Securities and Exchange Commission v. Williams et al
Plaintiff: Securities and Exchange Commission
Defendant: Michael Wayne Williams, Highguard Capital, LP and Guardian Opportunity Management, LP
Case Number: 1:2023cv02774
Filed: June 21, 2023
Court: US District Court for the Northern District of Georgia
Presiding Judge: Steven D Grimberg
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 77 Securities Fraud
Jury Demanded By: None
Docket Report

This docket was last retrieved on August 15, 2023. A more recent docket listing may be available from PACER.

Date Filed Document Text
August 15, 2023 Filing 8 WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Highguard Capital, LP waiver mailed on 8/9/2023, answer due 10/10/2023. (Kim, Paul)
August 15, 2023 Filing 7 WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Guardian Opportunity Management, LP waiver mailed on 8/9/2023, answer due 10/10/2023. (Kim, Paul)
July 5, 2023 Opinion or Order Filing 6 STANDING ORDER REGARDING CIVIL LITIGATION. Signed by Judge Steven D. Grimberg on 7/5/23. (jra)
June 29, 2023 Filing 5 WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Michael Wayne Williams waiver mailed on 6/22/2023, answer due 8/21/2023. (Loomis, Madison)
June 21, 2023 Filing 4 Electronic Summons Issued as to Michael Wayne Williams. (tas)
June 21, 2023 Filing 3 Electronic Summons Issued as to Highguard Capital, LP. (tas)
June 21, 2023 Filing 2 Electronic Summons Issued as to Guardian Opportunity Management, LP. (tas)
June 21, 2023 Filing 1 COMPLAINT filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)(tas) Please visit our website at http://www.gand.uscourts.gov/commonly-used-forms to obtain Pretrial Instructions and Pretrial Associated Forms which includes the Consent To Proceed Before U.S. Magistrate form.

Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the Georgia Northern District Court's Electronic Court Filings (ECF) System

Search for this case: Securities and Exchange Commission v. Williams et al
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Web [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: Securities and Exchange Commission
Represented By: Madison Graham Loomis
Represented By: Paul T. Kim
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Michael Wayne Williams
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Highguard Capital, LP
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Guardian Opportunity Management, LP
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?