Securities And Exchange Commission et al v. Smith et al
Plaintiff: Securities And Exchange Commission
Defendant: Brenda Smith, Bristol Advisors, LLC, Broad Reach Partners, LLC and Broad Reach Capital, LLP
Receiver: Kevin D. Kent
Case Number: 5:2020cv00293
Filed: July 6, 2020
Court: US District Court for the Eastern District of Kentucky
Presiding Judge: Danny C Reeves
Nature of Suit: Securities/Commodities
Jury Demanded By: None
Docket Report

This docket was last retrieved on July 6, 2020. A more recent docket listing may be available from PACER.

Date Filed Document Text
July 6, 2020 Filing 1 NOTICE OF FILING OF COMPLAINT AND ORDER APPOINTING RECEIVER PURSUANT TO 28 U.S.C. 754 by Kevin D. Kent (Attachments: #1 Exhibit A -Civil NJ Cover Sheet, Complaint, #2 Exhibit B - NJ Temporary Restraining Order, #3 Exhibit C - NJ Preliminary Injunction, #4 Exhibit D - NJ Order Appointing Receiver, #5 Civil Cover Sheet, #6 Receipt 5030259, #7 Cover Letter & Envelope dated 7/3/2020)(KM)
July 6, 2020 Conflict Check run. (KM)

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Defendant: Brenda Smith
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Defendant: Bristol Advisors, LLC
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Defendant: Broad Reach Partners, LLC
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Defendant: Broad Reach Capital, LLP
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Receiver: Kevin D. Kent
Represented By: Robin S. Weiss
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Plaintiff: Securities And Exchange Commission
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