SECURITIES AND EXCHANGE COMMISSION v. ARBAB et al
| SECURITIES AND EXCHANGE COMMISSION |
| ARTIS PROFICIO CAPITAL INVESTMENTS LLC, SYED ARHAM ARBAB and ARTIS PROFICIO CAPITAL MANAGEMENT LLC |
| 3:2019cv00055 |
| May 31, 2019 |
| US District Court for the Middle District of Georgia |
| CLAY D LAND |
| Securities/Commodities |
| 15 U.S.C. § 77 |
| Plaintiff |
Docket Report
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This docket was last retrieved on April 8, 2021. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 35 AMENDED CONSENT JUDGMENT re #32 CONSENT JUDGMENT. (ggs) |
Filing 34
ORDER granting #33 Motion to Amend Judgment. Ordered by US DISTRICT JUDGE CLAY D LAND on 4/8/2021. (ggs)
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| Filing 33 MOTION to Amend/Correct #32 Consent Judgment by SECURITIES AND EXCHANGE COMMISSION filed by W SHAWN MURNAHAN. (Attachments: #1 Proposed Order Exhibit A, #2 Proposed Order Exhibit B)(MURNAHAN, W) |
| Filing 32 DISREGARD - AMENDED CONSENT JUDGMENT FILED AT TAB 35 - CONSENT JUDGMENT as to SYED ARHAM ARBAB. (ggs) Modified on 4/8/2021 (ggs). |
| Filing 31 CONSENT JUDGMENT as to ARTIS PROFICIO CAPITAL MANAGEMENT, LLC. (ggs) |
| Filing 30 CONSENT JUDGMENT as to PROFICIO CAPITAL INVESTMENTS, LLC. (ggs) |
| Filing 29 MOTION to Approve Consent Judgment by SECURITIES AND EXCHANGE COMMISSION filed by W SHAWN MURNAHAN. (Attachments: #1 Affidavit Consent to Proposed Judgment of Defendant Syed Arham Arbab, #2 Proposed Order Consent Judgment Against Defendant Syed Arham Arbab, #3 Affidavit Consent to Proposed Judgment of Defendant Artis Proficio Capital Investments, LLC, #4 Proposed Order Consent Judgment Against Defendant Artis Proficio Capital Investments, LLC, #5 Affidavit Consent to Proposed Judgment of Defendant Artis Proficio Capital Management, LLC, #6 Proposed Order Consent Judgment Against Defendant Artis Proficio Capital Management, LLC)(MURNAHAN, W) |
| Filing 28 SCHEDULING/DISCOVERY ORDER:Discovery to be complete by 4/17/2020. Dispositive motions due by 5/18/2020. Ordered by US DISTRICT JUDGE CLAY D LAND on 10/25/2019. (ggs) |
| Filing 27 NOTICE of Attorney Appearance by DAVID M STEWART on behalf of All Defendants Attorney DAVID M STEWART added to party SYED ARHAM ARBAB(pty:dft), Attorney DAVID M STEWART added to party ARTIS PROFICIO CAPITAL INVESTMENTS LLC(pty:dft), Attorney DAVID M STEWART added to party ARTIS PROFICIO CAPITAL MANAGEMENT LLC(pty:dft) (STEWART, DAVID) |
| The joint, proposed Scheduling/Discovery Order requested from the parties by the Court's Rules 16/26 Order is now PAST DUE. Unless the proposed order is received within 14 days from this date, the case file will be referred to the district judge for possible sanctions.Proposed Scheduling/Discovery order due by 10/24/2019. Related document: #22 Order - Rules 16/26.(ggs) |
| Notice of Deficiency (related document(s): #21 Answer to Complaint filed by SYED ARHAM ARBAB, ARTIS PROFICIO CAPITAL MANAGEMENT LLC, ARTIS PROFICIO CAPITAL INVESTMENTS LLC ); Pursuant to MDGA Local Rule 83.1.2C(1) "In a civil case in which a party is represented only by counsel not a member of the bar of this court, such counsel must designate some willing member of the local bar of this court upon whom motions and papers may be served and who will be designated as local counsel. That designation shall not become effective until such local counsel has entered a notice of appearance therein." Local counsel must be obtained immediately.(ggs) |
| Filing 26 This is a text only entry; no document issued. ORDER granting #25 Motion for Extension of Time. The Court extends the parties' deadline for submitting a proposed scheduling order to October 4, 2019. Ordered by US DISTRICT JUDGE CLAY D LAND on 9/16/2019 (hmb) |
| Filing 25 JOINT MOTION for Extension of Time to File Submission of Proposed Scheduling/Discovery Order. by SECURITIES AND EXCHANGE COMMISSION filed by W SHAWN MURNAHAN.(MURNAHAN, W) |
| Filing 24 Corporate Disclosure Statement by ARTIS PROFICIO CAPITAL INVESTMENTS LLC, ARTIS PROFICIO CAPITAL MANAGEMENT LLC (LOVENTHAL, ROBERT) |
| Filing 23 Corporate Disclosure Statement by SYED ARHAM ARBAB (LOVENTHAL, ROBERT) |
| Notice of Deficiency (related document(s): #23 Corporate Disclosure Statement filed by SYED ARHAM ARBAB ); Non-corporate parties are not required to file a Corporate Disclosure Statement. The corporate defendants were not selected as filers. Document must be refiled by the corporate defendants. (ggs) |
| Filing 22 RULES 16/26 ORDER:Proposed Scheduling/Discovery order due by 9/13/2019. Ordered by US DISTRICT JUDGE CLAY D LAND on 8/2/2019. (ggs) |
| Notice of Deficiency (related document(s): #21 Answer to Complaint filed by SYED ARHAM ARBAB, ARTIS PROFICIO CAPITAL MANAGEMENT LLC, ARTIS PROFICIO CAPITAL INVESTMENTS LLC ); Pursuant to Local Rule 87.1, all nongovernmental corporate parties must file a Corporate Disclosure Statement. Please file the required corporate disclosures immediately. (ggs) |
| Filing 21 ANSWER to Complaint by SYED ARHAM ARBAB,ARTIS PROFICIO CAPITAL INVESTMENTS LLC, ARTIS PROFICIO CAPITAL MANAGEMENT LLC .(LOVENTHAL, ROBERT) Modified on 8/1/2019 to add additional filing parties (ggs). |
| Filing 20 AFFIDAVIT of Compliance by SYED ARHAM ARBAB (LOVENTHAL, ROBERT) |
| Filing 19 This is a text only entry; no document issued. ORDER granting #18 Motion for Extension of Time. The Court grants parties' request for extension of time to conduct an accounting. The new deadline shall be July 25, 2019. Ordered by US DISTRICT JUDGE CLAY D LAND on 7/10/2019 (hmb) |
| Filing 18 UNOPPOSED MOTION for Extension of Time to File. by SYED ARHAM ARBAB filed by ROBERT D LOVENTHAL.(LOVENTHAL, ROBERT) |
| Filing 17 This is a text only entry; no document issued.ORDER The Court grants parties' request for extension of time to conduct an accounting. The new deadline shall be July 15, 2019. Ordered by US DISTRICT JUDGE CLAY D LAND on 6/27/2019. (hmb) |
| Filing 16 STIPULATION JOINT STIPULATION REGARDING DEFENDANTS ACCOUNTING by SYED ARHAM ARBAB (LOVENTHAL, ROBERT) |
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Filing 15
Order granting Petition for Admission Pro Hac Vice (Petition Attached); Attorney Admission Fee Met by ROBERT D LOVENTHAL (nop)
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| Filing 14 This is a text only entry; no document issued. ORDER granting #12 Motion for Extension of Time to Answer. The new deadline for Defendant Syed Arham Arbab to answer shall be August 1, 2019. Ordered by US DISTRICT JUDGE CLAY D LAND on 6/24/2019 (hmb) |
| Filing 13 PETITION TO THE CLERK FOR ADMISSION TO PLEAD AND PRACTICE PRO HAC VICE by SYED ARHAM ARBAB Attorney Admission Fee (Pro Hac Vice) paid by Receipt # AGAMDC-3193179, $100 (Attachments: #1 Certificate of Good Standing)(LOVENTHAL, ROBERT) |
| Filing 12 MOTION for Extension of Time to File Answer re #1 Complaint, Filed by SYED ARHAM ARBAB. (Attachments: #1 Cover Letter, #2 Envelope)(ggs) |
| Filing 11 NOTICE of Change of Address as to SYED ARHAM ARBAB (cover letter enclosed with pleading) (Attachments: #1 Envelope)(ggs) |
| Filing 10 Mail Returned - #9 Order on Motion to Approve Consent Judgment sent to SYED ARHAM ARBAB returned as undeliverable. (ggs) |
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Filing 9
ORDER granting #8 Motion to Approve Consent Preliminary Injunction Ordered by US DISTRICT JUDGE CLAY D LAND on 6/4/2019 (glg) Modified on 6/4/2019 to correct docket text. (ggs).
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| Filing 8 MOTION to Approve Consent Preliminary Injunction by SECURITIES AND EXCHANGE COMMISSION filed by M GRAHAM LOOMIS. (Attachments: #1 Proposed Order)(LOOMIS, M) Modified on 6/4/2019 to correct docket text. (ggs). |
| NOTICE OF CANCELLATION OF HEARING ON MOTION re 4 MOTION for Temporary Restraining Order: Motion Hearing WAS set for 6/5/2019 10:30 AM in Athens before US DISTRICT JUDGE CLAY D LAND. Hearing is cancelled to #8 MOTION to Approve Consent Judgment by SECURITIES AND EXCHANGE COMMISSION. (glg) |
| Notice of Deficiency (related document(s): #8 Motion to Approve Consent Judgment filed by SECURITIES AND EXCHANGE COMMISSION ); Wrong event used, the correct event is "MOTION FOR MISCELLANEOUS RELIEF" - No need to refile, docket entry corrected by case manager. (ggs) |
| Filing 7 Summons Issued as to ARTIS PROFICIO CAPITAL MANAGEMENT LLC. (ggs) |
| Filing 6 Summons Issued as to ARTIS PROFICIO CAPITAL INVESTMENTS LLC. c/o United States Corporation Agents, Inc. (ggs) |
| Filing 5 MOTION for Hearing re #4 MOTION for Temporary Restraining Order by SECURITIES AND EXCHANGE COMMISSION filed by M GRAHAM LOOMIS.(LOOMIS, M) |
| Filing 4 EMERGENCY MOTION for Temporary Restraining Order by SECURITIES AND EXCHANGE COMMISSION filed by M GRAHAM LOOMIS. (Attachments: #1 Memorandum in Support Memorandum of Law in Support of Motion for Temporary Restraining Order, #2 Affidavit Exhibit 1 - Declaration of Krysta Cannon, #3 Affidavit Exhibit 2 - Declaration of Renee Lorys, #4 Affidavit Exhibit 3 - Declaration of Candler Cook, #5 Affidavit Exhibit 4 - Declaration of Aaron Miller, #6 Proposed Order Proposed Temporary Restraining Order)(LOOMIS, M) |
| Filing 3 Summons Issued as to ARTIS PROFICIO CAPITAL INVESTMENTS LLC. c/o Syed Arham Arbab (ggs) Modified on 5/31/2019 (ggs). |
| Filing 2 Summons Issued as to SYED ARHAM ARBAB. (ggs) |
| Filing 1 COMPLAINT against All Defendants filed by SECURITIES AND EXCHANGE COMMISSION (Attachments: #1 Civil Cover Sheet, #2 Summons Arbab Summons, #3 Summons Artis Proficio Capital Investments, LLC Summons, #4 Summons Artis Proficio Capital Investments, LLC Agent Summons, #5 Summons Artis Proficio Capital Management, LLC Summons)(LOOMIS, M) |
| NOTICE OF SETTING HEARING ON MOTION re #4 MOTION for Temporary Restraining Order: Motion Hearing set for 6/5/2019 10:30 AM in Athens before US DISTRICT JUDGE CLAY D LAND. Counsel for Plaintiff shall notify Defendant of the hearing. (glg) |
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