UBS Financial Services Inc. v. Lauer et al
| UBS Financial Services Inc. |
| Leslie Lauer, Wayne Curt Rubinas and Rebecca Glasgow |
| 1:2023cv03814 |
| August 25, 2023 |
| US District Court for the Northern District of Georgia |
| Thomas W Thrash |
| Contract: Other |
| 28 U.S.C. § 1332 Diversity-Breach of Contract |
| None |
Docket Report
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This docket was last retrieved on October 19, 2023. A more recent docket listing may be available from PACER.
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Filing 34
ORDER granting #32 Motion to Stay the deadline for Defendants to answer, move, counterclaim, or otherwise plead in response to Plaintiff's Complaint.. Signed by Judge Thomas W. Thrash, Jr. on 10/19/2023. (dmb)
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| Filing 33 NOTICE Of Filing Proposed Order to Joint Motion to Stay by UBS Financial Services Inc. re #32 Joint MOTION to Stay Deadline for Defendants to Respond to Plaintiff's Complaint (Foster, William) |
| Filing 32 Joint MOTION to Stay Deadline for Defendants to Respond to Plaintiff's Complaint by UBS Financial Services Inc.. (Foster, William) |
| Submission of #15 Emergency MOTION to Expedite Discovery to District Judge Thomas W. Thrash Jr. (jeh) |
| Filing 31 REPLY to Response to Motion re #15 Emergency MOTION to Expedite Discovery filed by UBS Financial Services Inc.. (Foster, William) |
| NOTICE OF CANCELLATION of Hearing re: NOTICE of Hearing on Motion re: #4 Emergency MOTION for Temporary Restraining Order and a Preliminary Injunction IMMEDIATE HEARING REQUESTED. Motion Hearing set for 9/27/2023 at 02:00 PM in ATLA Courtroom 2108 before Judge Thomas W. Thrash Jr. (jeh) (jeh) |
| Filing 30 NOTICE by Rebecca Glasgow, Leslie Lauer, Wayne Curt Rubinas re #28 Notice (Other), #27 Notice (Other), #29 Response (Non-Motion), Defendants' Reply in Support of their Partial Opposition to Plaintiff's Notice of Withdrawal (Kunkes, Craig) |
| Filing 29 RESPONSE re #28 Notice (Other), #27 Notice (Other) Response to to Defendants Partial Opposition to Plaintiffs Notice of Withdrawal of Motion for Temporary Restraining Order (TRO) filed by UBS Financial Services Inc.. (Attachments: #1 Exhibit A - UBS Financial Services, Inc. v. Fetterman, et al.)(Foster, William) |
| Filing 28 NOTICE by Rebecca Glasgow, Leslie Lauer, Wayne Curt Rubinas re #27 Notice (Other) Defendants' Partial Opposition to Plaintiff's Notice of Withdrawal of Motion for TRO (Bedard, Edward) |
| Filing 27 NOTICE of Withdrawl of Motion for Temporary Restraining Order re #4 by UBS Financial Services Inc. (Gibson, Jacob) Modified on 9/25/2023 edit text (jkb). |
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Filing 26
ORDER granting #24 Motion for Extension of Time to Answer re #24 Consent MOTION for Extension of Time to File Answer re #1 Complaint,, , Rebecca Glasgow Answer due 10/19/2023; Leslie Lauer Answer due 10/19/2023; Wayne Curt Rubinas Answer due 10/19/2023. Signed by Judge Thomas W. Thrash, Jr. on 09/20/2023. (jkb)
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| Clerk's Certificate of Mailing to Thomas P. DeFranco, Christopher L. Donati, Andrew J. Melnick re #26 Order on Motion for Extension of Time to Answer. (jkb) |
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Filing 25
ORDER ALLOWING AUDIO/VISUAL EQUIPMENT IN THE COURTROOM. Signed by Judge Thomas W. Thrash, Jr. on 9/19/2023. (jeh)
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| Filing 24 Consent MOTION for Extension of Time to File Answer re #1 Complaint,, by Rebecca Glasgow, Leslie Lauer, Wayne Curt Rubinas. (Attachments: #1 Text of Proposed Order Proposed Order)(Kunkes, Craig) |
| Clerk's Notation re #22 Certificate of Interested Persons/Corporate Disclosure Statement. Reviewed and approved by Judge Thrash. (jeh) |
| Filing 23 RESPONSE in Opposition re #15 Emergency MOTION to Expedite Discovery filed by Rebecca Glasgow, Leslie Lauer, Wayne Curt Rubinas. (Bedard, Edward) |
| Filing 22 First Certificate of Interested Persons and Corporate Disclosure Statement by Rebecca Glasgow, Leslie Lauer, Wayne Curt Rubinas. (Bedard, Edward) |
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Filing 21
ORDER granting #11 Application for Admission Pro Hac Vice of Andrew J. Melnick. Signed by Judge Thomas W. Thrash, Jr. on 09/15/2023. If the applicant does not have CM/ECF access in the Northern District of Georgia already, they must request access at http://pacer.gov. If they have electronically filed in this district in a previous case, please omit this step.(jkb)
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| Clerk's Certificate of Mailing to Andrew J. Melnick re #21 Order on Application for Admission PHV. (jkb) |
| Filing 20 RESPONSE in Opposition re #4 Emergency MOTION for Temporary Restraining Order and a Preliminary Injunction IMMEDIATE HEARING REQUESTED filed by Rebecca Glasgow, Leslie Lauer, Wayne Curt Rubinas. (Attachments: #1 Exhibit Charles Schwab & Co., Inc. v. Carr, et al. Opinion, #2 Exhibit Neuberger Berman, LLC v. Strochak Opinion, #3 Affidavit Becket Declaration, #4 Affidavit Breland Declaration, #5 Affidavit Dryden Declaration, #6 Affidavit Glasgow Declaration, #7 Affidavit Hirshman Declaration, #8 Affidavit Lauer Declaration, #9 Affidavit Leichter Declaration, #10 Affidavit Mericka Declaration, #11 Affidavit Moore Declaration, #12 Affidavit Rubinas Declaration)(Kunkes, Craig) |
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Filing 19
ORDER granting #12 Application for Admission Pro Hac Vice. Signed by Judge Thomas W. Thrash, Jr. on 9/7/2023. If the applicant does not have CM/ECF access in the Northern District of Georgia already, they must request access at http://pacer.gov. If they have electronically filed in this district in a previous case, please omit this step.(dmb)
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Filing 18
ORDER granting #16 Application for Admission Pro Hac Vice. Signed by Judge Thomas W. Thrash, Jr. on 9/7/2023. If the applicant does not have CM/ECF access in the Northern District of Georgia already, they must request access at http://pacer.gov. If they have electronically filed in this district in a previous case, please omit this step.(dmb)
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| APPROVAL by Clerks Office re: #16 APPLICATION for Admission of Elizabeth Lan Davis Pro Hac Vice (Application fee $ 150, receipt number AGANDC-12859555). Attorney Elizabeth Lan Davis added appearing on behalf of Rebecca Glasgow, Leslie Lauer, Wayne Curt Rubinas. E-filing access may be requested after an order granting the application is entered. (rvb) |
| APPROVAL by Clerks Office re: #12 APPLICATION for Admission of Christopher L Donati Pro Hac Vice (Application fee $ 150, receipt number AGANDC-12859546). Attorney Christopher L. Donati added appearing on behalf of Rebecca Glasgow, Leslie Lauer, Wayne Curt Rubinas. E-filing access may be requested after an order granting the application is entered. (rvb) |
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Filing 17
ORDER granting #14 Application for Admission Pro Hac Vice of Thomas P. DeFranco. Signed by Judge Thomas W. Thrash, Jr. on 09/05/2023. If the applicant does not have CM/ECF access in the Northern District of Georgia already, they must request access at http://pacer.gov. If they have electronically filed in this district in a previous case, please omit this step.(jkb)
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| Filing 16 APPLICATION for Admission of Elizabeth Lan Davis Pro Hac Vice.by Leslie Lauer. (Kunkes, Craig) Documents for this entry are not available for viewing outside the courthouse. |
| Clerk's Certificate of Mailing to Thomas P. DeFranco re #17 Order on Application for Admission PHV. (jkb) |
| RETURN of #13 APPLICATION for Admission of Elizabeth Lan Davis Pro Hac Vice (Application fee $ 150, receipt number AGANDC-12859555) to attorney for correction. Reason for Return: You must identify the highest court of the state to which you are admitted and the date of admission on your application so the clerk's office can verify the information. (rvb) |
| APPROVAL by Clerks Office re: #11 APPLICATION for Admission of Andrew J. Melnick Pro Hac Vice (Application fee $ 150, receipt number AGANDC-12859535). Attorney Andrew J. Melnick added appearing on behalf of Rebecca Glasgow, Leslie Lauer, Wayne Curt Rubinas. E-filing access may be requested after an order granting the application is entered. (rvb) |
| APPROVAL by Clerks Office re: #14 APPLICATION for Admission of Thomas P. DeFranco Pro Hac Vice (Application fee $ 150, receipt number AGANDC-12859560). Attorney Thomas P. DeFranco added appearing on behalf of Rebecca Glasgow, Leslie Lauer, Wayne Curt Rubinas. E-filing access may be requested after an order granting the application is entered. (rvb) |
| Filing 15 Emergency MOTION to Expedite Discovery with Brief In Support by UBS Financial Services Inc.. (Attachments: #1 Brief In Support of Motion, #2 Exhibit A - Proposed Discovery)(Gibson, Jacob) |
| Filing 14 APPLICATION for Admission of Thomas P. DeFranco Pro Hac Vice (Application fee $ 150, receipt number AGANDC-12859560).by Rebecca Glasgow, Leslie Lauer, Wayne Curt Rubinas. (Kunkes, Craig) Documents for this entry are not available for viewing outside the courthouse. |
| Filing 13 APPLICATION for Admission of Elizabeth Lan Davis Pro Hac Vice (Application fee $ 150, receipt number AGANDC-12859555).by Rebecca Glasgow, Leslie Lauer, Wayne Curt Rubinas. (Kunkes, Craig) Documents for this entry are not available for viewing outside the courthouse. |
| Filing 12 APPLICATION for Admission of Christopher L Donati Pro Hac Vice (Application fee $ 150, receipt number AGANDC-12859546).by Rebecca Glasgow, Leslie Lauer, Wayne Curt Rubinas. (Kunkes, Craig) Documents for this entry are not available for viewing outside the courthouse. |
| Filing 11 APPLICATION for Admission of Andrew J. Melnick Pro Hac Vice (Application fee $ 150, receipt number AGANDC-12859535).by Rebecca Glasgow, Leslie Lauer, Wayne Curt Rubinas. (Kunkes, Craig) Documents for this entry are not available for viewing outside the courthouse. |
| Filing 10 NOTICE of Appearance by Edward Bedard on behalf of Rebecca Glasgow, Leslie Lauer, Wayne Curt Rubinas (Bedard, Edward) |
| Filing 9 NOTICE of Appearance by Craig G. Kunkes on behalf of Rebecca Glasgow, Leslie Lauer, Wayne Curt Rubinas (Kunkes, Craig) |
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Filing 8
ORDER granting #5 Application for Admission Pro Hac Vice of William H. Foster. Signed by Judge Thomas W. Thrash, Jr. on 08/31/2023. If the applicant does not have CM/ECF access in the Northern District of Georgia already, they must request access at http://pacer.gov. If they have electronically filed in this district in a previous case, please omit this step.(jkb)
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| Filing 7 NOTICE Of Filing Acceptance of Service by UBS Financial Services Inc. (Attachments: #1 Exhibit A - Acceptance of Service, #2 Exhibit B - Declaration of William H. Foster)(Gibson, Jacob) |
| NOTICE of Hearing on Motion re: #4 Emergency MOTION for Temporary Restraining Order and a Preliminary Injunction IMMEDIATE HEARING REQUESTED. Motion Hearing set for 9/27/2023 at 02:00 PM in ATLA Courtroom 2108 before Judge Thomas W. Thrash Jr. (jeh) |
| Clerk's Notation re #6 Certificate of Interested Persons/Corporate Disclosure Statement. Reviewed and approved by Judge Thrash. (jeh) |
| Filing 6 Certificate of Interested Persons and Corporate Disclosure Statement by UBS Financial Services Inc. identifying Corporate Parent UBS Group AG, Other Affiliate UBS AG, Other Affiliate UBS Americas Inc., Other Affiliate UBS Americas Holding LLC for UBS Financial Services Inc.. (Gibson, Jacob) |
| APPROVAL by Clerks Office re: #5 APPLICATION for Admission of William H. Foster Pro Hac Vice (Application fee $ 150, receipt number AGANDC-12846297). Attorney William H. Foster, III added appearing on behalf of UBS Financial Services Inc. E-filing access may be requested after an order granting the application is entered. (rvb) |
| Filing 5 APPLICATION for Admission of William H. Foster Pro Hac Vice.by UBS Financial Services Inc.. (Gibson, Jacob) Documents for this entry are not available for viewing outside the courthouse. |
| RETURN of #3 APPLICATION for Admission of William H. Foster Pro Hac Vice (Application fee $ 150, receipt number AGANDC-12846297) to attorney for correction. Reason for return: Bar number for local counsel, Jacob Gibson, is listed on the application was 218566. This is not the correct bar number for local counsel. (rvb) |
| Filing 4 Emergency MOTION for Temporary Restraining Order and a Preliminary Injunction IMMEDIATE HEARING REQUESTED with Brief In Support by UBS Financial Services Inc.. (Attachments: #1 Brief, #2 Exhibit A - Declaration of Robert Karem, #3 Exhibit B - Partnering Agreements, #4 Exhibit C - 2020 ALFA Agreements, #5 Exhibit D - Premier Plus Accelerate Option Transition Payment Award Agreement, #6 Exhibit E - Premier Plus Transition Payment Award Agreement, #7 Exhibit F - NFA Trainee Agreement, #8 Exhibit G - Code of Conduct, #9 Exhibit H - Text Message, #10 Exhibit I - Reminder Letters)(Gibson, Jacob) Modified on 10/3/2023 (jeh). |
| Filing 3 APPLICATION for Admission of William H. Foster Pro Hac Vice (Application fee $ 150, receipt number AGANDC-12846297).by UBS Financial Services Inc.. (Attachments: #1 Text of Proposed Order)(Gibson, Jacob) Documents for this entry are not available for viewing outside the courthouse. |
| Filing 2 Electronic Summons Issued as to Rebecca Glasgow, Leslie Lauer, Wayne Curt Rubinas. (jkb) |
| Submission of #1 Complaint, to District Judge Thomas W. Thrash Jr. (jkb) |
| Filing 1 VERIFIED COMPLAINT FOR INJUNCTIVE RELIEF filed by UBS Financial Services Inc. (Filing fee $402, receipt number AGANDC-12844203) (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Affidavit Verification of Robert Karem, #9 Civil Cover Sheet)(jkb) Please visit our website at http://www.gand.uscourts.gov/commonly-used-forms to obtain Pretrial Instructions and Pretrial Associated Forms which includes the Consent To Proceed Before U.S. Magistrate form. |
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