Fleming et al v. Rollins, Inc. et al

Fleming et al v. Rollins, Inc. et al

Plaintiff:	Marcia G. Fleming, Casey Freeman, David Guyon, Anthony Loscalzo, Patrick Roseberry and Julio Samaniego
Defendant:	Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, Alliant Insurance Services, Inc., Alliant Retirement Services, LLC, LPL Financial LLC, Paul E. Northen, John Wilson, Jerry Gahlhoff, James Benton, A. Keith Payne, John and Jane Does 1-10, Empower Retirement, LLC, Prudential Insurance and Annuity Company and Prudential Bank & Trust, FBS
Case Number:	1:2021cv05343
Filed:	December 31, 2021
Court:	US District Court for the Northern District of Georgia
Presiding Judge:	Eleanor L Ross
Nature of Suit:	Labor: E.R.I.S.A.
Cause of Action:	29 U.S.C. § 1132 E.R.I.S.A.-Employee Benefits
Jury Demanded By:	None

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Docket Report

This docket was last retrieved on September 11, 2023. A more recent docket listing may be available from PACER.

Date Filed	Document Text
September 11, 2023	Filing 119 NOTICE Of Filing Third Update Regarding the Status of Settlement Discussions by David Guyon, Anthony Loscalzo, Patrick Roseberry, Julio Samaniego (Sharman, Paul) Modified to edit text on 9/12/2023 (ces).
August 31, 2023	Filing 118 NOTICE Of Filing Second Update Regarding the Status of Settlement Discussions by Marcia G. Fleming, Casey Freeman, David Guyon, Anthony Loscalzo, Patrick Roseberry, Julio Samaniego (Sharman, Paul) Modified to edit text on 9/1/2023 (ces).
August 18, 2023	Filing 117 NOTICE Of Filing Update Regarding the Status of Settlement Discussions by Marcia G. Fleming, Casey Freeman, David Guyon, Anthony Loscalzo, Patrick Roseberry, Julio Samaniego re #116 Order on Motion for Extension of Time, (Sharman, Paul) Modified to edit text on 8/22/2023 (ces).
July 19, 2023	Filing 116 ORDER: The Court DENIES the Parties' "Joint Motion to Extend Stay of Proceedings and Extend All Deadlines." #115 . The Court DIRECTS the Clerk to ADMINISTRATIVELY CLOSE this case. The Court DIRECTS the Parties to, within thirty (30) days of the date of this order, either (1) make a joint filing regarding the status of their settlement discussions or (2) move to reopen this case. Signed by Judge Eleanor L. Ross on 7/19/23. (ceo)
July 19, 2023	Civil Case Terminated. (ceo)
July 17, 2023	Filing 115 Second MOTION for Extension of Time to Extend Stay of Proceedings and Extend All Deadlines by Marcia G. Fleming, Casey Freeman, David Guyon, Anthony Loscalzo, Patrick Roseberry, Julio Samaniego. (Attachments: #1 Text of Proposed Order)(Sharman, Paul)
May 16, 2023	Filing 114 NOTICE by James Benton, Jerry Gahlhoff, Paul E. Northen, A. Keith Payne, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, John Wilson Rollins Defendants' Notice of Service of Discovery Material (Brockman, William)
May 16, 2023	Filing 113 ORDER granting #112 Motion to Stay. All proceedings in this matter will be stayed until July 17, 2023 while certain Parties pursue mediation, as described in the Joint Motion. All other case deadlines shall be extended accordingly. Signed by Judge Eleanor L. Ross on 5/16/23. (ceo)
May 15, 2023	Filing 112 Joint MOTION to Extend Stay and All Deadlines by Marcia G. Fleming, Casey Freeman, David Guyon, Anthony Loscalzo, Patrick Roseberry, Julio Samaniego. (Attachments: #1 Text of Proposed Order)(Sharman, Paul) Modified to edit text on 5/16/2023 (ceo).
April 14, 2023	Filing 111 ORDER granting #110 Joint Motion to Stay Proceedings and Extend All Deadlines. All proceedings in this matter will be stayed until May 15, 2023 while the Parties discuss the possibility of mediation. All other case deadlines shall be extended accordingly. Signed by Judge Eleanor L. Ross on 4/14/2023. (bgt)
April 14, 2023	Filing 110 Joint MOTION to Stay PROCEEDINGS AND EXTEND ALL DEADLINES by Marcia G. Fleming, Casey Freeman, David Guyon, Anthony Loscalzo, Patrick Roseberry, Julio Samaniego. (Attachments: #1 Text of Proposed Order)(Sharman, Paul)
March 31, 2023	Filing 109 Amended JOINT PRELIMINARY REPORT AND DISCOVERY PLAN filed by Marcia G. Fleming, Casey Freeman, David Guyon, Anthony Loscalzo, Patrick Roseberry, Julio Samaniego. (Attachments: #1 Amended Joint Preliminary Report & Discovery Plan)(Sharman, Paul)
March 27, 2023	Filing 108 Joint JOINT PRELIMINARY REPORT AND DISCOVERY PLAN filed by Marcia G. Fleming, Casey Freeman, David Guyon, Anthony Loscalzo, Patrick Roseberry, Julio Samaniego. (Sharman, Paul)
March 21, 2023	Clerk's Certificate of Mailing (via email) to Attorney Joshua Adler as to Alliant Insurance Services, Inc. and Alliant Retirement Services, LLC regarding Order on Application for Admission PHV. (mlb)
March 21, 2023	MINUTE ORDER (by docket entry only) GRANTING #103 Application for Admission Pro Hac Vice by Stephen K. Dixon; and GRANTING #104 Application for Admission Pro Hac Vice by Joshua M. Adler. Approved by District Judge Eleanor L. Ross on 3/21/23. If the applicant does not have CM/ECF access in the Northern District of Georgia already, they must request access at http://pacer.gov. If they have electronically filed in this district in a previous case, please omit this step.(mlb)
March 17, 2023	(DOCKETED IN ERROR)RETURN of #103 APPLICATION for Admission of Stephen K. Dixon Pro Hac Vice (Application fee $ 150, receipt number AGANDC-12453429). to attorney for correction re: Withdrawal of local counsel. (cdg) Modified on 3/17/2023 to add text (cdg).
March 17, 2023	Clerk's Certificate of Mailing (via email) to Attorney Sudeep Dhanoa as to Empower Retirement, LLC regarding Order on Application for Admission PHV. (mlb) Modified on 3/17/2023 to edit text (mlb).
March 17, 2023	MINUTE ORDER (by docket entry only) GRANTING #102 Application for Admission Pro Hac Vice by Sudeep Singh Dhanoa. Approved by District Judge Eleanor L. Ross on 3/17/23. If the applicant does not have CM/ECF access in the Northern District of Georgia already, they must request access at http://pacer.gov. If they have electronically filed in this district in a previous case, please omit this step.(mlb)
March 17, 2023	APPROVAL by Clerks Office re: #103 APPLICATION for Admission of Stephen K. Dixon Pro Hac Vice (Application fee $ 150, receipt number AGANDC-12453429).Attorney Stephen K. Dixon added appearing on behalf of Alliant Insurance Services, Inc., Alliant Retirement Services, LLC (cdg)
March 17, 2023	APPROVAL by Clerks Office re: #104 APPLICATION for Admission of Joshua M. Adler Pro Hac Vice (Application fee $ 150, receipt number AGANDC-12453450). Attorney Joshua M. Adler added appearing on behalf of Alliant Insurance Services, Inc., Alliant Retirement Services, LLC (cdg)
March 16, 2023	APPROVAL by Clerks Office re: #102 APPLICATION for Admission of Sudeep Singh Dhanoa Pro Hac Vice. Attorney Sudeep Singh Dhanoa added appearing on behalf of Empower Retirement, LLC, Prudential Bank & Trust, FBS (cdg)
March 13, 2023	Filing 107 ANSWER to #53 Amended Complaint and Affirmative Defenses by Empower Retirement, LLC, Prudential Bank & Trust, FBS.(Blocker, Mark) Please visit our website at http://www.gand.uscourts.gov to obtain Pretrial Instructions.
March 13, 2023	Filing 106 ANSWER to #53 Amended Complaint The Rollins Defendants' Answer and Affirmative Defenses to the First Amended Complaint by James Benton, Jerry Gahlhoff, Paul E. Northen, A. Keith Payne, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, John Wilson.(Brockman, William) Please visit our website at http://www.gand.uscourts.gov to obtain Pretrial Instructions.
March 13, 2023	Filing 105 ANSWER to #53 Amended Complaint by Alliant Insurance Services, Inc., Alliant Retirement Services, LLC. Discovery ends on 8/10/2023.(Caplan, Michael) Please visit our website at http://www.gand.uscourts.gov to obtain Pretrial Instructions.
March 10, 2023	Filing 104 APPLICATION for Admission of Joshua M. Adler Pro Hac Vice (Application fee $ 150, receipt number AGANDC-12453450).by Alliant Insurance Services, Inc., Alliant Retirement Services, LLC. (Caplan, Michael) Documents for this entry are not available for viewing outside the courthouse.
March 10, 2023	Filing 103 APPLICATION for Admission of Stephen K. Dixon Pro Hac Vice (Application fee $ 150, receipt number AGANDC-12453429).by Alliant Insurance Services, Inc., Alliant Retirement Services, LLC. (Caplan, Michael) Documents for this entry are not available for viewing outside the courthouse.
March 7, 2023	Filing 102 APPLICATION for Admission of Sudeep Singh Dhanoa Pro Hac Vice.by Empower Retirement, LLC, Prudential Bank & Trust, FBS. (Bold, Fredric) Documents for this entry are not available for viewing outside the courthouse.
March 6, 2023	RETURN of #98 APPLICATION for Admission of Sudeep Singh Dhanoa Pro Hac Vice (Application fee $ 150, receipt number AGANDC-12428472). Return to attorney for correction. Please list all courts that you have been admitted to practice and dates of admission. "State of Illinois" is not acceptable. (kkh)
March 3, 2023	Filing 101 CERTIFICATE OF SERVICE for Plaintiffs' Initial Disclosures by Marcia G. Fleming, Casey Freeman, David Guyon, Anthony Loscalzo, Patrick Roseberry, Julio Samaniego.(Sharman, Paul)
March 1, 2023	Filing 100 NOTICE by Empower Retirement, LLC, Prudential Bank & Trust, FBS - Prudential Defendants' Notice of Service of Discovery Material (Blocker, Mark)
March 1, 2023	Filing 99 CERTIFICATE OF SERVICE of Initial Disclosures by Alliant Insurance Services, Inc., Alliant Retirement Services, LLC.(Caplan, Michael)
March 1, 2023	Filing 98 APPLICATION for Admission of Sudeep Singh Dhanoa Pro Hac Vice (Application fee $ 150, receipt number AGANDC-12428472).by Empower Retirement, LLC, Prudential Bank & Trust, FBS. (Bold, Fredric) Documents for this entry are not available for viewing outside the courthouse.
March 1, 2023	Filing 97 NOTICE by James Benton, Jerry Gahlhoff, Paul E. Northen, A. Keith Payne, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, John Wilson Notice of Service of Discovery Material (Brockman, William)
March 1, 2023	Filing 96 ORDER granting #95 Unopposed MOTION for Extension of Time File Joint Preliminary Report and Discovery Plan. Parties shall have through and until March 27, 2023 to file the Joint Preliminary Report and Discovery Plan. Signed by Judge Eleanor L. Ross on 3/1/23. (ceo)
March 1, 2023	Filing 95 Unopposed MOTION for Extension of Time File Joint Preliminary Report and Discovery Plan by Marcia G. Fleming, Casey Freeman, David Guyon, Anthony Loscalzo, Patrick Roseberry, Julio Samaniego. (Attachments: #1 Text of Proposed Order Exh 1 - Proposed Order)(Sharman, Paul)
February 28, 2023	Filing 94 Certification of Consent to Substitution of Counsel. Fredric Joseph Bold, Jr replacing attorney Kamal Ghali. (Bold, Fredric)
February 21, 2023	Filing 93 ORDER granting Defendants' #92 Unopposed Motion for A Second Extension of Time to File Answers. All Defendants shall have through and until March 13, 2023 to answer the Amended Complaint. Signed by Judge Eleanor L. Ross on 2/21/2023. (bgt)
February 16, 2023	Filing 92 Unopposed MOTION for Extension of Time to File Answer re #53 Amended Complaint,, on Behalf of All Defendants by Alliant Insurance Services, Inc., Alliant Retirement Services, LLC. (Attachments: #1 Text of Proposed Order)(Caplan, Michael)
February 1, 2023	Filing 91 ORDER granting #90 Unopposed MOTION for Extension of Time to File Answer. All Defendants shall have through and until February 27, 2023 to answer the Amended Complaint. Signed by Judge Eleanor L. Ross on 2/1/23. (ceo)
February 1, 2023	Filing 90 Unopposed MOTION for Extension of Time to File Answer re #53 Amended Complaint,, by Alliant Insurance Services, Inc., Alliant Retirement Services, LLC, James Benton, Empower Retirement, LLC, Jerry Gahlhoff, Paul E. Northen, A. Keith Payne, Prudential Bank & Trust, FBS, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, John Wilson. (Attachments: #1 Text of Proposed Order Exhibit 1)(Brockman, William)
January 30, 2023	Filing 89 ORDER: The Court DENIES the Rollins Defendants' "Motion to Dismiss the First Amended Complaint." #75 . The Court GRANTS LPL's "Motion to Dismiss Plaintiffs' First Amended Complaint." #76 . Accordingly, the Court DIRECTS the Clerk to terminate LPL Financial LLC as a Party Defendant to this case. Additionally, the Court GRANTS IN PART AND DENIES IN PART the Alliant Defendants' "Motion to Dismiss the First Amended Complaint." #77 . Finally, the Court GRANTS IN PART AND DENIES IN PART the Prudential Defendants' "Motion to Dismiss the First Amended Class Action Complaint." #78 . The Court DIRECTS the Rollins Defendants, the Alliant Defendants, and the Prudential Defendants to, within fourteen (14) days of the date of this order, answer Plaintiffs' Amended Complaint. See FED. R. CIV. P. 12(a)(4)(A). Further, the Court DIRECTS the remaining Parties to, within thirty (30) days of the entry of this order, confer and submit a Joint Preliminary Report and Discovery Plan in accordance with the Local Rules of this district and to serve their initial disclosures pursuant to Federal Rule of Civil Procedure 26(a)(1). Signed by Judge Eleanor L. Ross on 1/30/23. (ceo)
October 25, 2022	Filing 88 NOTICE by Marcia G. Fleming, Casey Freeman, David Guyon, Anthony Loscalzo, Patrick Roseberry, Julio Samaniego re #87 Notice (Other), Objection/Response to Notice of Supplemental Authority (Sharman, Paul)
October 25, 2022	Filing 87 NOTICE by James Benton, Jerry Gahlhoff, Paul E. Northen, A. Keith Payne, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, John Wilson re #75 MOTION to Dismiss The First Amended Complaint (Notice of Supplemental Authority) (Attachments: #1 Exhibit Matousek Opinion)(Carey, Michael)
September 30, 2022	Submission of #78 MOTION to Dismiss the First Amended Class Action Complaint, #77 MOTION to Dismiss the First Amended Complaint, #75 MOTION to Dismiss The First Amended Complaint, #76 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM , to District Judge Eleanor L. Ross. (ceo)
September 29, 2022	Filing 86 REPLY to Response to Motion re #76 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM filed by LPL Financial LLC. (Cheng, Amy)
September 29, 2022	Filing 85 REPLY BRIEF re #75 MOTION to Dismiss The First Amended Complaint - Reply Brief in Support of the Rollins Defendants' Motion to Dismiss the First Amended Complaint filed by James Benton, Jerry Gahlhoff, Paul E. Northen, A. Keith Payne, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, John Wilson. (Brockman, William)
September 29, 2022	Filing 84 REPLY to Response to Motion re #78 MOTION to Dismiss the First Amended Class Action Complaint filed by Empower Retirement, LLC, Prudential Bank & Trust, FBS. (Blocker, Mark)
September 29, 2022	Filing 83 REPLY BRIEF re #77 MOTION to Dismiss the First Amended Complaint filed by Alliant Insurance Services, Inc., Alliant Retirement Services, LLC. (Stone, Julia)
August 30, 2022	Filing 82 RESPONSE in Opposition re #78 MOTION to Dismiss the First Amended Class Action Complaint filed by Marcia G. Fleming, Casey Freeman, David Guyon, Anthony Loscalzo, Patrick Roseberry, Julio Samaniego. (Sharman, Paul)
August 30, 2022	Filing 81 RESPONSE in Opposition re #77 MOTION to Dismiss the First Amended Complaint filed by Marcia G. Fleming, Casey Freeman, David Guyon, Anthony Loscalzo, Patrick Roseberry, Julio Samaniego. (Sharman, Paul)
August 30, 2022	Filing 80 RESPONSE in Opposition re #76 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM filed by Marcia G. Fleming, Casey Freeman, David Guyon, Anthony Loscalzo, Patrick Roseberry, Julio Samaniego. (Sharman, Paul)
August 30, 2022	Filing 79 RESPONSE in Opposition re #75 MOTION to Dismiss The First Amended Complaint filed by Marcia G. Fleming, Casey Freeman, David Guyon, Anthony Loscalzo, Patrick Roseberry, Julio Samaniego. (Sharman, Paul)
August 12, 2022	Submission of #78 MOTION to Dismiss the First Amended Class Action Complaint, #77 MOTION to Dismiss the First Amended Complaint, #75 MOTION to Dismiss The First Amended Complaint and #76 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM to District Judge Eleanor L. Ross. (mlb)
July 15, 2022	Filing 78 MOTION to Dismiss the First Amended Class Action Complaint with Brief In Support by Empower Retirement, LLC, Prudential Bank & Trust, FBS. (Attachments: #1 Memorandum of Law in Support of the Prudential Defendants' Motion to Dismiss the First Amended Complaint, #2 Declaration of Caroline A. Wong in Support of the Prudential Defendants' Motion to Dismiss the First Amended Complaint, #3 Exhibit A - Administrative Services Agreement ("ASA"), #4 Exhibit B - Prudential Guaranteed Income Contract ("GIC"))(Blocker, Mark)
July 15, 2022	Filing 77 MOTION to Dismiss the First Amended Complaint with Brief In Support by Alliant Insurance Services, Inc., Alliant Retirement Services, LLC. (Attachments: #1 Brief)(Caplan, Michael)
July 15, 2022	Filing 76 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM with Brief In Support by LPL Financial LLC. (Attachments: #1 Brief, #2 Declaration of Meaghan Vergow, #3 Exhibit 1 to Vergow Declaration, #4 Exhibit 2 to Vergow Declaration, #5 Exhibit 3 to Vergow Declaration, #6 Exhibit 4 to Vergow Declaration, #7 Exhibit 5 to Vergow Declaration, #8 Exhibit 6 to Vergow Declaration, #9 Exhibit 7 to Vergow Declaration, #10 Exhibit 8 to Vergow Declaration, #11 Exhibit 9 to Vergow Declaration, #12 Exhibit 10 to Vergow Declaration, #13 Exhibit 11 to Vergow Declaration, #14 Exhibit 12 to Vergow Declaration, #15 Exhibit 13 to Vergow Declaration, #16 Exhibit 14 to Vergow Declaration)(Cheng, Amy)
July 15, 2022	Filing 75 MOTION to Dismiss The First Amended Complaint with Brief In Support by James Benton, Jerry Gahlhoff, Paul E. Northen, A. Keith Payne, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, John Wilson. (Attachments: #1 Brief in Support of The Rollins Defendants' Motion to Dismiss The First Amended Complaint, #2 Declaration of Michael Carey in Support of The Rollins Defendants' Motion to Dismiss The First Amended Complaint, #3 Index of Exhibits to Declaration, #4 Exhibit 1, #5 Exhibit 2, #6 Exhibit 3, #7 Exhibit 4, #8 Exhibit 5, #9 Exhibit 6, #10 Exhibit 7, #11 Exhibit 8, #12 Exhibit 9, #13 Exhibit 10, #14 Exhibit 11, #15 Exhibit 12, #16 Exhibit 13, #17 Exhibit 14, #18 Exhibit 15, #19 Exhibit 16, #20 Exhibit 17, #21 Exhibit 18, #22 Exhibit 19, #23 Exhibit 20, #24 Exhibit 21, #25 Exhibit 22, #26 Exhibit 23, #27 Exhibit 24, #28 Exhibit 25, #29 Exhibit 26, #30 Exhibit 27, #31 Exhibit 28, #32 Exhibit 29, #33 Exhibit 30, #34 Exhibit 31, #35 Exhibit 32, #36 Exhibit 33, #37 Exhibit 34, #38 Exhibit 35, #39 Exhibit 36, #40 Exhibit 37, #41 Exhibit 38, #42 Exhibit 39)(Brockman, William)
July 15, 2022	Filing 74 Certificate of Interested Persons and Corporate Disclosure Statement by Empower Retirement, LLC, Prudential Bank & Trust, FBS identifying Corporate Parent Great-West Life & Annuity Insurance Company, Corporate Parent Great-West Lifeco Inc., Corporate Parent Power Corporation of Canada, Corporate Parent Power Financial Corporation, Corporate Parent GWL&A Financial Inc., Corporate Parent Great-West Lifeco U.S. LLC for Empower Retirement, LLC, Prudential Bank & Trust, FBS. (Blocker, Mark)
July 15, 2022	Clerks Notation re #74 Certificate of Interested Persons/Corporate Sisclosures by Empower Retirement, LLC, Prudential Bank & Trust, FBS identifying Corporate Parent Great-West Life & Annuity Insurance Company, Corporate Parent Great-West Lifeco Inc., Corporate Parent Power Corporation of Canada, Corporate Parent Power Financial Corporation, Corporate Parent GWL&A Financial Inc., Corporate Parent Great-West Lifeco U.S. LLC for Empower Retirement, LLC, and Prudential Bank & Trust, FBS. Read and approved by District Judge Eleanor L. Ross. (mlb)
June 28, 2022	Filing 73 ORDER granting #71 Joint Motion to Adopt Briefing Schedule. In the event that any Defendant moves to dismiss the Amended Complaint, the deadlines for filing the response and reply briefs shall be as follows: Plaintiffs' response briefs: August 30, 2022. Defendants' reply briefs: September 29, 2022. Signed by Judge Eleanor L. Ross on 6/28/2022. (ane)
June 28, 2022	Filing 72 ORDER granting #70 Joint Motion to Extend Page Limitations. Signed by Judge Eleanor L. Ross on 6/28/2022. (ane)
June 27, 2022	Filing 71 Joint MOTION to Adopt Briefing Schedule by James Benton, Jerry Gahlhoff, Paul E. Northen, A. Keith Payne, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, John Wilson. (Attachments: #1 Text of Proposed Order)(Carey, Michael) Modified on 6/28/2022 to edit text(ane).
June 27, 2022	MINUTE ORDER (by docket entry only) GRANTING #68 Application for Admission Pro Hac Vice of Mark Bruce Blocker and GRANTING #69 Application for Admission Pro Hac Vice of Caroline Anna Wong. Approved by District Judge Eleanor L. Ross on 6/27/22. If the applicant does not have CM/ECF access in the Northern District of Georgia already, they must request access at http://pacer.gov. If they have electronically filed in this district in a previous case, please omit this step.(mlb)
June 27, 2022	APPROVAL by Clerks Office re: #68 APPLICATION for Admission of Mark Bruce Blocker Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11879650). Attorney Mark Bruce Blocker added appearing on behalf of Empower Retirement, LLC, Prudential Bank & Trust, FBS (cdg)
June 27, 2022	APPROVAL by Clerks Office re: #69 APPLICATION for Admission of Caroline Anna Wong Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11879672). Attorney Caroline Anna Wong added appearing on behalf of Empower Retirement, LLC, Prudential Bank & Trust, FBS (cdg)
June 27, 2022	Clerk's Certificate of Mailing (via email)to Attorneys Mark Blocker and Caroline Wong as to Empower Retirement, LLC regarding Order on Application for Admission PHV. (mlb)
June 23, 2022	Filing 70 Joint MOTION for Leave to File Excess Pages by James Benton, Jerry Gahlhoff, Paul E. Northen, A. Keith Payne, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, John Wilson. (Attachments: #1 Text of Proposed Order)(Carey, Michael)
June 21, 2022	Filing 69 APPLICATION for Admission of Caroline Anna Wong Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11879672).by Empower Retirement, LLC, Prudential Bank & Trust, FBS. (Ghali, Kamal) Documents for this entry are not available for viewing outside the courthouse.
June 21, 2022	Filing 68 APPLICATION for Admission of Mark Bruce Blocker Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11879650).by Empower Retirement, LLC, Prudential Bank & Trust, FBS. (Ghali, Kamal) Documents for this entry are not available for viewing outside the courthouse.
June 21, 2022	Filing 67 NOTICE of Appearance by Jeffrey W. Chen on behalf of Empower Retirement, LLC, Prudential Bank & Trust, FBS (Chen, Jeffrey)
June 21, 2022	Filing 66 NOTICE of Appearance by Kamal Ghali on behalf of Empower Retirement, LLC, Prudential Bank & Trust, FBS (Ghali, Kamal)
May 25, 2022	Filing 65 ORDER granting #62 Joint Motion to Adopt Briefing Schedule. In the event that any Defendant moves to dismiss the Amended Complaint, the deadlines for filing the response and reply briefs shall be as follows: Plaintiffs' response briefs: August 15, 2022. Defendants' reply briefs: September 14, 2022. Signed by Judge Eleanor L. Ross on 5/25/2022. (ane)
May 25, 2022	Filing 64 ORDER granting #61 Joint Motion for Extension of Time. All Defendants shall have through and until July 15, 2022 to answer, move or otherwise respond to the Amended Complaint. Signed by Judge Eleanor L. Ross on 5/25/2022. (ane)
May 24, 2022	Filing 63 NOTICE of Appearance by Ann Wrege Ferebee on behalf of James Benton, Jerry Gahlhoff, Paul E. Northen, A. Keith Payne, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, John Wilson (Ferebee, Ann)
May 24, 2022	Filing 62 Joint MOTION to Adopt Briefing Schedule by Alliant Insurance Services, Inc., Alliant Retirement Services, LLC, James Benton, Jerry Gahlhoff, LPL Financial LLC, Paul E. Northen, A. Keith Payne, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, John Wilson. (Attachments: #1 Text of Proposed Order Exhibit 1 - Proposed Order)(Brockman, William)
May 24, 2022	Filing 61 Joint MOTION for Extension of Time to File Responsive Pleading by Alliant Insurance Services, Inc., Alliant Retirement Services, LLC, James Benton, Jerry Gahlhoff, LPL Financial LLC, Paul E. Northen, A. Keith Payne, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, John Wilson. (Attachments: #1 Text of Proposed Order Exhibit 1 - Proposed Order)(Brockman, William)
May 24, 2022	Filing 60 NOTICE of Appearance by Michael Peter Carey on behalf of James Benton, Jerry Gahlhoff, Paul E. Northen, A. Keith Payne, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, John Wilson (Carey, Michael)
May 5, 2022	Filing 59 WAIVER OF SERVICE Returned Executed by David Guyon, Marcia G. Fleming, Patrick Roseberry, Julio Samaniego, Casey Freeman, Anthony Loscalzo. Prudential Bank & Trust, FBS waiver mailed on 5/2/2022, answer due 7/1/2022. (Sharman, Paul)
May 5, 2022	Filing 58 WAIVER OF SERVICE Returned Executed by David Guyon, Marcia G. Fleming, Patrick Roseberry, Julio Samaniego, Casey Freeman, Anthony Loscalzo. Empower Retirement, LLC waiver mailed on 5/2/2022, answer due 7/1/2022. (Sharman, Paul)
April 22, 2022	Filing 57 ORDER: The Court STAYS the deadline for Defendants to answer or otherwise respond to Plaintiffs' Amended Complaint. Further, the Court DIRECTS Plaintiffs to file a notice on the docket when they have effected service on the Prudential Defendants. Within twenty (20) days of the filing of Plaintiffs' notice, the Parties shall submit a joint motion for a uniform response deadline for all Defendants. The Court also DIRECTS Plaintiffs to serve a copy of this order on the Prudential Defendants. Signed by Judge Eleanor L. Ross on 4/22/22. (rlh)
April 21, 2022	Filing 56 Joint MOTION to Stay JOINT MOTION FOR A TEMPORARY STAY OF THE RESPONSIVE PLEADINGS DEADLINE FOR EXISTING DEFENDANTS by Alliant Insurance Services, Inc., Alliant Retirement Services, LLC, James Benton, Jerry Gahlhoff, LPL Financial LLC, Paul E. Northen, A. Keith Payne, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, John Wilson. (Attachments: #1 Exhibit 1 - Proposed Order)(Brockman, William)
April 20, 2022	Filing 55 Electronic Summons Issued as to Prudential Bank & Trust, FBS. (ane)
April 20, 2022	Filing 54 Electronic Summons Issued as to Empower Retirement, LLC. (ane)
April 20, 2022	Submission of #49 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM , #51 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM , and #48 MOTION to Dismiss Class Action Complaint to District Judge Eleanor L. Ross. (mlb)
April 18, 2022	Filing 53 First AMENDED COMPLAINT against All Defendants filed by David Guyon, Marcia G. Fleming, Patrick Roseberry, Julio Samaniego, Casey Freeman, Anthony Loscalzo. (Attachments: #1 Exhibit Exh. 1 - Plan, #2 Exhibit Exh. 2 Trust Agreement, #3 Exhibit Exh. 3 - Investment Policy Statement, #4 Summons Empower, #5 Summons Prudential Bank & Trust)(Sharman, Paul) Please visit our website at http://www.gand.uscourts.gov/commonly-used-forms to obtain Pretrial Instructions and Pretrial Associated Forms which includes the Consent To Proceed Before U.S. Magistrate form.
March 30, 2022	Clerks Notation re #50 Certificate of Interested Persons/Corporate Disclosure Statement by Alliant Insurance Services, Inc., Alliant Retirement Services, LLC identifying Corporate Parent Alliant Insurance Services, Inc. for Alliant Retirement Services, LLC; Corporate Parent Alliant Holdings, LP, Corporate Parent Alliant Holdings Intermediate, Inc., Corporate Parent Alliant Holdings Intermediate, LLC, Corporate Parent Alliant Services, Inc. for Alliant Insurance Services, Inc.. and #52 Certificate of Interested Persons/Corporate Disclosure Statement by LPL Financial LLC identifying Corporate Parent LPL Holdings, Inc., Corporate Parent LPL Financial Holdings, Inc. for LPL Financial LLC. Read and approved by District Judge Eleanor L. Ross. (mlb)
March 29, 2022	Filing 52 Certificate of Interested Persons and Corporate Disclosure Statement by LPL Financial LLC identifying Corporate Parent LPL Holdings, Inc., Corporate Parent LPL Financial Holdings, Inc. for LPL Financial LLC. (Cheng, Amy)
March 28, 2022	Filing 51 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM with Brief In Support by LPL Financial LLC. (Attachments: #1 Brief, #2 Affidavit Declaration of Meaghan Vergow in Support of Defendant LPL Financial LLC's Motion to Dismiss, #3 Exhibit 1, #4 Exhibit 2, #5 Exhibit 3, #6 Exhibit 4, #7 Exhibit 5, #8 Exhibit 6, #9 Exhibit 7, #10 Exhibit 8, #11 Exhibit 9, #12 Exhibit 10, #13 Exhibit 11, #14 Exhibit 12, #15 Text of Proposed Order)(Cheng, Amy)
March 28, 2022	Filing 50 Certificate of Interested Persons and Corporate Disclosure Statement by Alliant Insurance Services, Inc., Alliant Retirement Services, LLC identifying Corporate Parent Alliant Insurance Services, Inc. for Alliant Retirement Services, LLC; Corporate Parent Alliant Holdings, LP, Corporate Parent Alliant Holdings Intermediate, Inc., Corporate Parent Alliant Holdings Intermediate, LLC, Corporate Parent Alliant Services, Inc. for Alliant Insurance Services, Inc.. (Caplan, Michael)
March 28, 2022	Filing 49 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM with Brief In Support by Alliant Insurance Services, Inc., Alliant Retirement Services, LLC. (Attachments: #1 Brief in Support of Motion to Dismiss)(Caplan, Michael)
March 28, 2022	Filing 48 MOTION to Dismiss Class Action Complaint with Brief In Support by James Benton, Jerry Gahlhoff, Paul E. Northen, A. Keith Payne, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, John Wilson. (Attachments: #1 Brief In Support of Motion to Dismiss, #2 Declaration of Michael Carey in Support, #3 Index of Exhibits to Declaration of Michael Carey, #4 Exhibit 1, #5 Exhibit 2, #6 Exhibit 3, #7 Exhibit 4, #8 Exhibit 5, #9 Exhibit 6, #10 Exhibit 7, #11 Exhibit 8, #12 Exhibit 9, #13 Exhibit 10, #14 Exhibit 11, #15 Exhibit 12, #16 Exhibit 13, #17 Exhibit 14, #18 Exhibit 15, #19 Exhibit 16, #20 Exhibit 17, #21 Exhibit 18, #22 Exhibit 19, #23 Exhibit 20, #24 Exhibit 21, #25 Exhibit 22, #26 Exhibit 23, #27 Exhibit 24, #28 Exhibit 25, #29 Exhibit 26, #30 Exhibit 27, #31 Exhibit 28, #32 Exhibit 29, #33 Exhibit 30, #34 Exhibit 31, #35 Exhibit 32, #36 Exhibit 33, #37 Exhibit 34, #38 Exhibit 35, #39 Exhibit 36, #40 Exhibit 37, #41 Exhibit 38)(Brockman, William)
March 25, 2022	Clerk's Certificate of Mailing (via email) to Attorney Alexandra Belzley as to Alliant Insurance Services, Inc. and Alliant Retirement Services, LLC regarding Order on Application for Admission PHV. (mlb)
March 25, 2022	MINUTE ORDER (by docket entry only) GRANTING #47 Application for Admission Pro Hac Vice of Alexandra Belzley. Approved by District Judge Eleanor L. Ross on 3/25/22. If the applicant does not have CM/ECF access in the Northern District of Georgia already, they must request access at http://pacer.gov. If they have electronically filed in this district in a previous case, please omit this step.(mlb)
March 24, 2022	APPROVAL by Clerks Office re: #47 APPLICATION for Admission of Alexandra Belzley Pro Hac Vice.. Attorney Alexandra Belzley added appearing on behalf of Alliant Insurance Services, Inc., Alliant Retirement Services, LLC (nmb)
March 22, 2022	Filing 47 APPLICATION for Admission of Alexandra Belzley Pro Hac Vice.by Alliant Insurance Services, Inc., Alliant Retirement Services, LLC. (Caplan, Michael) Documents for this entry are not available for viewing outside the courthouse.
March 21, 2022	RETURN of #46 APPLICATION for Admission of Alexandra Belzley Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11665354). to attorney for correction re: specify admitted courts. (gas)
March 21, 2022	APPROVAL by Clerks Office re: #45 APPLICATION for Admission of Kevin F. Gaffney Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11665344).. Attorney Kevin F. Gaffney added appearing on behalf of Alliant Insurance Services, Inc., Alliant Retirement Services, LLC (gas)
March 21, 2022	APPROVAL by Clerks Office re: #44 APPLICATION for Admission of Christopher J. Boran Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11665315).. Attorney Christopher J. Boran added appearing on behalf of Alliant Insurance Services, Inc., Alliant Retirement Services, LLC (gas)
March 21, 2022	MINUTE ORDER (by docket entry only) GRANTING #44 Application for Admission Pro Hac Vice of Christopher J. Boran and GRANTING #45 Application for Admission Pro Hac Vice of Kevin F. Gaffney. Approved by District Judge Eleanor L. Ross on 3/21/22. If the applicant does not have CM/ECF access in the Northern District of Georgia already, they must request access at http://pacer.gov. If they have electronically filed in this district in a previous case, please omit this step.(mlb)
March 21, 2022	Clerk's Certificate of Mailing (via email) to Attorneys Christopher J. Boran and Kevin F. Gaffney as to Alliant Insurance Services, Inc. and Alliant Retirement Services, LLC regarding Order on Application for Admission PHV. (mlb)
March 18, 2022	APPROVAL by Clerks Office re: #40 APPLICATION for Admission of Pamela A. Miller Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11657610).. Attorney Pamela A. Miller added appearing on behalf of LPL Financial LLC (gas)
March 18, 2022	MINUTE ORDER (by docket entry only) GRANTING #40 Application for Admission Pro Hac Vice of Pamela M. Miller. Approved by District Judge Eleanor L. Ross on 3/18/22. If the applicant does not have CM/ECF access in the Northern District of Georgia already, they must request access at http://pacer.gov. If they have electronically filed in this district in a previous case, please omit this step.(mlb)
March 18, 2022	Clerk's Certificate of Mailing (via email) to Attorney Pamela M. Miller as to LPL Financial LLC re Order on Application for Admission PHV. (mlb)
March 17, 2022	Filing 46 APPLICATION for Admission of Alexandra Belzley Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11665354).by Alliant Insurance Services, Inc., Alliant Retirement Services, LLC. (Caplan, Michael) Documents for this entry are not available for viewing outside the courthouse.
March 17, 2022	Filing 45 APPLICATION for Admission of Kevin F. Gaffney Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11665344).by Alliant Insurance Services, Inc., Alliant Retirement Services, LLC. (Caplan, Michael) Documents for this entry are not available for viewing outside the courthouse.
March 17, 2022	Filing 44 APPLICATION for Admission of Christopher J. Boran Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11665315).by Alliant Insurance Services, Inc., Alliant Retirement Services, LLC. (Caplan, Michael) Documents for this entry are not available for viewing outside the courthouse.
March 16, 2022	Filing 43 NOTICE of Appearance by Cameron Blaine Roberts on behalf of Alliant Insurance Services, Inc., Alliant Retirement Services, LLC (Roberts, Cameron)
March 16, 2022	Filing 42 NOTICE of Appearance by Julia Blackburn Stone on behalf of Alliant Insurance Services, Inc., Alliant Retirement Services, LLC (Stone, Julia)
March 16, 2022	Filing 41 NOTICE of Appearance by Michael A. Caplan on behalf of Alliant Insurance Services, Inc., Alliant Retirement Services, LLC (Caplan, Michael)
March 15, 2022	Filing 40 APPLICATION for Admission of Pamela A. Miller Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11657610).by LPL Financial LLC. (Cheng, Amy) Documents for this entry are not available for viewing outside the courthouse.
March 10, 2022	MINUTE ORDER (by docket entry only) GRANTING #39 Application for Admission Pro Hac Vice of Jeffrey S. Russell. Approved by District Judge Eleanor L. Ross on 3/10/22. If the applicant does not have CM/ECF access in the Northern District of Georgia already, they must request access at http://pacer.gov. If they have electronically filed in this district in a previous case, please omit this step.(mlb)
March 8, 2022	APPROVAL by Clerks Office re: #39 APPLICATION for Admission of Jeffrey S. Russell Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11631514).. Attorney Jeffrey S. Russell added appearing on behalf of James Benton, Jerry Gahlhoff, Paul E. Northen, A. Keith Payne, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, John Wilson (nmb)
March 4, 2022	MINUTE ORDER (by docket entry only) GRANTING #35 Application for Admission Pro Hac Vice of Meaghan VerGow and GRANTING #36 Application for Admission Pro Hac Vice of Deanna M. Rice. Approved by District Judge Eleanor L. Ross on 3/4/22. If the applicant does not have CM/ECF access in the Northern District of Georgia already, they must request access at http://pacer.gov. If they have electronically filed in this district in a previous case, please omit this step.(mlb)
March 4, 2022	Clerk's Certificate of Mailing (via email) Attorney Scott Harman-Health as to LPL Financial LLC regarding Order on Application for Admission PHV. (mlb)
March 4, 2022	MINUTE ORDER (by docket entry only) GRANTING #34 Application for Admission Pro Hac Vice of Scott Harman-Health. Approved by District Judge Eleanor L. Ross on 3/4/22. If the applicant does not have CM/ECF access in the Northern District of Georgia already, they must request access at http://pacer.gov. If they have electronically filed in this district in a previous case, please omit this step.(mlb)
March 4, 2022	APPROVAL by Clerks Office re: #34 APPLICATION for Admission of Scott Harman-Heath Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11624583).. Attorney Scott Harman- Heath added appearing on behalf of LPL Financial LLC (gas)
March 4, 2022	Clerk's Certificate of Mailing (via email) to Attorneys Deanna M. Rice and Meaghan VerGow as to LPL Financial LLC regarding Order on Application for Admission PHV. (mlb)
March 3, 2022	Filing 39 APPLICATION for Admission of Jeffrey S. Russell Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11631514).by James Benton, Jerry Gahlhoff, Paul E. Northen, A. Keith Payne, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, John Wilson. (Attachments: #1 Text of Proposed Order Proposed Order)(Brockman, William) Documents for this entry are not available for viewing outside the courthouse.
March 3, 2022	APPROVAL by Clerks Office re: #35 APPLICATION for Admission of Meaghan VerGow Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11624624). Attorney Meaghan McLaine VerGow added appearing on behalf of LPL Financial LLC (cdg)
March 3, 2022	APPROVAL by Clerks Office re: #36 APPLICATION for Admission of Deanna M. Rice Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11624647). Attorney Deanna M. Rice added appearing on behalf of LPL Financial LLC (cdg)
March 1, 2022	Filing 38 APPLICATION for Admission of Deanna M. Rice Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11625491).by LPL Financial LLC. (Rice, Deanna) Documents for this entry are not available for viewing outside the courthouse.
March 1, 2022	Filing 37 APPLICATION for Admission of Meaghan VerGow Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11625419).by LPL Financial LLC. (VerGow, Meaghan) Documents for this entry are not available for viewing outside the courthouse.
March 1, 2022	Filing 36 APPLICATION for Admission of Deanna M. Rice Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11624647).by LPL Financial LLC. (Cheng, Amy) Documents for this entry are not available for viewing outside the courthouse.
March 1, 2022	Filing 35 APPLICATION for Admission of Meaghan VerGow Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11624624).by LPL Financial LLC. (Cheng, Amy) Documents for this entry are not available for viewing outside the courthouse.
March 1, 2022	Filing 34 APPLICATION for Admission of Scott Harman-Heath Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11624583).by LPL Financial LLC. (Cheng, Amy) Documents for this entry are not available for viewing outside the courthouse.
March 1, 2022	RETURN of #37 APPLICATION for Admission of Meaghan VerGow Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11625419). to attorney for correction re: DUPLICATE APPLICATION filed. (cdg)
March 1, 2022	RETURN of #38 APPLICATION for Admission of Deanna M. Rice Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11625491). to attorney for correction re: DUPLICATE APPLICATION filed. (cdg)
February 25, 2022	Filing 33 NOTICE of Appearance by Amy Bingming Cheng on behalf of LPL Financial LLC (Cheng, Amy)
February 23, 2022	Filing 32 ORDER denying as moot #26 Motion for Extension of Time and granting #28 Motion for Leave to File Excess Pages and #29 Motion to adopt briefing schedule. See Order for more details. Signed by Judge Eleanor L. Ross on 2/23/22. (bnw)
February 23, 2022	Filing 31 ORDER granting #30 Motion for Extension of Time. All Defendants shall have through an until 3/28/22 to answer, move or otherwise respond to the Complaint. Signed by Judge Eleanor L. Ross on 2/22/22. (bnw)
February 22, 2022	Filing 30 Joint MOTION for Extension of Time File Responsive Pleading by James Benton, Jerry Gahlhoff, Paul E. Northen, A. Keith Payne, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, John Wilson. (Attachments: #1 Text of Proposed Order Exhibit 1)(Brockman, William)
February 22, 2022	Filing 29 Joint MOTION to Adopt Briefing Schedule by James Benton, Jerry Gahlhoff, Paul E. Northen, A. Keith Payne, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, John Wilson. (Attachments: #1 Text of Proposed Order Exhibit 1)(Brockman, William) Modified to edit text on 2/23/2022 (ceo).
February 22, 2022	Filing 28 Joint MOTION for Leave to File Excess Pages Joint Motion to Extend Page Limitations by James Benton, Jerry Gahlhoff, Paul E. Northen, A. Keith Payne, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, John Wilson. (Attachments: #1 Text of Proposed Order Exhibit 1)(Brockman, William)
February 16, 2022	Filing 27 Certificate of Interested Persons and Corporate Disclosure Statement by James Benton, Jerry Gahlhoff, Paul E. Northen, A. Keith Payne, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, John Wilson. (Brockman, William) Modified to edit text on 2/17/2022 (ceo).
February 16, 2022	Filing 26 Joint MOTION for Extension of Time File Responsive Pleading, Adopt Briefing Schedule and Extend Page Limitations re: #1 Complaint,, by James Benton, Jerry Gahlhoff, Paul E. Northen, A. Keith Payne, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, John Wilson. (Attachments: #1 Text of Proposed Order Exhibit 1 - Proposed Order)(Brockman, William)
February 16, 2022	Clerks Notation re #27 Certificate of Interested Persons/Corporate Disclosures by James Benton, Jerry Gahlhoff, Paul E. Northen, A. Keith Payne, Rollins, Inc., The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan, and John Wilson. Read and approved by District Judge Eleanor L. Ross. (mlb)
February 1, 2022	Filing 25 Return of Service Executed by David Guyon, Marcia G. Fleming, Patrick Roseberry, Julio Samaniego, Casey Freeman, Anthony Loscalzo. LPL Financial LLC served on 2/1/2022, answer due 2/22/2022. (Sharman, Paul)
January 28, 2022	MINUTE ORDER (by docket entry only) GRANTING #24 Application for Admission Pro Hac Vice of Jon Pels. Approved by District Judge Eleanor L. Ross on 1/28/22. If the applicant does not have CM/ECF access in the Northern District of Georgia already, they must request access at http://pacer.gov. If they have electronically filed in this district in a previous case, please omit this step.(mlb)
January 28, 2022	APPROVAL by Clerks Office re: #24 APPLICATION for Admission of Jon Pels Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11545922). Attorney Jon D Pels added appearing on behalf of Marcia G. Fleming, Casey Freeman, David Guyon (cdg)
January 26, 2022	Filing 24 APPLICATION for Admission of Jon Pels Pro Hac Vice (Application fee $ 150, receipt number AGANDC-11545922).by Marcia G. Fleming, Casey Freeman, David Guyon, Anthony Loscalzo, Patrick Roseberry, Julio Samaniego. (Sharman, Paul) Documents for this entry are not available for viewing outside the courthouse.
January 25, 2022	Filing 23 Letter from Clerk re: LR 83.1 Pro Hac Vice requirements sent to Jon D Pels. Clerk to follow-up by 2/4/2022. (nmb)
January 25, 2022	Filing 22 Letter from Clerk re: LR 83.1 Pro Hac Vice requirements sent to Katerina M. Newell. Clerk to follow-up by 2/4/2022. (nmb)
January 25, 2022	Filing 21 WAIVER OF SERVICE Returned Executed by David Guyon, Marcia G. Fleming, Patrick Roseberry, Julio Samaniego, Casey Freeman, Anthony Loscalzo. Alliant Retirement Services, LLC waiver mailed on 1/25/2022, answer due 3/28/2022. (Sharman, Paul)
January 25, 2022	Filing 20 WAIVER OF SERVICE Returned Executed by David Guyon, Marcia G. Fleming, Patrick Roseberry, Julio Samaniego, Casey Freeman, Anthony Loscalzo. Alliant Insurance Services, Inc. waiver mailed on 1/25/2022, answer due 3/28/2022. (Sharman, Paul)
January 14, 2022	Set Deadlines/Hearings: James Benton answer due 3/11/2022; Jerry Gahlhoff answer due 3/11/2022; Paul E. Northen answer due 3/11/2022; A. Keith Payne answer due 3/11/2022; Rollins, Inc. answer due 3/11/2022; The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan answer due 3/11/2022; John Wilson answer due 3/11/2022. (ceo)
January 13, 2022	Filing 19 WAIVER OF SERVICE Returned Executed by David Guyon, Marcia G. Fleming, Patrick Roseberry, Julio Samaniego, Casey Freeman, Anthony Loscalzo. John Wilson waiver mailed on 1/10/2022, answer due 3/11/2022. (Sharman, Paul) Modified to reflect correct dates on 1/14/2022 (ceo).
January 13, 2022	Filing 18 WAIVER OF SERVICE Returned Executed by David Guyon, Marcia G. Fleming, Patrick Roseberry, Julio Samaniego, Casey Freeman, Anthony Loscalzo. A. Keith Payne waiver mailed on 1/10/2022, answer due 3/11/2022. (Sharman, Paul) Modified to reflect correct dates on 1/14/2022 (ceo).
January 13, 2022	Filing 17 WAIVER OF SERVICE Returned Executed by David Guyon, Marcia G. Fleming, Patrick Roseberry, Julio Samaniego, Casey Freeman, Anthony Loscalzo. Paul E. Northen waiver mailed on 1/10/2022, answer due 3/11/2022. (Sharman, Paul) Modified to reflect correct dates on 1/14/2022 (ceo).
January 13, 2022	Filing 16 WAIVER OF SERVICE Returned Executed by David Guyon, Marcia G. Fleming, Patrick Roseberry, Julio Samaniego, Casey Freeman, Anthony Loscalzo. Jerry Gahlhoff waiver mailed on 1/10/2022, answer due 3/11/2022. (Sharman, Paul) Modified to reflect correct dates on 1/14/2022 (ceo).
January 13, 2022	Filing 15 WAIVER OF SERVICE Returned Executed by David Guyon, Marcia G. Fleming, Patrick Roseberry, Julio Samaniego, Casey Freeman, Anthony Loscalzo. James Benton waiver mailed on 1/10/2022, answer due 3/11/2022. (Sharman, Paul) Modified to reflect correct dates on 1/14/2022 (ceo).
January 13, 2022	Filing 14 WAIVER OF SERVICE Returned Executed by David Guyon, Marcia G. Fleming, Patrick Roseberry, Julio Samaniego, Casey Freeman, Anthony Loscalzo. The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan waiver mailed on 1/10/2022, answer due 3/11/2022. (Sharman, Paul) Modified to reflect correct dates on 1/14/2022 (ceo).
January 13, 2022	Filing 13 WAIVER OF SERVICE Returned Executed by David Guyon, Marcia G. Fleming, Patrick Roseberry, Julio Samaniego, Casey Freeman, Anthony Loscalzo. Rollins, Inc. waiver mailed on 1/10/2022, answer due 3/11/2022. (Sharman, Paul) Modified to reflect correct dates on 1/14/2022 (ceo).
January 6, 2022	Filing 12 NOTICE FROM THE COURT: INSTRUCTIONS FOR CIVIL CASES ASSIGNED TO THE HONORABLE ELEANOR L. ROSS. (mlb)
January 3, 2022	Filing 11 Electronic Summons Issued as to A. Keith Payne. (eop)
January 3, 2022	Filing 10 Electronic Summons Issued as to James Benton. (eop)
January 3, 2022	Filing 9 Electronic Summons Issued as to Jerry Gahlhoff. (eop)
January 3, 2022	Filing 8 Electronic Summons Issued as to John Wilson. (eop)
January 3, 2022	Filing 7 Electronic Summons Issued as to Paul E. Northen. (eop)
January 3, 2022	Filing 6 Electronic Summons Issued as to LPL Financial LLC. (eop)
January 3, 2022	Filing 5 Electronic Summons Issued as to Alliant Retirement Services, LLC. (eop)
January 3, 2022	Filing 4 Electronic Summons Issued as to Alliant Insurance Services, Inc.. (eop)
January 3, 2022	Filing 3 Electronic Summons Issued as to The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan. (eop)
January 3, 2022	Filing 2 Electronic Summons Issued as to Rollins, Inc.. (eop)
December 30, 2021	Filing 1 CLASS ACTION COMPLAINT filed by David Guyon, Marcia G. Fleming, Patrick Roseberry, Julio Samaniego, Casey Freeman and Anthony Loscalzo. (Filing fee $402.00, receipt number AGANDC-11487809) (Attachments: #1 Exhibit -1 -Plan Document, #2 Exhibit -2 -Meeting Minutes, #3 Exhibit -3 -Prudential Agreement, #4 Exhibit -4 -FINRA Authority Letter, #5 Exhibit -5 -IPS, #6 Civil Cover Sheet)(eop) Please visit our website at http://www.gand.uscourts.gov/commonly-used-forms to obtain Pretrial Instructions and Pretrial Associated Forms which includes the Consent To Proceed Before U.S. Magistrate form.

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Search for this case: Fleming et al v. Rollins, Inc. et al
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Plaintiff: Marcia G. Fleming
Represented By:	Jon D Pels
Represented By:	Paul Joseph Sharman
Represented By:	Katerina M. Newell
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Plaintiff: Casey Freeman
Represented By:	Jon D Pels
Represented By:	Paul Joseph Sharman
Represented By:	Katerina M. Newell
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Plaintiff: David Guyon
Represented By:	Jon D Pels
Represented By:	Paul Joseph Sharman
Represented By:	Katerina M. Newell
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Plaintiff: Anthony Loscalzo
Represented By:	Jon D Pels
Represented By:	Paul Joseph Sharman
Represented By:	Katerina M. Newell
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Plaintiff: Patrick Roseberry
Represented By:	Jon D Pels
Represented By:	Paul Joseph Sharman
Represented By:	Katerina M. Newell
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Plaintiff: Julio Samaniego
Represented By:	Jon D Pels
Represented By:	Paul Joseph Sharman
Represented By:	Katerina M. Newell
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Defendant: Rollins, Inc.
Represented By:	William Bard Brockman
Represented By:	Jeffrey S. Russell
Represented By:	Michael Peter Carey
Represented By:	Ann Wrege Ferebee
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Defendant: The Administrative Committee of The Rollins, Inc. 401(k) Savings Plan
Represented By:	William Bard Brockman
Represented By:	Jeffrey S. Russell
Represented By:	Ann Wrege Ferebee
Represented By:	Michael Peter Carey
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Defendant: Alliant Insurance Services, Inc.
Represented By:	Alexandra Belzley
Represented By:	Joshua M. Adler
Represented By:	Christopher J. Boran
Represented By:	Kevin F. Gaffney
Represented By:	Stephen K. Dixon
Represented By:	Cameron Blaine Roberts
Represented By:	Julia Blackburn Stone
Represented By:	Michael A. Caplan
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Defendant: Alliant Retirement Services, LLC
Represented By:	Joshua M. Adler
Represented By:	Alexandra Belzley
Represented By:	Michael A. Caplan
Represented By:	Christopher J. Boran
Represented By:	Kevin F. Gaffney
Represented By:	Stephen K. Dixon
Represented By:	Cameron Blaine Roberts
Represented By:	Julia Blackburn Stone
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Defendant: LPL Financial LLC
Represented By:	Amy Bingming Cheng
Represented By:	Meaghan McLaine VerGow
Represented By:	Pamela A. Miller
Represented By:	Deanna M. Rice
Represented By:	Scott Harman- Heath
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Defendant: Paul E. Northen
Represented By:	William Bard Brockman
Represented By:	Jeffrey S. Russell
Represented By:	Ann Wrege Ferebee
Represented By:	Michael Peter Carey
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Defendant: John Wilson
Represented By:	William Bard Brockman
Represented By:	Jeffrey S. Russell
Represented By:	Ann Wrege Ferebee
Represented By:	Michael Peter Carey
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Defendant: Jerry Gahlhoff
Represented By:	William Bard Brockman
Represented By:	Jeffrey S. Russell
Represented By:	Ann Wrege Ferebee
Represented By:	Michael Peter Carey
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Defendant: James Benton
Represented By:	William Bard Brockman
Represented By:	Jeffrey S. Russell
Represented By:	Michael Peter Carey
Represented By:	Ann Wrege Ferebee
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Defendant: A. Keith Payne
Represented By:	William Bard Brockman
Represented By:	Ann Wrege Ferebee
Represented By:	Jeffrey S. Russell
Represented By:	Michael Peter Carey
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Defendant: John and Jane Does 1-10
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Defendant: Empower Retirement, LLC
Represented By:	Mark Bruce Blocker
Represented By:	Sudeep Singh Dhanoa
Represented By:	Caroline Anna Wong
Represented By:	Jeffrey W. Chen
Represented By:	Kamal Ghali
Represented By:	Fredric Joseph Bold, Jr.
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Defendant: Prudential Insurance and Annuity Company
Represented By:	Caroline Anna Wong
Represented By:	Mark Bruce Blocker
Represented By:	Sudeep Singh Dhanoa
Represented By:	Fredric Joseph Bold, Jr.
Represented By:	Jeffrey W. Chen
Represented By:	Kamal Ghali
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Defendant: Prudential Bank & Trust, FBS
Represented By:	Sudeep Singh Dhanoa
Represented By:	Caroline Anna Wong
Represented By:	Mark Bruce Blocker
Represented By:	Fredric Joseph Bold, Jr.
Represented By:	Jeffrey W. Chen
Represented By:	Kamal Ghali
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