Securities and Exchange Commission v. Kelly et al
| Securities and Exchange Commission |
| Lion's Share & Associates, Inc., Sean Kelly, Lion's Share Financial of East Cobb, Inc. and Lionsshare Tax Services, LLC |
| Center Street Securities, Inc. |
| 1:2018cv04939 |
| October 25, 2018 |
| US District Court for the Northern District of Georgia |
| Timothy C Batten |
| Securities/Commodities |
| 15 U.S.C. § 77 |
| Plaintiff |
Docket Report
RSS Track this Docket
This docket was last retrieved on December 3, 2018. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 18 MOTION for Clarification re: #17 Preliminary Injunction, by Securities and Exchange Commission. (Attachments: #1 Text of Proposed Order)(Mayes, Joshua) |
| Filing 17 PRELIMINARY INJUNCTION as to the defendants, their agents, servants, employees, attorneys and all other persons in active concert or participation with them. Rhonda Duffy is appointed liquidation agent. Signed by Judge Timothy C. Batten, Sr. on 11/15/2018. (adg) |
| Filing 16 Minute Entry for proceedings held before Judge Timothy C. Batten, Sr.: Motion Hearing held on 11/15/2018 re #2 MOTION for Injunction. Duffy Real Estate appointed to liquidate assets. Court signed the order for preliminary injunction. Hearing Concluded. (Court Reporter Andy Ashley)(rsh) |
| Filing 15 PROPOSED ORDER Preliminary Injunction re: #14 Motion Hearing,,, Set Motion and R&R Deadlines/Hearings,, Submission to District Judge. (Mayes, Joshua) |
| Filing 14 Minute Entry for proceedings held before Judge Timothy C. Batten, Sr.: Motion Hearing held on 11/7/2018 re #2 MOTION for Temporary Restraining Order. Injunction hearing held: Dft requested additional time to review the evidence.Court granted a one week extension; hearing to be continued. TRO willremain in effect through the date of the final hearing. Order forthcoming. MOTION HEARING CONTINUED to 11/15/2018 at 02:00 PM in ATLA Courtroom 2106 before Judge Timothy C. Batten Sr..). Hearing not concluded continued to 11/15/18. (Court Reporter Andy Ashley)(jlm) |
Filing 13
ORDER EXTENDING through and including 11/15/18, the Court's #7 Temporary Restraining Order. Signed by Judge Timothy C. Batten, Sr. on 11/7/18. (jlm)
|
| Filing 12 Letter from PNC Bank re #7 Order (adg) |
| NOTICE RESETTING TRO Hearing: Hearing reset for 11/7/2018 at 02:30 PM in ATLA Courtroom 2106 before Judge Timothy C. Batten Sr.(se) |
| Filing 11 Letter from Branch Banking and Trust Company re #7 Order (adg) |
| Filing 10 RESPONSE re #7 Temporary Restraining Order,,, Order to Show Cause,, Certified Statement in Response to Temporary Restraining Order filed by Center Street Securities, Inc.. (Attachments: #1 Exhibit Declaration of Michael Romano)(Holcomb, M.) |
| Filing 9 CERTIFICATE OF SERVICE of Discovery to Sean Kelly by Securities and Exchange Commission.(Mayes, Joshua) |
| Filing 8 AFFIDAVIT of Service for Summons and Complaint, Temporary Restraining Order and other documents , as to Sean Kelly via Substitute Service. (Mayes, Joshua) |
|
Filing 7
TEMPORARY RESTRAINING ORDER and ORDER TO SHOW CAUSE. Show Cause Hearing set for 11/8/2018 at 02:00 PM in ATLA Courtroom 2106 before Judge Timothy C. Batten Sr. Defendants show cause, if any, why a preliminary injunction pursuant to Rule 65 of the Federal Rules of Civil Procedure should not be granted as requested by the Commission. Until further order of this Court the assets of Defendants be, and hereby are, frozen. IT IS FURTHER ORDERED that the Commission, for good cause shown, may take expedited discovery. (See order for specific directives) Signed by Judge Timothy C. Batten, Sr. on 10/26/2018. (adg) (Main Document 7 replaced on 10/26/2018 per Chambers) (dgs).
|
| Filing 6 Electronic Summons Issued as to Sean Kelly. (adg) |
| Filing 5 Electronic Summons Issued as to Lionsshare Tax Services, LLC. (adg) |
| Filing 4 Electronic Summons Issued as to Lion's Share Financial of East Cobb, Inc.. (adg) |
| Filing 3 Electronic Summons Issued as to Lion's Share & Associates, Inc.. (adg) |
| Filing 2 Emergency MOTION for Temporary Restraining Order IMMEDIATE HEARING REQUESTEDby Securities and Exchange Commission. (Attachments: #1 Brief, #2 Rule 65 Certificate, #3 Declaration of Melissa Mitchell, #4 Declaration of Donald Weems, #5 Declaration of Lydia Wees, #6 Declaration of Leo Romsiewicz, #7 Declaration of Susan Rosiewicz, #8 Declaration of Linda Brooks, #9 Declaration of Jaimee George, #10 Declaration of Nicholas Detorie, #11 Declaration of Vickie Benc, #12 Declaration of Talathia, #13 Text of Proposed Order)(adg) |
| Submission of #2 Emergency MOTION for Temporary Restraining Order IMMEDIATE HEARING REQUESTED, to District Judge Timothy C. Batten Sr.. (adg) |
| Filing 1 COMPLAINT with Jury Demand filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)(adg) Please visit our website at http://www.gand.uscourts.gov/commonly-used-forms to obtain Pretrial Instructions and Pretrial Associated Forms which includes the Consent To Proceed Before U.S. Magistrate form. |
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the Georgia Northern District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
