US SECURITIES AND EXCHANGE COMMISSION v. WOOTEN et al
Plaintiff: US SECURITIES AND EXCHANGE COMMISSION
Defendant: EDWARD L WOOTEN, LEE S ROSE, JOHN L KRCIL and BLACK LION INVESTMENT PARTNERS INC
Case Number: 5:2021cv00270
Filed: July 30, 2021
Court: US District Court for the Middle District of Georgia
Presiding Judge: TILMAN E SELF
Nature of Suit: Securities/Commodities
Cause of Action: 12 U.S.C. ยง 22
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on November 2, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
September 2, 2021 Opinion or Order Filing 6 SUMMONS Returned Executed by US SECURITIES AND EXCHANGE COMMISSION as to BLACK LION INVESTMENT PARTNERS INC. (SCHROEDER, ROBERT)
September 2, 2021 Opinion or Order Filing 5 SUMMONS Returned Executed by US SECURITIES AND EXCHANGE COMMISSION as to EDWARD L WOOTEN. (SCHROEDER, ROBERT)
August 16, 2021 Opinion or Order Filing 4 SUMMONS Returned Executed by US SECURITIES AND EXCHANGE COMMISSION as to LEE S ROSE. (SCHROEDER, ROBERT)
August 16, 2021 Opinion or Order Filing 3 SUMMONS Returned Executed by US SECURITIES AND EXCHANGE COMMISSION as to JOHN L KRCIL. (SCHROEDER, ROBERT)
July 30, 2021 Opinion or Order Filing 2 Summons Issued as to BLACK LION INVESTMENT PARTNERS INC, JOHN L KRCIL, LEE S ROSE, EDWARD L WOOTEN. (Attachments: #1 Summons Lee S. Rose, #2 Summons John L. Krcil, #3 Summons Black Lion Investment Partners Inc.)(vs)
July 30, 2021 Opinion or Order Filing 1 COMPLAINT against All Defendants filed by US SECURITIES AND EXCHANGE COMMISSION (Attachments: #1 Civil Cover Sheet, #2 Summons Edward L. Wooten, #3 Summons Lee S. Rose, #4 Summons John L Krcil, #5 Summons Black Lion Investment Partners, Inc.)(LOOMIS, M)
July 30, 2021 Opinion or Order NOTICE TO COUNSEL - ROBERT F. SCHROEDER - Counsel is notified that they do not show in the court records that they meet the required attorney admissions policies of this court. If within 14 days of this notice all requirements, including the payment of Pro Hac Vice or admissions fees, have not been met, a show cause hearing will be scheduled. PLEASE BE ADVISED you will not receive electronic notification of electronic filings until you comply with the admissions requirements.(vs)
July 30, 2021 Opinion or Order Notice of Deficiency (related document(s): #1 Complaint, filed by US SECURITIES AND EXCHANGE COMMISSION ); The PACER login ID and password used to electronically file a document constitutes the Participants electronic signature for all purposes under the Federal Rules. All electronically filed documents must include a signature block and must set forth the filers name, address, telephone number and e-mail address. The name on the document and the name associated with the participants login ID must be the same. NO NEED TO REFILE. (vs)

Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the Georgia Middle District Court's Electronic Court Filings (ECF) System

Search for this case: US SECURITIES AND EXCHANGE COMMISSION v. WOOTEN et al
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Web [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: US SECURITIES AND EXCHANGE COMMISSION
Represented By: M GRAHAM LOOMIS
Represented By: ROBERT F SCHROEDER
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: EDWARD L WOOTEN
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: LEE S ROSE
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: JOHN L KRCIL
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: BLACK LION INVESTMENT PARTNERS INC
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?