UBS Financial Services Inc. et al v. Smith
| UBS Financial Services Inc. and UBS Credit Corp. |
| Bruce D. Smith |
| 1:2022cv03410 |
| August 24, 2022 |
| US District Court for the Northern District of Georgia |
| J P Boulee |
| Other Statutes: Arbitration |
| 09 U.S.C. § 09 Application for Confirmation of Arbitration Award |
| None |
Docket Report
RSS Track this Docket
This docket was last retrieved on June 22, 2023. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Submission of #21 MOTION for Sanctions Against Respondent Bruce D. Smith, to District Judge J. P. Boulee. (jkl) |
| Filing 23 RESPONSE in Support re #21 MOTION for Sanctions Against Respondent Bruce D. Smith filed by UBS Credit Corp., UBS Financial Services Inc.. (Schwartz, Jeffrey) |
| Filing 22 RESPONSE re #21 MOTION for Sanctions Against Respondent Bruce D. Smith filed by Bruce D. Smith. (Ketner, Kevin) |
| Filing 21 MOTION for Sanctions Against Respondent Bruce D. Smith by UBS Credit Corp., UBS Financial Services Inc.. (Attachments: #1 Declaration of Michael F. Braun in Support of Motion for Sanctions with Exhibit 1)(Schwartz, Jeffrey) |
| Filing 20 Amended Costs Taxed in amount of $2,120.40 against Bruce D. Smith (nmb) |
| Notification of Docket Correction: Incorrect amount listed on #19 Costs Taxed. Amended #20 Costs Taxed has been docketed. (nmb) |
| Filing 19 DOCUMENT FILED INCORRECTLY Costs Taxed in amount of $2,120.40 against Bruce D. Smith (nmb) Modified on 5/16/2023 (nmb). |
| Notification of Docket Correction: #18 Withdrawal filed using the incorrect event of Notice (Other). Event has been corrected to Withdrawal of Motion, and the Motions #10 and #13 have been terminated. (nmb) |
| Filing 18 Withdrawal of Motion #10 MOTION to Dismiss Petition to Confirm Arbitration Award and #13 MOTION to Set Aside Order/Judgment #11 Order, #12 Clerk's Judgment filed by Bruce D. Smith. (Penn, Darren) Modified on 5/15/2023 to correct event (nmb). |
| Submission of #13 MOTION to Set Aside Order/Judgment to District Judge J. P. Boulee. (jkl) |
| Submission of #10 MOTION to Dismiss Petition to Confirm Arbitration Award, to District Judge J. P. Boulee. (jkl) |
| Filing 17 BILL OF COSTS by UBS Financial Services Inc.. (Attachments: #1 Exhibit Invoice for Service of Summons, #2 Exhibit Invoice for Service of Summons, #3 Exhibit Proof of Filing Fee, #4 Supplement Certificate of Service)(Braun, Michael) |
| RECEIPT OF MANUAL FILING: 1 USB received re #16 Notice of Filing. USB scanned by IT Department and placed in the receptacle for filing by the Records Department. (nmb) Text modified on 5/2/2023 (adg). |
| Filing 16 NOTICE Of Filing Manual FiIing by UBS Credit Corp., UBS Financial Services Inc. (Schwartz, Jeffrey) |
| Filing 15 RESPONSE re #13 MOTION to Set Aside Order/Judgment #11 Order, #12 Clerk's Judgment filed by UBS Credit Corp., UBS Financial Services Inc.. (Attachments: #1 Exhibit A - Complaint, #2 Exhibit B - Jeffrey Schwartz Declaration in Support of Defendants' Opposition to Plaintiff's Motion to Supplement Record, #3 Exhibit C - Invoice of Process Server, #4 Exhibit D - Declaration of Frank James, #5 Exhibit E - Declaration of Jeffrey Schwartz, #6 Exhibit F - Declaration of Michael Braun in Support of Response to Rule 60 Motion)(Schwartz, Jeffrey) |
| Filing 14 RESPONSE in Opposition re #10 MOTION to Dismiss Petition to Confirm Arbitration Award filed by UBS Financial Services Inc.. (Attachments: #1 Exhibit A - Declaration of Jeffrey Schwartz in Support of Defendants' Opposition to Plaintiff's Motion to Supplement Record, #2 Exhibit B - Email exchange)(Schwartz, Jeffrey) |
| Filing 13 MOTION to Set Aside Order/Judgment #11 Order, #12 Clerk's Judgment by Bruce D. Smith. (Attachments: #1 Exhibit April 5, 2023 Email)(Penn, Darren) |
| Filing 12 CORRECTED CLERK'S JUDGMENT in favor of Petitioners against Respondent in the amount of $2,294,045.66. (nmb)--Please refer to http://www.ca11.uscourts.gov to obtain an appeals jurisdiction checklist-- |
Filing 11
CORRECTED ORDER GRANTING the #1 Petition for Arbitration, filed by UBS Financial Services Inc., UBS Credit Corp, and the arbitration award is CONFIRMED. The Clerk is DIRECTED to enter judgment in favor of Petitioners and against Respondent in the amount of $2,294,045.66. The Clerk is FURTHER DIRECTED to close this case. Signed by Judge J. P. Boulee on 4/4/2023. c:Financial Office(nmb)
|
| Filing 10 MOTION to Dismiss Petition to Confirm Arbitration Award by Bruce D. Smith. (Attachments: #1 Exhibit A, UBS Letter Addressed to Paige Way Home in Nov 2022, #2 Exhibit B, Affidavit of Bruce Smith, #3 Exhibit C, Affidavit of Blake Miaoulis)(Penn, Darren) |
| Filing 9 NOTICE of Appearance by Kevin M. Ketner on behalf of Bruce D. Smith (Ketner, Kevin) |
| Filing 8 NOTICE of Appearance by Darren W. Penn on behalf of Bruce D. Smith (Penn, Darren) |
| Filing 7 CLERK'S JUDGMENT in favor of Petitioner against Respondent in the amount of $2,294,045.66. (nmb)--Please refer to http://www.ca11.uscourts.gov to obtain an appeals jurisdiction checklist-- |
|
Filing 6
ORDER GRANTING the #1 Petition for Arbitration, filed by UBS Financial Services Inc., UBS Credit Corp, and the arbitration award is CONFIRMED. The Clerk is DIRECTED to enter judgment in favor of Petitioners and against Respondent in the amount of $2,294.045.66. The Clerk is FURTHER DIRECTED to close this case. Signed by Judge J. P. Boulee on 3/28/2023. c:Financial Office(nmb)
|
| Civil Case Terminated. (nmb) |
| Filing 5 Return of Service Executed by UBS Financial Services Inc., UBS Credit Corp.. Bruce D. Smith served on 2/9/2023, answer due 3/2/2023. (Schwartz, Jeffrey) |
| Submission of #1 Petition for Arbitration to District Judge J. P. Boulee. (jkl) |
| APPROVAL by Clerks Office re: #4 APPLICATION for Admission of Michael Braun Pro Hac Vice (Application fee $ 150, receipt number AGANDC-12033511).. Attorney Michael F. Braun added appearing on behalf of UBS Credit Corp., UBS Financial Services Inc. (kkh) |
|
ORDER granting Michael Braun's #4 Application for Admission Pro Hac Vice. So ordered by Judge J. P. Boulee on 9/1/22. If the applicant does not have CM/ECF access in the Northern District of Georgia already, they must request access at http://pacer.gov. If they have electronically filed in this district in a previous case, please omit this step.(jkl)
|
| Filing 4 APPLICATION for Admission of Michael Braun Pro Hac Vice (Application fee $ 150, receipt number AGANDC-12033511).by UBS Credit Corp., UBS Financial Services Inc.. (Schwartz, Jeffrey) Documents for this entry are not available for viewing outside the courthouse. |
|
Filing 3
STANDING ORDER REGARDING CIVIL LITIGATION. Signed by Judge J. P. Boulee on 8/26/2022. (jkl)
|
| Filing 2 PROPOSED SUMMONS filed by UBS Credit Corp., UBS Financial Services Inc. (Attachments: #1 Civil Cover Sheet Civil Cover Sheet)(Schwartz, Jeffrey) |
| Filing 1 PETITION to Confirm arbitration award filed by UBS Financial Services Inc., UBS Credit Corp.. (Filing fee $402, receipt number AGANDC-12019737) (Attachments: #1 Exhibit A-J, #2 Civil Cover Sheet)(tcc) Please visit our website at http://www.gand.uscourts.gov/commonly-used-forms to obtain Pretrial Instructions and Pretrial Associated Forms which includes the Consent To Proceed Before U.S. Magistrate form. |
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the Georgia Northern District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
