Zazzali v. Advisory Group Equity Services Ltd. et al

Justia Dockets & Filings Ninth Circuit Idaho District Court Zazzali v. Advisory Group Equity Services Ltd. et al

Zazzali v. Advisory Group Equity Services Ltd. et al

Plaintiff:	James R. Zazzali
Defendant:	Ogilvie Security Advisors Parent Corp., Ogilvie Security Advisors, Notman Financial Group Parent Corp., Notman Financial Group, National Securities Corp. Parent Corp., National Securities Corp., Money Concepts Capital Corp. Parent Corp., Money Concepts Capital Corp., Mid Atlantic Capital Corp. Parent Corp., Mid Atlantic Capital Corp., Merrimac Corporate Securities Inc. Parent Corp., Merrimac Corporate Securities Inc., LaSalle ST Securities Parent Corp., LaSalle ST Securities, Intervest International Parent Corp., Intervest International, Inlet Securities LLC Parent Corp., Inlet Securities LLC, Finance 500 Parent Corp., Finance 500, Dawson James Securities Inc. Parent Corp., Dawson James Securities Inc., Courtlandt Financial Group Inc. Parent Corp., Courtlandt Financial Group Inc., CFD Investments Parent Corp., CFD Investments Inc., Capital Quest Securities Parent Corp., Capital Quest Securities, Capital Financial Services Parent Corp., Capital Financial Services, Capital Analysts Incorporated Parent Corp., Capital Analysts Incorporated, Calton & Associates Parent Corp., Calton & Associates, Brecek & Young Advisors Parent Corp., Brecek & Young Advisors, Axiom Capital Parent Corp., Axiom Capital, American Portfolios Parent Corp., American Portfolios, American Independent Securities Group Parent Corp., Alliance Affiliated Equity Corp. Parent Corporation, Alliance Affiliated Equity Corp., Regent Capital Group, Regent Capital Group Parent Corp., Resource Horizons Group LLC, Resource Horizons Group LLC Parent Corp., Sanders Morris Harris Inc., Sanders Morris Harris Inc. Parent Corp., Sterling Enterprises Group Inc., Sterling Enterprises Group Inc. Parent Corp., Transam Securities Inc., Transam Securities Inc. Parent Corp., John Doe 1-500 and Investment Security Corp.
Case Number:	1:2014cv00415
Filed:	September 26, 2014
Court:	US District Court for the District of Idaho
Office:	Boise - Southern Office
County:	XX US, Outside State
Presiding Judge:	B. Lynn Winmill
Nature of Suit:	Securities/Commodities/Exchanges
Cause of Action:	15 U.S.C. § 78
Jury Demanded By:	Plaintiff

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Date Filed	Document Text
September 25, 2014	Filing 339 MEMORANDUM OPINION. Signed by Judge Gregory M. Sleet on 9/25/2014. (mdb)

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Search for this case: Zazzali v. Advisory Group Equity Services Ltd. et al
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Defendant: Ogilvie Security Advisors Parent Corp.
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Defendant: Ogilvie Security Advisors
Represented By:	Artemio C. Aranilla, II
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Defendant: Notman Financial Group Parent Corp.
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Defendant: Notman Financial Group
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Defendant: National Securities Corp. Parent Corp.
Represented By:	Elizabeth B. Sandza
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Defendant: National Securities Corp.
Represented By:	Nathan David Barillo
Represented By:	Amaryah K. Bocchino
Represented By:	Jason A. Cincilla
Represented By:	Francis A. Monaco, Jr.
Represented By:	Elizabeth B. Sandza
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Defendant: Money Concepts Capital Corp. Parent Corp.
Represented By:	William A. Crawford
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Defendant: Money Concepts Capital Corp.
Represented By:	William A. Crawford
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Defendant: Mid Atlantic Capital Corp. Parent Corp.
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Defendant: Mid Atlantic Capital Corp.
Represented By:	Francis A. Monaco, Jr.
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Defendant: Merrimac Corporate Securities Inc. Parent Corp.
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Defendant: Merrimac Corporate Securities Inc.
Represented By:	Michael J. Farnan
Represented By:	Lucian Borders Murley
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Defendant: LaSalle ST Securities Parent Corp.
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Defendant: LaSalle ST Securities
Represented By:	Christian T. Kemnitz
Represented By:	Francis A. Monaco, Jr.
Represented By:	Brian J. Poronsky
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Defendant: Intervest International Parent Corp.
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Defendant: Intervest International
Represented By:	M Michael Sasser
Represented By:	Carla B. Minckley
Represented By:	Regina M. Matozzo
Represented By:	Thomas D. Birge
Represented By:	Theodore J. Tacconelli
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Defendant: Inlet Securities LLC Parent Corp.
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Defendant: Inlet Securities LLC
Represented By:	Mary E. Augustine
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Defendant: Finance 500 Parent Corp.
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Defendant: Finance 500
Represented By:	Katharine L. Mayer
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Defendant: Dawson James Securities Inc. Parent Corp.
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Defendant: Dawson James Securities Inc.
Represented By:	Garvan F. McDaniel
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Defendant: Courtlandt Financial Group Inc. Parent Corp.
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Defendant: Courtlandt Financial Group Inc.
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Defendant: CFD Investments Parent Corp.
Represented By:	Jed W Manwaring
Represented By:	P. Clarkson Collins, Jr.
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Defendant: CFD Investments Inc.
Represented By:	Jed W Manwaring
Represented By:	P. Clarkson Collins, Jr.
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Defendant: Capital Quest Securities Parent Corp.
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Defendant: Capital Quest Securities
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Defendant: Capital Financial Services Parent Corp.
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Defendant: Capital Financial Services
Represented By:	Matthew L Walters
Represented By:	Gara M. Seagraves
Represented By:	Joseph N Pirtle
Represented By:	Artemio C. Aranilla, II
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Defendant: Capital Analysts Incorporated Parent Corp.
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Defendant: Capital Analysts Incorporated
Represented By:	Francis A. Monaco, Jr.
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Defendant: Calton & Associates Parent Corp.
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Defendant: Calton & Associates
Represented By:	Alan M. Wolper
Represented By:	Lucian Borders Murley
Represented By:	Michael J. Farnan
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Defendant: Brecek & Young Advisors Parent Corp.
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Defendant: Brecek & Young Advisors
Represented By:	Joel M. Wertman
Represented By:	Jed W Manwaring
Represented By:	Denis C. Dice
Represented By:	Artemio C. Aranilla, II
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Defendant: Axiom Capital Parent Corp.
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Defendant: Axiom Capital
Represented By:	Kevin Grant Collins
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Defendant: American Portfolios Parent Corp.
Represented By:	Theodore J. Tacconelli
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Defendant: American Portfolios
Represented By:	Theodore J. Tacconelli
Represented By:	Derek C. Anderson
Represented By:	Cliff G. Anderson
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Defendant: American Independent Securities Group Parent Corp.
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Defendant: Alliance Affiliated Equity Corp. Parent Corporation
Represented By:	Tayler Wayne Tibbitts
Represented By:	Steven F Schossberger
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Defendant: Alliance Affiliated Equity Corp.
Represented By:	Tayler Wayne Tibbitts
Represented By:	William F. Taylor, Jr.
Represented By:	Steven F Schossberger
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Defendant: Regent Capital Group
Represented By:	Garvan F. McDaniel
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Defendant: Regent Capital Group Parent Corp.
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Defendant: Resource Horizons Group LLC
Represented By:	Michael J. Farnan
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Defendant: Resource Horizons Group LLC Parent Corp.
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Defendant: Sanders Morris Harris Inc.
Represented By:	Francis A. Monaco, Jr.
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Defendant: Sanders Morris Harris Inc. Parent Corp.
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Defendant: Sterling Enterprises Group Inc.
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Defendant: Sterling Enterprises Group Inc. Parent Corp.
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Defendant: Transam Securities Inc.
Represented By:	Francis A. Monaco, Jr.
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Defendant: Transam Securities Inc. Parent Corp.
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Defendant: John Doe 1-500
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Defendant: Investment Security Corp.
Represented By:	Mark M. Billion
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Plaintiff: James R. Zazzali
Represented By:	Christopher Viceconte
Represented By:	Frugan Mouzon
Represented By:	Steven Mitnick
Represented By:	Andrew G. Moore, II
Represented By:	Brian J. McMahon
Represented By:	James M. Lee
Represented By:	Jason R Halpin
Represented By:	Kevin Alan Griffiths
Represented By:	Keely E. Duke
Represented By:	Debra A Clifford
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