Dechirico et al v. Ally Financial Inc. et al
| Joshua Palmer, Angel Guzman and Dan Dechirico |
| Square Inc., Trading 212 LTD., Citadel Enterprise Americas, LLC, Freetrade Ltd., Robinhood Securities, LLC, E*Trade Securities LLC, Stash Financial, Inc., Robinhood Financial LLC, Fumi Holdings, Inc., Barclays Bank P.L.C., Ally Financial Inc., Morgan Stanley Smith Barney LLC, Cash App Investing LLC, The Depository Trust & Clearing Corporation, Citadel Securities, LLC, Interactive Brokers, LLC, Melvin Capital Management, LP, M1 Finance LLC, E*TRADE Financial Holdings, LLC, Alpaca Securities LLC, The Charles Schwab Corporation, Open to the Public Investing, Inc., Sequoia Capital Operations LLC, Webull Financial, LLC, Tastyworks Inc., Apex Clearing Corporation, IG Group Holdings PLC, Robinhood Markets, Inc., eToro USA Securities, Inc., TD AMERITRADE INC., Trading 212 UK Ltd., Charles Schwab & Co. Inc., E*Trade Financial Corporation and FF Trade Republic Growth, LLC |
| 1:2021cv21451 |
| April 15, 2021 |
| US District Court for the Southern District of Florida |
| Cecilia M Altonaga |
| Anti-Trust |
| 15 U.S.C. § 0001 |
| Plaintiff |
Docket Report
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Filing 71
ORDER that Defendant Barclays Bank PLC is dismissed from this action without prejudice re (318 in case 1:21-md-02989-CMA) Notice of Voluntary Dismissal. Signed by Judge Cecilia M. Altonaga on 5/27/2021. Related Cases: 1:21-md-02989-CMA, 1:21-cv-21451-CMA. See attached document for full details. (mc)
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Filing 70
SEVENTH ORDER OF CONSOLIDATION AND ADMINISTRATIVE CLOSE-OUT. Signed by Judge Cecilia M. Altonaga on 4/16/2021. See attached document for full details. (mc)
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| Filing 69 MDL Transfer In Case Receipt from Eastern District of New York. Case Number 1:21-cv-00677 with documents 1-66. Assigned FLSD Case Number 1:21-cv-21451-CMA on 4/15/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) |
| Filing 68 Clerks Notice of Judge Assignment to Judge Cecilia M. Altonaga. (mc) |
| Filing 67 Case transferred in from New York Eastern; Case Number 1:21-cv-00677. Electronic file including transfer order and docket sheet received. .(mc). |
| Filing 66 CERTIFIED JPMDL Conditional Transfer Order (CTO-1) re MDL 2989, Pursuant to Rule 7.1 of the Rules of Procedure of the United States Judicial Panel on Multidistrict Litigation, the action(s) on the attached schedule are transferred under 28 U.S.C. 1407 to the Southern District of Florida for the reasons stated in the order of April 1, 2021, and, with the consent of that court, assigned to the Honorable Cecilia M. Altonaga. (Lee, Tiffeny) |
| Case transferred to the Southern District of Florida re MDL No. 2989. Original file, certified copy of transfer order, and docket sheet sent via CM/ECF. ALL FILINGS ARE TO BE MADE IN THE TRANSFER COURT, DO NOT DOCKET TO THIS CASE. (Lee, Tiffeny) |
| Filing 65 JPMDL Conditional Transfer Order (CTO-1) re MDL No. 2989, Pursuant to Rule 7.1 of the Rules of Procedure of the United States Judicial Panel on MultidistrictLitigation, the action(s) on the attached schedule are transferred under 28 U.S.C. 1407 to the Southern District of Florida for the reasons stated in the order of April 1, 2021, and, with the consent of that court, assigned to the Honorable Cecilia M. Altonaga. This order does not become effective until it is filed in the Office of the Clerk of the United States District Court for the Southern District of Florida. The transmittal of this order to said Clerk shall bestayed 7 days from the entry thereof. If any party files a notice of opposition with the Clerk of thePanel within this 7day period, the stay will be continued until further order of the Panel. (Lee, Tiffeny) |
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ORDER granting #64 Motion for Extension of Time to Answer. Ordered by Magistrate Judge Roanne L. Mann on 4/6/2021. (LK)
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| Filing 64 MOTION for Extension of Time to File Answer re #1 Complaint,,,, Joint Stipulation and [Proposed Order] Regarding Extension of Time to Respond to Plaintiffs' Complaint by Dan Dechirico, Angel Guzman, Joshua Palmer. (Hettler, Kathryn) |
| Filing 63 NOTICE of Appearance by Alfred Carroll Pfeiffer, Jr on behalf of Cash App Investing LLC, Square Inc. (notification declined or already on case) (Pfeiffer, Alfred) |
| Filing 62 NOTICE of Appearance by Belinda S Lee on behalf of Cash App Investing LLC, Square Inc. (notification declined or already on case) (Lee, Belinda) |
| Filing 61 Corporate Disclosure Statement by Cash App Investing LLC identifying Corporate Parent Square, Inc., Corporate Parent Third Party Technologies Inc. for Cash App Investing LLC. (Lee, Belinda) |
| Filing 60 Corporate Disclosure Statement by Square Inc. (Lee, Belinda) |
| Filing 59 MOTION to Appear Pro Hac Vice for Square, Inc. and Cash App Investing LLC Filing fee $ 150, receipt number ANYEDC-14278382. by Cash App Investing LLC, Square Inc.. (Attachments: #1 Declaration of Alfred C. Pfeiffer, Jr. in support of Motion for Admission Pro Hac Vice, #2 Exhibit A - Certificate of Good Standing, #3 Exhibit B - North Carolina State Court Order, #4 Proposed Order) (Pfeiffer, Alfred) |
| Filing 58 MOTION to Appear Pro Hac Vice for Square, Inc. and Cash App Investing LLC Filing fee $ 150, receipt number ANYEDC-14278250. by Cash App Investing LLC, Square Inc.. (Attachments: #1 Declaration of Belinda S Lee in Support of Motion for Admission Pro Hac Vice, #2 Exhibit A - Certificate of Good Standing, #3 Proposed Order) (Lee, Belinda) |
| Filing 57 NOTICE of Appearance by Lilia B. Vazova on behalf of Barclays Bank PLC (notification declined or already on case) (Vazova, Lilia) |
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ORDER granting [58-3] Motion for Leave to Appear Pro Hac Vice. The attorney shall register for ECF, registration is available online at www.pacer.gov. Once registered, the attorney shall file a notice of appearance and ensure that s/he receives electronic notification of activity in this case. Also, the attorney shall ensure the $150 admission fee be submitted to the Clerks Office via filing the event Pro Hac Vice Filing Fee. Ordered by Magistrate Judge Roanne L. Mann on 3/15/2021. (LK)
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ORDER granting [DE #59-4] Motion for Leave to Appear Pro Hac Vice. The attorney shall register for ECF, registration is available online at www.pacer.gov. Once registered, the attorney shall file a notice of appearance and ensure that s/he receives electronic notification of activity in this case. Also, the attorney shall ensure the $150 admission fee be submitted to the Clerks Office via filing the event Pro Hac Vice Filing Fee. Ordered by Magistrate Judge Roanne L. Mann on 3/15/2021. (LK)
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ORDER granting #56 Motion for Leave to Appear Pro Hac Vice. The attorney shall register for ECF, registration is available online at www.pacer.gov. Once registered, the attorney shall file a notice of appearance and ensure that s/he receives electronic notification of activity in this case. Also, the attorney shall ensure the $150 admission fee be submitted to the Clerks Office via filing the event Pro Hac Vice Filing Fee. Ordered by Magistrate Judge Roanne L. Mann on 3/15/2021. (LK)
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| Filing 56 MOTION to Appear Pro Hac Vice for The Depository Trust & Clearing Corporation Filing fee $ 150, receipt number ANYEDC-14274766. by The Depository Trust & Clearing Corporation. (Attachments: #1 Affidavit in Support, #2 Certificate of Good Standing (IL)) (Boyle, Gregory) |
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ORDER granting #53 Motion for Extension of Time to Answer. Ordered by Magistrate Judge Roanne L. Mann on 3/12/2021. (LK)
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| Filing 55 Corporate Disclosure Statement by Open to the Public Investing Inc. identifying Corporate Parent Public Holdings, Inc. for Open to the Public Investing Inc.. (Bank, Jeffrey) |
| Filing 54 NOTICE of Appearance by Jeffrey C. Bank on behalf of Open to the Public Investing Inc. (aty to be noticed) (Bank, Jeffrey) |
| Filing 53 MOTION for Extension of Time to File Answer re #1 Complaint,,,, ("Joint Stipulation and [Proposed] Order Regarding Extension of Time to Respond to Plaintiffs' Complaint") by Robinhood Financial LLC, Robinhood Markets Inc., Robinhood Securities LLC. (Ryan, Antony) |
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ORDER granting #49 Motion for Leave to Appear Pro Hac Vice. The attorney shall register for ECF, registration is available online at www.pacer.gov. Once registered, the attorney shall file a notice of appearance and ensure that s/he receives electronic notification of activity in this case. Also, the attorney shall ensure the $150 admission fee be submitted to the Clerks Office via filing the event Pro Hac Vice Filing Fee. Ordered by Magistrate Judge Roanne L. Mann on 3/11/2021. (LK)
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| Filing 52 Corporate Disclosure Statement by Sequoia Capital Operations LLC (Olivar, Harry) |
| Filing 51 NOTICE of Appearance by Harry Arthur Olivar, Jr on behalf of Sequoia Capital Operations LLC (aty to be noticed) (Olivar, Harry) |
| Filing 50 Corporate Disclosure Statement by Barclays Bank PLC identifying Corporate Parent Barclays PLC for Barclays Bank PLC. (Owens, Richard) |
| Filing 49 MOTION to Appear Pro Hac Vice Filing fee $ 150, receipt number ANYEDC-14267059. by Barclays Bank PLC. (Attachments: #1 Declaration of Lilia B. Vazova in Support of Motion for Admission Pro Hac Vice, #2 Exhibit A - Certificate of Good Standing, #3 Proposed Order) (Vazova, Lilia) |
| Filing 48 NOTICE of Appearance by Lawrence Edward Buterman on behalf of Barclays Bank PLC (aty to be noticed) (Buterman, Lawrence) |
| Filing 47 NOTICE of Appearance by Richard D. Owens on behalf of Barclays Bank PLC (aty to be noticed) (Owens, Richard) |
| Filing 46 WAIVER OF SERVICE Returned Executed by Angel Guzman, Dan Dechirico, Joshua Palmer. Sequoia Capital Operations LLC waiver sent on 2/12/2021, answer due 4/13/2021. (Hettler, Kathryn) |
| Filing 45 NOTICE of Appearance by Heather Marie Burke on behalf of Apex Clearing Corporation (aty to be noticed) (Burke, Heather) |
| Filing 44 Corporate Disclosure Statement by Apex Clearing Corporation identifying Corporate Parent Apex Clearing Holdings LLC, Corporate Parent PEAK6 Investments LLC for Apex Clearing Corporation. (Pace, Jack) |
| Filing 43 NOTICE of Appearance by Bryan Gant on behalf of Apex Clearing Corporation (aty to be noticed) (Gant, Bryan) |
| Filing 42 NOTICE of Appearance by John Mark Gidley on behalf of Apex Clearing Corporation (aty to be noticed) (Gidley, John) |
| Filing 41 NOTICE of Appearance by Jack E. Pace on behalf of Apex Clearing Corporation (aty to be noticed) (Pace, Jack) |
| Filing 40 WAIVER OF SERVICE Returned Executed by Angel Guzman, Dan Dechirico, Joshua Palmer. Square Inc. waiver sent on 2/12/2021, answer due 4/13/2021. (Hettler, Kathryn) |
| Filing 39 WAIVER OF SERVICE Returned Executed by Angel Guzman, Dan Dechirico, Joshua Palmer. Cash App Investing LLC waiver sent on 2/12/2021, answer due 4/13/2021. (Hettler, Kathryn) |
| Filing 38 Corporate Disclosure Statement by Morgan Stanley Smith Barney LLC identifying Corporate Parent Morgan Stanley, Other Affiliate Morgan Stanley Domestic Holdings, Inc., Other Affiliate Mitsubishi UFJ Financial Group, Inc. 7-1 Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330, Other Affiliate Morgan Stanley Capital Management, LLC. for Morgan Stanley Smith Barney LLC. (Weinstein, Brian) |
| Filing 37 Corporate Disclosure Statement by ETrade Financial Holdings, LLC identifying Corporate Parent Morgan Stanley, Other Affiliate Morgan Stanley Domestic Holdings, Inc., Other Affiliate Morgan Stanley Capital Management, LLC, Other Affiliate Mitsubishi UFJ Financial Group, Inc. 7-1 Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330 for ETrade Financial Holdings, LLC. (Weinstein, Brian) |
| Filing 36 Corporate Disclosure Statement by ETrade Securities LLC identifying Corporate Parent Morgan Stanley, Other Affiliate Morgan Stanley Domestic Holdings, Inc., Other Affiliate Morgan Stanley Capital Management, LLC, Other Affiliate E*TRADE Financial Holdings, LLC, Other Affiliate Mitsubishi UFJ Financial Group, Inc. 7-1 Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330, Other Affiliate ETCM Holdings, LLC for. (Weinstein, Brian) |
| Filing 35 NOTICE of Appearance by Janet Jones-Duffey on behalf of ETrade Financial Corporation, ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC (aty to be noticed) (Jones-Duffey, Janet) |
| Filing 34 NOTICE of Appearance by Gina Marie Cora on behalf of ETrade Financial Corporation, ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC (aty to be noticed) (Cora, Gina) |
| Filing 33 NOTICE of Appearance by Brian Stryker Weinstein on behalf of ETrade Financial Corporation, ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC (aty to be noticed) (Weinstein, Brian) |
| Filing 32 WAIVER OF SERVICE Returned Executed by Angel Guzman, Dan Dechirico, Joshua Palmer. ETrade Financial Holdings, LLC waiver sent on 3/3/2021, answer due 5/3/2021. (Hettler, Kathryn) |
| Filing 31 WAIVER OF SERVICE Returned Executed by Angel Guzman, Dan Dechirico, Joshua Palmer. Morgan Stanley Smith Barney LLC waiver sent on 3/3/2021, answer due 5/3/2021. (Hettler, Kathryn) |
| Filing 30 WAIVER OF SERVICE Returned Executed by Angel Guzman, Dan Dechirico, Joshua Palmer. ETrade Securities LLC waiver sent on 3/3/2021, answer due 5/3/2021. (Hettler, Kathryn) |
| Filing 29 NOTICE of Appearance by Janet Jones-Duffey on behalf of ETrade Financial Corporation (aty to be noticed) (Jones-Duffey, Janet) |
| Filing 28 NOTICE of Appearance by Gina Marie Cora on behalf of ETrade Financial Corporation (aty to be noticed) (Cora, Gina) |
| Filing 27 Corporate Disclosure Statement by ETrade Financial Corporation identifying Corporate Parent Morgan Stanley, Other Affiliate Morgan Stanley Domestic Holdings, Inc., Other Affiliate Morgan Stanley Capital Management, LLC, Other Affiliate E*Trade Financial Holdings, LLC, Other Affiliate E*TRADE Financial, LLC, Other Affiliate Mitsubishi UFJ Financial Group, Inc. 7-1 Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330 for. (Weinstein, Brian) |
| Filing 26 NOTICE of Appearance by Brian Stryker Weinstein on behalf of ETrade Financial Corporation (aty to be noticed) (Weinstein, Brian) |
| Filing 25 WAIVER OF SERVICE Returned Executed by Angel Guzman, Dan Dechirico, Joshua Palmer. ETrade Financial Corporation waiver sent on 2/12/2021, answer due 4/13/2021. (Hettler, Kathryn) |
| Filing 24 WAIVER OF SERVICE Returned Executed by Angel Guzman, Dan Dechirico, Joshua Palmer. The Depository Trust & Clearing Corporation waiver sent on 2/25/2021, answer due 4/26/2021. (Zaydfudim, Eugene) |
| Filing 23 WAIVER OF SERVICE Returned Executed by Angel Guzman, Dan Dechirico, Joshua Palmer. The Charles Schwab Corporation waiver sent on 2/12/2021, answer due 4/13/2021. (Zaydfudim, Eugene) |
| Filing 22 WAIVER OF SERVICE Returned Executed by Angel Guzman, Dan Dechirico, Joshua Palmer. TD Ameritrade Inc. waiver sent on 2/12/2021, answer due 4/13/2021. (Zaydfudim, Eugene) |
| Filing 21 WAIVER OF SERVICE Returned Executed by Angel Guzman, Dan Dechirico, Joshua Palmer. Charles Schwab & Co. Inc. waiver sent on 2/12/2021, answer due 4/13/2021. (Zaydfudim, Eugene) |
| Filing 20 NOTICE of Appearance by Robin Linnett Nunn on behalf of Stash Financial, Inc. (aty to be noticed) (Nunn, Robin) |
| Filing 19 Corporate Disclosure Statement by Stash Financial, Inc. (Nunn, Robin) |
| Filing 18 NOTICE of Appearance by Robin Linnett Nunn on behalf of Ally Financial Inc. (aty to be noticed). (Nunn, Robin). NOTE: Attorney's Assistant C. Calvaruso called on 2/24/21 and notified Deputy Clerk M. Layne that the atty. Robin Nunn was associated in error as to deft. Ally Financial Inc.. Association updated, see DE #20 . (Layne, Monique). |
| Filing 17 NOTICE of Voluntary Dismissal by Dan Dechirico, Angel Guzman, Joshua Palmer as to Defendant Etoro USA Securities, Inc. (Hettler, Kathryn) |
| Filing 16 WAIVER OF SERVICE Returned Executed by Angel Guzman, Dan Dechirico, Joshua Palmer. Tastyworks Inc. waiver sent on 2/12/2021, answer due 4/13/2021. (Schirripa, Frank) |
| Filing 15 WAIVER OF SERVICE Returned Executed by Angel Guzman, Dan Dechirico, Joshua Palmer. Melvin Capital Management LP waiver sent on 2/22/2021, answer due 4/23/2021. (Zaydfudim, Eugene) |
| Filing 14 WAIVER OF SERVICE Returned Executed by Angel Guzman, Dan Dechirico, Joshua Palmer. Open to the Public Investing Inc. waiver sent on 2/12/2021, answer due 4/13/2021. (Zaydfudim, Eugene) |
| Filing 13 WAIVER OF SERVICE Returned Executed by Angel Guzman, Dan Dechirico, Joshua Palmer. Apex Clearing Corporation waiver sent on 2/16/2021, answer due 4/19/2021. (Zaydfudim, Eugene) |
| Filing 12 WAIVER OF SERVICE Returned Executed by Angel Guzman, Dan Dechirico, Joshua Palmer. Citadel Enterprise Americas LLC waiver sent on 2/11/2021, answer due 4/12/2021. (Zaydfudim, Eugene) |
| Filing 11 WAIVER OF SERVICE Returned Executed by Angel Guzman, Dan Dechirico, Joshua Palmer. Citadel Securities LLC waiver sent on 2/11/2021, answer due 4/12/2021. (Zaydfudim, Eugene) |
| Filing 10 NOTICE by Dan Dechirico, Angel Guzman, Joshua Palmer Notice to Court Regarding Notice of Related Action filed with the JPML (Zaydfudim, Eugene) |
| Filing 9 NOTICE of Appearance by Eugene Zaydfudim on behalf of Dan Dechirico, Angel Guzman, Joshua Palmer (aty to be noticed) (Zaydfudim, Eugene) |
| Filing 8 WAIVER OF SERVICE Returned Executed by Angel Guzman, Dan Dechirico, Joshua Palmer. Robinhood Securities LLC waiver sent on 2/8/2021, answer due 4/9/2021. (Hettler, Kathryn) |
| Filing 7 WAIVER OF SERVICE Returned Executed by Angel Guzman, Dan Dechirico, Joshua Palmer. Robinhood Markets Inc. waiver sent on 2/8/2021, answer due 4/9/2021. (Hettler, Kathryn) |
| Filing 6 WAIVER OF SERVICE Returned Executed by Angel Guzman, Dan Dechirico, Joshua Palmer. Robinhood Financial LLC waiver sent on 2/8/2021, answer due 4/9/2021. (Hettler, Kathryn) |
| Filing 5 This attorney case opening filing has been checked for quality control. See the attachment for corrections that were made, if any. (Bowens, Priscilla) |
| Filing 4 In accordance with Rule 73 of the Federal Rules of Civil Procedure and Local Rule 73.1, the parties are notified that if all parties consent a United States magistrate judge of this court is available to conduct all proceedings in this civil action including a (jury or nonjury) trial and to order the entry of a final judgment. Attached to the Notice is a blank copy of the consent form that should be filled out, signed and filed electronically only if all parties wish to consent. The form may also be accessed at the following link: #http://www.uscourts.gov/uscourts/FormsAndFees/Forms/AO085.pdf. You may withhold your consent without adverse substantive consequences. Do NOT return or file the consent unless all parties have signed the consent. (Bowens, Priscilla) |
| Filing 3 Summons Issued as to All Defendants. (Bowens, Priscilla) |
| Filing 2 NOTICE of Appearance by Kathryn A Hettler on behalf of Dan Dechirico, Angel Guzman, Joshua Palmer (aty to be noticed) (Hettler, Kathryn) |
| Case Assigned to Judge LaShann DeArcy Hall and Magistrate Judge Roanne L. Mann. Please download and review the Individual Practices of the assigned Judges, located on our #website. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. (Bowens, Priscilla) |
| Filing 1 COMPLAINT against Ally Financial Inc., Alpaca Securities LLC, Apex Clearing Corporation, Barclays Bank PLC, Cash App Investing LLC, Charles Schwab & Co. Inc., Citadel Enterprise Americas LLC, Citadel Securities LLC, ETrade Financial Corporation, ETrade Financial Holdings, LLC, ETrade Securities LLC, Etoro USA Securities Inc., FF Trade Republic Growth LLC, Freetrade Ltd., Fumi Holdings, Inc., IG Group Holdings PLC, Interactive Brokers LLC, M1 Finance LLC, Melvin Capital Management LP, Morgan Stanley Smith Barney LLC, Open to the Public Investing Inc., Robinhood Financial LLC, Robinhood Markets Inc., Robinhood Securities LLC, Sequoia Capital Operations LLC, Square Inc., Stash Financial, Inc., TD Ameritrade Inc., Tastyworks Inc., The Charles Schwab Corporation, The Depository Trust & Clearing Corporation, Trading 212 Ltd., Trading 212 UK Ltd., Webull Financial LLC filing fee $ 402, receipt number ANYEDC-14114202 Was the Disclosure Statement on Civil Cover Sheet completed -YES,, filed by Angel Guzman, Dan Dechirico, Joshua Palmer. (Attachments: #1 Civil Cover Sheet, #2 Proposed Summons) (Schirripa, Frank) |
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