DOERFLEIN et al v. PRUDENTIAL INVESTMENT MANAGEMENT SERVICES, INC et al
Plaintiff: DAVID N. DOERFLEIN, DAVID N. DOERFLEIN TRUST and LEEROY A. DOERFLEIN
Defendant: PRUDENTIAL INVESTMENT MANAGEMENT SERVICES, INC and PRUCO SECURITIES, LLC
Case Number: 1:2007cv00738
Filed: June 8, 2007
Court: US District Court for the Southern District of Indiana
Office: Indianapolis Office
County: Franklin
Presiding Judge: David Frank Hamilton
Presiding Judge: Jane Magnus-Stinson
Nature of Suit: Securities/Commodities
Cause of Action: 09 U.S.C. ยง 1 U.S. Arbitration Act
Jury Demanded By: None

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
January 30, 2009 Opinion or Order Filing 33 ENTRY ON MOTIONS FOR SUMMARY JUDGMENT. Defendant Pruco Securities, LLC is entitled to judgment confirming the arbitration award. Plaintiffs' motion for summary judgment is denied. The court will enter final judgment confirming the award. Signed by Judge David Frank Hamilton on 1/30/2009. (LBK)
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Plaintiff: DAVID N. DOERFLEIN
Represented By: Geoffrey P. Damon
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Plaintiff: DAVID N. DOERFLEIN TRUST
Represented By: Geoffrey P. Damon
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Plaintiff: LEEROY A. DOERFLEIN
Represented By: Geoffrey P. Damon
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Defendant: PRUDENTIAL INVESTMENT MANAGEMENT SERVICES, INC
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Defendant: PRUCO SECURITIES, LLC
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