely seek to ensure that the Court will consider the exhibits attached to their prior Oppositions in ruling upon Plaintiff's Motion for Entry of Final Judgment, their #772 , #773 , #774 , #775 , #776 , #777 , #778 , #779 , #780 Motions to Clarify are GRANTED. Signed by Judge James E. Boasberg on 9/8/15. (lcjeb1)
September 3, 2015	Filing 780 Final MOTION to ClarifyCourt Order of 9-2-15 re Defendant Tamio Saito's Final Opposition (Dkt.750) with Declaration and Exhibits previously filed by TAMIO SAITO (Attachments: #1 ^Pro Se Defendant Tamio Saito's Final Motion in Opposition (Dkt. 750) to Plaintiff's Motion for Final Judgment (Dkt. 725, #2 Declaration Dkt 753 # 1 Declaration Declaration of Tamio Saito as to Authenticity of Documents, #3 Appendix # 2 Exhibit 1. ATTACHMENT A-1. Defendants Analysis of Accounting Analysis o,, #4 Appendix # 3 Exhibit 2. ATTACHMENT A-2. Defendant's Analysis of Jeffrey Anderson's Charts,, #5 Appendix # 4 Exhibit 3. ATTACHMENT A-3 -Anderson ATTACHMENT C,, #6 Appendix # 5 Exhibit 5. ATTACHMNT A-5. Jeffrey Anderson- Appendix A,, #7 Exhibit # 6 Exhibit 6. ATTACHMENT 2 -Exhibit 2 - SEC-v-Wyly-disgorgement-opinion))(GRACE, MARY)
September 3, 2015	Filing 779 Final MOTION to ClarifyCourt Order of 9-2-15 - Confirming Final (Dkt 751) Defendant Mary Grace's Motion in Opposition with complete filing of previously filed Exhibits by MARY A. GRACE (Attachments: #1 Follow Up Motion To Clarify (Dkt 770), #2 Exhibit # 1 Exhibit 11. ATTACHMENT 7-1. Consent Henry Mollett,, #3 Exhibit # 2 Exhibit 11. ATTACHMENT 7-2. Consent William McVey,, #4 Exhibit # 3 Exhibit 11. ATTACHMENT 7-3b. Consent William Sandler, #5 Errata # 5 Exhibit 11. ATTACHMENT 7-5 Consent Jim Desmond, #6 Exhibit # 6 Exhibit 11. ATTACHMENT 7-6.Consnts Howard Wills, #7 Exhibit # 7 Exhibit 11. ATTACHMENT 7-7a. Consent_TSaito - MSoliven, #8 Exhibit # 8 Exhibit 11. ATTACHMNT 7-7c=a.Consent_IVI_TSaito MSoliven,, #9 Exhibit # 8 Exhibit 11. ATTACHMNT 7-7c.Consent_IVI_TSaito MSoliven,, #10 Exhibit # 9 Exhibit 11.ATTACHMENT 7-7b. -Consent_IntMktVntrs_ TSaito))(GRACE, MARY)
September 3, 2015	Filing 778 Final MOTION to ClarifyCourt Order of 9-2-15 - Confirming Final (Dkt 751) Defendant Mary Grace's Motion in Opposition with complete filing of previously filed Exhibits by MARY A. GRACE (Attachments: #1 Follow Up Motion To Clarify (Dkt 770), #2 Errata Dkt 759 # 4 Errata 4.Final INDEX - ATTACHMENT INDEX & EXHIBTS,, #3 Exhibit # 5 Exhibit 9. ATTACHMENT 5-F,, #4 Exhibit # 6 Exhibit 12. ATTACHMENT 8-1a. BACKDATED DEC.2006 INTERNAL CONTROL RECOMMENDATION PAPER, #5 Exhibit # 7 Exhibit 12. ATTACHMENT 8-1b Admission Memo was Backdated,, #6 Exhibit # 8 Exhibit 12. ATTACHMENT 8-2. Deposition of A. Russo 8-27-2013,, #7 Exhibit # 9 Exhibit 12. ATTACHMENT 8-3. Affirmation of Counsel Fritz's Valuation of 2007 Opinion Loan Shares))(GRACE, MARY)
September 3, 2015	Filing 777 Final MOTION to ClarifyCourt Order of 9-2-15 - Confirming Final (Dkt 751) Defendant Mary Grace's Motion in Opposition with complete filing of previously filed Exhibits by MARY A. GRACE (Attachments: #1 Follow Up Motion To Clarify (Dkt 770), #2 Exhibit Dkt. 758 # 1 Exhibit Website Index of News, Press Releases,, #3 Exhibit # 2 Exhibit ATTACHMENT 4A,, #4 Exhibit # 3 Exhibit ATTACHMENT 4B,, #5 Exhibit # 4 Exhibit ATTACHMENT 5B,, #6 Exhibit # 5 Exhibit ATTACHMENT 5C,, #7 Exhibit # 6 Exhibit ATTACHMENT 6))(GRACE, MARY)
September 3, 2015	Filing 776 Final MOTION to ClarifyCourt Order of 9-2-15 - Confirming Final (Dkt 751) Defendant Mary Grace's Motion in Opposition with complete filing of previously filed Exhibits by MARY A. GRACE (Attachments: #1 Follow Up Motion To Clarify (Dkt 770), #2 Exhibit Dkt 757 # 1 Exhibit Exhibit 59,, #3 Exhibit # 2 Exhibit Exhibit 60,, #4 Exhibit # 3 Exhibit Exhibit 61,, #5 Exhibit # 4 Exhibit Exhibit 62, #6 Exhibit # 5 Exhibit Exhibit 63,, #7 Exhibit # 6 Exhibit Exhibit 64, #8 Exhibit # 7 Exhibit Exhibit 65,, #9 Exhibit # 8 Exhibit Exhibit 66,, #10 Exhibit # 9 Exhibit Exhibit 67,, #11 Exhibit # 10 Exhibit Exhibit 68,, #12 Exhibit # 11 Exhibit Exhibit 69,, #13 Exhibit # 12 Exhibit Exhibit 70))(GRACE, MARY)
September 3, 2015	Filing 775 Final MOTION to ClarifyCourt Order of 9-2-15 - Confirming Final (Dkt 751) Defendant Mary Grace's Motion in Opposition with complete filing of previously filed Exhibits by MARY A. GRACE (Attachments: #1 Follow Up Motion To Clarify (Dkt 770), #2 Exhibit 756 -# 1 Exhibit P2,, #3 Exhibit # 2 Exhibit P3, #4 Exhibit # 3 Exhibit P4,, #5 Exhibit # 4 Exhibit P5,, #6 Exhibit # 5 Exhibit P6,, #7 Exhibit # 6 Exhibit P7,, #8 Exhibit # 7 Exhibit P8,, #9 Exhibit # 8 Exhibit P10,, #10 Exhibit # 9 Exhibit P12,, #11 Exhibit # 10 Exhibit P16,, #12 Exhibit # 11 Exhibit P17,, #13 Exhibit # 12 Exhibit P19,, #14 Exhibit # 13 Exhibit P20,, #15 Exhibit # 14 Exhibit P21,, #16 Exhibit # 15 Exhibit P22,, #17 Exhibit # 16 Exhibit P23,, #18 Exhibit # 17 Exhibit 24,, #19 Exhibit # 18 Exhibit,, #20 Exhibit # 19 Exhibit P29,, #21 Exhibit # 20 Exhibit P31,, #22 Exhibit # 21 P33,, #23 Exhibit # 22 Exhibit P39,, #24 Exhibit # 23 Exhibit P39,, #25 Exhibit # 24 Exhibit P41,, #26 Exhibit # 25 Exhibit P43,, #27 Exhibit # 26 Exhibit P44,, #28 Exhibit # 27 Exhibit P45,, #29 Exhibit # 28 Exhibit P46, #30 Exhibit # 29 Exhibit P50, #31 Exhibit # 30 Exhibit 54,, #32 Exhibit # 31 Exhibit P55))(GRACE, MARY)
September 3, 2015	Filing 774 Final MOTION to ClarifyCourt Order of 9-2-15 - Confirming Final (Dkt 751) Defendant Mary Grace's Motion in Opposition with complete filing of previously filed Exhibits by MARY A. GRACE (Attachments: #1 Follow Up Motion To Clarify (Dkt 770), #2 Exhibit # 1 Exhibit ATTACHMENT INDEX & EXHIBITS, #3 Exhibit # 2 Exhibit ATTACHMENT 3A. P14.,, #4 Exhibit # 3 Exhibit ATTACHMENT 3A. P13,, #5 Exhibit # 4 Exhibit ATTACHMENT 3A. P15, #6 Exhibit # 5 Exhibit ATTACHMENT 3A. P18,, #7 Exhibit # 6 Exhibit ATTACHMENT 3A. P25, #8 Exhibit # 7 Exhibit ATTACHMENT 3A. P27,, #9 Exhibit # 8 Exhibit ATTACHMENT 3A. P28,, #10 Exhibit # 9 Exhibit ATTACHMENT 3A. P32,, #11 Exhibit # 10 Exhibit ATTACHMENT 3A. P36,, #12 Exhibit # 11 Exhibit ATTACHMENT 3A. P37,, #13 Exhibit # 12 Exhibit ATTACHMENT 3A. P38,, #14 Exhibit # 13 Exhibit ATTACHMENT 3A. P42,, #15 Exhibit # 14 Exhibit ATTACHMENT 3A. P56))(GRACE, MARY)
September 2, 2015	Filing 773 Final MOTION to ClarifyCourt Order of 9-2-15 - Confirming Final (Dkt 751) Defendant Mary Grace's Motion in Opposition with complete filing of previously filed Exhibits by MARY A. GRACE (Attachments: #1 Follow Up Motion To Clarify (Dkt 770), #2 Exhibit Exhibit 6, #3 Exhibit Exhibit 7, #4 Exhibit Exhibit 8, #5 Exhibit Exhibit 9, #6 Exhibit Exhibit 10, #7 Exhibit Exhibit 11, #8 Exhibit Exhibit 12, #9 Exhibit Exhibit 13, #10 Exhibit Exhibit 14, #11 Exhibit Exhibit 15, #12 Exhibit Exhibit 16, #13 Exhibit Exhibit 18, #14 Exhibit Exhibit 19, #15 Exhibit Exhibit 20, #16 Exhibit Exhibit 21, #17 Exhibit Exhibit 22, #18 Exhibit Exhibit 23, #19 Exhibit Exhibit 24, #20 Exhibit Exhibit 25, #21 Exhibit Exhibit 26, #22 Exhibit Exhibit 27, #23 Exhibit Exhibit 28, #24 Errata Exhibit 31, #25 Exhibit Exhibit 32, #26 Exhibit Exhibit 33, #27 Exhibit Exhibit 17)(GRACE, MARY)
September 2, 2015	Filing 772 Final MOTION to ClarifyCourt Order of 9-2-15 - Confirming Final (Dkt 751) Defendant Mary Grace's Motion in Opposition with complete filing of previously filed Declaration and Exhibits - by MARY A. GRACE (Attachments: #1 ^Defendant Mary Grace's Final Motion in Opposition (Dkt 751) to Plaintiff's Motion for Final Judgment (Dkt. 725), #2 Declaration 1 Declaration Declaration of Mary Grace as to Authenticity of Document,, #3 Appendix 752- 2 Exhibit ATTACHMENT A-1. Defendants Analysis of Accounting Analysis of Jeffrey Anderson,, #4 Appendix 752- 3. Exhibit 2. ATTACHMENT A-2. Defendant's Analysis of Jeffrey Anderson's Charts,, #5 Appendix 752-4 Exhibit 3. ATTACHMENT A-3 -Anderson ATTACHMENT C, #, #6 Appendix 752-5 Exhibit 5. ATTACHMNT A-5. Jeffrey Anderson- Appendix A.pdf, #7 Exhibit 752-6 Exhibit 6. ATTACHMENT 2 -Exhibit 2 - SEC-v-Wyly-disgorgement-opinion.pdf)(GRACE, MARY)
September 2, 2015	MINUTE ORDER: The Court ORDERS that Defendants' #768 , #769 Motions are GRANTED inasmuch as they request the Court to treat the pleadings attached to such Motions as their final Oppositions to Plaintiff's #725 Motion for Entry of Final Judgment. Signed by Judge James E. Boasberg on 9/2/15. (lcjeb1)
September 1, 2015	Filing 771 MOTION in Limine Regarding Trial Against Defendant Rowen by U.S. SECURITIES AND EXCHANGE COMMISSION (Cohen, Matthew)
September 1, 2015	Filing 770 NOTICE of Appearance by Matthew P. Cohen on behalf of U.S. SECURITIES AND EXCHANGE COMMISSION (Cohen, Matthew)
September 1, 2015	NOTICE OF CORRECTED DOCKET ENTRY: re #765 Final MOTION to ClarifyReplaces Dkt. 762 - Correction in Title - Defendant Mary Grace's Motion in Opposition to Plaintiff's Motion for Final Judgment (Dkt. 751), #762 Final MOTION to ClarifyCorrection in Title on - Final Defendant Mary Grace's Motion in Opposition to Plaintiff's Motion for Final Judgment, #766 Final MOTION to ClarifyReplaces 765 -wrong attachment - Correction to title of Final 'Defendant Mary Grace's Motion in Opposition to Plaintiff's Motion for Final Judgment, #764 Final MOTION to ClarifyReplaces Dkt. 763- Correction in Title - Pro Se Defendant Tamio Saito's Motion in Opposition to Plaintiff's Motion for Final Judgment (Dkt.l 750), #763 Final MOTION to ClarifyCorrection in Title on - Final Pro Se Defendant Tamio Saito's Motion in Opposition to Plaintiff's Motion for Final Judgment was entered in error at the request of Defendant and was refiled as #768 & #769 . (zrdj)
August 31, 2015	Filing 769 Final MOTION to ClarifySecond Motion to Clairify to replace Dkt 762, 765 and 766 filed by mistake with eratta highlights, this if the Final "Defendant Mary Grace's Motion in Opposition to Plaintiff's Motion for Final Judgment by MARY A. GRACE (Attachments: #1 Errata ^Defendant Mary Grace's Motion In Opposition to Plaintiff's Motion for Final Judgment)(GRACE, MARY)
August 31, 2015	Filing 768 Final MOTION to ClarifySecond Motion to Clairfy - to replace Dkit 763 & 764 earlier Filing with highlight by mistake - Corrected title to Pro Se Defendant Tamio Saito's Motion in Opposition to Plaintiff's Motion for final Judgment by TAMIO SAITO (Attachments: #1 Errata ^Pro Se Defendant Tamio Saito's Motion in Opposition to Plaintiff's Motion for Final Judgmen)(GRACE, MARY)
August 31, 2015	Filing 767 REPLY to opposition to motion re #725 MOTION for Entry of Final Judgment Against defendants Mary Grace, Tamio Saito, e-Smart Technologies, Inc., IVI Smart Technologies, Inc., and Intermarket Ventures, Inc. filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Maher, Daniel)
August 31, 2015	Filing 766 ENTERED IN ERROR.....Final MOTION to ClarifyReplaces 765 -wrong attachment - Correction to title of Final 'Defendant Mary Grace's Motion in Opposition to Plaintiff's Motion for Final Judgment by MARY A. GRACE (Attachments: #1 Errata Final ^Defendant Mary Grace's Motion Opposition to Plaintiff's Motion for Final Judgment (Dkt 751))(GRACE, MARY) Modified on 9/1/2015 (zrdj).
August 31, 2015	Filing 765 ENTERED IN ERROR.....Final MOTION to ClarifyReplaces Dkt. 762 - Correction in Title - Defendant Mary Grace's Motion in Opposition to Plaintiff's Motion for Final Judgment (Dkt. 751) by MARY A. GRACE (Attachments: #1 Errata ^Pro Se Defendant Mary Grace's Motion in Opposition to Plaintiff's Motion for Final Judgment (Dkt 751))(GRACE, MARY) Modified on 9/1/2015 (zrdj).
August 31, 2015	Filing 764 ENTERED IN ERROR.....Final MOTION to ClarifyReplaces Dkt. 763- Correction in Title - Pro Se Defendant Tamio Saito's Motion in Opposition to Plaintiff's Motion for Final Judgment (Dkt.l 750) by TAMIO SAITO (Attachments: #1 Errata ^Pro Se Defendant Tamio Saito's Motion in Opposition to Plaintiff's Motion for Final Judgment (Dkt 750))(GRACE, MARY)Modified on 9/1/2015 (zrdj).
August 31, 2015	Filing 763 ENTERED IN ERROR.....Final MOTION to ClarifyCorrection in Title on - Final Pro Se Defendant Tamio Saito's Motion in Opposition to Plaintiff's Motion for Final Judgment by TAMIO SAITO (Attachments: #1 Errata Defendant Mary Grace's Motion Opposition to Plaintiff's Motion for Final Judgment)(GRACE, MARY) Modified on 9/1/2015 (zrdj).
August 31, 2015	Filing 762 ENTERED IN ERROR.....Final MOTION to ClarifyCorrection in Title on - Final Defendant Mary Grace's Motion in Opposition to Plaintiff's Motion for Final Judgment by MARY A. GRACE (Attachments: #1 Errata Defendant Mary Grace's Motion Opposition to Plaintiff's Motion for Final Judgment)(GRACE, MARY) Modified on 9/1/2015 (zrdj).
August 27, 2015	Filing 761 ERRATA Defendant Mary Grace's Opposition to Plaintiff's Motion for Final Judgment - Eratta Exhibts by MARY A. GRACE #751 Memorandum in Opposition, filed by MARY A. GRACE. (Attachments: #1 Exhibit 11. ATTACHMENT 7-1. Consent Henry Mollett, #2 Exhibit 11. ATTACHMENT 7-2. Consent William McVe, #3 Exhibit 11. ATTACHMENT 7-3b. Consent William Sandler Form3.pdf, #4 Exhibit 11. ATTACHMENT 7-4.Consent RobertAronowitz mail.com, #5 Exhibit 11. ATTACHMENT 7-5 Consent Jim Desmond, #6 Exhibit 11. ATTACHMENT 7-6.Consnts Howard Wills., #7 Exhibit 11. ATTACHMENT 7-7a. Consent_TSaito - MSoliven, #8 Exhibit 11. ATTACHMNT 7-7c.Consent_IVI_TSaito MSoliven, #9 Exhibit 11.ATTACHMENT 7-7b. -Consent_IntMktVntrs_ TSaito)(GRACE, MARY)
August 27, 2015	Filing 760 ERRATA ^Pro Se Defendant Tamio Saito's Opposition to Plaintiff's Motion for Final Judgment by TAMIO SAITO #750 Memorandum in Opposition, filed by TAMIO SAITO. (Attachments: #1 Errata 2.Dkt 750 - Eratta Hilite added ^Pro Se Defendant Tamio Saito's Opposition to Plaintiff's Motion for Final Judgment, #2 Errata 1. Final Dkt 750 -. Eratta added ^Pro Se Defendant Tamio Saito's Opposition to Plaintiff's Motion for Final Judgment)(GRACE, MARY)
August 26, 2015	Filing 759 ERRATA Defendant Mary Grace's Opposition to Plaintiff's Motion for Final Judgment by MARY A. GRACE #751 Memorandum in Opposition, filed by MARY A. GRACE. (Attachments: #1 Errata 1. Final with Errata ^Notice of Eratta of Defendant Mary Grace's Opposition to Plaintiff's Motion for Final Judgment, #2 Errata 2. Final With Eratta Hi-lited ^Defendant Mary Grace's Opposition to Plaintiff's Motion for Final Judgment, #3 Errata 3. Eratta Highlighted INDEX - ATTACHMENT INDEX & EXHIBTS, #4 Errata 4.Final with Eratta INDEX - ATTACHMENT INDEX & EXHIBTS, #5 Exhibit 9. ATTACHMENT 5-F, #6 Exhibit 12. ATTACHMENT 8-1a. BACKDATED DEC.2006 INTERNAL CONTROL RECOMMENDATION PAPER, #7 Exhibit 12. ATTACHMENT 8-1b Admission Memo was Backdated, #8 Exhibit 12. ATTACHMENT 8-2. Deposition of A. Russo 8-27-2013, #9 Exhibit 12. ATTACHMENT 8-3. Affirmation of Counsel Fritz's Valuation of 2007 Opinion Loan Shares)(GRACE, MARY)
August 25, 2015	Filing 758 LARGE ADDITIONAL ATTACHMENT(S) Defendant Mary Grace's Opposition to Plaintiff's Motion for Final Judgment by MARY A. GRACE #754 Large Additional Attachment(s),,, filed by MARY A. GRACE, #752 Large Additional Attachment(s),, filed by MARY A. GRACE, #755 Large Additional Attachment(s),,,, filed by MARY A. GRACE, #756 Large Additional Attachment(s),,, filed by MARY A. GRACE, #757 Large Additional Attachment(s),,, filed by MARY A. GRACE, #751 Memorandum in Opposition, filed by MARY A. GRACE. (Attachments: #1 Exhibit Website Index of News, Press Releases, #2 Exhibit ATTACHMENT 4A, #3 Exhibit ATTACHMENT 4B, #4 Exhibit ATTACHMENT 5B, #5 Exhibit ATTACHMENT 5C, #6 Exhibit ATTACHMENT 6)(GRACE, MARY)
August 25, 2015	Filing 757 LARGE ADDITIONAL ATTACHMENT(S) Defendant Mary Grace's Opposition to Plaintiff's Motion for Final Judgment by MARY A. GRACE #754 Large Additional Attachment(s),,, filed by MARY A. GRACE, #752 Large Additional Attachment(s),, filed by MARY A. GRACE, #755 Large Additional Attachment(s),,,, filed by MARY A. GRACE, #756 Large Additional Attachment(s),,, filed by MARY A. GRACE, #751 Memorandum in Opposition, filed by MARY A. GRACE. (Attachments: #1 Exhibit Exhibit 59, #2 Exhibit Exhibit 60, #3 Exhibit Exhibit 61, #4 Exhibit Exhibit 62, #5 Exhibit Exhibit 63, #6 Exhibit Exhibit 64, #7 Exhibit Exhibit 65, #8 Exhibit Exhibit 66, #9 Exhibit Exhibit 67, #10 Exhibit Exhibit 68, #11 Exhibit Exhibit 69, #12 Exhibit Exhibit 70)(GRACE, MARY)
August 25, 2015	Filing 756 LARGE ADDITIONAL ATTACHMENT(S) Defendant Mary Grace's Opposition to Plaintiff's Motion for Final Judgment by MARY A. GRACE #754 Large Additional Attachment(s),,, filed by MARY A. GRACE, #752 Large Additional Attachment(s),, filed by MARY A. GRACE, #755 Large Additional Attachment(s),,,, filed by MARY A. GRACE. (Attachments: #1 Exhibit P2, #2 Exhibit P3, #3 Exhibit P4, #4 Exhibit P5, #5 Exhibit P6, #6 Exhibit P7, #7 Exhibit P8, #8 Exhibit P10, #9 Exhibit P12, #10 Exhibit P16, #11 Exhibit P72, #12 Exhibit P19, #13 Exhibit P20, #14 Exhibit P21, #15 Exhibit P22, #16 Exhibit P23, #17 Exhibit 24, #18 Exhibit, #19 Exhibit P29, #20 Exhibit P31, #21 P33, #22 Exhibit P39, #23 Exhibit P39, #24 Exhibit P41, #25 Exhibit P43, #26 Exhibit P44, #27 Exhibit P45, #28 Exhibit P46, #29 Exhibit P50, #30 Exhibit 54, #31 Exhibit P55)(GRACE, MARY)
August 25, 2015	Filing 755 LARGE ADDITIONAL ATTACHMENT(S) Defendant Mary Grace's Opposition to Plaintiff's Motion for Final Judgment by MARY A. GRACE #754 Large Additional Attachment(s),,, filed by MARY A. GRACE, #752 Large Additional Attachment(s),, filed by MARY A. GRACE, #751 Memorandum in Opposition, filed by MARY A. GRACE. (Attachments: #1 Exhibit EXHIBIT 6, #2 Exhibit EXHIBIT 7, #3 Exhibit EXHIBIT 8, #4 Exhibit EXHIBIT 9, #5 Exhibit EXHIBIT 10, #6 Exhibit EXHIBIT 11, #7 Exhibit EXHIBIT 12, #8 Exhibit EXHIBIT 13, #9 Exhibit EXHIBIT 14, #10 Exhibit EXHIBIT 15, #11 Exhibit EXHIBIT 16, #12 Exhibit EXHIBIT 17, #13 Exhibit EXHIBIT 18, #14 Exhibit EXHIBIT 19, #15 Exhibit EXHIBIT 20, #16 Exhibit EXHIBIT 21, #17 Exhibit EXHIBIT 22, #18 Exhibit EXHIBIT 23, #19 Exhibit EXHIBIT 24, #20 Exhibit EXHIBIT 25, #21 Exhibit 26, #22 Exhibit EXHIBIT 27, #23 Exhibit 28, #24 Exhibit EXHIBIT 31, #25 Exhibit EXHIBIT 32, #26 Exhibit EXHIBIT 33)(GRACE, MARY)
August 25, 2015	Filing 754 LARGE ADDITIONAL ATTACHMENT(S) Defendant Mary Grace's Opposition to Plaintiff's Motion for Final Judgment by MARY A. GRACE #752 Large Additional Attachment(s),, filed by MARY A. GRACE, #751 Memorandum in Opposition, filed by MARY A. GRACE. (Attachments: #1 Exhibit ATTACHMENT INDEX & EXHIBITS, #2 Exhibit ATTACHMENT 3A. P14., #3 Exhibit ATTACHMENT 3A. P13, #4 Exhibit ATTACHMENT 3A. P15, #5 Exhibit ATTACHMENT 3A. P18, #6 Exhibit ATTACHMENT 3A. P25, #7 Exhibit ATTACHMENT 3A. P27, #8 Exhibit ATTACHMENT 3A. P28, #9 Exhibit ATTACHMENT 3A. P32, #10 Exhibit ATTACHMENT 3A. P36, #11 Exhibit ATTACHMENT 3A. P37, #12 Exhibit ATTACHMENT 3A. P38, #13 Exhibit ATTACHMENT 3A. P42, #14 Exhibit ATTACHMENT 3A. P56)(GRACE, MARY)
August 25, 2015	Filing 753 LARGE ADDITIONAL ATTACHMENT(S) ^Pro Se Defendant Tamio Saito's Opposition to Plaintiff's Motion for Final Judgment by TAMIO SAITO #750 Memorandum in Opposition, filed by TAMIO SAITO. (Attachments: #1 Declaration Declaration of Tamio Saito as to Authenticity of Documents, #2 Exhibit 1. ATTACHMENT A-1. Defendants Analysis of Accounting Analysis o, #3 Exhibit 2. ATTACHMENT A-2. Defendant's Analysis of Jeffrey Anderson's Charts, #4 Exhibit 3. ATTACHMENT A-3 -Anderson ATTACHMENT C, #5 Exhibit 5. ATTACHMNT A-5. Jeffrey Anderson- Appendix A, #6 Exhibit 6. ATTACHMENT 2 -Exhibit 2 - SEC-v-Wyly-disgorgement-opinion)(GRACE, MARY)
August 25, 2015	Filing 752 LARGE ADDITIONAL ATTACHMENT(S) Defendant Mary Grace's Opposition to Plaintiff's Motion for Final Judgment by MARY A. GRACE #751 Memorandum in Opposition, filed by MARY A. GRACE. (Attachments: #1 Declaration Declaration of Mary Grace as to Authenticity of Document, #2 Exhibit ATTACHMENT A-1. Defendants Analysis of Accounting Analysis of Jeffrey Anderson, #3 Exhibit 2. ATTACHMENT A-2. Defendant's Analysis of Jeffrey Anderson's Charts, #4 Exhibit 3. ATTACHMENT A-3 -Anderson ATTACHMENT C, #5 Exhibit 5. ATTACHMNT A-5. Jeffrey Anderson- Appendix A.pdf, #6 Exhibit 6. ATTACHMENT 2 -Exhibit 2 - SEC-v-Wyly-disgorgement-opinion.pdf)(GRACE, MARY)
August 24, 2015	Filing 751 Memorandum in opposition to re #725 MOTION for Entry of Final Judgment Against defendants Mary Grace, Tamio Saito, e-Smart Technologies, Inc., IVI Smart Technologies, Inc., and Intermarket Ventures, Inc. Defendant Mary Grace's Opposition to Plaintiff's Motion for Final Judgment filed by MARY A. GRACE. (GRACE, MARY)
August 24, 2015	Filing 750 Memorandum in opposition to re #725 MOTION for Entry of Final Judgment Against defendants Mary Grace, Tamio Saito, e-Smart Technologies, Inc., IVI Smart Technologies, Inc., and Intermarket Ventures, Inc. ^Pro Se Defendant Tamio Saito's Opposition to Plaintiff's Motion for Final Judgment filed by TAMIO SAITO. (GRACE, MARY)
August 21, 2015	MINUTE ORDER granting Plaintiff's unopposed #749 Motion to Amend the Briefing Schedule. The Court ORDERS that Plaintiff shall file its reply on or before August 31, 2015. Signed by Judge James E. Boasberg on 8/21/15. (lcjeb1)
August 21, 2015	Set/Reset Deadline: Plaintiff shall file its reply on or before 8/31/2015. (ad)
August 20, 2015	Filing 749 Unopposed MOTION to Amend/Correct briefing schedule on the SEC's Motion For Final Judgment by U.S. SECURITIES AND EXCHANGE COMMISSION (Maher, Daniel)
August 17, 2015	Filing 748 NOTICE of Final Correct Filings & Edited to Required Page Limits Pursuant ot Minute Order of Aug. 10, 2015 by MARY A. GRACE re #747 Joint MOTION to ClarifyFinal Filings Edited to Correct & Required Page Limits, #739 Memorandum,, #735 Memorandum, Order, #737 Memorandum,, #746 Joint MOTION to ClarifyFinal Filings Edited to Correct & Required Page Limits, #738 Memorandum,, #736 Memorandum, #734 Response to motion, (Attachments: #1 1. Final Defendants Consolidated Motion in Opposition and Response to Plaintiff's Motion for Final Judgment.pdf, #2 Memorandum in Support 2A. Final Edited to Correct Page Limit Amended Memorandum of Defendants in Support of Defendant's Consolidated Motion in Opposition and Response to Plaintiff's Final Motion for Judgment.pdf, #3 Memorandum in Support 2B Final Edited to Required Page Limits Tamio Saito's Memorandum in Support of Defendant's Consolidated Motion in Opposition and Response to Plaintiff's Motion for Final Judgment.pdf, #4 Appendix 2A. Final Edited to Correct Page Limit Amended Memorandum of Defendants in Support of Defendant's Consolidated Motion in Opposition and Response to Plaintiff's Final Motion for Judgment.pdf, #5 Appendix 3B. Appendix A-2 Table of Contents with Docket Numbers.pdf)(GRACE, MARY)
August 17, 2015	Filing 747 Joint MOTION to ClarifyFinal Filings Edited to Correct & Required Page Limits by TAMIO SAITO (Attachments: #1 Supplement 1. Final Defendants Consolidated Motion in Opposition and Response to Plaintiff's Motion for Final Judgment, #2 Memorandum in Support 2A. Final Edited to Correct Page Limit Amended Memorandum of Defendants in Support of Defendant's Consolidated Motion in Opposition and Response to Plaintiff's Final Motion for Judgment, #3 Memorandum in Support 2B Final Edited to Required Page Limits Tamio Saito's Memorandum in Support of Defendant's Consolidated Motion in Opposition and Response to Plaintiff's Motion for Final Judgment.pdf, #4 Appendix 3A. Appendix A-1. Corrected Defendants Summary & Dispute of Alleged Ill-Gotten Gains Received by Defendants -As Alleged in the Declaration and Accounting Analysis of Jeffrey Anderson, #5 Appendix 3B. Appendix A-2 Table of Contents with Docket Numbers)(GRACE, MARY)
August 17, 2015	Filing 746 Joint MOTION to ClarifyFinal Filings Edited to Correct & Required Page Limits by MARY A. GRACE (Attachments: #1 Supplement 1. Final Defendants Consolidated Motion in Opposition and Response to Plaintiff's Motion for Final Judgment, #2 Memorandum in Support 2A. Final Edited to Correct Page Limit Amended Memorandum of Defendants in Support of Defendant's Consolidated Motion in Opposition and Response to Plaintiff's Final Motion for Judgment, #3 Memorandum in Support 2B Final Edited to Required Page Limits Tamio Saito's Memorandum in Support of Defendant's Consolidated Motion in Opposition and Response to Plaintiff's Motion for Final Judgment.pdf, #4 Appendix Corrected Defendants Summary & Dispute of Alleged Ill-Gotten Gains Received by Defendants -As Alleged in the Declaration and Accounting Analysis of Jeffrey Anderson, #5 Appendix 3B. Appendix A-2 Table of Contents with Docket Numbers)(GRACE, MARY)
August 17, 2015	Set/Reset Deadline: By 8/24/2015, each Defendant shall file ONE opposition limited to 45 pages. (ad)
August 17, 2015	MINUTE ORDER: In response to the Court's Minute Order of August 10, 2015, which noted that Defendants had attempted to circumvent the Court's page limits by filing multiple opposition memoranda, Defendants have filed "Motions to Clarify," which purport to comply with page limits by including one 43-page "Motion in Opposition" and two 45-page "Memoranda" -- apparently, one for each Defendant. There is no pleading properly entitled a "motion in opposition"; instead, parties opposing a motion simply file an opposition memorandum. Defendants again seek to double their page limits by filing two documents. As a result, the Court ORDERS that their #746 & #747 "Motions to Clarify" are DENIED. By August 24, 2015, each Defendant shall file ONE opposition limited to 45 pages. Signed by Judge James E. Boasberg on 8/17/15. (lcjeb1)
August 12, 2015	Filing 745 TRANSCRIPT OF PROCEEDINGS before Judge James E. Boasberg held on 3-4-14; Page Numbers: 1-6. Date of Issuance:8-12-15. Court Reporter/Transcriber Lisa W GRIFFITH, Telephone number 2023543247, Court Reporter Email Address : Lisa_Griffith@dcd.uscourts.gov. < < < Redaction Request due 9/2/2015. Redacted Transcript Deadline set for 9/12/2015. Release of Transcript Restriction set for 11/10/2015.(Griffith, Lisa)
August 12, 2015	Filing 744 TRANSCRIPT OF PROCEEDINGS before Judge James E. Boasberg held on 12-17-13; Page Numbers: 1-33. Date of Issuance:8-12-15. Court Reporter/Transcriber Lisa W GRIFFITH, Telephone number 2023543247, Court Reporter Email Address : Lisa_Griffith@dcd.uscourts.gov. < < < Redaction Request due 9/2/2015. Redacted Transcript Deadline set for 9/12/2015. Release of Transcript Restriction set for 11/10/2015.(Griffith, Lisa)
August 12, 2015	Filing 743 TRANSCRIPT OF PROCEEDINGS before Judge James E. Boasberg held on 4-24-14; Page Numbers: 1-19. Date of Issuance:8-12-15. Court Reporter/Transcriber Lisa W GRIFFITH, Telephone number 2023543247, Court Reporter Email Address : Lisa_Griffith@dcd.uscourts.gov. < < < Redaction Request due 9/2/2015. Redacted Transcript Deadline set for 9/12/2015. Release of Transcript Restriction set for 11/10/2015.(Griffith, Lisa)
August 12, 2015	Filing 742 TRANSCRIPT OF PROCEEDINGS before Judge James E. Boasberg held on 2-18-14; Page Numbers: 1-22. Date of Issuance:8-12-15. Court Reporter/Transcriber Lisa W GRIFFITH, Telephone number 2023543247, Court Reporter Email Address : Lisa_Griffith@dcd.uscourts.gov. < < < Redaction Request due 9/2/2015. Redacted Transcript Deadline set for 9/12/2015. Release of Transcript Restriction set for 11/10/2015.(Griffith, Lisa)
August 12, 2015	Filing 741 TRANSCRIPT OF PROCEEDINGS before Judge James E. Boasberg held on 12-11-14; Page Numbers: 1-10. Date of Issuance:8-12-15. Court Reporter/Transcriber Lisa W GRIFFITH, Telephone number 2023543247, Court Reporter Email Address : Lisa_Griffith@dcd.uscourts.gov. < < < Redaction Request due 9/2/2015. Redacted Transcript Deadline set for 9/12/2015. Release of Transcript Restriction set for 11/10/2015.(Griffith, Lisa)
August 12, 2015	Filing 740 TRANSCRIPT OF PROCEEDINGS before Judge James E. Boasberg held on 7-9-15; Page Numbers: 1-9. Date of Issuance:8-12-15. Court Reporter/Transcriber Lisa W Griffith, Telephone number 202-354-3247, Court Reporter Email Address : Lisa_Griffith@dcd.uscourts.gov. < < < Redaction Request due 9/2/2015. Redacted Transcript Deadline set for 9/12/2015. Release of Transcript Restriction set for 11/10/2015.(Griffith, Lisa)
August 10, 2015	Filing 739 MEMORANDUM re #733 Response to motion, filed by MARY A. GRACE, #734 Response to motion, filed by MARY A. GRACE, #732 Response to motion, filed by MARY A. GRACE by MARY A. GRACE. (Attachments: #1 Memorandum in Support 2,Corrected Amended Memorandum of Defendants in Support of Defendant's Consolidated Motion in Opposition and Response to Plaintiff's Final Motion for Judgment, #2 Appendix Correctd Appendix A-1. Corrected Defendants Summary & Dispute of Alleged Ill-Gotten Gains Received by Defendants -As Alleged in the Declaration and Accounting Analysis of Jeffrey Anderson, #3 Exhibit Exhibit 3A. sec-v-wyly-disgorgement-opinion)(GRACE, MARY)
August 10, 2015	MINUTE ORDER: Given that Defendant Grace appears to have filed several different responses to the SEC's Motion for Entry of Final Judgment, see ECF Nos. 732-36, the Court ORDERS that by August 17, 2015, she shall file a Notice with the Court indicating which pleading she wishes the Court to consider. She is reminded, furthermore, that any response must comply with the 45-page limit required by the Local Rules. Signed by Judge James E. Boasberg on 8/10/15. (lcjeb1)
August 6, 2015	Filing 738 MEMORANDUM re #733 Response to motion, filed by MARY A. GRACE, #734 Response to motion, filed by MARY A. GRACE, #732 Response to motion, filed by MARY A. GRACE by MARY A. GRACE. (Attachments: #1 Exhibit 2. Appendix A-1. Defendants Summary & Dispute of Alleged Ill-Gotten Gains Received by Defendants -As Alleged in the Declaration and Accounting Analysis of Jeffrey Anderson, #2 Exhibit 3. Exhibit A-1-2. to Appendix A-1. From Jeffrey Anderson's Attachment A-2, #3 Exhibit 4. Exhibit A-1-3. to Appendix A-1 From ATTACHMENT C, #4 Exhibit 5. Exhibit A-1-4 To Appendix A-1. Jeffrey Anderson- Appendix A)(GRACE, MARY)
August 6, 2015	Filing 737 MEMORANDUM re #733 Response to motion, filed by MARY A. GRACE, #734 Response to motion, filed by MARY A. GRACE by MARY A. GRACE. (Attachments: #1 Appendix 2. Appendix A-1. Defendants Summary & Dispute of Alleged Ill-Gotten Gains Received by Defendants -As Alleged in the Declaration and Accounting Analysis of Jeffrey Anderson, #2 Appendix Exhibit A-1-2. to Appendix A-1. From Jeffrey Anderson's Attachment A-2, #3 Appendix 4. Exhibit A-1-3. to Appendix A-1 From ATTACHMENT C, #4 Appendix 5. Exhibit A-1-4 To Appendix A-1. Jeffrey Anderson- Appendix A)(GRACE, MARY)
August 5, 2015	Filing 736 MEMORANDUM re #734 Response to motion, filed by MARY A. GRACE by MARY A. GRACE. (Attachments: #1 Exhibit Exhibit Index, #2 Exhibit Exhibit 30 John D. Grace - USDW Archives., #3 Exhibit Exhibit 31 Maranda Fritz Letter recommendation of CEO Mary Grace's job performance, #4 Declaration Exhibit 32 Decl. Maranda Fritz re Plaintiff's Unreliable Witnesses who stole Defendant's Technology and proffered perjury and submitted perjured Declarations etc.)(GRACE, MARY)
August 4, 2015	Filing 735 MEMORANDUM re #734 Response to motion, filed by MARY A. GRACE by MARY A. GRACE. (GRACE, MARY)
August 3, 2015	Filing 734 RESPONSE re #725 MOTION for Entry of Final Judgment Against defendants Mary Grace, Tamio Saito, e-Smart Technologies, Inc., IVI Smart Technologies, Inc., and Intermarket Ventures, Inc. AMENDED DEFENDANT'S MOTION IN OPPOSITION AND RESPONSE TO PLAINTIFF'S MOTION FOR FINAL JUDGMENT filed by MARY A. GRACE. (Attachments: #1 Declaration Declaration of Authenticity of Mary Grace, #2 Declaration Declaration of Authenticity of Tamio Saito)(GRACE, MARY)
July 31, 2015	Filing 733 RESPONSE re #725 MOTION for Entry of Final Judgment Against defendants Mary Grace, Tamio Saito, e-Smart Technologies, Inc., IVI Smart Technologies, Inc., and Intermarket Ventures, Inc. Corrected Defendant's Consolidated Motion in Opposition and Response to Plaintiff's Motion for Final Judgment filed by MARY A. GRACE. (Attachments: #1 Declaration Declaration of Authenticity, #2 Declaration Declaration of Authenticity)(GRACE, MARY)
July 30, 2015	Filing 732 RESPONSE re #725 MOTION for Entry of Final Judgment Against defendants Mary Grace, Tamio Saito, e-Smart Technologies, Inc., IVI Smart Technologies, Inc., and Intermarket Ventures, Inc. Consolidated Motion of Defendants in Opposition and Response to Plaintiff's Motion for Final Judgment filed by MARY A. GRACE. (GRACE, MARY)
July 14, 2015	USCA Case Number 15-5195 for #729 Notice of Appeal to DC Circuit Court, filed by TAMIO SAITO. (md)
July 9, 2015	Filing 731 MANDATE of USCA (certified copy) as to #590 Notice of Appeal to DC Circuit Court, filed by MARY A. GRACE. ORDERED that the order to show cause be discharged. FURTHER ORDERED that the motion to dismiss be granted. USCA Case Number 14-5328. (rd)
July 9, 2015	Minute Entry for proceedings held before Judge James E. Boasberg: Status Conference held on 7/9/2015. Attorney Anthony V. Diosdi appeared by telephone for Defendant Robert J. Rowen. (A joint pretrial statement (not including jury instructions, voir dire, etc.) shall be filed by 10/02/2015; The SEC may file any motion in limine by 9/01/2015, with Defendant's opposition(s) due by 9/15/2015, and Plaintiff's Reply(ies) by 9/22/2015). A Pretrial Conference is set for 10/9/2015, at 11:00 AM, in Courtroom 19, before Judge James E. Boasberg. A Bench Trial is set for 11/2/2015, at 9:30 AM, in Courtroom 19, before Judge James E. Boasberg. (Court Reporter Lisa Griffith) (ad)
July 9, 2015	MINUTE ORDER: As discussed at today's status conference, the Court ORDERS that: 1) A bench trial (by request of both parties) shall take place from November 2-6, 2015; 2) The parties shall appear for a pretrial conference on October 9, 2015, at 11: 00 a.m.; 3) A joint pretrial statement (not including jury instructions, voir dire, etc.) shall be filed by October 2, 2015; 4) The SEC may file any motion in limine by September 1, 2015, with Defendant's opposition(s) due by September 15, 2015, and Plaintiff's Reply(ies) by September 22, 2015; and 5) The parties agree that the securities at issue were not registered and that such issue thus need not be decided by the Court. Signed by Judge James E. Boasberg on 7/9/15. (lcjeb1)
July 8, 2015	Filing 730 Transmission of the Notice of Appeal, Order Appealed, and Docket Sheet to US Court of Appeals. The Court of Appeals fee was paid this date 7/6/15 re #729 Notice of Appeal to DC Circuit Court,. (td)
July 6, 2015	Filing 729 NOTICE OF APPEAL TO DC CIRCUIT COURT as to #653 Order on Motion for Summary Judgment,,, #654 Memorandum & Opinion, #724 Order on Motion for Reconsideration by TAMIO SAITO. Filing fee $ 505, receipt number 0090-4164548. Fee Status: Fee Paid. Parties have been notified. (GRACE, MARY)
June 30, 2015	Filing 728 MOTION for Leave to Appear Telephonically by ROBERT J. ROWEN (Diosdi, Anthony)
June 30, 2015	MINUTE ORDER granting #728 Motion for Leave to Appear Telephonically. Signed by Judge James E. Boasberg on 6/30/15. (lcjeb2)
June 29, 2015	MINUTE ORDER: The Court ORDERS that the SEC and Defendant Rowen shall appear for a status hearing on July 9, 2015, at 11:00 a.m. Signed by Judge James E. Boasberg on 6/29/15. (lcjeb2)
June 29, 2015	Set/Reset Hearing: A Status Conference is set for 7/9/2015, at 11:00 AM, in Courtroom 19, before Judge James E. Boasberg. (ad)
June 25, 2015	Filing 727 STATUS REPORT JOINT STATUS REPORT RE SETTLEMENT DISCUSSIONS by U.S. SECURITIES AND EXCHANGE COMMISSION. (Guido, Kenneth)
June 17, 2015	Minute Entry for proceedings held before Magistrate Judge G. Michael Harvey: Settlement Conference held on 6/17/2015. (lcgmh1, )
June 17, 2015	MINUTE ORDER: The Court ORDERS that Plaintiff's #726 Motion to Dismiss is GRANTED, and its claim pursuant to Exchange Act Rule 13a-14 is DISMISSED WITHOUT PREJUDICE against Defendant Grace. Signed by Judge James E. Boasberg on 6/17/15. (lcjeb1)
June 16, 2015	Filing 726 MOTION to Dismiss Pursuant to Rule 41(a)(2) by U.S. SECURITIES AND EXCHANGE COMMISSION (Maher, Daniel)
June 12, 2015	Set/Reset Hearings: Settlement Conference set for 6/17/2015 at 03:30 PM in Chambers before Magistrate Judge G. Michael Harvey. Defendant and counsel to appear by Video Conference. (lcgmh1, )
June 10, 2015	Minute Entry for proceedings held before Magistrate Judge G. Michael Harvey: Settlement Conference held on 6/10/2015. (lcgmh1, )
June 5, 2015	Filing 725 MOTION for Entry of Final Judgment Against defendants Mary Grace, Tamio Saito, e-Smart Technologies, Inc., IVI Smart Technologies, Inc., and Intermarket Ventures, Inc. by U.S. SECURITIES AND EXCHANGE COMMISSION (Attachments: #1 Memorandum in Support, #2 Exhibit Attachments A-F to memo, #3 Declaration Anderson Declaration and Exhibits, #4 Text of Proposed Order)(Maher, Daniel)
June 3, 2015	Filing 724 ORDER denying #663 Motion for Reconsideration. Signed by Judge James E. Boasberg on 6/3/15. (lcjeb2)
May 29, 2015	Filing 722 ERRATA to Reply with Exhibit and Dkt. no's inadvertently omitted added by TAMIO SAITO #707 Reply to opposition to Motion,, filed by TAMIO SAITO. (Attachments: #1 Errata Notice of Eratta regarding Tamio Saito's Reply to SEC Opposition to Tamio Saito's Motion for Reconsideration, #2 Exhibit REPLY EXHIBIT INDEX (corrected), #3 Errata Tamio Saito Reply-May 15, 2015 Corrected May 17, 2015 Eratta Highlighted, #4 Errata Attachment E-2. Soliven depo Video demonstrations of the wireless on multiple e-smart cards from relevant period working Eratta Highlighted, #5 Exhibit Attachment E-2. Soliven depo Video demonstrations of the wireless on multiple e-smart cards from relevant period working Eratta Clean Copy, #6 Errata Attachment E-3 with Eratta Highlighted, #7 Exhibit Attachment E-3 with Eratta Clean Copy.)(GRACE, MARY)
May 27, 2015	Filing 723 NOTICE of videos on flash drive by TAMIO SAITO re #707 Reply to opposition to Motion,, (jf)
May 24, 2015	Filing 721 ERRATA to Reply Exhibit Index with addition of Docket Numbers to Exhibits by TAMIO SAITO #707 Reply to opposition to Motion,, filed by TAMIO SAITO, #708 Reply to opposition to Motion,,,, filed by TAMIO SAITO. (Attachments: #1 Errata NOTICE OF ERRATA REGARDING PRO SE DEFENDANT TAMIO SAITO'S REPLY TO SEC'S OPPOSITION TO TAMIO SAITO MOTION FOR RECONSIDERATION, #2 Errata REPLY EXHIBIT INDEX (corrected with eratta) with highlights, #3 Errata REPLY EXHIBIT INDEX (corrected with eratta) - Clean copy.)(GRACE, MARY)
May 21, 2015	USCA Case Number 15-5143 for #699 Notice of Appeal to DC Circuit Court, filed by MARY A. GRACE. (md, )
May 19, 2015	Filing 720 ERRATA CORRECTIONS AND ADDITIONS OF OMISSIONS INADVERTENTLY OMITTED ON THE REPLY FILED MAY 15, 2015 by TAMIO SAITO #708 Reply to opposition to Motion,,,, filed by TAMIO SAITO, #707 Reply to opposition to Motion,, filed by TAMIO SAITO. (Attachments: #1 Errata NoticE OF ERRATA REGARDING PRO SE DEFENDANT'S TAMIO SAITO'S REPLY TO SEC OPPOSITION, #2 Exhibit INAL REPLY EXHIBIT INDEX (corrected), #3 Errata ATTACHMENT D UNRELIABLE WITNESSES - SUMMARY IN BRIEF W. Attachments, #4 Exhibit Exhibit D-3 Letter from counsel M.Fritz, #5 Errata Exhibit D-4 e-mail with Trade Secrets Declaration written by R.Barrett for T.Saito, #6 Exhibit Exhibit D-4a. e-SmartTrade Secrets Declaration written by Richard Barrett for T. Saito because he could not read or write English lieratel, #7 Exhibit Exhibit D-5 Barrett Comparison of e-Smart's Card with IDsmart counterfeited e-Smart Cards, #8 Exhibit haExhibit D-6 Richard Barretts Progress Reports with positive reports on e-Smart proving Richard Barrett's Misrepresentations, #9 Exhibit Exhibit D-7 Fritz Letter after resignation Richard Barrett - letter not accepting resignation, #10 Exhibit Exhibit D-7a. MFritz e-mail w. letter to Richard Barrett re resignation, #11 Exhibit Attachment D-8.. Sent to the Clerk of the Court on disc, #12 Exhibit Attachment D-9 Invoices from Richard Barrett sent to Clerk on disc, #13 Exhibit Attachment D10 Being sent to the Office of the Clerk of the Court, #14 Exhibit Attachment D11. Being sent to the Office of the Clerk of the Court, #15 Exhibit Attachment E-1. Being sent to the Office of the Clerk of the Court, #16 Exhibit ATTACHMENT F., #17 Errata Exhibit 8c. e-Smart Cards sent to R. Barrett Aug. 13, 2014, #18 Exhibit Exhibit 9a. e-mail from Wayne Drizin admitting giving e-Smart confidential information and e-Smart Trade secrets to Michaeel Gardiner)(GRACE, MARY)
May 18, 2015	Filing 719 LARGE ADDITIONAL ATTACHMENT(S) to Tamio Saito Reply-May 15, 2015 Corrected May 17, 2015 by TAMIO SAITO #707 Reply to opposition to Motion,, filed by TAMIO SAITO, #708 Reply to opposition to Motion,,,, filed by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 2k Infineon Sensors HiLited -NxGEN Server Production Data -e-smart Card copy Sheet1, #2 Exhibit Exhibit 2L NxGEN Server ProductionData -e-smart Card)(GRACE, MARY)
May 18, 2015	Filing 718 LARGE ADDITIONAL ATTACHMENT(S) to Tamio Saito Reply-May 15, 2015 Corrected May 17, 2015 by TAMIO SAITO #708 Reply to opposition to Motion,,,, filed by TAMIO SAITO, #707 Reply to opposition to Motion,, filed by TAMIO SAITO. (Attachments: #1 Exhibit REPLY EXHIBIT INDEX (Corrected, #2 Exhibit ATTACHMENT A - SENSOR Summary.pdf, #3 Exhibit ATTACHMENT B - BVS2 Summary, #4 Exhibit ATTACHMENT C - Commercial Availability & Viability Summary, #5 Exhibit ATTACHMENT D UNRELIABLE WITNESSES - SUMMARY IN BRIEF W.ATTACHMENT, #6 Exhibit Attachment D-1 March 1, 2013 Letter to Court re Unrleliable and their Fraud on the SEC and the Court Witnesses, #7 Exhibit Attachment D-2 Letter of May 11, 2009 re Unreliable Witnesses Credibility, #8 Exhibit ATTACHMENT E. RULE 60(b) 3. MISCONDUCT, MISREPRESENTATION AND FRAUD)(GRACE, MARY)
May 17, 2015	Filing 717 LARGE ADDITIONAL ATTACHMENT(S) to Tamio Saito Reply-May 15, 2015 Corrected May 17, 2015 by TAMIO SAITO #708 Reply to opposition to Motion,,,, filed by TAMIO SAITO, #707 Reply to opposition to Motion,, filed by TAMIO SAITO. (Attachments: #1 Exhibit 15 Involuntary Bankruptcy Transcript of April 29, 2009, #2 Exhibit 15a. Bankruptcy Summary, #3 Exhibit 15b.. Excerpts from Involuntary Bankruptcy Hearing -Pgs. 22-25, #4 Exhibit 15c Involuntary Bankruptcy Chart, #5 Exhibit 15d-1. e-Smart Techn - Involuntary Petition Order of Dismissal With Prejudice0001, #6 Exhibit 15d-2. IVI Dismissal Order With Prejudice., #7 Exhibit 15d-3 Intermarket Vent-1. - Involun. Petition Order of Dismissal With Prejudice)(GRACE, MARY)
May 17, 2015	Filing 716 LARGE ADDITIONAL ATTACHMENT(S) to Tamio Saito Reply-May 15, 2015 Corrected May 17, 2015 by TAMIO SAITO #707 Reply to opposition to Motion,, filed by TAMIO SAITO, #708 Reply to opposition to Motion,,,, filed by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 7c-2 Pt. 2 BVS2 system fore-Smart Mybi project p50-p112)(GRACE, MARY)
May 17, 2015	Filing 715 LARGE ADDITIONAL ATTACHMENT(S) to Tamio Saito Reply-May 15, 2015 Corrected May 17, 2015 by TAMIO SAITO #707 Reply to opposition to Motion,, filed by TAMIO SAITO, #708 Reply to opposition to Motion,,,, filed by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 2g. INFINEON Public Disclosed Product Description, #2 Exhibit Exhibit 2g. INFINEON Public Disclosed Product Description, #3 Exhibit Exhibit 7c-2 Pt. 1 -BVS2 for e-Smart Mybi system -1 to pg 49.)(GRACE, MARY)
May 17, 2015	Filing 714 LARGE ADDITIONAL ATTACHMENT(S) to Tamio Saito Reply-May 15, 2015 Corrected May 17, 2015 by TAMIO SAITO #708 Reply to opposition to Motion,,,, filed by TAMIO SAITO, #707 Reply to opposition to Motion,, filed by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 23-1.Secure Biometric Verification of Identity -Granted Patent US 8904187 Dec. 2- 2014, #2 Exhibit Exhibit 23-2.) BVS2 (Wireless Power Mybi RF & Wireless Power 1)Biometric Identity Verication System and Method-Granted patent US 8899487 Dec. 2- 2014, #3 Exhibit Exhibit 23-3) ALgorithm - Fingerprint Recognition for Low Computing Power Applications - Granted Patent US 8908934 Dec. 16 - 2014, #4 Exhibit Exhibit 23-4) Electronic Passport- Smart Card for Passport etc. - Granted Patent (41) US 8918900 Dec 29 -2014, #5 Exhibit Exhibit 23-5.) Anti Hacking)Cryptographically Processing Data Granted patent US8983061 March 17- 2015, #6 Exhibit)(GRACE, MARY)
May 17, 2015	Filing 713 LARGE ADDITIONAL ATTACHMENT(S) to Tamio Saito Reply-May 15, 2015 Corrected May 17, 2015 by TAMIO SAITO #708 Reply to opposition to Motion,,,, filed by TAMIO SAITO, #707 Reply to opposition to Motion,, filed by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 14 Chart Contact -Contact & Wireless e-Smart cards, #2 Exhibit Exhibit 16 EMV_and_NFC_WP_102212., #3 Exhibit xhibit 18 EXPERT REPORT OF EXPERTS TAMIO SAITO, TERUHIKO TAMORI, MARCELLO SOLIVEN & LEE KAWN HYUNG - JUNE 6, 2014, #4 Exhibit Exhibit 19 Sensor Costs & Testimony proving Misrepresentation re the same, #5 Exhibit Exhibit 19a Manufacturing Fw_ Strategic Alliance report, #6 Exhibit Exhibit 19a. Cost Samsung Order Sheet., #7 Exhibit Exhibit 20a Barrett - July 15, 2007-Immediate Sales- Short Term Sales Plan., #8 Exhibit Exhibit 20a-1.. Barrett e-Smart Korea Short Term (immediate) Sales Plan, #9 Exhibit Exhibit 20b. COO Aug 25 Bus Plan, e-Smart Business Plan, #10 Exhibit Exhibit 20c-1. Excerpts from Richard Barrett Aug & Sept 2007 Business Plan with picture of new Aug. 2007 Interflex substrate, #11 Exhibit Exhibit 20c. Sept. 25, 2007 - author Barrett -Final e-Smart Executive Summary & Korea Business Plan, #12 e-Smart's 2006 10KSB filed Oct. 24, 2007)(GRACE, MARY)
May 17, 2015	Filing 712 LARGE ADDITIONAL ATTACHMENT(S) to Tamio Saito Reply-May 15, 2015 Corrected May 17, 2015 by TAMIO SAITO #707 Reply to opposition to Motion,, filed by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 11a. IDTP Depo. Michal McCabe-8-1-14, #2 Exhibit Exhibit 11b. Deposition of IDTP Gerald Smith 07312014, #3 Exhibit Exhibit 11c. Deposiiton of IDTP Expert Smit's Assistant Thomas Grenier.pdf, #4 Exhibit Exhibit 12 Phillips Product Description ISO14443 (wireless) & MultiApplication JCOB, #5 Exhibit Exhibit 13.Declaration of Marcello Soliven re 3 different wireless technologies he developed for e-Smart cards in 2003- used on e-Smart cards. used 05-28-2014-, #6 Exhibit Exhibit 13a. Marcello's Demonstration of The Cards at His Deposition e-mail.pdf, #7 Exhibit Exhibit 13b SEC Deposition of Marcello Soliven Vol2_04302013, #8 Exhibit Exhibit 13b-1 Video of Deposition of Marcello Soliven 4-3-2013, #9 Exhibit Exhibit 11a-1. Video deposition of Michael McCabe 8-1-2014, #10 Exhibit Exhibit 11b-1. Video deposition of Gerald Smith 7-31-2014, #11 Exhibit Exhibit 11c-1. Video deposition of Thomas Greiner 7-31-2014, #12 Exhibit Exhibit 11a-2. Audio tape of Kenneth Guido re IDTP Expert Witness Michael Mccabe Testimony 8-1-2014)(GRACE, MARY)
May 17, 2015	Filing 711 LARGE ADDITIONAL ATTACHMENT(S) to Tamio Saito Reply-May 15, 2015 Corrected May 17, 2015 by TAMIO SAITO #708 Reply to opposition to Motion,,,, filed by TAMIO SAITO, #707 Reply to opposition to Motion,, filed by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 8A eSmart stolen cards from 2003-2005 produced by Barrett to SEC 6-6-13, #2 Exhibit Exhibit 9. Drizin Declaration - Confims first delivery of e-Smart Mybi cards to Korea 08.26.2005 pg.4 -no.10, #3 Exhibit Exhibit 10. Gardiner, Michael SEC Test. 12-16-08., #4 Exhibit Exhibit 10b-1. Declaration of Michael Gardiner- December 5, 2013, #5 Exhibit Exhibit 10b. Gardiner production of e-Smart's stolen 2003-2005 Cards on Dec 5, 2013, #6 Exhibit Exhibit 10c. ORDER TO RETURN E-SMART PROPeRTY pg. 2. no. 1-2.Joint Stipulation and Order - 10-23-2006., #7 Exhibit Exhibit 10d. Declaration of Michael Gardiner re being paid $190K pg. 7. no 22, #8 Exhibit Exhibit 10e Michael Gardiner Plea Change_of_Plea., #9 Exhibit Exhibit 10f. CEASE AND DESIST- to Gardiner Re_ URGENT- 6-12-2006, #10 Exhibit Exhibit 10h Interflex Scan & e-mail and claims)(GRACE, MARY)
May 17, 2015	Filing 710 LARGE ADDITIONAL ATTACHMENT(S) to Tamio Saito Reply-May 15, 2015 Corrected May 17, 2015 by TAMIO SAITO #708 Reply to opposition to Motion,,,, filed by TAMIO SAITO, #707 Reply to opposition to Motion,, filed by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 5a. Washington Times Insight Magazine July 21, 2003 by Kelly O'Meara, #2 Exhibit Exhibit 5 SEC Deposition of Kelly O'Meara 10-7-10, #3 Exhibit Exhibit 6 SEC Deposition of Douglas Borwick 1-10-08.pdf, #4 Exhibit Exhibit 7. Huffman Depo 9/24/13, #5 Errata Exhibit 7a. Excerpts from Thomas Huffman Deposition 9-24-13, #6 Exhibit Exhibit 7b. 2 working Flag Card like Soliven 37 card at bottom pg. 1 2003-2004 CARD - Huffman 007, #7 Exhibit Exhibit 7d. Huffman sends working Flag cards to Richard Barrett April 2007 011., #8 Exhibit Exhibit 7e. e-Mail to send BVS2 Servers to Korea Huffman 028, #9 Exhibit Exhibit 7f-2. BVS2 Servers and Network on Oct 23 2006, Feb 3 2007, May 1 2007 - in BioSensor Facility in Honolulu, Hawaii.pdf)(GRACE, MARY)
May 17, 2015	Filing 709 LARGE ADDITIONAL ATTACHMENT(S) to Tamio Saito Reply-May 15, 2015 Corrected May 17, 2015 by TAMIO SAITO #708 Reply to opposition to Motion,,,, filed by TAMIO SAITO, #707 Reply to opposition to Motion,, filed by TAMIO SAITO. (Attachments: #1 Exhibit FINAL INDEX OF EXHIBITS, #2 Exhibit Exhibit 2 NxGEN Server ProductionData -e-smart Card Sheet1, #3 Exhibit XHIBIT 2b ESP 004 ESMT CARDS in 2006 (Ch. 7 Def. Ex. Report, #4 Exhibit Exhibit 2b-1. ESP 004 Bill of Material - Infineon Sensor - Phillips CPU, #5 Exhibit Exhibit 2c. Infineon sensor Info on 2003 & 2004 e-Smart Cards, #6 Exhibit Exhibit 2d. ESM006-RevA-Sch 7-14-2003 Pg. 22 Motion.PDF, #7 Exhibit Exhibit 2e.. ESM011-RevA_Schematic 7-31-2003, #8 Exhibit Exhibit 2f. Infineon Sensor Order 2003., #9 Exhibit Exhibit 2h. Infineon- Order 2004 - last time buy, #10 Exhibit Exhibit 2i-Infineon Exhibit 2j Order 2005 BOM-2005 ESP008A, #11 Exhibit Exhibit 2j. FPC Sensor considered since 2003)(GRACE, MARY)
May 17, 2015	Filing 708 REPLY to opposition to motion re #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R CORRECTIONS AND ADDITIONS OF OMISSIONS INADVERTENTLY OMITTED ON THE REPLY FILED MAY 15, 2015 filed by TAMIO SAITO. (Attachments: #1 Statement of Facts Declaration of Authenticity - Tamio Saito, #2 Exhibit ESMT CARDS around 2006, #3 Exhibit Exhibit 1a. Washington Times -Insight Mag. July 2003 - PHYSICAL CARD EXISTED IN 2003, #4 Exhibit Exhibit 1b. Electronic Passport with Smart Card Patent.US 8,918,900 B2 filed April 26, 2004, #5 Exhibit Exhibit 1C. 2005 e-Smart Mybi Cards.pdf, #6 Exhibit Exhibit 1e. e-Smart Mybi Card - SEC Expert Report- Attachment H.pdf, #7 Exhibit Exhibit 1g Photos of 2003-2005 working cards, #8 Exhibit Exhibit 1h. e-Smart Mybi card connections of Fingerprint Sensor connected to Capacitor- Capacitor connected to Regulator- and Regulator connected to Antenna, #9 Exhibit Exhibit 1h. ESM006-RevA-Sch 7-14-2003 Pg. 22 Motion)(GRACE, MARY)
May 15, 2015	Filing 707 REPLY to opposition to motion re #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R, #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Reply to Opposition to Motion filed by TAMIO SAITO. (Attachments: #1 Declaration Declaration of Authenticity - Tamio Saito)(GRACE, MARY)
May 13, 2015	Filing 706 MANDATE of USCA (certified copy) as to #470 Notice of Interlocutory Appeal filed by MARY A. GRACE. ORDERED that the motion be denied and the appeal be dismissed. USCA Case Number 14-5219. (rd)
May 11, 2015	Filing 705 CASE DIRECTLY REFERRED to Magistrate Judge G. Michael Harvey for Mediation. (sth, )
May 11, 2015	Filing 704 ORDER referring the dispute between the SEC and Defendant Rowen only to Magistrate Judge Michael Harvey for mediation. Signed by Judge James E. Boasberg on 5/11/15. (lcjeb2)
May 11, 2015	MINUTE ORDER: As agreed at today's status hearing, the Court ORDERS that the dispute between the SEC and Defendant Rowen only shall be referred by separate Order to Magistrate Judge Michael Harvey for mediation, and those two parties shall submit a joint status report by June 26, 2015. Signed by Judge James E. Boasberg on 5/11/15. (lcjeb2)
May 11, 2015	Set/Reset Hearings: Settlement Conference set for 6/10/2015 at 03:30 PM in Chambers before Magistrate Judge G. Michael Harvey. (lcgmh1, )
May 11, 2015	Minute Entry for proceedings held before Judge James E. Boasberg: Status Conference held on 5/11/2015. Counsel for Defendant Rowen appeared via telephone. (The SEC and Defendant Rowen shall submit a joint status report by 6/26/2015; Mediation shall be completed by 6/26/2015). (Court Reporter Janice Dickman) (ad)
May 8, 2015	Filing 703 MOTION for Leave to Appear Telephonically by ROBERT J. ROWEN (Heischmidt, Christina)
May 8, 2015	Filing 702 Memorandum in opposition to re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Maher, Daniel)
May 8, 2015	MINUTE ORDER granting #703 Motion for Leave to Appear Telephonically. Signed by Judge James E. Boasberg on 5/8/15. (lcjeb2)
May 7, 2015	Filing 701 Supplemental Record on Appeal transmitted to US Court of Appeals re Notice of Corrected Docket Entry ; (td, )
May 7, 2015	Filing 700 Transmission of the Notice of Appeal, Order Appealed, and Docket Sheet to US Court of Appeals. The Court of Appeals fee was paid this date 5/7/15 re #699 Notice of Appeal to DC Circuit Court,. (td, )
May 7, 2015	Filing 699 NOTICE OF APPEAL TO DC CIRCUIT COURT as to #599 Order on Motion for Summary Judgment, #600 Memorandum & Opinion by MARY A. GRACE. Filing fee $ 505, receipt number 0090-4084244. Fee Status: Fee Paid. Parties have been notified. (Attachments: #1 Declaration, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit, #6 Exhibit, #7 Exhibit, #8 Exhibit, #9 Exhibit, #10 Exhibit, #11 Exhibit, #12 Exhibit, #13 Exhibit)(GRACE, MARY)
May 7, 2015	Filing 698 ORDER that Defendant's #697 Notice of Appeal does not divest this Court of jurisdiction. Signed by Judge James E. Boasberg on 5/7/15. (lcjeb2)
May 7, 2015	Filing 697 ENTERED IN ERROR. . . . .NOTICE OF APPEAL TO DC CIRCUIT COURT as to #599 Order on Motion for Summary Judgment, #600 Memorandum & Opinion by MARY A. GRACE. Fee Status: No Fee Paid. Parties have been notified. (Attachments: #1 Exhibit, #2 Exhibit, #3 Declaration, #4 Exhibit, #5 Exhibit, #6 Exhibit, #7 Exhibit, #8 Exhibit, #9 Exhibit, #10 Exhibit, #11 Exhibit, #12 Exhibit, #13 Exhibit)(GRACE, MARY) Modified on 5/7/2015 (td, ).
May 7, 2015	NOTICE OF CORRECTED DOCKET ENTRY: re #697 Notice of Appeal to DC Circuit Court, was entered in error and was refiled as docket entry #700 as file was having technical issues submitting payment. (td, )
May 6, 2015	Filing 696 ENTERED IN ERROR. . . . .NOTICE OF APPEAL TO DC CIRCUIT COURT as to #599 Order on Motion for Summary Judgment, by MARY A. GRACE. Fee Status: No Fee Paid. Parties have been notified. (Attachments: #1 Declaration Declaration of Authenticity - Tamio Saito, #2 Exhibit Attachment A Eratta pg.28, 29, 30, 31 & 42., #3 Exhibit Exhibit 1, #4 Errata Exhibit 2, #5 Exhibit Exhibit 3, #6 Exhibit Exhibit 4, #7 Exhibit 5)(GRACE, MARY) Modified on 5/7/2015 (td, ).
May 6, 2015	Filing 695 ENTERED IN ERROR. . . . .NOTICE OF APPEAL TO DC CIRCUIT COURT as to #600 Memorandum & Opinion by MARY A. GRACE. Fee Status: No Fee Paid. Parties have been notified. (GRACE, MARY) Modified on 5/7/2015 (td, ).
May 6, 2015	Filing 694 ENTERED IN ERROR. . . . .NOTICE OF APPEAL TO DC CIRCUIT COURT as to #600 Memorandum & Opinion by MARY A. GRACE. Fee Status: No Fee Paid. Parties have been notified. (GRACE, MARY) Modified on 5/7/2015 (td, ).
May 6, 2015	Filing 693 ENTERED IN ERROR. . . . .NOTICE OF APPEAL TO DC CIRCUIT COURT as to #599 Order on Motion for Summary Judgment, by MARY A. GRACE. Fee Status: No Fee Paid. Parties have been notified. (GRACE, MARY) Modified on 5/7/2015 (td, ).
May 5, 2015	Filing 692 ERRATA Refiled - Correct Copies of Tamio Saito Motion for Reconsideration with Eratta and Correct Copy of Memorandum in Support -Refiled by TAMIO SAITO #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO, #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO. (Attachments: #1 Errata NOTICE OF ERRATA REGARDING PRO SE DEFENDANT TAMIO SAITO'S MOTION FOR RECONSIDERATION MEMORANDUM IN SUPPORT, #2 Errata Corrected-Memorandum in Support.)(GRACE, MARY)
May 4, 2015	Filing 691 ERRATA NOTICE OF ERRATA REGARDING PRO SE DEFENDANT'S TAMIO SAITO'S MOTION FOR RECONSIDERATION by TAMIO SAITO #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO, #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO. (Attachments: #1 Errata NOTICE OF ERRATA REGARDING PRO SE DEFENDANT'S TAMIO SAITO'S MOTION FOR RECONSIDERATION, #2 Errata ATTACHMENT A Eratta pg.28, 29, 30, 31 & 42., #3 Errata Eratta added -Tamio Saito's Motion for Reconsideration, #4 Errata (CORRECTED (2)) EXHIBITS TAMIO SAITOS MOTION FOR RECONSIDERATION.)(GRACE, MARY)
May 4, 2015	Filing 690 MEMORANDUM re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO, #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO by TAMIO SAITO. (Attachments: #1 Exhibit CORRECTED (2)) EXHIBITS TAMIO SAITOS MOTION FOR RECONSIDERATION, #2 Exhibit Exhibit 18 ex-COO Richard Barrett Forged Severance Letter, #3 Exhibit Exhibit 18a. e-Smart Offer of Employment to ex-COO Richard Barrett, April 30, 2007, #4 Errata Exhibit 18b.ex-COO Richard Barrett Altered e-Smart Offer Letter into forged severance letter from IVI Smart w. forged signature of CEO Grace an wrong name of IVI, #5 Exhibit Exhibit 18C. Resignation Letter of Richard Barrett Oct. 17, 2007)(GRACE, MARY)
May 4, 2015	Filing 689 MEMORANDUM re #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO, #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO by TAMIO SAITO. (Attachments: #1 Exhibit Reformatted Exhibit 48)(GRACE, MARY)
May 4, 2015	Filing 688 ERRATA to Motion For Reconsideration by TAMIO SAITO #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO, #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO. (Attachments: #1 Errata ATTACHMENT A Eratta pg.28, 29, 30, 31 & 42, #2 Errata Tamio Saito's Motion for Reconsideration (with Eratta Added)(GRACE, MARY)
May 4, 2015	Filing 687 MEMORANDUM re #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO, #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 48)(GRACE, MARY)
May 4, 2015	Filing 686 MEMORANDUM re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO, #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 47 (being sent to Clerk of Court, #2 Exhibit Exhibit 50, #3 Exhibit Exhibit 50A., #4 Exhibit Exhibit 50B., #5 Exhibit Exhibit 50C.), #6 Errata Exhibit 51, #7 Exhibit Exhibit 52, #8 Exhibit Exhibit 54, #9 Exhibit Exhibit 55. E-)(GRACE, MARY)
May 4, 2015	Filing 685 MEMORANDUM re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO, #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 45b-1, #2 Exhibit Exhibit 45b-2. (being sent to the Clerk of the Court, #3 Exhibit Exhibit 45c-1., #4 Exhibit Exhibit 45c-2. (being sent to the Clerk of the Court, #5 Exhibit Exhibit 45d-1., #6 Exhibit Exhibit 45d.-2, #7 Exhibit Exhibit 46A-1, #8 Exhibit Exhibit 46A-2.), #9 Exhibit Exhibit 46A-3, #10 Exhibit Exhibit 46A-4., #11 Exhibit Exhibit 46A-5.), #12 Exhibit Exhibit 46A-6.), #13 Exhibit Exhibit 46A-7.), #14 Exhibit Exhibit 46A-8.), #15 Exhibit Exhibit 46A-8.), #16 Exhibit Exhibit 46B.)(GRACE, MARY)
May 4, 2015	Filing 684 MEMORANDUM re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO, #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 37, #2 Exhibit Exhibit 39 e-Smart -Samsung AccessCard Pilot Target Sepcs for testing Pg. 2.p, #3 Exhibit 43A, #4 Exhibit 43A, #5 Exhibit 43B., #6 Exhibit 43D, #7 Exhibit 44a)(GRACE, MARY)
May 4, 2015	Filing 683 MEMORANDUM re #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO, #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 36.)(GRACE, MARY)
May 4, 2015	Filing 682 MEMORANDUM re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO, #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 35, #2 Exhibit Exhibit 35A, #3 Exhibit Exhibit 35B, #4 Exhibit Exhibit 35C-1. e-, #5 Exhibit 35C. e-, #6 Exhibit 35D.)(GRACE, MARY)
May 4, 2015	Filing 681 MEMORANDUM re #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO, #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 34)(GRACE, MARY)
May 3, 2015	Filing 680 MEMORANDUM re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO, #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 20A., #2 Exhibit Exhibit 20B, #3 Exhibit Exhibit 20C, #4 Exhibit Exhibit 20D, #5 Exhibit Exhibit 20E., #6 Exhibit Exhibit 21., #7 Exhibit Exhibit 22A., #8 Exhibit Exhibit 22b., #9 Exhibit Exhibit 23, #10 Exhibit Exhibit 24, #11 Declaration Exhibit 25, #12 Exhibit Exhibit 26, #13 Exhibit Exhibit 27-E-1, #14 Exhibit Exhibit 27-E-2, #15 Exhibit Exhibit 27-E-3, #16 Exhibit Exhibit 27B-1, #17 Exhibit Exhibit 28C-2., #18 Exhibit Exhibit 28C-3, #19 Exhibit Exhibit 28C-4-, #20 Exhibit Exhibit 28C-4, #21 Exhibit Exhibit 28D.)(GRACE, MARY)
May 3, 2015	Filing 679 MEMORANDUM re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO, #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 15e-1.), #2 Exhibit Exhibit 15e-1.), #3 Exhibit Exhibit 15e-3.), #4 Exhibit Exhibit 15e-4., #5 Exhibit Exhibit 15f, #6 Exhibit Exhibit 15g-17.), #7 Exhibit Exhibit 15g-18a., #8 Exhibit Exhibit 15g-18b., #9 Exhibit Exhibit 15g., #10 Exhibit Exhibit 16A., #11 Exhibit Exhibit 17A, #12 Exhibit Exhibit 17A, #13 Exhibit Exhibit 17A-1., #14 Exhibit Exhibit 17A., #15 Exhibit Exhibit 19A, #16 Exhibit Exhibit 19B)(GRACE, MARY)
May 3, 2015	Filing 678 MEMORANDUM re #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO, #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 15d-2)(GRACE, MARY)
May 3, 2015	Filing 677 MEMORANDUM re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO, #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 15a-1.), #2 Exhibit Exhibit 15a-2, #3 Exhibit Exhibit 15a-3, #4 Exhibit Exhibit 15a-4., #5 Exhibit Exhibit 15b-1., #6 Exhibit Exhibit 15c-1, #7 Exhibit Exhibit 15c-2., #8 Exhibit Exhibit 15d-1, #9 Exhibit Exhibit 15d-2)(GRACE, MARY)
May 3, 2015	Filing 676 MEMORANDUM re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO, #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO by TAMIO SAITO. (Attachments: #1 Exhibit (Corrected) Exhibit Index to Motion for Reconsideration and Memorandum Exhibits, #2 Exhibit Exhibit 1A, #3 Exhibit Exhibit 7E-1, #4 Exhibit Exhibit 7E-2., #5 Exhibit Exhibit 7E-3., #6 Exhibit Exhibit 7E-4, #7 Exhibit Exhibit 7E-5, #8 Exhibit Exhibit 7E-6, #9 Exhibit 7F-1., #10 Exhibit 7F-2, #11 Exhibit 11b., #12 Exhibit Exhibit 11C, #13 Declaration EXHIBIT 11C-1, #14 Declaration EXHIBIT 11C-2., #15 Declaration EXHIBIT 11C-3., #16 Exhibit Exhibit 11e., #17 Exhibit Exhibit 12, #18 Exhibit Exhibit 13b, #19 Exhibit Exhibit 13C., #20 Exhibit 13D., #21 Exhibit 15)(GRACE, MARY)
May 2, 2015	Filing 675 MEMORANDUM re #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO, #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO by TAMIO SAITO. (Attachments: #1 Memorandum in Support Corrected -Memorandum in Support April 28, 2015- Corrections and Additions inadvertantly omitted (Same as May 1, but filed after midnight so May 2, 2015, #2 Exhibit Exhibit 45b-1. 08012014 IDTP e-Smart-McCabe, #3 Exhibit xhibit 45c-1. Deposition of IDTP Gerald Smith 07312014e-Smart-Smith, #4 Exhibit Exhibit 45c-1. 07312014 e-Smart-IDTP Grenier)(GRACE, MARY)
May 1, 2015	Filing 674 MEMORANDUM re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO, #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO by TAMIO SAITO. (Attachments: #1 Memorandum in Support Corrected -Memorandum in Support with Exhibits, #2 Exhibit Corrected EXHIBIT INDEX - MOTION FOR RECONSIDERATION & MEMORANDUM IN SUPPORT EXHIBITS, #3 Exhibit Exhibit 21 Barrett, Richard 12-19-07, #4 Exhibit Exhibit 22-1. - Barrett Vol-1. II, #5 Exhibit Exhibit 27A. Involuntary Bankruptcy -Counsel's Summary of Hearing Inv. Bank, #6 Exhibit Exhibit 27B.) Involuntary Bankruptcy Transcript of April 29, 2009, #7 Exhibit Exhibit 27C.) Involuntary Bankruptch Chart)(GRACE, MARY)
April 30, 2015	Filing 673 MEMORANDUM re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO, #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO by TAMIO SAITO. (Attachments: #1 Memorandum in Support Exhibit 9. Declaration of Nxgen CEO Richard Brunsell, #2 Exhibit Exhibit 8. Attachment H, #3 Exhibit Exhibit 8a. Declaration of Michael Gardiner re his co.ACard Manufacturing of e-Smart Card with NxGen, #4 Exhibit Exhibit 9. Declaration of Nxgen CEO Richard Brunsell, #5 Exhibit Exhibit 10.SEC Deposition of Tamio Saito - Sept 11, 2014, #6 Exhibit Exhibit 11, #7 Exhibit Exhibit 11a. Translation of Tamio Saito's Testimony at the - Hearing on April 13, 2015, #8 Errata Exhibit 11b., #9 Declaration Exhibit 13 Declaration of Marcello Soliven re 3 types of Contactless -RF-Wireless technology on e-Smart cards _0528201, #10 Exhibit Exhibit 13a. Deposition of Marcello Soliven August 11, 2014, #11 Exhibit Exhibit 13b-2. SEC Deposition of Marcello Soliven Vol2_04302013, #12 Exhibit Exhibit 13b., #13 Exhibit Exhibit 14 Sejong City - Korean Gov. - Press Release)(GRACE, MARY)
April 30, 2015	Filing 672 MEMORANDUM re #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO, #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO by TAMIO SAITO. (Attachments: #1 Memorandum in Support Corrected -Memorandum in Support with Exhibits, #2 Exhibit Exhibit 7A. Manufacturing Report thru 2006., #3 Exhibit Exhibit 7C. MyBi Wireless (2 ANTENNAS),MULTI APPLICATION, CARD, #4 Errata Exhibit 7D. Manufacturing Fw_ Strategic Alliance report)(GRACE, MARY)
April 30, 2015	Filing 671 MEMORANDUM re #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO, #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO by TAMIO SAITO. (Attachments: #1 Memorandum in Support CORRECTED -Memorandum in Support, #2 Exhibit Corrected EXHIBIT INDEX - MOTION FOR RECONSIDERATION & MEMORANDUM IN SUPPORT EXHIBITS, #3 Exhibit Exhibit 7B ESMT CARDS up to and in 2006)(GRACE, MARY)
April 30, 2015	Filing 670 MEMORANDUM re #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO, #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO by TAMIO SAITO. (Attachments: #1 Memorandum in Support Corrected -Memorandum in Support, #2 Exhibit Exhibit Index for Motion for Reconsideration and Memorandum in Support)(GRACE, MARY)
April 29, 2015	Filing 669 LARGE ADDITIONAL ATTACHMENT(S) Exhibits to Memorandum Part 1 by TAMIO SAITO #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO, #665 Memorandum, filed by TAMIO SAITO, #666 Errata,,, filed by TAMIO SAITO. (Attachments: #1 Exhibit MEMORANDUM ATTACHMENT A-1. Memorandum Pg. 15 bottom) pg. 1, #2 Exhibit Memorandum Attachment A-1 (Exhibit 15-1.) Misrepresentations- Multiple Applications 2003 - on Pg. 2, #3 Exhibit Memorandum Attachment A-1 (Ex. 15f. & 15g.) pg. 3, #4 Exhibit Ex. 15d-2. BVS2 Servers and Network on Oct 23 2006, Feb 3 2007, May 1 2007 - in BioSensor Facility in Honolulu, Hawaii, #5 Exhibit Ex. 15g-1. Sensor costs pg. 36, #6 Exhibit Ex. 15g-2. Production Costs with FPC Sensor pg. 25, #7 Exhibit Ex. 15g-3. Production Costs with FPC Sensor Phase 1 and Phase pg. 29, #8 Exhibit Ex. 15g-4. Deliveries of Cards in South Korea pg. 51, #9 Exhibit Ex. 15g-5. Current Pilot Status in South Korea pg. 53 (cards for pilots have been paid for by the customers), #10 Exhibit Ex. 15g-6. Purchase Orders in South Korea pg. 54, #11 Exhibit Ex. 15g-7. Purchase Order Summary pg.56, #12 Exhibit Ex. 15g-8. Interviews and Visits with Customers pg. 58., #13 Exhibit Ex. 15g-9. Interviews and Visits with Customers pg. 59, #14 Exhibit Ex. 15g-10. Interviews and Visits with Customers pg. 60, #15 Exhibit Ex. 15g-12. National Marketing (South Korea) pg. 65, #16 Exhibit Ex. 15g-13. National Marketing Strategy pg. 66, #17 Exhibit Ex. 15g-14. National Marketing Strategy pg. 67, #18 Exhibit Ex. 15g-15. E-Smart Cash Flow Forecast pg. 71, #19 Exhibit Ex. 15g-16. E-Smart Cash Flow Forecast (2) pg. 72)(GRACE, MARY)
April 29, 2015	Filing 668 LARGE ADDITIONAL ATTACHMENT(S) Exhibits to Motion for Reconsideration Part 2 by TAMIO SAITO #665 Memorandum, filed by TAMIO SAITO, #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO, #667 Large Additional Attachment(s),,,,, filed by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 7 Manufacturer NxGEN - e-Smart Production Jobs - Server Dat, #2 Exhibit Exhibit 7B. Manufacturer NxGEN -e-Smart production Server Data - w. highlights of production j, #3 Exhibit Exhibit 1B. Demonstrations of e-Smart Cards from 1999 to Sejong City for which patents have just been granted - New Evidenc, #4 Statement of Facts Exhibit 1D.Declaration of Marcello Soliven re 3 different wireless technologies he developed for e-Smart cards in 2003- used on e-Smart cards.)(GRACE, MARY)
April 29, 2015	Filing 667 LARGE ADDITIONAL ATTACHMENT(S) Exhibits to Motion for Reconsideration Part 1 by TAMIO SAITO #665 Memorandum, filed by TAMIO SAITO, #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 1 Secure Biometric Verification of Identity - smart card - Granted and Issued Patent US 8904187 Dec. 2, 2014, #2 Exhibit Exhibit 2 Biometric Identity Verication System and Method-Issued Patent US 8899487 -Granted Dec. 2, 2014 (BVS2 System & Wireless Power & e-smart Mybi Card RF Wireless, #3 Exhibit Exhibit 3 Fingerprint Recognition for Low Computing Power Applications - Issued Patent US 8908934 - Granted Dec. 9, 2014, #4 Exhibit Exhibit 4. Electronic Passport- Smart Card for Passport etc. - Granted and Issued Patent US 8918900 Dec. 23, 2014, #5 Exhibit Exhibit 5. Anti Hacking)Cryptographically Processing Data (Anti-Hacking) US8983061 Granted March 17. 2015, #6 Exhibit Exhibit 6.. Sensor Granted & Issued Patent - US (27) 8786033 - July 22, 2014, #7 Exhibit Exhibit 1C. Bio Tamio Saito, #8 Declaration Exhibit 1D. Declaration of Marcello Soliven re. Three Different Wirless Technologies he Developed since 2003 - used on e-Smart cards)(GRACE, MARY)
April 29, 2015	Filing 666 ERRATA Correction of docket number in first sentence, which was inadvertantly incorrectly entered in error by TAMIO SAITO #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO, #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito filed by TAMIO SAITO. (Attachments: #1 Errata Notice of Eratta to correct one inadvertantly incorrectly entered docket number)(GRACE, MARY)
April 28, 2015	Filing 665 MEMORANDUM re #664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion R filed by TAMIO SAITO by TAMIO SAITO. (Attachments: #1 Memorandum in Support Memorandum in Support of Motion for Reconsideration)(GRACE, MARY)
April 28, 2015	Filing 664 MOTION for Reconsideration re #663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito Same Motion Resubmitted after notice file transfer failed by TAMIO SAITO (Attachments: #1 Declaration Declaration of Authenticity - Tamio Saito)(GRACE, MARY)
April 28, 2015	Filing 663 MOTION for Reconsideration re #654 Memorandum & Opinion Motion for Reconsideration of Order and Judgment Granting Plaintiff's Motion for Summary Judgment Against Tamio Saito by TAMIO SAITO (Attachments: #1 Declaration Declaration of Authenticity - Tamio Saito)(GRACE, MARY)
April 17, 2015	Filing 662 MOTION for Leave to Appear Pro Hac Vice :Attorney Name- Anthony V. Diosdi, :Firm- Moskowitz LLP, :Address- 180 Montgomery Street, Ste. 1950, San Francisco, CA 94104. Phone No. - 415-394-7200. Fax No. - 415-398-6501 Filing fee $ 100, receipt number 0090-4061534. Fee Status: Fee Paid. by ROBERT J. ROWEN (Attachments: #1 Declaration, #2 Text of Proposed Order)(Heischmidt, Christina)
April 17, 2015	MINUTE ORDER granting #662 Motion for Admission Pro Hac Vice of ANTHONY V. DIOSDI. Signed by Judge James E. Boasberg on 4/17/15. (lcjeb2)
April 17, 2015	MINUTE ORDER: Local Rule 83.2(d) requires a certification that the attorney seeking to appear "either has or has not been disciplined by any bar, and if the attorney has been disciplined by any bar, the circumstances and details of the discipline." Mr. Diosdi's declaration relates only that he is "currently in good standing with all states, courts, and bars" in which he is admitted. The Court therefore DENIES WITHOUT PREJUDICE his #661 Motion for Leave to Appear Pro Hac Vice. Signed by Judge James E. Boasberg on 4/17/15. (lcjeb2)
April 16, 2015	Filing 661 MOTION for Leave to Appear Pro Hac Vice :Attorney Name- Anthony V. Diosdi, :Firm- Moskowitz LLP, :Address- 180 Montgomery Street, Ste. 1950, San Francisco, CA 94104. Phone No. - 415-394-7200. Fax No. - 415-398-6501 Filing fee $ 100, receipt number 0090-4060512. Fee Status: Fee Paid. by ROBERT J. ROWEN (Attachments: #1 Declaration, #2 Text of Proposed Order)(Heischmidt, Christina)
April 15, 2015	MINUTE ORDER: The Court ORDERS that Defendant Grace's #658 Motion to Clarify is GRANTED. She and Defendant Saito shall each have until July 30, 2015, to file their oppositions, and the SEC shall have until August 20, 2015, to file its reply. Signed by Judge James E. Boasberg on 4/15/15. (lcjeb2)
April 15, 2015	Set/Reset Deadlines: Defendant Grace and Defendant Saito shall each have until 7/30/2015, to file their oppositions, and the SEC shall have until 8/20/2015. (ad)
April 14, 2015	Filing 660 MOTION for Leave to Appear Pro Hac Vice :Attorney Name- Anthony V. Diosdi, :Firm- Moskowitz LLP, :Address- 180 Montgomery Street, Ste. 1950, San Francisco, CA 94104. Phone No. - 415-394-7200. Fax No. - 415-398-6501 Filing fee $ 100, receipt number 0090-4056123. Fee Status: Fee Paid. by ROBERT J. ROWEN (Attachments: #1 Declaration Declaration of Anthony V. Diosdi, #2 Declaration Declaration of Joseph M. Bray, #3 Text of Proposed Order)(Heischmidt, Christina)
April 14, 2015	Filing 659 NOTICE of Appearance by Christina Maria Heischmidt on behalf of ROBERT J. ROWEN (Heischmidt, Christina)
April 14, 2015	Filing 658 MOTION to Clarify by MARY A. GRACE (GRACE, MARY)
April 14, 2015	MINUTE ORDER granting #660 Motion for Admission Pro Hac Vice of JOSEPH M. BRAY. The Motion is DENIED as to Anthony V. Diosdi for failure to comply with LCvR 83.2(d). Signed by Judge James E. Boasberg on 4/14/15. (lcjeb2)
April 13, 2015	Minute Entry for proceedings held before Judge James E. Boasberg: Status Conference held on 4/13/2015. (The SEC shall file its brief on remedies against Grace and Saito by 6/05/2015, with oppositions due by 7/06/2015, and the SEC's reply by 7/27/2015; and the SEC shall further inform the Court by 6/05/2015, how it wishes to proceed on Count VI against Grace). A further Status Conference is set for 5/11/2015, at 11:30 AM, in Courtroom 21, before Judge James E. Boasberg. (Court Reporter Lisa Griffith) (ad)
April 13, 2015	MINUTE ORDER: As discussed at today's status hearing, the Court ORDERS that: 1) A further status hearing will be held for only the SEC and Rowen on May 11, 2015, at 11:30 a.m.; 2) The SEC shall file its brief on remedies against Grace and Saito by June 5, 2015, with oppositions due by July 6, 2015, and the SEC's reply by July 27, 2015; and 3) The SEC shall further inform the Court by June 5, 2015, how it wishes to proceed on Count VI against Grace (the sole remaining outstanding count against her). Signed by Judge James E. Boasberg on 4/13/15. (lcjeb2)
April 6, 2015	Filing 657 ORDER: The Court ORDERS that Defendant Grace's #621 Motion for Reconsideration of this Court's #599 Order on the SEC's Second Motion for Summary Judgment is DENIED. Signed by Judge James E. Boasberg on 04/06/15. (lcjeb3)
April 6, 2015	Filing 656 Amended MOTION to ClarifyParts of the Court's Order of March 31, 2015 by pro se defendants Tamio Saito and Mary Grace by TAMIO SAITO (GRACE, MARY)
April 6, 2015	Filing 655 MOTION to ClarifyParts of the Court's Order of March 31, 2015 by pro se defendants Tamio Saito and Mary Grace by TAMIO SAITO (GRACE, MARY)
April 6, 2015	MINUTE ORDER: The Court ORDERS that Defendants' #656 Motion is DENIED as moot, given the Court's Order on their prior #655 Motion. Signed by Judge James E. Boasberg on 4/6/15. (lcjeb1)
April 6, 2015	MINUTE ORDER: The Court ORDERS that Defendants' #655 Motion is GRANTED IN PART and DENIED IN PART. Defendants may appear by phone if they wish, but the Court is not inclined to postpone the status conference. Signed by Judge James E. Boasberg on 4/6/15. (lcjeb1)
March 31, 2015	Set/Reset Hearing: A Status Conference is set for 4/13/2015, at 11:00 AM,in Courtroom 19, before Judge James E. Boasberg. (ad)
March 30, 2015	Filing 654 MEMORANDUM AND OPINION re #653 Order on Motion for Summary Judgment. Signed by Judge James E. Boasberg on 3/30/15. (lcjeb2)
March 30, 2015	Filing 653 ORDER: The Court ORDERS that: (1) The Securities and Exchange Commission's #388 Motion for Summary Judgment against Defendant Saito is GRANTED; (2)Saito's #497 Cross-Motion for Summary Judgment is DENIED; (3) The SEC's #563 Motion to Strike Saito's Reply is DENIED as moot; (4) The SEC's #434 Motion to Exclude Defendant's Experts and Strike his Expert Report is DENIED; (5) Saito's #541 Motion to Exclude the SEC's Experts and to Strike its Expert Report is DENIED; (6) Saito's second #601 Motion to Strike the SEC's Expert Report is DENIED; (7) Saito's #652 Motion to Strike the SEC's Opposition to his second Motion to Strike is DENIED as moot; and (8) All parties shall appear for a status conference on April 13, 2015, at 11:00 a.m. Signed by Judge James E. Boasberg on 3/30/15. (lcjeb2)
March 26, 2015	Filing 652 MOTION to Strike #619 Memorandum in Opposition, Pro se defendant Tamio Saito's Motion To Strike All Or Portions Of Plaintiff's Expert Report And Plaintiffs Motions For Summary Judgment And Testimony And Affidavits Which Are Proven By Newly Discovered Evidence To Be False And Proffered Perjury by TAMIO SAITO (GRACE, MARY)
March 25, 2015	Filing 651 LARGE ADDITIONAL ATTACHMENT(S) by MARY A. GRACE #650 Reply to opposition to Motion, filed by MARY A. GRACE. (Attachments: #1 Exhibit Exhibit 1 Transcript Hearing on Jan. 29, 2015, #2 Exhibit Exhibit 2 SEC Deposition of Hung, Stewart, #3 Exhibit Exhibit 3 SEC Deposition of Leshkowitz, Joseph 7-10-2013, #4 Exhibit Exhibit 4 SEC Interview Russo, Anthony 6-12-08)(GRACE, MARY)
March 25, 2015	Filing 650 REPLY to opposition to motion re #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE. (Attachments: #1 Declaration Declaration of Mary Grace as to Authenticity of Documents)(GRACE, MARY)
March 18, 2015	Filing 649 LARGE ADDITIONAL ATTACHMENT(S) NOTICE OF INCORRECT FILING by MARY A. GRACE #644 Reply to opposition to Motion,, filed by MARY A. GRACE, #646 Reply to opposition to Motion,,,, filed by MARY A. GRACE. (Attachments: #1 Notice to Counsel/Party NOTICE OF INCORRECT FILING)(GRACE, MARY)
March 18, 2015	Filing 648 LARGE ADDITIONAL ATTACHMENT(S) by MARY A. GRACE #644 Reply to opposition to Motion,, filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment A -3 Statement of Facts and Fritz Testimony & documenta that proves Fritz letter false, #2 Notice to Counsel/Party Notice of Exhibits)(GRACE, MARY)
March 18, 2015	Filing 647 LARGE ADDITIONAL ATTACHMENT(S) by MARY A. GRACE #644 Reply to opposition to Motion,, filed by MARY A. GRACE, #646 Reply to opposition to Motion,,,, filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment A -2.-SOF's proving Counsel M.Fritz Letter false and an attempt to manuever a takeover in progress before termination)(GRACE, MARY)
March 18, 2015	Filing 646 REPLY to opposition to motion re #601 MOTION for Leave to File MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND AFFIDAVITS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment A- THE PURPORTED FRAUDULENT OPINION LETTER, #2 Attachment A -1. Statement of Facts proving letter of Maranda Fritz is a false, #3 Attachment A-4. Statement of Facts and Fritz Testimony that proves Fritz letter fals, #4 Attachment A- 6 SAMSUNG Testimony and e-mail from negotiations of contract to release of 8K, #5 Attachment A-5a. Board Minute e-mail with draft attached, #6 Attachment A-5b. SOF Board Minutes Draft from Counsel Fritz which prove Fritz letter fals, #7 Attachment A-7. Counsel Firtz Bill - Opinion approval for removing restriction from shares owned by IVI and Intermarket to repay for loans to Intermarket, #8 Attachment A-8 - List of lenders and employees & consultants on share issue list)(GRACE, MARY)
March 18, 2015	Filing 645 Memorandum in opposition to re #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Maher, Daniel)
March 17, 2015	Filing 644 REPLY to opposition to motion re #601 MOTION for Leave to File MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND AFFIDAVITS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY filed by MARY A. GRACE. (Attachments: #1 Declaration Declaration of Tamio Saito as to Authenticity of Documents, #2 Declaration Declaration of Mary Grace as to Authenticity of Documents)(GRACE, MARY)
March 16, 2015	Filing 643 MEMORANDUM re #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE by MARY A. GRACE. (Attachments: #1 Memorandum in Support Memorandum in Support of Motion for Reconsideration March 12, 2015, #2 EXHIBIT INDEX FINAL, #3 EXHIBIT 47 - KOREA BANK RECORDS -WILL BE SENT ON CD - TO CLERK OF THE COURT WHEN PLAINTIFF PROVIDES A CD WITH THE RECORDS AND THE PASSWORD, #4 EXHIBIT 48. AUDITOR ROTENBERG BOOKS AND RECORDS FOR 2007 10K AUDITED FINANCIALS -ON CD WILL BE SENT TO CLERK OF THE COURT WHEN PLAINTIFF PROVIDES THE CORRECT PASSWORD)(GRACE, MARY)
March 13, 2015	Filing 642 LARGE ADDITIONAL ATTACHMENT(S) STATEMENT OF FACTS - DISPUTING PLAINTIFF'S STATEMENT OF FACTS by MARY A. GRACE #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE. (Attachments: #1 Statement of Facts SOF 457-6 Compensation and Loan Shares Approved by Counsel, Acct. & Audiors & Loan shares Reissued from IVI - Intermarket.pdf, #2 Statement of Facts SOF Dkt. 456-3 KO'Meara entire AFFIDAVIT, #3 Statement of Facts SOF 457-11 - Declaration of Plaintiff' Witness Wayne Drizin)(GRACE, MARY)
March 13, 2015	Filing 641 LARGE ADDITIONAL ATTACHMENT(S) MOtion for Reconsideration and Memorandum in Support Exhibits by MARY A. GRACE #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE. (Attachments: #1 Declaration Exhibit 41 Declaration of Dr Behnam Bavarian March 10 2015., #2 Exhibit Exhibit 41A. 2014-07-27 DECLARATION DRAFTED AND SENT FROM K.GUIDO TO DR. BAVARIAN TO INDUCE HIM TO RESIGN AS EXPERT WITNESS FOR DEFENDANT, #3 Exhibit Exhibit 43 Report to Inspector General Hoecker Jan. 25, 2015, #4 Exhibit Exhibit 44 Motion for Continuance Dkt. 593-main, #5 Exhibit Exhibit 45 MINUTE ORDER DENYING MOTION FOR CONTINUANCE, #6 Exhibit Exhibit 46 Motion for Reconsideration of Motion to Stirke Dkt.597-main, #7 Exhibit EXHIBIT 47 - KOREA BANK RECORDS - ON CD -SENT TO CLERK OF THE COURT.pdf, #8 Exhibit EXHIBIT 48 AUDITOR EFP ROTENBERG LLP - BOOKS AND RECORDS FOR 2007 10K AUDITED FINANCIALS - ON CD TO CLERK OF THE COURT.pdf)(GRACE, MARY)
March 13, 2015	Filing 640 LARGE ADDITIONAL ATTACHMENT(S) Motion for Reconsideration and Memorandum in Support Exhibits by MARY A. GRACE #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE. (Attachments: #1 Exhibit Amended Exhibit Index, #2 Exhibit EXHIBT 38 Transcript Hearing on 2nd MSF Jan. 29, 2015, #3 Exhibit Exhibit 39 Memorandum in Support of Motion to Strike Dkt. 613-2, #4 Exhibit Exhibit 40 Motion to Strike 613-1.)(GRACE, MARY)
March 13, 2015	Filing 639 LARGE ADDITIONAL ATTACHMENT(S) Motion for Reconsideration and Memorandum in Support Exhibits by MARY A. GRACE #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE. (Attachments: #1 Declaration Exhibit 37B. Declaration of Richard Brunsell #1 Nxgen CEO, #2 Declaration Exhibit 38A-2 GARDINER DECLARATION EXHIBITS, #3 Declaration Exhibit 38A-33. Declaration of Michael Gardiner- December 5, 2013., #4 Exhibit EXHIBIT 38D-1-1 GUIDO DRAFT LETTER JULY 17, 2013., #5 Exhibit EXHIBIT 38D-2 - 2013-06-18 [DRAFT] LETTER AGREEMENT WITH MS. GRACE RE DISCOVERY AND SCHEDULE.pdf, #6 Exhibit EXHIBIT 40 MINUTE ORDER RE PRODUCTION OF DUPLICATE CARDS TO DEFENDANTS, #7 Exhibit EXHIBIT 40A DUPLICATE CARDS Some of the Duplicate cards)(GRACE, MARY)
March 13, 2015	Filing 638 LARGE ADDITIONAL ATTACHMENT(S) Motion for Reconsideration and Memorandum in Support Exhibits by MARY A. GRACE #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE. (Attachments: #1 Exhibit 30A-1. Excerpts from Testimony About Accounting Procedures 2005-2006 10K, #2 Exhibit 30A-2. Excerpts of Anthony Russo SEC Testimony Excerpts ACCOUNTING PROCEDURES -ATTACHMENT A -Part 2., #3 Exhibit 31A. Excerpts of Testimony of JOSEPH LESHKOWITZ RE BOOKS AND RECORDS - AND ACCOUNTING PROCEDURES FOR 2007 10K -2008-2009 -2010 & 2011. SEC DEPO Testi, #4 EXHIBIT 37A-1.. DECLARATION OF LEE KAWN HYUNG PG. 1.pdf, #5 EXHIBIT 37A-2. DECLARATION OF LEE KAWN HYUNG PG. 2 6, #6 EXHIBIT 37A-3. DECLARATION OF LEE KAWN HYUNG PG. 3, #7 EXHIBIT 37A-4. DECLARATION OF LEE KAWN HYUNG PG. 4, #8 Exhibit 37B. Declaration of Richard Brunsell #1 Nxgen CEO.)(GRACE, MARY)
March 13, 2015	Filing 637 LARGE ADDITIONAL ATTACHMENT(S) Motion for Reconsideration and Memorandum in Support Exhibits by MARY A. GRACE #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE. (Attachments: #1 Exhibit Exhibit 15A. E-SMART TECHNOLOGIES INC (Form/ 10KSB, Received/ 10/24/2007 13/28/56), #2 Exhibit Exhibit 15B. E-SMART TECHNOLOGIES INC (Form/ 10KSB, Received/ 10/24/2007 13/28/56).pdf, #3 Exhibit Exhibit 15C. SEC Info - E-Smart Technologies Inc - 10-K for 12/31/07, #4 Exhibit Exhibit 16 Deposition Transcript of Stewart Hung, #5 Exhibit Exhibit 16A. Excerpts of Testimony of Auditor Stewart Hung - Horowitz Ullman Depo, #6 Exhibit Exhibit 19C-1. Excerpts from Involuntary Bankruptcy Transcript, #7 Exhibit EXHIBIT 19D. US Bankruptcy Court Southern District New York Hearing Transcript., #8 Exhibit Exhibit 28 E. Customer Satisfaction., #9 Exhibit Exhibit 28 Purchase Order Summary.pdf, #10 Exhibit Exhibit 28A Current Pilot Status., #11 Exhibit Exhibit 28B Purchase Orders.pdf, #12 Exhibit Exhibit 28C. Purchase Orders.pdf, #13 Exhibit Exhibit 28D. Pilot Status.pdf)(GRACE, MARY)
March 13, 2015	Filing 636 LARGE ADDITIONAL ATTACHMENT(S) Motion for Reconsideration and Memorandum in Support Exhibits by MARY A. GRACE #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE. (Attachments: #1 Exhibit EXHIBIT 14-1. PLAINTIFF'S MOTION TO COMPEL TAMIO SAITO DKT. 273-main., #2 Exhibit EXHIBIT 14. PERJURED MOTION AND DECLARATION, #3 Declaration EXHIBIT 14A-2 DECLARATION OF MICHAEL MCCABE DKT 273-1., #4 Exhibit EXHIBIT 14A-2 INVOICE PROVES THEY HAD IKENDI SDK KIT IN DEC.30, 2013 -LAST ENTRY, #5 Exhibit Exhibit 15A. E-SMART TECHNOLOGIES INC (Form/ 10KSB, Received/ 10/24/2007 13/28/56))(GRACE, MARY)
March 13, 2015	Filing 635 LARGE ADDITIONAL ATTACHMENT(S) Motion for Reconsideration and Memorandum in Support Exhibits by MARY A. GRACE #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE. (Attachments: #1 Exhibit Exhibit 11A. ID Technology Partners Subpoena.pdf, #2 Exhibit EXHIBIT 11B Gerry Smith Subpoena, #3 Exhibit Exhibit 11C.. Thomas Grenier Subpoena, #4 Exhibit Exhibit 11C.. Thomas Grenier Subpoena, #5 Declaration EXHIBIT 13A-1 DECLARATION OF JEFFREY R. ANDERSON, #6 Exhibit EXHIBIT 13A-2. EXCERPTS 10K - R&D EXPENSES TOTAL $15,150,309., #7 Declaration EXHIBIT 13B. Perjured Declarations of Jeffrey Andersen, #8 Exhibit Exhibit 13C-1 Opposition to Motion to Compel 298-main, #9 Exhibit Exhibit 13C-2.) Executed Declaration of Rachid Zangui 5_5_2014, #10 Exhibit Exhibit 13C-4 Hearing July 14, 2014, #11 Declaration Exhibit 13C. DECLARATION OF KENNETH GUIDO - FALSE - PROFFERED PERJURY BEFORE THE COURT)(GRACE, MARY)
March 13, 2015	Filing 634 LARGE ADDITIONAL ATTACHMENT(S) motion for Reconsideration and Memorandum in Support Exhibits by MARY A. GRACE #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE. (Attachments: #1 Exhibit Exhibit 39 e-Smart -Samsung AccessCard Pilot Target Sepcs for testing Pg. 1., #2 Exhibit Exhibit 39 e-Smart -Samsung AccessCard Pilot Target Sepcs for testing Pg. 2.p, #3 Exhibit Exhibit 39 e-Smart -Samsung AccessCard Pilot Target Sepcs for testing Pg. Pg.3, #4 Exhibit Exhibit 39A. SAMSUNGS1 E-SMART CARD, #5 Exhibit Exhibit 39B -Samsung Purchase Order for Pilot Test Cards @ 26 Notarial Certificate_Order Sheet_S1(080902).pdf, #6 Exhibit Exhibit 39C Exhibit Samsung Purchase Order for Pilot Test Cards @33 Notarial Certificate_Order Sheet_S1.)(GRACE, MARY)
March 13, 2015	Filing 633 LARGE ADDITIONAL ATTACHMENT(S) Motion for Reconsideration and Memorandum in Support Exhibits by MARY A. GRACE #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE. (Attachments: #1 Declaration Exhibit 36-1 pg 1 ACE KIM, #2 Declaration Exhibit 36-1 Pg 2ACE KIM.pdf, #3 Declaration Exhibit 36-1 pg 3 ACE KIM.pdf, #4 Declaration Exhibit 36-3 DOGLAS CHEON Declaration of Douglas Cheon_The final., #5 Declaration Exhibit 36-5 NICE_KIM - 20140604, #6 Declaration EXHIBIT 38. DECLARATION RE E-SMART CARDS FROM PLAINTIFF WITNESSES.pdf)(GRACE, MARY)
March 13, 2015	Filing 632 LARGE ADDITIONAL ATTACHMENT(S) Motion for Reconsideration and Memorandum in Support Exhibits by MARY A. GRACE #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE. (Attachments: #1 Exhibit Exhibit 36-1 pg 1 ACE KIM, #2 Exhibit Exhibit 36-1 Pg 2ACE KIM.pdf, #3 Exhibit Exhibit 36-1 pg 3 ACE KIM., #4 Exhibit Exhibit 36-3 DOGLAS CHEON Declaration of Douglas Cheon_The final.)(GRACE, MARY)
March 13, 2015	Filing 631 LARGE ADDITIONAL ATTACHMENT(S) Motion for Reconsideration and Memorandum in Support Exhibits by MARY A. GRACE #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE. (Attachments: #1 Exhibit xhibit 32 SENSORS Pg. 1, #2 Exhibit Exhibit 32 - SENSORS - P. 2., #3 Exhibit Exhibit 32 SENSORS - Pg. 3., #4 Exhibit XHIBIT 33 e-Smart Korea Business Plan-, #5 Exhibit Exhibit 34A DEMO By -Smart Engineers., #6 Exhibit Exhibit 34B. SEC SAMSUNGS1 CARD B, #7 Exhibit Exhibit 34C. Samsung_S1 e-Smart Super Smart Card., #8 Exhibit EXHIBIT 35 Sejong City - Korea - Press Release & Info on eSmart I AM Card in Sejong City_)(GRACE, MARY)
March 13, 2015	Filing 630 LARGE ADDITIONAL ATTACHMENT(S) Motion for Reconsideration and Memorandum in Support Exhibits by MARY A. GRACE #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE. (Attachments: #1 Exhibit Exhibit 22 Attachment H, #2 Exhibit Exhibit 26A. Declaration of Marcello Soliven Oct. 31, 2013, #3 Exhibit Exhibit 27A. Deposition of Tamio Saito, #4 Exhibit Exhibit 27B.Declaration of Tamio Saito Oct. 31,2013, #5 Exhibit XHIBIT 28. DUE DILIGENCE REPORT CUSTOMERS IN KOREA, #6 Exhibit EXHIBIT 30. DEPOSITION TESTIMONY OF ANTHONY RUSSO E-SMART ACTING CFO.pdf, #7 EXHIBIT 31. DEPOSITION TESTIMONY OF INDEPENDENT ACCOUNTANTS LESHKOWITZ & CO- EXCERPT, #8 Exhibit 31 A. e-smart.engagementletter.0825.08, #9 Exhibit 31B. ivi-engagementletter.0827.08)(GRACE, MARY)
March 13, 2015	Filing 629 LARGE ADDITIONAL ATTACHMENT(S) Motion for Reconsideration and Memorandum in Support Exhibits by MARY A. GRACE #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE. (Attachments: #1 Exhibit Exhibit 8 - DEFENDANTS EXPERTS REPORT OF EXPERTS TAMIO SAITO, TERUHIKO TAMORI, MARCELLO SOLIVEN & LEE KAWN HYUNG - JUNE 6, 2014, #2 Exhibit Exhbit 10.Plaintiff's EXPERT REPORT, #3 Exhibit Exhibit 10 A - Notice of IDTP Expert Witness Michael McCabe 2014-06-06 [SERVED] NOTICE OF EXPERT WI, #4 Exhibit Exhibit 10B. IDTP Exhibits - -2014-06-06 MATERIALS RELIED UPON FOR EXPERT REPORT, #5 Exhibit Exhibit 13, #6 Exhibit Exhibit 14, #7 Exhibit Exhibit 15, #8 Exhibit Exhibit 16 Deposition of Auditor Stewart Hung, #9 Exhibit 19, #10 EXHIBIT 21 Components)(GRACE, MARY)
March 13, 2015	Filing 628 LARGE ADDITIONAL ATTACHMENT(S) Motion for Reconsideration and Memorandum in Support Exhibits by MARY A. GRACE #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE. (Attachments: #1 Exhibit 4 Due Diligence Report, #2 Exhibit 5.) Deposition of IDTP Gerald Smith 0731e-Smart-Smith, #3 EXHIBIT 5A DEPOSITION OF IDTP GERALD SMITH VIDEO (VIDEO SENT ON DISC TO CLERK OF COURT)., #4 Exhibit 6. Deposition of IDTP Thomas _Grenier, #5 EXHIBIT 6A. DEPOSITION OF THOMAS GREINER - VIDEO. (VIDEO SENT TO CLERK OF COURT)., #6 Exhibit 7. Deposition of IDTP Michal McCabe, #7 EXHIBIT 7A. DEPOSITION OF MICHAEL MCCABE VIDEO [SENT ON DISC TO CLERK OF COURT]( VIDEO SENT ON DISC TO CLERK OF COURT))(GRACE, MARY)
March 13, 2015	Filing 627 LARGE ADDITIONAL ATTACHMENT(S) Motion for Reconsideration and Memorandum Exhibits by MARY A. GRACE #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE. (Attachments: #1 Exhibit Exhibit 3-1.) IDTP Invoice1401-103 - November and December 2013, #2 Exhibit Exhibit 3-2.)IDTP Invoice 1402-104- January 2014., #3 Exhibit Exhibit 3-3.) IDTP Invoice1403-105 - February 2014, #4 Exhibit Exhibit 3-4.) IDTP Invoice 1404-105- March 2014, #5 Exhibit Exhibit 3-5.) IDTP Invoice1405-104 -- April 2014., #6 Exhibit Exhibit 3-6.) IDTP Invoice 1406-103--May 2014, #7 Exhibit Exhibit 3-7.) IDTP Invoice1407-106 -- June 2014, #8 Exhibit Exhibit 3-8.) IDTP Invoice 1408-104 - July 2014, #9 Exhibit Exhibit 3-9. IDTP Invoice) 1409-102 - August 2014, #10 Exhibit Exhibit 3A.. Altered and erased IDTP Invoice 1402-104- January 2014.)(GRACE, MARY)
March 13, 2015	Filing 626 LARGE ADDITIONAL ATTACHMENT(S) Exhibits to Motion for Reconsideration and Memorandum in Support by MARY A. GRACE #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE. (Attachments: #1 Exhibit Exhibit 1. Exponent Expert Report., #2 Exhibit EXHIBIT 1A.) EXPONENT MCGORAN DEPOSITION EXCERPTS.pdf, #3 Exhibit Exhibit 1B Deposition of Exponent Brad McGoran April -9- 2014, #4 Declaration Exhibit 2 Declaration of Dr. Behnam Bavarian PhD.pdf, #5 Exhibit Exhibit 2A. Bio Dr. Behnam Bavarian - Expert, #6 Exhibit Exhibit 2B. Deposition of Dr. Behnam Bavarian, #7 Exhibit Exhibit 2C. Dr. Bavarian - Experts of Deposition Testimony.)(GRACE, MARY)
March 13, 2015	Filing 625 LARGE ADDITIONAL ATTACHMENT(S) PRO SE DEFENDANTS STATEMENT OF UNDISPUTED MATERIAL FACTS FILED by MARY A. GRACE #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE. (Attachments: #1 Statement of Facts 6. DKT 410-1 - (Cross Motion SOF 1-12 UNDISPUTED), #2 Statement of Facts 7. DKT. 410-2. (CROSS MOTION -SOF 13- 50 - UNDISPUTED, #3 Statement of Facts 7. DKT. 410-2. (CROSS MOTION -SOF 13- 50 - UNDISPUTED, #4 Statement of Facts 9. DKT. 412-4. (CROSS MOTION SOF 64 -81 UNDISPUTED), #5 Statement of Facts 10.DKT. 416-1 (CROSS MOTION NO.90-114 - UNDISPUTED)(GRACE, MARY)
March 13, 2015	Filing 624 LARGE ADDITIONAL ATTACHMENT(S) STATEMENT OF FACTS - DISPUTING PLAINTIFF'S STATEMENT OF FACTS by MARY A. GRACE #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE. (Attachments: #1 Statement of Facts 1. SOF Dkt. 435-1 SOF 1-36 -OP. DISPUTED., #2 Statement of Facts 2. DKT. 452-1 SOF 22-47 OP. DISPUTED., #3 Statement of Facts 3. DKT. 458-1 SOF 48 -2007 10K OP. DISPUTED.pdf, #4 Statement of Facts 4. Dkt. 464-2 SOF -No 50 - 71.- 4A PT 1- OP DISPUTED, #5 Statement of Facts 5. Dkt. 464-3 -SOF No.71-80. SOF 4A PT. 2 OP DISPUTED.)(GRACE, MARY)
March 13, 2015	Filing 623 LARGE ADDITIONAL ATTACHMENT(S) 1 of 10 - filed separately because the EFC at this time is only accepting one at a time by MARY A. GRACE #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE. (GRACE, MARY)
March 13, 2015	Filing 622 ERRATA by MARY A. GRACE #621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, filed by MARY A. GRACE. (Attachments: #1 Errata Eratta for Motion for Reconsideration (Dkt. 621))(GRACE, MARY)
March 12, 2015	Filing 621 MOTION for Reconsideration re #599 Order on Motion for Summary Judgment, by MARY A. GRACE (Attachments: #1 Declaration Declaration of Mary Grace as to Authenticity of Document, #2 Exhibit Exhibit Index, #3 Declaration _Declaration of Tamio Saito March 10, 2015, #4 Declaration Exhibit 41 Declaration of Dr Behnam Bavarian March 10 2015)(GRACE, MARY)
March 11, 2015	Filing 620 RESPONSE TAMIO SAITO'S PURPORTED ERRATA filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Guido, Kenneth)
March 9, 2015	Filing 619 Memorandum in opposition to re #601 MOTION for Leave to File MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND AFFIDAVITS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Declaration, #2 Exhibit, #3 Exhibit, #4 Exhibit)(Guido, Kenneth)
March 5, 2015	Filing 618 ERRATA NOTICE OF ERRATA REGARDING PRO SE DEFENDANTS MOTION TO STRIKE DKT. 601 - MEMORANDUM IN SUPPORT DKT. 602 - ERATTA - signatures omitted in error have been added as Eratta to the Memorandum attached by MARY A. GRACE #601 MOTION for Leave to File MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND AFFIDAVITS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY1 Memorandum in Support Memorandum in Support - with signatures which were omitted in error - added)(GRACE, MARY)
March 1, 2015	Filing 617 AFFIDAVIT re #613 Errata,,, AFFIDAVIT FOR DECLARATIONS OF AUTHENTICITY FOR DKT. 613 -ERATTA FOR MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND AFFIDAVITS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY (Dkt 601 by MARY A. GRACE. (Attachments: #1 Affidavit Affidavit for Declarations of Authenticity for Dkt. 613 pro se Defendant's Eratta filing of February 23, 2015, #2 Declaration Declaration of Tamio Saito as to Authenticity of Documents, #3 Declaration Declaration of Mary Grace as to Authenticity of Documents)(GRACE, MARY)
March 1, 2015	Filing 616 ERRATA Large attachment to NOTICE OF ERRATA REGARDING TAMIO SAITO PRO SE DEFENDANTS MOTION FOR SUMMARY JUDGMENT 09-9-2014 - attachment was too large to be filed with the previous documents by TAMIO SAITO #497 MOTION for Summary Judgment Amended 2 - pro se DEFENDANT TAMIO SAITO MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO filed by TAMIO SAITO. (Attachments: #1 Exhibit ATTACHMENT D - EXHIBIT A (PART 1) w. Eratta Correction-Addition -DEFENDANT'S STATEMENT OF UNDISPUTED MATERIAL FACTS - EXHIBIT A - part 1 (too large to file with the other documents filed))(GRACE, MARY)
March 1, 2015	Filing 615 ERRATA NOTICE OF ERRATA REGARDING TAMIO SAITO PRO SE DEFENDANTS MOTION FOR SUMMARY JUDGMENT 09-9-2014 by TAMIO SAITO #497 MOTION for Summary Judgment Amended 2 - pro se DEFENDANT TAMIO SAITO MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO filed by TAMIO SAITO. (Attachments: #1 Declaration of Authenticity, #2 Attachment A-1. Motion Dkt. 496 -Main pg. 12., #3 Attachment A-2 Motion Dkt. 496 -Main pg. 13, #4 Attachment B Dkt. 496 with Eratta pro se Defendant Tamio Saito Motion for Summary Judgment Against Plaintiff & Opposition to Plaintiff's Motion for Summary Judgment, #5 Attachment C-1 Statement of Facts pg.1 Exhibit A (part 1) Dkt. 496-1, #6 Attachment C-2 Statement of Facts pg. 2 Exhibit A (part 1) Dkt. 496-1.)(GRACE, MARY)
February 23, 2015	Filing 614 ERRATA INADVERTANT OMMISSIONS OF NOTICES OF DOCUMENTS SENT TO THE CLERK COURT ON DISC by MARY A. GRACE #601 MOTION for Leave to File MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND AFFIDAVITS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY1 Errata Exhibit 9 (SENT ON DISC TO CLERK OF THE COURT, #2 Errata EXHIBIT 13. SENT ON DISC TO CLERK OF THE COURT, #3 Errata EXHIBIT 14 [SENT ON DISC TO CLERK OF COURT], #4 Errata EXHIBIT 15 (SENT ON DISC TO CLERK OF THE COURT, #5 Errata EXHIBIT 16. (SENT ON DISC TO CLERK OF THE COURT, #6 Errata Exhibit 19C-3. (SENT ON DISC TO CLERK OF THE COURT, #7 Errata EXHIBIT 23B. (SENT ON DISC TO CLERK OF THE COURT, #8 Errata EXHIBIT 24A. (SENT ON DISC TO CLERK OF THE COURT, #9 Errata EXHIBIT 25A.(SENT ON DISC TO CLERK OF THE COURT, #10 Errata EXHIBIT 28. (SENT ON DISC TO CLERK OF THE COURT, #11 Errata EXHIBIT 30. (SENT ON DISC TO CLERK OF THE COURT, #12 Errata EXHIBIT 30. (SENT ON DISC TO CLERK OF THE COURT, #13 Errata EXHIBIT 37 (SENT ON DISC TO CLERK OF THE COURT, #14 Errata EXHIBIT 38. (SENT ON DISC TO CLERK OF THE COURT, #15 Errata EXHIBIT 40 (SENT ON DISC TO CLERK OF THE COURT)(GRACE, MARY)
February 23, 2015	Filing 613 ERRATA CORRECTIONS AND ADDITIONS OF OMISSIONS TO PRO SE DEFENDANT'S MOTION AND MEMORANDUM IN SUPPORT OF MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT ANDTESTIMONY AND AFFIDAVITS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY by MARY A. GRACE #601 MOTION for Leave to File MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND AFFIDAVITS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY1 Supplement MOTION TO STRIKE WITH ERATTA ADDITIONS AND-OR CORRECTIONS, #2 Supplement MEMORANDUM IN SUPPORT OF E-SMART PRO SE DEFENDANT'S MOTION TO STRIKE WITH ERATTA ADDITIONS AND CORRECTIONS, #3 Supplement AMENDED EXHIBIT INDEX WITH ERATTA ADDITIONS OR CORRECTIONS)(GRACE, MARY)
February 19, 2015	Filing 612 ERRATA MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND DECLARATIONS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY INTRODUCTION by MARY A. GRACE #571 MOTION to Strike #562 Memorandum in Opposition,, Pro s Defendant Tamio Saito's Motion to Strike Plaintiff's Opposition to Pro Se Defendant Tamio Saito's Motion to Strike & Exclude Plaintiff's Experts and Expert Report No MOTION to Strike #562 Memorandum in Opposition,, Pro s Defendant Tamio Saito's Motion to Strike Plaintiff's Opposition to Pro Se Defendant Tamio Saito's Motion to Strike & Exclude Plaintiff's Experts and Expert Report No MOTION to Strike #562 Memorandum in Opposition,, *Pro s Defendant Tamio Saito's Motion to Strike Plaintiff's Opposition to Pro Se Defendant Tamio Saito's Motion to Strike & Exclude Plaintiff's Experts and Expert Report No filed by TAMIO SAITO. (Attachments: #1 Exhibit Amended Exhibit Index, #2 Exhibit Exhibit 19D. TRANSCRIPT OF INVOLUNTARY BANKRUPTCY (sent to Clerk of Court)(GRACE, MARY)
February 19, 2015	Filing 611 LARGE ADDITIONAL ATTACHMENT(S) MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND DECLARATIONS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY by MARY A. GRACE #601 MOTION for Leave to File MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND AFFIDAVITS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY1 Exhibit Exhibit 11A. ID Technology Partners, #2 Exhibit EXHIBIT 11B Gerry Smith Subpoena, #3 Exhibit Exhibit 11C.. Thomas Grenier Subpoena.pdf, #4 Exhibit EXHIBIT 11D. Michael McCabe Subpoena.pdf, #5 Errata Exhibit 8. DEFENDANTS EXPERTS REPORT (SENT ON DISC TO CLERK OF THE COURT], #6 Exhibit Exhibit 10. PLAINTIFFS EXPERT REPORT, #7 Exhibit Exhibit 10. PLAINTIFFS EXPERT REPORT, #8 Exhibit Exhibit 19E. WASHINGTON TIMES INSIGHT MAGAZINE COVER STORY)(GRACE, MARY)
February 19, 2015	Filing 610 LARGE ADDITIONAL ATTACHMENT(S) MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND DECLARATIONS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY by MARY A. GRACE #601 MOTION for Leave to File MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND AFFIDAVITS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY1 Exhibit EXHIBIT 5A DEPOSITION OF IDTP GERALD SMITH VIDEO (VIDEO SENT ON DISC TO CLERK OF COURT, #2 Exhibit EXHIBIT 6A. DEPOSITION OF THOMAS GREINER - VIDEO. (VIDEO SENT TO CLERK OF COURT, #3 Exhibit EXHIBIT 7A. DEPOSITION OF MICHAEL MCCABE VIDEO [SENT ON DISC TO CLERK OF COURT]( VIDEO SENT ON DISC TO CLERK OF COURT, #4 Exhibit EXHIBIT 12 AUDIO TAPE.)(GRACE, MARY)
February 18, 2015	Filing 609 LARGE ADDITIONAL ATTACHMENT(S) MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND DECLARATIONS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY by MARY A. GRACE #601 MOTION for Leave to File MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND AFFIDAVITS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY1 Exhibit 24 Deposition of Ananth Krishnan, #2 Exhibit 25 Depositon of Marcello Soliven - 1, #3 Exhibit 25 Depositon of Marcello Soliven - 2, #4 Exhibit 1C. Skadden Expert Testing of Smart Card, #5 Exhibit 19B-1 Declaration of Maranda Frit, #6 EXHIBIT 19B-1 SO CA. CASE TO TRY TO DISA, #7 Exhibit 19C.Summary of Hearing Inv. Bank, #8 Exhibit 19C. Order IVI INVOLUNTARY ORDER WITHDRAWN WITH PREJUDICE AND GOOD CAUSE BY PLAINTIFFS.pdf, #9 Exhibit 19D.Order Dismissing Intermarket Involuntary Bankruptcy With Prejudic)(GRACE, MARY)
February 18, 2015	Filing 608 LARGE ADDITIONAL ATTACHMENT(S) MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND DECLARATIONS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY by MARY A. GRACE #601 MOTION for Leave to File MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND AFFIDAVITS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY1 Exhibit Exhibit 39 e-Smart -Samsung AccessCard Pilot Target Sepcs for testing Pg. 1, #2 Exhibit Exhibit 39 e-Smart -Samsung AccessCard Pilot Target Sepcs for testing Pg. 2.p, #3 Exhibit Exhibit 39 e-Smart -Samsung AccessCard Pilot Target Sepcs for testing Pg. Pg.3, #4 Exhibit Exhibit 39A. SAMSUNGS1 E-SMART CARD, #5 Exhibit Exhibit 39B -Samsung Purchase Order for Pilot Test Cards @ 26 Notarial Certificate_Order Sheet_S1(080902, #6 Exhibit Exhibit 39C Exhibit Samsung Purchase Order for Pilot Test Cards @33 Notarial Certificate_Order Sheet_S1, #7 Exhibit EXHIBIT 39D. Samsung S-1 Delivery Receipt Notarial Certificate_Delivery receipt_Samsung S1)(GRACE, MARY)
February 18, 2015	Filing 607 LARGE ADDITIONAL ATTACHMENT(S) MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND DECLARATIONS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY by MARY A. GRACE #601 MOTION for Leave to File MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND AFFIDAVITS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY1 exhibit 1A. EXCERPTS TESTIMONY FROM SEC DEPOSITION OF EXPONENT EXPERT MCGORAN APRIL 9, 2014, #2 Exhibit 1B Deposition of Exponent Brad McGoran April -9- 2014, #3 Exhibit 2B. Deposition of Dr. Behnam Bavarian., #4 Exhibit 2C. Dr. Bavarian - Experts of Deposition Testimony., #5 Exhibit 4 Due Diligence Report, #6 Exhibit 26A. Declaration of Marcello Soliven Oct. 31, 2013, #7 Exhibit 27A. Deposition of Tamio Saito, #8 Exhibit 27B.Declaration of Tamio Saito Oct. 31,2013, #9 Exhibit 32 SENSORS Pg. 1., #10 Exhibit 32 - SENSORS - P. 2.pdf, #11 Exhibit 32 SENSORS - Pg. 3.pdf)(GRACE, MARY)
February 18, 2015	Filing 606 LARGE ADDITIONAL ATTACHMENT(S) MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND DECLARATIONS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE by MARY A. GRACE #601 MOTION for Leave to File MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND AFFIDAVITS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY1 Exhibit Exhibit 8 - DEFENDANTS EXPERTS REPORT OF EXPERTS TAMIO SAITO, TERUHIKO TAMORI, MARCELLO SOLIVEN & LEE KAWN HYUNG - JUNE 6, 2014, #2 Exhibit Exhbit 10.Plaintiff's Expert Report 2014-06-06 SERVED EXPERT REPORT, #3 Exhibit Exhibit 10 A - Notice of IDTP Expert Witness Michael McCabe 2014-06-06, #4 Exhibit Exhibit 10B. IDTP Exhibits - -2014-06-06, #5 Exhibit Exhibit 22 Attachment H., #6 Exhibit EXHIBIT 33 e-Smart Korea Business Plan-, #7 Exhibit Exhibit 34A DEMO By -Smart Engineers, #8 Exhibit Exhibit 34B. SEC SAMSUNGS1 CARD B, #9 Exhibit Exhibit 34C. Samsung_S1 e-Smart Super Smart Card, #10 Exhibit EXHIBIT 35 Sejong City - Korea - Press Release & Info on eSmart I AM Card in Sejong City__Welcome)(GRACE, MARY)
February 18, 2015	Filing 605 LARGE ADDITIONAL ATTACHMENT(S) MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND DECLARATIONS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY by MARY A. GRACE #601 MOTION for Leave to File MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND AFFIDAVITS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY1 Declaration Exhibit 2 Declaration of Dr. Benham Bavarian PhD., #2 Exhibit Exhibit 2A. Bio Dr. Behnam Bavarian - Expert, #3 Declaration Exhibi1 36-1 pg. 1 ACE KIM, #4 Declaration Exhibit 36-1 Pg, 2ACE KIM, #5 Declaration Exhibit 36-1 pg 3 ACE KIM, #6 Declaration Exhibit 36-2 Declaration of Steve Kim, #7 Declaration Exhibit 36-3 DOGLAS CHEON, #8 Declaration Exhibit 36-5 NICE_KIM, #9 Declaration Exhibit 26 MARCELLO SOLIVEN DCL, #10 Exhibit Exhibit 22 Attachment H, #11 Exhibit EXHIBIT 35 Sejong City - Korea - Press Release & Info on eSmart I AM Card in Sejong City)(GRACE, MARY)
February 18, 2015	Filing 604 LARGE ADDITIONAL ATTACHMENT(S) MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND DECLARATIONS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY by MARY A. GRACE #601 MOTION for Leave to File MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND AFFIDAVITS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY1 Declaration Exhibit 2 Declaration of Dr. Benham Bavarian PhD., #2 Exhibit Exhibit 2A. Bio Dr. Behnam Bavarian - Expert, #3 Exhibit Exhibit 22 Attachment H., #4 Declaration Exhibit 26 Marcello Soliven Declaration, #5 Exhibit EXHIBIT 35 Sejong City - Korea - Press Release & Info on eSmart I AM Card in Sejong City, #6 Exhibit 36-2 Declaration of Steve Kim s, #7 Exhibit 36-3 DOGLAS CHEON Declaration of Douglas Cheo, #8 Exhibit 36-5 NICE_KIM - 20140604.pdf, #9 Exhibi1 36-1 pg. 1 ACE KIM, #10 Exhibit 36-1 Pg, 2ACE KIM, #11 Exhibit 36-1 pg 3 ACE KIM)(GRACE, MARY)
February 18, 2015	Filing 603 LARGE ADDITIONAL ATTACHMENT(S) MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND DECLARATIONS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY by MARY A. GRACE #601 MOTION for Leave to File MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND AFFIDAVITS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY1 Exhibit Exhibit 1 Exponent Expert Repor, #2 Exhibit Exhibit 5 Deposition IDTP Smith, #3 Errata Exhibit 6 Deposition IDTP Grenier, #4 Exhibit Exhibit 6 Deposition IDTP Grenier)(GRACE, MARY)
February 18, 2015	Filing 602 LARGE ADDITIONAL ATTACHMENT(S) MEMORANDUM IN SUPPORT OF MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND DECLARATIONS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE by MARY A. GRACE #601 MOTION for Leave to File MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND AFFIDAVITS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY1 Memorandum in Support Memorandum in Support of Motion for Continuance, #2 Exhibit Exhibit Index)(GRACE, MARY)
February 17, 2015	Filing 601 MOTION for Leave to File MOTION TO STRIKE ALL OR PORTIONS OF PLAINTIFF'S EXPERT REPORT AND PLAINTIFFS MOTIONS FOR SUMMARY JUDGMENT AND TESTIMONY AND AFFIDAVITS WHICH ARE PROVEN BY NEWLY DISCOVERED EVIDENCE TO BE FALSE AND PROFFERED PERJURY by MARY A. GRACE (Attachments: #1 Exhibit Exhibits To Motion, #2 Declaration Declaration of Authenticity, #3 Declaration Declaration of Authenticity, #4 Text of Proposed Order Text of Proposed OrderX, #5 Exhibit Exhibit 3A.. Altered and erased IDTP Invoice 1402-104- January 2014, #6 Exhibit Exhibit 3-1.) IDTP Invoice1401-103 - November and December 2013, #7 Exhibit Exhibit 3-2.)IDTP Invoice 1402-104- January 2014., #8 Exhibit Exhibit 3-4.) IDTP Invoice 1404-105- March 2014., #9 Exhibit Exhibit 3-5.) IDTP Invoice1405-104 -- April 2014, #10 Exhibit Exhibit 3-6.) IDTP Invoice 1406-103--May 2014., #11 Exhibit Exhibit 3-7.) IDTP Invoice1407-106 -- June 2014, #12 Exhibit Exhibit 3-8.) IDTP Invoice 1408-104 - July 2014, #13 Exhibit Exhibit 3-9. IDTP Invoice) 1409-102 - August 2014.)(GRACE, MARY)
February 12, 2015	Filing 600 MEMORANDUM OPINION re #599 Order on Plaintiff's Second Motion for Summary Judgment against Defendant Grace. Signed by Judge James E. Boasberg on 02/12/15. (lcjeb3)
February 12, 2015	Filing 599 ORDER: The Court ORDERS that: 1) Plaintiff's #386 Second Motion for Summary Judgment against Defendant Grace is GRANTED as to Counts V and VII, but DENIED as to Count VI; and 2) Judgment is ENTERED against Defendant Grace on Counts V and VII. Signed by Judge James E. Boasberg on 02/12/15. (lcjeb3)
February 5, 2015	Filing 598 ORDER of USCA as to #470 Notice of Interlocutory Appeal filed by MARY A. GRACE. Upon consideration of the Clerk's order to show cause, on September 16, 2014, why this appeal should not be dismissed for lack of jurisdiction, the response thereto, and the motion for temporary relinquishment of jurisdiction, it is ordered that the motion be denied and the appeal be dismissed. USCA Case Number 14-5219. (erd)
January 29, 2015	Minute Entry for proceedings held before Judge James E. Boasberg: Motion Hearing held on 1/29/2015 re #386 Second MOTION for Summary Judgment. Mary Grace appeared via telephone. Order forthcoming. (Court Reporter Lisa Griffith) (ad)
January 27, 2015	Filing 597 MOTION for Reconsideration of Minute Order of January 26, 2015 denying Motion for Continuance by MARY A. GRACE (Attachments: #1 Declaration Declaration of Authenticity, #2 Text of Proposed Order ORDER [Proposed Text]., #3 Exhibit Exhibits, #4 Exhibit Exhibit 7 Expert Exponent Test and Evaluation Report on Defendant's Biometric Smart Card., #5 Exhibit Exhibit 8 Declaration of Dr. Ben, #6 Exhibit Exhibit 8-A Bio Dr. Benham Bavarian Phd. - Defendant's Expert Witness., #7 Exhibit Exhibit 10 - Washington Times - Insight Magazine, #8 Exhibit Exhibit 11 Depositio of IDTP Michael McCabe)(GRACE, MARY)
January 27, 2015	MINUTE ORDER: The Court ORDERS that Defendant Grace's #597 Motion for Reconsideration is DENIED. Signed by Judge James E. Boasberg on 01/27/15. (lcjeb3)
January 26, 2015	Filing 596 LARGE ADDITIONAL ATTACHMENT(S) by MARY A. GRACE #593 MOTION to Continue EMERGENCY MOTION FOR CONTINUANCE OF HEARING AND FOR EXTENSION OF TIME TO CONDUCT ADDITIONAL DISCOVERY TO OBTAIN NEWLY DISCOVERED EVIDENCE WHICH HAS BEEN WITHHELD BY PLAINTIFF filed by MARY A. GRACE. (Attachments: #1 Exhibit INDEX (Corrected), #2 Exhibit ATTACHMENT M - EXPONENT EXPERT REPORT - SCIENTIFIC EXPERT TESTS & EVALUATION DONE IN THE USON E-SMART'S BIOMETRIC SMART CARD, #3 Exhibit ATTACHMENT J-2 - RESEARCH & DEVELOPMENT COSTS - 2007 10K - $15,150,309, #4 Exhibit ATTACHMENT J-3 - 2007 10K WITH RESEARCH & DEVELOPMENT COSTS IN AUDITED FINANCIALS)(GRACE, MARY)
January 26, 2015	Filing 595 ERRATA EMERGENCY MOTION FOR CONTINUANCE OF HEARING AND FOR EXTENSION OF TIME TO CONDUCT ADDITIONAL DISCOVERY TO OBTAIN NEWLY DISCOVERED EVIDENCE WHICH HAS BEEN WITHHELD BY PLAINTIFF.pdf by MARY A. GRACE #593 MOTION to Continue EMERGENCY MOTION FOR CONTINUANCE OF HEARING AND FOR EXTENSION OF TIME TO CONDUCT ADDITIONAL DISCOVERY TO OBTAIN NEWLY DISCOVERED EVIDENCE WHICH HAS BEEN WITHHELD BY PLAINTIFF filed by MARY A. GRACE. (Attachments: #1 Errata Notice of Eratta)(GRACE, MARY)
January 26, 2015	Filing 594 MOTION to Continue EMERGENCY MOTION FOR CONTINUANCE OF HEARING AND FOR EXTENSION OF TIME TO CONDUCT ADDITIONAL DISCOVERY TO OBTAIN NEWLY DISCOVERED EVIDENCE WHICH HAS BEEN WITHHELD BY PLAINTIFF.docx by MARY A. GRACE (Attachments: #1 Exhibit INDEX, #2 Exhibit ATTACHMENT A-1. ID Technology Partners Subpoena, #3 Exhibit ATTACHMENT A-3. Gerry Smith Subpoena, #4 Exhibit ATTACHMENT A-4. Thomas Grenier Subpoena., #5 Exhibit ATTACHMENT A-2. Michael McCabe Subpoena, #6 Exhibit ATTACHMENT C. MEET AND CONFER COMMUNICATIONS, #7 Exhibit ATTACHMENT D-1- iDTP Invoices - Nov. & Dec. 2013, #8 Exhibit ATTACHMENT D-2.)IDTP Invoice 1402-104- January 2014, #9 Exhibit ATTACHMENT D-3.) IDTP Invoice1403-105 - February 2014, #10 Exhibit ATTACHMENT D-4.) IDTP Invoice 1404-105- March 2014., #11 Exhibit ATTACHMENT D-5.) IDTP Invoice1405-104 -- April 2014, #12 Exhibit ATTACHMENT D-6.) IDTP Invoice 1406-103--May 2014, #13 Exhibit ATTACHMENT D-7.) IDTP Invoice1407-106 -- June 201, #14 Exhibit ATTACHMENT D-8.) IDTP Invoice 1408-104 - July 2014, #15 Exhibit ATTACHMENT D-9. IDTP Invoice) 1409-102 - August 2014, #16 Exhibit ATTACHMENT H-2.) e-Smart-Gerald Smith Deposition, #17 Exhibit ATTACHMENT H-3.) e-Smart-Thomas Grenier deposition, #18 Exhibit Exhibit 16. Altered and erased IDTP Invoice 1402-104- January 2014, #19 Exhibit PART II. -EXHBIT 33. PLAINTIFF'S COUNSEL INSTRUCTS WITNESS NOT TO ANSWER AT DEPOSITION)(GRACE, MARY)
January 26, 2015	Filing 593 MOTION to Continue EMERGENCY MOTION FOR CONTINUANCE OF HEARING AND FOR EXTENSION OF TIME TO CONDUCT ADDITIONAL DISCOVERY TO OBTAIN NEWLY DISCOVERED EVIDENCE WHICH HAS BEEN WITHHELD BY PLAINTIFF by MARY A. GRACE (Attachments: #1 Memorandum in Support Memorandum in Support of Motion for Continuance, #2 Affidavit Affidavit in Support of Motion for Continuance, #3 Declaration Declaration of Authenticity, #4 Text of Proposed Order Text of Proposed Order)(GRACE, MARY)
January 26, 2015	MINUTE ORDER: The Court ORDERS that Defendant Grace's #593 #594 Motions to Continue are DENIED. As discovery is closed, there is no need to delay the hearing on this basis. Should Grace believe that travel to the hearing is inconvenient, furthermore, the Court will permit her to appear via telephone. Signed by Judge James E. Boasberg on 01/26/15. (lcjeb3)
January 22, 2015	MINUTE ORDER: The Court ORDERS that a hearing on the SECs Second Motion for Summary Judgment against Defendant Grace shall take place on January 29, 2015, at 10:00 a.m. The parties should be prepared to address the following topics: (1) the effect on an issuers liability under Section 13(b)(2)(B) of admitting, in 10-K reports, material weaknesses in internal controls; (2) whether the depiction of the convertible-loan scheme in the 2007 10-K could establish a violation of Section 13(b)(2)(A); (3) whether external auditors may certify financial statements without qualification even when they have determined that there are material internal-control issues and/or problems with a companys books and records; (4) whether, in connection with the SECs Section 16(a) claim, the Court may treat as a concession the statements in the 2006 10-KSB and 2007 10-K that, to the best of the companys knowledge, none of its executive officers had filed the necessary reports; and (5) whether, in connection with the SECs Rule 13a-14 claim, the Court may consider the 2007 10-K in deciding if material weaknesses in internal controls existed for fiscal years 2005 and 2006. Signed by Judge James E. Boasberg on 01/22/15. (lcjeb3)
January 22, 2015	Set/Reset Hearing: A hearing on the SECs Second Motion for Summary Judgment against Defendant Grace is set for 1/29/2015, at 10:00 AM, in Courtroom 19 before Judge James E. Boasberg. (ad)
December 30, 2014	Filing 592 ORDER that Defendant's #590 Notice of Appeal does not divest this Court of jurisdiction. Signed by Judge James E. Boasberg on 12/30/14. (lcjeb3)
December 30, 2014	USCA Case Number 14-5328 for #590 Notice of Appeal to DC Circuit Court, filed by MARY A. GRACE. (rd)
December 23, 2014	Filing 591 Transmission of the Notice of Appeal, Order Appealed, and Docket Sheet to US Court of Appeals. The Court of Appeals fee was paid this date 12/22/14 re #590 Notice of Appeal to DC Circuit Court,. (td, )
December 22, 2014	Filing 590 NOTICE OF APPEAL TO DC CIRCUIT COURT as to #586 Order on Motion for Summary Judgment, by MARY A. GRACE. Filing fee $ 505, receipt number 0090-3944340. Fee Status: Fee Paid. Parties have been notified. (Attachments: #1 Declaration Declaration of Mary Grace)(GRACE, MARY)
December 17, 2014	Filing 589 NOTICE of Change of Address by TAMIO SAITO (GRACE, MARY)
December 11, 2014	Minute Entry for proceedings held before Judge James E. Boasberg: Telephone Conference held on 12/11/2014. Japanese Interpreter: Kaori Marshall. (Court Reporter Lisa Griffith) (kt)
December 1, 2014	MINUTE ORDER: The Court ORDERS that Defendant Saito's #571 Motion to Strike is DENIED. Plaintiff's #562 Opposition was timely filed, as Fed. R. Civ. P. 6 makes clear. Signed by Judge James E. Boasberg on 12/1/14. (lcjeb2)
November 21, 2014	Filing 588 Memorandum in opposition to re #570 MOTION to Strike #562 Memorandum in Opposition,, Pro s Defendant Tamio Saito's Motion to Strike Plaintiff's Opposition to Pro Se Defendant Tamio Saito's Motion to Strike & Exclude Plaintiff's Experts and Expert Report. filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Guido, Kenneth)
November 21, 2014	Filing 587 Memorandum Opinion re #586 Order on Plaintiff's Motion for Summary Judgment against Defendant Grace on Counts I and II. Signed by Judge James E. Boasberg on 11/21/14. (lcjeb3)
November 21, 2014	Filing 586 ORDER: The Court ORDERS that: 1) Plaintiff's #324 Motion for Summary Judgment against Defendant Grace on Counts I and II is GRANTED; and 2) Judgment is ENTERED against Defendant Grace on Counts I and II. Signed by Judge James E. Boasberg on 11/21/14. (lcjeb3)
November 21, 2014	Filing 585 ERRATA NOTICE OF ERRATA REGARDING PRO SE DEFENDANT TAMIO SAITO'S REPLY TO PLAINTIFF'S OPPOSITION TO PRO SE DEFENDANT'S MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF'S AND PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT. by TAMIO SAITO #547 Reply to opposition to Motion,,, filed by TAMIO SAITO. (Attachments: #1 Errata CORRECTED Pro Se Defendant's Reply to Plaintiff's Opposition to Pro Se Defendant's Motion for Summary Judgment and Plaintiff's Reply to pro se defendant's Opposition to Plaintiff's Motion for Summary Judgment)(GRACE, MARY)
November 21, 2014	Filing 584 LARGE ADDITIONAL ATTACHMENT(S) _PRO SE DEFENDANT TAMIO SAITO S OPPOSITION TO PLAINTIFF S MOTION TO STRIKE TAMIO SAITO S REPLY TO PLAINTIFF MOTION TO STRIKE REPLY TO TAMIO SAITO'S OPPOSITION & REPLY by TAMIO SAITO #574 Response to motion,, filed by TAMIO SAITO. (Attachments: #1 Statement of Facts **Exhibit 1 Attachment A (With Responses) Pro Se Defendants Detailed Response to Plaintiff's Responses to Defendants SOF, #2 Exhibit Exhibit 13 Excerpts from the Wells Submission of Defendant's Counsel in 2005-2006 Defennding the 10K She Wrote and Approved, #3 Exhibit EXHIBIT 14 A (SENT TO THE CLERK OF THE COURT -AVI FILE, #4 Exhibit Exhibit 14B.) Insight-)(GRACE, MARY)
November 20, 2014	Filing 583 LARGE ADDITIONAL ATTACHMENT(S) _PRO SE DEFENDANT TAMIO SAITO S OPPOSITION TO PLAINTIFF S MOTION TO STRIKE TAMIO SAITO S REPLY TO PLAINTIFF MOTION TO STRIKE REPLY TO TAMIO SAITO'S OPPOSITION & REPLY by TAMIO SAITO #574 Response to motion,, filed by TAMIO SAITO. (Attachments: #1 Exhibit EXHIBIT 7A -1.) R Barrett e-mail with Short Term Sales Plan., #2 Exhibit EXHIBIT 9. Bio of Tamio Saito.pdf, #3 Exhibit EXHIBIT 9B. Bio of Expert Marcello Soliven, #4 Exhibit EXHIBIT 10. Critical Historical Inventions Predicted Not to Work, #5 Declaration EXHIBIT 11 Declaration of Expert Marcello Soliven re Defendant's Wireless Cards, #6 Exhibit XHIBIT 12.) Sejong City - Korea - Press Release & Info on eSmart I AM Card in Sejong Cit)(GRACE, MARY)
November 20, 2014	Filing 582 LARGE ADDITIONAL ATTACHMENT(S) _PRO SE DEFENDANT TAMIO SAITO S OPPOSITION TO PLAINTIFF S MOTION TO STRIKE TAMIO SAITO S REPLY TO PLAINTIFF MOTION TO STRIKE REPLY TO TAMIO SAITO'S OPPOSITION & REPLY by TAMIO SAITO #574 Response to motion,, filed by TAMIO SAITO. (Attachments: #1 Exhibit EXHIBIT 5 Bio Dr. Behnam Bavarian -Defendant's Expert Witness, #2 Declaration EXHIBIT 5A. Declaration of Dr. Benham Bavarian PhD, #3 Exhibit EXHIBIT 5C. Testimony of Dr. Bavarian, #4 Exhibit EXHIBIT 5B. Deposition of Dr. Behnam Bavarian)(GRACE, MARY)
November 20, 2014	Filing 581 LARGE ADDITIONAL ATTACHMENT(S) _PRO SE DEFENDANT TAMIO SAITO S OPPOSITION TO PLAINTIFF S MOTION TO STRIKE TAMIO SAITO S REPLY TO PLAINTIFF MOTION TO STRIKE REPLY TO TAMIO SAITO'S OPPOSITION & REPLY by TAMIO SAITO #574 Response to motion,, filed by TAMIO SAITO. (Attachments: #1 Exhibit EXHIBIT 6A..) Deposition of Michael McCabe 0801e-Smart-McCab, #2 Exhibit EXHIBIT 6B..) Deposition of Gerald Smith 0731e, #3 Exhibit EXHIBIT 6C..) Deposition of Thomas Greiner, #4 Exhibit EXHIBIT 6D..) IDTP Smith & Griener 'Contibution' -Attachment H, #5 Exhibit EXHIBIT 7A-2.). RBarrett August 25, 2007e-Smart Business Plan, #6 Exhibit EXHIBIT 7A-4) RBarrett Sept. 25, 2007 - author Barrett -Final e-Smart Executive Summary & Korea Business Plan.)(GRACE, MARY)
November 20, 2014	Filing 580 LARGE ADDITIONAL ATTACHMENT(S) _PRO SE DEFENDANT TAMIO SAITO S OPPOSITION TO PLAINTIFF S MOTION TO STRIKE TAMIO SAITO S REPLY TO PLAINTIFF MOTION TO STRIKE REPLY TO TAMIO SAITO'S OPPOSITION & REPLY by TAMIO SAITO #574 Response to motion,, filed by TAMIO SAITO. (Attachments: #1 Exhibit EXHIBIT 4 Due Diligence Report)(GRACE, MARY)
November 20, 2014	Filing 579 LARGE ADDITIONAL ATTACHMENT(S) _PRO SE DEFENDANT TAMIO SAITO S OPPOSITION TO PLAINTIFF S MOTION TO STRIKE TAMIO SAITO S REPLY TO PLAINTIFF MOTION TO STRIKE REPLY TO TAMIO SAITO'S OPPOSITION & REPLY by TAMIO SAITO #574 Response to motion,, filed by TAMIO SAITO. (Attachments: #1 Statement of Facts Exhibit 1.) EXHIBIT A (PART 1) DEFENDANT'S STATEMENT OF UNDISPUTED MATERIAL FACTS - EXHIBIT A - part 1)(GRACE, MARY)
November 20, 2014	Filing 578 LARGE ADDITIONAL ATTACHMENT(S) _PRO SE DEFENDANT TAMIO SAITO S OPPOSITION TO PLAINTIFF S MOTION TO STRIKE TAMIO SAITO S REPLY TO PLAINTIFF MOTION TO STRIKE REPLY TO TAMIO SAITO'S OPPOSITION & REPLY by TAMIO SAITO #574 Response to motion,, filed by TAMIO SAITO. (Attachments: #1 Declaration Exhibit 2-1. Declaration of Bill Sandler, #2 Declaration Exhibit 2-2.) Declaration of James Desmond, #3 Declaration Exhibit 2-3.) Declaration of Howard Will, #4 Exhibit Exhibit 2-4.) e-Mail from Henry Mollett re Tamio Saito.pdf, #5 Exhibit EXHIBIT 8 -DEPOSITION OF PRO SE DEFENDANT TAMIO SAITO 9-11-2014)(GRACE, MARY)
November 20, 2014	Filing 577 LARGE ADDITIONAL ATTACHMENT(S) _PRO SE DEFENDANT TAMIO SAITO S OPPOSITION TO PLAINTIFF S MOTION TO STRIKE TAMIO SAITO S REPLY TO PLAINTIFF MOTION TO STRIKE REPLY TO TAMIO SAITO'S OPPOSITION & REPLY by TAMIO SAITO #574 Response to motion,, filed by TAMIO SAITO. (Attachments: #1 Statement of Facts xhibit 1.) 4A Pt. 1. Defendants Statement of Undisputed Material Fact 4A- PT. 1, #2 Statement of Facts Exhibit 1.) 4A-Pt. 2. Statement of Undisputed Material Facts Pt. 2)(GRACE, MARY)
November 20, 2014	Filing 576 LARGE ADDITIONAL ATTACHMENT(S) _PRO SE DEFENDANT TAMIO SAITO S OPPOSITION TO PLAINTIFF S MOTION TO STRIKE TAMIO SAITO S REPLY TO PLAINTIFF MOTION TO STRIKE REPLY TO TAMIO SAITO'S OPPOSITION & REPLY by TAMIO SAITO #574 Response to motion,, filed by TAMIO SAITO. (Attachments: #1 Statement of Facts Exhibit 1.) 1A. DEFENDANT TAMIO SAITO'S STATEMENTS OF UNDISPUTED AND UNCONTESTED MATERIAL FACTS, #2 Statement of Facts Exhibit 1.) 3A. Defendant Tamio Saito's Statements of Undisputed Material Facts Pt. 3A)(GRACE, MARY)
November 20, 2014	Filing 575 LARGE ADDITIONAL ATTACHMENT(S) _PRO SE DEFENDANT TAMIO SAITO S OPPOSITION TO PLAINTIFF S MOTION TO STRIKE TAMIO SAITO S REPLY TO PLAINTIFF MOTION TO STRIKE REPLY TO TAMIO SAITO'S OPPOSITION & REPLY by TAMIO SAITO #574 Response to motion,, filed by TAMIO SAITO. (Attachments: #1 Exhibit 3 -Exponent Expert Report(1) Executive Summary & Test Conclusions)(GRACE, MARY)
November 20, 2014	Filing 574 RESPONSE re #563 MOTION to Strike #548 Large Additional Attachment(s), #549 Large Additional Attachment(s), #551 Large Additional Attachment(s),,, #552 Large Additional Attachment(s),,, #550 Large Additional Attachment(s),,,, #547 Reply to opposition to M _PRO SE DEFENDANT TAMIO SAITOS OPPOSITION TO PLAINTIFFS MOTION TO STRIKE PRO SE DEFENDANT TAMIO SAITOS REPLY TO PLAINTIFFS OPPOSITION AND REPLY TO PRO SE DEFENDANT TAMIO SAITOS MOTION FOR SUMMARY JUDGMENT AND OPPOSITION filed by TAMIO SAITO. (Attachments: #1 Declaration Declaration of Tamio Saito as to Authenticity of Documents, #2 Text of Proposed Order Text of Proposed Order)(GRACE, MARY)
November 17, 2014	Filing 573 LARGE ADDITIONAL ATTACHMENT(S) _Pro s Defendant Tamio Saito's Motion to Strike Plaintiff's Opposition to Pro Se Defendant Tamio Saito's Motion to Strike & Exclude Plaintiff's Experts and Expert Report Nov. 17, 2014 by TAMIO SAITO #571 MOTION to Strike #562 Memorandum in Opposition,, Pro s Defendant Tamio Saito's Motion to Strike Plaintiff's Opposition to Pro Se Defendant Tamio Saito's Motion to Strike & Exclude Plaintiff's Experts and Expert Report No MOTION to Strike #562 Memorandum in Opposition,, Pro s Defendant Tamio Saito's Motion to Strike Plaintiff's Opposition to Pro Se Defendant Tamio Saito's Motion to Strike & Exclude Plaintiff's Experts and Expert Report No MOTION to Strike #562 Memorandum in Opposition,, *Pro s Defendant Tamio Saito's Motion to Strike Plaintiff's Opposition to Pro Se Defendant Tamio Saito's Motion to Strike & Exclude Plaintiff's Experts and Expert Report No filed by TAMIO SAITO. (Attachments: #1 Exhibit EXHIBIT 1 D. EXCERPTS OF TESTIMONY OF PLAINTIFFS PURPORTED EXPERT WITNESSES, #2 Exhibit Exhibit 2 -Experts Exponent Test & Evaluation Report(1) Executive Summary Conclusion of Scientific Testing., #3 Declaration Exhibit 3 Marcello Soliven Declaration, #4 Exhibit Exhibit 3A..) Bio of Marcello Soliven)(GRACE, MARY)
November 17, 2014	Filing 572 ERRATA by TAMIO SAITO #564 Reply to opposition to Motion,, filed by TAMIO SAITO. (Attachments: #1 Errata *CORRECTED Nov. 10, 2014- DKT.564-569 MAIN DOCUMENT- PRO SE DEFENDANT TAMIO SAITO'S REPLY to PLAINTIFF'S OPPOSITION TO PRO SE DEFENDANT TAMIO SAITIO'S MOTION TO STRIKE AND EXCLUDE PLAINTIFF'S EXPERTS AND THEIR EXPERT REPORT.)(GRACE, MARY)
November 17, 2014	Filing 571 MOTION to Strike #562 Memorandum in Opposition,, *Pro s Defendant Tamio Saito's Motion to Strike Plaintiff's Opposition to Pro Se Defendant Tamio Saito's Motion to Strike & Exclude Plaintiff's Experts and Expert Report Nov. 17, 2014 by TAMIO SAITO (Attachments: #1 Declaration Declaration of Tamio Saito as to Authenticity of Documents, #2 Exhibit Exhibit 1A. Deposition of IDTP Michael McCabe, Aug. 1, 2014, #3 Exhibit Exhibit 1B. Depoaition of IDTP Gerald Smith-July 31, 2014, #4 Exhibit Exhibit 1C Deposition of Grenier-July 32, 2014., #5 Text of Proposed Order Exhibit 1C Deposition of Grenier-July 32, 2014.)(GRACE, MARY)
November 13, 2014	MINUTE ORDER: The Court ORDERS that Defendant Saito's #570 Motion to Strike is DENIED. He has miscalculated the time within which Plaintiff had to respond, as Fed. R. Civ. P. 6 makes clear. Signed by Judge James E. Boasberg on 11/13/14. (lcjeb2)
November 12, 2014	Filing 570 MOTION to Strike #562 Memorandum in Opposition,, Pro s Defendant Tamio Saito's Motion to Strike Plaintiff's Opposition to Pro Se Defendant Tamio Saito's Motion to Strike & Exclude Plaintiff's Experts and Expert Report. by TAMIO SAITO (Attachments: #1 Text of Proposed Order Text of Proposed Order)(GRACE, MARY)
November 11, 2014	Filing 569 LARGE ADDITIONAL ATTACHMENT(S) Nov. 10, 2014- PRO SE DEFENDANT'S REPLY to PLAINTIFF'S OPPOSITION TO PRO SE DEFENDANT TAMIO SAITIO'S - CORRECT PART 2 OF EXHIBIT 3 (TWO COPIES OF PART 1 OF EXHIBIT WERE FILED IN ERROR EARLIER TODAY, INSTEAD OF PART 1 AND PART 2. by TAMIO SAITO #564 Reply to opposition to Motion,, filed by TAMIO SAITO. (Attachments: #1 Exhibit CORRECT EXHIBIT INDEX (Corrected), #2 Exhibit CORRECT PART 2 OF EXHIBIT 3 (3A - 3G) TESTIMONY OF IDTP WITNESSES RELATED TO EXPERT REPORT AND SCOPE PART 2 copY - REPLACES DUPLICATE COPY OF PART 1 FILED EARLY TODAY)(GRACE, MARY)
November 11, 2014	Filing 568 LARGE ADDITIONAL ATTACHMENT(S) Nov. 10, 2014- PRO SE DEFENDANT'S REPLY to PLAINTIFF'S OPPOSITION TO PRO SE DEFENDANT TAMIO SAITIO'S MOTION TO STRIKE AND EXCLUDE PLAINTIFF'S EXPERTS AND THEIR EXPERT REPORT by TAMIO SAITO #564 Reply to opposition to Motion,, filed by TAMIO SAITO. (Attachments: #1 Exhibit EXHIBIT INDEX (Corrected), #2 Exhibit EXHIBIT 3 (3A - 3G) TESTIMONY OF IDTP WITNESSES RELATED TO EXPERT REPORT AND SCOPE PART 1, #3 Exhibit EXHIBIT 3 (3A - 3G) TESTIMONY OF IDTP WITNESSES RELATED TO EXPERT REPORT AND SCOPE PART 2)(GRACE, MARY)
November 11, 2014	Filing 567 LARGE ADDITIONAL ATTACHMENT(S) Nov. 10, 2014- PRO SE DEFENDANT'S REPLY to PLAINTIFF'S OPPOSITION TO PRO SE DEFENDANT TAMIO SAITIO'S MOTION TO STRIKE AND EXCLUDE PLAINTIFF'S EXPERTS AND THEIR EXPERT REPORT by TAMIO SAITO #564 Reply to opposition to Motion,, filed by TAMIO SAITO. (Attachments: #1 Exhibit EXHIBIT INDEX (Corrected), #2 Exhibit EXHIBIT 3F..) IDTP Smith & Griener 'Contibution' -Attachment H, #3 Exhibit EXHIBIT 9. Bio of Tamio Saito, #4 Exhibit EXHIBIT 9B. Bio of Expert, #5 Exhibit EXHIBIT 10. Critical Historical Inventions Predicted Not to Work, #6 Declaration EXHIBIT 11 Declaration of Expert Marcello Soliven re Defendant's Wireless Card)(GRACE, MARY)
November 11, 2014	Filing 566 LARGE ADDITIONAL ATTACHMENT(S) Nov. 10, 2014- PRO SE DEFENDANT'S REPLY to PLAINTIFF'S OPPOSITION TO PRO SE DEFENDANT TAMIO SAITIO'S MOTION TO STRIKE AND EXCLUDE PLAINTIFF'S EXPERTS AND THEIR EXPERT REPORT by TAMIO SAITO #564 Reply to opposition to Motion,, filed by TAMIO SAITO. (Attachments: #1 Exhibit, #2 Exhibit EXHIBIT 4 Bio Dr. Behnam Bavarian -Defendant's Expert Witness, #3 Declaration EXHIBIT 4A. Declaration of Dr. Benham Bavarian PhD, #4 Exhibit EXHIBIT 4B. Deposition of Dr. Behnam Bavarian, #5 Exhibit EXHIBIT 4C. Testimony of Dr. Bavarian, #6 Exhibit EXHIBIT 5. Due Diligence Overview, #7 Exhibit EXHIBIT 8 - SENT BY FED X TO CLERK, #8 Exhibit EXHIBIT 12A.- SENT BY FED X TO CLERK, #9 Exhibit EXHIBIT 12B.- SENT BY FED X TO CLERK, #10 Exhibit EXHIBIT 12C.) Sejong City - Korea - Press Release & Info on eSmart I AM Card in Sejong City, #11 Exhibit EXHIBIT 13. Expert Witness IDTP Invoices -Excerpts of Evaluation of 2006 Claims (in defendant's 10K))(GRACE, MARY)
November 11, 2014	Filing 565 LARGE ADDITIONAL ATTACHMENT(S) Nov. 10, 2014- PRO SE DEFENDANT'S REPLY to PLAINTIFF'S OPPOSITION TO PRO SE DEFENDANT TAMIO SAITIO'S MOTION TO STRIKE AND EXCLUDE PLAINTIFF'S EXPERTS AND THEIR EXPERT REPORT by TAMIO SAITO #564 Reply to opposition to Motion,, filed by TAMIO SAITO. (Attachments: #1 Declaration EXHIBIT 2A. Declaration of William Sandler, #2 Declaration EXHIBIT 2B.) Declaration of Howard Wills, #3 Declaration EXHBIT 2C.) Declaration of James Desmond, #4 Exhibit EXHIBIT 3H.) Deposition of Michael McCabe, #5 Exhibit EXHIBIT 3I.) Deposition of Gerald Smith 0731e-Smart-Smith, #6 Exhibit EXHIBIT 3J.) Deposition of Thomas Greiner, #7 Supplement EXHIBIT 6.R Barrett e-mail with Short Term Sales Plan.pdf, #8 Exhibit EXHIBIT 14A. RBarrett August 25, 2007e-Smart Business Plan, #9 Exhibit EXHIBIT 14B.) RBarrett Sept. 25, 2007 - author Barrett -Final e-Smart Executive Summary & Korea Business Plan.pdf, #10 Exhibit EXHIBIT INDEX.pdf)(GRACE, MARY)
November 10, 2014	Filing 564 REPLY to opposition to motion re #541 MOTION for Leave to File PRO SE DEFENDANT TAMIO SAITOS REQUEST FOR LEAVE TO FILE MOTION TO EXCLUDE PLAINTIFF'S EXPERTS AND TO STRIKE PLAINTIFF'S EXPERT REPORT PRO SE DEFENDANT TAMIO SAITO'S REPLY TO PLAINTIFF'S OPPOSITION TO PRO SE DEFENDANT'S MOTION TO STRIKE AND EXCLUDE PLAINTIFF'S EXPERTS AND PLAINTIFF'S EXPERT REPORT filed by TAMIO SAITO. (Attachments: #1 Declaration claration of Tamio Saito as to Authenticity of Document, #2 Text of Proposed Order Text of Proposed Order, #3 Exhibit xhibit 1.)Exponent Expert Report & Executive Summary)(GRACE, MARY)
November 5, 2014	Filing 563 MOTION to Strike #548 Large Additional Attachment(s), #549 Large Additional Attachment(s), #551 Large Additional Attachment(s),,, #552 Large Additional Attachment(s),,, #550 Large Additional Attachment(s),,,, #547 Reply to opposition to Motion,,, Filed by Tamio Saito by U.S. SECURITIES AND EXCHANGE COMMISSION (Guido, Kenneth)
November 3, 2014	Filing 562 Memorandum in opposition to re #541 MOTION for Leave to File PRO SE DEFENDANT TAMIO SAITOS REQUEST FOR LEAVE TO FILE MOTION TO EXCLUDE PLAINTIFF'S EXPERTS AND TO STRIKE PLAINTIFF'S EXPERT REPORT and Motion to Strike SEC's Expert Report(Docket No. 540) filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Declaration, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit, #6 Exhibit, #7 Exhibit, #8 Exhibit, #9 Exhibit, #10 Exhibit, #11 Exhibit, #12 Exhibit, #13 Exhibit, #14 Exhibit)(Guido, Kenneth)
November 3, 2014	Filing 561 NOTICE Pro s Defendant Tamio Saito's First Motion Strike and to Exclude Plaintiff's Expert Witnesses and Plaintiff's Expert Report. by TAMIO SAITO (Attachments: #1 Memorandum in Support MEMORANDUM IN SUPPORT OF PRO SE DEFENDANT TAMIO SAITO'S FIRST MOTION TO STRIKE & EXCLUDE PLAINTIFF'S EXPERTS AND EXPERT REPORT., #2 Declaration Declaration of Tamio Saito as to Authenticity of Documents, #3 Text of Proposed Order Text of Proposed Order)(GRACE, MARY)
November 3, 2014	MINUTE ORDER: The Court ORDERS that Defendant Saito's #561 Motion to Strike is DENIED WITHOUT PREJUDICE as duplicative of ECF No. 541, his prior Motion to Strike. Signed by Judge James E. Boasberg on 11/3/14. (lcjeb2)
October 27, 2014	Filing 560 ORDER: The Court ORDERS that: (1) the SECs #514 Motion to Strike is GRANTED IN PART and DENIED IN PART; (2) ECF Nos. 505-06, 508, 513, and 516-17 are STRICKEN; and (3) the Statement of Facts in ECF No. 496 is RESTORED. Signed by Judge James E. Boasberg on 10/27/14. (lcjeb2)
October 27, 2014	MINUTE ORDER: Defendants Grace and Saito have filed a #489 Motion for Leave to file Documents Under Seal. They claim that disclosure would cause "[h]arm to Defendant companies and its shareholders." Mot. at 6. The difficulty with such an argument is that the companies are no longer Defendants in the case, having already defaulted. Defendants Grace and Saito do not even allege that disclosure of certain documents would harm them individually or that they individually have any proprietary interest in the materials. The Court, accordingly, ORDERS that the #489 Motion is DENIED. Signed by Judge James E. Boasberg on 10/27/14. (lcjeb2)
October 23, 2014	MINUTE ORDER: The Court ORDERS that: 1) Defendant Saito's #555 Motion for Leave is DENIED WITHOUT PREJUDICE, as it fails to comply with the Court's method of handling discovery disputes, as Saito well knows; and 2) Saito's #559 Motion to Strike is DENIED as frivolous. The SEC's Opposition and Reply was timely filed on October 2, 2014, as the docket entry at ECF No. 522 makes clear. Signed by Judge James E. Boasberg on 10/23/14. (lcjeb2)
October 21, 2014	Filing 559 MOTION to Strike 529 Memorandum in Opposition to PRO SE DEFENDANT TAM- PLAINTIFFS OUT OF TIME FILED DKT. 529 SECOND MEMORANDUM IN OPPOSITION TO PRO SE DEFENDANTS TAMIO SAITO'S MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFFS MOTION FOR SUMMARY JUDGMENT AGAINST PRO SE DEFENDANT TAMIO SAITO by TAMIO SAITO (Attachments: #1 Text of Proposed Order Text of Proposed Order)(GRACE, MARY)
October 20, 2014	Filing 558 LARGE ADDITIONAL ATTACHMENT(S) Request for Leave of Court to File Motion to Compel by TAMIO SAITO #555 MOTION for Leave to File Motion To Compel filed by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 7. Exponent Expert Report(1) Executive Summary, #2 Exhibit 3-1.)1401-103 - November and December 2013, #3 Exhibit 3-2.)1402-104- January 2014., #4 Exhibit 3-3.) 1403-105 - February 2014, #5 Exhibit 3-4.) 1404-105- March 2014, #6 Exhibit 3-5.) 1405-104 -- April 2014., #7 Exhibit 3-6.) 1406-103--May 2014, #8 Exhibit 3-7.) 1407-106 -- June 2014, #9 Exhibit 3-8.) 1408-104 - July 2014, #10 Exhibit 3-9.) 1409-102 - August 2014)(GRACE, MARY)
October 20, 2014	Filing 557 LARGE ADDITIONAL ATTACHMENT(S) Request for Leave of Court to File Motion to Compel by TAMIO SAITO #555 MOTION for Leave to File Motion To Compel filed by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 4-a.) Deposition of IDTP Witness Michael McCabe., #2 Exhibit Exhibit 4-B.) Deposition of IDTP Witness Gerald Smaith, #3 Exhibit EXHIBIT 4-C.) Deposition of IDTP Expert Thomas Greiner.pdf)(GRACE, MARY)
October 20, 2014	Filing 556 LARGE ADDITIONAL ATTACHMENT(S) Request for Leave to File Motion to Compel by TAMIO SAITO #555 MOTION for Leave to File Motion To Compel filed by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 1-1. ID Technology Partners Subpoena, #2 Exhibit EXHIBIT 1-2. Michael McCabe Subpoen, #3 Exhibit EXHIBIT 1-3. Gerry Smith Subpoena.pdf, #4 Exhibit Exhibit 1-4. Thomas Grenier Subpoena, #5 PLAINTIFF'S COUNSEL INSTRUCTS WITNESS NOT TO ANSWER AT DEPOSITION, #6 EXHIBIT 9 Pg. 65 Plaintiff's counsel Yelling "Keep Your Mouth Shut" Example of misbehavior, interruptions & disruption)(GRACE, MARY)
October 20, 2014	Filing 555 MOTION for Leave to File Motion To Compel by TAMIO SAITO (Attachments: #1 Declaration Declaration of Authenticity of Documents Tamio Saito, #2 Text of Proposed Order Text of Proposed Order)(GRACE, MARY)
October 20, 2014	Filing 554 Memorandum Opinion re #553 Order on Motion for Summary Judgment. Signed by Judge James E. Boasberg on 10/20/14. (lcjeb2)
October 20, 2014	Filing 553 ORDER DENYING #387 Motion for Summary Judgment. Signed by Judge James E. Boasberg on 10/20/14. (lcjeb2) (Main Document 553 replaced on 10/20/2014) (ad). Modified on 10/20/2014 to correct the title of the document (ad).
October 17, 2014	Filing 552 LARGE ADDITIONAL ATTACHMENT(S) PRO SE DEFENDANT TAMIO SAITO'S REPLY TO PLAINTIFF'S OPPOSITION AND REPLY by TAMIO SAITO #547 Reply to opposition to Motion,,, filed by TAMIO SAITO. (Attachments: #1 Exhibit EXPERT INVOICES 3-1.)1401-103 - November and December 2013, #2 Exhibit EXPERT INVOICES 3-2.)1402-104- January 2014, #3 Exhibit EXPERT INVOICES 3-3.) 1403-105 - February 2014.pdf, #4 Exhibit EXPERT INVOICES 3-4.) 1404-105- March, #5 EXPERT INVOICES 3-5.) 1405-104 -- April 2014.pdf, #6 EXPERT INVOICES 3-6.) 1406-103--May 2014.pd, #7 EXPERT INVOICES 3-7.) 1407-106 -- June 2014.p, #8 EXPERT INVOICES 3-8.) 1408-104 - July 2014, #9 EXPERT INVOICES 3-9.) 1409-102 - August 2014.pdf, #10 EXHIBIT 2B.) Attachment H-1.pdf)(GRACE, MARY)
October 17, 2014	Filing 551 LARGE ADDITIONAL ATTACHMENT(S) PRO SE DEFENDANT TAMIO SAITO'S REPLY TO PLAINTIFF'S OPPOSITION AND REPLY by TAMIO SAITO #547 Reply to opposition to Motion,,, filed by TAMIO SAITO. (Attachments: #1 Exhibit EXHIBIT 11 -DEPOSITION OF PRO SE DEFENDANT TAMIO SAITO, #2 Statement of Facts ATTACHMENT 'B'-2- PLAINTIFF'S FALSE CLAIMS IN SECTIONS II AND III ALSO LISTED ON PLAINTIFF'S ATTACHMENT ENTITLED STATEMENT OF FACTS ARE PROVEN FASLE AND DISPUTED, #3 Declaration 8-1. Declaration of Bill Sandler 090820140001, #4 Declaration 8-2.) Declaration of James Desmond 090720140001, #5 Declaration 8-3.) Declaration of Howard Wills.pdf, #6 Exhibit 8B. e-Mail from Henry Mollett re Tamio Saito.pdf)(GRACE, MARY)
October 17, 2014	MINUTE ORDER: Given that Defendant Saito has now filed his Reply, the Court ORDERS that his #545 Emergency Motion to obtain materials ostensibly needed for his Reply is DENIED as moot. Signed by Judge James E. Boasberg on 10/17/14. (lcjeb2)
October 16, 2014	Filing 550 LARGE ADDITIONAL ATTACHMENT(S) PRO SE DEFENDANT TAMIO SAITO'S REPLY TO PLAINTIFF'S OPPOSITION AND REPLY by TAMIO SAITO #547 Reply to opposition to Motion,,, filed by TAMIO SAITO. (Attachments: #1 Statement of Facts 1. ATTACHMENT A Part 2 -Pro Se Defendant Tamio Saito's Statements of Undisputed Material facts, #2 Statement of Facts 1-EXHIBIT 1 pt 1 -Pro Se Defendant Tamio Saito's Statements of Undisputed Material facts, #3 Exhibit EXHIBIT 4A.) Deposition of Michael McCabe 0801e-Smart-McCabe-, #4 Exhibit EXHIBIT 4B.) Deposition of Gerald Smith 0731e-Smart-Smith, #5 Exhibit EXHIBIT 4C.) Deposition of Thomas Greiner 0731e-Smart-Grenier-, #6 Exhibit EXHIBIT 5. EXPONENT EXPERT TEST AND EVALUATION REPORT, #7 Exhibit EXHIBIT 6A.) Bio of Dr. Behnam Bavarian Ph.D & AFIS & Biometrics Experience., #8 Declaration EXHIBIT 6B. Declaration of Defendant's Expert Dr. Behnam Bavarian PH.D., #9 Exhibit Exhibit 6C. Excerpts of Testimony Dr, #10 Exhibit Exhibit 6D.) Deposition of Dr. Behnam Bavarian)(GRACE, MARY)
October 16, 2014	Filing 549 LARGE ADDITIONAL ATTACHMENT(S) PRO SE DEFENDANT TAMIO SAITO'S REPLY TO PLAINTIFF'S OPPOSITION AND REPLY by TAMIO SAITO #547 Reply to opposition to Motion,,, filed by TAMIO SAITO. (Attachments: #1 Statement of Facts 1. ATTACHMENT A- PRO SE DEFENDANT'S STATEMENT OF UNDISPUTED MATERIAL FACTS - EXHIBIT A)(GRACE, MARY)
October 16, 2014	Filing 548 LARGE ADDITIONAL ATTACHMENT(S) PRO SE DEFENDANT TAMIO SAITO'S REPLY TO PLAINTIFFS OPPOSITION TO MOTION FOR SUMMARY JUDGMENT AND REPLY by TAMIO SAITO #547 Reply to opposition to Motion,,, filed by TAMIO SAITO. (Attachments: #1 Statement of Facts 1-4A.)Defendant Statement of Undisputed MaterialFacts 4A. https---ecf.dcd.uscourts.gov-cgi-bin-show_temp.pl?file=4105846-2--6198)(GRACE, MARY)
October 16, 2014	Filing 547 REPLY to opposition to motion re #497 MOTION for Summary Judgment Amended 2 - pro se DEFENDANT TAMIO SAITO MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO, #496 Amended MOTION for Summary Judgment Amended 2 - pro se DEFENDANT TAMIO SAITO MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO & REPLY TO PLAINTIFF'S REPLY #522 filed by TAMIO SAITO. (Attachments: #1 Declaration Declaration to Authenticity of Documents, #2 Text of Proposed Order Text of Proposed Order, #3 Statement of Facts 1. 2A. Pro Se Defendant's Statement of Undisputed Material Facts Part 2A, #4 Statement of Facts 1.-3A Pro Se Defendant's Statement of Undisputed Material Facts, #5 Statement of Facts 1.-4A-2. Pro Se Defendant's Statement of Undisputed Material Fact)(GRACE, MARY)
October 16, 2014	Filing 546 LARGE ADDITIONAL ATTACHMENT(S) EMERGENCY MOTION FOR LEAVE TO FILE Emergency Motion for an Extension of Time to File Reply by TAMIO SAITO #545 Emergency MOTION for Leave to File Emergency Motion for an Extension of Time to File Reply filed by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 1-1.) Subpoena to Expert Witness IDTP, #2 Exhibit Exhibit 1-2.) Subpoena to IDTP Expert Witness Michael McCabe, #3 Exhibit Exhibit 1-3.) Subpoena to IDTP Expert Witness Gerald Smith, #4 Exhibit Exhibit 1-4.) Subpoena to IDTP Expert Witness Thomas Greiner, #5 Exhibit Exhibit 4-A.) Deposition of IDTP Expert Witness Michael McCabe, #6 Exhibit Exhibit 4-B.) Deposition of IDTP Expert Witness Gerald Smith, #7 Exhibit Exhibit 4-C.) Deposition of IDTP Expert Witness Thomas Greiner, #8 Exhibit Exhibit 7.) Expert Exponent Test and Evaluation Report, #9 Exhibit Exhibit 8.) Plaintiff Counsel instructs Witnesses Not To Answer deposition questions, #10 Exhibit Exhibit 9 - Plaintiff counsel yells and disrupts deposition repeatedly)(GRACE, MARY)
October 16, 2014	Filing 545 Emergency MOTION for Leave to File Emergency Motion for an Extension of Time to File Reply by TAMIO SAITO (Attachments: #1 Exhibit Attachment A- Plaintiff's Motion for an Extension of Time)(GRACE, MARY)
October 15, 2014	Filing 544 LARGE ADDITIONAL ATTACHMENT(S) Motion for Leave to File Motion to Strike Plaintiff's Experts and Plaintiff's Expert Report by TAMIO SAITO #541 MOTION for Leave to File PRO SE DEFENDANT TAMIO SAITOS REQUEST FOR LEAVE TO FILE MOTION TO EXCLUDE PLAINTIFF'S EXPERTS AND TO STRIKE PLAINTIFF'S EXPERT REPORT filed by TAMIO SAITO. (Attachments: #1 Exhibit EXHIBIT 2B.) Expert Witness IDTP Invoices -Excerpts of Evaluation of 2006 Claims (in defendant's 10K, #2 Exhibit EXHIBIT 3.)DEFENDANT CLAIMS IN 2006 10K, #3 Exhibit EXHIBIT 9-1.)KISA_Certificate, #4 Exhibit EXHIBIT 9-2.) KISA Certificate_20090910_KOR, #5 Exhibit EXHIBIT 9-3.) ISO7816, #6 Exhibit 11.)Sejong City - Korea - Press Release & Info on eSmart I AM Card in Sejong City_, #7 Exhibit EXHIBIT 12 e-Smart Korea Business Plan - Ex- COO Richard Barrett., #8 Exhibit EXHIBIT 12B.) $1.5 BILLION MARKET IN KORES - COO BARRETT KOREA BUSINESS PLAN EXCERPTS.)(GRACE, MARY)
October 15, 2014	Filing 543 LARGE ADDITIONAL ATTACHMENT(S) Motion for Leave to File Motion to Strike Plaintiff's Experts and Plaintiff's Expert Report by TAMIO SAITO #541 MOTION for Leave to File PRO SE DEFENDANT TAMIO SAITOS REQUEST FOR LEAVE TO FILE MOTION TO EXCLUDE PLAINTIFF'S EXPERTS AND TO STRIKE PLAINTIFF'S EXPERT REPORT filed by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 2-1.) Expert Witnesses Invoice 1, #2 Exhibit Exhibit 2-2.) Expert Witnesses Invoice 2, #3 Exhibit Exhibit 2-3.) Expert Witnesses Invoice 3, #4 Exhibit Exhibit 2-4.) Expert Witnesses Invoice 4, #5 Exhibit Exhibit 2-5.) Expert Witnesses Invoice 5, #6 Exhibit Exhibit 2-6.) Expert Witnesses Invoice 6, #7 Exhibit Exhibit 2-7.) Expert Witnesses Invoice 7, #8 Exhibit Exhibit 2-8.) Expert Witnesses Invoice 8, #9 Exhibit Exhibit 2-9.) Expert Witnesses Invoice 9)(GRACE, MARY)
October 15, 2014	Filing 542 LARGE ADDITIONAL ATTACHMENT(S) Motion for Leave to File Motion to Strike Plaintiff's Experts and Plaintiff's Expert Report by TAMIO SAITO #541 MOTION for Leave to File PRO SE DEFENDANT TAMIO SAITOS REQUEST FOR LEAVE TO FILE MOTION TO EXCLUDE PLAINTIFF'S EXPERTS AND TO STRIKE PLAINTIFF'S EXPERT REPORT filed by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 7. Exponent's Expert's Scientific Test & Evaluation Report, #2 Exhibit Exhibit 8A. Bio of pro se defendant's Expert Witness Dr. Behnam Bavarian PhD., #3 Declaration Exhibit 8B. Declaration of Dr. Behnam Bavarian PhD., #4 Exhibit Exhibit 8C. Excerpts fromDeposition of pro se defendant's Expert Witness Dr. Bavarian PhD., #5 Exhibit Exhibit 8D. Deposition of Dr. Behnam Bavarian PhD,, #6 Exhibit Exhibit 10. Independent Due Diligence Report)(GRACE, MARY)
October 15, 2014	Filing 541 MOTION for Leave to File PRO SE DEFENDANT TAMIO SAITOS REQUEST FOR LEAVE TO FILE MOTION TO EXCLUDE PLAINTIFF'S EXPERTS AND TO STRIKE PLAINTIFF'S EXPERT REPORT by TAMIO SAITO (Attachments: #1 Memorandum in Support Memorandum in Support of Pro s Defendant Tamio Saito's First Motion to Exclude Plaintiff's Experts and Strike Plaintiff's Expert Report, #2 Declaration Declaration of Authenticity of Documents -pro se defendant Tamio Saito, #3 Text of Proposed Order Text of Proposed Order, #4 Exhibit Exhibit 1A. Deposition of Plaintiff IDTP Purported Expert Witness - Michael McCabe, #5 Exhibit Exhibit 1B. Deposition of Plaintiff IDTP Purported Expert Witness - Gerald Smith, #6 Exhibit Exhibit 1C. Deposition of Plaintiff IDTP Purported Expert Witness - Thomas Greiner, #7 Exhibit Exhibit 4A. Nigata Scientific Wireless Distance Test in lab in Japan, #8 Exhibit Exhibit 4B. Niagata Wireless power scientific lab tests, #9 Exhibit Exhibit 4C. Ruler used by Plaintiff's purported Expert Witnesses to conduct the one and only test Plaintiff's IDTP Expert Witnesses performed, #10 Exhibit Exhibit 5A. Plaintiff's Expert Report, #11 Exhibit 5B. Attachment H -to Plaintiff Expert Report - Memorandum of Activities)(GRACE, MARY)
October 15, 2014	Filing 540 NOTICE Pro se Defendant Tamio Saito's First Motion to Exclude Plaintiff's Expert Witnesses and to Strike Plaintiff's Expert Report by TAMIO SAITO (Attachments: #1 Memorandum in Support Memorandum in Support of Pro s Defendant Tamio Saito's First Motion to Exclude Plaintiff's Experts and Strike Plaintiff's Expert Report, #2 Declaration Declaration of Authenticity of Documents -pro se defendant Tamio Saito, #3 Text of Proposed Order Text of Proposed Order)(GRACE, MARY)
October 14, 2014	MINUTE ORDER: As Defendant Saito well knows, the Court does not permit the filing of motions regarding discovery without leave of court. The Court, accordingly, ORDERS that Saito's #532 , #533 Motions for Extension are DENIED WITHOUT PREJUDICE. Signed by Judge James E. Boasberg on 10/14/14. (lcjeb2)
October 13, 2014	Filing 539 LARGE ADDITIONAL ATTACHMENT(S) PRO SE DEFENDANT TAMIO SAITOS EMERGENCY REQUEST FOR LEAVE TO FILE MOTION TO COMPEL PRODUCTION OF EXPERT DOCUMENTS AND MATERIALS SUBPOENAED FROM PLAINTIFFS EXPERT WITNESSES ON JULY 28, 2014 WHICH PLAINTIFFS EXPERT WITNESSES FAILED TO PRODUCE AT DEPOSITIONS, AND WHICH THEY PROMISED AT THE DEPOSITION, ON THE RECORD, THAT THEY WOULD PRODUCE TO PRO SE DEFENDANT, BUT AFTER MEET AND CONFERS PLAINTIFF EXPERT WITNESS HAVE FAILED TO COMPLY AND ARE IN VIOLATION OF THE SUBPOENAS by TAMIO SAITO #532 Emergency MOTION for Extension of Time to File Response/Reply PRO SE DEFENDANT TAMIO SAITOS EMERGENCY MOTION TO REQUEST AN EXTENSION OF TIME FOR LEAVE TO FILE MOTION TO COMPEL PRODUCTION OF EXPERT DOCUMENTS AND MATERIALS SUBPOENAED FROM PLAINTIFFS filed by TAMIO SAITO. (Attachments: #1 Exhibit EXHIBIT 8. PLAINTIFF'S COUNSEL INSTRUCTS WITNESS NOT TO ANSWER AT DEPOSITION, #2 Exhibit EXHBIT 9. Plaintiff's counsel Yelling "Keep Your Mouth Shut" Example of misbehavior, interruptions & disruption)(GRACE, MARY)
October 13, 2014	Filing 538 LARGE ADDITIONAL ATTACHMENT(S) PRO SE DEFENDANT TAMIO SAITOS EMERGENCY REQUEST FOR LEAVE TO FILE MOTION TO COMPEL PRODUCTION OF EXPERT DOCUMENTS AND MATERIALS SUBPOENAED FROM PLAINTIFFS EXPERT WITNESSES ON JULY 28, 2014 WHICH PLAINTIFFS EXPERT WITNESSES FAILED TO PRODUCE AT DEPOSITIONS, AND WHICH THEY PROMISED AT THE DEPOSITION, ON THE RECORD, THAT THEY WOULD PRODUCE TO PRO SE DEFENDANT, BUT AFTER MEET AND CONFERS PLAINTIFF EXPERT WITNESSHAVE FAILED TO COMPLY AND ARE IN VIOLATION OF THE SUBPOENAS by TAMIO SAITO #533 Emergency MOTION for Leave to File PRO SE DEFENDANT TAMIO SAITOS EMERGENCY REQUEST FOR LEAVE TO FILE MOTION TO COMPEL PRODUCTION OF EXPERT DOCUMENTS AND MATERIALS SUBPOENAED FROM PLAINTIFFS EXPERT WITNESSES ON JULY 28, 2014 WHICH PLAINTIFFS EXPERT W filed by TAMIO SAITO. (Attachments: #1 Exhibit PLAINTIFF'S COUNSEL INSTRUCTS WITNESS NOT TO ANSWER AT DEPOSITION, #2 Exhibit XHIBIT 9 Pg. 65 Plaintiff's counsel Yelling "Keep Your Mouth Shut" Example of misbehavior, interruptions & disruption)(GRACE, MARY)
October 13, 2014	Filing 537 LARGE ADDITIONAL ATTACHMENT(S) PRO SE DEFENDANT TAMIO SAITOS EMERGENCY MOTION TO REQUEST AN EXTENSION OF TIME FOR LEAVE TO FILE MOTION TO COMPEL PRODUCTION OF EXPERT DOCUMENTS AND MATERIALS SUBPOENAED FROM PLAINTIFFS EXPERT WITNESSES ON JULY 28, 2014 WHICH PLAINTIFFS EXPERT WITNESSES FAILED TO PRODUCE AT DEPOSITIONS, AND WHICH THEY PROMISED AT THE DEPOSITION, ON THE RECORD, THAT THEY WOULD PRODUCE TO PRO SE DEFENDANT, BUT AFTER MEET AND CONFERS PLAINTIFF EXPERT WITNESS HAVE FAILED TO COMPLY AND ARE IN VIOLATION OF THE SUBPOENAS AND THE WITHHELD DOCUMENTS AND MATERIALS ARE NEEDED AND NECESSARY FOR PRO SE DEFENDANTS REPLY by TAMIO SAITO #532 Emergency MOTION for Extension of Time to File Response/Reply PRO SE DEFENDANT TAMIO SAITOS EMERGENCY MOTION TO REQUEST AN EXTENSION OF TIME FOR LEAVE TO FILE MOTION TO COMPEL PRODUCTION OF EXPERT DOCUMENTS AND MATERIALS SUBPOENAED FROM PLAINTIFFS filed by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 4 -1.) IDTP Invoices Nov.-Dec. 2013, #2 Exhibit Exhibit 4 -2.) IDTP Invoices - Jan. 2014, #3 Exhibit Exhibit 4 -3.) IDTP Invoices - Feb 2014, #4 Exhibit Exhibit 4 -4.) IDTP Invoices - March 2014, #5 Exhibit Exhibit 4 -5.) IDTP Invoices - April 2014, #6 Exhibit Exhibit 4 -6.) IDTP Invoices - May 2014, #7 Exhibit Exhibit 4 -7.) IDTP Invoicesm- June 2014, #8 Exhibit Exhibit 4 -8.) IDTP Invoices - July 2014, #9 Exhibit Exhibit 4 -9.) IDTP Invoices - August 2014)(GRACE, MARY)
October 13, 2014	Filing 536 LARGE ADDITIONAL ATTACHMENT(S) PRO SE DEFENDANT TAMIO SAITOS REQUEST FOR LEAVE TO FILE MOTION TO COMPEL PRODUCTION OF EXPERT DOCUMENTS AND MATERIALS SUBPOENAED FROM PLAINTIFFS EXPERT WITNESSES ON JULY 28, 2014 WHICH PLAINTIFFS EXPERT WITNESSES FAILED TO PRODUCE AT DEPOSITIONS, AND WHICH THEY PROMISED AT THE DEPOSITION, ON THE RECORD, THAT THEY WOULD PRODUCE TO PRO SE DEFENDANT, BUT AFTER MEET AND CONFERS PLAINTIFF EXPERT WITNESSHAVE FAILED TO COMPLY AND ARE IN VIOLATION OF THE SUBPOENAS by TAMIO SAITO #533 Emergency MOTION for Leave to File PRO SE DEFENDANT TAMIO SAITOS EMERGENCY REQUEST FOR LEAVE TO FILE MOTION TO COMPEL PRODUCTION OF EXPERT DOCUMENTS AND MATERIALS SUBPOENAED FROM PLAINTIFFS EXPERT WITNESSES ON JULY 28, 2014 WHICH PLAINTIFFS EXPERT W filed by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 4 -1.) IDTP Invoices Nov.-Dec. 2013, #2 Exhibit Exhibit 4 -2.) IDTP Invoices - Jan. 2014, #3 Exhibit Exhibit 4 -3.) IDTP Invoices - Feb 2014, #4 Exhibit Exhibit 4 -4.) IDTP Invoices - March 2014, #5 Exhibit Exhibit 4 -5.) IDTP Invoices - April 2014, #6 Exhibit Exhibit 4 -6.) IDTP Invoices - May 2014, #7 Exhibit Exhibit 4 -7.) IDTP Invoicesm- June 2014, #8 Exhibit Exhibit 4 -8.) IDTP Invoices - July 2014, #9 Exhibit Exhibit 4 -9.) IDTP Invoices - August 2014)(GRACE, MARY)
October 13, 2014	Filing 535 LARGE ADDITIONAL ATTACHMENT(S) PRO SE DEFENDANT TAMIO SAITOS EMERGENCY MOTION TO REQUEST AN EXTENSION OF TIME FOR LEAVE TO FILE MOTION TO COMPEL PRODUCTION OF EXPERT DOCUMENTS AND MATERIALS SUBPOENAED FROM PLAINTIFFS EXPERT WITNESSES ON JULY 28, 2014 WHICH PLAINTIFFS EXPERT WITNESSES FAILED TO PRODUCE AT DEPOSITIONS, AND WHICH THEY PROMISED AT THE DEPOSITION, ON THE RECORD, THAT THEY WOULD PRODUCE TO PRO SE DEFENDANT, BUT AFTER MEET AND CONFERS PLAINTIFF EXPERT WITNESS HAVE FAILED TO COMPLY AND ARE IN VIOLATION OF THE SUBPOENAS AND THE WITHHELD DOCUMENTS AND MATERIALS ARE NEEDED AND NECESSARY FOR PRO SE DEFENDANTS REPLY by TAMIO SAITO #532 Emergency MOTION for Extension of Time to File Response/Reply PRO SE DEFENDANT TAMIO SAITOS EMERGENCY MOTION TO REQUEST AN EXTENSION OF TIME FOR LEAVE TO FILE MOTION TO COMPEL PRODUCTION OF EXPERT DOCUMENTS AND MATERIALS SUBPOENAED FROM PLAINTIFFS filed by TAMIO SAITO. (Attachments: #1 Certificate of Service Exhibit 1-1.) Subpoena to Expert Witness IDTP, #2 Certificate of Service Exhibit 1-2.) Subpoena to IDTP Expert Witness Michael McCabe, #3 Certificate of Service Exhibit 1-3.) Subpoena to IDTP Expert Witness Gerald Smith, #4 Certificate of Service Exhibit 1-4.) Subpoena to IDTP Expert Witness Thomas Greiner, #5 Exhibit Exhibit 4-A.) Deposition of IDTP Expert Witness Michael McCabe, #6 Exhibit Exhibit 4-B.) Deposition of IDTP Expert Witness Gerald Smith, #7 Exhibit 4-C. Deposition of IDTP Witness Thomas Greiner, #8 Exhibit Exhibit 7.) Expert Exponent Test and Evaluation Report of defendant's technology and claims in 10K)(GRACE, MARY)
October 13, 2014	Filing 534 LARGE ADDITIONAL ATTACHMENT(S) PRO SE DEFENDANT TAMIO SAITOS EMERGENCY REQUEST FOR LEAVE TO FILE MOTION TO COMPEL PRODUCTION OF EXPERT DOCUMENTS AND MATERIALS SUBPOENAED FROM PLAINTIFFS EXPERT WITNESSES ON JULY 28, 2014 WHICH PLAINTIFFS EXPERT WITNESSES FAILED TO PRODUCE AT DEPOSITIONS, AND WHICH THEY PROMISED AT THE DEPOSITION, ON THE RECORD, THAT THEY WOULD PRODUCE TO PRO SE DEFENDANT, BUT AFTER MEET AND CONFERS PLAINTIFF EXPERT WITNESSHAVE FAILED TO COMPLY AND ARE IN VIOLATION OF THE SUBPOENAS by TAMIO SAITO #533 Emergency MOTION for Leave to File PRO SE DEFENDANT TAMIO SAITOS EMERGENCY REQUEST FOR LEAVE TO FILE MOTION TO COMPEL PRODUCTION OF EXPERT DOCUMENTS AND MATERIALS SUBPOENAED FROM PLAINTIFFS EXPERT WITNESSES ON JULY 28, 2014 WHICH PLAINTIFFS EXPERT W filed by TAMIO SAITO. (Attachments: #1 Certificate of Service Exhibit 1-1.) Subpoena to Expert Witness IDTP, #2 Certificate of Service Exhibit 1-2.) Subpoena to IDTP Expert Witness Michael McCabe, #3 Certificate of Service Exhibit 1-3.) Subpoena to IDTP Expert Witness Gerald Smith, #4 Certificate of Service Exhibit 1-4.) Subpoena to IDTP Expert Witness Thomas Greiner, #5 Exhibit Exhibit 4-A.) Deposition of IDTP Expert Witness Michael McCabe, #6 Exhibit Exhibit 4-B.) Deposition of IDTP Expert Witness Gerald Smith, #7 Exhibit Exhibit 4-C.) Deposition of IDTP Expert Witness Thomas Greiner, #8 Exhibit Exhibit 7.) Expert Exponent Test and Evaluation Report)(GRACE, MARY)
October 13, 2014	Filing 533 Emergency MOTION for Leave to File PRO SE DEFENDANT TAMIO SAITOS EMERGENCY REQUEST FOR LEAVE TO FILE MOTION TO COMPEL PRODUCTION OF EXPERT DOCUMENTS AND MATERIALS SUBPOENAED FROM PLAINTIFFS EXPERT WITNESSES ON JULY 28, 2014 WHICH PLAINTIFFS EXPERT WITNESSES FAILED TO PRODUCE AT DEPOSITIONS, AND WHICH THEY PROMISED AT THE DEPOSITION, ON THE RECORD, THAT THEY WOULD PRODUCE TO PRO SE DEFENDANT, BUT AFTER MEET AND CONFERS PLAINTIFF EXPERT WITNESS HAVE FAILED TO COMPLY AND ARE IN VIOLATION OF THE SUBPOENAS by TAMIO SAITO (Attachments: #1 Text of Proposed Order Text of Proposed Order)(GRACE, MARY)
October 13, 2014	Filing 532 Emergency MOTION for Extension of Time to File Response/Reply PRO SE DEFENDANT TAMIO SAITOS EMERGENCY MOTION TO REQUEST AN EXTENSION OF TIME FOR LEAVE TO FILE MOTION TO COMPEL PRODUCTION OF EXPERT DOCUMENTS AND MATERIALS SUBPOENAED FROM PLAINTIFFS EXPERT WITNESSES ON JULY 28, 2014 WHICH PLAINTIFFS EXPERT WITNESSES FAILED TO PRODUCE AT DEPOSITIONS, AND WHICH THEY PROMISED AT THE DEPOSITION, ON THE RECORD, THAT THEY WOULD PRODUCE TO PRO SE DEFENDANT, BUT AFTER MEET AND CONFERS PLAINTIFF EXPERT WITNESS HAVE FAILED TO COMPLY AND ARE IN VIOLATION OF THE SUBPOENAS AND THE WITHHELD DOCUMENTS AND MATERIALS ARE NEEDED AND NECESSARY FOR PRO SE DEFENDANTS REPLY by TAMIO SAITO (Attachments: #1 Text of Proposed Order Text of Proposed Order)(GRACE, MARY)
October 11, 2014	Filing 531 NOTICE of Nonavailability by ROBERT J. ROWEN (ROWEN, ROBERT)
October 9, 2014	Filing 530 REPLY to opposition to motion re #514 First MOTION to Strike #504 Notice (Other), #506 Errata,, #505 Errata,,, #510 Errata, #507 Errata,, #513 Errata,,,,,,,,, #502 Notice (Other),, #511 Errata, #508 Errata,,,, filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Guido, Kenneth)
October 3, 2014	Filing 528 LARGE ADDITIONAL ATTACHMENT(S) PRO SE DEFENDANT TAMIO SAITO S OPPOSITION TO PLAINTIFFS MOTION TO STRIKE PRO SE DEFENDANT TAMIO SAITOS (PURPORTED & NON- EXISTENT) THIRD AND FORTH MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFFS MOTION FOR SUMMARY JUDGMENT by TAMIO SAITO #524 Response to motion,, filed by MARY A. GRACE. (Attachments: #1 Statement of Facts Exhibit 2.) ATTACHMENT A-2. ATTACHMENT A Part 2 Pro Se Defendant Tamio Saito'A StatementS of Undisputed Material Facts, #2 Statement of Facts EXHIBIT 3.) ATTACHMENT A-2B.). ATTACHMEN A. Part 2 -B.) SOF 30. Tamio Saito Bi, #3 Statement of Facts A-2B.). ATTACHMEN A. Part 2 -B.) SOF 30. Tamio Saito BiO, #4 Statement of Facts EHIBIT 2.) PART 2A. Defendant Tamio Saito Statements of Undisputed Material Facts Part 2A)(GRACE, MARY)
October 2, 2014	Filing 529 Memorandum in opposition to defendant TAMIO SAITO's #497 MOTION for Summary Judgment Amended 2 filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (See docket entry #522 to view documents) (ztnr, )
October 2, 2014	Filing 527 LARGE ADDITIONAL ATTACHMENT(S) PRO SE DEFENDANT TAMIO SAITO S OPPOSITION TO PLAINTIFFS MOTION TO STRIKE PRO SE DEFENDANT TAMIO SAITOS (PURPORTED & NON- EXISTENT) THIRD AND FORTH MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFFS MOTION FOR SUMMARY JUDGMENT by TAMIO SAITO #524 Response to motion,, filed by MARY A. GRACE. (Attachments: #1 Statement of Facts EXHIBIT 2.) 1A DEFENDANT TAMIO SAITO'S STATEMENTS OF UNDISPUTED MATERIAL FACTS PART 1A, #2 Statement of Facts EXHIBIT 2.) 3A. DEFENDANT TAMIO SAITO'S STATEMENTS OF UNDISPUTED MATERIAL FACTS PART A, #3 Statement of Facts EXHIBIT2). 4A.pt.1 DEFENDANT TAMIO SAITO'S STATEMENTS OF UNDISPUTED MATERIAL FACTS PART 4A. pt. 1, #4 Statement of Facts EXHIBIT 2.) 4A. pt. 2DEFENDANT TAMIO SAITO'S STATEMENTS OF UNDISPUTED MATERIAL FACTS PART 4A pt. 2)(GRACE, MARY)
October 2, 2014	Filing 526 LARGE ADDITIONAL ATTACHMENT(S) PRO SE DEFENDANT TAMIO SAITO S OPPOSITION TO PLAINTIFFS MOTION TO STRIKE PRO SE DEFENDANT TAMIO SAITOS (PURPORTED & NON- EXISTENT) THIRD AND FORTH MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFFS MOTION FOR SUMMARY JUDGMENT by TAMIO SAITO #524 Response to motion,, filed by MARY A. GRACE. (Attachments: #1 Statement of Facts EXHIBIT 2A. ATTACHMENT A.-1 DEFENDANT TAMIO SAITO'S STATEMENTS OF UNDISPUTED MATERIAL FACTS)(GRACE, MARY)
October 2, 2014	Filing 525 LARGE ADDITIONAL ATTACHMENT(S) PRO SE DEFENDANT TAMIO SAITO S OPPOSITION TO PLAINTIFFS MOTION TO STRIKE PRO SE DEFENDANT TAMIO SAITOS (PURPORTED & NON- EXISTENT) THIRD AND FORTH MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFFS MOTION FOR SUMMARY JUDGMENT (correction of word Appendix on docs by TAMIO SAITO #524 Response to motion,, filed by MARY A. GRACE. (Attachments: #1 Exhibit EXHIBIT INDEX, #2 Appendix ATTACHMENT A - APPENDIX - ARGUMENT - pg. 16-19)(GRACE, MARY)
October 2, 2014	Filing 524 RESPONSE re #514 First MOTION to Strike #504 Notice (Other), #506 Errata,, #505 Errata,,, #510 Errata, #507 Errata,, #513 Errata,,,,,,,,, #502 Notice (Other),, #511 Errata, #508 Errata,,,, PRO SE DEFENDANT MARY GRACES RESPONSE AND OPPOSITION TO PLAINTIFFS INACCURATELY NAMING PRO SE DEFENDANT GRACE AS A PARTY TO PLAINTIFFS MOTION TO STRIKE PRO SE DEFENDANT TAMIO SAITOS (PURPORTED & NON- EXISTENT) THIRD AND FORTH MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFFS MOTION FOR SUMMARY JUDGMENT WHICH PRO SE DEFENDANT MARY GRACE IS NOT A PARTY TO NOR IS DKT. 510 AND 511 FILINGS IN SUPPORT OF MARY GRACES MOTION TO SEAL TO SEAL DOCUMENTS filed by MARY A. GRACE. (GRACE, MARY)
October 2, 2014	Filing 523 RESPONSE re #514 First MOTION to Strike #504 Notice (Other), #506 Errata,, #505 Errata,,, #510 Errata, #507 Errata,, #513 Errata,,,,,,,,, #502 Notice (Other),, #511 Errata, #508 Errata,,,, PRO SE DEFENDANT TAMIO SAITO S OPPOSITION TO PLAINTIFFS MOTION TO STRIKE PRO SE DEFENDANT TAMIO SAITOS (PURPORTED & NON- EXISTENT) THIRD AND FORTH MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFFS MOTION FOR SUMMARY JUDGMENT filed by TAMIO SAITO. (Attachments: #1 Exhibit EXHIBIT INDES, #2 Declaration Declaration of Tamio Saito as to Authenticity of Documents, #3 Declaration Declaration of Mary Grace in Support of pro se defendant Tamio Saito's Opposition to Plaintiff's Motion to Strike, #4 Text of Proposed Order ORDER (Proposed Text)., #5 Exhibit Notice of Filing - EXHIBIT 6A, 6B, 6C, 7B AND 8E, 8F & 8G, #6 Appendix ATTACHMENT A - BIBLIOGRAPHY - ARGUMENT - pg. 16-19, #7 Exhibit XHIBIT 3-1.) ID Technology Partners- Subpoena T. Saito Pro Se, #8 Exhibit EXHIBIT 3-2.) Michael McCabe Subpoena T. Saito Pro Se, #9 Exhibit EXHIBIT 3-3.) Gerry Smith Subpoena T. Saito Pro Se, #10 Exhibit EXHIBIT 3-4.) Thomas Grenier Subpoena T. Saito Pro Se., #11 Exhibit Exhibit 3A Documents & Materials Subpoenaed, #12 Exhibit EXHIBIT 3B Attachment 'A' photo fo Ruler, #13 Exhibit EXHIBIT 4. PLAINTIFF'S COUNSEL INSTRUCTS WITNESS NOT TO ANSWER AT DEPOSITION, #14 Exhibit XHIBIT 5A.) Deposition of Michael McCabe 0801e-Smart-McCabe-, #15 Exhibit EXHIBIT 5B.) Deposition of Thomas Greiner 0731e-Smart-Grenier-1, #16 Exhibit XHIBIT 5C.) Deposition of Gerald Smith 0731e-Smart-Smith, #17 Exhibit EXHIBIT 7A Pg. 65 K.Guido Yelling "Keep Your Mouth Shut"., #18 Exhibit EXHIBIT 8A. Declaration of Defendant's Expert Dr. Behnam Bavarian PH.D, #19 Exhibit EXHIBIT 8B.) Bio of Dr. Behnam Bavarian Ph.D & AFIS & Biometrics Experience, #20 Exhibit Exhibit 8C. Excerpts of Testimony Dr. B. Bavarian PhD, #21 Exhibit Exhibit 8D. Deposition of Dr. Behnam Bavarian)(GRACE, MARY)
October 2, 2014	Filing 522 REPLY to opposition to motion re #388 First MOTION for Summary Judgment Against Tamio Saito, [ filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Statement of Facts, #2 Declaration, #3 Exhibit, #4 Exhibit, #5 Exhibit, #6 Exhibit, #7 Exhibit, #8 Exhibit, #9 Exhibit, #10 Exhibit, #11 Exhibit, #12 Exhibit, #13 Exhibit, #14 Exhibit, #15 Exhibit, #16 Exhibit, #17 Exhibit)(Guido, Kenneth) Modified on 10/6/2014 (jf, ).
September 24, 2014	Filing 521 NOTICE OF FILING REDACTED DOCUMENT to #497 MOTION for Summary Judgment Amended 2 - pro se DEFENDANT TAMIO SAITO MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO IRS WAGE AND INCOME TRANSCRIPT FOR TAMIO SAITO - WITH REDACTION OF SOCIAL SECURITY NO & BANK ACCOUNT NO'S by TAMIO SAITO (The original PDF Document contained privacy information and was restricted pursuant to the E-Government Act.) (Attachments: #1 Exhibit 1. EX. 25-A. i. and ii. - 1, #2 Exhibit 2. EX. 25-A. i. and ii. - 2, #3 Exhibit 3. EX. 25-A. i. and ii. - 3, #4 Exhibit 4. EX. 25-A. i. and ii. - 4, #5 Exhibit 5. EX. 25-A. i. and ii. - 5, #6 Exhibit 6. EX. 25-A. i. and ii. - 6, #7 Exhibit 7 EX. 25-A. i. and ii. - 7, #8 Exhibit 8. EX. 25-A. i. and ii. - 8, #9 Exhibit 9. EX. 25-A. i. and ii. -, #10 Exhibit 10. EX. 25-A. i. and ii. - 10, #11 Exhibit 11. EX. 25-A. i. and ii. - 11, #12 Exhibit 12. EX. 25-A. i. and ii. - 12, #13 Exhibit 13. EX. 25-A. i. and ii. - 13, #14 Exhibit 14. EX. 25-A. i. and ii. - 14, #15 Exhibit 15. EX. 25-A. i. and ii. - 15, #16 Exhibit 16. EX. 25-A. i. and ii. - 16, #17 Exhibit 17. EX. 25-A. i. and ii. - 17, #18 Exhibit 18. EX. 25-A. i. and ii. - 18, #19 Exhibit 19. EX. 25-A. i. and ii. - 19, #20 Exhibit 20. EX. 25-A. i. and ii. - 20, #21 Exhibit 21. EX. 25-A. i. and ii. - 21, #22 Exhibit 22. EX. 25-A. i. and ii. - 22, #23 Exhibit 23. EX. 25-A. i. and ii. - 23, #24 Exhibit 24. EX. 25-A. i. and ii. - 24, #25 Exhibit 25. EX. 25-A. i. and ii. - 25, #26 Exhibit 26. EX. 25-A. i. and ii. - 26)(GRACE, MARY)
September 24, 2014	Filing 520 NOTICE of Change of Address by TAMIO SAITO (GRACE, MARY)
September 22, 2014	Filing 519 NOTICE Notice of docket number error of Amended 2 Motion 496 and 497 in Court Order of 9/11/2014 - by TAMIO SAITO (Attachments: #1 Superior Court Documents Notice of docket no error of Amended 2 Motion 496 and 497 in Court Order of 9/11/2014)(GRACE, MARY)
September 22, 2014	Filing 518 NOTICE Errata for Motion for Leave to File Documents Under Seal by MARY A. GRACE re #489 Amended MOTION for Leave to File Motion to File Documents Under Seal (Attachments: #1 Errata Notice of Errata for Defendant's Motion to File Documents Under Seal Dkt. 489, #2 Exhibit Exhibit 4 SEC Investigation Transcript of Elliot H. Cole)(GRACE, MARY)
September 18, 2014	Filing 517 STRICKEN PURSUANT TO ORDER #560 . . . . .ERRATA Notice of Errata for Tamio Saito Amended Motion for Summary Judgment and Opposition Against Plaintiff's Motion for Summary Judgmente by TAMIO SAITO #497 MOTION for Summary Judgment Amended 2 - pro se DEFENDANT TAMIO SAITO MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO filed by TAMIO SAITO. (Attachments: #1 Exhibit 14-1.) CIVITAS - RICK GORDON -10 CARDS SENT TO CIVITAS., #2 Errata 14-2.) CIVITAS - RICK GORDON - CARDS SENT - It works, #3 Exhibit 4-3.) CIVITAS - RICK GORDO - REP - 10 CARDS SENT ALL WORK FINE EXCEPT ONE - RICKS, #4 Errata 14-4.) CIVITAS - RICK GORDON - CARDS SENT - It works, #5 Exhibit 14-5.) CIVITAS - RICK GORDON - REP -, #6 Exhibit 14-6.) CIVITAS - RICK GORDON - REP -, #7 Exhibit 14-7.)CIVITAS - RICK GORDON - REP., #8 Exhibit 14-8.) CIVITAS - RICK GORDON - REP., #9 Exhibit 14-9.) CIVITAS - RICK GORDON - eSmart Status Report(5_12_08).pdf, #10 Errata 14-10.) CIVITAS - RICK GORDON - REP -, #11 Exhibit 14-11.) CIVITAS - RICK GORDON - REP, #12 Exhibit 14-12.) CIVITAS - RICK GORDON - REP -, #13 Errata 14-13.) CIVITAS - RICK GORDON - REPUpdate., #14 Exhibit 14-14.) CIVITAS - RICK GORDON -REP, #15 Exhibit 14-15.) CIVITAS - RICK GORDON REP., #16 Exhibit 14. CIVITAS E-MAILS THAT DISPUTE & PROVE FALSE PL.SOF 69,, 79-85, #17 Errata NOTICE OF FILING OF ERRATA FOR PRO SE DEFENDANT TAMIO SAITO'S MOTION FOR SUMMARY JUDGMENT AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT)(GRACE, MARY) Modified on 10/28/2014 (td, ).
September 18, 2014	Filing 516 STRICKEN PURSUANT TO ORDER #560 . . . . .ERRATA Notice of Errata for Tamio Saito Amended Motion for Summary Judgment and Opposition Against Plaintiff's Motion for Summary Judgmente by TAMIO SAITO #497 MOTION for Summary Judgment Amended 2 - pro se DEFENDANT TAMIO SAITO MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO filed by TAMIO SAITO. (Attachments: #1 Exhibit 15-A-1. Not a June 2, 2008 (SOF #16 )Pressrelease asl alleged in Plaintiff Statement of Fact Attachment 18, #2 Exhibit 15-A-2.) Counsel Fritz e-mail approving draft of K.O'Meara jan 7, 2008 for Jan 8, 2008 Press Release TSaito not cc'd, #3 Exhibit 15-A-3.) NEWYORK1_31026238_1.doc Counsel Fritz Final Approved Draft of Jan 8, 2008 P, #4 Errata 15-B.) Nov. 4, 2008 11-3-08 (PL. SOF 17)email to counsel to approve - TSaito not quoted or cc'd re URGENT Paris Revised Release., #5 Exhibit 15-B-2.) Final Press Release Drafted by kO'Meara- Approved by counsel Frits - not cc'd to T.Saito- not quote T Saito -Attachment 18, #6 Exhibit 16.) Declaration of Kelly O'Meara re Press Release Draft and Approval Procedure, #7 Exhibit 19-B-1.)Drizin Hacking Quesrioned on e-mails taken from e-Smart server two months after his termination - resignation., #8 Exhibit 19-B-2.) Hacked e-mails by Wayne Drizin - Ken Wolkoff., #9 Exhibit 22-F-2a.) Letter from Shareholder to Judge Patel.pdf, #10 Exhibit 23-A.)IVI DID NOT HIRE A.CLISHAM - HE WAS ON 'LOAN OUT' FROM BRIGHTSIDE", #11 Exhibit 23-B.)Clisham REPORT- *DO NOT FORWARD TO MARY*, #12 Exhibit 23-C.)Clisham terminated by brightside not e-smart - never hired by IV)(GRACE, MARY) Modified on 10/28/2014 (td, ).
September 18, 2014	Filing 515 ERRATA Corrected filing for Motion for Leave to File Motion to Dile Documents Under Seal by MARY A. GRACE #489 Amended MOTION for Leave to File Motion to File Documents Under Seal filed by MARY A. GRACE. (Attachments: #1 Declaration Declaration of counsel Maranda Fritz re Defendant Trade Secrets in cases where Trade Secret Declarations at issue were filed Under Seal, #2 Exhibit 2.) pg. 1 Admission of Defendant's Trade Secrets by Plaintiff's two witnesses - who admit they stole them in this e-mail, #3 Exhibit 2.) pg. 2 Admission of Defendant's Trade Secrets by Plaintiff's two witnesses - who admit they stole them in this e-mail)(GRACE, MARY)
September 18, 2014	Filing 514 First MOTION to Strike #504 Notice (Other), #506 Errata,, #505 Errata,,, #510 Errata, #507 Errata,, #513 Errata,,,,,,,,, #502 Notice (Other),, #511 Errata, #508 Errata,,,, by U.S. SECURITIES AND EXCHANGE COMMISSION (Guido, Kenneth)
September 17, 2014	Filing 513 STRICKEN PURSUANT TO ORDER #560 . . . . .ERRATA Notice of Errata for Defendant Tamio Saito Motion for Summary Judgment Against Plaintiff and Opposition to Plaintiff's Motion for Summary Judgment Against Tamio Saito by TAMIO SAITO #497 MOTION for Summary Judgment Amended 2 - pro se DEFENDANT TAMIO SAITO MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO filed by TAMIO SAITO. (Attachments: #1 Errata [Corrected]Notice of Filing Errata, #2 Errata 4A. Deposition of Plaintiff 'purported' Expert Witness Gerald Smith, #3 Errata 4B. Deposition of Plaintiff 'purported' Expert Witness Thomas Griener, #4 Exhibit 4C. Deposition of Plaintiff 'purported' Expert Witness Michael McCabe, #5 Exhibit 7.- Exponent Executive Summary of Test and Evaluation Report of Defendant's smart cards, #6 Errata 7-A.) Bio of Exponent's Lead Engineer, #7 Errata 7B. Exponent Background & Expertise., #8 Exhibit 11-A -1.) Barrett's final Aug. 16 Edits - e-mail & 10K draft approved line by line, #9 Errata 19 C.-1.) W.Drizin -Card Flawless April 6, 2004 Drizin e-mails, #10 Errata 21.-1. R.BARRETT DEC. 19, 2006 RE. E-SMART STOLEN & DELETED FILES BY FELON, #11 Errata 22-A - RBarrett 1 e-mail with Prelim Business Plan and Development Budget attached, #12 Exhibit 22-A-1.) RBarrett January 6, 2007 e-mail with Prelim Business Plan and Development Budget., #13 Exhibit 22-A-2.) Jan 6, 2007 RB Esmart Development Plan, #14 Exhibit 22-A-2.) Jan 6, 2007 RB Esmart Development Plan, #15 Exhibit 22-B-1.RBarrett July 15, 2007 e-mail with Short Term Sales Plan, #16 Errata 22-B-2.) RBarrett July 15, 2007 ESK Short Term Sales Plan, #17 Exhibit 2-C-1.) RBarrett August 28, 2007 e-mail with August 25, 2007 Business Plan, #18 Exhibit 22-C-2.) RBarrett aug. 25, 2007 e-Smart Business Plan r1.pdf, #19 Exhibit 22-D.) RBarrett Sept. 25, 2007 - author Barrett -Final e-Smart Executive Summary & Korea Business Plan, #20 Errata 22-E. RBarrett Aug. 21, 2007 Progress Report _ Productive Day/ delivering 3000 cards.pdf, #21 Errata 22-F-2-A.) Barrett Vol. II.pdf, #22 Exhibit 22-F-2-B.) Barrett Deposition January24 2008 esmart v drizin BarrettV3-2., #23 Declaration 22-F-3.) Declaration of counsel Maranda E Fritz.)(GRACE, MARY) Modified on 10/28/2014 (td, ).
September 17, 2014	Filing 511 ERRATA Declaration re Trade Secrets - Filed Under Seal in No. & So. Ca. cases other cases by MARY A. GRACE #501 Reply to opposition to Motion,,, filed by MARY A. GRACE. (Attachments: #1 Declaration 2C. Declaration of counsel Maranda Fritz - Re;Trade Secrets filed under seal in No. & So. Ca. cases)(GRACE, MARY)
September 17, 2014	Filing 510 ERRATA Declaration re Trade Secrets - subject of Motion to File Under Seal by MARY A. GRACE #489 Amended MOTION for Leave to File Motion to File Documents Under Seal filed by MARY A. GRACE. (Attachments: #1 Declaration 2C. Declaration of Counsel Maranda Fritz re Trade Secrets in cases - No. & So. California cases)(GRACE, MARY)
September 17, 2014	Filing 509 NOTICE re Intent Not To File Certain Reply Briefs and To Clarify a Pleading by U.S. SECURITIES AND EXCHANGE COMMISSION (Maher, Daniel)
September 16, 2014	Filing 508 STRICKEN PURSUANT TO ORDER #560 . . . . .ERRATA ERRATA & CORRECTION OF EXHIBIT NO'S OF EXHIBITS PREVIOUSLY FILED by TAMIO SAITO #497 MOTION for Summary Judgment Amended 2 - pro se DEFENDANT TAMIO SAITO MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO filed by TAMIO SAITO. (Attachments: #1 Exhibit Exhibit 3 (corrected Exhibit no.), #2 Declaration Exhibit 3A. Declaration of William Sandler - Investor/Lender (corrected Exhibit no.), #3 Declaration Exhibit 3B. Declaration of Howard Wills - Investor/Lender(corrected Exhibit no.), #4 Declaration Exhibit 3C. Declaration of James Desmond - Investor/Lender (corrected Exhibit no.), #5 Exhibit Exhibit 3D. e-mails from Investor/Lender (corrected Exhibit no.), #6 Exhibit Exhibit 3 e-mails from Investor Lenders (Tamio Saito not cc's on Any) (corrected Exhibit no.), #7 Exhibit Exhibit 18A. R&D & Production Outsource Agreement with Tamio Saito's Company BBT from 2000 -2007, #8 Exhibit 18B. 2007 IVI Employment Agreement with Tamio Saito)(GRACE, MARY) Modified on 10/28/2014 (td, ).
September 16, 2014	Filing 507 ERRATA NoTICE OF ERRATA FOR MOTION FOR SUMMARY JUDGMENT OF TAMIO SAITO AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT by TAMIO SAITO #497 MOTION for Summary Judgment Amended 2 - pro se DEFENDANT TAMIO SAITO MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO filed by TAMIO SAITO. (Attachments: #1 Errata Notice of ERRATA, #2 Exhibit Corrected EXHIBIT INDEX, #3 Statement of Facts ATTACHMENT A - STATEMENT OF UNDISPUTED MATERIAL FACT (reFiled in correct category))(GRACE, MARY)
September 16, 2014	Filing 506 STRICKEN PURSUANT TO ORDER #560 . . . . .ERRATA NOTICE OF ERRATA FOR MOTION FOR SUMMARY JUDGMENT OF TAMIO SAITO AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT by TAMIO SAITO #497 MOTION for Summary Judgment Amended 2 - pro se DEFENDANT TAMIO SAITO MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO filed by TAMIO SAITO. (Attachments: #1 Errata NOTICE OF ERRATA, #2 Statement of Facts EXHIBIT 4A PT. 2 STATEMENT OF UNDISPUTED MATERIAL FACT)(GRACE, MARY) Modified on 10/28/2014 (td, ).
September 16, 2014	Filing 505 STRICKEN PURSUANT TO OREDER #560 . . . . .ERRATA NOTICE OF ERRATA FOR MOTION FOR SUMMARY JUDGMENT OF TAMIO SAITO AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT by TAMIO SAITO #497 MOTION for Summary Judgment Amended 2 - pro se DEFENDANT TAMIO SAITO MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO filed by TAMIO SAITO. (Attachments: #1 Statement of Facts ATTACHMENT A-2 - STATEMENT OF UNDISPUTED MATERIAL FACTS, #2 Statement of Facts ATTACHMENT A-2B. - STATEMENT OF UNDISPUTED MATERIAL FACTS, #3 Statement of Facts EXHIBIT 1 STATEMENT OF UNDISPUTED MATERIAL FACT, #4 Statement of Facts EXHIBIT 1A. STATEMENT OF UNDISPUTED MATERIAL FACT, #5 Statement of Facts EXHIBIT 2A. STATEMENT OF UNDISPUTED MATERIAL FACT, #6 Statement of Facts EXHIBIT 3A. STATEMENT OF UNDISPUTED MATERIAL FACT, #7 Statement of Facts EXHIBIT 4A. STATEMENT OF UNDISPUTED MATERIAL FACT)(GRACE, MARY) Modified on 10/28/2014 (td, ).
September 16, 2014	Filing 504 NOTICE OF Filing Errata of documents filed with the first motions which were replaced by the Amended Motion & large files under 20MB pursuant to Notice for Defendant Tamio Saito's Motion for Summary Judgment and Opposition to Plaintiff's Motion for Summary Judgment by TAMIO SAITO re #502 Notice (Other),, (Attachments: #1 Errata Notice of Errata, #2 Statement of Facts Attachment A - Pt.1 - STATEMENT OF UNDISPUTED MATERIAL FACTS)(GRACE, MARY)
September 16, 2014	Filing 503 ERRATA Exhibit ommitted to Reply to Plaintiff's Opposition to Mary Grace's Motion to Seal Documents by MARY A. GRACE #501 Reply to opposition to Motion,,, filed by MARY A. GRACE. (Attachments: #1 Exhibit 2B. 1st Page to Trade Secret Declaration of Tamio Saito April 22, 2007 - prepared by Richard Barrett with and for Tamio Saito)(GRACE, MARY)
September 16, 2014	Filing 502 NOTICE of Filing Errata on USB submitted to the Clerk of the Court for Defendant Tamio Saito's Motion for Summary Judgment and Opposition to Plaintiff's Motion for Summary Judgment by TAMIO SAITO re #497 MOTION for Summary Judgment Amended 2 - pro se DEFENDANT TAMIO SAITO MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO (Attachments: #1 Declaration Declaration of Tamio Saito to Authenticity of Documents)(GRACE, MARY)
September 16, 2014	Filing 501 REPLY to opposition to motion re #488 MOTION for Leave to File Documents Under Seal which are part of and exhibits to Defendant's Experts Reports for Defendant Mary Grace and Tamio Saito- which portions of the documents are marked CONFIDENTIAL UNDER SEAL Pro Se Defendant Mary Grace and Pro Se Defendant Tamio Saito Reply to Plaintiff's Opposition to Defendant Mary Grace's Motion for Leave to File Documents Under Seal filed by MARY A. GRACE. (Attachments: #1 Exhibit 1. Cover Sheet Declaration of Dr. Behnam Bavarian PhD - Filed Under Seal, #2 Exhibit 2. Cover Sheet Declaration of Tamio Saito - Under Protective Order, #3 Exhibit 3.Cover Sheet Provisional Patent, #4 Exhibit 4. Counsel e-mail confirming Trade Secret Designation of Special Master of the Court, #5 Exhibit 5. Exponent Expert Report, #6 Declaration Declaration of Authenticity of Documents)(GRACE, MARY)
September 11, 2014	Filing 512 LEAVE TO FILE DENIED- Mary Grace's two envelopes with USB's regarding Errata's to no. 437, 475, 476 and 479 This document is unavailable as the Court denied its filing.. Signed by Judge James E. Boasberg on 9/11/14. (td, )
September 11, 2014	MINUTE ORDER: The Court ORDERS that Defendant Saito's #491 , #496 Motions for Summary Judgment are DENIED as moot given the #497 Amended Motion for Summary Judgment filed. Signed by Judge James E. Boasberg on 9/11/14. (lcjeb2)
September 11, 2014	USCA Case Number 14-5219 for #470 Notice of Interlocutory Appeal filed by MARY A. GRACE. (kb)
September 10, 2014	Filing 500 LARGE ADDITIONAL ATTACHMENT(S) Amended 2 - pro se DEFENDANT TAMIO SAITO MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO by TAMIO SAITO #497 MOTION for Summary Judgment Amended 2 - pro se DEFENDANT TAMIO SAITO MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO filed by TAMIO SAITO. (Attachments: #1 Statement of Facts Exhibit A - STATEMENT OF UNDISPUTED MATERIAL FACTS - part 1, #2 Declaration 5A. Declaration of Dr. Behnam Bavarian Ph.D. - Defendant Expert Witness, #3 Exhibit 5B. Bio of Dr. Behnam Bavarian, Ph.D. & Background of his Company - AFIS & BIOMETRICS, #4 Exhibit 10. 2007 10-KSB e-Smart, #5 Exhibit 11B. 2006 10_KSB e-Smart, #6 Exhibit 12A. 2006 10-KSBA e-Smart, #7 Exhibit 13B. 2005 10-KSB e-Smart)(GRACE, MARY)
September 10, 2014	Filing 499 LARGE ADDITIONAL ATTACHMENT(S) Amended 2 - pro se DEFENDANT TAMIO SAITO MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO by TAMIO SAITO #497 MOTION for Summary Judgment Amended 2 - pro se DEFENDANT TAMIO SAITO MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO filed by TAMIO SAITO. (Attachments: #1 Exhibit 7. Exponent Test & Evaluation Report, #2 Exhibit 8. Due Diligence Report)(GRACE, MARY)
September 10, 2014	Filing 498 LARGE ADDITIONAL ATTACHMENT(S) Amended 2 - pro se DEFENDANT TAMIO SAITO MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO by TAMIO SAITO #497 MOTION for Summary Judgment Amended 2 - pro se DEFENDANT TAMIO SAITO MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO filed by TAMIO SAITO. (Attachments: #1 Exhibit 1. Policies and Procedures Handbook for Defendant Companies, #2 Declaration 2A. Declaration of William Sandler re: CTO Tamio Saito, #3 Declaration 2B. Declaration of Howard Wills re: CTO Tamio Saito, #4 Declaration 2C. Declaration of James Desmond re: CTO Tamio Saito, #5 Exhibit 2D. e-Mail of Henry Mollett re CTO Tamio Saito, #6 Exhibit 2E. -Loan Recap of 2009-2011 Lenders (CTO Tamio Saito Not CC'd), #7 Declaration 2F. e-mails from 2009-2011 Lenders (Tamio Saito not CC'd), #8 Exhibit 17. Bio of Tamio Saito, #9 Exhibit 13-1.) Series of Wayne Drizin drafts of 2005 10K, #10 Exhibit 13-2.) Series of Wayne Drizin drafts of 2005 10K, #11 Exhibit 13-3.) Series of Wayne Drizin drafts of 2005 10K, #12 Exhibit 13-4.) Series of Wayne Drizin drafts of 2005 10K, #13 Exhibit 13-5.) Series of Wayne Drizin drafts of 2005 10K, #14 Exhibit 13-6.) Series of Wayne Drizin drafts of 2005 10K, #15 Exhibit 13-7.) Series of Wayne Drizin drafts of 2005 10K, #16 Exhibit 13-8.) Series of Wayne Drizin drafts of 2005 10K, #17 Exhibit 13-9.) Series of Wayne Drizin drafts of 2005 10K, #18 Exhibit 13-9b..) Series of Wayne Drizin drafts of 2005 10K, #19 Exhibit 13-9c..) Series of Wayne Drizin drafts of 2005 10K, #20 Exhibit 13-10.) Series of Wayne Drizin drafts of 2005 10K, #21 Exhibit 13-11. Wayne Drizin 2005 Answers to Ministry of Communications Thailand re e-Smart card)(GRACE, MARY)
September 10, 2014	Filing 497 MOTION for Summary Judgment Amended 2 - pro se DEFENDANT TAMIO SAITO MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO by TAMIO SAITO (Attachments: #1 Declaration Declaration of Tamio Saito to Authenticity of Documents, #2 Exhibit Index of Exhibits)(GRACE, MARY)
September 10, 2014	Filing 496 Amended MOTION for Summary Judgment Amended 2 - pro se DEFENDANT TAMIO SAITO MOTION FOR SUMMARY JUDGMENT AGAINST PLAINTIFF AND OPPOSITION TO PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO by TAMIO SAITO (Attachments: #1 Statement of Facts Exhibit A - STATEMENT OF UNDISPUTED MATERIAL FACTS - part 1)(GRACE, MARY)
September 10, 2014	Filing 494 ERRATA TO #491 . . . . . MOTION for Summary Judgment pro se Defendant Tamio Saito's Motion for Summary Judgment Against Plaintiff and Opposition to Plaintiff's Motion for Summary Judgment Against pro se Defendant Tamio Saito - amended to correct inadvertent error and exhibit numbers by TAMIO SAITO (GRACE, MARY) Modified on 9/10/2014 (td, ).
September 10, 2014	Filing 493 ERRATA TO #491 . . . . MOTION for Summary Judgment Pro se Defendant Tamio Saito's Motion for Summary Judgment Against Plaintiff and Opposition to Plaintiff's Motion for Summary Judgment Against pro se Defendant Tamio Saito by TAMIO SAITO (Attachments: #1 Statement of Facts 3A. PRO SE DEFENDANT STATEMENT OF UNDISPUTED MATERIAL FACTS PART 3A., #2 Statement of Facts 4A. PRO SE DEFENDANT STATEMENT OF UNDISPUTED MATERIAL FACTS PART 4A.)(GRACE, MARY) Modified on 9/10/2014 (td, ).
September 9, 2014	Filing 495 Memorandum in opposition to re #388 First MOTION for Summary Judgment Against Tamio Saito filed by TAMIO SAITO; (See docket entry no. #491 to view document) (td, )
September 9, 2014	Filing 492 ERRATA TO #491 MOTION for Summary Judgment Pro se Defendant Tamio Saito's Motion for Summary Judgment Against Plaintiff and Opposition to Plaintiff's Motion for Summary Judgment Against pro se Defendant Tamio Saito by TAMIO SAITO (Attachments: #1 Statement of Facts DEFENDANT'S STATEMENT OF UNDISPUTED MATERIAL FACTS - PART 1A)(GRACE, MARY) Modified on 9/10/2014 (td, ).
September 9, 2014	Filing 491 MOTION for Summary Judgment pro se Defendant Tamio Saito's Motion for Summary Judgment Against Plaintiff and Opposition to Plaintiff's Motion for Summary Judgment Against pro se Defendant Tamio Saito by TAMIO SAITO (GRACE, MARY)
September 9, 2014	Filing 490 Memorandum in opposition to re #488 MOTION for Leave to File Documents Under Seal which are part of and exhibits to Defendant's Experts Reports for Defendant Mary Grace and Tamio Saito- which portions of the documents are marked CONFIDENTIAL UNDER SEAL, #489 Amended MOTION for Leave to File Motion to File Documents Under Seal filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Declaration, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit, #6 Exhibit, #7 Exhibit, #8 Exhibit)(Guido, Kenneth)
September 4, 2014	Filing 489 Amended MOTION for Leave to File Motion to File Documents Under Seal by MARY A. GRACE (Attachments: #1 Exhibit Exhibit 1 - Proof of Document Filed Under Seal, #2 Declaration Exhibit 2 - Declaration of Dr. Behnam Bavarian Ph.D, #3 Exhibit Exhibit 3 - Short Bio of Dr. Behnam Bavarian PhD., #4 Text of Proposed Order Text of Proposed Order)(GRACE, MARY)
September 4, 2014	Filing 488 MOTION for Leave to File Documents Under Seal which are part of and exhibits to Defendant's Experts Reports for Defendant Mary Grace and Tamio Saito- which portions of the documents are marked CONFIDENTIAL UNDER SEAL by MARY A. GRACE (Attachments: #1 Text of Proposed Order Text of Proposed Order)(GRACE, MARY)
September 4, 2014	Filing 487 LARGE ADDITIONAL ATTACHMENT(S) AMENDED PRO SE DEFENDANT'S MARY GRACE AND TAMIO SAITO'S OPPOSITION TO PLAINTIFF'S MOTION TO STRIKE DEFENDANT'S EXPERTS AND EXPERTS REPORTS by MARY A. GRACE #486 Large Additional Attachment(s),,, filed by MARY A. GRACE. (Attachments: #1 Exhibit Exhibit 8. CEO Mary Grace Non-Technical & Non-Expert Background& Why CEO GraceNeeds Experts Reports and Experts Testimony, #2 Exhibit 8-1.) Exhibit 8-1.). CEO Mary Grace Non-Technical & Non-Expert Background& Why CEO GraceNeeds Experts Reports and Experts Testimony, #3 Exhibit 8-2.) Exhibit 8-2.). CEO Mary Grace Non-Technical & Non-Expert Background& Why CEO GraceNeeds Experts Reports and Experts Testimony, #4 Exhibit 8-3.) Exhibit 83.) CEO Mary Grace Non-Technical & Non-Expert Background& Why CEO GraceNeeds Experts Reports and Experts Testimony, #5 Exhibit 8-4.) Exhibit 8-4.) CEO Mary Grace Non-Technical & Non-Expert Background& Why CEO GraceNeeds Experts Reports and Experts Testimony, #6 Exhibit 8-5.) Exhibit 8-5.) CEO Mary Grace Non-Technical & Non-Expert Background& Why CEO GraceNeeds Experts Reports and Experts Testimony, #7 Exhibit 8-6.) Exhibit 8-6.) CEO Mary Grace Non-Technical & Non-Expert Background& Why CEO GraceNeeds Experts Reports and Experts Testimony, #8 Exhibit 8-7.)Exhibit 8-7.) CEO Mary Grace Non-Technical & Non-Expert Background& Why CEO GraceNeeds Experts Reports and Experts Testimony, #9 Exhibit 8-8.) Exhibit8-8.) CEO Mary Grace Non-Technical & Non-Expert Background& Why CEO GraceNeeds Experts Reports and Experts Testimony, #10 Exhibit 8-9.) Exhibit 8-9.) CEO Mary Grace Non-Technical & Non-Expert Background& Why CEO GraceNeeds Experts Reports and Experts Testimony, #11 Exhibit 8-10.) Exhibit 8-10.) CEO Mary Grace Non-Technical & Non-Expert Background& Why CEO GraceNeeds Experts Reports and Experts Testimony, #12 Exhibit 8-11.) Exhibit 8-11.)CEO Mary Grace Non-Technical & Non-Expert Background& Why CEO GraceNeeds Experts Reports and Experts Testimony)(GRACE, MARY)
September 4, 2014	MINUTE ORDER: Defendant Grace's #472 Amended Motion is DENIED as moot given the Minute Order of September 2, 2014. Signed by Judge James E. Boasberg on 9/4/14. (lcjeb2)
September 4, 2014	MINUTE ORDER: Defendants' #488 Motion to Seal is DENIED WITHOUT PREJUDICE for failure to comply with LCvR 7(m). Signed by Judge James E. Boasberg on 9/4/14. (lcjeb2)
September 3, 2014	Filing 486 LARGE ADDITIONAL ATTACHMENT(S) Pro Se Defendant's Mary Grace and Tamio Saito's Opposition to Plaintiff's Motion to Strike Defendant's Experts and Experts Reports by MARY A. GRACE #485 Large Additional Attachment(s),,, filed by MARY A. GRACE. (Attachments: #1 Exhibit 7-1A.)10KA 2005 10KA Ap. 30, 2007 - NO CHANGES TO THE TECHNOLOGY DESCRIPTION, #2 Exhibit *7-2A.) 2005 10KA. - Fritz AmendFw_ DRAFT RESPONSE to Aug 17, 2007 Letter of Comment, #3 Exhibit 7-3. ) 2005 10K & 10K - IDENTICAL TECHNOLOGY TEXT DESCRIPTION - WORD FOR WORD EXACTLY THE SAME, #4 Exhibit 7- 4-1. 2005 10KA - E-SMART TECHNOLOGIES INC (Form/ 10KSB, Received/ 10/24/2007 13/28/56), #5 Exhibit 7-4-2. 10K. 2005 10K Word)(GRACE, MARY)
September 3, 2014	Filing 485 LARGE ADDITIONAL ATTACHMENT(S) AMENDED PRO SE DEFENDANT'S MARY GRACE AND TAMIO SAITO'S OPPOSITION TO PLAINTIFF'S MOTION TO STRIKE DEFENDANT'S EXPERTS AND EXPERTS REPORTS by MARY A. GRACE #484 Large Additional Attachment(s),, filed by MARY A. GRACE. (Attachments: #1 Statement of Facts 3B-1A Defendant Mary Grace Statement of Undisputed Material Facts, #2 Statement of Facts 3B-2A Defendant's Statement of Undisputed Material Facts Part 2A, #3 Statement of Facts 3B-4A Pt. 1. Defendants Statement of Undisputed Material Fact 4A- PT. 1- PG.1-44, #4 Statement of Facts 3B-4A-Pt. 2. Statement of Undisputed Material Facts Pt. 2, #5 3B-3A Defendant's Statement of Undisputed Material Facts Pt. 3)(GRACE, MARY)
September 3, 2014	Filing 484 LARGE ADDITIONAL ATTACHMENT(S) AMENDED PRO SE DEFENDANT'S MARY GRACE AND TAMIO SAITO'S OPPOSITION TO PLAINTIFF'S MOTION TO STRIKE DEFENDANT'S EXPERTS AND EXPERTS REPORTS by MARY A. GRACE #483 Large Additional Attachment(s),,,, filed by MARY A. GRACE. (Attachments: #1 Statement of Facts 3B-1. Statement of Undisputed Material Facts, #2 Statement of Facts 3B-2. Statement of Undisputed Material Facts Pt.2, #3 Statement of Facts 3B-3. Statement of Undisputed Material Facts, #4 Statement of Facts 3B-4. Statement of Undisputed Facts - Part 4, #5 Statement of Facts 3B-5. Statement of Undisputed Material Facts No. 5)(GRACE, MARY)
September 3, 2014	Filing 483 LARGE ADDITIONAL ATTACHMENT(S) AMENDED PRO SE DEFENDANT'S MARY GRACE AND TAMIO SAITO'S OPPOSITION TO PLAINTIFF'S MOTION TO STRIKE DEFENDANT'S EXPERTS AND EXPERTS REPORTS by MARY A. GRACE #480 Errata, filed by MARY A. GRACE. (Attachments: #1 Exhibit 3A-1. Wayne Drizin First Draft -10-KSB-05-FirstDraft, #2 Exhibit 3A-2. 10-KSB-05-FirstDraft, #3 Exhibit 3A-3. FIRST COMMENTS 10K, #4 Exhibit 3A-3. FIRST COMMENTS 10K, #5 Exhibit 3A-3. 10-KSB-05-FirstDraft-1.2 -, #6 Exhibit 3A.- 10-KSB-05-FirstDraft-1, #7 Exhibit 3A.- WD Draft 4 - 10K, #8 Exhibit 3A.-5. Wayne Drizin 10K Drafts Stewart Hung 10K Changes, #9 Exhibit 3A-6. Wayne Drizin 10K drafts, #10 Exhibit 3A.-7. Wayme Drizin 10-K-Draft3-3-30, #11 Exhibit 3A.-Wayne Drizin 10K Drafts10k, #12 Exhibit 3A.-8. Wayne Drizin 10K DraftsNEWYORK1_31017620_1 vWD, #13 Exhibit 3A.-9. Wayne Drizin10K drafts, #14 Exhibit 3A.- Wayne Drizin's 10K Drafts MARANDAs LAST wWD comments, #15 Exhibit 3A.-9. Wayne Drizin's 10K Drafts MARANDAs LAST wWD comments.2, #16 Exhibit 3A.-10. Wayne Drizin 10Q Drafts QB back-up Data)(GRACE, MARY)
September 3, 2014	Filing 482 ERRATA Pro Se Defendant's Mary Grace and Tamio Saito's Opposition to Plaintiff's Motion to Strike Defendant's Experts and Experts Reports by MARY A. GRACE #476 Surreply, filed by MARY A. GRACE. (GRACE, MARY)
September 3, 2014	Filing 481 ERRATA Pro Se Defendant's Mary Grace and Tamio Saito's Opposition to Plaintiff's Motion to Strike Defendant's Experts and Experts Reports by MARY A. GRACE #476 Surreply, filed by MARY A. GRACE. (Attachments: #1 Exhibit 6.-4b.) EXPERT REPORT - CHAPTER 4 - Part 2)(GRACE, MARY)
September 3, 2014	Filing 480 ERRATA AMENDED PRO SE DEFENDANT'S MARY GRACE AND TAMIO SAITO'S OPPOSITION TO PLAINTIFF'S MOTION TO SRIKE DEFENDANT'S EXPERTS AND EXPERTS REPORTS by MARY A. GRACE. (Attachments: #1 Exhibit 6.-3. EXPERT REPORT -CHAPTER 2 - EXPONENT REPORT, #2 Exhibit 6-3A.) EXPERT REPORT- CHAPTER 3 - 1ST DECLARATION OF DR. BEHNAM BAVARIAN PH.D -(cover page), #3 Exhibit 6-3b.) EXPERT REPORT -CHAPTER 3 - 1ST DECLARATION OF DR. BEHNAM BAVARIAN PhD.)(GRACE, MARY)
September 3, 2014	Filing 479 RESPONSE re #434 MOTION to Strike #349 Large Additional Attachment(s),,, #348 Large Additional Attachment(s),,, #350 Large Additional Attachment(s),, #351 Large Additional Attachment(s),, #353 Large Additional Attachment(s),,,, #352 Large Additional Attac [AMENDED] PRO SE DEFENDANT'S MARY GRACE AND TAMIO SAITO'S OPPOSITION TO PLAINTIFF'S MOTION TO STRIKE DEFENDANT'S EXPERTS AND EXPERTS' REPORTS filed by MARY A. GRACE. (Attachments: #1 Exhibit 6.-3. EXPERT REPORT -CHAPTER 2 - EXPONENT REPORT, #2 Exhibit 6.-3a. EXPERT REPORT - CHAPTER 3 -DECLARATION OF DR. BEHNAM BAVARIAN Ph.D. (cover page), #3 Exhibit 6.3b.) EXPERT REPORT- CHAPTER 3 - 1ST DECLARATION OF DR. BEHNAM BAVARIAN PH.D. (UNDER SEAL))(GRACE, MARY)
September 3, 2014	Filing 478 ERRATA Pro Se Defendant's Mary Grace and Tamio Saito's Opposition to Plaintiff's Motion to Strike Defendant's Experts and Experts Reports by MARY A. GRACE #476 Surreply, filed by MARY A. GRACE. (Attachments: #1 Exhibit Exhibit 2B.) Bio of Marcello Soliven, #2 Exhibit 2C.) Bio of Teruhiko Tamori, #3 Exhibit 2D.) Bio of Kwan Hyung Lee, #4 Exhibit 2E._ Exponent Bios and Background Info, #5 Exhibit 6. Expert Report Chapter 5 -Specifications)(GRACE, MARY)
September 3, 2014	Filing 477 ERRATA Pro Se Defendant's Mary Grace and Tamio Saito's Opposition to Plaintiff's Motion to Strike Defendant's Experts and Experts Reports by MARY A. GRACE #476 Surreply, filed by MARY A. GRACE. (Attachments: #1 Exhibit Exhibit 1A.) Bio of Dr. Behnam Bavarian Ph.D., #2 Exhibit Exhibit 4A. Deposition of Gerry Smith, Plaintff's 'purported' Expert Witness, #3 Exhibit Exhibit 4B. Deposition of Thomas Grenier Plaintiff's 'purported' Expert Witness, #4 Exhibit Exhibit 4C. Deposition of Michael McCabe Plaintiff's 'purported' Expert Witness)(GRACE, MARY)
September 2, 2014	Filing 476 SURREPLY to Pro Se Defendant's Mary Grace and Tamio Saito's Opposition to Plaintiff's Motion to Strike Defendant's Experts and Experts Reports filed by MARY A. GRACE. (Attachments: #1 Declaration Exhibit 1. Declaration of Expert Dr. Behnam Bavarian Ph.D., #2 Exhibit Exhibit 2A. Bio of Expert Tamio Saito)(GRACE, MARY)
September 2, 2014	Filing 475 RESPONSE re #434 MOTION to Strike #349 Large Additional Attachment(s),,, #348 Large Additional Attachment(s),,, #350 Large Additional Attachment(s),, #351 Large Additional Attachment(s),, #353 Large Additional Attachment(s),,,, #352 Large Additional Attac Pro Se Defendant's Mary Grace and Tamio Saito's Opposition to Plaintiff's Motion to Strike Defendant's Experts and Experts Reports filed by MARY A. GRACE. (Attachments: #1 Declaration Exhibit 1. Declaration of Expert Dr. Behnam Bavarian Ph.D., #2 Exhibit Exhibit 2A. Bio of Expert Tamio Saito)(GRACE, MARY)
September 2, 2014	Filing 474 REPLY to opposition to motion re #386 Second MOTION for Summary Judgment Against Mary Grace on Books and Records, Controls and Disclosure claims filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Exhibit Attachment A)(Maher, Daniel)
September 2, 2014	Filing 473 ORDER: The Court ORDERS that Defendant Grace's request under 28 U.S.C. 1292(b) is DENIED. The Court FURTHER ORDERS that the case shall proceed. Signed by Judge James E. Boasberg on 9/2/14. (lcjeb2)
September 2, 2014	Filing 472 Amended MOTION to Amend/Correct Added on paragraph at the end of the document in bold that was inadvertently omitted in Pro Se Defendant Mary Grace's Motion to Clarify and/or Motion for same Extension of time granted to Plaintiff for their Reply to Plaintiff's Voluminous First Motion for Summary Judgment by MARY A. GRACE (GRACE, MARY)
September 2, 2014	Filing 471 Transmission of the Notice of Appeal, Order Appealed, and Docket Sheet to US Court of Appeals. The Court of Appeals fee was paid this date 9/2/14 re #470 Notice of Interlocutory Appeal. (td, )
September 2, 2014	Filing 470 NOTICE OF INTERLOCUTORY APPEAL by MARY A. GRACE. Filing fee $ 505, receipt number 0090-3824259. Fee Status: Fee Paid. Parties have been notified. (Attachments: #1 Memorandum in Support)(GRACE, MARY)
September 2, 2014	Filing 469 Emergency MOTION to ClarifyDEFENDANT MARY GRACE PRO SE MOTION TO CLARIFY DEADLINE FOR DEFENDANT TO REPLY TO PLAINTIFFS OPPOSITION TO DEFENDANTS OPPOSITION TO PLAINTIFFS FIRST MOTION FOR SUMMARY JUDGMENT AND/OR IN THE ALTERNATIVE A MOTION FOR AN EXTENSION OF THE SAME NUMBER OF DAYS GRANTED TO PLAINTIFF SEVEN DAYS - TO REPLY TO PLAINTIFFS OPPOSITION TO DEFENDANTS OPPOSITION TO PLAINTIFFS FIRST MOTION FOR SUMMARY JUDGMENT by MARY A. GRACE (GRACE, MARY)
September 2, 2014	Set/Reset Deadlines: The Defendanty shall file his Opposition and Cross-Motion for Summary Judgment by 9/09/2014, the SEC's Opposition and Reply shall be due by 10/02/2014, and Saito's Reply shall be due by 10/16/2014. (ad)
September 2, 2014	MINUTE ORDER: The Court ORDERS that Defendant Grace's #469 Emergency Motion is DENIED as moot. The deadlines to which she refers only applied to her cross-motion. Since she has not been permitted to file a cross-motion, there is no reply for her to file. Signed by Judge James E. Boasberg on 9/2/14. (lcjeb2)
September 1, 2014	Filing 468 NOTICE Non Availability by ROBERT J. ROWEN (ROWEN, ROBERT)
August 31, 2014	Filing 467 ERRATA Defendant's Opposition to Plaintiff's Second Motion for Summary Judgment by MARY A. GRACE #437 Response to motion,, filed by MARY A. GRACE. (Attachments: #1 Errata Exhibit 57A-1, #2 Errata Exhibit 57A-2- 2, #3 Errata Exhibit 57A-2, #4 Errata Exhibit 57A-3, #5 Errata Exhibit 57A, #6 Errata Exhibit 58A-1, #7 Errata Exhibit 58A-2, #8 Errata Exhibit 58A-3, #9 Errata Exhibit 58A-5, #10 Errata Exhibit 58A-6, #11 Errata Exhibit 58A-7, #12 Errata Exhibit 58A-7-2, #13 Errata Exhibit 58A-8, #14 Errata Exhibit 58A-9, #15 Errata Exhibit 58A-10, #16 Errata Exhibit 61A, #17 Errata Exhibit 64A-1, #18 Errata Exhibit 63A-2, #19 Errata Exhibit 64A, #20 Errata Exhibit 65A, #21 Errata Exhibit 58A-4)(GRACE, MARY)
August 31, 2014	Filing 466 ERRATA Defendant's Opposition to Plaintiff's Second Motion for Summary Judgment by MARY A. GRACE #437 Response to motion,, filed by MARY A. GRACE. (Attachments: #1 Errata Exhibit 44A-2 - Insight Magazine Cover Story on e-Smart Care, #2 Errata Exhibit 45A., #3 Errata Exhibit 47A -1 Demonstrations of e-Smart Card, #4 Errata Exhibit 47A-2 - Demonstrations of e-Smart Card, #5 Errata Exhibit 50A. Map of Defendant Facilities, #6 Errata Exhibit 53A-1, #7 Errata Exhibit 54A-1 - Deposition - Contradictory Testimony of ex-COO R. Barrett Pt. 3, #8 Errata 54A-2. Deposition Contradictory Testimony of ex-COO R. Barrett Pt. 3, #9 Errata Exhibit 55A-1 -Transcript -Contradictory Testimony of ex-COO R. Barrett OSHA, #10 Errata Exhibit 55A-2 - Transcript of Contradictory Testimony of ex-COO R.Barrett, #11 Errata Exhibit 55A-3 Transcript - Contradictory Testimony of ex-COO R. Barrett - OSHA, #12 Errata Exhibit 55A-4 Transcript -Contradictory Testimony of ex-COO R Barrett, #13 Errata Exhibit 56A-1 - Text of Technology description in 2005 10K, #14 Errata Exhibit 56A-2 - Identical Word for Word Technology Description in 2005 10KA, #15 Errata Exhibit 56A-3 - Amendment text in 2005 10KA not any changes to technology description as falsely alleged)(GRACE, MARY)
August 31, 2014	Filing 465 ERRATA Defendant's Opposition to Plaintiff's Second Motion for Summary Judgment by MARY A. GRACE #437 Response to motion,, filed by MARY A. GRACE. (Attachments: #1 Errata Exhibit 42A. Sejong City Project -e-Smart - I AM card in Korea, #2 Errata Exhibit 43A. Nikkei Magazine Article on e-Smart Card, #3 Errata Exhibit 44A. Security World Magazine Cover Story on e-Smart Card)(GRACE, MARY)
August 31, 2014	Filing 464 ERRATA Defendant's Opposition to Plaintiff's Second Motion for Summary Judgment by MARY A. GRACE #437 Response to motion,, filed by MARY A. GRACE. (Attachments: #1 Declaration Authenticity of Mary Grace, #2 Statement of Facts Statement of Undisputed Material Facts - 4A. - Part 1 Pg. 1-44, #3 Statement of Facts Statement of Undisputed Material Facts - 4A - Part 2 -Pg. 45 -)(GRACE, MARY)
August 29, 2014	Filing 463 RESPONSE re #460 MOTION for Extension of Time to DEFENDANT TAMIO SAITOS MOTION FOR AN EXTENSION OF THE ORIGINAL TIME ALLOWED, OF 21 DAYS FROM RECEIPT OF PLAINTIFFS WITHHELD DOCUMENTS, AND EXHIBITS TO PLAINTIFFS MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO WH, #461 Amended MOTION for Extension of Time to DEFENDANT TAMIO SAITOS MOTION FOR AN EXTENSION OF THE ORIGINAL TIME ALLOWED, OF 21 DAYS FROM RECEIPT OF PLAINTIFFS WITHHELD DOCUMENTS, AND EXHIBITS TO PLAINTIFFS MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO S filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit, #6 Exhibit)(Guido, Kenneth)
August 29, 2014	Filing 462 ERRATA RE STATEMENT OF MATERIAL FACTS AND DECLARATION by U.S. SECURITIES AND EXCHANGE COMMISSION #388 First MOTION for Summary Judgment Against Tamio Saito filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Statement of Facts, #2 Declaration, #3 Attachment, #4 Attachment, #5 Attachment)(Guido, Kenneth)
August 29, 2014	MINUTE ORDER: Given that the attachment to Defendant Saito's Motion demonstrates that he now has almost every document referred to in the SEC's Motion for Summary Judgment, the Court does not see that yet another lengthy extension is warranted. The Court, accordingly, ORDERS that Saito's #461 Motion is GRANTED IN PART and DENIED IN PART; he shall file his Opposition and Cross-Motion for Summary Judgment by September 9, 2014, the SEC's Opposition and Reply shall be due by October 2, 2014, and Saito's Reply shall be due by October 16, 2014. Signed by Judge James E. Boasberg on 8/29/14. (lcjeb2)
August 28, 2014	MINUTE ORDER: The Court ORDERS that Defendant Grace's #425 Motion to Strike Plaintiff's Second Motion for Summary Judgment is DENIED. Grace is correct that successive summary-judgment motions are not typical and that the better practice would have been for the SEC to seek leave of court to file a second motion against the same party. The Court nonetheless believes that, as the second motion concerns different claims, does not seek a "second bite at the apple," and is fairly brief, consideration of it may help to efficiently resolve the case. Signed by Judge James E. Boasberg on 8/28/14. (lcjeb2)
August 26, 2014	Filing 461 Amended MOTION for Extension of Time to DEFENDANT TAMIO SAITOS MOTION FOR AN EXTENSION OF THE ORIGINAL TIME ALLOWED, OF 21 DAYS FROM RECEIPT OF PLAINTIFFS WITHHELD DOCUMENTS, AND EXHIBITS TO PLAINTIFFS MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO WHICH WERE ORDERED BY THE COURT TO BE FILED AND SERVED ON JULY 28, 2015 AND TODAY, ON AUGUST 26 2014, ALL OF THE DOCUMENTS STILL HAVE NOT BEEN PRODUCED TO DEFENDANT, WHICH DOCUMENTS DEFENDANT NEEDS TIME TO HAVE TRANSLATED AND TO REVIEW IN ORDER TO PREPARE AND FILE DEFENDANT TAMIO SAITOS OPPOSITION AND CROSS MOTION FOR SUMMARY JUDGMENT by TAMIO SAITO (Attachments: #1 Exhibit Exhibit 1 - Meet and Confer e-mals, #2 Text of Proposed Order Text of Proposed Order)(GRACE, MARY)
August 26, 2014	Filing 460 ENTERED IN ERROR.....MOTION for Extension of Time to DEFENDANT TAMIO SAITOS MOTION FOR AN EXTENSION OF THE ORIGINAL TIME ALLOWED, OF 21 DAYS FROM RECEIPT OF PLAINTIFFS WITHHELD DOCUMENTS, AND EXHIBITS TO PLAINTIFFS MOTION FOR SUMMARY JUDGMENT AGAINST TAMIO SAITO WHICH WERE ORDERED BY THE COURT TO BE FILED AND SERVED ON JULY 28, 2015 AND TODAY, ON AUGUST 26 2014, ALL OF THE DOCUMENTS STILL HAVE NOT BEEN PRODUCED TO DEFENDANT, WHICH DOCUMENTS DEFENDANT NEEDS TIME TO HAVE TRANSLATED AND TO REVIEW IN ORDER TO PREPARE AND FILE DEFENDANT TAMIO SAITOS OPPOSITION AND CROSS MOTION FOR SUMMARY JUDGMENT by TAMIO SAITO (Attachments: #1 Exhibit Exhibit 1 - Meet and Confer e-mals)(GRACE, MARY) Modified on 8/27/2014 (jf, ).
August 19, 2014	Filing 459 ERRATA Affidavit of Mary Grace by MARY A. GRACE #437 Response to motion,, filed by MARY A. GRACE. (Attachments: #1 Affidavit Affidavit of Mary Grace)(GRACE, MARY)
August 19, 2014	Filing 458 LARGE ADDITIONAL ATTACHMENT(S) DEFENDANT'S OPPOSITION TO PLAINTIFF'S SECOND MOTON FOR SUMMARY JUDGMENT which has the same claims as Plaintiff's First Motion For Summary Judgment and Defendant opposes Plaintiff's attempt to get a 'second bite of the apple' by MARY A. GRACE #437 Response to motion,, filed by MARY A. GRACE. (Attachments: #1 Statement of Facts DEFENDANT'S STATEMENT OF UNDISPUTED MATERIAL FACTS - PART 3A, #2 Exhibit 28A-1. Photo;s of Contracts and Projects, #3 Exhibit 28A-2 Photos of Trade Shows and Exhibitions, #4 Exhibit 28A-3 - Photos of Engineering & Marketing Employees & Korea R&D building, #5 Exhibit 28A-4, #6 Exhibit 28A-5, #7 Exhibit 28A-5, #8 Exhibit 27A-1a, #9 Exhibit 27A-2b.)(GRACE, MARY)
August 19, 2014	Filing 457 LARGE ADDITIONAL ATTACHMENT(S) DEFENDANT'S OPPOSITION TO PLAINTIFF'S SECOND MOTON FOR SUMMARY JUDGMENT which has the same claims as Plaintiff's First Motion For Summary Judgment and Defendant opposes Plaintiff's attempt to get a 'second bite of the apple' by MARY A. GRACE #437 Response to motion,, filed by MARY A. GRACE. (Attachments: #1 Exhibit 30A-1, #2 Exhibit 30A-2, #3 Exhibit 30A-3, #4 Exhibit 30A-4, #5 Exhibit 30A-5, #6 Exhibit 30A-6, #7 Exhibit 30A-7, #8 Exhibit 30A-8, #9 Exhibit 31A, #10 Exhibit 32A, #11 Exhibit 33A, #12 Exhibit 34A)(GRACE, MARY)
August 19, 2014	Filing 456 LARGE ADDITIONAL ATTACHMENT(S) DEFENDANT'S OPPOSITION TO PLAINTIFF'S SECOND MOTON FOR SUMMARY JUDGMENT which has the same claims as Plaintiff's First Motion For Summary Judgment and Defendant opposes Plaintiff's attempt to get a 'second bite of the apple' by MARY A. GRACE #437 Response to motion,, filed by MARY A. GRACE. (Attachments: #1 Exhibit 24A. Insight Magazine, #2 Exhibit 25A. Exponent Report, #3 Affidavit 26A. Affidavit of Kelly O'Meara, #4 Exhibit 29A. Memo to SEC from Felons lawyer making false report to Plaintiff)(GRACE, MARY)
August 19, 2014	Filing 455 LARGE ADDITIONAL ATTACHMENT(S) DEFENDANT'S OPPOSITION TO PLAINTIFF'S SECOND MOTON FOR SUMMARY JUDGMENT which has the same claims as Plaintiff's First Motion For Summary Judgment and Defendant opposes Plaintiff's attempt to get a 'second bite of the apple' by MARY A. GRACE #437 Response to motion,, filed by MARY A. GRACE. (Attachments: #1 Exhibit 23A. Pt. 3 Due Diligence Report)(GRACE, MARY)
August 19, 2014	Filing 454 LARGE ADDITIONAL ATTACHMENT(S) DEFENDANT'S OPPOSITION TO PLAINTIFF'S SECOND MOTON FOR SUMMARY JUDGMENT which has the same claims as Plaintiff's First Motion For Summary Judgment and Defendant opposes Plaintiff's attempt to get a 'second bite of the apple' by MARY A. GRACE #437 Response to motion,, filed by MARY A. GRACE. (Attachments: #1 Exhibit 23A Pt. 2 Due Diligence Report)(GRACE, MARY)
August 19, 2014	Filing 453 LARGE ADDITIONAL ATTACHMENT(S) DEFENDANT'S OPPOSITION TO PLAINTIFF'S SECOND MOTON FOR SUMMARY JUDGMENT which has the same claims as Plaintiff's First Motion For Summary Judgment and Defendant opposes Plaintiff's attempt to get a 'second bite of the apple' by MARY A. GRACE #437 Response to motion,, filed by MARY A. GRACE. (Attachments: #1 Exhibit 22A. China Business Plan, #2 Exhibit 22A. China Business Presentation, #3 Exhibit 23A. Due Diligence Report Pt. 1)(GRACE, MARY)

September 11, 2017

Filing 868 MANDATE of USCA as to #864 Notice of Appeal to DC Circuit Court filed by MARY A. GRACE, #863 Notice of Appeal to DC Circuit Court filed by TAMIO SAITO. USCA Case Number 16-5311 Consolidated with 16-5312. (Attachments: #1 order filed May 17, 2017)(zrdj)

February 8, 2017

Filing 867 MANDATE of USCA as to #848 Notice of Appeal to DC Circuit Court, filed by MARY A. GRACE, #849 Notice of Appeal to DC Circuit Court filed by TAMIO SAITO. USCA Case Number 16-5156 Consolidated with 16-5157. (Attachments: #1 order filed November 7, 2016)(zrdj)

October 31, 2016

USCA Case Number 16-5311 for #864 Notice of Appeal to DC Circuit Court filed by MARY A. GRACE. (zrdj)

October 31, 2016

USCA Case Number 16-5312 for #863 Notice of Appeal to DC Circuit Court filed by TAMIO SAITO. (zrdj)

October 28, 2016

Filing 866 Transmission of the Notice of Appeal, Order Appealed, and Docket Sheet to US Court of Appeals. The Court of Appeals fee was paid this date re #864 Notice of Appeal to DC Circuit Court. (znmw)

October 28, 2016

Filing 865 Transmission of the Notice of Appeal, Order Appealed, and Docket Sheet to US Court of Appeals. The Court of Appeals fee was paid this date re #863 Notice of Appeal to DC Circuit Court. (znmw)

October 27, 2016

Filing 864 NOTICE OF APPEAL TO DC CIRCUIT COURT as to #862 Order on Motion to Stay, by MARY A. GRACE. Filing fee $ 505, receipt number 0090-4724238. Fee Status: Fee Paid. Parties have been notified. (GRACE, MARY)

October 27, 2016

Filing 863 NOTICE OF APPEAL TO DC CIRCUIT COURT as to #862 Order on Motion to Stay, by TAMIO SAITO. Filing fee $ 505, receipt number 0090-4724221. Fee Status: Fee Paid. Parties have been notified. (GRACE, MARY)

October 24, 2016

Filing 862 ORDER: The Court ORDERS that Defendants' #854 #856 Motions to Stay are DENIED. Signed by Judge James E. Boasberg on 10/24/2016.(lcjeb1)

October 13, 2016

Filing 861 ERRATA Correction of Errata Added to Joint Reply ECF 858 & ECF 859 by TAMIO SAITO #859 Reply to opposition to Motion,, filed by MARY A. GRACE, #858 Reply to opposition to Motion,, filed by TAMIO SAITO. (Attachments: #1 Errata Notice of Errata, #2 Errata Reply with Errata Added)(GRACE, MARY)

October 13, 2016

Filing 860 ERRATA Correction of Errata Added to Joint Reply ECF 858 & ECF 859 by MARY A. GRACE #859 Reply to opposition to Motion,, filed by MARY A. GRACE, #858 Reply to opposition to Motion,, filed by TAMIO SAITO. (Attachments: #1 Errata Notice of Errata, #2 Errata Corrected Reply with Errata Added)(GRACE, MARY)

October 12, 2016

Filing 859 REPLY to opposition to motion re #856 Emergency MOTION to Stay Final Judgment Pending Appeal - Date Corrected on Documents filed, #854 Emergency MOTION to Stay Final Judgment Pending Appeal Joint Reply of Mary Grace and Tamio Saito to Plaintiff's Opposition to Defendants Emergency Motion for A Stay of Final Judgment Pending Appeal filed by MARY A. GRACE. (Attachments: #1 Declaration Declaration of Authenticity of Mary Grace, #2 Declaration Declaration of Authenticity of Tamio Saito, #3 Exhibit Exhibit 1, #4 Exhibit Exhibit 2)(GRACE, MARY)

October 12, 2016

Filing 858 REPLY to opposition to motion re #856 Emergency MOTION to Stay Final Judgment Pending Appeal - Date Corrected on Documents filed, #854 Emergency MOTION to Stay Final Judgment Pending Appeal Joint Reply of Tamio Saito and Mary Grace to Plaintiff's Opposition to Defendants Emergency Motion for A Stay of Final Judgment Pending Appeal filed by TAMIO SAITO. (Attachments: #1 Declaration Declaration of Authenticity of Tamio Saito, #2 Declaration Declaration of Authenticity of Mary Grace, #3 Exhibit Exhibit 1, #4 Exhibit Exhibit 2)(GRACE, MARY)

October 5, 2016

Filing 857 Memorandum in opposition to re #855 Emergency MOTION to Stay of Final Judgment Pending Appeal, #856 Emergency MOTION to Stay Final Judgment Pending Appeal - Date Corrected on Documents filed, #854 Emergency MOTION to Stay Final Judgment Pending Appeal filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Exhibit A, #2 Exhibit B)(Guido, Kenneth)

September 26, 2016

MINUTE ORDER: In responding to Defendants' Emergency Motions, the Court ORDERS that the SEC should address whether Defendants have even filed a timely appeal. Signed by Judge James E. Boasberg on 9/26/2016. (lcjeb1)

September 21, 2016

NOTICE OF CORRECTED DOCKET ENTRY: re #855 Emergency MOTION to Stay of Final Judgment Pending Appeal was entered in error and plaintiff refiled said pleading as docket entry no. #856 . (td)

September 20, 2016

Filing 856 Emergency MOTION to Stay Final Judgment Pending Appeal - Date Corrected on Documents filed by MARY A. GRACE (Attachments: #1 Memorandum in Support Memorandum in Support of Defendant's Motion for a Stay of Final Judgment Pending Appeal 9-20-2016, #2 Declaration Declaration of Mary GraceSept 20, 2016, #3 Exhibit EXHIBIT 1 Excerpts from Jan. 29, 2016 Hearing (ECF 821-5))(GRACE, MARY)

September 20, 2016

Filing 855 ENTERED IN ERROR. . . . .Emergency MOTION to Stay of Final Judgment Pending Appeal by MARY A. GRACE (Attachments: #1 Memorandum in Support Memorandum in Support of Defendant's Motion for a Stay of Final Judgment Pending Appeal, #2 Declaration Declaration of Mary Grace)(GRACE, MARY) Modified on 9/21/2016 (td).

September 19, 2016

Filing 854 Emergency MOTION to Stay Final Judgment Pending Appeal by TAMIO SAITO (Attachments: #1 Memorandum in Support Defendant Tamio Saito's Memorandum in Support of Defendant's Emergency Motion for a Stay of Final Judgment Pending Appea, #2 Declaration Declaration of Tamio Saito as to Authenticity of Document, #3 Exhibit Bio Tamio Saito, #4 Exhibit Exhibit 2A, #5 Exhibit Exhibit 2B, #6 Exhibit Exhibit 2A, #7 Exhibit Exhibit 2C-1, #8 Exhibit Exhibit 2C-2, #9 Exhibit Exhibit 2C-3, #10 Exhibit Exhibit 2C-14, #11 Exhibit Exhibit 2C-5, #12 Exhibit Exhibit 2C-6, #13 Exhibit Exhibit 3, #14 Exhibit Exhibit 4, #15 Exhibit Exhibit 4A., #16 Exhibit Exhibit 5)(GRACE, MARY)

June 3, 2016

USCA Case Number 16-5156 for #848 Notice of Appeal to DC Circuit Court, filed by MARY A. GRACE. (zrdj)

June 3, 2016

USCA Case Number 16-5157 for #849 Notice of Appeal to DC Circuit Court filed by TAMIO SAITO. (zrdj)

June 1, 2016

Filing 853 Supplemental Record on Appeal transmitted to US Court of Appeals re #848 Notice of Appeal to DC Circuit Court, ; (td)

May 31, 2016

Filing 852 Transmission of the Notice of Appeal, Order Appealed, and Docket Sheet to US Court of Appeals. The Court of Appeals fee was paid this date 5/29/16 re #848 Notice of Appeal to DC Circuit Court, #851 Amended Notice of Appeal, #849 Notice of Appeal to DC Circuit Court, #850 Amended Notice of Appeal. (td)

May 30, 2016

Filing 851 Amended NOTICE OF APPEAL re appeal #848 by MARY A. GRACE. (GRACE, MARY)

May 30, 2016

Filing 850 Amended NOTICE OF APPEAL re appeal #849 by TAMIO SAITO. (GRACE, MARY)

May 29, 2016

Filing 849 NOTICE OF APPEAL TO DC CIRCUIT COURT as to #845 Order, Order on Motion for Reconsideration,,, by TAMIO SAITO. Filing fee $ 505, receipt number 0090-4547250. Fee Status: Fee Paid. Parties have been notified. (GRACE, MARY)

May 29, 2016

Filing 848 NOTICE OF APPEAL TO DC CIRCUIT COURT as to #840 Memorandum & Opinion, #845 Order, #839 Order on Sealed Motion for Leave to File Document Under Seal, Order on Motion for Reconsideration,,, by MARY A. GRACE. Filing fee $ 505, receipt number 0090-4547247. Fee Status: Fee Paid. Parties have been notified. (GRACE, MARY)

April 29, 2016

MINUTE ORDER: The Court ORDERS that Defendants Grace and Saito's #846 , #847 Motions for Reconsideration of Order Denying Motion for Sanctions are DENIED. The present Motions offer nothing not present in the original motion for sanctions, which the Court has already found wanting. Signed by Judge James E. Boasberg on 4/29/16. (lcjeb1)

April 27, 2016

Filing 847 MOTION for Reconsideration re #846 MOTION for Reconsideration re #845 Order Defendant's Motion for Reconsideration for Order Denying Motion for Sanctions - by Mary Grace and Tamio Saito, #845 Order Exhibits to Defendants Motion for Reconsideration EFC 846 by MARY A. GRACE (Attachments: #1 Exhibit Exhibit Index for Defendant's Motion for Reconsideration, #2 Exhibit Exhibit 1 Hearing Dec. 11, 2014 SEC v. E-SMART, #3 Exhibit Exhibit 2 (Proposed) Order for Defendant's Motion for Sanctions 820-1, #4 Exhibit Exhibit 3 Wells Submission of Mary Grace -842-9, #5 Exhibit Exhibit 4 Plaintiff Att 16, 17 & 18 -Fabricated, Forged Unsigned Draft Letter Purportedly for the Auditor to the Board of Directors 838-6, #6 Exhibit Exhibit 5 Draft Declaration Prepared by Plaintiff's Counsel sent to Defendant's Expert Dr. Bavarian to sign 812-9, #7 Exhibit Exhibit 6 Declaration of Dr. Behnam Bavarian March 10, 2015 812-5, #8 Exhibit Exhibit 7 Bio Dr. Behnam Bavarian PhD.812 short form, #9 Exhibit Exhibit 9 US Gov. Common Access Card (CAC Card), #10 Exhibit Exhibit 10 US Gov Transportation Worker Identification Credential (TWIC Card), #11 Exhibit Exhibit 11 Backdated Memo 816-1., #12 Exhibit Exhibit 12 e-mail Cover with Draft of 2007 10K, #13 Exhibit Exhibit 13 Plaintiff Expert Invoices Altered with Description of Work Erased 552-2., #14 Exhibit Exhibit 14 PL. ATT. 3 Falsely Alleged Forged Document 838-3, #15 Exhibit Exhibit 15 2007 10-KSB E-Smart Technologies Inc - 10-K for 12/31/07)(GRACE, MARY)

April 27, 2016

Filing 846 MOTION for Reconsideration re #845 Order Defendant's Motion for Reconsideration for Order Denying Motion for Sanctions - by Mary Grace and Tamio Saito by MARY A. GRACE (Attachments: #1 Declaration Declaration of Authenticity of Tamio Saito, #2 Declaration Declaration of Authenticity of Mary Grace, #3 Exhibit Exhibit Index for Defendant's Motion for Reconsideration)(GRACE, MARY)

March 30, 2016

Filing 845 ORDER: The Court ORDERS that Defendants' #812 Motion for Sanctions is DENIED. Signed by Judge James E. Boasberg on 3/30/16. (lcjeb1)

January 26, 2016

Filing 844 ERRATA Notice of Eratta to Defendant's Reply to Plaintiff's Opposition to Defendant's Moton for Sanctions for Improprieties Comitted by Plaintiff's Counsel Jan. 25, 2016 w. eratta added to Reply [Final] by MARY A. GRACE #842 Reply to opposition to Motion,,, filed by MARY A. GRACE. (Attachments: #1 Errata Final] Defendant's Reply to Plaintiff's Opposition to Defendant's Moton for Sanctions for Improprieties Comitted by Plaintiff's Counsel Jan. 25, 2016 w. Eratta)(GRACE, MARY)

January 26, 2016

Filing 843 LARGE ADDITIONAL ATTACHMENT(S) Defendant's Reply to Plaintiff's Opposition to Defendant's Motion for Sanctions for Improprieties Committed by Plaintiff's Counsel by MARY A. GRACE #842 Reply to opposition to Motion,,, filed by MARY A. GRACE. (Attachments: #1 Exhibit Exhibit 10 Jan. 29. SEC v. E-SMART 1-29-15, #2 Exhibit Exhibit 11 Tamio Saito Deposition SEC Sept 11. 2014)(GRACE, MARY)

January 25, 2016

Filing 842 REPLY to opposition to motion re #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions Defendant's Reply to Plaintiff's Opposition to Defendant's Motion for Sanctions for Improprieties Committed by Plaintiff's Counsel filed by MARY A. GRACE. (Attachments: #1 Declaration 2. Declaration of Mary Grace as to Authenticity of Document, #2 Declaration, #3 Exhibit 4. Exhibit Index 1, #4 Exhibit Exhibit 1 Dec. 11, 2015 SEC v. E-SMART TECHNOLOGIES INC., ET AL 12-11-14, #5 Exhibit Exhibit 2 Purported Forged Opinion 838-3, #6 Exhibit Exhibit 3 Backdated Memo, #7 Exhibit Exhibit 4, 5 & 6 (all in same file of Plaintiff's filing 838-6, #8 Exhibit Exhibit 7 e-mail from Stewart Hung Sept 5, 2008, #9 Exhibit Exhibit 9 Wells Submission of Mary Grace Jan. 19, 2010)(GRACE, MARY)

January 14, 2016

Filing 841 SEALED DOCUMENT filed by U.S. SECURITIES AND EXCHANGE COMMISSION. re #839 Order on Sealed Motion for Leave to File Document Under Seal. (This document is SEALED and only available to authorized persons.)(ztd)

January 14, 2016

Filing 840 MEMORANDUM OPINION re #839 Final Order and Judgment. Signed by Judge James E. Boasberg on 01/14/2016. (lcjeb2)

January 14, 2016

Filing 839 FINAL ORDER AND JUDGMENT setting forth remedies against all defendants and GRANTING #811 Sealed Motion for Leave to File Document Under Seal. Signed by Judge James E. Boasberg on 01/14/2016. (lcjeb2)

January 12, 2016

Filing 838 Memorandum in opposition to re #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions OPPOSITION filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Declaration, #2 Attachments 1-2, #3 Attachments 3-7, #4 Attachments 8-11, #5 Attachments 12-15, #6 16-21, #7 Declaration, #8 Exhibit, #9 Exhibit, #10 Exhibit, #11 Exhibit, #12 Exhibit, #13 Exhibit, #14 Exhibit, #15 Exhibit, #16 Exhibit, #17 Exhibit, #18 Exhibit, #19 Exhibit, #20 Exhibit, #21 Exhibit, #22 Exhibit, #23 Exhibit, #24 Exhibit, #25 Exhibit)(Guido, Kenneth)

December 31, 2015

Filing 837 MOTION to ClarifyAttachments to Defendant's Motion for Sanctions (Docket 812) by MARY A. GRACE (Attachments: #1 Exhibit Exhibit 1.) Attachment 2A-1a - M.Fritz Wells Submission Excerpt)(GRACE, MARY)

December 28, 2015

Filing 836 NOTICE by MARY A. GRACE, TAMIO SAITO re #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions (Attachments: #1 Exhibit); (Original in file room)(td)

December 28, 2015

Filing 835 NOTICE by MARY A. GRACE, TAMIO SAITO re #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit, #6 Exhibit Index); (td)

December 28, 2015

Filing 834 NOTICE by MARY A. GRACE, TAMIO SAITO re #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions (Attachments: #1 Exhibit Revised Exhibit Index List); (ORIGINAL IN FILE ROOM); ("Leave to file GRANTED" by Judge James E. Boasberg)(td)

December 24, 2015

Filing 833 ERRATA Dkt. 812 - Five Attachments with yellow highlights removed in compliance with the Court's Order and replaced with gray scale by MARY A. GRACE #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment 4-1. With gray scale with yellow highlights removed, #2 Exhibit Attachment 4-1. With gray scale with yellow highlights removed, #3 Exhibit Attachment 4-1. With gray scale with yellow highlights removed, #4 Exhibit Attachment 4-1. With gray scale with yellow highlights removed, #5 Exhibit Attachment 4-1. With gray scale with yellow highlights removed, #6 Exhibit Attachment Exhibit Index indicating the Attachments in gray scale.)(GRACE, MARY)

December 22, 2015

Filing 832 ERRATA Incorrect Attachments Sent to the Clerk of the Court Replaced with Correct Attachments by MARY A. GRACE #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE. (Attachments: #1 Errata 2. Replace Correct Attachment 3-D-1a. SENT TO THE CLERK OF THE COURT, #2 Errata 3. Replace Correct Attachment 3-D-1b. SENT TO THE CLERK OF THE COURT, #3 Errata 4. Replace Correct Attachment 3-D-1c. SENT TO THE CLERK OF THE COURT, #4 Errata 5. Attachment Exhibit Index of Evidentiary Support with Highlighted Eratta, #5 Exhibit 6. Final Clean Attachment Exhibit Index of Evidentiary Support)(GRACE, MARY)

December 21, 2015

Filing 831 MANDATE of USCA (certified copy) ORDERED that the order to show cause be discharged and on the court's own motion, that this appeal be dismissedfor lack of jurisdiction as to #729 Notice of Appeal to DC Circuit Court, filed by TAMIO SAITO. USCA Case Number 15-5195. (zrdj)

December 21, 2015

Filing 830 MANDATE of USCA (certified copy) ORDERED that the order to show cause be discharged and that the emergency motion to clarify and for leave to file aresponse to the order to show cause be dismissed as moot as to #699 Notice of Appeal to DC Circuit Court, filed by MARY A. GRACE. FURTHER ORDERED, on the court's own motion, that this appeal be dismissedfor lack of jurisdiction. USCA Case Number 15-5143. (zrdj) Modified on 12/21/2015 (zrdj).

December 18, 2015

Filing 829 MOTION for Extension of Time to File Response/Reply Defendant's Motion for a Extension to file a Reply to Plaintiff's Opposition to Defendant's Motion Dkt. 812 and regarding the dates both are to to be filed as explained in the Motion by MARY A. GRACE (GRACE, MARY)

December 18, 2015

MINUTE ORDER granting Defendants' consent #829 Motion for Extension of Time to File. The Court ORDERS that: 1) the SEC shall file its Opposition to Defendants' #812 Motion for Sanctions on or before January 11, 2016; and 2) Defendants shall file their Reply on or before January 25, 2016. Signed by Judge James E. Boasberg on 12/18/15. (lcjeb1)

December 18, 2015

Set/Reset Deadlines: SEC's opposition to #812 Motion for Sanctions due by 1/11/2016; Replydue by 1/25/2016. (tg)

December 17, 2015

Filing 828 RESPONSE TO ORDER OF THE COURT re Order, filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Declaration)(Maher, Daniel)

December 16, 2015

MINUTE ORDER: The Court ORDERS that, by December 18, 2015, the SEC shall produce to the Court electronic/soft copies of the prejudgment-interest report spreadsheets filed with: 1) Exhibit C of the SECs #788 supplemental memorandum, and 2) the Anderson Declaration, Attachment F to the SECs #725 motion for entry of final judgment. Signed by Judge James E. Boasberg on 12/16/15. (lcjeb1)

December 15, 2015

Filing 827 MOTION to ClarifyMotion to Clarify Plaintiff's Supplemental Reply (Dkt 810) by MARY A. GRACE (GRACE, MARY)

December 15, 2015

MINUTE ORDER: As Defendants' #826 Motion to Clarify is not truly a motion seeking relief, but rather an explanation of their filings, the Court ORDERS that it is DENIED as moot. Signed by Judge James E. Boasberg on 12/15/15. (lcjeb1)

December 15, 2015

MINUTE ORDER: The Court ORDERS that Defendant Grace's #827 Motion to Clarify, which the Court treats as a Motion to Strike, is GRANTED. Its prior Order of October 13, 2015, did not authorize any Reply brief; accordingly, the SEC's #810 Reply is STRICKEN. Signed by Judge James E. Boasberg on 12/15/15. (lcjeb1)

December 14, 2015

Filing 826 MOTION to ClarifyDefendant[s Mary Grace and Tamio Saito's Motion to Clarify Regarding Defendant's Motion for Sanctions, Memorandum and Attachments by MARY A. GRACE (Attachments: #1 Exhibit)(GRACE, MARY)

December 13, 2015

Filing 825 LARGE ADDITIONAL ATTACHMENT(S) which are Evidentiary support as the other Attachments in Dkt 812-823 to Defendant's Motion and Memorandum in Support of Defendants Motion for Sanctions by MARY A. GRACE #819 Large Additional Attachment(s),,,, filed by MARY A. GRACE, #823 Errata,, filed by MARY A. GRACE, #822 Large Additional Attachment(s),,,,,,,, filed by MARY A. GRACE, #817 Large Additional Attachment(s),,,,, filed by MARY A. GRACE, #820 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #813 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #814 Large Additional Attachment(s),,,,,,,,, filed by MARY A. GRACE, #818 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #821 Large Additional Attachment(s),,,,, filed by MARY A. GRACE, #816 Large Additional Attachment(s),,,,,,,, filed by MARY A. GRACE, #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE, #824 Large Additional Attachment(s),,,,,,,, filed by MARY A. GRACE, #815 Large Additional Attachment(s),,,,, filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment 2E-D-4 Exhibit D - Plaintiff Misrepresentations about Grace Expense, #2 Exhibit Attachment 2E-D-4 Exhibit D-1-Misrepresentations regarding Grace's Other Means, #3 Exhibit Attachment 2E-D-4 Exhibit D-3 Misrepresentations regarding Grace Expenses 10K Excerpts, #4 Exhibit Attachment 2E-D-4 Exhibit G Misrepresentations and Omissions regarding Audit, #5 Exhibit Attachment 2E-D-5-1 - False Declarations, Affidavits, and Related Filings and Testimony, #6 Exhibit Attachment2E-D-2. Misrepresentation regarding Ownership of Defendant Companies and Technologies.pdf, #7 Exhibit REVISED ATTACHMENT-EXHIBIT INDEX)(GRACE, MARY)

December 13, 2015

Filing 824 LARGE ADDITIONAL ATTACHMENT(S) to Defendant's Memorandum in Support of Defendant's Motion for Sanctions (Dkt 812-1) by MARY A. GRACE #819 Large Additional Attachment(s),,,, filed by MARY A. GRACE, #823 Errata,, filed by MARY A. GRACE, #822 Large Additional Attachment(s),,,,,,,, filed by MARY A. GRACE, #817 Large Additional Attachment(s),,,,, filed by MARY A. GRACE, #820 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #813 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #814 Large Additional Attachment(s),,,,,,,,, filed by MARY A. GRACE, #818 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #821 Large Additional Attachment(s),,,,, filed by MARY A. GRACE, #816 Large Additional Attachment(s),,,,,,,, filed by MARY A. GRACE, #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE, #815 Large Additional Attachment(s),,,,, filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment 2A-1e-2.SEC Interview of Elliot Cole, e-Smart and IVI Director 10-03-08, #2 Exhibit Attachment 2A-2e. Intermarket 2011 Shareholder List Detail, #3 Exhibit Attachment 2B-4-7. Testimony Transcript of Interview of Douglas Borwick with the SEC 1-10-2008 443-3, #4 Exhibit Attachment 2B..) e-mail Thread regarding loan and other share ratification, issuance and reissuance, valuation etc. by Couns, #5 Exhibit Attachment 2C-4-1 e-Smart 10-K for 12/31/07, #6 Exhibit Attachment 2D-3. Misrepresentions regarding Defendant Company Bank Accounts, #7 Exhibit Attachment 2E-D-4 (Exhibit D-1) Misrepresentation ATTACHMENT 2E-D-4 (Exhibit F) Misrepresentation of Accounting, Bookkeeping, General Ledger & Controls, #8 Attachment 2E-D-4 (Exhibit D-1) Misrepresentation of Grace Expenses Part 2, #9 Attachment 2E-D-4 Exhibit B Misrepresentations regarding Cash Withdrawals Audited and Approved as Business Ex, #10 ttachment 2E-D-4 Exhibit C Testimony of Accountants and Directors prove Misrepresentations of Plaintiff regarding separation of Business and Personal Expenses)(GRACE, MARY)

December 13, 2015

Filing 823 ERRATA for Defendants Memorandum in Support of Defendant's Motion for Sanctions (Dkt 812-1) by MARY A. GRACE #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE. (Attachments: #1 Memorandum in Support Defendant's Memorandum in Support of Defendant's Motion for Sanctions(Dkt. 812-1) with Eratta Added, #2 Declaration Declaration of Mary Grace as to Authenticity of Eratta, #3 Declaration Declaration of Tamio Saito as to Authenticity of Eratta)(GRACE, MARY)

December 12, 2015

Filing 822 LARGE ADDITIONAL ATTACHMENT(S) to Defendants Mary Grace and Tamio Saito's Motion for Sanctions Index Attachments Categories No.. 4 & No. 5 by MARY A. GRACE #819 Large Additional Attachment(s),,,, filed by MARY A. GRACE, #817 Large Additional Attachment(s),,,,, filed by MARY A. GRACE, #820 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #813 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #814 Large Additional Attachment(s),,,,,,,,, filed by MARY A. GRACE, #818 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #821 Large Additional Attachment(s),,,,, filed by MARY A. GRACE, #816 Large Additional Attachment(s),,,,,,,, filed by MARY A. GRACE, #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE, #815 Large Additional Attachment(s),,,,, filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment 4 Evidentiary Support - Excerpts of Testimony - to Prove Improper Deposition Conduct, #2 Exhibit Attachment 4-1) Annotated Interruptions -Deposition of Plaintiff IDTP Expert Michael McCabe., #3 Exhibit Attachment 4-2.) Annotated Interruptions Deposition of Plaintiff IDTP Expert Thomas Greiner., #4 Exhibit Attachment 4-1) Annotated Interruptions -Deposition of Plaintiff IDTP Expert Michael McCabe., #5 Exhibit Attachment 4-D-1.) November and December 2013 - IDTP Invoices, #6 Exhibit Attachment 4-D-2.) January 2014 IDTP Invoices., #7 Exhibit Attachment 4-D-3.) February 2014 IDTP Invoices, #8 Exhibit Attachment 4-D-4.) March 2014 IDTP Invoices., #9 Exhibit Attachment 4-D-5.) April 2014 IDTP Invoices., #10 Exhibit Attachment 4-D-6.) May 2014- IDTP Invoices, #11 Exhibit Attachment 4-D-7.) June 2014- IDTP Invoices, #12 Exhibit Attachment 4-D-8.) July 2014 IDTP Invoices..pdf, #13 Exhibit Attachment 4-D-9.) August 2014 - IDTP Invoices, #14 Exhibit Attachment 4-E.) ALTERED AND ERASED IDTP INVOICES January 2014, #15 Exhibit Attachment 5 Evidentiary Support of Excerpts of Testimony that Prove the Improprieties in No. 5 - Attachment 5)(GRACE, MARY)

December 12, 2015

Filing 821 LARGE ADDITIONAL ATTACHMENT(S) to Defendants Mary Grace and Tamio Saito's Motion for Sanctions - to Attachments 2 by MARY A. GRACE #819 Large Additional Attachment(s),,,, filed by MARY A. GRACE, #817 Large Additional Attachment(s),,,,, filed by MARY A. GRACE, #820 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #813 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #814 Large Additional Attachment(s),,,,,,,,, filed by MARY A. GRACE, #818 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #816 Large Additional Attachment(s),,,,,,,, filed by MARY A. GRACE, #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE, #815 Large Additional Attachment(s),,,,, filed by MARY A. GRACE. (Attachments: #1 Attachment 2A-3c-8. Sejong City - Korea - Press Release & Info on I AM Card in Sejong City Pg. 11-12 13 & 14, #2 Attachment 2Ba. -May 8, 2008 Cover Letter to Transfer Agent Dkt. 293-11., #3 Attachment 2C-1a-1.) Deposition Testimony of Anthony Russo - Aug. 27, 2013 Dkt 759-8, #4 Attachment 2C-5-1.) Misrepresentations in Testimony Directly to the Court, #5 Attachment 2C-6. Transcript of the January 29, 2015 Hearing, #6 Attachment 2D-5. Deposition of Joseph Leshkowitz, Leshkowitz & Co. 7-10-2013)(GRACE, MARY)

December 12, 2015

Filing 820 LARGE ADDITIONAL ATTACHMENT(S) to Defendants Mary Grace and Tamio Saito's Motion for Sanctions by MARY A. GRACE #819 Large Additional Attachment(s),,,, filed by MARY A. GRACE, #817 Large Additional Attachment(s),,,,, filed by MARY A. GRACE, #813 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #814 Large Additional Attachment(s),,,,,,,,, filed by MARY A. GRACE, #818 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #816 Large Additional Attachment(s),,,,,,,, filed by MARY A. GRACE, #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE, #815 Large Additional Attachment(s),,,,, filed by MARY A. GRACE. (Attachments: #1 Text of Proposed Order ORDER [Proposed Text], #2 Exhibit REVISED ATTACHMENT-EXHIBIT INDEX, #3 Exhibit Attachment 2A-3A-1 DVD of Mybi Card Delivery & Ceremony SENT TO THE CLERK OF THE COURT, #4 Exhibit Attachment 2E-1. E-Smart Mybi Card TV News SENT TO THE CLERK OF THE COURT, #5 Exhibit Attachment 2E-2. E-Smart Korea New Years Dinner for Partners and Customers and Employees 2009 SENT TO THE CLERK OF THE COURT, #6 Exhibit Attachment 3-D-1. Live Video Demonstration of Wireless Cards by Wireless Expert Marcello Soliven to Plaintiff Counsel Kenneth Guido and Thomas Rogers SENT TO THE CLERK OF THE COURT, #7 Exhibit Attachment 4-1 Deposition of Michael McCabe (Dkt. 523-14); (Video 4-1A.) (Dkt610-3) SENT TO THE CLERK OF THE COURT, #8 Exhibit Attachment 4-2.) Deposition of Thomas Greiner (Dkt. 523-15); Video 4-2A. (Dkt 610-2) SENT TO THE CLERK OF THE COURT, #9 Exhibit Attachment 4-3 Deposition of Gerald Smith (Dkt 523-16) (610-1) SENT TO THE CLERK OF THE COURT, #10 Exhibit Attachment 4-4). Audio Tape Witness Tampering Tampering of Michael McCabe SENT TO THE CLERK OF THE COURT)(GRACE, MARY)

December 12, 2015

Filing 819 LARGE ADDITIONAL ATTACHMENT(S) to Defendants Mary Grace and Tamio Saito's Motion for Sanctions by MARY A. GRACE #817 Large Additional Attachment(s),,,,, filed by MARY A. GRACE, #813 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #814 Large Additional Attachment(s),,,,,,,,, filed by MARY A. GRACE, #818 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE, #816 Large Additional Attachment(s),,,,,,,, filed by MARY A. GRACE, #815 Large Additional Attachment(s),,,,, filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment 7-1 comparison with a lawyer with expertise in an advanced technology compared with Plaintiff's counsel -who had no expertise - but invoices prove he tried to do a test himself instead of having Experts do it, #2 Exhibit Attachment 7-1a.. Little Match Girl - Produced & Directed by Mary Grace - You Tube, #3 Exhibit Attachment 7-2.) Letter to the IG of the SEC on November 18, 2015 - shortly before the San Bernadino Terror Attack)(GRACE, MARY)

December 12, 2015

Filing 818 LARGE ADDITIONAL ATTACHMENT(S) to Defendants Mary Grace and Tamio Saito's Motion for Sanctions by MARY A. GRACE #817 Large Additional Attachment(s),,,,, filed by MARY A. GRACE, #813 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #814 Large Additional Attachment(s),,,,,,,,, filed by MARY A. GRACE, #816 Large Additional Attachment(s),,,,,,,, filed by MARY A. GRACE, #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE, #815 Large Additional Attachment(s),,,,, filed by MARY A. GRACE. (Attachments: #1 Attachment 3-A Evidentiary Support to prove pattern of Misrepresentations to the Cour, #2 Attachment 3B.Evidentiary Support to prove Pattern of Mirepresentations to the Court, #3 Attachment 3C. Evidentiary Support to Prove Pattern of Misrepresenstation to the Court., #4 Attachment 3D Evidentiary Support to Prove Pattern of Misrepresentations to the Court, #5 Attachment 3G-1. Unreliable Witness Michael Gardiner Dkt. 318-5., #6 Attachment 3G-1b. Michael Gardiner Guilty Plea to Securities Fraud Dkt.711-8, #7 Attachment 3G-1c-2) Ap 10 2008 redlinePress Release NEWYORK1_31027596_1, #8 Attachment 3G-1c.) Court Order for Gardiner and Drizin to return stolen technology and property to e-Smart. 711-7, #9 Attachment 3G-2. Drizin Dkt.159-7.pdf, #10 Attachment 3G-2. Unreliable Witness Wayne Drizin Dkt 318-7, #11 Attachment 3G-3a. Barrett Red-line Edit t e-smart 2006 10-KSB.pdf, #12 Attachment 3G-4b. Excerpts from the Deposition of Alister Clisham, #13 Attachment 3G-4. Deposition of Anthropologist (imposter as engineer) Alister Clisham Dkt449-6, #14 Attachment 3G-5. Anthony Russo SEC Press Release of Fraud Charges Filed Dkt. 313-3, #15 Attachment 3G-6. Barry Yaker convicted of Fraud - Russo Partner/Associate in Funding and Attempted Takeover Dkt. 313-2)(GRACE, MARY)

December 12, 2015

Filing 817 LARGE ADDITIONAL ATTACHMENT(S) to Defendant's Mary Grace and Tamio Saito's Motion for Sanctions by MARY A. GRACE #813 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #814 Large Additional Attachment(s),,,,,,,,, filed by MARY A. GRACE, #816 Large Additional Attachment(s),,,,,,,, filed by MARY A. GRACE, #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE, #815 Large Additional Attachment(s),,,,, filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment 2E-C-1.) Travel ^^Sept 2007- Nov. 2008, #2 Exhibit Attachment 2E-C-1a.) Worldwide Travel Business Photos Dkt.145-8., #3 Exhibit Attachment 2E-C-1b.)Worldwide Business Photos, #4 Exhibit Attachment 2E-C-2.) Harriman Travel and Business Meeting e-mails., #5 Exhibit Attachment 2E-C-2a.) Harriman - Brightside - Business Meetings and Travel Report Dkt.291-3, #6 Exhibit Attachment 2E-C-3.)Gaddo Cardini -e-mail Business Meeting and Travel reports, #7 Exhibit Attachment 2E-C-4.) Van Maasdijk Dkt.291-6, #8 Exhibit Attachment 2E-C-5.)William Sandler Business Travel Confirmations.pdf, #9 Exhibit Attachment 2E-C-6. Travel Confirmation Director Charles Black.)(GRACE, MARY)

December 12, 2015

Filing 816 LARGE ADDITIONAL ATTACHMENT(S) to Defendants Mary Grace and Tamio Saito's Motion for Sanctions by MARY A. GRACE #813 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #814 Large Additional Attachment(s),,,,,,,,, filed by MARY A. GRACE, #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE, #815 Large Additional Attachment(s),,,,, filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment 2C Backdated Purported Recommendation Memo Dkt. 801-3, #2 Exhibit Attachment 2C-1 & 2C-2. Testimony of A. Russo re Backdated Memo - Testimony of Auditor re no bates stamp, #3 Exhibit Attachment 2C-1a - 5-08-14 SEC Deposition of AnthonyRusso Dkt 316-1, #4 Exhibit Attachment 2C-2a. Transcript of Deposition of Auditor Stewart Hung, Horowitz & Ullman July 11, 2013, #5 Exhibit Attachment 2C-3. E-Smart audited financials of e-Smarts 2006 10K Filed on Oct. 24, 2007, #6 Exhibit e-Smarts2006 10-KSB, #7 Exhibit Attachment 2C-5 Excerpts of Testimony of Plaintiff Counsel at the January 29, 2015 Hearing misrepresenting the date on the admitted backdated memo was accurate and testimony to prove misrepresentation directly to the Court, #8 Exhibit Attachment 2C-6. Transcript of the January 29, 2015 Hearing, #9 Exhibit Attachment 2D-1a) Forged [draft] Letter that was never sent - was produced by Plaintiff as l letter sent by Auditors which the Court relied upon and cited as a basis for Granting Summary Judgment Pl. DkT.386-33., #10 Exhibit Attachment 2D-2a.) Aug. 1, 2008 Letter to Auditor to Hung, #11 Exhibit Attachment 2D-2b-1.) Russo Yaker Funding Dkt.291-4, #12 Exhibit Attachment 2D-2b-2.)Fritz Letter to Yaker Feb. 2008 Source of FundsRe_ Confidential Letter to Barry Attorney Client Privilege, #13 Exhibit Attachment 2D-3 1 & 2.) Excerpts from e-mails proving auditors were not fired, #14 Exhibit Attachment 2D-4 & 2D-4-1 The testimony & e-mail of auditor Stewart Hung.pdf, #15 Exhibit Attachment 2E-B.1a. IVI Engagement Letter -Leshkowitx & Co. dkt. 630-9., #16 Exhibit Attachment 2E-B.1b.) e-Smart Engagement Letter - Leshkowitz Co. dkt. 630-8)(GRACE, MARY)

December 11, 2015

Filing 815 LARGE ADDITIONAL ATTACHMENT(S) toDefendant's Mary Grace and Tamio Saito's Motion for Sanctions by MARY A. GRACE #813 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #814 Large Additional Attachment(s),,,,,,,,, filed by MARY A. GRACE, #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment 2B & 2B-1.) Letters to Transfer Agent PL.Dkt. 325-4., #2 Exhibit Attachment 2B-2. Excerpts of Wells Submission of Maranda Fritz 11-03-2010 pg. 22-, #3 Exhibit Attachment 2B-4-1)- Russo Testimony June 12, 2008., #4 Exhibit Attachment 2B-4-2. Russo e-mail to Counsel Fritz to ratify the issuance of shares to pesons who provided Intermarket with loans and advances during 2006, #5 Exhibit Attachment 2B-4-3. Fritz (Hinshaw Culbertson) Invoices Dkt.293-12, #6 Exhibit Attachment 2B-4-4 Testimony of Maranda Fritz to the SEC March 12, 2008, #7 Exhibit Attachment 2B-4-5. Acting CFO Russo testified to the number of times Fritz told him she did her Opinion to reissue the loan shares, #8 Exhibit Attachment 2B-4-5-1. SEC Interview Anthony Russo, 6-12-08, #9 Exhibit Attachment 2B-4-6. SEC Interview of Maranda Fritz, March 12, 2008)(GRACE, MARY)

December 11, 2015

Filing 814 LARGE ADDITIONAL ATTACHMENT(S) Defendant's Mary Grace and Tamio Saito's Motions for Sanctions by MARY A. GRACE #813 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE. (Attachments: #1 Attachment 2A-2a-1.) Fritz e-mail re not wanting to work with Goldman Judge Sporkin's rec, #2 Attachment 2A-2a-2) Skadden letter to Fritz June 2008 asking M.Fritz to stand down from SEC case and let the other lawyers handle it as Fritz testified to the SEC that she had done - but had not, #3 Attachment 2A-2a. SEC Interview Testimony of Maranda Fritz on March 12, 2008 that she had stood down in this case, #4 Attachment 2A-2b-1 Deposition of Beverly O'Meally e-Smart NY Office Mgr.3-11-2009, #5 Attachment 2A-2b. e-mail thread (excerpts ) re termination of Counsel Fritz and Hinshaw, #6 Attachment 2A-2c) Farella Braun-Neil Gotiener retained to investigate False Fritz Poison Pen letter - Re meeting with Fritz, #7 Attachment 2A-3-2 Filed with entire Samsung Supply Contract, on 3-13-2008, #8 Attachment 2A-3a. Attachment 2A-3A. Press Releases regarding Samsung and e-Smart Joint Business Teaming Agreements and Project, #9 Attachment 2A-3b.) Additional Wells Submission of Maranda Fritz - November 19, 2010, #10 Attachment 2A-3c-1.)FRITZ REDLINE SAMSUNG PRESS RELEASE - Dkt 290-2, #11 Attachment 2A-3c-3-1.)-RELEASE Mar. 4, 2008 -8K waiting, #12 ttachment 2A-3c-3.) Declaration of Kelly O'Meara re; Approval Requirement for Release of Press Releases Dkt. 188-6, #13 Attachment 2A-3c-5. Testimony of Charles R. Black to SEC 9-17-2008, #14 Attachment 2A-3c-4; Counsel Maranda Fritz Interview by SEC-3-12-2008, #15 Attachment 2A-3c-6. e-mail Thread - Lie That Lawyers Were Not Involved in Samsung Contract and Press Release., #16 Attachment 2A-3c-7. Letter to Samsung from NY Office Manager Dkt. 290-7., #17 Attachment 2A-3d. e-mail to Advisory Board Member 2-22-2008, #18 Attachment 2A-3e-1. M.Elek requesting IVI[Intermarket] shares instead of e-Smart shares for his private placement investmen, #19 Attachment 2A-3e-2. requesting exchanging e-Smart shares for IVI [Intermarket] shares, #20 Attachment 2A-3e-3. Michael Elek e-Mail Thread Feb. 4, - July 9. 2008 -No mention of Samsung -Change Stock from e-Smart to Intermarket)(GRACE, MARY)

December 11, 2015

Filing 813 LARGE ADDITIONAL ATTACHMENT(S) Defendant's Mary Grace and Tamio Motion for Sanctions by MARY A. GRACE #812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment 2A-1a - M.Fritz Wells Submission Excerpts 1, #2 Exhibit Attachment 2A-1c & 2A-1c-1) Additional Wells Submission Excerpts 3 of Maranda Fritz 11-19-2010, #3 Exhibit Attachment 2A-1c-2.). Testimony of Maranda Fritz to SEC March 12, 2008- (DKT. 315-1), #4 Exhibit Attachment 2A-1c-3. SEC Interview Transcript of Fritz, Maranda 3-12-08, #5 Exhibit Attachment 2A-1C-4. Demand Note for Repayment of Loans from William Sandler loans 2006-2010 07-23-2012 Scan., #6 Exhibit Attachment 2A-1C-4a.). e-Mail to William Sandler agreeing to pay his loans to date ahead of those made before his, #7 Exhibit Attachment 2A-1C-4b-1. e-Mail from investor William McVey Dkt 318-1, #8 Exhibit Attachment 2A-1C-4b.2.) William Sandler Financing lea, #9 Exhibit Attachment 2A-1C-4c. -William Sandler Possible Funding, #10 Exhibit Attachment 2A-1d.) Wells Submission of Maranda Fritz 11-03-2015, #11 Exhibit Attachment 2A-1d-1.) Plaintiff's Crony Letter written for Fritz to use in her defense in a Malpractice litigation against her - which she used to severely prejudice defendants - a letter not normally provided by Enforcement, #12 Exhibit Attachment 2A-1e.) Testimony of Charles R. Black re Mary Grace reliance on a lot of lawyers, #13 Exhibit Attachment 2A-1e-1.) Testimony of Charles Black, e-Smart Director 9-17-08.pdf, #14 Exhibit Attachment 2A-1f-1.) eMail to Holladay - will call with Maranda, #15 Exhibit ttachment 2A-1f-2-) 14C Fritz Final Edits NEWYORK1_31027927_1, #16 Exhibit Attachment 2A-1f-2-1 attached) Fritz final e-mail with14C, #17 Exhibit Attachment 2A-1f-3.) Valuation Dkt 161-1)(GRACE, MARY)

December 11, 2015

Filing 812 MOTION for Sanctions Defendant's Mary Grace and Tamio Saito's Motions for Sanctions by MARY A. GRACE (Attachments: #1 Memorandum in Support Defendant's Memorandum in Support of Defendant's Motion for Sanctions Dec. 11, 2015, #2 Declaration Declaration of Mary Grace as to Authenticity of Documents, #3 Declaration Declaration of Tamio Saito as to Authenticity of Documents, #4 Exhibit ATTACHMENT-EXHIBIT INDEX, #5 Declaration Attachment 1A-1.) Declaration of Dr. Behnam Bavarian March 15, 2015 Dkt 641-1, #6 Exhibit Attachment 1A.2.) Excertps of Deposition Testimony of Dr. Behnam Bavarian PhD. Dkt 582-3, #7 Exhibit Attachment 1A.3.) SEC Deposition Transcript of Dr. Behnam Bavarian PhD. Aug. 1, 2014 Dkt 582-4, #8 Exhibit Attachment 1A.4.) Bio of Dr. Behnam Bavarian Dkt 582-1., #9 Exhibit Attachment 1A-5.) Declaration prepared and sent by Plaintiff to Defendant''s Expert Witness to get him to withdraw as Defndant's Expert Dkt. 641-2, #10 Exhibit Attachment 1B-1. Washington Times - Dkt 188-3, #11 Exhibit Attachment 1B-2) Fritz - WDC 291-1, #12 Exhibit Attachment 1B-2b-1.).) Contract (translation)_Soft I Tech_eSmart Korea 110701_Eng (2), #13 Exhibit Attachment 1B-2b=2.) Business Standard Subcontract_Soft I Tech_110701_Kor-1, #14 Exhibit Attachment 1B.3 Press Releases and at (www.e-Smart.com) news and press releases, #15 Exhibit Attachment 1B-4) SEC Press Release 10-17-2008 -e-Smart Technologies Inc. - 34-58801, #16 Exhibit Attachment 1B-5a) COURT ORDER TO RETURN STOLEN PROPERTY _ Joint Stipulation and Order - 2011-04-26 Dkt 368-7, #17 Exhibit Attachment 1B-6.) 'Like Givin Candy to a Baby ' Dkt.159-8)(GRACE, MARY)

December 11, 2015

Filing 811 SEALED MOTION FOR LEAVE TO FILE DOCUMENT UNDER SEAL filed by U.S. SECURITIES AND EXCHANGE COMMISSION (This document is SEALED and only available to authorized persons.) (Attachments: #1 Exhibit Attachments 10 and 12 to Reply Filed Herewith)(Maher, Daniel)

December 11, 2015

Filing 810 STRICKEN PURSUANT TO MINUTE ORDER FILED 12/15/15. . . . . REPLY re #725 MOTION for Entry of Final Judgment Against defendants Mary Grace, Tamio Saito, e-Smart Technologies, Inc., IVI Smart Technologies, Inc., and Intermarket Ventures, Inc. and Response to Defendant Grace's Request For Apportionment filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Declaration, #2 Exhibit Attachments 1-13)(Maher, Daniel) Modified on 12/16/2015 (td).

December 7, 2015

Filing 809 ERRATA For Defendant's Opposition and Response [Dkt 806 Corrected (Dkt 805) Opposition and Response to Plaintiff's Supplemental Memorandum (Dkt. 788) by MARY A. GRACE Order on Motion for Extension of Time to File. (Attachments: #1 Declaration Declaration of Mary Grace as to Authenticity of Document, #2 Exhibit Exhibit 13a, #3 Exhibit Exhibit 13b, #4 Exhibit Exhibit 15A, #5 Exhibit Exhibit 15B, #6 Exhibit Exhibit 15C, #7 Exhibit Exhibit 15D)(GRACE, MARY)

December 5, 2015

Filing 808 LARGE ADDITIONAL ATTACHMENT(S) with Corrected Defendant's Opposition and Response to Plaintiff Supplemental Memorandum Dkt 788 - & Corrected Index of Exhibits - (Dkts 806 & 807 ) by MARY A. GRACE #806 Large Additional Attachment(s),,,,,, filed by MARY A. GRACE, #807 Large Additional Attachment(s),,,,,,, filed by MARY A. GRACE, Order on Motion to Strike, Order on Motion to Clarify,,,,,, #805 Memorandum filed by MARY A. GRACE. (Attachments: #1 Exhibit Exhibit A-1. Travel Agent Business Air & Hotel Confirmations e-mail Thread, #2 Exhibit Exhibit A-2a. Business Travel & Meeting Photo Confirmation 1, #3 Exhibit Exhibit A-2b. Business Travel Photo Confirmations, #4 Exhibit Exhbiit A2-3. [sent to Clerk of Court]., #5 Exhibit xhibit A-3a. Harriman Travel Report.p, #6 Exhibit Exhibit A-3b. Harriman Business Travel & Meeting Report, #7 Exhibit Exhibit A-4. Gaddo Cardine Business Travel & Meeting Report, #8 Exhibit Exhibit A-5 William Sandler Business Travel Confirmations, #9 Exhibit Exhibit A-5a Travel Confirmation Director Charles Black, #10 Exhibit EXHIBIT B Cash Withdrawals Audited and Approved as Business Exp, #11 Exhibit XHIBIT C Testimony of Accountants and Directors prove separation of Business and Personal Expenses for the audit, #12 Exhibit Exhibit D - Plaintiff Misrepresented Grace's Expenses.pdf, #13 Exhibit Exhibit D-1- Grace's Other Means, #14 Exhibit Exhibit D-2. Washington Times Insight Matazine, #15 Exhibit Exhibit D-3 Grace Expenses 10K Excerpts.pdf, #16 Exhibit Exhibit D-4. 200710-KSB E-Smart Technologies Inc - 10-K for 12/31/07, #17 Exhibit Exhibit E. Testimony and 10K and audits proves ownership of Defendant companies and expenses related thereto and that IVI &bIntermarket provided funding to e-Smar, #18 Exhibit EXHIBIT G Audits Were Accurate.pdf)(GRACE, MARY)

December 5, 2015

Filing 807 LARGE ADDITIONAL ATTACHMENT(S) Exhibits with Same 1st (Dkt805) Corrected Defendant's Opposition and Response to Plaintiff's Supplemental Memorandum Dkt 788 with Same 1st Corrected Exhibit Index by MARY A. GRACE #806 Large Additional Attachment(s),,,,,, filed by MARY A. GRACE, Order on Motion to Strike, Order on Motion to Clarify,,,,,, #805 Memorandum filed by MARY A. GRACE. (Attachments: #1 Exhibit Exhibit 11 Valuation of Technology Licenses from IVI to e-Smart 293-9., #2 Exhibit Exhibit 11a.Valuation Attached w. a Final 10K.pdf, #3 Exhibit Exhibit 12 Press Releases before and after Samsung Press Release., #4 Exhibit Exhibit 13 Backdated Purported Recommendation Memo801-3., #5 Exhibit Exhibit 14 Purported Letter from Auditors.pdf, #6 Exhibit Exhibit 16 Counsel Fritz Letter of Aug. 8, 2008.pdf, #7 Exhibit Exhibit 17. Final Draft of Samsung Press Release of Feb. 26, 2008 801-2.pdf, #8 Exhibit xhibit 18. Fritz RedLine Edit & Approval of e-Smart's 14C and, #9 Exhibit Exhibit 19 Douglas Borwick SEC Interview 1-10-2008 443-3.pdf, #10 Exhibit Exhbit 20 SEC Interview of Ex. Acting CFO Russo, Anthony 6-12-08., #11 Exhibit Exhibit 21 Director Charles Black SEC Interview 8-17-2008n443-2.pdf, #12 Exhibit Exhibit 22 SEC Interview of Director - Patton Boggs - Cole, Elliot 10-03-08.pdf, #13 Exhibit Exhbit 23 SEC Deposition of Ourside Accountant Firm Retained by e-Smart and IVI for Books and Record - Leshkowitz, Joseph 7-10-2013, #14 Exhibit Exhibit 24 SEC Depo of Auditor - Hung, Stewar, #15 Exhibit Exhbiit 25 2006 10K E-SMART TECHNOLOGIES INC (Form/ 10KSB, Received/ 10/24/2007 13/28/, #16 Exhibit Exhibit 25a. Barrett Red-line Edit t e-smart 2006 10-KSB)(GRACE, MARY)

December 5, 2015

Filing 806 LARGE ADDITIONAL ATTACHMENT(S) Corrected Opposition and Response to Plaintiff's Supplemental Memorandum Dkt. 788 & Exhibit Index and Exhibits by MARY A. GRACE Order on Motion to Strike, Order on Motion to Clarify,,,,,, #805 Memorandum filed by MARY A. GRACE. (Attachments: #1 Exhibit Corrected EXHIBIT INDEX, #2 Declaration Declaration of Mary Grace as to Authenticity of Documents, #3 Exhibit Exhibit 1 -May 8, Letter to Transfer Agent 293-11, #4 Exhibit Exhibit 2 Fritz, Maranda 3-12-08, #5 Exhibit Exhibit 3 Invoice billing for Fax Confirmation to Transfer Agent for Fritz Opinion Loan Shares reissued409-9, #6 Exhibit Exhibit 5 Demand Letter for Repayment of Loan from William Sandler, #7 Exhibit Exhibit 5A-1 -William Sandler Possible Funding, #8 Exhibit Exhibit 5A-2. William Sandler Financing lead, #9 Exhibit Exhibit 5A-3 William Sandler e-mail to Richard Kim.pdf, #10 Exhibit Exhbiit 5A-4. William Sandler Financing lead, #11 Exhibit Exhibit 6 - Wells Submission of Maranda Fritz - Nov. 19, 2010 - EXCERPTS only allowed by the Court., #12 Exhibit Exhibit 7 Michael Elek e-mail Requesting IVI Shares and not e-Smart Shares, #13 Exhibit Exhibit 8 Michael Elek 2nd e-mail Requesting IVI Shares and not e-Smart Shares, #14 Exhibit Exhibit 8A. Michael Elek e-Mail Thread Feb. 4, - July 9. 2008 -No mention of Samsung -Change Stock from e-Smart to Intermarket, #15 Exhibit xhibit 9 2005 10-KSB - E-Smart Technologies Inc - 10KSB for 12/31/05.pdf, #16 Exhibit Exhibit 10 Nasdaq Historical Stock Price Chart)(GRACE, MARY)

December 4, 2015

Filing 805 MEMORANDUM In Opposition re Order on Motion for Extension of Time to File by MARY A. GRACE. (Attachments: #1 Declaration Declaration of Authenticity, #2 Exhibit Exhibit Index)(GRACE, MARY) Modified on 12/8/2015 (td).

November 23, 2015

Filing 804 MOTION to Clarify Plaintiff's Filing on Friday Nov.20, 2015 by MARY A. GRACE (GRACE, MARY)

November 23, 2015

MINUTE ORDER: The Court ORDERS that Plaintiff's #803 Motion to Strike is GRANTED for Defendant Grace's violation of the page limits the Court has repeatedly notified her of. As Plaintiff accurately points out, Grace's Attachments to her Motion, see ECF No. #795 , which are labeled "Evidentiary Support to Prove Misrepresentation," contain over 150 additional pages of legal argument. Attachments to a motion may consist of declarations or exhibits (e.g., documents, transcripts, photographs), but they may not consist of additional argument in an attempt to circumvent the Court's page limits. Grace may refile a compliant motion by December 11, 2015. In addition, the Court ORDERS that her #804 Motion to Clarify, which is actually an opposition to the SEC's Motion, is DENIED. Signed by Judge James E. Boasberg on 11/23/15. (lcjeb1)

November 20, 2015

Filing 803 MOTION to Strike #798 Large Additional Attachment(s),,,,,,,,,, #800 Large Additional Attachment(s),,,,,,,,, #801 Large Additional Attachment(s),,,,,, #795 MOTION for Sanctions Defendant's Motion for Sanctions by U.S. SECURITIES AND EXCHANGE COMMISSION (Guido, Kenneth)

November 20, 2015

Filing 802 MOTION for Extension of Time to File Opposition to Plaintiff's Supplemental Memorandum Ordered by the Court in its Memorandum Dkt. 786 by MARY A. GRACE (GRACE, MARY)

November 20, 2015

Filing 801 STRICKEN PURSUANT TO MINUTE ORDER FILED 11/23/15. . . . .LARGE ADDITIONAL ATTACHMENT(S) Part 2 of 1st Large Additional Filings - too big for 1 file- Attachments-Exhibits of Evidentiary Support to Memorandum in Support by MARY A. GRACE #800 Large Additional Attachment(s),,,,,,,,, filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment-Exhibit Index of Evidentiary Support, #2 Exhibit Attachment 2A-3c.)FRITZ REDLINE SAMSUNG PRESS RELEAS, #3 Exhibit Attachment 2 C.) Backdated 'Memo' Internal Control Recommendations Dkt. 298-3, #4 Exhibit Attachment 2D-1a) Forged [draft] Letter that was never sent - was produced by Plaintiff as l letter sent by Auditors which the Court relied upon and cited as a basis for Granting Summary Judgment DKT.386-33.p, #5 Exhibit Attachment 2D-2a.) Aug. 1, 2008 Letter to Auditor to Hung., #6 Errata Attachment 3G-1b.) Manufacturing logs of all productions on e-Smarts cards from 2003-2007 Dkt. 719-1.pdf, #7 Exhibit Attachment 3G-1c.) Nxgen Counterfeit cards.pdf, #8 Exhibit Attachment 2E-C1.) Travel ^^Sept 2007- Nov. 2008-, #9 Exhibit Attachment 2E-C1a.) Harriman Travel and Business Meeting e-mails., #10 Exhibit Attachment 2E-C1a-1.) Harriman - Brightside - Business Meetings and Travel Report Dkt.291-3, #11 Exhibit Attachment 2E-C1b.)Gaddo Cardini -e-mail Business Meeting and Travel reports.pdf, #12 Exhibit Attachment 2E. C-1c-1.) Worldwide Travel Business Photos Dkt.145-8.pdf, #13 Exhibit Attachment 2E.-C-1c-2.)Worldwide Business Photos (1).pdf, #14 Exhibit)(GRACE, MARY) Modified on 12/8/2015 (ztd).

November 20, 2015

MINUTE ORDER granting #802 Motion for Extension of Time to File. Defendant Mary Grace shall file her response to Plaintiff's #788 Supplemental Memorandum on or before December 4, 2015. Signed by Judge James E. Boasberg on 11/20/15. (lcjeb1)

November 20, 2015

Set/Reset Deadlines: Supplemental Memorandum due by 12/4/2015. (mpt)

November 20, 2015

Set/Reset Deadlines: Defendant Mary Grace's response to Plaintiff's #788 Supplemental Memorandum due by 12/4/2015. (tg)

November 19, 2015

Filing 800 STRICKEN PURSUANT TO MINUTE ORDER FILED 11/23/15. . . . .LARGE ADDITIONAL ATTACHMENT(S) To Memorandum in Support of Defendant's Motion for Sanctions (with Eratta Added) by MARY A. GRACE #798 Large Additional Attachment(s),,,,,,,,,, filed by MARY A. GRACE, #799 Errata, filed by MARY A. GRACE. (Attachments: #1 Exhibit Attachment 1B-1.) Washington Times Insight Magazine Dkt. 188-3, #2 Exhibit Attachment 1B-2b.) Business Standard Subcontract_Soft I Tech_110701_Kor-1., #3 Exhibit Attachment 1B-2b-1.).) Contract (translation)_Soft I Tech_eSmart Korea 110701_Eng, #4 Exhibit Attachmnt 1B-4) SEC Press Release 10-17-2008 -e-Smart Technologies Inc. - 34-58801, #5 Exhibit Attachment 1B-5a/) COURT ORDER TO RETURN STOLEN PROPERTY _ Joint Stipulation and Order - 2011-04-26, #6 Exhibit Attachment 2A-1d.) Plaintiff's Crony Letter written for Fritz to use in her defense in a Malpractice litigation against her - which she used to severely prejudice defendants, #7 Exhibit Attachment 2A-1e-) 14C Fritz Final Edits NEWYORK1_31027927, #8 Exhibit Attachment 2A-1e.-1 Fritz final e-mail with14C.pdf, #9 Exhibit Attachment 2A-2a-1.) Fritz e-mail re not wanting to work with Goldman Judge Sporkin's rec, #10 Exhibit Attachment 2A-2a-2) Skadden letter to Fritz June 2008 asking M.Fritz to stand down from SEC case and let the other lawyers handle it as Fritz testified to the SEC that she had done - but had not, #11 Exhibit Attachment 2A-2b-1.) Gotiener - Re meeting with Fritz, #12 Exhibit Attachment 2A-3e-1.) William Sandler Letter 07-23-2012 Scan., #13 Exhibit Attachment 2B-2-1. ) eMail to Transfer Agent - March 12, 2007 - Will call with Maranda., #14 Exhibit Attachment 2B.)e-mail thead of Loan Letters to Transfer Agent with counsel ccd., #15 Exhibit Attachment 2 C.) Backdated 'Memo' Internal Control Recommendations Dkt. 298-3, #16 Exhibit Attachment 3G-1b.) Manufacturing logs of all productions on e-Smarts cards from 2003-2007 Dkt. 719-1, #17 Exhibit Attachment 4-D.) Judge Royce C. Lamberth annotated Order DC Case 1 05-cv-01437 RCL, #18 Exhibit Attachment 4-D.) Judge Royce C. Lamberth annotated Order DC Case 1 05-cv-01437 RCL, #19 Exhibit Attachment 7-1a.) Letter to Inspector General Hoecker November 18, 2015.)(GRACE, MARY) Modified on 12/8/2015 (ztd).

November 19, 2015

Filing 799 ERRATA One Attachment Number added as Eratta to Memorandum in Support of Defendant's Motion for Sanctions by MARY A. GRACE #795 MOTION for Sanctions Defendant's Motion for Sanctions filed by MARY A. GRACE. (Attachments: #1 Errata Eratta - one attachment number - Added to Memorandum)(GRACE, MARY)

November 18, 2015

Filing 798 STRICKEN PURSUANT TO MINUTE ORDER FILED 11/23/15. . . . .LARGE ADDITIONAL ATTACHMENT(S) Evidentiary Proof Attachment-Exhibits to Defendants Motion for Sanctions by MARY A. GRACE #795 MOTION for Sanctions Defendant's Motion for Sanctions filed by MARY A. GRACE. (Attachments: #1 Text of Proposed Order Text of Proposed Order, #2 Exhibit Attachment-Exhibit Index of Evidntiary Support (Revised), #3 Exhibit Attachment 1B-2.) Fritz - WDC Dkt 291-1, #4 Exhibit Attachment 2A-1E-3.) ValuationDkt 161-1, #5 Exhibit Attachment 2A-1e/) 14C Fritz Final Edits NEWYORK1_31027927_1, #6 Exhibit Attachment 2A-2c.) e-mail Thread proving in 2007 Fritz knew and participated in her Opinion Loan Transactions, Valuation of License and Approval of 2006 10K, #7 Exhibit ttachment 2A-3c-3. Letter to Samsung from NY Office Manager Dkt. 290-7, #8 Exhibit Attachment 2A-3cc.)-RELEASE Mar. 4, 2008 -8K waiting., #9 Exhibit Attachment 2B & 2B-1.) Dkt 325-4., #10 Exhibit Attachment 2B-3a.) Ratify Shares Follow up, #11 Exhibit Attachment 2B-3A.Counsel Fritz Ratify Shares & Will Follow up with Transfer Agent, #12 Exhibit Attachment 2B-6.) Candy Dkt.159-8, #13 Exhibit Attachment 2D-2a.) ESMT -Aug. 1, 2008 Ltr. to S. Hung - Horowitz-Ullmann0001, #14 Exhibit Attachment 2D-2B-1.) Russo Yaker Funding Dkt.291-4., #15 Exhibit Attachment 2E-C-1.) Video Sent to The Clerk of the Court, #16 Exhibit Attachment 2E-C-1b-2.) Van Maasdi, #17 Exhibit Attachment 2G-1c,) Ap 10 2008 redlinePress Release NEWYORK1_31027596_1, #18 Exhibit Attachment 3G-1-B. NXGEN COUNTERFEIT CARDS LOG719-2, #19 Exhibit Attachment 3G-2. Drizin Dkt.159-7, #20 Exhibit Attachment 4-1) Annotated Interruptions -Deposition Michael McCabe, #21 Exhibit Attachment 4-2.) Annotated Interruptions Deposition of Thomas Greiner, #22 Exhibit Attachment 4-3.) Annotated Interruptions Deposition Gerald Smith Dkt.297, #23 Exhibit Attachment 4-4. Clerk of the Court, #24 Exhibit Attachment 4-B-1 (Sent to Clerk of Court, #25 Exhibit Attachment 4-D-1.) November and December 2013 - IDTP Invoices., #26 Exhibit Attachment 4-D-2.) January 2014 IDTP Invoices., #27 Exhibit ebruary 2014 IDTP Invoices., #28 Exhibit Attachment 4-D-4.) March 2014 IDTP Invoices, #29 Exhibit Attachment 4-D-5.) April 2014 IDTP Invoices., #30 Exhibit Attachment 4-D-6.) May 2014- IDTP Invoices, #31 Exhibit Attachment 4-D-7.) June 2014- IDTP Invoices, #32 Exhibit Attachment 4-D-8.) July 2014, #33 Exhibit Attachment 4-D-9.) August 2014 - IDTP Invoices, #34 Exhibit Attachment 4-E.) ALTERED AND ERASED IDTP INVOICES January 2014)(GRACE, MARY) Modified on 12/8/2015 (ztd).

November 18, 2015

MINUTE ORDER: The Court's Order of October 13, 2015, explicitly stated that any Opposition by Grace to the SEC's supplemental memorandum could not exceed 15 pages. See ECF No. 785 at 3. As Grace's is 45 pages, the Court ORDERS that her #796 Opposition is STRICKEN, and she shall have until November 25, 2015, to file a compliant Opposition. Signed by Judge James E. Boasberg on 11/18/15. (lcjeb1)

November 18, 2015

MINUTE ORDER: As Defendant's #797 filing is in the form of a notice, rather than a motion seeking relief, the Court ORDERS that to the extent it is labeled a motion, it is DENIED. Signed by Judge James E. Boasberg on 11/18/15. (lcjeb1)

November 18, 2015

Set/Reset Deadlines: Grace's compliant opposition due by 11/25/2015. (tg)

November 17, 2015

Filing 797 NOTICE Clarifyfiling of Opposition to Plaintiff's Dkt. 788 subject to the by MARY A. GRACE (GRACE, MARY) Modified event title on 11/18/2015 (td).

November 17, 2015

Filing 796 STRICKEN PURSUANT TO MINUTE ORDER FILED 11/18/15. . . . .MEMORANDUM re #785 Order on Motion for Entry of Final Judgment,, by MARY A. GRACE. (Attachments: #1 Declaration Declaration of Mary Grace to Authenticity of Documents, #2 Exhibit Exhibir 1.)Evidentiary Support of Proof of Misrepresentations about Loans, #3 Exhibit Exhibit 2 Demand Letter for Repayment of Loan from William Sandle, #4 Exhibit Exhibit 3 Evidentiary Support of Proof - Ownership of Defendant Companies was Misrepresented, #5 Exhibit Exhibit 3-1. Travel Confirmations from Sept 2007- Nov. 2008- (& Exhibit 9, #6 Exhibit Exhibit 4.Defendant's Memorandum in Support of Defendant's Motion for Sanction, #7 Exhibit Exhibit 5 Historical Stock Prices Dkt.194-7, #8 Exhibit Exhibit 6 Evidentiary Proof of Misrepresentations in Declarations and Affidavits, #9 Exhibit Exhibit 7 Michael Elek e-Mail Thread Feb. 4, - July 9. 2008 -No mention of Samsung -Change Stock from e-Smart to Intermarket, #10 Exhibit Exhibit 8. Plaintiff Misrepresentations regarding the Samsung Supply Contract, Press Release & 8k, #11 Exhibit Exhibit 10 Washington Times Cover Story Dkt 188-3, #12 Exhibit Exhibit 14a. Evidentiary Proof Plaintiff misrepresented Books and Records - Accounting Staff - General Ledger - Accounting Procedures, #13 Exhibit Exhibit14b. Evidentiary Proof Plaintiff lied about the Bank Accounts - Books & Records IVI bank accounts, #14 Exhibit INDEX OF EXHIBITS.pdf)(GRACE, MARY) Modified on 11/18/2015 (td).

November 17, 2015

Filing 795 STRICKEN PURSUANT TO MINUTE ORDER FILED 11/23/15. . . . . MOTION for Sanctions Defendant's Motion for Sanctions by MARY A. GRACE (Attachments: #1 Memorandum in Support Memorandum in Support, #2 Declaration Declaration of Authenticity of Tamio Saito, #3 Exhibit Attachment 2E.A.)Evidentiary Support to Prove PerjurEvidentiarty Support of PerjuredEvidentiary Support to prove misrepresenttions in re Declarations and Affidavits, #4 Exhibit Attachment 2. A-1.)Evidentiary Support to prove misrepresentation of of legitimate Business Expenses, #5 Exhibit Attachment2E-B.) Evidentiary Support to prove misrepresentations in testimony, #6 Exhibit Attachmen2E-D.) Evidentiarty Support to prove misrepresentation regarding ownership, #7 Exhibit Attachment 2E-C.)Evidentiary Support to prove misrepresentation regarding bank accounts, #8 Exhibit Attachment 3A.)Evidentiary Support to prove misrepresentation about the Sensors used on Defendant's Cards, #9 Exhibit Attachment 3B.) Evidentiary Support to prove commercial viability of Defendant's smart cards, #10 Exhibit Attachment 3C.) Evidentiary Support to prove misrepresentations regarding different wireless technologies on Defendants cards from around 2004-2005, #11 Exhibit Attachment 3D.) Evidentiary Support to prove misrepresentatons regarding Defendants Biometric Verification Security System, #12 Exhibit Attachment 3G.) Evidentiary Support to prove unreliable witnesses, #13 Exhibit Attachment 4.)Evudentiary Support to prove improper deposition conduct, #14 Exhibit Attachment 5.)Evidentiary Support to prove improprieties, #15 Exhibit Attachment 6.)Evidentiary Support to prove improprieties, #16 Exhibit Att. 1B-1.) Washington Times Insight Magazine, #17 Exhibit Attachment -Exhibit Index, #18 Declaration Declaration of Authenticity)(GRACE, MARY) Modified on 12/8/2015 (ztd).

November 13, 2015

Filing 794 CONSENT JUDGMENT as to Defendant Robert J. Rowen. Signed by Judge James E. Boasberg on 11/13/15. (lcjeb1)

November 12, 2015

Filing 793 NOTICE of Filing of Consent and Proposed Final Judgment as to Defendant Robert J. Rowen by U.S. SECURITIES AND EXCHANGE COMMISSION re Order, (Attachments: #1 Exhibit Consent of Defendant Robert J. Rowen, #2 Text of Proposed Order Final Judgment as to Defendant Robert J. Rowen)(Cohen, Matthew)

November 3, 2015

MINUTE ORDER: Once again, Defendants Grace and Saito have violated the Court's page limits. As explained in the Court's Minute Order of September 22, 2015, Defendants may not file two pleadings that operate as memoranda and together exceed 45 pages. They may file a brief -- i.e., 1-2 pages -- motion and then an accompanying memorandum not to exceed 45 pages. The Court, accordingly, ORDERS that their #790 Motion for Sanctions is DENIED WITHOUT PREJUDICE for failing to comply, and their #789 Motion to Clarify is TERMINATED since it is an explanation of their Motion, not a separate motion itself. Signed by Judge James E. Boasberg on 11/3/15. (lcjeb1)

November 2, 2015

Filing 790 MOTION for Sanctions Defendants Mary Grace and Tamio Saito Motion for Sanctions by MARY A. GRACE (Attachments: #1 Memorandum in Support Memorandum in Support, #2 Declaration Declaration of Mary Grace, #3 Declaration Declaration of Tamio Saito, #4 Exhibit ATTACHMENT 2E. A, #5 Exhibit ATTACHMENT 2E. B, #6 Exhibit ATTACHMENT 2E. C, #7 Exhibit ATTACHMENT 2E. D, #8 Exhibit ATTACHMENT 2E. E, #9 Exhibit ATTACHMENT 3A, #10 Errata ATTACHMENT 3B, #11 Exhibit ATTACHMENT 3C, #12 Exhibit ATTACHMENT 3D, #13 Exhibit ATTACHMENT 3G, #14 Exhibit ATTACHMENT 4, #15 Exhibit ATTACHMENT 5, #16 Exhibit ATTACHMENT 6)(GRACE, MARY)

November 2, 2015

Filing 789 MOTION to ClarifyInstructions in Minute Order by MARY A. GRACE (GRACE, MARY)

October 27, 2015

Filing 792 ORDER of USCA (certified copy) ORDERED that the order to show cause be discharged and FURTHER ORDERED that the emergency motion to clarify and for leave to file a response to the order to show cause be dismissed as moot as to #699 Notice of Appeal to DC Circuit Court, filed by MARY A. GRACE. FURTHER ORDERED, on the courts own motion, that this appeal be dismissedfor lack of jurisdiction USCA Case Number 15-5143. (vt)

October 27, 2015

Filing 791 ORDER of USCA (certified copy) ORDERED that the order to show cause be discharged and FURTHER ORDERED, on the courts own motion, that this appeal be dismissed for lack of jurisdiction as to #729 Notice of Appeal to DC Circuit Court, filed by TAMIO SAITO. USCA Case Number 15-5195. (vt)

October 27, 2015

Filing 788 SUPPLEMENTAL MEMORANDUM to re #725 MOTION for Entry of Final Judgment Against defendants Mary Grace, Tamio Saito, e-Smart Technologies, Inc., IVI Smart Technologies, Inc., and Intermarket Ventures, Inc. filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3)(Maher, Daniel)

October 23, 2015

MINUTE ORDER: Having considered Plaintiff SEC's and Defendant Robert J. Rowen's #787 Joint Status Report, the Court ORDERS that the parties shall file a further joint status report on or before November 20, 2015, if Defendant's signed Consent and a proposed Final Judgment have not been filed by that date. Signed by Judge James E. Boasberg on 10/23/15. (lcjeb1)

October 23, 2015

Set/Reset Deadlines: Joint Status Report pursuant to Minute Order dated 10/23/2015 due by 11/20/2015. (tg)

October 22, 2015

Filing 787 Joint STATUS REPORT Regarding Proposed Settlement by U.S. SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Text of Proposed Order)(Cohen, Matthew)

October 13, 2015

Filing 786 MEMORANDUM OPINION re #785 Order granting in part and denying in part Plaintiff's #725 Motion for Entry of Final Judgment. Signed by Judge James E. Boasberg on 10/13/15. (lcjeb1)

October 13, 2015

Filing 785 ORDER: For the reasons set forth in the accompanying Memorandum Opinion, the Court ORDERS that: 1) Plaintiff's #725 Motion for Entry of Final Judgment is GRANTED IN PART and DENIED IN PART; 2) Plaintiff shall file its supplemental brief according to the instructions provided in this Order on or before October 27, 2015; 3) Defendant Mary Grace shall file her Opposition according to the instructions provided in this Order on or before November 17, 2015. Signed by Judge James E. Boasberg on 10/13/15. (lcjeb1)

October 13, 2015

Set/Reset Deadlines: Plaintiff's supplemental brief due by 10/27/2015; Defendant Mary Grace's opposition due by 11/17/2015. (tg)

October 5, 2015

MINUTE ORDER: The Court ORDERS that Plaintiff's #771 Motion in Limine is DENIED WITHOUT PREJUDICE as moot given the impending settlement. Signed by Judge James E. Boasberg on 10/5/15. (lcjeb1)

September 22, 2015

Filing 784 Joint MOTION to Continue Because of Pending Settlement Under Review by U.S. SECURITIES AND EXCHANGE COMMISSION (Attachments: #1 Text of Proposed Order)(Cohen, Matthew)

September 22, 2015

Filing 783 MOTION for Leave to File Defendant's Mary Grace and Tamio Saito's Motion for Sanctions by MARY A. GRACE (Attachments: #1 Memorandum in Support Defendant's Memorandum in Support of Defendant's Motion for Sanctions, #2 Declaration Declaration of Mary Grace as to Authenticity of Documents, #3 Declaration Declaration of Tamio Saito as to Authenticity of Documents, #4 Exhibit Exhibit 1 Annotated Interruptions -Deposition Michael McCabe, #5 Exhibit Exhibit 2 Annotated Interruptions Deposition Gerald Smith, #6 Exhibit Exhibit 3 Annotated Interruptions Deposition of Thomas Greiner, #7 Exhibit EXHIBIT 4 Audio Recording Sent to The Clerk of the Court, #8 Exhibit Exhibit 6-1.)1402-104- ALTERED AND ERSED INVOICES January 2014, #9 Exhibit Exhibit 6-2.)Expert Invoices 1401-103 - November and December 2013, #10 Exhibit Exhibit 6-3.) Expert Invoices 1402-104-January 2014, #11 Exhibit Exhibit 6-4.) Expert Invoices 1403-105 - February 2014, #12 Exhibit Exhibit 6-5.) Expert Invoices 1404-105- March 2014, #13 Exhibit Exhibit 6-6.) Expert Invoics1405-104 -- April 2014, #14 Exhibit Exhibit 6-7.) Expert Invoices 1406-103--May 2014, #15 Exhibit Exhibit 6-8.) Expert Invoices 1408-104 - July 2014, #16 Exhibit Exhibit 6-9.) 1409-102 - August 2014, #17 Exhibit EXHIBIT 10 Video Sent to The Clerk of the Court)(GRACE, MARY)

September 22, 2015

MINUTE ORDER: Defendants may file a motion for sanctions, but they must do so according to the rules. This means that the motion cannot serve as a second memorandum in order to circumvent page limits, as Defendants have been warned in the past. They may file a brief motion and one memorandum not exceeding 45 pages. In addition, their pleadings, as is frequently the case, have attempted to skirt page limits by not being double-spaced or containing appropriate margins. The Court will not continue to accept such non-conforming pleadings. The Court, accordingly, ORDERS that Defendants' #783 Motion is DENIED WITHOUT PREJUDICE for not complying with the page limits set forth in the Local Rules. Signed by Judge James E. Boasberg on 9/22/15. (lcjeb1)

September 22, 2015

MINUTE ORDER: The Court ORDERS that the parties' #784 Motion is GRANTED. The Court further ORDERS that: 1) The pretrial conference and trial dates are VACATED; 2) All deadlines for further pleadings are VACATED; and 3) If a Notice of Dismissal has not been filed by October 23, 2015, the parties shall file a joint status report by such date. Signed by Judge James E. Boasberg on 9/22/15. (lcjeb1)

September 22, 2015

Set/Reset Deadline: If a Notice of Dismissal has not been filed by 10/23/2015, the parties shall file a joint status report by such date. (ad)

September 16, 2015

Filing 782 MOTION to ClarifyCourt Order of 9-8-15 - Confirming Final (Dkt 751) Defendant Mary Grace's Motion in Opposition by MARY A. GRACE (GRACE, MARY)

September 16, 2015

MINUTE ORDER: The Court ORDERS that the latest #782 Motion to Clarify is DENIED as moot. As the Court has already indicated, it will consider Defendant's final Opposition and exhibits. Signed by Judge James E. Boasberg on 9/16/15. (lcjeb1)

September 15, 2015

Filing 781 RESPONSE re #771 MOTION in Limine Regarding Trial Against Defendant Rowen and Memorandum of Points and Authorities in Support Thereof filed by ROBERT J. ROWEN. (Diosdi, Anthony)

September 8, 2015

MINUTE ORDER: The Court ORDERS that, to the extent Defendants merely seek to ensure that the Court will consider the exhibits attached to their prior Oppositions in ruling upon Plaintiff's Motion for Entry of Final Judgment, their #772 , #773 , #774 , #775 , #776 , #777 , #778 , #779 , #780 Motions to Clarify are GRANTED. Signed by Judge James E. Boasberg on 9/8/15. (lcjeb1)

September 3, 2015

Filing 780 Final MOTION to ClarifyCourt Order of 9-2-15 re Defendant Tamio Saito's Final Opposition (Dkt.750) with Declaration and Exhibits previously filed by TAMIO SAITO (Attachments: #1 ^Pro Se Defendant Tamio Saito's Final Motion in Opposition (Dkt. 750) to Plaintiff's Motion for Final Judgment (Dkt. 725, #2 Declaration Dkt 753 # 1 Declaration Declaration of Tamio Saito as to Authenticity of Documents, #3 Appendix # 2 Exhibit 1. ATTACHMENT A-1. Defendants Analysis of Accounting Analysis o,, #4 Appendix # 3 Exhibit 2. ATTACHMENT A-2. Defendant's Analysis of Jeffrey Anderson's Charts,, #5 Appendix # 4 Exhibit 3. ATTACHMENT A-3 -Anderson ATTACHMENT C,, #6 Appendix # 5 Exhibit 5. ATTACHMNT A-5. Jeffrey Anderson- Appendix A,, #7 Exhibit # 6 Exhibit 6. ATTACHMENT 2 -Exhibit 2 - SEC-v-Wyly-disgorgement-opinion))(GRACE, MARY)

September 3, 2015

Filing 779 Final MOTION to ClarifyCourt Order of 9-2-15 - Confirming Final (Dkt 751) Defendant Mary Grace's Motion in Opposition with complete filing of previously filed Exhibits by MARY A. GRACE (Attachments: #1 Follow Up Motion To Clarify (Dkt 770), #2 Exhibit # 1 Exhibit 11. ATTACHMENT 7-1. Consent Henry Mollett,, #3 Exhibit # 2 Exhibit 11. ATTACHMENT 7-2. Consent William McVey,, #4 Exhibit # 3 Exhibit 11. ATTACHMENT 7-3b. Consent William Sandler, #5 Errata # 5 Exhibit 11. ATTACHMENT 7-5 Consent Jim Desmond, #6 Exhibit # 6 Exhibit 11. ATTACHMENT 7-6.Consnts Howard Wills, #7 Exhibit # 7 Exhibit 11. ATTACHMENT 7-7a. Consent_TSaito - MSoliven, #8 Exhibit # 8 Exhibit 11. ATTACHMNT 7-7c=a.Consent_IVI_TSaito MSoliven,, #9 Exhibit # 8 Exhibit 11. ATTACHMNT 7-7c.Consent_IVI_TSaito MSoliven,, #10 Exhibit # 9 Exhibit 11.ATTACHMENT 7-7b. -Consent_IntMktVntrs_ TSaito))(GRACE, MARY)

September 3, 2015

Filing 778 Final MOTION to ClarifyCourt Order of 9-2-15 - Confirming Final (Dkt 751) Defendant Mary Grace's Motion in Opposition with complete filing of previously filed Exhibits by MARY A. GRACE (Attachments: #1 Follow Up Motion To Clarify (Dkt 770), #2 Errata Dkt 759 # 4 Errata 4.Final INDEX - ATTACHMENT INDEX & EXHIBTS,, #3 Exhibit # 5 Exhibit 9. ATTACHMENT 5-F,, #4 Exhibit # 6 Exhibit 12. ATTACHMENT 8-1a. BACKDATED DEC.2006 INTERNAL CONTROL RECOMMENDATION PAPER, #5 Exhibit # 7 Exhibit 12. ATTACHMENT 8-1b Admission Memo was Backdated,, #6 Exhibit # 8 Exhibit 12. ATTACHMENT 8-2. Deposition of A. Russo 8-27-2013,, #7 Exhibit # 9 Exhibit 12. ATTACHMENT 8-3. Affirmation of Counsel Fritz's Valuation of 2007 Opinion Loan Shares))(GRACE, MARY)

September 3, 2015

Filing 777 Final MOTION to ClarifyCourt Order of 9-2-15 - Confirming Final (Dkt 751) Defendant Mary Grace's Motion in Opposition with complete filing of previously filed Exhibits by MARY A. GRACE (Attachments: #1 Follow Up Motion To Clarify (Dkt 770), #2 Exhibit Dkt. 758 # 1 Exhibit Website Index of News, Press Releases,, #3 Exhibit # 2 Exhibit ATTACHMENT 4A,, #4 Exhibit # 3 Exhibit ATTACHMENT 4B,, #5 Exhibit # 4 Exhibit ATTACHMENT 5B,, #6 Exhibit # 5 Exhibit ATTACHMENT 5C,, #7 Exhibit # 6 Exhibit ATTACHMENT 6))(GRACE, MARY)

September 3, 2015

Filing 776 Final MOTION to ClarifyCourt Order of 9-2-15 - Confirming Final (Dkt 751) Defendant Mary Grace's Motion in Opposition with complete filing of previously filed Exhibits by MARY A. GRACE (Attachments: #1 Follow Up Motion To Clarify (Dkt 770), #2 Exhibit Dkt 757 # 1 Exhibit Exhibit 59,, #3 Exhibit # 2 Exhibit Exhibit 60,, #4 Exhibit # 3 Exhibit Exhibit 61,, #5 Exhibit # 4 Exhibit Exhibit 62, #6 Exhibit # 5 Exhibit Exhibit 63,, #7 Exhibit # 6 Exhibit Exhibit 64, #8 Exhibit # 7 Exhibit Exhibit 65,, #9 Exhibit # 8 Exhibit Exhibit 66,, #10 Exhibit # 9 Exhibit Exhibit 67,, #11 Exhibit # 10 Exhibit Exhibit 68,, #12 Exhibit # 11 Exhibit Exhibit 69,, #13 Exhibit # 12 Exhibit Exhibit 70))(GRACE, MARY)

September 3, 2015

Filing 775 Final MOTION to ClarifyCourt Order of 9-2-15 - Confirming Final (Dkt 751) Defendant Mary Grace's Motion in Opposition with complete filing of previously filed Exhibits by MARY A. GRACE (Attachments: #1 Follow Up Motion To Clarify (Dkt 770), #2 Exhibit 756 -# 1 Exhibit P2,, #3 Exhibit # 2 Exhibit P3, #4 Exhibit # 3 Exhibit P4,, #5 Exhibit # 4 Exhibit P5,, #6 Exhibit # 5 Exhibit P6,, #7 Exhibit # 6 Exhibit P7,, #8 Exhibit # 7 Exhibit P8,, #9 Exhibit # 8 Exhibit P10,, #10 Exhibit # 9 Exhibit P12,, #11 Exhibit # 10 Exhibit P16,, #12 Exhibit # 11 Exhibit P17,, #13 Exhibit # 12 Exhibit P19,, #14 Exhibit # 13 Exhibit P20,, #15 Exhibit # 14 Exhibit P21,, #16 Exhibit # 15 Exhibit P22,, #17 Exhibit # 16 Exhibit P23,, #18 Exhibit # 17 Exhibit 24,, #19 Exhibit # 18 Exhibit,, #20 Exhibit # 19 Exhibit P29,, #21 Exhibit # 20 Exhibit P31,, #22 Exhibit # 21 P33,, #23 Exhibit # 22 Exhibit P39,, #24 Exhibit # 23 Exhibit P39,, #25 Exhibit # 24 Exhibit P41,, #26 Exhibit # 25 Exhibit P43,, #27 Exhibit # 26 Exhibit P44,, #28 Exhibit # 27 Exhibit P45,, #29 Exhibit # 28 Exhibit P46, #30 Exhibit # 29 Exhibit P50, #31 Exhibit # 30 Exhibit 54,, #32 Exhibit # 31 Exhibit P55))(GRACE, MARY)

September 3, 2015

Filing 774 Final MOTION to ClarifyCourt Order of 9-2-15 - Confirming Final (Dkt 751) Defendant Mary Grace's Motion in Opposition with complete filing of previously filed Exhibits by MARY A. GRACE (Attachments: #1 Follow Up Motion To Clarify (Dkt 770), #2 Exhibit # 1 Exhibit ATTACHMENT INDEX & EXHIBITS, #3 Exhibit # 2 Exhibit ATTACHMENT 3A. P14.,, #4 Exhibit # 3 Exhibit ATTACHMENT 3A. P13,, #5 Exhibit # 4 Exhibit ATTACHMENT 3A. P15, #6 Exhibit # 5 Exhibit ATTACHMENT 3A. P18,, #7 Exhibit # 6 Exhibit ATTACHMENT 3A. P25, #8 Exhibit # 7 Exhibit ATTACHMENT 3A. P27,, #9 Exhibit # 8 Exhibit ATTACHMENT 3A. P28,, #10 Exhibit # 9 Exhibit ATTACHMENT 3A. P32,, #11 Exhibit # 10 Exhibit ATTACHMENT 3A. P36,, #12 Exhibit # 11 Exhibit ATTACHMENT 3A. P37,, #13 Exhibit # 12 Exhibit ATTACHMENT 3A. P38,, #14 Exhibit # 13 Exhibit ATTACHMENT 3A. P42,, #15 Exhibit # 14 Exhibit ATTACHMENT 3A. P56))(GRACE, MARY)

September 2, 2015

Filing 773 Final MOTION to ClarifyCourt Order of 9-2-15 - Confirming Final (Dkt 751) Defendant Mary Grace's Motion in Opposition with complete filing of previously filed Exhibits by MARY A. GRACE (Attachments: #1 Follow Up Motion To Clarify (Dkt 770), #2 Exhibit Exhibit 6, #3 Exhibit Exhibit 7, #4 Exhibit Exhibit 8, #5 Exhibit Exhibit 9, #6 Exhibit Exhibit 10, #7 Exhibit Exhibit 11, #8 Exhibit Exhibit 12, #9 Exhibit Exhibit 13, #10 Exhibit Exhibit 14, #11 Exhibit Exhibit 15, #12 Exhibit Exhibit 16, #13 Exhibit Exhibit 18, #14 Exhibit Exhibit 19, #15 Exhibit Exhibit 20, #16 Exhibit Exhibit 21, #17 Exhibit Exhibit 22, #18 Exhibit Exhibit 23, #19 Exhibit Exhibit 24, #20 Exhibit Exhibit 25, #21 Exhibit Exhibit 26, #22 Exhibit Exhibit 27, #23 Exhibit Exhibit 28, #24 Errata Exhibit 31, #25 Exhibit Exhibit 32, #26 Exhibit Exhibit 33, #27 Exhibit Exhibit 17)(GRACE, MARY)

September 2, 2015

Filing 772 Final MOTION to ClarifyCourt Order of 9-2-15 - Confirming Final (Dkt 751) Defendant Mary Grace's Motion in Opposition with complete filing of previously filed Declaration and Exhibits - by MARY A. GRACE (Attachments: #1 ^Defendant Mary Grace's Final Motion in Opposition (Dkt 751) to Plaintiff's Motion for Final Judgment (Dkt. 725), #2 Declaration 1 Declaration Declaration of Mary Grace as to Authenticity of Document,, #3 Appendix 752- 2 Exhibit ATTACHMENT A-1. Defendants Analysis of Accounting Analysis of Jeffrey Anderson,, #4 Appendix 752- 3. Exhibit 2. ATTACHMENT A-2. Defendant's Analysis of Jeffrey Anderson's Charts,, #5 Appendix 752-4 Exhibit 3. ATTACHMENT A-3 -Anderson ATTACHMENT C, #, #6 Appendix 752-5 Exhibit 5. ATTACHMNT A-5. Jeffrey Anderson- Appendix A.pdf, #7 Exhibit 752-6 Exhibit 6. ATTACHMENT 2 -Exhibit 2 - SEC-v-Wyly-disgorgement-opinion.pdf)(GRACE, MARY)

September 2, 2015

MINUTE ORDER: The Court ORDERS that Defendants' #768 , #769 Motions are GRANTED inasmuch as they request the Court to treat the pleadings attached to such Motions as their final Oppositions to Plaintiff's #725 Motion for Entry of Final Judgment. Signed by Judge James E. Boasberg on 9/2/15. (lcjeb1)

September 1, 2015

Filing 771 MOTION in Limine Regarding Trial Against Defendant Rowen by U.S. SECURITIES AND EXCHANGE COMMISSION (Cohen, Matthew)

September 1, 2015

Filing 770 NOTICE of Appearance by Matthew P. Cohen on behalf of U.S. SECURITIES AND EXCHANGE COMMISSION (Cohen, Matthew)

September 1, 2015

NOTICE OF CORRECTED DOCKET ENTRY: re #765 Final MOTION to ClarifyReplaces Dkt. 762 - Correction in Title - Defendant Mary Grace's Motion in Opposition to Plaintiff's Motion for Final Judgment (Dkt. 751), #762 Final MOTION to ClarifyCorrection in Title on - Final Defendant Mary Grace's Motion in Opposition to Plaintiff's Motion for Final Judgment, #766 Final MOTION to ClarifyReplaces 765 -wrong attachment - Correction to title of Final 'Defendant Mary Grace's Motion in Opposition to Plaintiff's Motion for Final Judgment, #764 Final MOTION to ClarifyReplaces Dkt. 763- Correction in Title - Pro Se Defendant Tamio Saito's Motion in Opposition to Plaintiff's Motion for Final Judgment (Dkt.l 750), #763 Final MOTION to ClarifyCorrection in Title on - Final Pro Se Defendant Tamio Saito's Motion in Opposition to Plaintiff's Motion for Final Judgment was entered in error at the request of Defendant and was refiled as #768 & #769 . (zrdj)

August 31, 2015

Filing 769 Final MOTION to ClarifySecond Motion to Clairify to replace Dkt 762, 765 and 766 filed by mistake with eratta highlights, this if the Final "Defendant Mary Grace's Motion in Opposition to Plaintiff's Motion for Final Judgment by MARY A. GRACE (Attachments: #1 Errata ^Defendant Mary Grace's Motion In Opposition to Plaintiff's Motion for Final Judgment)(GRACE, MARY)

August 31, 2015

Filing 768 Final MOTION to ClarifySecond Motion to Clairfy - to replace Dkit 763 & 764 earlier Filing with highlight by mistake - Corrected title to Pro Se Defendant Tamio Saito's Motion in Opposition to Plaintiff's Motion for final Judgment by TAMIO SAITO (Attachments: #1 Errata ^Pro Se Defendant Tamio Saito's Motion in Opposition to Plaintiff's Motion for Final Judgmen)(GRACE, MARY)

August 31, 2015

Filing 767 REPLY to opposition to motion re #725 MOTION for Entry of Final Judgment Against defendants Mary Grace, Tamio Saito, e-Smart Technologies, Inc., IVI Smart Technologies, Inc., and Intermarket Ventures, Inc. filed by U.S. SECURITIES AND EXCHANGE COMMISSION. (Maher, Daniel)

August 31, 2015

Filing 766 ENTERED IN ERROR.....Final MOTION to ClarifyReplaces 765 -wrong attachment - Correction to title of Final 'Defendant Mary Grace's Motion in Opposition to Plaintiff's Motion for Final Judgment by MARY A. GRACE (Attachments: #1 Errata Final ^Defendant Mary Grace's Motion Opposition to Plaintiff's Motion for Final Judgment (Dkt 751))(GRACE, MARY) Modified on 9/1/2015 (zrdj).

August 31, 2015

Filing 765 ENTERED IN ERROR.....Final MOTION to ClarifyReplaces Dkt. 762 - Correction in Title - Defendant Mary Grace's Motion in Opposition to Plaintiff's Motion for Final Judgment (Dkt. 751) by MARY A. GRACE (Attachments: #1 Errata ^Pro Se Defendant Mary Grace's Motion in Opposition to Plaintiff's Motion for Final Judgment (Dkt 751))(GRACE, MARY) Modified on 9/1/2015 (zrdj).

August 31, 2015

Filing 764 ENTERED IN ERROR.....Final MOTION to ClarifyReplaces Dkt. 763- Correction in Title - Pro Se Defendant Tamio Saito's Motion in Opposition to Plaintiff's Motion for Final Judgment (Dkt.l 750) by TAMIO SAITO (Attachments: #1 Errata ^Pro Se Defendant Tamio Saito's Motion in Opposition to Plaintiff's Motion for Final Judgment (Dkt 750))(GRACE, MARY)Modified on 9/1/2015 (zrdj).

August 31, 2015

Filing 763 ENTERED IN ERROR.....Final MOTION to ClarifyCorrection in Title on - Final Pro Se Defendant Tamio Saito's Motion in Opposition to Plaintiff's Motion for Final Judgment by TAMIO SAITO (Attachments: #1 Errata Defendant Mary Grace's Motion Opposition to Plaintiff's Motion for Final Judgment)(GRACE, MARY) Modified on 9/1/2015 (zrdj).

August 31, 2015

Filing 762 ENTERED IN ERROR.....Final MOTION to ClarifyCorrection in Title on - Final Defendant Mary Grace's Motion in Opposition to Plaintiff's Motion for Final Judgment by MARY A. GRACE (Attachments: #1 Errata Defendant Mary Grace's Motion Opposition to Plaintiff's Motion for Final Judgment)(GRACE, MARY) Modified on 9/1/2015 (zrdj).

August 27, 2015

Filing 761 ERRATA Defendant Mary Grace's Opposition to Plaintiff's Motion for Final Judgment - Eratta Exhibts by MARY A. GRACE #751 Memorandum in Opposition, filed by MARY A. GRACE. (Attachments: #1 Exhibit 11. ATTACHMENT 7-1. Consent Henry Mollett, #2 Exhibit 11. ATTACHMENT 7-2. Consent William McVe, #3 Exhibit 11. ATTACHMENT 7-3b. Consent William Sandler Form3.pdf, #4 Exhibit 11. ATTACHMENT 7-4.Consent RobertAronowitz mail.com, #5 Exhibit 11. ATTACHMENT 7-5 Consent Jim Desmond, #6 Exhibit 11. ATTACHMENT 7-6.Consnts Howard Wills., #7 Exhibit 11. ATTACHMENT 7-7a. Consent_TSaito - MSoliven, #8 Exhibit 11. ATTACHMNT 7-7c.Consent_IVI_TSaito MSoliven, #9 Exhibit 11.ATTACHMENT 7-7b. -Consent_IntMktVntrs_ TSaito)(GRACE, MARY)

August 27, 2015

Filing 760 ERRATA ^Pro Se Defendant Tamio Saito's Opposition to Plaintiff's Motion for Final Judgment by TAMIO SAITO #750 Memorandum in Opposition, filed by TAMIO SAITO. (Attachments: #1 Errata 2.Dkt 750 - Eratta Hilite added ^Pro Se Defendant Tamio Saito's Opposition to Plaintiff's Motion for Final Judgment, #2 Errata 1. Final Dkt 750 -. Eratta added ^Pro Se Defendant Tamio Saito's Opposition to Plaintiff's Motion for Final Judgment)(GRACE, MARY)

August 26, 2015

Filing 759 ERRATA Defendant Mary Grace's Opposition to Plaintiff's Motion for Final Judgment by MARY A. GRACE #751 Memorandum in Opposition, filed by MARY A. GRACE. (Attachments: #1 Errata 1. Final with Errata ^Notice of Eratta of Defendant Mary Grace's Opposition to Plaintiff's Motion for Final Judgment, #2 Errata 2. Final With Eratta Hi-lited ^Defendant Mary Grace's Opposition to Plaintiff's Motion for Final Judgment, #3 Errata 3. Eratta Highlighted INDEX - ATTACHMENT INDEX & EXHIBTS, #4 Errata 4.Final with Eratta INDEX - ATTACHMENT INDEX & EXHIBTS, #5 Exhibit 9. ATTACHMENT 5-F, #6 Exhibit 12. ATTACHMENT 8-1a. BACKDATED DEC.2006 INTERNAL CONTROL RECOMMENDATION PAPER, #7 Exhibit 12. ATTACHMENT 8-1b Admission Memo was Backdated, #8 Exhibit 12. ATTACHMENT 8-2. Deposition of A. Russo 8-27-2013, #9 Exhibit 12. ATTACHMENT 8-3. Affirmation of Counsel Fritz's Valuation of 2007 Opinion Loan Shares)(GRACE, MARY)

August 25, 2015

Filing 758 LARGE ADDITIONAL ATTACHMENT(S) Defendant Mary Grace's Opposition to Plaintiff's Motion for Final Judgment by MARY A. GRACE #754 Large Additional Attachment(s),,, filed by MARY A. GRACE, #752 Large Additional Attachment(s),, filed by MARY A. GRACE, #755 Large Additional Attachment(s),,,, filed by MARY A. GRACE, #756 Large Additional Attachment(s),,, filed by MARY A. GRACE, #757 Large Additional Attachment(s),,, filed by MARY A. GRACE, #751 Memorandum in Opposition, filed by MARY A. GRACE. (Attachments: #1 Exhibit Website Index of News, Press Releases, #2 Exhibit ATTACHMENT 4A, #3 Exhibit ATTACHMENT 4B, #4 Exhibit ATTACHMENT 5B, #5 Exhibit ATTACHMENT 5C, #6 Exhibit ATTACHMENT 6)(GRACE, MARY)

August 25, 2015

Filing 757 LARGE ADDITIONAL ATTACHMENT(S) Defendant Mary Grace's Opposition to Plaintiff's Motion for Final Judgment by MARY A. GRACE #754 Large Additional Attachment(s),,, filed by MARY A. GRACE, #752 Large Additional Attachment(s),, filed by MARY A. GRACE, #755 Large Additional Attachment(s),,,, filed by MARY A. GRACE, #756 Large Additional Attachment(s),,, filed by MARY A. GRACE, #751 Memorandum in Opposition, filed by MARY A. GRACE. (Attachments: #1 Exhibit Exhibit 59, #2 Exhibit Exhibit 60, #3 Exhibit Exhibit 61, #4 Exhibit Exhibit 62, #5 Exhibit Exhibit 63, #6 Exhibit Exhibit 64, #7 Exhibit Exhibit 65, #8 Exhibit Exhibit 66, #9 Exhibit Exhibit 67, #10 Exhibit Exhibit 68, #11 Exhibit Exhibit 69, #12 Exhibit Exhibit 70)(GRACE, MARY)

August 25, 2015

Filing 756 LARGE ADDITIONAL ATTACHMENT(S) Defendant Mary Grace's Opposition to Plaintiff's Motion for Final Judgment by MARY A. GRACE #754 Large Additional Attachment(s),,, filed by MARY A. GRACE, #752 Large Additional Attachment(s),, filed by MARY A. GRACE, #755 Large Additional Attachment(s),,,, filed by MARY A. GRACE. (Attachments: #1 Exhibit P2, #2 Exhibit P3, #3 Exhibit P4, #4 Exhibit P5, #5 Exhibit P6, #6 Exhibit P7, #7 Exhibit P8, #8 Exhibit P10, #9 Exhibit P12, #10 Exhibit P16, #11 Exhibit P72, #12 Exhibit P19, #13 Exhibit P20, #14 Exhibit P21, #15 Exhibit P22, #16 Exhibit P23, #17 Exhibit 24, #18 Exhibit, #19 Exhibit P29, #20 Exhibit P31, #21 P33, #22 Exhibit P39, #23 Exhibit P39, #24 Exhibit P41, #25 Exhibit P43, #26 Exhibit P44, #27 Exhibit P45, #28 Exhibit P46, #29 Exhibit P50, #30 Exhibit 54, #31 Exhibit P55)(GRACE, MARY)

August 25, 2015

Filing 755 LARGE ADDITIONAL ATTACHMENT(S) Defendant Mary Grace's Opposition to Plaintiff's Motion for Final Judgment by MARY A. GRACE #754 Large Additional Attachment(s),,, filed by MARY A. GRACE, #752 Large Additional Attachment(s),, filed by MARY A. GRACE, #751 Memorandum in Opposition, filed by MARY A. GRACE. (Attachments: #1 Exhibit EXHIBIT 6, #2 Exhibit EXHIBIT 7, #3 Exhibit EXHIBIT 8, #4 Exhibit EXHIBIT 9, #5 Exhibit EXHIBIT 10, #6 Exhibit EXHIBIT 11, #7 Exhibit EXHIBIT 12, #8 Exhibit EXHIBIT 13, #9 Exhibit EXHIBIT 14, #10 Exhibit EXHIBIT 15, #11 Exhibit EXHIBIT 16, #12 Exhibit EXHIBIT 17, #13 Exhibit EXHIBIT 18, #14 Exhibit EXHIBIT 19, #15 Exhibit EXHIBIT 20, #16 Exhibit EXHIBIT 21, #17 Exhibit EXHIBIT 22, #18 Exhibit EXHIBIT 23, #19 Exhibit EXHIBIT 24, #20 Exhibit EXHIBIT 25, #21 Exhibit 26, #22 Exhibit EXHIBIT 27, #23 Exhibit 28, #24 Exhibit EXHIBIT 31, #25 Exhibit EXHIBIT 32, #26 Exhibit EXHIBIT 33)(GRACE, MARY)

August 25, 2015

Filing 754 LARGE ADDITIONAL ATTACHMENT(S) Defendant Mary Grace's Opposition to Plaintiff's Motion for Final Judgment by MARY A. GRACE #752 Large Additional Attachment(s),, filed by MARY A. GRACE, #751 Memorandum in Opposition, filed by MARY A. GRACE. (Attachments: #1 Exhibit ATTACHMENT INDEX & EXHIBITS, #2 Exhibit ATTACHMENT 3A. P14., #3 Exhibit ATTACHMENT 3A. P13, #4 Exhibit ATTACHMENT 3A. P15, #5 Exhibit ATTACHMENT 3A. P18, #6 Exhibit ATTACHMENT 3A. P25, #7 Exhibit ATTACHMENT 3A. P27, #8 Exhibit ATTACHMENT 3A. P28, #9 Exhibit ATTACHMENT 3A. P32, #10 Exhibit ATTACHMENT 3A. P36, #11 Exhibit ATTACHMENT 3A. P37, #12 Exhibit ATTACHMENT 3A. P38, #13 Exhibit ATTACHMENT 3A. P42, #14 Exhibit ATTACHMENT 3A. P56)(GRACE, MARY)

August 25, 2015

Filing 753 LARGE ADDITIONAL ATTACHMENT(S) ^Pro Se Defendant Tamio Saito's Opposition to Plaintiff's Motion for Final Judgment by TAMIO SAITO #750 Memorandum in Opposition, filed by TAMIO SAITO. (Attachments: #1 Declaration Declaration of Tamio Saito as to Authenticity of Documents, #2 Exhibit 1. ATTACHMENT A-1. Defendants Analysis of Accounting Analysis o, #3 Exhibit 2. ATTACHMENT A-2. Defendant's Analysis of Jeffrey Anderson's Charts, #4 Exhibit 3. ATTACHMENT A-3 -Anderson ATTACHMENT C, #5 Exhibit 5. ATTACHMNT A-5. Jeffrey Anderson- Appendix A, #6 Exhibit 6. ATTACHMENT 2 -Exhibit 2 - SEC-v-Wyly-disgorgement-opinion)(GRACE, MARY)

August 25, 2015

Filing 752 LARGE ADDITIONAL ATTACHMENT(S) Defendant Mary Grace's Opposition to Plaintiff's Motion for Final Judgment by MARY A. GRACE #751 Memorandum in Opposition, filed by MARY A. GRACE. (Attachments: #1 Declaration Declaration of Mary Grace as to Authenticity of Document, #2 Exhibit ATTACHMENT A-1. Defendants Analysis of Accounting Analysis of Jeffrey Anderson, #3 Exhibit 2. ATTACHMENT A-2. Defendant's Analysis of Jeffrey Anderson's Charts, #4 Exhibit 3. ATTACHMENT A-3 -Anderson ATTACHMENT C, #5 Exhibit 5. ATTACHMNT A-5. Jeffrey Anderson- Appendix A.pdf, #6 Exhibit 6. ATTACHMENT 2 -Exhibit 2 - SEC-v-Wyly-disgorgement-opinion.pdf)(GRACE, MARY)

August 24, 2015

Filing 751 Memorandum in opposition to re #725 MOTION for Entry of Final Judgment Against defendants Mary Grace, Tamio Saito, e-Smart Technologies, Inc., IVI Smart Technologies, Inc., and Intermarket Ventures, Inc. Defendant Mary Grace's Opposition to Plaintiff's Motion for Final Judgment filed by MARY A. GRACE. (GRACE, MARY)

August 24, 2015

Filing 750 Memorandum in opposition to re #725 MOTION for Entry of Final Judgment Against defendants Mary Grace, Tamio Saito, e-Smart Technologies, Inc., IVI Smart Technologies, Inc., and Intermarket Ventures, Inc. ^Pro Se Defendant Tamio Saito's Opposition to Plaintiff's Motion for Final Judgment filed by TAMIO SAITO. (GRACE, MARY)

August 21, 2015

MINUTE ORDER granting Plaintiff's unopposed #749 Motion to Amend the Briefing Schedule. The Court ORDERS that Plaintiff shall file its reply on or before August 31, 2015. Signed by Judge James E. Boasberg on 8/21/15. (lcjeb1)

August 21, 2015

Set/Reset Deadline: Plaintiff shall file its reply on or before 8/31/2015. (ad)

August 20, 2015

Filing 749 Unopposed MOTION to Amend/Correct briefing schedule on the SEC's Motion For Final Judgment by U.S. SECURITIES AND EXCHANGE COMMISSION (Maher, Daniel)

August 17, 2015

Filing 748 NOTICE of Final Correct Filings & Edited to Required Page Limits Pursuant ot Minute Order of Aug. 10, 2015 by MARY A. GRACE re #747 Joint MOTION to ClarifyFinal Filings Edited to Correct & Required Page Limits, #739 Memorandum,, #735 Memorandum, Order, #737 Memorandum,, #746 Joint MOTION to ClarifyFinal Filings Edited to Correct & Required Page Limits, #738 Memorandum,, #736 Memorandum, #734 Response to motion, (Attachments: #1 1. Final Defendants Consolidated Motion in Opposition and Response to Plaintiff's Motion for Final Judgment.pdf, #2 Memorandum in Support 2A. Final Edited to Correct Page Limit Amended Memorandum of Defendants in Support of Defendant's Consolidated Motion in Opposition and Response to Plaintiff's Final Motion for Judgment.pdf, #3 Memorandum in Support 2B Final Edited to Required Page Limits Tamio Saito's Memorandum in Support of Defendant's Consolidated Motion in Opposition and Response to Plaintiff's Motion for Final Judgment.pdf, #4 Appendix 2A. Final Edited to Correct Page Limit Amended Memorandum of Defendants in Support of Defendant's Consolidated Motion in Opposition and Response to Plaintiff's Final Motion for Judgment.pdf, #5 Appendix 3B. Appendix A-2 Table of Contents with Docket Numbers.pdf)(GRACE, MARY)

August 17, 2015

Filing 747 Joint MOTION to ClarifyFinal Filings Edited to Correct & Required Page Limits by TAMIO SAITO (Attachments: #1 Supplement 1. Final Defendants Consolidated Motion in Opposition and Response to Plaintiff's Motion for Final Judgment, #2 Memorandum in Support 2A. Final Edited to Correct Page Limit Amended Memorandum of Defendants in Support of Defendant's Consolidated Motion in Opposition and Response to Plaintiff's Final Motion for Judgment, #3 Memorandum in Support 2B Final Edited to Required Page Limits Tamio Saito's Memorandum in Support of Defendant's Consolidated Motion in Opposition and Response to Plaintiff's Motion for Final Judgment.pdf, #4 Appendix 3A. Appendix A-1. Corrected Defendants Summary & Dispute of Alleged Ill-Gotten Gains Received by Defendants -As Alleged in the Declaration and Accounting Analysis of Jeffrey Anderson, #5 Appendix 3B. Appendix A-2 Table of Contents with Docket Numbers)(GRACE, MARY)

August 17, 2015

Filing 746 Joint MOTION to ClarifyFinal Filings Edited to Correct & Required Page Limits by MARY A. GRACE (Attachments: #1 Supplement 1. Final Defendants Consolidated Motion in Opposition and Response to Plaintiff's Motion for Final Judgment, #2 Memorandum in Support 2A. Final Edited to Correct Page Limit Amended Memorandum of Defendants in Support of Defendant's Consolidated Motion in Opposition and Response to Plaintiff's Final Motion for Judgment, #3 Memorandum in Support 2B Final Edited to Required Page Limits Tamio Saito's Memorandum in Support of Defendant's Consolidated Motion in Opposition and Response to Plaintiff's Motion for Final Judgment.pdf, #4 Appendix Corrected Defendants Summary & Dispute of Alleged Ill-Gotten Gains Received by Defendants -As Alleged in the Declaration and Accounting Analysis of Jeffrey Anderson, #5 Appendix 3B. Appendix A-2 Table of Contents with Docket Numbers)(GRACE, MARY)

August 17, 2015

Set/Reset Deadline: By 8/24/2015, each Defendant shall file ONE opposition limited to 45 pages. (ad)

August 17, 2015

MINUTE ORDER: In response to the Court's Minute Order of August 10, 2015, which noted that Defendants had attempted to circumvent the Court's page limits by filing multiple opposition memoranda, Defendants have filed "Motions to Clarify," which purport to comply with page limits by including one 43-page "Motion in Opposition" and two 45-page "Memoranda" -- apparently, one for each Defendant. There is no pleading properly entitled a "motion in opposition"; instead, parties opposing a motion simply file an opposition memorandum. Defendants again seek to double their page limits by filing two documents. As a result, the Court ORDERS that their #746 & #747 "Motions to Clarify" are DENIED. By August 24, 2015, each Defendant shall file ONE opposition limited to 45 pages. Signed by Judge James E. Boasberg on 8/17/15. (lcjeb1)

August 12, 2015

Filing 745 TRANSCRIPT OF PROCEEDINGS before Judge James E. Boasberg held on 3-4-14; Page Numbers: 1-6. Date of Issuance:8-12-15. Court Reporter/Transcriber Lisa W GRIFFITH, Telephone number 2023543247, Court Reporter Email Address : Lisa_Griffith@dcd.uscourts.gov.

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